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Business Forum - Global trends in securities
April 2016
Philip KwonDirector, Securities | N Asia
SWIFT Business Forum Taiwan - Global trends in securities post trade 2
Background
From tightened regulations to shortened settlement cycles to investor & client due diligence, financial institutions around the world face increased pressure to have more scalable, efficient, transparent and therefore automated post trade environments.
Impact of Global/Regional Regulations: Dodd-Franks, EMIR, APAC
Efficient domestic and cross border trade processing
Room to grow: The need for greater standardization
SWIFT Business Forum Taiwan - Global trends in securities post trade 3
OTC Regulations
Dodd-Frank, EMIR, APAC
Regimes
Collateral Management & Settlement
Central Clearing
Impact of OTC Derivative Reforms
Trade Reporting
SWIFT Business Forum Taiwan - Global trends in securities post trade 4
Efficient Post Trade Process
Trade processing:
Post execution to settlement
Linking to Market Infrastructure
RegulationsOTC
Derivatives
Trade Reporting
Central Clearing
Collateral Management & Settlement
Straight Through
Processing
Linking counter-parties
Multi Asset Class
Need for greater standardizationHelping you to reduce risks thanks to automation and STP
Domestic and Global reach Internal optimization Regulations
Security and Resiliency
Automation at your own pace
Customer Care and Support
SWIFT: reconciliation, clearing, settlement, multi asset class, trade reporting, collateral management, central clearing, trade matching
6
Standardization: Post trade view & the case for SWIFT
Fund Manager(Foreign and Domestic) Stock Exchange
Central Depository
Trade Match Platform
ClearingAgent
Clearing House
Broker
Custodian
- Settlement Instruction
- Settlement- Reconciliation- Corp actions- Funds- Coll mgmt
- Clearing & Settle.- Reconciliation- Corp actions- Trade reporting- Funds- Collateral Mgmt
Clearing
Trade Execution
SecuritiesSettlement
- Confirmation- Multi asset class- Coll Mgmt
- Clearing- Settlement
- CC Coll mgmt- Clearing Settlement
- Clearing- Settlement
SWIFT Business Forum Taiwan - Global trends in securities post trade 7
No. of SWIFT Enabled Clients in Taiwan
SWIFT Business Forum Taiwan - Global trends in securities post trade 8
SWIFT Ready clients in Taiwan
SWIFT Business Forum Taiwan - Global trends in securities post trade 9
10
Standardization: Post trade view & the case for SWIFT
Fund Manager(Foreign and Domestic) Stock Exchange
Central Depository
Trade Match Platform
ClearingAgent
Clearing House
Broker
Custodian
- Settlement Instruction
- Settlement- Reconciliation- Corp actions- Funds- Coll mgmt
- Clearing & Settle.- Reconciliation- Corp actions- Trade reporting- Funds- Collateral Mgmt
Clearing
Trade Execution
SecuritiesSettlement
- Confirmation- Multi asset class- Coll Mgmt
- Clearing- Settlement
- CC Coll mgmt- Clearing Settlement
- Clearing- Settlement
Conclusion
“Great discoveries and improvements invariably involve the cooperation of many minds.”
- Alexander Graham Bell
SWIFT Business Forum Taiwan - Global trends in securities post trade 12
www.swift.com