33
Product Quality & Patient Safety Compounding to Manufacturing: A 21 st Century Journey Avoiding the Historical Blind Alleys USP–India Workshop: Quality of Chemical Medicines: Impact of Impurities and Strategies for Control [email protected] 12 June 2012 © Ajaz S. Hussain | Insight Advice & Solutions LLC 1

Product Quality & Patient Safety USP Workshop Mumbai 12 June 2015

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Citation preview

Product Quality amp Patient Safety

Compounding to Manufacturing A 21st Century Journey Avoiding the Historical Blind Alleys

USPndashIndia Workshop Quality of Chemical MedicinesImpact of Impurities and Strategies for Control

ajazajazhussaincom

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC1

Prologue

Pharmaceutical Quality for the 21st Century ndash the need to realize quality by design and reduce

reliance on testing to document quality a regulatory (FDA) and a professional journey (since

2000)

My previous presentation at a USP Conference was over 10+ years ago - in September 2004

USP Annual Scientific Meeting ndash ldquoThe Science of Qualityrdquo Iselin NJ My talk was entitled ndash

lsquoBiopharmaceutics and Drug Product Quality Performance Tests A Look Into the Futurersquo

Optimal utility of the Pharmacopoeias in the 21st Century requires understanding difference

between lsquocompoundingrsquo and lsquomanufacturingrsquo lsquomarket standardsrsquo and lsquorelease testingrsquo

identifying and addressing the historical blind spots or blind alleys and effectively educating

the user amp lsquomarketrsquo community

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC2

Outline

Current state of pharmaceutical lsquoCompoundingrsquo amp lsquoManufacturingrsquo

What are our lsquoblind alleysrsquo

Illustrative examples of lsquoblind alleysrsquo

How can one avoid these (historical) lsquoblind alleysrsquo

Closing thoughts - Pharmacopoeias championing quality by design absolutely

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC3

Current state

Compounding May 2015 Reports

FDA to develop ldquoDo not compoundrdquo and ldquoDemonstrably difficult

to compoundldquo list being developed

Compounding Center to Pay $200 Million for Meningitis

Outbreak The companyrsquos chief pharmacist is one of two people

implicated in the outbreak and charged with second-degree

murder

Experts ponder drug compounding lawrsquos impact on

ophthalmology In 2013 in the wake of infectious outbreaks

traced to steroids and repackaged intravitreal Avastin produced

at compounding pharmacies Congress passed the Drug Quality

and Security Act which included the Compounding Quality Act

Manufacturing 2015 Reports

FDA Bans Drugs Made by Indian Manufacturer Over GMP

Problems hellip All 13 of those letters have cited irregularities

with the companies data integrity practices

Vertex JampJ GSK Novartis all working on continuous

manufacturing facilities FDA supports the move as a way to

improve quality in manufacturing

Modern Manufacturing Systems Key to FDA Quality

Initiativehellip Urgedhellipfor more than a decade to adopt more

reliable and efficient advanced manufacturing technologies

capable of ensuring consistent high-quality production that

meets standards and public expectations

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC4

Reading the media headlines ndash it would appear thathellip

Today it seems we manufacture

in a pharmacy to label it

compounding

We lsquocontrolrsquo manufacturing in

modern factories using market

standards designed for

compounding

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC5

Compendial standards apply only to the units tested

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC6

Being human means ldquowe can be blind to the obvious

and we are also blind to our blindnessrdquo

Daniel Kahneman

Thinking Fast and Slow

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC7

httpwebmiteduperscipeopleadelsoncheckershadow_proofhtml

Examples of our lsquoblind spotsrsquo or lsquoblind alleysrsquoRelevant to this workshop

Market

standards for

lsquoProduct

Releasersquo

bullKeeping the system in a lsquocorrective

actionrsquo mode

bullCorrecting lsquocommon causersquo poses a

problem

bullReasons to rationalize deviant

behaviors

Analytical

Method

Validation

bullEyes open when Quality becomes a

issue for National Security

bullA calibration lsquostandardrsquo which was too

variable

bullWhat is Gauge RampR Why needed for

testing physical attributes

Impurities amp

Contaminants

bulllsquo1937 to 2007rsquo ndash 70 years to open our

eyes

bulllsquoMarket standardrsquo that the lsquomarketrsquo

didnrsquot know how to use

bullEvidence of lsquoblisters in farm animalsrsquo ndash

okay to use in humans since impurity

not identified in the USP

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC8

Few lsquoblind alleysrsquo that some of us ndash the old timers ndash have

spent time in so that the next generation can learn to avoid

lsquo1937 to 2007rsquo ndash 70 years to

open our eyes

lsquoMarket standardrsquo that which

the lsquomarketrsquo doesnrsquot know how

to use

Evidence of lsquomouth blisters in

farm animalsrsquo ndash okay to use in

human lungs since impurity not

identified in the USP

Eyes open when Quality

becomes a issue for National

Security

A calibration lsquostandardrsquo which

was too variable

What is Gauge RampR Why

needed for testing physical

attributes

Keeping the system in a

lsquocorrective actionrsquo mode

Busy correcting lsquocommon causersquo

ndash chasing our tail

Reasons to rationalize deviant

behaviors

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC9

How does one avoid these lsquoblind alleysrsquo Systems thinking System is the product of

interacting parts improving the parts taken separately will not improve the system

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC10

CEO amp

Sr Management

Culture

of Quality

Managers amp

Leaders

Effective

QMS

GXP

Compliance

All

Employees

Quality is Easy

The slice that is most

relevant for this

workshop

Closing thoughts

Then - 2004

The Process Analytical Technology Initiative PAT and

the Pharmacopeias

bull EDQM Spring Conference Cannes 3-4 May 2004

Assuring quality by design provide greater assurance

than testing to document quality

bull ldquoData derived from manufacturing process validation studies and from

in-process controls may provide greater assurance that a batch meets a

particular monograph requirement than analytical data derived from

an examination of finished units drawn from that batchrdquo (General

Notices USP 27)

bull Time to drop the may

Penalty for large sample size built in ndash time to remove

this penalty

bull With increasing sample size for content uniformity the numbers of

tablets found outside range 75-125 among a batch of 1000000

Now - 2015

Pharmacopoeias championing

quality by design absolutely

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC11

Pharmacopoeias championing quality by design

absolutely

Drug Substance and Product Monographs ndash conceptually should be a more detailed Quality Target Product Profile ndash

outlining CQArsquos relevant to safety and efficacy

CQA- Acceptance Criteria with no penalty for larger samples supporting robust estimation of variability (eliminate

passfail or attribute criteria) ndash supporting continual improvement

General chapter on how to address process related impurities - specific impurities best controlled via the regulatory

submission and cGMPs

General chapters for Critical Quality amp Material Attributes (functionality) amp their Measurement ndash with specific focus

on physical attributes amp analytical validation with considerations for Gage RampR as appropriate Use (and donrsquot

forget) the lessons learned from dissolution calibration

Educate users on the correct role and interpretation of the Pharmacopoeias - remove any perceptionsreasons to

rationalize deviant behaviors

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC12

Additional information on our lsquolsquoblind alleysrdquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC13

Blind spot 1

lsquo1937 to 2007rsquo ndash70 years to open our eyes

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC14

lsquo1937 to 2007rsquo 70 years to open our eyes

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC15

1938 The Federal Food Drug and Cosmetic (FDC)

bull 1937 Elixir of Sulfanilamide

1962 Kefauver-Harris Drug Amendments

bull 1962 Thalidomide

bull 1960 Color Additive Amendment

bull 1958 Food Additives Amendment GRAS

bull 1960 Color Additive Amendment

bull 1958 Food Additives Amendment GRAS

1992 Generic Drug Enforcement Act

bull1989 L-Tryptophan

bull 1989 Generic Drug Scandal

bull 1988 Food and Drug Administration Act

bull 1984 Fines Enhancement Laws Drug Price Competition and Patent Term Restoration Act

2012 Food and Drug Administration Safety and Innovation Act (FDASIA)

bull 2007 Heparin Disaster

2013 Pandemic and All-Hazards Preparedness Reauthorization Act (PAHPRA) Drug Quality and Security Act

bull 2012 The Deadly Meningitis Outbreak

lsquo1937 to 2007rsquo 70 years to open our eyesIs this characterization fair

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC16

Guidance for Industry Testing of

Glycerin for Diethylene Glycol

CDER May 2007 Compliance

1 Manufacturers did not perform full identity

testing on the glycerin raw material

including tests to quantify the amount of

DEG

2 Relied on the certificate of analysis (COA)

3 The origin of the glycerin was not easily

apparent from the COA

4 The COA was often a copy of a COA on the

letterhead of the distributor

5 The chain of custody or distribution history

of the glycerin was also not readily known

USP Glycerin Monograph

Type of Posting Revision Bulletin

Posting Date 04ndashFebndash2009

Official Date 01ndashMayndash2009

Because of the serious hazards associated

withhellip and in response to

recommendations set forth in the FDA

Guidance for Industry Testing of Glycerin

for Diethylene Glycol published in May

2007 USP has revised the USP Glycerin

monograph

Because diethylene glycol and ethylene

glycol are considered unacceptable toxic

substances the testing of USP Glycerin

should demonstrate the absence of these

substances

April 2007 FDA request to

USP to revise the Glycerin

monographrsquos

IDENTIFICATION section

Revision includes adding ndash

Identification test B LIMIT OF

DIETHYLENE GLYCOL AND

ETHYLENE GLYCOL to detect and

quantify DEGEG in Glycerin minus Is no

longer part of the impurity testing

ldquoLimit of DEG and Related

Compoundsrdquo minus Introduces a capillary

gas-chromatographic (GC) method with

flame ionization detection (FID) minus Limit

of NMT 010 each for diethylene

glycol and ethylene glycol is found

Is this characterization fair

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC17

0

5

10

15

20

25

30

35

Yea

rs

DEG Years since the previous incident

0

50

100

150

200

250

300

350

Number of Reported Deaths1937

Eli

xir

of

Sulf

anil

amid

e

2007T

ootp

aste

conta

min

atio

n0 70 years 0 70

years

Frequent reports

Mumbai Mumbai

Data from Excipient Fest Janeen Skutnik Chair ndashIPECAmericas 2009

Fair helliprdquoBecause of the serious hazards associated withhellip and in

response to recommendations set forth in the FDA Guidancerdquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC18

Epidemic of Pediatric Deaths From Acute Renal Failure Caused by

Diethylene Glycol Poisoning JAMA 1998279(15)1175-1180

doi101001jama279151175

Month of hospital admission for children with

acute renal failure Haiti

October 1995-October 1996

Diethylene glycol poisoning in Gurgaon India 1998Bulletin of the World Health Organization 2001 79 88ndash95

We report a second episode of poisoning occurring in 1998 in India as

a result of children ingesting diethylene glycol at least 33 children

are known to have died

At the beginning of the investigation we never imagined that

contaminated medicine was causing acute renal failure in children

A brand of cough expectorant manufactured by a local pharmaceutical

company was found by the Central Drugs Laboratory Calcutta to

contain 175 (vv) diethylene glycol

The district and state drug controller had tested many samples using

thin layer chromatography before a sample of medicine tested positive

for diethylene glycol at the Central Drugs Laboratory None of the

earlier samples was found to be contaminated

Number of reported death grossly underestimate the harm caused

When the drug safety system fails people get sick

Some die (Congressman Shimkus)

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC19

bull Some of these people are already very vulnerable

and proving the cause of harm from impurities

adulteration and counterfeits can be elusive

It is hard to detect

harm

bull Certainly the companies are obligated to ensure

a culture of quality and maintain vigilance as

well This reflects a systems approach to safety

FDA inspectors look

for a culture of quality

at manufacturing

facilities

Blind spot 2

Market lsquostandardrsquo that which the lsquomarketrsquo didnrsquot know how to use

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC20

Market lsquostandardrsquo the lsquomarketrsquo didnrsquot know how to use

FDA Failed to Track Substandard Generic Medicines Congress Told

Generic heart drugs made by some

India-based companies donrsquot work as

they should said Preston Mason a

researcher at Brigham amp Womenrsquos

Hospital in Boston who has studied

the effectiveness of copies of Pfizer

Inc (PFEUS)rsquos Lipitor made both in

the US and abroad That may be

because some companies are cutting

corners to save money he said

Bashing Generics Study US Regulator Says Heart Drugs Are Safe

Mansoor A Khan RPh PhD Director

DPQROTROPQCDERFDA NIPTE

Conference UM at Shady Grove April 30 2015

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC21

FDA Analysis of Atorvastatin Products Refutes Report of Methyl Ester Impurities Therapeutic Innovation amp Regulatory Science May 27 2014

Blind spot 3

Evidence of lsquomouth blistersrsquo in farm animals ndash okay to use in humans since impurity not identified in the Pharmacopoeia

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC22

Evidence of lsquomouth blistersrsquo in farm animals ndash okay to use in

humans since impurity not identified in the Pharmacopoeia

An FDA Investigator

at a API facility in

India noted

Returned goods

from a customer - a

farm using the API

to treat cows

Cows developing

blister investigation

of cause = process

related impurity

API used in a

inhalation product for

humans ndashno action to

remove the impurity

because the product

meets pharmacopeia

monograph

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC23

Information about the FDA investigator and the facility in question not shared here

Other similar exampleshellip HCN in medical grade CO2 helliphellip

Blind spot 4

Eyes open when Quality becomes a issue for National Security

A calibration lsquostandardrsquo which was too variable

What is Gauge RampR Why needed for testing physical attributes

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC24

More US Marines contract

MalariaWednesday September 10 2003

Posted 925 AM EDT (1325 GMT)

WASHINGTON (CNN) -- Ten more US military personnel serving as part of the peacekeeping mission in Liberia are showing signs of having contracted malaria

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC25

DPACDERFDA Memo B J Westenberger 17 October 2003

Food and Drug Administration

Center for Drug Evaluation and Research

ADVISORY COMMITTEE FOR

PHARMACEUTICAL SCIENCE (ACPS)

May 3 2005

Dissolution Measurement System Current State and Opportunities for Improvement

Dr Lucinda Buhse Director Division of Pharmaceutical Analysis CDER FDA

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC26

Use lessons learned on calibration

Time to eliminate this

lsquoblind spotrsquo

Process Validation (2011) Statistical Confidence Continued Process Verificationhellip Quality Metricshellip

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC27

Blind spot 5

Keeping the system in a lsquocorrective actionrsquo mode

Correcting lsquocommon causersquo poses a problem

Reasons to rationalize deviant behaviors

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC28

Attribute Dissolution

Previous slide and these

data (see fig) are from one of

the top three Pharma Co

Modified release product ndash a RLD for which several generics have been approved

If a generic company at a foreign facility report no deviations and consistently releases their batches in five days or less ndash what would you think

A Generic manufacturer has a superior process ndash in control- compared to the RLD or

B Your gut says ndash lsquodata is too good to be truersquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC29

600 days

I have inserted the ldquo600 daysrsquo on the figure ndash this is based on cases I have seen while at FDA)

Preconditions to malice or disregard

Rationalization amp

Attitude

Pressure amp

Incentive

Opportunity ndash

lsquoholes in the QMSrdquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC30

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC31

Risk of unintended or intended normative support for

lsquotesting into compliancersquo

attitude

toward

performing

the behavior

Process

validation is

done so

quality is

good

test prone

to error

ldquoBatch failure

means I

made a

mistakerdquo

subjective

norm

Documents

not critical

Compendial

testing

sufficient

Local

regulators

collect amp test

samples ndash no

issue thereldquoTesting into compliancerdquo

Remove any perception and reasons to rationalize

deviant behaviors

Educate users on the correct role and interpretation

of the Pharmacopoeias in the 21st century

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC32

Addional information

Excipient Knowledge Management Mumbai 12 March 2015 Part 1 amp 2

Culture of Quality Data Integrity Quality by Design Connecting the Dots

Good Regulators of Pharmaceuticals (GRP) 22 October 2014

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC33

Photo credits wwwbigstockphotoscom

Prologue

Pharmaceutical Quality for the 21st Century ndash the need to realize quality by design and reduce

reliance on testing to document quality a regulatory (FDA) and a professional journey (since

2000)

My previous presentation at a USP Conference was over 10+ years ago - in September 2004

USP Annual Scientific Meeting ndash ldquoThe Science of Qualityrdquo Iselin NJ My talk was entitled ndash

lsquoBiopharmaceutics and Drug Product Quality Performance Tests A Look Into the Futurersquo

Optimal utility of the Pharmacopoeias in the 21st Century requires understanding difference

between lsquocompoundingrsquo and lsquomanufacturingrsquo lsquomarket standardsrsquo and lsquorelease testingrsquo

identifying and addressing the historical blind spots or blind alleys and effectively educating

the user amp lsquomarketrsquo community

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC2

Outline

Current state of pharmaceutical lsquoCompoundingrsquo amp lsquoManufacturingrsquo

What are our lsquoblind alleysrsquo

Illustrative examples of lsquoblind alleysrsquo

How can one avoid these (historical) lsquoblind alleysrsquo

Closing thoughts - Pharmacopoeias championing quality by design absolutely

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC3

Current state

Compounding May 2015 Reports

FDA to develop ldquoDo not compoundrdquo and ldquoDemonstrably difficult

to compoundldquo list being developed

Compounding Center to Pay $200 Million for Meningitis

Outbreak The companyrsquos chief pharmacist is one of two people

implicated in the outbreak and charged with second-degree

murder

Experts ponder drug compounding lawrsquos impact on

ophthalmology In 2013 in the wake of infectious outbreaks

traced to steroids and repackaged intravitreal Avastin produced

at compounding pharmacies Congress passed the Drug Quality

and Security Act which included the Compounding Quality Act

Manufacturing 2015 Reports

FDA Bans Drugs Made by Indian Manufacturer Over GMP

Problems hellip All 13 of those letters have cited irregularities

with the companies data integrity practices

Vertex JampJ GSK Novartis all working on continuous

manufacturing facilities FDA supports the move as a way to

improve quality in manufacturing

Modern Manufacturing Systems Key to FDA Quality

Initiativehellip Urgedhellipfor more than a decade to adopt more

reliable and efficient advanced manufacturing technologies

capable of ensuring consistent high-quality production that

meets standards and public expectations

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC4

Reading the media headlines ndash it would appear thathellip

Today it seems we manufacture

in a pharmacy to label it

compounding

We lsquocontrolrsquo manufacturing in

modern factories using market

standards designed for

compounding

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC5

Compendial standards apply only to the units tested

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC6

Being human means ldquowe can be blind to the obvious

and we are also blind to our blindnessrdquo

Daniel Kahneman

Thinking Fast and Slow

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC7

httpwebmiteduperscipeopleadelsoncheckershadow_proofhtml

Examples of our lsquoblind spotsrsquo or lsquoblind alleysrsquoRelevant to this workshop

Market

standards for

lsquoProduct

Releasersquo

bullKeeping the system in a lsquocorrective

actionrsquo mode

bullCorrecting lsquocommon causersquo poses a

problem

bullReasons to rationalize deviant

behaviors

Analytical

Method

Validation

bullEyes open when Quality becomes a

issue for National Security

bullA calibration lsquostandardrsquo which was too

variable

bullWhat is Gauge RampR Why needed for

testing physical attributes

Impurities amp

Contaminants

bulllsquo1937 to 2007rsquo ndash 70 years to open our

eyes

bulllsquoMarket standardrsquo that the lsquomarketrsquo

didnrsquot know how to use

bullEvidence of lsquoblisters in farm animalsrsquo ndash

okay to use in humans since impurity

not identified in the USP

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC8

Few lsquoblind alleysrsquo that some of us ndash the old timers ndash have

spent time in so that the next generation can learn to avoid

lsquo1937 to 2007rsquo ndash 70 years to

open our eyes

lsquoMarket standardrsquo that which

the lsquomarketrsquo doesnrsquot know how

to use

Evidence of lsquomouth blisters in

farm animalsrsquo ndash okay to use in

human lungs since impurity not

identified in the USP

Eyes open when Quality

becomes a issue for National

Security

A calibration lsquostandardrsquo which

was too variable

What is Gauge RampR Why

needed for testing physical

attributes

Keeping the system in a

lsquocorrective actionrsquo mode

Busy correcting lsquocommon causersquo

ndash chasing our tail

Reasons to rationalize deviant

behaviors

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC9

How does one avoid these lsquoblind alleysrsquo Systems thinking System is the product of

interacting parts improving the parts taken separately will not improve the system

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC10

CEO amp

Sr Management

Culture

of Quality

Managers amp

Leaders

Effective

QMS

GXP

Compliance

All

Employees

Quality is Easy

The slice that is most

relevant for this

workshop

Closing thoughts

Then - 2004

The Process Analytical Technology Initiative PAT and

the Pharmacopeias

bull EDQM Spring Conference Cannes 3-4 May 2004

Assuring quality by design provide greater assurance

than testing to document quality

bull ldquoData derived from manufacturing process validation studies and from

in-process controls may provide greater assurance that a batch meets a

particular monograph requirement than analytical data derived from

an examination of finished units drawn from that batchrdquo (General

Notices USP 27)

bull Time to drop the may

Penalty for large sample size built in ndash time to remove

this penalty

bull With increasing sample size for content uniformity the numbers of

tablets found outside range 75-125 among a batch of 1000000

Now - 2015

Pharmacopoeias championing

quality by design absolutely

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC11

Pharmacopoeias championing quality by design

absolutely

Drug Substance and Product Monographs ndash conceptually should be a more detailed Quality Target Product Profile ndash

outlining CQArsquos relevant to safety and efficacy

CQA- Acceptance Criteria with no penalty for larger samples supporting robust estimation of variability (eliminate

passfail or attribute criteria) ndash supporting continual improvement

General chapter on how to address process related impurities - specific impurities best controlled via the regulatory

submission and cGMPs

General chapters for Critical Quality amp Material Attributes (functionality) amp their Measurement ndash with specific focus

on physical attributes amp analytical validation with considerations for Gage RampR as appropriate Use (and donrsquot

forget) the lessons learned from dissolution calibration

Educate users on the correct role and interpretation of the Pharmacopoeias - remove any perceptionsreasons to

rationalize deviant behaviors

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC12

Additional information on our lsquolsquoblind alleysrdquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC13

Blind spot 1

lsquo1937 to 2007rsquo ndash70 years to open our eyes

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC14

lsquo1937 to 2007rsquo 70 years to open our eyes

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC15

1938 The Federal Food Drug and Cosmetic (FDC)

bull 1937 Elixir of Sulfanilamide

1962 Kefauver-Harris Drug Amendments

bull 1962 Thalidomide

bull 1960 Color Additive Amendment

bull 1958 Food Additives Amendment GRAS

bull 1960 Color Additive Amendment

bull 1958 Food Additives Amendment GRAS

1992 Generic Drug Enforcement Act

bull1989 L-Tryptophan

bull 1989 Generic Drug Scandal

bull 1988 Food and Drug Administration Act

bull 1984 Fines Enhancement Laws Drug Price Competition and Patent Term Restoration Act

2012 Food and Drug Administration Safety and Innovation Act (FDASIA)

bull 2007 Heparin Disaster

2013 Pandemic and All-Hazards Preparedness Reauthorization Act (PAHPRA) Drug Quality and Security Act

bull 2012 The Deadly Meningitis Outbreak

lsquo1937 to 2007rsquo 70 years to open our eyesIs this characterization fair

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC16

Guidance for Industry Testing of

Glycerin for Diethylene Glycol

CDER May 2007 Compliance

1 Manufacturers did not perform full identity

testing on the glycerin raw material

including tests to quantify the amount of

DEG

2 Relied on the certificate of analysis (COA)

3 The origin of the glycerin was not easily

apparent from the COA

4 The COA was often a copy of a COA on the

letterhead of the distributor

5 The chain of custody or distribution history

of the glycerin was also not readily known

USP Glycerin Monograph

Type of Posting Revision Bulletin

Posting Date 04ndashFebndash2009

Official Date 01ndashMayndash2009

Because of the serious hazards associated

withhellip and in response to

recommendations set forth in the FDA

Guidance for Industry Testing of Glycerin

for Diethylene Glycol published in May

2007 USP has revised the USP Glycerin

monograph

Because diethylene glycol and ethylene

glycol are considered unacceptable toxic

substances the testing of USP Glycerin

should demonstrate the absence of these

substances

April 2007 FDA request to

USP to revise the Glycerin

monographrsquos

IDENTIFICATION section

Revision includes adding ndash

Identification test B LIMIT OF

DIETHYLENE GLYCOL AND

ETHYLENE GLYCOL to detect and

quantify DEGEG in Glycerin minus Is no

longer part of the impurity testing

ldquoLimit of DEG and Related

Compoundsrdquo minus Introduces a capillary

gas-chromatographic (GC) method with

flame ionization detection (FID) minus Limit

of NMT 010 each for diethylene

glycol and ethylene glycol is found

Is this characterization fair

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC17

0

5

10

15

20

25

30

35

Yea

rs

DEG Years since the previous incident

0

50

100

150

200

250

300

350

Number of Reported Deaths1937

Eli

xir

of

Sulf

anil

amid

e

2007T

ootp

aste

conta

min

atio

n0 70 years 0 70

years

Frequent reports

Mumbai Mumbai

Data from Excipient Fest Janeen Skutnik Chair ndashIPECAmericas 2009

Fair helliprdquoBecause of the serious hazards associated withhellip and in

response to recommendations set forth in the FDA Guidancerdquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC18

Epidemic of Pediatric Deaths From Acute Renal Failure Caused by

Diethylene Glycol Poisoning JAMA 1998279(15)1175-1180

doi101001jama279151175

Month of hospital admission for children with

acute renal failure Haiti

October 1995-October 1996

Diethylene glycol poisoning in Gurgaon India 1998Bulletin of the World Health Organization 2001 79 88ndash95

We report a second episode of poisoning occurring in 1998 in India as

a result of children ingesting diethylene glycol at least 33 children

are known to have died

At the beginning of the investigation we never imagined that

contaminated medicine was causing acute renal failure in children

A brand of cough expectorant manufactured by a local pharmaceutical

company was found by the Central Drugs Laboratory Calcutta to

contain 175 (vv) diethylene glycol

The district and state drug controller had tested many samples using

thin layer chromatography before a sample of medicine tested positive

for diethylene glycol at the Central Drugs Laboratory None of the

earlier samples was found to be contaminated

Number of reported death grossly underestimate the harm caused

When the drug safety system fails people get sick

Some die (Congressman Shimkus)

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC19

bull Some of these people are already very vulnerable

and proving the cause of harm from impurities

adulteration and counterfeits can be elusive

It is hard to detect

harm

bull Certainly the companies are obligated to ensure

a culture of quality and maintain vigilance as

well This reflects a systems approach to safety

FDA inspectors look

for a culture of quality

at manufacturing

facilities

Blind spot 2

Market lsquostandardrsquo that which the lsquomarketrsquo didnrsquot know how to use

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC20

Market lsquostandardrsquo the lsquomarketrsquo didnrsquot know how to use

FDA Failed to Track Substandard Generic Medicines Congress Told

Generic heart drugs made by some

India-based companies donrsquot work as

they should said Preston Mason a

researcher at Brigham amp Womenrsquos

Hospital in Boston who has studied

the effectiveness of copies of Pfizer

Inc (PFEUS)rsquos Lipitor made both in

the US and abroad That may be

because some companies are cutting

corners to save money he said

Bashing Generics Study US Regulator Says Heart Drugs Are Safe

Mansoor A Khan RPh PhD Director

DPQROTROPQCDERFDA NIPTE

Conference UM at Shady Grove April 30 2015

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC21

FDA Analysis of Atorvastatin Products Refutes Report of Methyl Ester Impurities Therapeutic Innovation amp Regulatory Science May 27 2014

Blind spot 3

Evidence of lsquomouth blistersrsquo in farm animals ndash okay to use in humans since impurity not identified in the Pharmacopoeia

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC22

Evidence of lsquomouth blistersrsquo in farm animals ndash okay to use in

humans since impurity not identified in the Pharmacopoeia

An FDA Investigator

at a API facility in

India noted

Returned goods

from a customer - a

farm using the API

to treat cows

Cows developing

blister investigation

of cause = process

related impurity

API used in a

inhalation product for

humans ndashno action to

remove the impurity

because the product

meets pharmacopeia

monograph

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC23

Information about the FDA investigator and the facility in question not shared here

Other similar exampleshellip HCN in medical grade CO2 helliphellip

Blind spot 4

Eyes open when Quality becomes a issue for National Security

A calibration lsquostandardrsquo which was too variable

What is Gauge RampR Why needed for testing physical attributes

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC24

More US Marines contract

MalariaWednesday September 10 2003

Posted 925 AM EDT (1325 GMT)

WASHINGTON (CNN) -- Ten more US military personnel serving as part of the peacekeeping mission in Liberia are showing signs of having contracted malaria

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC25

DPACDERFDA Memo B J Westenberger 17 October 2003

Food and Drug Administration

Center for Drug Evaluation and Research

ADVISORY COMMITTEE FOR

PHARMACEUTICAL SCIENCE (ACPS)

May 3 2005

Dissolution Measurement System Current State and Opportunities for Improvement

Dr Lucinda Buhse Director Division of Pharmaceutical Analysis CDER FDA

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC26

Use lessons learned on calibration

Time to eliminate this

lsquoblind spotrsquo

Process Validation (2011) Statistical Confidence Continued Process Verificationhellip Quality Metricshellip

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC27

Blind spot 5

Keeping the system in a lsquocorrective actionrsquo mode

Correcting lsquocommon causersquo poses a problem

Reasons to rationalize deviant behaviors

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC28

Attribute Dissolution

Previous slide and these

data (see fig) are from one of

the top three Pharma Co

Modified release product ndash a RLD for which several generics have been approved

If a generic company at a foreign facility report no deviations and consistently releases their batches in five days or less ndash what would you think

A Generic manufacturer has a superior process ndash in control- compared to the RLD or

B Your gut says ndash lsquodata is too good to be truersquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC29

600 days

I have inserted the ldquo600 daysrsquo on the figure ndash this is based on cases I have seen while at FDA)

Preconditions to malice or disregard

Rationalization amp

Attitude

Pressure amp

Incentive

Opportunity ndash

lsquoholes in the QMSrdquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC30

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC31

Risk of unintended or intended normative support for

lsquotesting into compliancersquo

attitude

toward

performing

the behavior

Process

validation is

done so

quality is

good

test prone

to error

ldquoBatch failure

means I

made a

mistakerdquo

subjective

norm

Documents

not critical

Compendial

testing

sufficient

Local

regulators

collect amp test

samples ndash no

issue thereldquoTesting into compliancerdquo

Remove any perception and reasons to rationalize

deviant behaviors

Educate users on the correct role and interpretation

of the Pharmacopoeias in the 21st century

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC32

Addional information

Excipient Knowledge Management Mumbai 12 March 2015 Part 1 amp 2

Culture of Quality Data Integrity Quality by Design Connecting the Dots

Good Regulators of Pharmaceuticals (GRP) 22 October 2014

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC33

Photo credits wwwbigstockphotoscom

Outline

Current state of pharmaceutical lsquoCompoundingrsquo amp lsquoManufacturingrsquo

What are our lsquoblind alleysrsquo

Illustrative examples of lsquoblind alleysrsquo

How can one avoid these (historical) lsquoblind alleysrsquo

Closing thoughts - Pharmacopoeias championing quality by design absolutely

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC3

Current state

Compounding May 2015 Reports

FDA to develop ldquoDo not compoundrdquo and ldquoDemonstrably difficult

to compoundldquo list being developed

Compounding Center to Pay $200 Million for Meningitis

Outbreak The companyrsquos chief pharmacist is one of two people

implicated in the outbreak and charged with second-degree

murder

Experts ponder drug compounding lawrsquos impact on

ophthalmology In 2013 in the wake of infectious outbreaks

traced to steroids and repackaged intravitreal Avastin produced

at compounding pharmacies Congress passed the Drug Quality

and Security Act which included the Compounding Quality Act

Manufacturing 2015 Reports

FDA Bans Drugs Made by Indian Manufacturer Over GMP

Problems hellip All 13 of those letters have cited irregularities

with the companies data integrity practices

Vertex JampJ GSK Novartis all working on continuous

manufacturing facilities FDA supports the move as a way to

improve quality in manufacturing

Modern Manufacturing Systems Key to FDA Quality

Initiativehellip Urgedhellipfor more than a decade to adopt more

reliable and efficient advanced manufacturing technologies

capable of ensuring consistent high-quality production that

meets standards and public expectations

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC4

Reading the media headlines ndash it would appear thathellip

Today it seems we manufacture

in a pharmacy to label it

compounding

We lsquocontrolrsquo manufacturing in

modern factories using market

standards designed for

compounding

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC5

Compendial standards apply only to the units tested

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC6

Being human means ldquowe can be blind to the obvious

and we are also blind to our blindnessrdquo

Daniel Kahneman

Thinking Fast and Slow

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC7

httpwebmiteduperscipeopleadelsoncheckershadow_proofhtml

Examples of our lsquoblind spotsrsquo or lsquoblind alleysrsquoRelevant to this workshop

Market

standards for

lsquoProduct

Releasersquo

bullKeeping the system in a lsquocorrective

actionrsquo mode

bullCorrecting lsquocommon causersquo poses a

problem

bullReasons to rationalize deviant

behaviors

Analytical

Method

Validation

bullEyes open when Quality becomes a

issue for National Security

bullA calibration lsquostandardrsquo which was too

variable

bullWhat is Gauge RampR Why needed for

testing physical attributes

Impurities amp

Contaminants

bulllsquo1937 to 2007rsquo ndash 70 years to open our

eyes

bulllsquoMarket standardrsquo that the lsquomarketrsquo

didnrsquot know how to use

bullEvidence of lsquoblisters in farm animalsrsquo ndash

okay to use in humans since impurity

not identified in the USP

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC8

Few lsquoblind alleysrsquo that some of us ndash the old timers ndash have

spent time in so that the next generation can learn to avoid

lsquo1937 to 2007rsquo ndash 70 years to

open our eyes

lsquoMarket standardrsquo that which

the lsquomarketrsquo doesnrsquot know how

to use

Evidence of lsquomouth blisters in

farm animalsrsquo ndash okay to use in

human lungs since impurity not

identified in the USP

Eyes open when Quality

becomes a issue for National

Security

A calibration lsquostandardrsquo which

was too variable

What is Gauge RampR Why

needed for testing physical

attributes

Keeping the system in a

lsquocorrective actionrsquo mode

Busy correcting lsquocommon causersquo

ndash chasing our tail

Reasons to rationalize deviant

behaviors

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC9

How does one avoid these lsquoblind alleysrsquo Systems thinking System is the product of

interacting parts improving the parts taken separately will not improve the system

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC10

CEO amp

Sr Management

Culture

of Quality

Managers amp

Leaders

Effective

QMS

GXP

Compliance

All

Employees

Quality is Easy

The slice that is most

relevant for this

workshop

Closing thoughts

Then - 2004

The Process Analytical Technology Initiative PAT and

the Pharmacopeias

bull EDQM Spring Conference Cannes 3-4 May 2004

Assuring quality by design provide greater assurance

than testing to document quality

bull ldquoData derived from manufacturing process validation studies and from

in-process controls may provide greater assurance that a batch meets a

particular monograph requirement than analytical data derived from

an examination of finished units drawn from that batchrdquo (General

Notices USP 27)

bull Time to drop the may

Penalty for large sample size built in ndash time to remove

this penalty

bull With increasing sample size for content uniformity the numbers of

tablets found outside range 75-125 among a batch of 1000000

Now - 2015

Pharmacopoeias championing

quality by design absolutely

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC11

Pharmacopoeias championing quality by design

absolutely

Drug Substance and Product Monographs ndash conceptually should be a more detailed Quality Target Product Profile ndash

outlining CQArsquos relevant to safety and efficacy

CQA- Acceptance Criteria with no penalty for larger samples supporting robust estimation of variability (eliminate

passfail or attribute criteria) ndash supporting continual improvement

General chapter on how to address process related impurities - specific impurities best controlled via the regulatory

submission and cGMPs

General chapters for Critical Quality amp Material Attributes (functionality) amp their Measurement ndash with specific focus

on physical attributes amp analytical validation with considerations for Gage RampR as appropriate Use (and donrsquot

forget) the lessons learned from dissolution calibration

Educate users on the correct role and interpretation of the Pharmacopoeias - remove any perceptionsreasons to

rationalize deviant behaviors

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC12

Additional information on our lsquolsquoblind alleysrdquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC13

Blind spot 1

lsquo1937 to 2007rsquo ndash70 years to open our eyes

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC14

lsquo1937 to 2007rsquo 70 years to open our eyes

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC15

1938 The Federal Food Drug and Cosmetic (FDC)

bull 1937 Elixir of Sulfanilamide

1962 Kefauver-Harris Drug Amendments

bull 1962 Thalidomide

bull 1960 Color Additive Amendment

bull 1958 Food Additives Amendment GRAS

bull 1960 Color Additive Amendment

bull 1958 Food Additives Amendment GRAS

1992 Generic Drug Enforcement Act

bull1989 L-Tryptophan

bull 1989 Generic Drug Scandal

bull 1988 Food and Drug Administration Act

bull 1984 Fines Enhancement Laws Drug Price Competition and Patent Term Restoration Act

2012 Food and Drug Administration Safety and Innovation Act (FDASIA)

bull 2007 Heparin Disaster

2013 Pandemic and All-Hazards Preparedness Reauthorization Act (PAHPRA) Drug Quality and Security Act

bull 2012 The Deadly Meningitis Outbreak

lsquo1937 to 2007rsquo 70 years to open our eyesIs this characterization fair

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC16

Guidance for Industry Testing of

Glycerin for Diethylene Glycol

CDER May 2007 Compliance

1 Manufacturers did not perform full identity

testing on the glycerin raw material

including tests to quantify the amount of

DEG

2 Relied on the certificate of analysis (COA)

3 The origin of the glycerin was not easily

apparent from the COA

4 The COA was often a copy of a COA on the

letterhead of the distributor

5 The chain of custody or distribution history

of the glycerin was also not readily known

USP Glycerin Monograph

Type of Posting Revision Bulletin

Posting Date 04ndashFebndash2009

Official Date 01ndashMayndash2009

Because of the serious hazards associated

withhellip and in response to

recommendations set forth in the FDA

Guidance for Industry Testing of Glycerin

for Diethylene Glycol published in May

2007 USP has revised the USP Glycerin

monograph

Because diethylene glycol and ethylene

glycol are considered unacceptable toxic

substances the testing of USP Glycerin

should demonstrate the absence of these

substances

April 2007 FDA request to

USP to revise the Glycerin

monographrsquos

IDENTIFICATION section

Revision includes adding ndash

Identification test B LIMIT OF

DIETHYLENE GLYCOL AND

ETHYLENE GLYCOL to detect and

quantify DEGEG in Glycerin minus Is no

longer part of the impurity testing

ldquoLimit of DEG and Related

Compoundsrdquo minus Introduces a capillary

gas-chromatographic (GC) method with

flame ionization detection (FID) minus Limit

of NMT 010 each for diethylene

glycol and ethylene glycol is found

Is this characterization fair

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC17

0

5

10

15

20

25

30

35

Yea

rs

DEG Years since the previous incident

0

50

100

150

200

250

300

350

Number of Reported Deaths1937

Eli

xir

of

Sulf

anil

amid

e

2007T

ootp

aste

conta

min

atio

n0 70 years 0 70

years

Frequent reports

Mumbai Mumbai

Data from Excipient Fest Janeen Skutnik Chair ndashIPECAmericas 2009

Fair helliprdquoBecause of the serious hazards associated withhellip and in

response to recommendations set forth in the FDA Guidancerdquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC18

Epidemic of Pediatric Deaths From Acute Renal Failure Caused by

Diethylene Glycol Poisoning JAMA 1998279(15)1175-1180

doi101001jama279151175

Month of hospital admission for children with

acute renal failure Haiti

October 1995-October 1996

Diethylene glycol poisoning in Gurgaon India 1998Bulletin of the World Health Organization 2001 79 88ndash95

We report a second episode of poisoning occurring in 1998 in India as

a result of children ingesting diethylene glycol at least 33 children

are known to have died

At the beginning of the investigation we never imagined that

contaminated medicine was causing acute renal failure in children

A brand of cough expectorant manufactured by a local pharmaceutical

company was found by the Central Drugs Laboratory Calcutta to

contain 175 (vv) diethylene glycol

The district and state drug controller had tested many samples using

thin layer chromatography before a sample of medicine tested positive

for diethylene glycol at the Central Drugs Laboratory None of the

earlier samples was found to be contaminated

Number of reported death grossly underestimate the harm caused

When the drug safety system fails people get sick

Some die (Congressman Shimkus)

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC19

bull Some of these people are already very vulnerable

and proving the cause of harm from impurities

adulteration and counterfeits can be elusive

It is hard to detect

harm

bull Certainly the companies are obligated to ensure

a culture of quality and maintain vigilance as

well This reflects a systems approach to safety

FDA inspectors look

for a culture of quality

at manufacturing

facilities

Blind spot 2

Market lsquostandardrsquo that which the lsquomarketrsquo didnrsquot know how to use

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC20

Market lsquostandardrsquo the lsquomarketrsquo didnrsquot know how to use

FDA Failed to Track Substandard Generic Medicines Congress Told

Generic heart drugs made by some

India-based companies donrsquot work as

they should said Preston Mason a

researcher at Brigham amp Womenrsquos

Hospital in Boston who has studied

the effectiveness of copies of Pfizer

Inc (PFEUS)rsquos Lipitor made both in

the US and abroad That may be

because some companies are cutting

corners to save money he said

Bashing Generics Study US Regulator Says Heart Drugs Are Safe

Mansoor A Khan RPh PhD Director

DPQROTROPQCDERFDA NIPTE

Conference UM at Shady Grove April 30 2015

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC21

FDA Analysis of Atorvastatin Products Refutes Report of Methyl Ester Impurities Therapeutic Innovation amp Regulatory Science May 27 2014

Blind spot 3

Evidence of lsquomouth blistersrsquo in farm animals ndash okay to use in humans since impurity not identified in the Pharmacopoeia

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC22

Evidence of lsquomouth blistersrsquo in farm animals ndash okay to use in

humans since impurity not identified in the Pharmacopoeia

An FDA Investigator

at a API facility in

India noted

Returned goods

from a customer - a

farm using the API

to treat cows

Cows developing

blister investigation

of cause = process

related impurity

API used in a

inhalation product for

humans ndashno action to

remove the impurity

because the product

meets pharmacopeia

monograph

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC23

Information about the FDA investigator and the facility in question not shared here

Other similar exampleshellip HCN in medical grade CO2 helliphellip

Blind spot 4

Eyes open when Quality becomes a issue for National Security

A calibration lsquostandardrsquo which was too variable

What is Gauge RampR Why needed for testing physical attributes

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC24

More US Marines contract

MalariaWednesday September 10 2003

Posted 925 AM EDT (1325 GMT)

WASHINGTON (CNN) -- Ten more US military personnel serving as part of the peacekeeping mission in Liberia are showing signs of having contracted malaria

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC25

DPACDERFDA Memo B J Westenberger 17 October 2003

Food and Drug Administration

Center for Drug Evaluation and Research

ADVISORY COMMITTEE FOR

PHARMACEUTICAL SCIENCE (ACPS)

May 3 2005

Dissolution Measurement System Current State and Opportunities for Improvement

Dr Lucinda Buhse Director Division of Pharmaceutical Analysis CDER FDA

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC26

Use lessons learned on calibration

Time to eliminate this

lsquoblind spotrsquo

Process Validation (2011) Statistical Confidence Continued Process Verificationhellip Quality Metricshellip

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC27

Blind spot 5

Keeping the system in a lsquocorrective actionrsquo mode

Correcting lsquocommon causersquo poses a problem

Reasons to rationalize deviant behaviors

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC28

Attribute Dissolution

Previous slide and these

data (see fig) are from one of

the top three Pharma Co

Modified release product ndash a RLD for which several generics have been approved

If a generic company at a foreign facility report no deviations and consistently releases their batches in five days or less ndash what would you think

A Generic manufacturer has a superior process ndash in control- compared to the RLD or

B Your gut says ndash lsquodata is too good to be truersquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC29

600 days

I have inserted the ldquo600 daysrsquo on the figure ndash this is based on cases I have seen while at FDA)

Preconditions to malice or disregard

Rationalization amp

Attitude

Pressure amp

Incentive

Opportunity ndash

lsquoholes in the QMSrdquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC30

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC31

Risk of unintended or intended normative support for

lsquotesting into compliancersquo

attitude

toward

performing

the behavior

Process

validation is

done so

quality is

good

test prone

to error

ldquoBatch failure

means I

made a

mistakerdquo

subjective

norm

Documents

not critical

Compendial

testing

sufficient

Local

regulators

collect amp test

samples ndash no

issue thereldquoTesting into compliancerdquo

Remove any perception and reasons to rationalize

deviant behaviors

Educate users on the correct role and interpretation

of the Pharmacopoeias in the 21st century

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC32

Addional information

Excipient Knowledge Management Mumbai 12 March 2015 Part 1 amp 2

Culture of Quality Data Integrity Quality by Design Connecting the Dots

Good Regulators of Pharmaceuticals (GRP) 22 October 2014

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC33

Photo credits wwwbigstockphotoscom

Current state

Compounding May 2015 Reports

FDA to develop ldquoDo not compoundrdquo and ldquoDemonstrably difficult

to compoundldquo list being developed

Compounding Center to Pay $200 Million for Meningitis

Outbreak The companyrsquos chief pharmacist is one of two people

implicated in the outbreak and charged with second-degree

murder

Experts ponder drug compounding lawrsquos impact on

ophthalmology In 2013 in the wake of infectious outbreaks

traced to steroids and repackaged intravitreal Avastin produced

at compounding pharmacies Congress passed the Drug Quality

and Security Act which included the Compounding Quality Act

Manufacturing 2015 Reports

FDA Bans Drugs Made by Indian Manufacturer Over GMP

Problems hellip All 13 of those letters have cited irregularities

with the companies data integrity practices

Vertex JampJ GSK Novartis all working on continuous

manufacturing facilities FDA supports the move as a way to

improve quality in manufacturing

Modern Manufacturing Systems Key to FDA Quality

Initiativehellip Urgedhellipfor more than a decade to adopt more

reliable and efficient advanced manufacturing technologies

capable of ensuring consistent high-quality production that

meets standards and public expectations

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC4

Reading the media headlines ndash it would appear thathellip

Today it seems we manufacture

in a pharmacy to label it

compounding

We lsquocontrolrsquo manufacturing in

modern factories using market

standards designed for

compounding

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC5

Compendial standards apply only to the units tested

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC6

Being human means ldquowe can be blind to the obvious

and we are also blind to our blindnessrdquo

Daniel Kahneman

Thinking Fast and Slow

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC7

httpwebmiteduperscipeopleadelsoncheckershadow_proofhtml

Examples of our lsquoblind spotsrsquo or lsquoblind alleysrsquoRelevant to this workshop

Market

standards for

lsquoProduct

Releasersquo

bullKeeping the system in a lsquocorrective

actionrsquo mode

bullCorrecting lsquocommon causersquo poses a

problem

bullReasons to rationalize deviant

behaviors

Analytical

Method

Validation

bullEyes open when Quality becomes a

issue for National Security

bullA calibration lsquostandardrsquo which was too

variable

bullWhat is Gauge RampR Why needed for

testing physical attributes

Impurities amp

Contaminants

bulllsquo1937 to 2007rsquo ndash 70 years to open our

eyes

bulllsquoMarket standardrsquo that the lsquomarketrsquo

didnrsquot know how to use

bullEvidence of lsquoblisters in farm animalsrsquo ndash

okay to use in humans since impurity

not identified in the USP

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC8

Few lsquoblind alleysrsquo that some of us ndash the old timers ndash have

spent time in so that the next generation can learn to avoid

lsquo1937 to 2007rsquo ndash 70 years to

open our eyes

lsquoMarket standardrsquo that which

the lsquomarketrsquo doesnrsquot know how

to use

Evidence of lsquomouth blisters in

farm animalsrsquo ndash okay to use in

human lungs since impurity not

identified in the USP

Eyes open when Quality

becomes a issue for National

Security

A calibration lsquostandardrsquo which

was too variable

What is Gauge RampR Why

needed for testing physical

attributes

Keeping the system in a

lsquocorrective actionrsquo mode

Busy correcting lsquocommon causersquo

ndash chasing our tail

Reasons to rationalize deviant

behaviors

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC9

How does one avoid these lsquoblind alleysrsquo Systems thinking System is the product of

interacting parts improving the parts taken separately will not improve the system

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC10

CEO amp

Sr Management

Culture

of Quality

Managers amp

Leaders

Effective

QMS

GXP

Compliance

All

Employees

Quality is Easy

The slice that is most

relevant for this

workshop

Closing thoughts

Then - 2004

The Process Analytical Technology Initiative PAT and

the Pharmacopeias

bull EDQM Spring Conference Cannes 3-4 May 2004

Assuring quality by design provide greater assurance

than testing to document quality

bull ldquoData derived from manufacturing process validation studies and from

in-process controls may provide greater assurance that a batch meets a

particular monograph requirement than analytical data derived from

an examination of finished units drawn from that batchrdquo (General

Notices USP 27)

bull Time to drop the may

Penalty for large sample size built in ndash time to remove

this penalty

bull With increasing sample size for content uniformity the numbers of

tablets found outside range 75-125 among a batch of 1000000

Now - 2015

Pharmacopoeias championing

quality by design absolutely

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC11

Pharmacopoeias championing quality by design

absolutely

Drug Substance and Product Monographs ndash conceptually should be a more detailed Quality Target Product Profile ndash

outlining CQArsquos relevant to safety and efficacy

CQA- Acceptance Criteria with no penalty for larger samples supporting robust estimation of variability (eliminate

passfail or attribute criteria) ndash supporting continual improvement

General chapter on how to address process related impurities - specific impurities best controlled via the regulatory

submission and cGMPs

General chapters for Critical Quality amp Material Attributes (functionality) amp their Measurement ndash with specific focus

on physical attributes amp analytical validation with considerations for Gage RampR as appropriate Use (and donrsquot

forget) the lessons learned from dissolution calibration

Educate users on the correct role and interpretation of the Pharmacopoeias - remove any perceptionsreasons to

rationalize deviant behaviors

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC12

Additional information on our lsquolsquoblind alleysrdquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC13

Blind spot 1

lsquo1937 to 2007rsquo ndash70 years to open our eyes

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC14

lsquo1937 to 2007rsquo 70 years to open our eyes

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC15

1938 The Federal Food Drug and Cosmetic (FDC)

bull 1937 Elixir of Sulfanilamide

1962 Kefauver-Harris Drug Amendments

bull 1962 Thalidomide

bull 1960 Color Additive Amendment

bull 1958 Food Additives Amendment GRAS

bull 1960 Color Additive Amendment

bull 1958 Food Additives Amendment GRAS

1992 Generic Drug Enforcement Act

bull1989 L-Tryptophan

bull 1989 Generic Drug Scandal

bull 1988 Food and Drug Administration Act

bull 1984 Fines Enhancement Laws Drug Price Competition and Patent Term Restoration Act

2012 Food and Drug Administration Safety and Innovation Act (FDASIA)

bull 2007 Heparin Disaster

2013 Pandemic and All-Hazards Preparedness Reauthorization Act (PAHPRA) Drug Quality and Security Act

bull 2012 The Deadly Meningitis Outbreak

lsquo1937 to 2007rsquo 70 years to open our eyesIs this characterization fair

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC16

Guidance for Industry Testing of

Glycerin for Diethylene Glycol

CDER May 2007 Compliance

1 Manufacturers did not perform full identity

testing on the glycerin raw material

including tests to quantify the amount of

DEG

2 Relied on the certificate of analysis (COA)

3 The origin of the glycerin was not easily

apparent from the COA

4 The COA was often a copy of a COA on the

letterhead of the distributor

5 The chain of custody or distribution history

of the glycerin was also not readily known

USP Glycerin Monograph

Type of Posting Revision Bulletin

Posting Date 04ndashFebndash2009

Official Date 01ndashMayndash2009

Because of the serious hazards associated

withhellip and in response to

recommendations set forth in the FDA

Guidance for Industry Testing of Glycerin

for Diethylene Glycol published in May

2007 USP has revised the USP Glycerin

monograph

Because diethylene glycol and ethylene

glycol are considered unacceptable toxic

substances the testing of USP Glycerin

should demonstrate the absence of these

substances

April 2007 FDA request to

USP to revise the Glycerin

monographrsquos

IDENTIFICATION section

Revision includes adding ndash

Identification test B LIMIT OF

DIETHYLENE GLYCOL AND

ETHYLENE GLYCOL to detect and

quantify DEGEG in Glycerin minus Is no

longer part of the impurity testing

ldquoLimit of DEG and Related

Compoundsrdquo minus Introduces a capillary

gas-chromatographic (GC) method with

flame ionization detection (FID) minus Limit

of NMT 010 each for diethylene

glycol and ethylene glycol is found

Is this characterization fair

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC17

0

5

10

15

20

25

30

35

Yea

rs

DEG Years since the previous incident

0

50

100

150

200

250

300

350

Number of Reported Deaths1937

Eli

xir

of

Sulf

anil

amid

e

2007T

ootp

aste

conta

min

atio

n0 70 years 0 70

years

Frequent reports

Mumbai Mumbai

Data from Excipient Fest Janeen Skutnik Chair ndashIPECAmericas 2009

Fair helliprdquoBecause of the serious hazards associated withhellip and in

response to recommendations set forth in the FDA Guidancerdquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC18

Epidemic of Pediatric Deaths From Acute Renal Failure Caused by

Diethylene Glycol Poisoning JAMA 1998279(15)1175-1180

doi101001jama279151175

Month of hospital admission for children with

acute renal failure Haiti

October 1995-October 1996

Diethylene glycol poisoning in Gurgaon India 1998Bulletin of the World Health Organization 2001 79 88ndash95

We report a second episode of poisoning occurring in 1998 in India as

a result of children ingesting diethylene glycol at least 33 children

are known to have died

At the beginning of the investigation we never imagined that

contaminated medicine was causing acute renal failure in children

A brand of cough expectorant manufactured by a local pharmaceutical

company was found by the Central Drugs Laboratory Calcutta to

contain 175 (vv) diethylene glycol

The district and state drug controller had tested many samples using

thin layer chromatography before a sample of medicine tested positive

for diethylene glycol at the Central Drugs Laboratory None of the

earlier samples was found to be contaminated

Number of reported death grossly underestimate the harm caused

When the drug safety system fails people get sick

Some die (Congressman Shimkus)

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC19

bull Some of these people are already very vulnerable

and proving the cause of harm from impurities

adulteration and counterfeits can be elusive

It is hard to detect

harm

bull Certainly the companies are obligated to ensure

a culture of quality and maintain vigilance as

well This reflects a systems approach to safety

FDA inspectors look

for a culture of quality

at manufacturing

facilities

Blind spot 2

Market lsquostandardrsquo that which the lsquomarketrsquo didnrsquot know how to use

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC20

Market lsquostandardrsquo the lsquomarketrsquo didnrsquot know how to use

FDA Failed to Track Substandard Generic Medicines Congress Told

Generic heart drugs made by some

India-based companies donrsquot work as

they should said Preston Mason a

researcher at Brigham amp Womenrsquos

Hospital in Boston who has studied

the effectiveness of copies of Pfizer

Inc (PFEUS)rsquos Lipitor made both in

the US and abroad That may be

because some companies are cutting

corners to save money he said

Bashing Generics Study US Regulator Says Heart Drugs Are Safe

Mansoor A Khan RPh PhD Director

DPQROTROPQCDERFDA NIPTE

Conference UM at Shady Grove April 30 2015

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC21

FDA Analysis of Atorvastatin Products Refutes Report of Methyl Ester Impurities Therapeutic Innovation amp Regulatory Science May 27 2014

Blind spot 3

Evidence of lsquomouth blistersrsquo in farm animals ndash okay to use in humans since impurity not identified in the Pharmacopoeia

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC22

Evidence of lsquomouth blistersrsquo in farm animals ndash okay to use in

humans since impurity not identified in the Pharmacopoeia

An FDA Investigator

at a API facility in

India noted

Returned goods

from a customer - a

farm using the API

to treat cows

Cows developing

blister investigation

of cause = process

related impurity

API used in a

inhalation product for

humans ndashno action to

remove the impurity

because the product

meets pharmacopeia

monograph

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC23

Information about the FDA investigator and the facility in question not shared here

Other similar exampleshellip HCN in medical grade CO2 helliphellip

Blind spot 4

Eyes open when Quality becomes a issue for National Security

A calibration lsquostandardrsquo which was too variable

What is Gauge RampR Why needed for testing physical attributes

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC24

More US Marines contract

MalariaWednesday September 10 2003

Posted 925 AM EDT (1325 GMT)

WASHINGTON (CNN) -- Ten more US military personnel serving as part of the peacekeeping mission in Liberia are showing signs of having contracted malaria

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC25

DPACDERFDA Memo B J Westenberger 17 October 2003

Food and Drug Administration

Center for Drug Evaluation and Research

ADVISORY COMMITTEE FOR

PHARMACEUTICAL SCIENCE (ACPS)

May 3 2005

Dissolution Measurement System Current State and Opportunities for Improvement

Dr Lucinda Buhse Director Division of Pharmaceutical Analysis CDER FDA

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC26

Use lessons learned on calibration

Time to eliminate this

lsquoblind spotrsquo

Process Validation (2011) Statistical Confidence Continued Process Verificationhellip Quality Metricshellip

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC27

Blind spot 5

Keeping the system in a lsquocorrective actionrsquo mode

Correcting lsquocommon causersquo poses a problem

Reasons to rationalize deviant behaviors

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC28

Attribute Dissolution

Previous slide and these

data (see fig) are from one of

the top three Pharma Co

Modified release product ndash a RLD for which several generics have been approved

If a generic company at a foreign facility report no deviations and consistently releases their batches in five days or less ndash what would you think

A Generic manufacturer has a superior process ndash in control- compared to the RLD or

B Your gut says ndash lsquodata is too good to be truersquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC29

600 days

I have inserted the ldquo600 daysrsquo on the figure ndash this is based on cases I have seen while at FDA)

Preconditions to malice or disregard

Rationalization amp

Attitude

Pressure amp

Incentive

Opportunity ndash

lsquoholes in the QMSrdquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC30

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC31

Risk of unintended or intended normative support for

lsquotesting into compliancersquo

attitude

toward

performing

the behavior

Process

validation is

done so

quality is

good

test prone

to error

ldquoBatch failure

means I

made a

mistakerdquo

subjective

norm

Documents

not critical

Compendial

testing

sufficient

Local

regulators

collect amp test

samples ndash no

issue thereldquoTesting into compliancerdquo

Remove any perception and reasons to rationalize

deviant behaviors

Educate users on the correct role and interpretation

of the Pharmacopoeias in the 21st century

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC32

Addional information

Excipient Knowledge Management Mumbai 12 March 2015 Part 1 amp 2

Culture of Quality Data Integrity Quality by Design Connecting the Dots

Good Regulators of Pharmaceuticals (GRP) 22 October 2014

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC33

Photo credits wwwbigstockphotoscom

Reading the media headlines ndash it would appear thathellip

Today it seems we manufacture

in a pharmacy to label it

compounding

We lsquocontrolrsquo manufacturing in

modern factories using market

standards designed for

compounding

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC5

Compendial standards apply only to the units tested

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC6

Being human means ldquowe can be blind to the obvious

and we are also blind to our blindnessrdquo

Daniel Kahneman

Thinking Fast and Slow

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC7

httpwebmiteduperscipeopleadelsoncheckershadow_proofhtml

Examples of our lsquoblind spotsrsquo or lsquoblind alleysrsquoRelevant to this workshop

Market

standards for

lsquoProduct

Releasersquo

bullKeeping the system in a lsquocorrective

actionrsquo mode

bullCorrecting lsquocommon causersquo poses a

problem

bullReasons to rationalize deviant

behaviors

Analytical

Method

Validation

bullEyes open when Quality becomes a

issue for National Security

bullA calibration lsquostandardrsquo which was too

variable

bullWhat is Gauge RampR Why needed for

testing physical attributes

Impurities amp

Contaminants

bulllsquo1937 to 2007rsquo ndash 70 years to open our

eyes

bulllsquoMarket standardrsquo that the lsquomarketrsquo

didnrsquot know how to use

bullEvidence of lsquoblisters in farm animalsrsquo ndash

okay to use in humans since impurity

not identified in the USP

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC8

Few lsquoblind alleysrsquo that some of us ndash the old timers ndash have

spent time in so that the next generation can learn to avoid

lsquo1937 to 2007rsquo ndash 70 years to

open our eyes

lsquoMarket standardrsquo that which

the lsquomarketrsquo doesnrsquot know how

to use

Evidence of lsquomouth blisters in

farm animalsrsquo ndash okay to use in

human lungs since impurity not

identified in the USP

Eyes open when Quality

becomes a issue for National

Security

A calibration lsquostandardrsquo which

was too variable

What is Gauge RampR Why

needed for testing physical

attributes

Keeping the system in a

lsquocorrective actionrsquo mode

Busy correcting lsquocommon causersquo

ndash chasing our tail

Reasons to rationalize deviant

behaviors

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC9

How does one avoid these lsquoblind alleysrsquo Systems thinking System is the product of

interacting parts improving the parts taken separately will not improve the system

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC10

CEO amp

Sr Management

Culture

of Quality

Managers amp

Leaders

Effective

QMS

GXP

Compliance

All

Employees

Quality is Easy

The slice that is most

relevant for this

workshop

Closing thoughts

Then - 2004

The Process Analytical Technology Initiative PAT and

the Pharmacopeias

bull EDQM Spring Conference Cannes 3-4 May 2004

Assuring quality by design provide greater assurance

than testing to document quality

bull ldquoData derived from manufacturing process validation studies and from

in-process controls may provide greater assurance that a batch meets a

particular monograph requirement than analytical data derived from

an examination of finished units drawn from that batchrdquo (General

Notices USP 27)

bull Time to drop the may

Penalty for large sample size built in ndash time to remove

this penalty

bull With increasing sample size for content uniformity the numbers of

tablets found outside range 75-125 among a batch of 1000000

Now - 2015

Pharmacopoeias championing

quality by design absolutely

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC11

Pharmacopoeias championing quality by design

absolutely

Drug Substance and Product Monographs ndash conceptually should be a more detailed Quality Target Product Profile ndash

outlining CQArsquos relevant to safety and efficacy

CQA- Acceptance Criteria with no penalty for larger samples supporting robust estimation of variability (eliminate

passfail or attribute criteria) ndash supporting continual improvement

General chapter on how to address process related impurities - specific impurities best controlled via the regulatory

submission and cGMPs

General chapters for Critical Quality amp Material Attributes (functionality) amp their Measurement ndash with specific focus

on physical attributes amp analytical validation with considerations for Gage RampR as appropriate Use (and donrsquot

forget) the lessons learned from dissolution calibration

Educate users on the correct role and interpretation of the Pharmacopoeias - remove any perceptionsreasons to

rationalize deviant behaviors

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC12

Additional information on our lsquolsquoblind alleysrdquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC13

Blind spot 1

lsquo1937 to 2007rsquo ndash70 years to open our eyes

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC14

lsquo1937 to 2007rsquo 70 years to open our eyes

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC15

1938 The Federal Food Drug and Cosmetic (FDC)

bull 1937 Elixir of Sulfanilamide

1962 Kefauver-Harris Drug Amendments

bull 1962 Thalidomide

bull 1960 Color Additive Amendment

bull 1958 Food Additives Amendment GRAS

bull 1960 Color Additive Amendment

bull 1958 Food Additives Amendment GRAS

1992 Generic Drug Enforcement Act

bull1989 L-Tryptophan

bull 1989 Generic Drug Scandal

bull 1988 Food and Drug Administration Act

bull 1984 Fines Enhancement Laws Drug Price Competition and Patent Term Restoration Act

2012 Food and Drug Administration Safety and Innovation Act (FDASIA)

bull 2007 Heparin Disaster

2013 Pandemic and All-Hazards Preparedness Reauthorization Act (PAHPRA) Drug Quality and Security Act

bull 2012 The Deadly Meningitis Outbreak

lsquo1937 to 2007rsquo 70 years to open our eyesIs this characterization fair

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC16

Guidance for Industry Testing of

Glycerin for Diethylene Glycol

CDER May 2007 Compliance

1 Manufacturers did not perform full identity

testing on the glycerin raw material

including tests to quantify the amount of

DEG

2 Relied on the certificate of analysis (COA)

3 The origin of the glycerin was not easily

apparent from the COA

4 The COA was often a copy of a COA on the

letterhead of the distributor

5 The chain of custody or distribution history

of the glycerin was also not readily known

USP Glycerin Monograph

Type of Posting Revision Bulletin

Posting Date 04ndashFebndash2009

Official Date 01ndashMayndash2009

Because of the serious hazards associated

withhellip and in response to

recommendations set forth in the FDA

Guidance for Industry Testing of Glycerin

for Diethylene Glycol published in May

2007 USP has revised the USP Glycerin

monograph

Because diethylene glycol and ethylene

glycol are considered unacceptable toxic

substances the testing of USP Glycerin

should demonstrate the absence of these

substances

April 2007 FDA request to

USP to revise the Glycerin

monographrsquos

IDENTIFICATION section

Revision includes adding ndash

Identification test B LIMIT OF

DIETHYLENE GLYCOL AND

ETHYLENE GLYCOL to detect and

quantify DEGEG in Glycerin minus Is no

longer part of the impurity testing

ldquoLimit of DEG and Related

Compoundsrdquo minus Introduces a capillary

gas-chromatographic (GC) method with

flame ionization detection (FID) minus Limit

of NMT 010 each for diethylene

glycol and ethylene glycol is found

Is this characterization fair

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC17

0

5

10

15

20

25

30

35

Yea

rs

DEG Years since the previous incident

0

50

100

150

200

250

300

350

Number of Reported Deaths1937

Eli

xir

of

Sulf

anil

amid

e

2007T

ootp

aste

conta

min

atio

n0 70 years 0 70

years

Frequent reports

Mumbai Mumbai

Data from Excipient Fest Janeen Skutnik Chair ndashIPECAmericas 2009

Fair helliprdquoBecause of the serious hazards associated withhellip and in

response to recommendations set forth in the FDA Guidancerdquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC18

Epidemic of Pediatric Deaths From Acute Renal Failure Caused by

Diethylene Glycol Poisoning JAMA 1998279(15)1175-1180

doi101001jama279151175

Month of hospital admission for children with

acute renal failure Haiti

October 1995-October 1996

Diethylene glycol poisoning in Gurgaon India 1998Bulletin of the World Health Organization 2001 79 88ndash95

We report a second episode of poisoning occurring in 1998 in India as

a result of children ingesting diethylene glycol at least 33 children

are known to have died

At the beginning of the investigation we never imagined that

contaminated medicine was causing acute renal failure in children

A brand of cough expectorant manufactured by a local pharmaceutical

company was found by the Central Drugs Laboratory Calcutta to

contain 175 (vv) diethylene glycol

The district and state drug controller had tested many samples using

thin layer chromatography before a sample of medicine tested positive

for diethylene glycol at the Central Drugs Laboratory None of the

earlier samples was found to be contaminated

Number of reported death grossly underestimate the harm caused

When the drug safety system fails people get sick

Some die (Congressman Shimkus)

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC19

bull Some of these people are already very vulnerable

and proving the cause of harm from impurities

adulteration and counterfeits can be elusive

It is hard to detect

harm

bull Certainly the companies are obligated to ensure

a culture of quality and maintain vigilance as

well This reflects a systems approach to safety

FDA inspectors look

for a culture of quality

at manufacturing

facilities

Blind spot 2

Market lsquostandardrsquo that which the lsquomarketrsquo didnrsquot know how to use

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC20

Market lsquostandardrsquo the lsquomarketrsquo didnrsquot know how to use

FDA Failed to Track Substandard Generic Medicines Congress Told

Generic heart drugs made by some

India-based companies donrsquot work as

they should said Preston Mason a

researcher at Brigham amp Womenrsquos

Hospital in Boston who has studied

the effectiveness of copies of Pfizer

Inc (PFEUS)rsquos Lipitor made both in

the US and abroad That may be

because some companies are cutting

corners to save money he said

Bashing Generics Study US Regulator Says Heart Drugs Are Safe

Mansoor A Khan RPh PhD Director

DPQROTROPQCDERFDA NIPTE

Conference UM at Shady Grove April 30 2015

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC21

FDA Analysis of Atorvastatin Products Refutes Report of Methyl Ester Impurities Therapeutic Innovation amp Regulatory Science May 27 2014

Blind spot 3

Evidence of lsquomouth blistersrsquo in farm animals ndash okay to use in humans since impurity not identified in the Pharmacopoeia

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC22

Evidence of lsquomouth blistersrsquo in farm animals ndash okay to use in

humans since impurity not identified in the Pharmacopoeia

An FDA Investigator

at a API facility in

India noted

Returned goods

from a customer - a

farm using the API

to treat cows

Cows developing

blister investigation

of cause = process

related impurity

API used in a

inhalation product for

humans ndashno action to

remove the impurity

because the product

meets pharmacopeia

monograph

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC23

Information about the FDA investigator and the facility in question not shared here

Other similar exampleshellip HCN in medical grade CO2 helliphellip

Blind spot 4

Eyes open when Quality becomes a issue for National Security

A calibration lsquostandardrsquo which was too variable

What is Gauge RampR Why needed for testing physical attributes

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC24

More US Marines contract

MalariaWednesday September 10 2003

Posted 925 AM EDT (1325 GMT)

WASHINGTON (CNN) -- Ten more US military personnel serving as part of the peacekeeping mission in Liberia are showing signs of having contracted malaria

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC25

DPACDERFDA Memo B J Westenberger 17 October 2003

Food and Drug Administration

Center for Drug Evaluation and Research

ADVISORY COMMITTEE FOR

PHARMACEUTICAL SCIENCE (ACPS)

May 3 2005

Dissolution Measurement System Current State and Opportunities for Improvement

Dr Lucinda Buhse Director Division of Pharmaceutical Analysis CDER FDA

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC26

Use lessons learned on calibration

Time to eliminate this

lsquoblind spotrsquo

Process Validation (2011) Statistical Confidence Continued Process Verificationhellip Quality Metricshellip

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC27

Blind spot 5

Keeping the system in a lsquocorrective actionrsquo mode

Correcting lsquocommon causersquo poses a problem

Reasons to rationalize deviant behaviors

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC28

Attribute Dissolution

Previous slide and these

data (see fig) are from one of

the top three Pharma Co

Modified release product ndash a RLD for which several generics have been approved

If a generic company at a foreign facility report no deviations and consistently releases their batches in five days or less ndash what would you think

A Generic manufacturer has a superior process ndash in control- compared to the RLD or

B Your gut says ndash lsquodata is too good to be truersquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC29

600 days

I have inserted the ldquo600 daysrsquo on the figure ndash this is based on cases I have seen while at FDA)

Preconditions to malice or disregard

Rationalization amp

Attitude

Pressure amp

Incentive

Opportunity ndash

lsquoholes in the QMSrdquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC30

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC31

Risk of unintended or intended normative support for

lsquotesting into compliancersquo

attitude

toward

performing

the behavior

Process

validation is

done so

quality is

good

test prone

to error

ldquoBatch failure

means I

made a

mistakerdquo

subjective

norm

Documents

not critical

Compendial

testing

sufficient

Local

regulators

collect amp test

samples ndash no

issue thereldquoTesting into compliancerdquo

Remove any perception and reasons to rationalize

deviant behaviors

Educate users on the correct role and interpretation

of the Pharmacopoeias in the 21st century

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC32

Addional information

Excipient Knowledge Management Mumbai 12 March 2015 Part 1 amp 2

Culture of Quality Data Integrity Quality by Design Connecting the Dots

Good Regulators of Pharmaceuticals (GRP) 22 October 2014

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC33

Photo credits wwwbigstockphotoscom

Compendial standards apply only to the units tested

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC6

Being human means ldquowe can be blind to the obvious

and we are also blind to our blindnessrdquo

Daniel Kahneman

Thinking Fast and Slow

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC7

httpwebmiteduperscipeopleadelsoncheckershadow_proofhtml

Examples of our lsquoblind spotsrsquo or lsquoblind alleysrsquoRelevant to this workshop

Market

standards for

lsquoProduct

Releasersquo

bullKeeping the system in a lsquocorrective

actionrsquo mode

bullCorrecting lsquocommon causersquo poses a

problem

bullReasons to rationalize deviant

behaviors

Analytical

Method

Validation

bullEyes open when Quality becomes a

issue for National Security

bullA calibration lsquostandardrsquo which was too

variable

bullWhat is Gauge RampR Why needed for

testing physical attributes

Impurities amp

Contaminants

bulllsquo1937 to 2007rsquo ndash 70 years to open our

eyes

bulllsquoMarket standardrsquo that the lsquomarketrsquo

didnrsquot know how to use

bullEvidence of lsquoblisters in farm animalsrsquo ndash

okay to use in humans since impurity

not identified in the USP

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC8

Few lsquoblind alleysrsquo that some of us ndash the old timers ndash have

spent time in so that the next generation can learn to avoid

lsquo1937 to 2007rsquo ndash 70 years to

open our eyes

lsquoMarket standardrsquo that which

the lsquomarketrsquo doesnrsquot know how

to use

Evidence of lsquomouth blisters in

farm animalsrsquo ndash okay to use in

human lungs since impurity not

identified in the USP

Eyes open when Quality

becomes a issue for National

Security

A calibration lsquostandardrsquo which

was too variable

What is Gauge RampR Why

needed for testing physical

attributes

Keeping the system in a

lsquocorrective actionrsquo mode

Busy correcting lsquocommon causersquo

ndash chasing our tail

Reasons to rationalize deviant

behaviors

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC9

How does one avoid these lsquoblind alleysrsquo Systems thinking System is the product of

interacting parts improving the parts taken separately will not improve the system

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC10

CEO amp

Sr Management

Culture

of Quality

Managers amp

Leaders

Effective

QMS

GXP

Compliance

All

Employees

Quality is Easy

The slice that is most

relevant for this

workshop

Closing thoughts

Then - 2004

The Process Analytical Technology Initiative PAT and

the Pharmacopeias

bull EDQM Spring Conference Cannes 3-4 May 2004

Assuring quality by design provide greater assurance

than testing to document quality

bull ldquoData derived from manufacturing process validation studies and from

in-process controls may provide greater assurance that a batch meets a

particular monograph requirement than analytical data derived from

an examination of finished units drawn from that batchrdquo (General

Notices USP 27)

bull Time to drop the may

Penalty for large sample size built in ndash time to remove

this penalty

bull With increasing sample size for content uniformity the numbers of

tablets found outside range 75-125 among a batch of 1000000

Now - 2015

Pharmacopoeias championing

quality by design absolutely

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC11

Pharmacopoeias championing quality by design

absolutely

Drug Substance and Product Monographs ndash conceptually should be a more detailed Quality Target Product Profile ndash

outlining CQArsquos relevant to safety and efficacy

CQA- Acceptance Criteria with no penalty for larger samples supporting robust estimation of variability (eliminate

passfail or attribute criteria) ndash supporting continual improvement

General chapter on how to address process related impurities - specific impurities best controlled via the regulatory

submission and cGMPs

General chapters for Critical Quality amp Material Attributes (functionality) amp their Measurement ndash with specific focus

on physical attributes amp analytical validation with considerations for Gage RampR as appropriate Use (and donrsquot

forget) the lessons learned from dissolution calibration

Educate users on the correct role and interpretation of the Pharmacopoeias - remove any perceptionsreasons to

rationalize deviant behaviors

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC12

Additional information on our lsquolsquoblind alleysrdquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC13

Blind spot 1

lsquo1937 to 2007rsquo ndash70 years to open our eyes

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC14

lsquo1937 to 2007rsquo 70 years to open our eyes

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC15

1938 The Federal Food Drug and Cosmetic (FDC)

bull 1937 Elixir of Sulfanilamide

1962 Kefauver-Harris Drug Amendments

bull 1962 Thalidomide

bull 1960 Color Additive Amendment

bull 1958 Food Additives Amendment GRAS

bull 1960 Color Additive Amendment

bull 1958 Food Additives Amendment GRAS

1992 Generic Drug Enforcement Act

bull1989 L-Tryptophan

bull 1989 Generic Drug Scandal

bull 1988 Food and Drug Administration Act

bull 1984 Fines Enhancement Laws Drug Price Competition and Patent Term Restoration Act

2012 Food and Drug Administration Safety and Innovation Act (FDASIA)

bull 2007 Heparin Disaster

2013 Pandemic and All-Hazards Preparedness Reauthorization Act (PAHPRA) Drug Quality and Security Act

bull 2012 The Deadly Meningitis Outbreak

lsquo1937 to 2007rsquo 70 years to open our eyesIs this characterization fair

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC16

Guidance for Industry Testing of

Glycerin for Diethylene Glycol

CDER May 2007 Compliance

1 Manufacturers did not perform full identity

testing on the glycerin raw material

including tests to quantify the amount of

DEG

2 Relied on the certificate of analysis (COA)

3 The origin of the glycerin was not easily

apparent from the COA

4 The COA was often a copy of a COA on the

letterhead of the distributor

5 The chain of custody or distribution history

of the glycerin was also not readily known

USP Glycerin Monograph

Type of Posting Revision Bulletin

Posting Date 04ndashFebndash2009

Official Date 01ndashMayndash2009

Because of the serious hazards associated

withhellip and in response to

recommendations set forth in the FDA

Guidance for Industry Testing of Glycerin

for Diethylene Glycol published in May

2007 USP has revised the USP Glycerin

monograph

Because diethylene glycol and ethylene

glycol are considered unacceptable toxic

substances the testing of USP Glycerin

should demonstrate the absence of these

substances

April 2007 FDA request to

USP to revise the Glycerin

monographrsquos

IDENTIFICATION section

Revision includes adding ndash

Identification test B LIMIT OF

DIETHYLENE GLYCOL AND

ETHYLENE GLYCOL to detect and

quantify DEGEG in Glycerin minus Is no

longer part of the impurity testing

ldquoLimit of DEG and Related

Compoundsrdquo minus Introduces a capillary

gas-chromatographic (GC) method with

flame ionization detection (FID) minus Limit

of NMT 010 each for diethylene

glycol and ethylene glycol is found

Is this characterization fair

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC17

0

5

10

15

20

25

30

35

Yea

rs

DEG Years since the previous incident

0

50

100

150

200

250

300

350

Number of Reported Deaths1937

Eli

xir

of

Sulf

anil

amid

e

2007T

ootp

aste

conta

min

atio

n0 70 years 0 70

years

Frequent reports

Mumbai Mumbai

Data from Excipient Fest Janeen Skutnik Chair ndashIPECAmericas 2009

Fair helliprdquoBecause of the serious hazards associated withhellip and in

response to recommendations set forth in the FDA Guidancerdquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC18

Epidemic of Pediatric Deaths From Acute Renal Failure Caused by

Diethylene Glycol Poisoning JAMA 1998279(15)1175-1180

doi101001jama279151175

Month of hospital admission for children with

acute renal failure Haiti

October 1995-October 1996

Diethylene glycol poisoning in Gurgaon India 1998Bulletin of the World Health Organization 2001 79 88ndash95

We report a second episode of poisoning occurring in 1998 in India as

a result of children ingesting diethylene glycol at least 33 children

are known to have died

At the beginning of the investigation we never imagined that

contaminated medicine was causing acute renal failure in children

A brand of cough expectorant manufactured by a local pharmaceutical

company was found by the Central Drugs Laboratory Calcutta to

contain 175 (vv) diethylene glycol

The district and state drug controller had tested many samples using

thin layer chromatography before a sample of medicine tested positive

for diethylene glycol at the Central Drugs Laboratory None of the

earlier samples was found to be contaminated

Number of reported death grossly underestimate the harm caused

When the drug safety system fails people get sick

Some die (Congressman Shimkus)

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC19

bull Some of these people are already very vulnerable

and proving the cause of harm from impurities

adulteration and counterfeits can be elusive

It is hard to detect

harm

bull Certainly the companies are obligated to ensure

a culture of quality and maintain vigilance as

well This reflects a systems approach to safety

FDA inspectors look

for a culture of quality

at manufacturing

facilities

Blind spot 2

Market lsquostandardrsquo that which the lsquomarketrsquo didnrsquot know how to use

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC20

Market lsquostandardrsquo the lsquomarketrsquo didnrsquot know how to use

FDA Failed to Track Substandard Generic Medicines Congress Told

Generic heart drugs made by some

India-based companies donrsquot work as

they should said Preston Mason a

researcher at Brigham amp Womenrsquos

Hospital in Boston who has studied

the effectiveness of copies of Pfizer

Inc (PFEUS)rsquos Lipitor made both in

the US and abroad That may be

because some companies are cutting

corners to save money he said

Bashing Generics Study US Regulator Says Heart Drugs Are Safe

Mansoor A Khan RPh PhD Director

DPQROTROPQCDERFDA NIPTE

Conference UM at Shady Grove April 30 2015

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC21

FDA Analysis of Atorvastatin Products Refutes Report of Methyl Ester Impurities Therapeutic Innovation amp Regulatory Science May 27 2014

Blind spot 3

Evidence of lsquomouth blistersrsquo in farm animals ndash okay to use in humans since impurity not identified in the Pharmacopoeia

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC22

Evidence of lsquomouth blistersrsquo in farm animals ndash okay to use in

humans since impurity not identified in the Pharmacopoeia

An FDA Investigator

at a API facility in

India noted

Returned goods

from a customer - a

farm using the API

to treat cows

Cows developing

blister investigation

of cause = process

related impurity

API used in a

inhalation product for

humans ndashno action to

remove the impurity

because the product

meets pharmacopeia

monograph

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC23

Information about the FDA investigator and the facility in question not shared here

Other similar exampleshellip HCN in medical grade CO2 helliphellip

Blind spot 4

Eyes open when Quality becomes a issue for National Security

A calibration lsquostandardrsquo which was too variable

What is Gauge RampR Why needed for testing physical attributes

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC24

More US Marines contract

MalariaWednesday September 10 2003

Posted 925 AM EDT (1325 GMT)

WASHINGTON (CNN) -- Ten more US military personnel serving as part of the peacekeeping mission in Liberia are showing signs of having contracted malaria

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC25

DPACDERFDA Memo B J Westenberger 17 October 2003

Food and Drug Administration

Center for Drug Evaluation and Research

ADVISORY COMMITTEE FOR

PHARMACEUTICAL SCIENCE (ACPS)

May 3 2005

Dissolution Measurement System Current State and Opportunities for Improvement

Dr Lucinda Buhse Director Division of Pharmaceutical Analysis CDER FDA

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC26

Use lessons learned on calibration

Time to eliminate this

lsquoblind spotrsquo

Process Validation (2011) Statistical Confidence Continued Process Verificationhellip Quality Metricshellip

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC27

Blind spot 5

Keeping the system in a lsquocorrective actionrsquo mode

Correcting lsquocommon causersquo poses a problem

Reasons to rationalize deviant behaviors

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC28

Attribute Dissolution

Previous slide and these

data (see fig) are from one of

the top three Pharma Co

Modified release product ndash a RLD for which several generics have been approved

If a generic company at a foreign facility report no deviations and consistently releases their batches in five days or less ndash what would you think

A Generic manufacturer has a superior process ndash in control- compared to the RLD or

B Your gut says ndash lsquodata is too good to be truersquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC29

600 days

I have inserted the ldquo600 daysrsquo on the figure ndash this is based on cases I have seen while at FDA)

Preconditions to malice or disregard

Rationalization amp

Attitude

Pressure amp

Incentive

Opportunity ndash

lsquoholes in the QMSrdquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC30

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC31

Risk of unintended or intended normative support for

lsquotesting into compliancersquo

attitude

toward

performing

the behavior

Process

validation is

done so

quality is

good

test prone

to error

ldquoBatch failure

means I

made a

mistakerdquo

subjective

norm

Documents

not critical

Compendial

testing

sufficient

Local

regulators

collect amp test

samples ndash no

issue thereldquoTesting into compliancerdquo

Remove any perception and reasons to rationalize

deviant behaviors

Educate users on the correct role and interpretation

of the Pharmacopoeias in the 21st century

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC32

Addional information

Excipient Knowledge Management Mumbai 12 March 2015 Part 1 amp 2

Culture of Quality Data Integrity Quality by Design Connecting the Dots

Good Regulators of Pharmaceuticals (GRP) 22 October 2014

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC33

Photo credits wwwbigstockphotoscom

Being human means ldquowe can be blind to the obvious

and we are also blind to our blindnessrdquo

Daniel Kahneman

Thinking Fast and Slow

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC7

httpwebmiteduperscipeopleadelsoncheckershadow_proofhtml

Examples of our lsquoblind spotsrsquo or lsquoblind alleysrsquoRelevant to this workshop

Market

standards for

lsquoProduct

Releasersquo

bullKeeping the system in a lsquocorrective

actionrsquo mode

bullCorrecting lsquocommon causersquo poses a

problem

bullReasons to rationalize deviant

behaviors

Analytical

Method

Validation

bullEyes open when Quality becomes a

issue for National Security

bullA calibration lsquostandardrsquo which was too

variable

bullWhat is Gauge RampR Why needed for

testing physical attributes

Impurities amp

Contaminants

bulllsquo1937 to 2007rsquo ndash 70 years to open our

eyes

bulllsquoMarket standardrsquo that the lsquomarketrsquo

didnrsquot know how to use

bullEvidence of lsquoblisters in farm animalsrsquo ndash

okay to use in humans since impurity

not identified in the USP

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC8

Few lsquoblind alleysrsquo that some of us ndash the old timers ndash have

spent time in so that the next generation can learn to avoid

lsquo1937 to 2007rsquo ndash 70 years to

open our eyes

lsquoMarket standardrsquo that which

the lsquomarketrsquo doesnrsquot know how

to use

Evidence of lsquomouth blisters in

farm animalsrsquo ndash okay to use in

human lungs since impurity not

identified in the USP

Eyes open when Quality

becomes a issue for National

Security

A calibration lsquostandardrsquo which

was too variable

What is Gauge RampR Why

needed for testing physical

attributes

Keeping the system in a

lsquocorrective actionrsquo mode

Busy correcting lsquocommon causersquo

ndash chasing our tail

Reasons to rationalize deviant

behaviors

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC9

How does one avoid these lsquoblind alleysrsquo Systems thinking System is the product of

interacting parts improving the parts taken separately will not improve the system

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC10

CEO amp

Sr Management

Culture

of Quality

Managers amp

Leaders

Effective

QMS

GXP

Compliance

All

Employees

Quality is Easy

The slice that is most

relevant for this

workshop

Closing thoughts

Then - 2004

The Process Analytical Technology Initiative PAT and

the Pharmacopeias

bull EDQM Spring Conference Cannes 3-4 May 2004

Assuring quality by design provide greater assurance

than testing to document quality

bull ldquoData derived from manufacturing process validation studies and from

in-process controls may provide greater assurance that a batch meets a

particular monograph requirement than analytical data derived from

an examination of finished units drawn from that batchrdquo (General

Notices USP 27)

bull Time to drop the may

Penalty for large sample size built in ndash time to remove

this penalty

bull With increasing sample size for content uniformity the numbers of

tablets found outside range 75-125 among a batch of 1000000

Now - 2015

Pharmacopoeias championing

quality by design absolutely

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC11

Pharmacopoeias championing quality by design

absolutely

Drug Substance and Product Monographs ndash conceptually should be a more detailed Quality Target Product Profile ndash

outlining CQArsquos relevant to safety and efficacy

CQA- Acceptance Criteria with no penalty for larger samples supporting robust estimation of variability (eliminate

passfail or attribute criteria) ndash supporting continual improvement

General chapter on how to address process related impurities - specific impurities best controlled via the regulatory

submission and cGMPs

General chapters for Critical Quality amp Material Attributes (functionality) amp their Measurement ndash with specific focus

on physical attributes amp analytical validation with considerations for Gage RampR as appropriate Use (and donrsquot

forget) the lessons learned from dissolution calibration

Educate users on the correct role and interpretation of the Pharmacopoeias - remove any perceptionsreasons to

rationalize deviant behaviors

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC12

Additional information on our lsquolsquoblind alleysrdquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC13

Blind spot 1

lsquo1937 to 2007rsquo ndash70 years to open our eyes

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC14

lsquo1937 to 2007rsquo 70 years to open our eyes

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC15

1938 The Federal Food Drug and Cosmetic (FDC)

bull 1937 Elixir of Sulfanilamide

1962 Kefauver-Harris Drug Amendments

bull 1962 Thalidomide

bull 1960 Color Additive Amendment

bull 1958 Food Additives Amendment GRAS

bull 1960 Color Additive Amendment

bull 1958 Food Additives Amendment GRAS

1992 Generic Drug Enforcement Act

bull1989 L-Tryptophan

bull 1989 Generic Drug Scandal

bull 1988 Food and Drug Administration Act

bull 1984 Fines Enhancement Laws Drug Price Competition and Patent Term Restoration Act

2012 Food and Drug Administration Safety and Innovation Act (FDASIA)

bull 2007 Heparin Disaster

2013 Pandemic and All-Hazards Preparedness Reauthorization Act (PAHPRA) Drug Quality and Security Act

bull 2012 The Deadly Meningitis Outbreak

lsquo1937 to 2007rsquo 70 years to open our eyesIs this characterization fair

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC16

Guidance for Industry Testing of

Glycerin for Diethylene Glycol

CDER May 2007 Compliance

1 Manufacturers did not perform full identity

testing on the glycerin raw material

including tests to quantify the amount of

DEG

2 Relied on the certificate of analysis (COA)

3 The origin of the glycerin was not easily

apparent from the COA

4 The COA was often a copy of a COA on the

letterhead of the distributor

5 The chain of custody or distribution history

of the glycerin was also not readily known

USP Glycerin Monograph

Type of Posting Revision Bulletin

Posting Date 04ndashFebndash2009

Official Date 01ndashMayndash2009

Because of the serious hazards associated

withhellip and in response to

recommendations set forth in the FDA

Guidance for Industry Testing of Glycerin

for Diethylene Glycol published in May

2007 USP has revised the USP Glycerin

monograph

Because diethylene glycol and ethylene

glycol are considered unacceptable toxic

substances the testing of USP Glycerin

should demonstrate the absence of these

substances

April 2007 FDA request to

USP to revise the Glycerin

monographrsquos

IDENTIFICATION section

Revision includes adding ndash

Identification test B LIMIT OF

DIETHYLENE GLYCOL AND

ETHYLENE GLYCOL to detect and

quantify DEGEG in Glycerin minus Is no

longer part of the impurity testing

ldquoLimit of DEG and Related

Compoundsrdquo minus Introduces a capillary

gas-chromatographic (GC) method with

flame ionization detection (FID) minus Limit

of NMT 010 each for diethylene

glycol and ethylene glycol is found

Is this characterization fair

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC17

0

5

10

15

20

25

30

35

Yea

rs

DEG Years since the previous incident

0

50

100

150

200

250

300

350

Number of Reported Deaths1937

Eli

xir

of

Sulf

anil

amid

e

2007T

ootp

aste

conta

min

atio

n0 70 years 0 70

years

Frequent reports

Mumbai Mumbai

Data from Excipient Fest Janeen Skutnik Chair ndashIPECAmericas 2009

Fair helliprdquoBecause of the serious hazards associated withhellip and in

response to recommendations set forth in the FDA Guidancerdquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC18

Epidemic of Pediatric Deaths From Acute Renal Failure Caused by

Diethylene Glycol Poisoning JAMA 1998279(15)1175-1180

doi101001jama279151175

Month of hospital admission for children with

acute renal failure Haiti

October 1995-October 1996

Diethylene glycol poisoning in Gurgaon India 1998Bulletin of the World Health Organization 2001 79 88ndash95

We report a second episode of poisoning occurring in 1998 in India as

a result of children ingesting diethylene glycol at least 33 children

are known to have died

At the beginning of the investigation we never imagined that

contaminated medicine was causing acute renal failure in children

A brand of cough expectorant manufactured by a local pharmaceutical

company was found by the Central Drugs Laboratory Calcutta to

contain 175 (vv) diethylene glycol

The district and state drug controller had tested many samples using

thin layer chromatography before a sample of medicine tested positive

for diethylene glycol at the Central Drugs Laboratory None of the

earlier samples was found to be contaminated

Number of reported death grossly underestimate the harm caused

When the drug safety system fails people get sick

Some die (Congressman Shimkus)

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC19

bull Some of these people are already very vulnerable

and proving the cause of harm from impurities

adulteration and counterfeits can be elusive

It is hard to detect

harm

bull Certainly the companies are obligated to ensure

a culture of quality and maintain vigilance as

well This reflects a systems approach to safety

FDA inspectors look

for a culture of quality

at manufacturing

facilities

Blind spot 2

Market lsquostandardrsquo that which the lsquomarketrsquo didnrsquot know how to use

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC20

Market lsquostandardrsquo the lsquomarketrsquo didnrsquot know how to use

FDA Failed to Track Substandard Generic Medicines Congress Told

Generic heart drugs made by some

India-based companies donrsquot work as

they should said Preston Mason a

researcher at Brigham amp Womenrsquos

Hospital in Boston who has studied

the effectiveness of copies of Pfizer

Inc (PFEUS)rsquos Lipitor made both in

the US and abroad That may be

because some companies are cutting

corners to save money he said

Bashing Generics Study US Regulator Says Heart Drugs Are Safe

Mansoor A Khan RPh PhD Director

DPQROTROPQCDERFDA NIPTE

Conference UM at Shady Grove April 30 2015

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC21

FDA Analysis of Atorvastatin Products Refutes Report of Methyl Ester Impurities Therapeutic Innovation amp Regulatory Science May 27 2014

Blind spot 3

Evidence of lsquomouth blistersrsquo in farm animals ndash okay to use in humans since impurity not identified in the Pharmacopoeia

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC22

Evidence of lsquomouth blistersrsquo in farm animals ndash okay to use in

humans since impurity not identified in the Pharmacopoeia

An FDA Investigator

at a API facility in

India noted

Returned goods

from a customer - a

farm using the API

to treat cows

Cows developing

blister investigation

of cause = process

related impurity

API used in a

inhalation product for

humans ndashno action to

remove the impurity

because the product

meets pharmacopeia

monograph

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC23

Information about the FDA investigator and the facility in question not shared here

Other similar exampleshellip HCN in medical grade CO2 helliphellip

Blind spot 4

Eyes open when Quality becomes a issue for National Security

A calibration lsquostandardrsquo which was too variable

What is Gauge RampR Why needed for testing physical attributes

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC24

More US Marines contract

MalariaWednesday September 10 2003

Posted 925 AM EDT (1325 GMT)

WASHINGTON (CNN) -- Ten more US military personnel serving as part of the peacekeeping mission in Liberia are showing signs of having contracted malaria

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC25

DPACDERFDA Memo B J Westenberger 17 October 2003

Food and Drug Administration

Center for Drug Evaluation and Research

ADVISORY COMMITTEE FOR

PHARMACEUTICAL SCIENCE (ACPS)

May 3 2005

Dissolution Measurement System Current State and Opportunities for Improvement

Dr Lucinda Buhse Director Division of Pharmaceutical Analysis CDER FDA

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC26

Use lessons learned on calibration

Time to eliminate this

lsquoblind spotrsquo

Process Validation (2011) Statistical Confidence Continued Process Verificationhellip Quality Metricshellip

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC27

Blind spot 5

Keeping the system in a lsquocorrective actionrsquo mode

Correcting lsquocommon causersquo poses a problem

Reasons to rationalize deviant behaviors

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC28

Attribute Dissolution

Previous slide and these

data (see fig) are from one of

the top three Pharma Co

Modified release product ndash a RLD for which several generics have been approved

If a generic company at a foreign facility report no deviations and consistently releases their batches in five days or less ndash what would you think

A Generic manufacturer has a superior process ndash in control- compared to the RLD or

B Your gut says ndash lsquodata is too good to be truersquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC29

600 days

I have inserted the ldquo600 daysrsquo on the figure ndash this is based on cases I have seen while at FDA)

Preconditions to malice or disregard

Rationalization amp

Attitude

Pressure amp

Incentive

Opportunity ndash

lsquoholes in the QMSrdquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC30

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC31

Risk of unintended or intended normative support for

lsquotesting into compliancersquo

attitude

toward

performing

the behavior

Process

validation is

done so

quality is

good

test prone

to error

ldquoBatch failure

means I

made a

mistakerdquo

subjective

norm

Documents

not critical

Compendial

testing

sufficient

Local

regulators

collect amp test

samples ndash no

issue thereldquoTesting into compliancerdquo

Remove any perception and reasons to rationalize

deviant behaviors

Educate users on the correct role and interpretation

of the Pharmacopoeias in the 21st century

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC32

Addional information

Excipient Knowledge Management Mumbai 12 March 2015 Part 1 amp 2

Culture of Quality Data Integrity Quality by Design Connecting the Dots

Good Regulators of Pharmaceuticals (GRP) 22 October 2014

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC33

Photo credits wwwbigstockphotoscom

Examples of our lsquoblind spotsrsquo or lsquoblind alleysrsquoRelevant to this workshop

Market

standards for

lsquoProduct

Releasersquo

bullKeeping the system in a lsquocorrective

actionrsquo mode

bullCorrecting lsquocommon causersquo poses a

problem

bullReasons to rationalize deviant

behaviors

Analytical

Method

Validation

bullEyes open when Quality becomes a

issue for National Security

bullA calibration lsquostandardrsquo which was too

variable

bullWhat is Gauge RampR Why needed for

testing physical attributes

Impurities amp

Contaminants

bulllsquo1937 to 2007rsquo ndash 70 years to open our

eyes

bulllsquoMarket standardrsquo that the lsquomarketrsquo

didnrsquot know how to use

bullEvidence of lsquoblisters in farm animalsrsquo ndash

okay to use in humans since impurity

not identified in the USP

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC8

Few lsquoblind alleysrsquo that some of us ndash the old timers ndash have

spent time in so that the next generation can learn to avoid

lsquo1937 to 2007rsquo ndash 70 years to

open our eyes

lsquoMarket standardrsquo that which

the lsquomarketrsquo doesnrsquot know how

to use

Evidence of lsquomouth blisters in

farm animalsrsquo ndash okay to use in

human lungs since impurity not

identified in the USP

Eyes open when Quality

becomes a issue for National

Security

A calibration lsquostandardrsquo which

was too variable

What is Gauge RampR Why

needed for testing physical

attributes

Keeping the system in a

lsquocorrective actionrsquo mode

Busy correcting lsquocommon causersquo

ndash chasing our tail

Reasons to rationalize deviant

behaviors

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC9

How does one avoid these lsquoblind alleysrsquo Systems thinking System is the product of

interacting parts improving the parts taken separately will not improve the system

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC10

CEO amp

Sr Management

Culture

of Quality

Managers amp

Leaders

Effective

QMS

GXP

Compliance

All

Employees

Quality is Easy

The slice that is most

relevant for this

workshop

Closing thoughts

Then - 2004

The Process Analytical Technology Initiative PAT and

the Pharmacopeias

bull EDQM Spring Conference Cannes 3-4 May 2004

Assuring quality by design provide greater assurance

than testing to document quality

bull ldquoData derived from manufacturing process validation studies and from

in-process controls may provide greater assurance that a batch meets a

particular monograph requirement than analytical data derived from

an examination of finished units drawn from that batchrdquo (General

Notices USP 27)

bull Time to drop the may

Penalty for large sample size built in ndash time to remove

this penalty

bull With increasing sample size for content uniformity the numbers of

tablets found outside range 75-125 among a batch of 1000000

Now - 2015

Pharmacopoeias championing

quality by design absolutely

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC11

Pharmacopoeias championing quality by design

absolutely

Drug Substance and Product Monographs ndash conceptually should be a more detailed Quality Target Product Profile ndash

outlining CQArsquos relevant to safety and efficacy

CQA- Acceptance Criteria with no penalty for larger samples supporting robust estimation of variability (eliminate

passfail or attribute criteria) ndash supporting continual improvement

General chapter on how to address process related impurities - specific impurities best controlled via the regulatory

submission and cGMPs

General chapters for Critical Quality amp Material Attributes (functionality) amp their Measurement ndash with specific focus

on physical attributes amp analytical validation with considerations for Gage RampR as appropriate Use (and donrsquot

forget) the lessons learned from dissolution calibration

Educate users on the correct role and interpretation of the Pharmacopoeias - remove any perceptionsreasons to

rationalize deviant behaviors

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC12

Additional information on our lsquolsquoblind alleysrdquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC13

Blind spot 1

lsquo1937 to 2007rsquo ndash70 years to open our eyes

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC14

lsquo1937 to 2007rsquo 70 years to open our eyes

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC15

1938 The Federal Food Drug and Cosmetic (FDC)

bull 1937 Elixir of Sulfanilamide

1962 Kefauver-Harris Drug Amendments

bull 1962 Thalidomide

bull 1960 Color Additive Amendment

bull 1958 Food Additives Amendment GRAS

bull 1960 Color Additive Amendment

bull 1958 Food Additives Amendment GRAS

1992 Generic Drug Enforcement Act

bull1989 L-Tryptophan

bull 1989 Generic Drug Scandal

bull 1988 Food and Drug Administration Act

bull 1984 Fines Enhancement Laws Drug Price Competition and Patent Term Restoration Act

2012 Food and Drug Administration Safety and Innovation Act (FDASIA)

bull 2007 Heparin Disaster

2013 Pandemic and All-Hazards Preparedness Reauthorization Act (PAHPRA) Drug Quality and Security Act

bull 2012 The Deadly Meningitis Outbreak

lsquo1937 to 2007rsquo 70 years to open our eyesIs this characterization fair

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC16

Guidance for Industry Testing of

Glycerin for Diethylene Glycol

CDER May 2007 Compliance

1 Manufacturers did not perform full identity

testing on the glycerin raw material

including tests to quantify the amount of

DEG

2 Relied on the certificate of analysis (COA)

3 The origin of the glycerin was not easily

apparent from the COA

4 The COA was often a copy of a COA on the

letterhead of the distributor

5 The chain of custody or distribution history

of the glycerin was also not readily known

USP Glycerin Monograph

Type of Posting Revision Bulletin

Posting Date 04ndashFebndash2009

Official Date 01ndashMayndash2009

Because of the serious hazards associated

withhellip and in response to

recommendations set forth in the FDA

Guidance for Industry Testing of Glycerin

for Diethylene Glycol published in May

2007 USP has revised the USP Glycerin

monograph

Because diethylene glycol and ethylene

glycol are considered unacceptable toxic

substances the testing of USP Glycerin

should demonstrate the absence of these

substances

April 2007 FDA request to

USP to revise the Glycerin

monographrsquos

IDENTIFICATION section

Revision includes adding ndash

Identification test B LIMIT OF

DIETHYLENE GLYCOL AND

ETHYLENE GLYCOL to detect and

quantify DEGEG in Glycerin minus Is no

longer part of the impurity testing

ldquoLimit of DEG and Related

Compoundsrdquo minus Introduces a capillary

gas-chromatographic (GC) method with

flame ionization detection (FID) minus Limit

of NMT 010 each for diethylene

glycol and ethylene glycol is found

Is this characterization fair

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC17

0

5

10

15

20

25

30

35

Yea

rs

DEG Years since the previous incident

0

50

100

150

200

250

300

350

Number of Reported Deaths1937

Eli

xir

of

Sulf

anil

amid

e

2007T

ootp

aste

conta

min

atio

n0 70 years 0 70

years

Frequent reports

Mumbai Mumbai

Data from Excipient Fest Janeen Skutnik Chair ndashIPECAmericas 2009

Fair helliprdquoBecause of the serious hazards associated withhellip and in

response to recommendations set forth in the FDA Guidancerdquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC18

Epidemic of Pediatric Deaths From Acute Renal Failure Caused by

Diethylene Glycol Poisoning JAMA 1998279(15)1175-1180

doi101001jama279151175

Month of hospital admission for children with

acute renal failure Haiti

October 1995-October 1996

Diethylene glycol poisoning in Gurgaon India 1998Bulletin of the World Health Organization 2001 79 88ndash95

We report a second episode of poisoning occurring in 1998 in India as

a result of children ingesting diethylene glycol at least 33 children

are known to have died

At the beginning of the investigation we never imagined that

contaminated medicine was causing acute renal failure in children

A brand of cough expectorant manufactured by a local pharmaceutical

company was found by the Central Drugs Laboratory Calcutta to

contain 175 (vv) diethylene glycol

The district and state drug controller had tested many samples using

thin layer chromatography before a sample of medicine tested positive

for diethylene glycol at the Central Drugs Laboratory None of the

earlier samples was found to be contaminated

Number of reported death grossly underestimate the harm caused

When the drug safety system fails people get sick

Some die (Congressman Shimkus)

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC19

bull Some of these people are already very vulnerable

and proving the cause of harm from impurities

adulteration and counterfeits can be elusive

It is hard to detect

harm

bull Certainly the companies are obligated to ensure

a culture of quality and maintain vigilance as

well This reflects a systems approach to safety

FDA inspectors look

for a culture of quality

at manufacturing

facilities

Blind spot 2

Market lsquostandardrsquo that which the lsquomarketrsquo didnrsquot know how to use

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC20

Market lsquostandardrsquo the lsquomarketrsquo didnrsquot know how to use

FDA Failed to Track Substandard Generic Medicines Congress Told

Generic heart drugs made by some

India-based companies donrsquot work as

they should said Preston Mason a

researcher at Brigham amp Womenrsquos

Hospital in Boston who has studied

the effectiveness of copies of Pfizer

Inc (PFEUS)rsquos Lipitor made both in

the US and abroad That may be

because some companies are cutting

corners to save money he said

Bashing Generics Study US Regulator Says Heart Drugs Are Safe

Mansoor A Khan RPh PhD Director

DPQROTROPQCDERFDA NIPTE

Conference UM at Shady Grove April 30 2015

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC21

FDA Analysis of Atorvastatin Products Refutes Report of Methyl Ester Impurities Therapeutic Innovation amp Regulatory Science May 27 2014

Blind spot 3

Evidence of lsquomouth blistersrsquo in farm animals ndash okay to use in humans since impurity not identified in the Pharmacopoeia

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC22

Evidence of lsquomouth blistersrsquo in farm animals ndash okay to use in

humans since impurity not identified in the Pharmacopoeia

An FDA Investigator

at a API facility in

India noted

Returned goods

from a customer - a

farm using the API

to treat cows

Cows developing

blister investigation

of cause = process

related impurity

API used in a

inhalation product for

humans ndashno action to

remove the impurity

because the product

meets pharmacopeia

monograph

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC23

Information about the FDA investigator and the facility in question not shared here

Other similar exampleshellip HCN in medical grade CO2 helliphellip

Blind spot 4

Eyes open when Quality becomes a issue for National Security

A calibration lsquostandardrsquo which was too variable

What is Gauge RampR Why needed for testing physical attributes

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC24

More US Marines contract

MalariaWednesday September 10 2003

Posted 925 AM EDT (1325 GMT)

WASHINGTON (CNN) -- Ten more US military personnel serving as part of the peacekeeping mission in Liberia are showing signs of having contracted malaria

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC25

DPACDERFDA Memo B J Westenberger 17 October 2003

Food and Drug Administration

Center for Drug Evaluation and Research

ADVISORY COMMITTEE FOR

PHARMACEUTICAL SCIENCE (ACPS)

May 3 2005

Dissolution Measurement System Current State and Opportunities for Improvement

Dr Lucinda Buhse Director Division of Pharmaceutical Analysis CDER FDA

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC26

Use lessons learned on calibration

Time to eliminate this

lsquoblind spotrsquo

Process Validation (2011) Statistical Confidence Continued Process Verificationhellip Quality Metricshellip

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC27

Blind spot 5

Keeping the system in a lsquocorrective actionrsquo mode

Correcting lsquocommon causersquo poses a problem

Reasons to rationalize deviant behaviors

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC28

Attribute Dissolution

Previous slide and these

data (see fig) are from one of

the top three Pharma Co

Modified release product ndash a RLD for which several generics have been approved

If a generic company at a foreign facility report no deviations and consistently releases their batches in five days or less ndash what would you think

A Generic manufacturer has a superior process ndash in control- compared to the RLD or

B Your gut says ndash lsquodata is too good to be truersquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC29

600 days

I have inserted the ldquo600 daysrsquo on the figure ndash this is based on cases I have seen while at FDA)

Preconditions to malice or disregard

Rationalization amp

Attitude

Pressure amp

Incentive

Opportunity ndash

lsquoholes in the QMSrdquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC30

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC31

Risk of unintended or intended normative support for

lsquotesting into compliancersquo

attitude

toward

performing

the behavior

Process

validation is

done so

quality is

good

test prone

to error

ldquoBatch failure

means I

made a

mistakerdquo

subjective

norm

Documents

not critical

Compendial

testing

sufficient

Local

regulators

collect amp test

samples ndash no

issue thereldquoTesting into compliancerdquo

Remove any perception and reasons to rationalize

deviant behaviors

Educate users on the correct role and interpretation

of the Pharmacopoeias in the 21st century

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC32

Addional information

Excipient Knowledge Management Mumbai 12 March 2015 Part 1 amp 2

Culture of Quality Data Integrity Quality by Design Connecting the Dots

Good Regulators of Pharmaceuticals (GRP) 22 October 2014

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC33

Photo credits wwwbigstockphotoscom

Few lsquoblind alleysrsquo that some of us ndash the old timers ndash have

spent time in so that the next generation can learn to avoid

lsquo1937 to 2007rsquo ndash 70 years to

open our eyes

lsquoMarket standardrsquo that which

the lsquomarketrsquo doesnrsquot know how

to use

Evidence of lsquomouth blisters in

farm animalsrsquo ndash okay to use in

human lungs since impurity not

identified in the USP

Eyes open when Quality

becomes a issue for National

Security

A calibration lsquostandardrsquo which

was too variable

What is Gauge RampR Why

needed for testing physical

attributes

Keeping the system in a

lsquocorrective actionrsquo mode

Busy correcting lsquocommon causersquo

ndash chasing our tail

Reasons to rationalize deviant

behaviors

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC9

How does one avoid these lsquoblind alleysrsquo Systems thinking System is the product of

interacting parts improving the parts taken separately will not improve the system

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC10

CEO amp

Sr Management

Culture

of Quality

Managers amp

Leaders

Effective

QMS

GXP

Compliance

All

Employees

Quality is Easy

The slice that is most

relevant for this

workshop

Closing thoughts

Then - 2004

The Process Analytical Technology Initiative PAT and

the Pharmacopeias

bull EDQM Spring Conference Cannes 3-4 May 2004

Assuring quality by design provide greater assurance

than testing to document quality

bull ldquoData derived from manufacturing process validation studies and from

in-process controls may provide greater assurance that a batch meets a

particular monograph requirement than analytical data derived from

an examination of finished units drawn from that batchrdquo (General

Notices USP 27)

bull Time to drop the may

Penalty for large sample size built in ndash time to remove

this penalty

bull With increasing sample size for content uniformity the numbers of

tablets found outside range 75-125 among a batch of 1000000

Now - 2015

Pharmacopoeias championing

quality by design absolutely

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC11

Pharmacopoeias championing quality by design

absolutely

Drug Substance and Product Monographs ndash conceptually should be a more detailed Quality Target Product Profile ndash

outlining CQArsquos relevant to safety and efficacy

CQA- Acceptance Criteria with no penalty for larger samples supporting robust estimation of variability (eliminate

passfail or attribute criteria) ndash supporting continual improvement

General chapter on how to address process related impurities - specific impurities best controlled via the regulatory

submission and cGMPs

General chapters for Critical Quality amp Material Attributes (functionality) amp their Measurement ndash with specific focus

on physical attributes amp analytical validation with considerations for Gage RampR as appropriate Use (and donrsquot

forget) the lessons learned from dissolution calibration

Educate users on the correct role and interpretation of the Pharmacopoeias - remove any perceptionsreasons to

rationalize deviant behaviors

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC12

Additional information on our lsquolsquoblind alleysrdquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC13

Blind spot 1

lsquo1937 to 2007rsquo ndash70 years to open our eyes

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC14

lsquo1937 to 2007rsquo 70 years to open our eyes

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC15

1938 The Federal Food Drug and Cosmetic (FDC)

bull 1937 Elixir of Sulfanilamide

1962 Kefauver-Harris Drug Amendments

bull 1962 Thalidomide

bull 1960 Color Additive Amendment

bull 1958 Food Additives Amendment GRAS

bull 1960 Color Additive Amendment

bull 1958 Food Additives Amendment GRAS

1992 Generic Drug Enforcement Act

bull1989 L-Tryptophan

bull 1989 Generic Drug Scandal

bull 1988 Food and Drug Administration Act

bull 1984 Fines Enhancement Laws Drug Price Competition and Patent Term Restoration Act

2012 Food and Drug Administration Safety and Innovation Act (FDASIA)

bull 2007 Heparin Disaster

2013 Pandemic and All-Hazards Preparedness Reauthorization Act (PAHPRA) Drug Quality and Security Act

bull 2012 The Deadly Meningitis Outbreak

lsquo1937 to 2007rsquo 70 years to open our eyesIs this characterization fair

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC16

Guidance for Industry Testing of

Glycerin for Diethylene Glycol

CDER May 2007 Compliance

1 Manufacturers did not perform full identity

testing on the glycerin raw material

including tests to quantify the amount of

DEG

2 Relied on the certificate of analysis (COA)

3 The origin of the glycerin was not easily

apparent from the COA

4 The COA was often a copy of a COA on the

letterhead of the distributor

5 The chain of custody or distribution history

of the glycerin was also not readily known

USP Glycerin Monograph

Type of Posting Revision Bulletin

Posting Date 04ndashFebndash2009

Official Date 01ndashMayndash2009

Because of the serious hazards associated

withhellip and in response to

recommendations set forth in the FDA

Guidance for Industry Testing of Glycerin

for Diethylene Glycol published in May

2007 USP has revised the USP Glycerin

monograph

Because diethylene glycol and ethylene

glycol are considered unacceptable toxic

substances the testing of USP Glycerin

should demonstrate the absence of these

substances

April 2007 FDA request to

USP to revise the Glycerin

monographrsquos

IDENTIFICATION section

Revision includes adding ndash

Identification test B LIMIT OF

DIETHYLENE GLYCOL AND

ETHYLENE GLYCOL to detect and

quantify DEGEG in Glycerin minus Is no

longer part of the impurity testing

ldquoLimit of DEG and Related

Compoundsrdquo minus Introduces a capillary

gas-chromatographic (GC) method with

flame ionization detection (FID) minus Limit

of NMT 010 each for diethylene

glycol and ethylene glycol is found

Is this characterization fair

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC17

0

5

10

15

20

25

30

35

Yea

rs

DEG Years since the previous incident

0

50

100

150

200

250

300

350

Number of Reported Deaths1937

Eli

xir

of

Sulf

anil

amid

e

2007T

ootp

aste

conta

min

atio

n0 70 years 0 70

years

Frequent reports

Mumbai Mumbai

Data from Excipient Fest Janeen Skutnik Chair ndashIPECAmericas 2009

Fair helliprdquoBecause of the serious hazards associated withhellip and in

response to recommendations set forth in the FDA Guidancerdquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC18

Epidemic of Pediatric Deaths From Acute Renal Failure Caused by

Diethylene Glycol Poisoning JAMA 1998279(15)1175-1180

doi101001jama279151175

Month of hospital admission for children with

acute renal failure Haiti

October 1995-October 1996

Diethylene glycol poisoning in Gurgaon India 1998Bulletin of the World Health Organization 2001 79 88ndash95

We report a second episode of poisoning occurring in 1998 in India as

a result of children ingesting diethylene glycol at least 33 children

are known to have died

At the beginning of the investigation we never imagined that

contaminated medicine was causing acute renal failure in children

A brand of cough expectorant manufactured by a local pharmaceutical

company was found by the Central Drugs Laboratory Calcutta to

contain 175 (vv) diethylene glycol

The district and state drug controller had tested many samples using

thin layer chromatography before a sample of medicine tested positive

for diethylene glycol at the Central Drugs Laboratory None of the

earlier samples was found to be contaminated

Number of reported death grossly underestimate the harm caused

When the drug safety system fails people get sick

Some die (Congressman Shimkus)

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC19

bull Some of these people are already very vulnerable

and proving the cause of harm from impurities

adulteration and counterfeits can be elusive

It is hard to detect

harm

bull Certainly the companies are obligated to ensure

a culture of quality and maintain vigilance as

well This reflects a systems approach to safety

FDA inspectors look

for a culture of quality

at manufacturing

facilities

Blind spot 2

Market lsquostandardrsquo that which the lsquomarketrsquo didnrsquot know how to use

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC20

Market lsquostandardrsquo the lsquomarketrsquo didnrsquot know how to use

FDA Failed to Track Substandard Generic Medicines Congress Told

Generic heart drugs made by some

India-based companies donrsquot work as

they should said Preston Mason a

researcher at Brigham amp Womenrsquos

Hospital in Boston who has studied

the effectiveness of copies of Pfizer

Inc (PFEUS)rsquos Lipitor made both in

the US and abroad That may be

because some companies are cutting

corners to save money he said

Bashing Generics Study US Regulator Says Heart Drugs Are Safe

Mansoor A Khan RPh PhD Director

DPQROTROPQCDERFDA NIPTE

Conference UM at Shady Grove April 30 2015

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC21

FDA Analysis of Atorvastatin Products Refutes Report of Methyl Ester Impurities Therapeutic Innovation amp Regulatory Science May 27 2014

Blind spot 3

Evidence of lsquomouth blistersrsquo in farm animals ndash okay to use in humans since impurity not identified in the Pharmacopoeia

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC22

Evidence of lsquomouth blistersrsquo in farm animals ndash okay to use in

humans since impurity not identified in the Pharmacopoeia

An FDA Investigator

at a API facility in

India noted

Returned goods

from a customer - a

farm using the API

to treat cows

Cows developing

blister investigation

of cause = process

related impurity

API used in a

inhalation product for

humans ndashno action to

remove the impurity

because the product

meets pharmacopeia

monograph

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC23

Information about the FDA investigator and the facility in question not shared here

Other similar exampleshellip HCN in medical grade CO2 helliphellip

Blind spot 4

Eyes open when Quality becomes a issue for National Security

A calibration lsquostandardrsquo which was too variable

What is Gauge RampR Why needed for testing physical attributes

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC24

More US Marines contract

MalariaWednesday September 10 2003

Posted 925 AM EDT (1325 GMT)

WASHINGTON (CNN) -- Ten more US military personnel serving as part of the peacekeeping mission in Liberia are showing signs of having contracted malaria

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC25

DPACDERFDA Memo B J Westenberger 17 October 2003

Food and Drug Administration

Center for Drug Evaluation and Research

ADVISORY COMMITTEE FOR

PHARMACEUTICAL SCIENCE (ACPS)

May 3 2005

Dissolution Measurement System Current State and Opportunities for Improvement

Dr Lucinda Buhse Director Division of Pharmaceutical Analysis CDER FDA

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC26

Use lessons learned on calibration

Time to eliminate this

lsquoblind spotrsquo

Process Validation (2011) Statistical Confidence Continued Process Verificationhellip Quality Metricshellip

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC27

Blind spot 5

Keeping the system in a lsquocorrective actionrsquo mode

Correcting lsquocommon causersquo poses a problem

Reasons to rationalize deviant behaviors

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC28

Attribute Dissolution

Previous slide and these

data (see fig) are from one of

the top three Pharma Co

Modified release product ndash a RLD for which several generics have been approved

If a generic company at a foreign facility report no deviations and consistently releases their batches in five days or less ndash what would you think

A Generic manufacturer has a superior process ndash in control- compared to the RLD or

B Your gut says ndash lsquodata is too good to be truersquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC29

600 days

I have inserted the ldquo600 daysrsquo on the figure ndash this is based on cases I have seen while at FDA)

Preconditions to malice or disregard

Rationalization amp

Attitude

Pressure amp

Incentive

Opportunity ndash

lsquoholes in the QMSrdquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC30

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC31

Risk of unintended or intended normative support for

lsquotesting into compliancersquo

attitude

toward

performing

the behavior

Process

validation is

done so

quality is

good

test prone

to error

ldquoBatch failure

means I

made a

mistakerdquo

subjective

norm

Documents

not critical

Compendial

testing

sufficient

Local

regulators

collect amp test

samples ndash no

issue thereldquoTesting into compliancerdquo

Remove any perception and reasons to rationalize

deviant behaviors

Educate users on the correct role and interpretation

of the Pharmacopoeias in the 21st century

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC32

Addional information

Excipient Knowledge Management Mumbai 12 March 2015 Part 1 amp 2

Culture of Quality Data Integrity Quality by Design Connecting the Dots

Good Regulators of Pharmaceuticals (GRP) 22 October 2014

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC33

Photo credits wwwbigstockphotoscom

How does one avoid these lsquoblind alleysrsquo Systems thinking System is the product of

interacting parts improving the parts taken separately will not improve the system

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC10

CEO amp

Sr Management

Culture

of Quality

Managers amp

Leaders

Effective

QMS

GXP

Compliance

All

Employees

Quality is Easy

The slice that is most

relevant for this

workshop

Closing thoughts

Then - 2004

The Process Analytical Technology Initiative PAT and

the Pharmacopeias

bull EDQM Spring Conference Cannes 3-4 May 2004

Assuring quality by design provide greater assurance

than testing to document quality

bull ldquoData derived from manufacturing process validation studies and from

in-process controls may provide greater assurance that a batch meets a

particular monograph requirement than analytical data derived from

an examination of finished units drawn from that batchrdquo (General

Notices USP 27)

bull Time to drop the may

Penalty for large sample size built in ndash time to remove

this penalty

bull With increasing sample size for content uniformity the numbers of

tablets found outside range 75-125 among a batch of 1000000

Now - 2015

Pharmacopoeias championing

quality by design absolutely

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC11

Pharmacopoeias championing quality by design

absolutely

Drug Substance and Product Monographs ndash conceptually should be a more detailed Quality Target Product Profile ndash

outlining CQArsquos relevant to safety and efficacy

CQA- Acceptance Criteria with no penalty for larger samples supporting robust estimation of variability (eliminate

passfail or attribute criteria) ndash supporting continual improvement

General chapter on how to address process related impurities - specific impurities best controlled via the regulatory

submission and cGMPs

General chapters for Critical Quality amp Material Attributes (functionality) amp their Measurement ndash with specific focus

on physical attributes amp analytical validation with considerations for Gage RampR as appropriate Use (and donrsquot

forget) the lessons learned from dissolution calibration

Educate users on the correct role and interpretation of the Pharmacopoeias - remove any perceptionsreasons to

rationalize deviant behaviors

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC12

Additional information on our lsquolsquoblind alleysrdquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC13

Blind spot 1

lsquo1937 to 2007rsquo ndash70 years to open our eyes

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC14

lsquo1937 to 2007rsquo 70 years to open our eyes

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC15

1938 The Federal Food Drug and Cosmetic (FDC)

bull 1937 Elixir of Sulfanilamide

1962 Kefauver-Harris Drug Amendments

bull 1962 Thalidomide

bull 1960 Color Additive Amendment

bull 1958 Food Additives Amendment GRAS

bull 1960 Color Additive Amendment

bull 1958 Food Additives Amendment GRAS

1992 Generic Drug Enforcement Act

bull1989 L-Tryptophan

bull 1989 Generic Drug Scandal

bull 1988 Food and Drug Administration Act

bull 1984 Fines Enhancement Laws Drug Price Competition and Patent Term Restoration Act

2012 Food and Drug Administration Safety and Innovation Act (FDASIA)

bull 2007 Heparin Disaster

2013 Pandemic and All-Hazards Preparedness Reauthorization Act (PAHPRA) Drug Quality and Security Act

bull 2012 The Deadly Meningitis Outbreak

lsquo1937 to 2007rsquo 70 years to open our eyesIs this characterization fair

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC16

Guidance for Industry Testing of

Glycerin for Diethylene Glycol

CDER May 2007 Compliance

1 Manufacturers did not perform full identity

testing on the glycerin raw material

including tests to quantify the amount of

DEG

2 Relied on the certificate of analysis (COA)

3 The origin of the glycerin was not easily

apparent from the COA

4 The COA was often a copy of a COA on the

letterhead of the distributor

5 The chain of custody or distribution history

of the glycerin was also not readily known

USP Glycerin Monograph

Type of Posting Revision Bulletin

Posting Date 04ndashFebndash2009

Official Date 01ndashMayndash2009

Because of the serious hazards associated

withhellip and in response to

recommendations set forth in the FDA

Guidance for Industry Testing of Glycerin

for Diethylene Glycol published in May

2007 USP has revised the USP Glycerin

monograph

Because diethylene glycol and ethylene

glycol are considered unacceptable toxic

substances the testing of USP Glycerin

should demonstrate the absence of these

substances

April 2007 FDA request to

USP to revise the Glycerin

monographrsquos

IDENTIFICATION section

Revision includes adding ndash

Identification test B LIMIT OF

DIETHYLENE GLYCOL AND

ETHYLENE GLYCOL to detect and

quantify DEGEG in Glycerin minus Is no

longer part of the impurity testing

ldquoLimit of DEG and Related

Compoundsrdquo minus Introduces a capillary

gas-chromatographic (GC) method with

flame ionization detection (FID) minus Limit

of NMT 010 each for diethylene

glycol and ethylene glycol is found

Is this characterization fair

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC17

0

5

10

15

20

25

30

35

Yea

rs

DEG Years since the previous incident

0

50

100

150

200

250

300

350

Number of Reported Deaths1937

Eli

xir

of

Sulf

anil

amid

e

2007T

ootp

aste

conta

min

atio

n0 70 years 0 70

years

Frequent reports

Mumbai Mumbai

Data from Excipient Fest Janeen Skutnik Chair ndashIPECAmericas 2009

Fair helliprdquoBecause of the serious hazards associated withhellip and in

response to recommendations set forth in the FDA Guidancerdquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC18

Epidemic of Pediatric Deaths From Acute Renal Failure Caused by

Diethylene Glycol Poisoning JAMA 1998279(15)1175-1180

doi101001jama279151175

Month of hospital admission for children with

acute renal failure Haiti

October 1995-October 1996

Diethylene glycol poisoning in Gurgaon India 1998Bulletin of the World Health Organization 2001 79 88ndash95

We report a second episode of poisoning occurring in 1998 in India as

a result of children ingesting diethylene glycol at least 33 children

are known to have died

At the beginning of the investigation we never imagined that

contaminated medicine was causing acute renal failure in children

A brand of cough expectorant manufactured by a local pharmaceutical

company was found by the Central Drugs Laboratory Calcutta to

contain 175 (vv) diethylene glycol

The district and state drug controller had tested many samples using

thin layer chromatography before a sample of medicine tested positive

for diethylene glycol at the Central Drugs Laboratory None of the

earlier samples was found to be contaminated

Number of reported death grossly underestimate the harm caused

When the drug safety system fails people get sick

Some die (Congressman Shimkus)

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC19

bull Some of these people are already very vulnerable

and proving the cause of harm from impurities

adulteration and counterfeits can be elusive

It is hard to detect

harm

bull Certainly the companies are obligated to ensure

a culture of quality and maintain vigilance as

well This reflects a systems approach to safety

FDA inspectors look

for a culture of quality

at manufacturing

facilities

Blind spot 2

Market lsquostandardrsquo that which the lsquomarketrsquo didnrsquot know how to use

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC20

Market lsquostandardrsquo the lsquomarketrsquo didnrsquot know how to use

FDA Failed to Track Substandard Generic Medicines Congress Told

Generic heart drugs made by some

India-based companies donrsquot work as

they should said Preston Mason a

researcher at Brigham amp Womenrsquos

Hospital in Boston who has studied

the effectiveness of copies of Pfizer

Inc (PFEUS)rsquos Lipitor made both in

the US and abroad That may be

because some companies are cutting

corners to save money he said

Bashing Generics Study US Regulator Says Heart Drugs Are Safe

Mansoor A Khan RPh PhD Director

DPQROTROPQCDERFDA NIPTE

Conference UM at Shady Grove April 30 2015

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC21

FDA Analysis of Atorvastatin Products Refutes Report of Methyl Ester Impurities Therapeutic Innovation amp Regulatory Science May 27 2014

Blind spot 3

Evidence of lsquomouth blistersrsquo in farm animals ndash okay to use in humans since impurity not identified in the Pharmacopoeia

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC22

Evidence of lsquomouth blistersrsquo in farm animals ndash okay to use in

humans since impurity not identified in the Pharmacopoeia

An FDA Investigator

at a API facility in

India noted

Returned goods

from a customer - a

farm using the API

to treat cows

Cows developing

blister investigation

of cause = process

related impurity

API used in a

inhalation product for

humans ndashno action to

remove the impurity

because the product

meets pharmacopeia

monograph

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC23

Information about the FDA investigator and the facility in question not shared here

Other similar exampleshellip HCN in medical grade CO2 helliphellip

Blind spot 4

Eyes open when Quality becomes a issue for National Security

A calibration lsquostandardrsquo which was too variable

What is Gauge RampR Why needed for testing physical attributes

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC24

More US Marines contract

MalariaWednesday September 10 2003

Posted 925 AM EDT (1325 GMT)

WASHINGTON (CNN) -- Ten more US military personnel serving as part of the peacekeeping mission in Liberia are showing signs of having contracted malaria

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC25

DPACDERFDA Memo B J Westenberger 17 October 2003

Food and Drug Administration

Center for Drug Evaluation and Research

ADVISORY COMMITTEE FOR

PHARMACEUTICAL SCIENCE (ACPS)

May 3 2005

Dissolution Measurement System Current State and Opportunities for Improvement

Dr Lucinda Buhse Director Division of Pharmaceutical Analysis CDER FDA

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC26

Use lessons learned on calibration

Time to eliminate this

lsquoblind spotrsquo

Process Validation (2011) Statistical Confidence Continued Process Verificationhellip Quality Metricshellip

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC27

Blind spot 5

Keeping the system in a lsquocorrective actionrsquo mode

Correcting lsquocommon causersquo poses a problem

Reasons to rationalize deviant behaviors

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC28

Attribute Dissolution

Previous slide and these

data (see fig) are from one of

the top three Pharma Co

Modified release product ndash a RLD for which several generics have been approved

If a generic company at a foreign facility report no deviations and consistently releases their batches in five days or less ndash what would you think

A Generic manufacturer has a superior process ndash in control- compared to the RLD or

B Your gut says ndash lsquodata is too good to be truersquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC29

600 days

I have inserted the ldquo600 daysrsquo on the figure ndash this is based on cases I have seen while at FDA)

Preconditions to malice or disregard

Rationalization amp

Attitude

Pressure amp

Incentive

Opportunity ndash

lsquoholes in the QMSrdquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC30

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC31

Risk of unintended or intended normative support for

lsquotesting into compliancersquo

attitude

toward

performing

the behavior

Process

validation is

done so

quality is

good

test prone

to error

ldquoBatch failure

means I

made a

mistakerdquo

subjective

norm

Documents

not critical

Compendial

testing

sufficient

Local

regulators

collect amp test

samples ndash no

issue thereldquoTesting into compliancerdquo

Remove any perception and reasons to rationalize

deviant behaviors

Educate users on the correct role and interpretation

of the Pharmacopoeias in the 21st century

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC32

Addional information

Excipient Knowledge Management Mumbai 12 March 2015 Part 1 amp 2

Culture of Quality Data Integrity Quality by Design Connecting the Dots

Good Regulators of Pharmaceuticals (GRP) 22 October 2014

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC33

Photo credits wwwbigstockphotoscom

Closing thoughts

Then - 2004

The Process Analytical Technology Initiative PAT and

the Pharmacopeias

bull EDQM Spring Conference Cannes 3-4 May 2004

Assuring quality by design provide greater assurance

than testing to document quality

bull ldquoData derived from manufacturing process validation studies and from

in-process controls may provide greater assurance that a batch meets a

particular monograph requirement than analytical data derived from

an examination of finished units drawn from that batchrdquo (General

Notices USP 27)

bull Time to drop the may

Penalty for large sample size built in ndash time to remove

this penalty

bull With increasing sample size for content uniformity the numbers of

tablets found outside range 75-125 among a batch of 1000000

Now - 2015

Pharmacopoeias championing

quality by design absolutely

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC11

Pharmacopoeias championing quality by design

absolutely

Drug Substance and Product Monographs ndash conceptually should be a more detailed Quality Target Product Profile ndash

outlining CQArsquos relevant to safety and efficacy

CQA- Acceptance Criteria with no penalty for larger samples supporting robust estimation of variability (eliminate

passfail or attribute criteria) ndash supporting continual improvement

General chapter on how to address process related impurities - specific impurities best controlled via the regulatory

submission and cGMPs

General chapters for Critical Quality amp Material Attributes (functionality) amp their Measurement ndash with specific focus

on physical attributes amp analytical validation with considerations for Gage RampR as appropriate Use (and donrsquot

forget) the lessons learned from dissolution calibration

Educate users on the correct role and interpretation of the Pharmacopoeias - remove any perceptionsreasons to

rationalize deviant behaviors

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC12

Additional information on our lsquolsquoblind alleysrdquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC13

Blind spot 1

lsquo1937 to 2007rsquo ndash70 years to open our eyes

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC14

lsquo1937 to 2007rsquo 70 years to open our eyes

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC15

1938 The Federal Food Drug and Cosmetic (FDC)

bull 1937 Elixir of Sulfanilamide

1962 Kefauver-Harris Drug Amendments

bull 1962 Thalidomide

bull 1960 Color Additive Amendment

bull 1958 Food Additives Amendment GRAS

bull 1960 Color Additive Amendment

bull 1958 Food Additives Amendment GRAS

1992 Generic Drug Enforcement Act

bull1989 L-Tryptophan

bull 1989 Generic Drug Scandal

bull 1988 Food and Drug Administration Act

bull 1984 Fines Enhancement Laws Drug Price Competition and Patent Term Restoration Act

2012 Food and Drug Administration Safety and Innovation Act (FDASIA)

bull 2007 Heparin Disaster

2013 Pandemic and All-Hazards Preparedness Reauthorization Act (PAHPRA) Drug Quality and Security Act

bull 2012 The Deadly Meningitis Outbreak

lsquo1937 to 2007rsquo 70 years to open our eyesIs this characterization fair

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC16

Guidance for Industry Testing of

Glycerin for Diethylene Glycol

CDER May 2007 Compliance

1 Manufacturers did not perform full identity

testing on the glycerin raw material

including tests to quantify the amount of

DEG

2 Relied on the certificate of analysis (COA)

3 The origin of the glycerin was not easily

apparent from the COA

4 The COA was often a copy of a COA on the

letterhead of the distributor

5 The chain of custody or distribution history

of the glycerin was also not readily known

USP Glycerin Monograph

Type of Posting Revision Bulletin

Posting Date 04ndashFebndash2009

Official Date 01ndashMayndash2009

Because of the serious hazards associated

withhellip and in response to

recommendations set forth in the FDA

Guidance for Industry Testing of Glycerin

for Diethylene Glycol published in May

2007 USP has revised the USP Glycerin

monograph

Because diethylene glycol and ethylene

glycol are considered unacceptable toxic

substances the testing of USP Glycerin

should demonstrate the absence of these

substances

April 2007 FDA request to

USP to revise the Glycerin

monographrsquos

IDENTIFICATION section

Revision includes adding ndash

Identification test B LIMIT OF

DIETHYLENE GLYCOL AND

ETHYLENE GLYCOL to detect and

quantify DEGEG in Glycerin minus Is no

longer part of the impurity testing

ldquoLimit of DEG and Related

Compoundsrdquo minus Introduces a capillary

gas-chromatographic (GC) method with

flame ionization detection (FID) minus Limit

of NMT 010 each for diethylene

glycol and ethylene glycol is found

Is this characterization fair

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC17

0

5

10

15

20

25

30

35

Yea

rs

DEG Years since the previous incident

0

50

100

150

200

250

300

350

Number of Reported Deaths1937

Eli

xir

of

Sulf

anil

amid

e

2007T

ootp

aste

conta

min

atio

n0 70 years 0 70

years

Frequent reports

Mumbai Mumbai

Data from Excipient Fest Janeen Skutnik Chair ndashIPECAmericas 2009

Fair helliprdquoBecause of the serious hazards associated withhellip and in

response to recommendations set forth in the FDA Guidancerdquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC18

Epidemic of Pediatric Deaths From Acute Renal Failure Caused by

Diethylene Glycol Poisoning JAMA 1998279(15)1175-1180

doi101001jama279151175

Month of hospital admission for children with

acute renal failure Haiti

October 1995-October 1996

Diethylene glycol poisoning in Gurgaon India 1998Bulletin of the World Health Organization 2001 79 88ndash95

We report a second episode of poisoning occurring in 1998 in India as

a result of children ingesting diethylene glycol at least 33 children

are known to have died

At the beginning of the investigation we never imagined that

contaminated medicine was causing acute renal failure in children

A brand of cough expectorant manufactured by a local pharmaceutical

company was found by the Central Drugs Laboratory Calcutta to

contain 175 (vv) diethylene glycol

The district and state drug controller had tested many samples using

thin layer chromatography before a sample of medicine tested positive

for diethylene glycol at the Central Drugs Laboratory None of the

earlier samples was found to be contaminated

Number of reported death grossly underestimate the harm caused

When the drug safety system fails people get sick

Some die (Congressman Shimkus)

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC19

bull Some of these people are already very vulnerable

and proving the cause of harm from impurities

adulteration and counterfeits can be elusive

It is hard to detect

harm

bull Certainly the companies are obligated to ensure

a culture of quality and maintain vigilance as

well This reflects a systems approach to safety

FDA inspectors look

for a culture of quality

at manufacturing

facilities

Blind spot 2

Market lsquostandardrsquo that which the lsquomarketrsquo didnrsquot know how to use

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC20

Market lsquostandardrsquo the lsquomarketrsquo didnrsquot know how to use

FDA Failed to Track Substandard Generic Medicines Congress Told

Generic heart drugs made by some

India-based companies donrsquot work as

they should said Preston Mason a

researcher at Brigham amp Womenrsquos

Hospital in Boston who has studied

the effectiveness of copies of Pfizer

Inc (PFEUS)rsquos Lipitor made both in

the US and abroad That may be

because some companies are cutting

corners to save money he said

Bashing Generics Study US Regulator Says Heart Drugs Are Safe

Mansoor A Khan RPh PhD Director

DPQROTROPQCDERFDA NIPTE

Conference UM at Shady Grove April 30 2015

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC21

FDA Analysis of Atorvastatin Products Refutes Report of Methyl Ester Impurities Therapeutic Innovation amp Regulatory Science May 27 2014

Blind spot 3

Evidence of lsquomouth blistersrsquo in farm animals ndash okay to use in humans since impurity not identified in the Pharmacopoeia

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC22

Evidence of lsquomouth blistersrsquo in farm animals ndash okay to use in

humans since impurity not identified in the Pharmacopoeia

An FDA Investigator

at a API facility in

India noted

Returned goods

from a customer - a

farm using the API

to treat cows

Cows developing

blister investigation

of cause = process

related impurity

API used in a

inhalation product for

humans ndashno action to

remove the impurity

because the product

meets pharmacopeia

monograph

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC23

Information about the FDA investigator and the facility in question not shared here

Other similar exampleshellip HCN in medical grade CO2 helliphellip

Blind spot 4

Eyes open when Quality becomes a issue for National Security

A calibration lsquostandardrsquo which was too variable

What is Gauge RampR Why needed for testing physical attributes

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC24

More US Marines contract

MalariaWednesday September 10 2003

Posted 925 AM EDT (1325 GMT)

WASHINGTON (CNN) -- Ten more US military personnel serving as part of the peacekeeping mission in Liberia are showing signs of having contracted malaria

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC25

DPACDERFDA Memo B J Westenberger 17 October 2003

Food and Drug Administration

Center for Drug Evaluation and Research

ADVISORY COMMITTEE FOR

PHARMACEUTICAL SCIENCE (ACPS)

May 3 2005

Dissolution Measurement System Current State and Opportunities for Improvement

Dr Lucinda Buhse Director Division of Pharmaceutical Analysis CDER FDA

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC26

Use lessons learned on calibration

Time to eliminate this

lsquoblind spotrsquo

Process Validation (2011) Statistical Confidence Continued Process Verificationhellip Quality Metricshellip

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC27

Blind spot 5

Keeping the system in a lsquocorrective actionrsquo mode

Correcting lsquocommon causersquo poses a problem

Reasons to rationalize deviant behaviors

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC28

Attribute Dissolution

Previous slide and these

data (see fig) are from one of

the top three Pharma Co

Modified release product ndash a RLD for which several generics have been approved

If a generic company at a foreign facility report no deviations and consistently releases their batches in five days or less ndash what would you think

A Generic manufacturer has a superior process ndash in control- compared to the RLD or

B Your gut says ndash lsquodata is too good to be truersquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC29

600 days

I have inserted the ldquo600 daysrsquo on the figure ndash this is based on cases I have seen while at FDA)

Preconditions to malice or disregard

Rationalization amp

Attitude

Pressure amp

Incentive

Opportunity ndash

lsquoholes in the QMSrdquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC30

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC31

Risk of unintended or intended normative support for

lsquotesting into compliancersquo

attitude

toward

performing

the behavior

Process

validation is

done so

quality is

good

test prone

to error

ldquoBatch failure

means I

made a

mistakerdquo

subjective

norm

Documents

not critical

Compendial

testing

sufficient

Local

regulators

collect amp test

samples ndash no

issue thereldquoTesting into compliancerdquo

Remove any perception and reasons to rationalize

deviant behaviors

Educate users on the correct role and interpretation

of the Pharmacopoeias in the 21st century

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC32

Addional information

Excipient Knowledge Management Mumbai 12 March 2015 Part 1 amp 2

Culture of Quality Data Integrity Quality by Design Connecting the Dots

Good Regulators of Pharmaceuticals (GRP) 22 October 2014

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC33

Photo credits wwwbigstockphotoscom

Pharmacopoeias championing quality by design

absolutely

Drug Substance and Product Monographs ndash conceptually should be a more detailed Quality Target Product Profile ndash

outlining CQArsquos relevant to safety and efficacy

CQA- Acceptance Criteria with no penalty for larger samples supporting robust estimation of variability (eliminate

passfail or attribute criteria) ndash supporting continual improvement

General chapter on how to address process related impurities - specific impurities best controlled via the regulatory

submission and cGMPs

General chapters for Critical Quality amp Material Attributes (functionality) amp their Measurement ndash with specific focus

on physical attributes amp analytical validation with considerations for Gage RampR as appropriate Use (and donrsquot

forget) the lessons learned from dissolution calibration

Educate users on the correct role and interpretation of the Pharmacopoeias - remove any perceptionsreasons to

rationalize deviant behaviors

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC12

Additional information on our lsquolsquoblind alleysrdquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC13

Blind spot 1

lsquo1937 to 2007rsquo ndash70 years to open our eyes

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC14

lsquo1937 to 2007rsquo 70 years to open our eyes

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC15

1938 The Federal Food Drug and Cosmetic (FDC)

bull 1937 Elixir of Sulfanilamide

1962 Kefauver-Harris Drug Amendments

bull 1962 Thalidomide

bull 1960 Color Additive Amendment

bull 1958 Food Additives Amendment GRAS

bull 1960 Color Additive Amendment

bull 1958 Food Additives Amendment GRAS

1992 Generic Drug Enforcement Act

bull1989 L-Tryptophan

bull 1989 Generic Drug Scandal

bull 1988 Food and Drug Administration Act

bull 1984 Fines Enhancement Laws Drug Price Competition and Patent Term Restoration Act

2012 Food and Drug Administration Safety and Innovation Act (FDASIA)

bull 2007 Heparin Disaster

2013 Pandemic and All-Hazards Preparedness Reauthorization Act (PAHPRA) Drug Quality and Security Act

bull 2012 The Deadly Meningitis Outbreak

lsquo1937 to 2007rsquo 70 years to open our eyesIs this characterization fair

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC16

Guidance for Industry Testing of

Glycerin for Diethylene Glycol

CDER May 2007 Compliance

1 Manufacturers did not perform full identity

testing on the glycerin raw material

including tests to quantify the amount of

DEG

2 Relied on the certificate of analysis (COA)

3 The origin of the glycerin was not easily

apparent from the COA

4 The COA was often a copy of a COA on the

letterhead of the distributor

5 The chain of custody or distribution history

of the glycerin was also not readily known

USP Glycerin Monograph

Type of Posting Revision Bulletin

Posting Date 04ndashFebndash2009

Official Date 01ndashMayndash2009

Because of the serious hazards associated

withhellip and in response to

recommendations set forth in the FDA

Guidance for Industry Testing of Glycerin

for Diethylene Glycol published in May

2007 USP has revised the USP Glycerin

monograph

Because diethylene glycol and ethylene

glycol are considered unacceptable toxic

substances the testing of USP Glycerin

should demonstrate the absence of these

substances

April 2007 FDA request to

USP to revise the Glycerin

monographrsquos

IDENTIFICATION section

Revision includes adding ndash

Identification test B LIMIT OF

DIETHYLENE GLYCOL AND

ETHYLENE GLYCOL to detect and

quantify DEGEG in Glycerin minus Is no

longer part of the impurity testing

ldquoLimit of DEG and Related

Compoundsrdquo minus Introduces a capillary

gas-chromatographic (GC) method with

flame ionization detection (FID) minus Limit

of NMT 010 each for diethylene

glycol and ethylene glycol is found

Is this characterization fair

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC17

0

5

10

15

20

25

30

35

Yea

rs

DEG Years since the previous incident

0

50

100

150

200

250

300

350

Number of Reported Deaths1937

Eli

xir

of

Sulf

anil

amid

e

2007T

ootp

aste

conta

min

atio

n0 70 years 0 70

years

Frequent reports

Mumbai Mumbai

Data from Excipient Fest Janeen Skutnik Chair ndashIPECAmericas 2009

Fair helliprdquoBecause of the serious hazards associated withhellip and in

response to recommendations set forth in the FDA Guidancerdquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC18

Epidemic of Pediatric Deaths From Acute Renal Failure Caused by

Diethylene Glycol Poisoning JAMA 1998279(15)1175-1180

doi101001jama279151175

Month of hospital admission for children with

acute renal failure Haiti

October 1995-October 1996

Diethylene glycol poisoning in Gurgaon India 1998Bulletin of the World Health Organization 2001 79 88ndash95

We report a second episode of poisoning occurring in 1998 in India as

a result of children ingesting diethylene glycol at least 33 children

are known to have died

At the beginning of the investigation we never imagined that

contaminated medicine was causing acute renal failure in children

A brand of cough expectorant manufactured by a local pharmaceutical

company was found by the Central Drugs Laboratory Calcutta to

contain 175 (vv) diethylene glycol

The district and state drug controller had tested many samples using

thin layer chromatography before a sample of medicine tested positive

for diethylene glycol at the Central Drugs Laboratory None of the

earlier samples was found to be contaminated

Number of reported death grossly underestimate the harm caused

When the drug safety system fails people get sick

Some die (Congressman Shimkus)

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC19

bull Some of these people are already very vulnerable

and proving the cause of harm from impurities

adulteration and counterfeits can be elusive

It is hard to detect

harm

bull Certainly the companies are obligated to ensure

a culture of quality and maintain vigilance as

well This reflects a systems approach to safety

FDA inspectors look

for a culture of quality

at manufacturing

facilities

Blind spot 2

Market lsquostandardrsquo that which the lsquomarketrsquo didnrsquot know how to use

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC20

Market lsquostandardrsquo the lsquomarketrsquo didnrsquot know how to use

FDA Failed to Track Substandard Generic Medicines Congress Told

Generic heart drugs made by some

India-based companies donrsquot work as

they should said Preston Mason a

researcher at Brigham amp Womenrsquos

Hospital in Boston who has studied

the effectiveness of copies of Pfizer

Inc (PFEUS)rsquos Lipitor made both in

the US and abroad That may be

because some companies are cutting

corners to save money he said

Bashing Generics Study US Regulator Says Heart Drugs Are Safe

Mansoor A Khan RPh PhD Director

DPQROTROPQCDERFDA NIPTE

Conference UM at Shady Grove April 30 2015

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC21

FDA Analysis of Atorvastatin Products Refutes Report of Methyl Ester Impurities Therapeutic Innovation amp Regulatory Science May 27 2014

Blind spot 3

Evidence of lsquomouth blistersrsquo in farm animals ndash okay to use in humans since impurity not identified in the Pharmacopoeia

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC22

Evidence of lsquomouth blistersrsquo in farm animals ndash okay to use in

humans since impurity not identified in the Pharmacopoeia

An FDA Investigator

at a API facility in

India noted

Returned goods

from a customer - a

farm using the API

to treat cows

Cows developing

blister investigation

of cause = process

related impurity

API used in a

inhalation product for

humans ndashno action to

remove the impurity

because the product

meets pharmacopeia

monograph

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC23

Information about the FDA investigator and the facility in question not shared here

Other similar exampleshellip HCN in medical grade CO2 helliphellip

Blind spot 4

Eyes open when Quality becomes a issue for National Security

A calibration lsquostandardrsquo which was too variable

What is Gauge RampR Why needed for testing physical attributes

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC24

More US Marines contract

MalariaWednesday September 10 2003

Posted 925 AM EDT (1325 GMT)

WASHINGTON (CNN) -- Ten more US military personnel serving as part of the peacekeeping mission in Liberia are showing signs of having contracted malaria

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC25

DPACDERFDA Memo B J Westenberger 17 October 2003

Food and Drug Administration

Center for Drug Evaluation and Research

ADVISORY COMMITTEE FOR

PHARMACEUTICAL SCIENCE (ACPS)

May 3 2005

Dissolution Measurement System Current State and Opportunities for Improvement

Dr Lucinda Buhse Director Division of Pharmaceutical Analysis CDER FDA

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC26

Use lessons learned on calibration

Time to eliminate this

lsquoblind spotrsquo

Process Validation (2011) Statistical Confidence Continued Process Verificationhellip Quality Metricshellip

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC27

Blind spot 5

Keeping the system in a lsquocorrective actionrsquo mode

Correcting lsquocommon causersquo poses a problem

Reasons to rationalize deviant behaviors

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC28

Attribute Dissolution

Previous slide and these

data (see fig) are from one of

the top three Pharma Co

Modified release product ndash a RLD for which several generics have been approved

If a generic company at a foreign facility report no deviations and consistently releases their batches in five days or less ndash what would you think

A Generic manufacturer has a superior process ndash in control- compared to the RLD or

B Your gut says ndash lsquodata is too good to be truersquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC29

600 days

I have inserted the ldquo600 daysrsquo on the figure ndash this is based on cases I have seen while at FDA)

Preconditions to malice or disregard

Rationalization amp

Attitude

Pressure amp

Incentive

Opportunity ndash

lsquoholes in the QMSrdquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC30

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC31

Risk of unintended or intended normative support for

lsquotesting into compliancersquo

attitude

toward

performing

the behavior

Process

validation is

done so

quality is

good

test prone

to error

ldquoBatch failure

means I

made a

mistakerdquo

subjective

norm

Documents

not critical

Compendial

testing

sufficient

Local

regulators

collect amp test

samples ndash no

issue thereldquoTesting into compliancerdquo

Remove any perception and reasons to rationalize

deviant behaviors

Educate users on the correct role and interpretation

of the Pharmacopoeias in the 21st century

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC32

Addional information

Excipient Knowledge Management Mumbai 12 March 2015 Part 1 amp 2

Culture of Quality Data Integrity Quality by Design Connecting the Dots

Good Regulators of Pharmaceuticals (GRP) 22 October 2014

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC33

Photo credits wwwbigstockphotoscom

Additional information on our lsquolsquoblind alleysrdquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC13

Blind spot 1

lsquo1937 to 2007rsquo ndash70 years to open our eyes

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC14

lsquo1937 to 2007rsquo 70 years to open our eyes

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC15

1938 The Federal Food Drug and Cosmetic (FDC)

bull 1937 Elixir of Sulfanilamide

1962 Kefauver-Harris Drug Amendments

bull 1962 Thalidomide

bull 1960 Color Additive Amendment

bull 1958 Food Additives Amendment GRAS

bull 1960 Color Additive Amendment

bull 1958 Food Additives Amendment GRAS

1992 Generic Drug Enforcement Act

bull1989 L-Tryptophan

bull 1989 Generic Drug Scandal

bull 1988 Food and Drug Administration Act

bull 1984 Fines Enhancement Laws Drug Price Competition and Patent Term Restoration Act

2012 Food and Drug Administration Safety and Innovation Act (FDASIA)

bull 2007 Heparin Disaster

2013 Pandemic and All-Hazards Preparedness Reauthorization Act (PAHPRA) Drug Quality and Security Act

bull 2012 The Deadly Meningitis Outbreak

lsquo1937 to 2007rsquo 70 years to open our eyesIs this characterization fair

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC16

Guidance for Industry Testing of

Glycerin for Diethylene Glycol

CDER May 2007 Compliance

1 Manufacturers did not perform full identity

testing on the glycerin raw material

including tests to quantify the amount of

DEG

2 Relied on the certificate of analysis (COA)

3 The origin of the glycerin was not easily

apparent from the COA

4 The COA was often a copy of a COA on the

letterhead of the distributor

5 The chain of custody or distribution history

of the glycerin was also not readily known

USP Glycerin Monograph

Type of Posting Revision Bulletin

Posting Date 04ndashFebndash2009

Official Date 01ndashMayndash2009

Because of the serious hazards associated

withhellip and in response to

recommendations set forth in the FDA

Guidance for Industry Testing of Glycerin

for Diethylene Glycol published in May

2007 USP has revised the USP Glycerin

monograph

Because diethylene glycol and ethylene

glycol are considered unacceptable toxic

substances the testing of USP Glycerin

should demonstrate the absence of these

substances

April 2007 FDA request to

USP to revise the Glycerin

monographrsquos

IDENTIFICATION section

Revision includes adding ndash

Identification test B LIMIT OF

DIETHYLENE GLYCOL AND

ETHYLENE GLYCOL to detect and

quantify DEGEG in Glycerin minus Is no

longer part of the impurity testing

ldquoLimit of DEG and Related

Compoundsrdquo minus Introduces a capillary

gas-chromatographic (GC) method with

flame ionization detection (FID) minus Limit

of NMT 010 each for diethylene

glycol and ethylene glycol is found

Is this characterization fair

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC17

0

5

10

15

20

25

30

35

Yea

rs

DEG Years since the previous incident

0

50

100

150

200

250

300

350

Number of Reported Deaths1937

Eli

xir

of

Sulf

anil

amid

e

2007T

ootp

aste

conta

min

atio

n0 70 years 0 70

years

Frequent reports

Mumbai Mumbai

Data from Excipient Fest Janeen Skutnik Chair ndashIPECAmericas 2009

Fair helliprdquoBecause of the serious hazards associated withhellip and in

response to recommendations set forth in the FDA Guidancerdquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC18

Epidemic of Pediatric Deaths From Acute Renal Failure Caused by

Diethylene Glycol Poisoning JAMA 1998279(15)1175-1180

doi101001jama279151175

Month of hospital admission for children with

acute renal failure Haiti

October 1995-October 1996

Diethylene glycol poisoning in Gurgaon India 1998Bulletin of the World Health Organization 2001 79 88ndash95

We report a second episode of poisoning occurring in 1998 in India as

a result of children ingesting diethylene glycol at least 33 children

are known to have died

At the beginning of the investigation we never imagined that

contaminated medicine was causing acute renal failure in children

A brand of cough expectorant manufactured by a local pharmaceutical

company was found by the Central Drugs Laboratory Calcutta to

contain 175 (vv) diethylene glycol

The district and state drug controller had tested many samples using

thin layer chromatography before a sample of medicine tested positive

for diethylene glycol at the Central Drugs Laboratory None of the

earlier samples was found to be contaminated

Number of reported death grossly underestimate the harm caused

When the drug safety system fails people get sick

Some die (Congressman Shimkus)

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC19

bull Some of these people are already very vulnerable

and proving the cause of harm from impurities

adulteration and counterfeits can be elusive

It is hard to detect

harm

bull Certainly the companies are obligated to ensure

a culture of quality and maintain vigilance as

well This reflects a systems approach to safety

FDA inspectors look

for a culture of quality

at manufacturing

facilities

Blind spot 2

Market lsquostandardrsquo that which the lsquomarketrsquo didnrsquot know how to use

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC20

Market lsquostandardrsquo the lsquomarketrsquo didnrsquot know how to use

FDA Failed to Track Substandard Generic Medicines Congress Told

Generic heart drugs made by some

India-based companies donrsquot work as

they should said Preston Mason a

researcher at Brigham amp Womenrsquos

Hospital in Boston who has studied

the effectiveness of copies of Pfizer

Inc (PFEUS)rsquos Lipitor made both in

the US and abroad That may be

because some companies are cutting

corners to save money he said

Bashing Generics Study US Regulator Says Heart Drugs Are Safe

Mansoor A Khan RPh PhD Director

DPQROTROPQCDERFDA NIPTE

Conference UM at Shady Grove April 30 2015

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC21

FDA Analysis of Atorvastatin Products Refutes Report of Methyl Ester Impurities Therapeutic Innovation amp Regulatory Science May 27 2014

Blind spot 3

Evidence of lsquomouth blistersrsquo in farm animals ndash okay to use in humans since impurity not identified in the Pharmacopoeia

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC22

Evidence of lsquomouth blistersrsquo in farm animals ndash okay to use in

humans since impurity not identified in the Pharmacopoeia

An FDA Investigator

at a API facility in

India noted

Returned goods

from a customer - a

farm using the API

to treat cows

Cows developing

blister investigation

of cause = process

related impurity

API used in a

inhalation product for

humans ndashno action to

remove the impurity

because the product

meets pharmacopeia

monograph

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC23

Information about the FDA investigator and the facility in question not shared here

Other similar exampleshellip HCN in medical grade CO2 helliphellip

Blind spot 4

Eyes open when Quality becomes a issue for National Security

A calibration lsquostandardrsquo which was too variable

What is Gauge RampR Why needed for testing physical attributes

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC24

More US Marines contract

MalariaWednesday September 10 2003

Posted 925 AM EDT (1325 GMT)

WASHINGTON (CNN) -- Ten more US military personnel serving as part of the peacekeeping mission in Liberia are showing signs of having contracted malaria

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC25

DPACDERFDA Memo B J Westenberger 17 October 2003

Food and Drug Administration

Center for Drug Evaluation and Research

ADVISORY COMMITTEE FOR

PHARMACEUTICAL SCIENCE (ACPS)

May 3 2005

Dissolution Measurement System Current State and Opportunities for Improvement

Dr Lucinda Buhse Director Division of Pharmaceutical Analysis CDER FDA

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC26

Use lessons learned on calibration

Time to eliminate this

lsquoblind spotrsquo

Process Validation (2011) Statistical Confidence Continued Process Verificationhellip Quality Metricshellip

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC27

Blind spot 5

Keeping the system in a lsquocorrective actionrsquo mode

Correcting lsquocommon causersquo poses a problem

Reasons to rationalize deviant behaviors

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC28

Attribute Dissolution

Previous slide and these

data (see fig) are from one of

the top three Pharma Co

Modified release product ndash a RLD for which several generics have been approved

If a generic company at a foreign facility report no deviations and consistently releases their batches in five days or less ndash what would you think

A Generic manufacturer has a superior process ndash in control- compared to the RLD or

B Your gut says ndash lsquodata is too good to be truersquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC29

600 days

I have inserted the ldquo600 daysrsquo on the figure ndash this is based on cases I have seen while at FDA)

Preconditions to malice or disregard

Rationalization amp

Attitude

Pressure amp

Incentive

Opportunity ndash

lsquoholes in the QMSrdquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC30

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC31

Risk of unintended or intended normative support for

lsquotesting into compliancersquo

attitude

toward

performing

the behavior

Process

validation is

done so

quality is

good

test prone

to error

ldquoBatch failure

means I

made a

mistakerdquo

subjective

norm

Documents

not critical

Compendial

testing

sufficient

Local

regulators

collect amp test

samples ndash no

issue thereldquoTesting into compliancerdquo

Remove any perception and reasons to rationalize

deviant behaviors

Educate users on the correct role and interpretation

of the Pharmacopoeias in the 21st century

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC32

Addional information

Excipient Knowledge Management Mumbai 12 March 2015 Part 1 amp 2

Culture of Quality Data Integrity Quality by Design Connecting the Dots

Good Regulators of Pharmaceuticals (GRP) 22 October 2014

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC33

Photo credits wwwbigstockphotoscom

Blind spot 1

lsquo1937 to 2007rsquo ndash70 years to open our eyes

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC14

lsquo1937 to 2007rsquo 70 years to open our eyes

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC15

1938 The Federal Food Drug and Cosmetic (FDC)

bull 1937 Elixir of Sulfanilamide

1962 Kefauver-Harris Drug Amendments

bull 1962 Thalidomide

bull 1960 Color Additive Amendment

bull 1958 Food Additives Amendment GRAS

bull 1960 Color Additive Amendment

bull 1958 Food Additives Amendment GRAS

1992 Generic Drug Enforcement Act

bull1989 L-Tryptophan

bull 1989 Generic Drug Scandal

bull 1988 Food and Drug Administration Act

bull 1984 Fines Enhancement Laws Drug Price Competition and Patent Term Restoration Act

2012 Food and Drug Administration Safety and Innovation Act (FDASIA)

bull 2007 Heparin Disaster

2013 Pandemic and All-Hazards Preparedness Reauthorization Act (PAHPRA) Drug Quality and Security Act

bull 2012 The Deadly Meningitis Outbreak

lsquo1937 to 2007rsquo 70 years to open our eyesIs this characterization fair

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC16

Guidance for Industry Testing of

Glycerin for Diethylene Glycol

CDER May 2007 Compliance

1 Manufacturers did not perform full identity

testing on the glycerin raw material

including tests to quantify the amount of

DEG

2 Relied on the certificate of analysis (COA)

3 The origin of the glycerin was not easily

apparent from the COA

4 The COA was often a copy of a COA on the

letterhead of the distributor

5 The chain of custody or distribution history

of the glycerin was also not readily known

USP Glycerin Monograph

Type of Posting Revision Bulletin

Posting Date 04ndashFebndash2009

Official Date 01ndashMayndash2009

Because of the serious hazards associated

withhellip and in response to

recommendations set forth in the FDA

Guidance for Industry Testing of Glycerin

for Diethylene Glycol published in May

2007 USP has revised the USP Glycerin

monograph

Because diethylene glycol and ethylene

glycol are considered unacceptable toxic

substances the testing of USP Glycerin

should demonstrate the absence of these

substances

April 2007 FDA request to

USP to revise the Glycerin

monographrsquos

IDENTIFICATION section

Revision includes adding ndash

Identification test B LIMIT OF

DIETHYLENE GLYCOL AND

ETHYLENE GLYCOL to detect and

quantify DEGEG in Glycerin minus Is no

longer part of the impurity testing

ldquoLimit of DEG and Related

Compoundsrdquo minus Introduces a capillary

gas-chromatographic (GC) method with

flame ionization detection (FID) minus Limit

of NMT 010 each for diethylene

glycol and ethylene glycol is found

Is this characterization fair

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC17

0

5

10

15

20

25

30

35

Yea

rs

DEG Years since the previous incident

0

50

100

150

200

250

300

350

Number of Reported Deaths1937

Eli

xir

of

Sulf

anil

amid

e

2007T

ootp

aste

conta

min

atio

n0 70 years 0 70

years

Frequent reports

Mumbai Mumbai

Data from Excipient Fest Janeen Skutnik Chair ndashIPECAmericas 2009

Fair helliprdquoBecause of the serious hazards associated withhellip and in

response to recommendations set forth in the FDA Guidancerdquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC18

Epidemic of Pediatric Deaths From Acute Renal Failure Caused by

Diethylene Glycol Poisoning JAMA 1998279(15)1175-1180

doi101001jama279151175

Month of hospital admission for children with

acute renal failure Haiti

October 1995-October 1996

Diethylene glycol poisoning in Gurgaon India 1998Bulletin of the World Health Organization 2001 79 88ndash95

We report a second episode of poisoning occurring in 1998 in India as

a result of children ingesting diethylene glycol at least 33 children

are known to have died

At the beginning of the investigation we never imagined that

contaminated medicine was causing acute renal failure in children

A brand of cough expectorant manufactured by a local pharmaceutical

company was found by the Central Drugs Laboratory Calcutta to

contain 175 (vv) diethylene glycol

The district and state drug controller had tested many samples using

thin layer chromatography before a sample of medicine tested positive

for diethylene glycol at the Central Drugs Laboratory None of the

earlier samples was found to be contaminated

Number of reported death grossly underestimate the harm caused

When the drug safety system fails people get sick

Some die (Congressman Shimkus)

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC19

bull Some of these people are already very vulnerable

and proving the cause of harm from impurities

adulteration and counterfeits can be elusive

It is hard to detect

harm

bull Certainly the companies are obligated to ensure

a culture of quality and maintain vigilance as

well This reflects a systems approach to safety

FDA inspectors look

for a culture of quality

at manufacturing

facilities

Blind spot 2

Market lsquostandardrsquo that which the lsquomarketrsquo didnrsquot know how to use

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC20

Market lsquostandardrsquo the lsquomarketrsquo didnrsquot know how to use

FDA Failed to Track Substandard Generic Medicines Congress Told

Generic heart drugs made by some

India-based companies donrsquot work as

they should said Preston Mason a

researcher at Brigham amp Womenrsquos

Hospital in Boston who has studied

the effectiveness of copies of Pfizer

Inc (PFEUS)rsquos Lipitor made both in

the US and abroad That may be

because some companies are cutting

corners to save money he said

Bashing Generics Study US Regulator Says Heart Drugs Are Safe

Mansoor A Khan RPh PhD Director

DPQROTROPQCDERFDA NIPTE

Conference UM at Shady Grove April 30 2015

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC21

FDA Analysis of Atorvastatin Products Refutes Report of Methyl Ester Impurities Therapeutic Innovation amp Regulatory Science May 27 2014

Blind spot 3

Evidence of lsquomouth blistersrsquo in farm animals ndash okay to use in humans since impurity not identified in the Pharmacopoeia

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC22

Evidence of lsquomouth blistersrsquo in farm animals ndash okay to use in

humans since impurity not identified in the Pharmacopoeia

An FDA Investigator

at a API facility in

India noted

Returned goods

from a customer - a

farm using the API

to treat cows

Cows developing

blister investigation

of cause = process

related impurity

API used in a

inhalation product for

humans ndashno action to

remove the impurity

because the product

meets pharmacopeia

monograph

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC23

Information about the FDA investigator and the facility in question not shared here

Other similar exampleshellip HCN in medical grade CO2 helliphellip

Blind spot 4

Eyes open when Quality becomes a issue for National Security

A calibration lsquostandardrsquo which was too variable

What is Gauge RampR Why needed for testing physical attributes

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC24

More US Marines contract

MalariaWednesday September 10 2003

Posted 925 AM EDT (1325 GMT)

WASHINGTON (CNN) -- Ten more US military personnel serving as part of the peacekeeping mission in Liberia are showing signs of having contracted malaria

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC25

DPACDERFDA Memo B J Westenberger 17 October 2003

Food and Drug Administration

Center for Drug Evaluation and Research

ADVISORY COMMITTEE FOR

PHARMACEUTICAL SCIENCE (ACPS)

May 3 2005

Dissolution Measurement System Current State and Opportunities for Improvement

Dr Lucinda Buhse Director Division of Pharmaceutical Analysis CDER FDA

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC26

Use lessons learned on calibration

Time to eliminate this

lsquoblind spotrsquo

Process Validation (2011) Statistical Confidence Continued Process Verificationhellip Quality Metricshellip

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC27

Blind spot 5

Keeping the system in a lsquocorrective actionrsquo mode

Correcting lsquocommon causersquo poses a problem

Reasons to rationalize deviant behaviors

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC28

Attribute Dissolution

Previous slide and these

data (see fig) are from one of

the top three Pharma Co

Modified release product ndash a RLD for which several generics have been approved

If a generic company at a foreign facility report no deviations and consistently releases their batches in five days or less ndash what would you think

A Generic manufacturer has a superior process ndash in control- compared to the RLD or

B Your gut says ndash lsquodata is too good to be truersquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC29

600 days

I have inserted the ldquo600 daysrsquo on the figure ndash this is based on cases I have seen while at FDA)

Preconditions to malice or disregard

Rationalization amp

Attitude

Pressure amp

Incentive

Opportunity ndash

lsquoholes in the QMSrdquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC30

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC31

Risk of unintended or intended normative support for

lsquotesting into compliancersquo

attitude

toward

performing

the behavior

Process

validation is

done so

quality is

good

test prone

to error

ldquoBatch failure

means I

made a

mistakerdquo

subjective

norm

Documents

not critical

Compendial

testing

sufficient

Local

regulators

collect amp test

samples ndash no

issue thereldquoTesting into compliancerdquo

Remove any perception and reasons to rationalize

deviant behaviors

Educate users on the correct role and interpretation

of the Pharmacopoeias in the 21st century

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC32

Addional information

Excipient Knowledge Management Mumbai 12 March 2015 Part 1 amp 2

Culture of Quality Data Integrity Quality by Design Connecting the Dots

Good Regulators of Pharmaceuticals (GRP) 22 October 2014

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC33

Photo credits wwwbigstockphotoscom

lsquo1937 to 2007rsquo 70 years to open our eyes

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC15

1938 The Federal Food Drug and Cosmetic (FDC)

bull 1937 Elixir of Sulfanilamide

1962 Kefauver-Harris Drug Amendments

bull 1962 Thalidomide

bull 1960 Color Additive Amendment

bull 1958 Food Additives Amendment GRAS

bull 1960 Color Additive Amendment

bull 1958 Food Additives Amendment GRAS

1992 Generic Drug Enforcement Act

bull1989 L-Tryptophan

bull 1989 Generic Drug Scandal

bull 1988 Food and Drug Administration Act

bull 1984 Fines Enhancement Laws Drug Price Competition and Patent Term Restoration Act

2012 Food and Drug Administration Safety and Innovation Act (FDASIA)

bull 2007 Heparin Disaster

2013 Pandemic and All-Hazards Preparedness Reauthorization Act (PAHPRA) Drug Quality and Security Act

bull 2012 The Deadly Meningitis Outbreak

lsquo1937 to 2007rsquo 70 years to open our eyesIs this characterization fair

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC16

Guidance for Industry Testing of

Glycerin for Diethylene Glycol

CDER May 2007 Compliance

1 Manufacturers did not perform full identity

testing on the glycerin raw material

including tests to quantify the amount of

DEG

2 Relied on the certificate of analysis (COA)

3 The origin of the glycerin was not easily

apparent from the COA

4 The COA was often a copy of a COA on the

letterhead of the distributor

5 The chain of custody or distribution history

of the glycerin was also not readily known

USP Glycerin Monograph

Type of Posting Revision Bulletin

Posting Date 04ndashFebndash2009

Official Date 01ndashMayndash2009

Because of the serious hazards associated

withhellip and in response to

recommendations set forth in the FDA

Guidance for Industry Testing of Glycerin

for Diethylene Glycol published in May

2007 USP has revised the USP Glycerin

monograph

Because diethylene glycol and ethylene

glycol are considered unacceptable toxic

substances the testing of USP Glycerin

should demonstrate the absence of these

substances

April 2007 FDA request to

USP to revise the Glycerin

monographrsquos

IDENTIFICATION section

Revision includes adding ndash

Identification test B LIMIT OF

DIETHYLENE GLYCOL AND

ETHYLENE GLYCOL to detect and

quantify DEGEG in Glycerin minus Is no

longer part of the impurity testing

ldquoLimit of DEG and Related

Compoundsrdquo minus Introduces a capillary

gas-chromatographic (GC) method with

flame ionization detection (FID) minus Limit

of NMT 010 each for diethylene

glycol and ethylene glycol is found

Is this characterization fair

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC17

0

5

10

15

20

25

30

35

Yea

rs

DEG Years since the previous incident

0

50

100

150

200

250

300

350

Number of Reported Deaths1937

Eli

xir

of

Sulf

anil

amid

e

2007T

ootp

aste

conta

min

atio

n0 70 years 0 70

years

Frequent reports

Mumbai Mumbai

Data from Excipient Fest Janeen Skutnik Chair ndashIPECAmericas 2009

Fair helliprdquoBecause of the serious hazards associated withhellip and in

response to recommendations set forth in the FDA Guidancerdquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC18

Epidemic of Pediatric Deaths From Acute Renal Failure Caused by

Diethylene Glycol Poisoning JAMA 1998279(15)1175-1180

doi101001jama279151175

Month of hospital admission for children with

acute renal failure Haiti

October 1995-October 1996

Diethylene glycol poisoning in Gurgaon India 1998Bulletin of the World Health Organization 2001 79 88ndash95

We report a second episode of poisoning occurring in 1998 in India as

a result of children ingesting diethylene glycol at least 33 children

are known to have died

At the beginning of the investigation we never imagined that

contaminated medicine was causing acute renal failure in children

A brand of cough expectorant manufactured by a local pharmaceutical

company was found by the Central Drugs Laboratory Calcutta to

contain 175 (vv) diethylene glycol

The district and state drug controller had tested many samples using

thin layer chromatography before a sample of medicine tested positive

for diethylene glycol at the Central Drugs Laboratory None of the

earlier samples was found to be contaminated

Number of reported death grossly underestimate the harm caused

When the drug safety system fails people get sick

Some die (Congressman Shimkus)

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC19

bull Some of these people are already very vulnerable

and proving the cause of harm from impurities

adulteration and counterfeits can be elusive

It is hard to detect

harm

bull Certainly the companies are obligated to ensure

a culture of quality and maintain vigilance as

well This reflects a systems approach to safety

FDA inspectors look

for a culture of quality

at manufacturing

facilities

Blind spot 2

Market lsquostandardrsquo that which the lsquomarketrsquo didnrsquot know how to use

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC20

Market lsquostandardrsquo the lsquomarketrsquo didnrsquot know how to use

FDA Failed to Track Substandard Generic Medicines Congress Told

Generic heart drugs made by some

India-based companies donrsquot work as

they should said Preston Mason a

researcher at Brigham amp Womenrsquos

Hospital in Boston who has studied

the effectiveness of copies of Pfizer

Inc (PFEUS)rsquos Lipitor made both in

the US and abroad That may be

because some companies are cutting

corners to save money he said

Bashing Generics Study US Regulator Says Heart Drugs Are Safe

Mansoor A Khan RPh PhD Director

DPQROTROPQCDERFDA NIPTE

Conference UM at Shady Grove April 30 2015

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC21

FDA Analysis of Atorvastatin Products Refutes Report of Methyl Ester Impurities Therapeutic Innovation amp Regulatory Science May 27 2014

Blind spot 3

Evidence of lsquomouth blistersrsquo in farm animals ndash okay to use in humans since impurity not identified in the Pharmacopoeia

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC22

Evidence of lsquomouth blistersrsquo in farm animals ndash okay to use in

humans since impurity not identified in the Pharmacopoeia

An FDA Investigator

at a API facility in

India noted

Returned goods

from a customer - a

farm using the API

to treat cows

Cows developing

blister investigation

of cause = process

related impurity

API used in a

inhalation product for

humans ndashno action to

remove the impurity

because the product

meets pharmacopeia

monograph

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC23

Information about the FDA investigator and the facility in question not shared here

Other similar exampleshellip HCN in medical grade CO2 helliphellip

Blind spot 4

Eyes open when Quality becomes a issue for National Security

A calibration lsquostandardrsquo which was too variable

What is Gauge RampR Why needed for testing physical attributes

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC24

More US Marines contract

MalariaWednesday September 10 2003

Posted 925 AM EDT (1325 GMT)

WASHINGTON (CNN) -- Ten more US military personnel serving as part of the peacekeeping mission in Liberia are showing signs of having contracted malaria

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC25

DPACDERFDA Memo B J Westenberger 17 October 2003

Food and Drug Administration

Center for Drug Evaluation and Research

ADVISORY COMMITTEE FOR

PHARMACEUTICAL SCIENCE (ACPS)

May 3 2005

Dissolution Measurement System Current State and Opportunities for Improvement

Dr Lucinda Buhse Director Division of Pharmaceutical Analysis CDER FDA

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC26

Use lessons learned on calibration

Time to eliminate this

lsquoblind spotrsquo

Process Validation (2011) Statistical Confidence Continued Process Verificationhellip Quality Metricshellip

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC27

Blind spot 5

Keeping the system in a lsquocorrective actionrsquo mode

Correcting lsquocommon causersquo poses a problem

Reasons to rationalize deviant behaviors

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC28

Attribute Dissolution

Previous slide and these

data (see fig) are from one of

the top three Pharma Co

Modified release product ndash a RLD for which several generics have been approved

If a generic company at a foreign facility report no deviations and consistently releases their batches in five days or less ndash what would you think

A Generic manufacturer has a superior process ndash in control- compared to the RLD or

B Your gut says ndash lsquodata is too good to be truersquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC29

600 days

I have inserted the ldquo600 daysrsquo on the figure ndash this is based on cases I have seen while at FDA)

Preconditions to malice or disregard

Rationalization amp

Attitude

Pressure amp

Incentive

Opportunity ndash

lsquoholes in the QMSrdquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC30

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC31

Risk of unintended or intended normative support for

lsquotesting into compliancersquo

attitude

toward

performing

the behavior

Process

validation is

done so

quality is

good

test prone

to error

ldquoBatch failure

means I

made a

mistakerdquo

subjective

norm

Documents

not critical

Compendial

testing

sufficient

Local

regulators

collect amp test

samples ndash no

issue thereldquoTesting into compliancerdquo

Remove any perception and reasons to rationalize

deviant behaviors

Educate users on the correct role and interpretation

of the Pharmacopoeias in the 21st century

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC32

Addional information

Excipient Knowledge Management Mumbai 12 March 2015 Part 1 amp 2

Culture of Quality Data Integrity Quality by Design Connecting the Dots

Good Regulators of Pharmaceuticals (GRP) 22 October 2014

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC33

Photo credits wwwbigstockphotoscom

lsquo1937 to 2007rsquo 70 years to open our eyesIs this characterization fair

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC16

Guidance for Industry Testing of

Glycerin for Diethylene Glycol

CDER May 2007 Compliance

1 Manufacturers did not perform full identity

testing on the glycerin raw material

including tests to quantify the amount of

DEG

2 Relied on the certificate of analysis (COA)

3 The origin of the glycerin was not easily

apparent from the COA

4 The COA was often a copy of a COA on the

letterhead of the distributor

5 The chain of custody or distribution history

of the glycerin was also not readily known

USP Glycerin Monograph

Type of Posting Revision Bulletin

Posting Date 04ndashFebndash2009

Official Date 01ndashMayndash2009

Because of the serious hazards associated

withhellip and in response to

recommendations set forth in the FDA

Guidance for Industry Testing of Glycerin

for Diethylene Glycol published in May

2007 USP has revised the USP Glycerin

monograph

Because diethylene glycol and ethylene

glycol are considered unacceptable toxic

substances the testing of USP Glycerin

should demonstrate the absence of these

substances

April 2007 FDA request to

USP to revise the Glycerin

monographrsquos

IDENTIFICATION section

Revision includes adding ndash

Identification test B LIMIT OF

DIETHYLENE GLYCOL AND

ETHYLENE GLYCOL to detect and

quantify DEGEG in Glycerin minus Is no

longer part of the impurity testing

ldquoLimit of DEG and Related

Compoundsrdquo minus Introduces a capillary

gas-chromatographic (GC) method with

flame ionization detection (FID) minus Limit

of NMT 010 each for diethylene

glycol and ethylene glycol is found

Is this characterization fair

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC17

0

5

10

15

20

25

30

35

Yea

rs

DEG Years since the previous incident

0

50

100

150

200

250

300

350

Number of Reported Deaths1937

Eli

xir

of

Sulf

anil

amid

e

2007T

ootp

aste

conta

min

atio

n0 70 years 0 70

years

Frequent reports

Mumbai Mumbai

Data from Excipient Fest Janeen Skutnik Chair ndashIPECAmericas 2009

Fair helliprdquoBecause of the serious hazards associated withhellip and in

response to recommendations set forth in the FDA Guidancerdquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC18

Epidemic of Pediatric Deaths From Acute Renal Failure Caused by

Diethylene Glycol Poisoning JAMA 1998279(15)1175-1180

doi101001jama279151175

Month of hospital admission for children with

acute renal failure Haiti

October 1995-October 1996

Diethylene glycol poisoning in Gurgaon India 1998Bulletin of the World Health Organization 2001 79 88ndash95

We report a second episode of poisoning occurring in 1998 in India as

a result of children ingesting diethylene glycol at least 33 children

are known to have died

At the beginning of the investigation we never imagined that

contaminated medicine was causing acute renal failure in children

A brand of cough expectorant manufactured by a local pharmaceutical

company was found by the Central Drugs Laboratory Calcutta to

contain 175 (vv) diethylene glycol

The district and state drug controller had tested many samples using

thin layer chromatography before a sample of medicine tested positive

for diethylene glycol at the Central Drugs Laboratory None of the

earlier samples was found to be contaminated

Number of reported death grossly underestimate the harm caused

When the drug safety system fails people get sick

Some die (Congressman Shimkus)

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC19

bull Some of these people are already very vulnerable

and proving the cause of harm from impurities

adulteration and counterfeits can be elusive

It is hard to detect

harm

bull Certainly the companies are obligated to ensure

a culture of quality and maintain vigilance as

well This reflects a systems approach to safety

FDA inspectors look

for a culture of quality

at manufacturing

facilities

Blind spot 2

Market lsquostandardrsquo that which the lsquomarketrsquo didnrsquot know how to use

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC20

Market lsquostandardrsquo the lsquomarketrsquo didnrsquot know how to use

FDA Failed to Track Substandard Generic Medicines Congress Told

Generic heart drugs made by some

India-based companies donrsquot work as

they should said Preston Mason a

researcher at Brigham amp Womenrsquos

Hospital in Boston who has studied

the effectiveness of copies of Pfizer

Inc (PFEUS)rsquos Lipitor made both in

the US and abroad That may be

because some companies are cutting

corners to save money he said

Bashing Generics Study US Regulator Says Heart Drugs Are Safe

Mansoor A Khan RPh PhD Director

DPQROTROPQCDERFDA NIPTE

Conference UM at Shady Grove April 30 2015

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC21

FDA Analysis of Atorvastatin Products Refutes Report of Methyl Ester Impurities Therapeutic Innovation amp Regulatory Science May 27 2014

Blind spot 3

Evidence of lsquomouth blistersrsquo in farm animals ndash okay to use in humans since impurity not identified in the Pharmacopoeia

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC22

Evidence of lsquomouth blistersrsquo in farm animals ndash okay to use in

humans since impurity not identified in the Pharmacopoeia

An FDA Investigator

at a API facility in

India noted

Returned goods

from a customer - a

farm using the API

to treat cows

Cows developing

blister investigation

of cause = process

related impurity

API used in a

inhalation product for

humans ndashno action to

remove the impurity

because the product

meets pharmacopeia

monograph

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC23

Information about the FDA investigator and the facility in question not shared here

Other similar exampleshellip HCN in medical grade CO2 helliphellip

Blind spot 4

Eyes open when Quality becomes a issue for National Security

A calibration lsquostandardrsquo which was too variable

What is Gauge RampR Why needed for testing physical attributes

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC24

More US Marines contract

MalariaWednesday September 10 2003

Posted 925 AM EDT (1325 GMT)

WASHINGTON (CNN) -- Ten more US military personnel serving as part of the peacekeeping mission in Liberia are showing signs of having contracted malaria

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC25

DPACDERFDA Memo B J Westenberger 17 October 2003

Food and Drug Administration

Center for Drug Evaluation and Research

ADVISORY COMMITTEE FOR

PHARMACEUTICAL SCIENCE (ACPS)

May 3 2005

Dissolution Measurement System Current State and Opportunities for Improvement

Dr Lucinda Buhse Director Division of Pharmaceutical Analysis CDER FDA

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC26

Use lessons learned on calibration

Time to eliminate this

lsquoblind spotrsquo

Process Validation (2011) Statistical Confidence Continued Process Verificationhellip Quality Metricshellip

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC27

Blind spot 5

Keeping the system in a lsquocorrective actionrsquo mode

Correcting lsquocommon causersquo poses a problem

Reasons to rationalize deviant behaviors

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC28

Attribute Dissolution

Previous slide and these

data (see fig) are from one of

the top three Pharma Co

Modified release product ndash a RLD for which several generics have been approved

If a generic company at a foreign facility report no deviations and consistently releases their batches in five days or less ndash what would you think

A Generic manufacturer has a superior process ndash in control- compared to the RLD or

B Your gut says ndash lsquodata is too good to be truersquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC29

600 days

I have inserted the ldquo600 daysrsquo on the figure ndash this is based on cases I have seen while at FDA)

Preconditions to malice or disregard

Rationalization amp

Attitude

Pressure amp

Incentive

Opportunity ndash

lsquoholes in the QMSrdquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC30

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC31

Risk of unintended or intended normative support for

lsquotesting into compliancersquo

attitude

toward

performing

the behavior

Process

validation is

done so

quality is

good

test prone

to error

ldquoBatch failure

means I

made a

mistakerdquo

subjective

norm

Documents

not critical

Compendial

testing

sufficient

Local

regulators

collect amp test

samples ndash no

issue thereldquoTesting into compliancerdquo

Remove any perception and reasons to rationalize

deviant behaviors

Educate users on the correct role and interpretation

of the Pharmacopoeias in the 21st century

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC32

Addional information

Excipient Knowledge Management Mumbai 12 March 2015 Part 1 amp 2

Culture of Quality Data Integrity Quality by Design Connecting the Dots

Good Regulators of Pharmaceuticals (GRP) 22 October 2014

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC33

Photo credits wwwbigstockphotoscom

Is this characterization fair

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC17

0

5

10

15

20

25

30

35

Yea

rs

DEG Years since the previous incident

0

50

100

150

200

250

300

350

Number of Reported Deaths1937

Eli

xir

of

Sulf

anil

amid

e

2007T

ootp

aste

conta

min

atio

n0 70 years 0 70

years

Frequent reports

Mumbai Mumbai

Data from Excipient Fest Janeen Skutnik Chair ndashIPECAmericas 2009

Fair helliprdquoBecause of the serious hazards associated withhellip and in

response to recommendations set forth in the FDA Guidancerdquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC18

Epidemic of Pediatric Deaths From Acute Renal Failure Caused by

Diethylene Glycol Poisoning JAMA 1998279(15)1175-1180

doi101001jama279151175

Month of hospital admission for children with

acute renal failure Haiti

October 1995-October 1996

Diethylene glycol poisoning in Gurgaon India 1998Bulletin of the World Health Organization 2001 79 88ndash95

We report a second episode of poisoning occurring in 1998 in India as

a result of children ingesting diethylene glycol at least 33 children

are known to have died

At the beginning of the investigation we never imagined that

contaminated medicine was causing acute renal failure in children

A brand of cough expectorant manufactured by a local pharmaceutical

company was found by the Central Drugs Laboratory Calcutta to

contain 175 (vv) diethylene glycol

The district and state drug controller had tested many samples using

thin layer chromatography before a sample of medicine tested positive

for diethylene glycol at the Central Drugs Laboratory None of the

earlier samples was found to be contaminated

Number of reported death grossly underestimate the harm caused

When the drug safety system fails people get sick

Some die (Congressman Shimkus)

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC19

bull Some of these people are already very vulnerable

and proving the cause of harm from impurities

adulteration and counterfeits can be elusive

It is hard to detect

harm

bull Certainly the companies are obligated to ensure

a culture of quality and maintain vigilance as

well This reflects a systems approach to safety

FDA inspectors look

for a culture of quality

at manufacturing

facilities

Blind spot 2

Market lsquostandardrsquo that which the lsquomarketrsquo didnrsquot know how to use

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC20

Market lsquostandardrsquo the lsquomarketrsquo didnrsquot know how to use

FDA Failed to Track Substandard Generic Medicines Congress Told

Generic heart drugs made by some

India-based companies donrsquot work as

they should said Preston Mason a

researcher at Brigham amp Womenrsquos

Hospital in Boston who has studied

the effectiveness of copies of Pfizer

Inc (PFEUS)rsquos Lipitor made both in

the US and abroad That may be

because some companies are cutting

corners to save money he said

Bashing Generics Study US Regulator Says Heart Drugs Are Safe

Mansoor A Khan RPh PhD Director

DPQROTROPQCDERFDA NIPTE

Conference UM at Shady Grove April 30 2015

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC21

FDA Analysis of Atorvastatin Products Refutes Report of Methyl Ester Impurities Therapeutic Innovation amp Regulatory Science May 27 2014

Blind spot 3

Evidence of lsquomouth blistersrsquo in farm animals ndash okay to use in humans since impurity not identified in the Pharmacopoeia

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC22

Evidence of lsquomouth blistersrsquo in farm animals ndash okay to use in

humans since impurity not identified in the Pharmacopoeia

An FDA Investigator

at a API facility in

India noted

Returned goods

from a customer - a

farm using the API

to treat cows

Cows developing

blister investigation

of cause = process

related impurity

API used in a

inhalation product for

humans ndashno action to

remove the impurity

because the product

meets pharmacopeia

monograph

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC23

Information about the FDA investigator and the facility in question not shared here

Other similar exampleshellip HCN in medical grade CO2 helliphellip

Blind spot 4

Eyes open when Quality becomes a issue for National Security

A calibration lsquostandardrsquo which was too variable

What is Gauge RampR Why needed for testing physical attributes

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC24

More US Marines contract

MalariaWednesday September 10 2003

Posted 925 AM EDT (1325 GMT)

WASHINGTON (CNN) -- Ten more US military personnel serving as part of the peacekeeping mission in Liberia are showing signs of having contracted malaria

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC25

DPACDERFDA Memo B J Westenberger 17 October 2003

Food and Drug Administration

Center for Drug Evaluation and Research

ADVISORY COMMITTEE FOR

PHARMACEUTICAL SCIENCE (ACPS)

May 3 2005

Dissolution Measurement System Current State and Opportunities for Improvement

Dr Lucinda Buhse Director Division of Pharmaceutical Analysis CDER FDA

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC26

Use lessons learned on calibration

Time to eliminate this

lsquoblind spotrsquo

Process Validation (2011) Statistical Confidence Continued Process Verificationhellip Quality Metricshellip

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC27

Blind spot 5

Keeping the system in a lsquocorrective actionrsquo mode

Correcting lsquocommon causersquo poses a problem

Reasons to rationalize deviant behaviors

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC28

Attribute Dissolution

Previous slide and these

data (see fig) are from one of

the top three Pharma Co

Modified release product ndash a RLD for which several generics have been approved

If a generic company at a foreign facility report no deviations and consistently releases their batches in five days or less ndash what would you think

A Generic manufacturer has a superior process ndash in control- compared to the RLD or

B Your gut says ndash lsquodata is too good to be truersquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC29

600 days

I have inserted the ldquo600 daysrsquo on the figure ndash this is based on cases I have seen while at FDA)

Preconditions to malice or disregard

Rationalization amp

Attitude

Pressure amp

Incentive

Opportunity ndash

lsquoholes in the QMSrdquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC30

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC31

Risk of unintended or intended normative support for

lsquotesting into compliancersquo

attitude

toward

performing

the behavior

Process

validation is

done so

quality is

good

test prone

to error

ldquoBatch failure

means I

made a

mistakerdquo

subjective

norm

Documents

not critical

Compendial

testing

sufficient

Local

regulators

collect amp test

samples ndash no

issue thereldquoTesting into compliancerdquo

Remove any perception and reasons to rationalize

deviant behaviors

Educate users on the correct role and interpretation

of the Pharmacopoeias in the 21st century

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC32

Addional information

Excipient Knowledge Management Mumbai 12 March 2015 Part 1 amp 2

Culture of Quality Data Integrity Quality by Design Connecting the Dots

Good Regulators of Pharmaceuticals (GRP) 22 October 2014

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC33

Photo credits wwwbigstockphotoscom

Fair helliprdquoBecause of the serious hazards associated withhellip and in

response to recommendations set forth in the FDA Guidancerdquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC18

Epidemic of Pediatric Deaths From Acute Renal Failure Caused by

Diethylene Glycol Poisoning JAMA 1998279(15)1175-1180

doi101001jama279151175

Month of hospital admission for children with

acute renal failure Haiti

October 1995-October 1996

Diethylene glycol poisoning in Gurgaon India 1998Bulletin of the World Health Organization 2001 79 88ndash95

We report a second episode of poisoning occurring in 1998 in India as

a result of children ingesting diethylene glycol at least 33 children

are known to have died

At the beginning of the investigation we never imagined that

contaminated medicine was causing acute renal failure in children

A brand of cough expectorant manufactured by a local pharmaceutical

company was found by the Central Drugs Laboratory Calcutta to

contain 175 (vv) diethylene glycol

The district and state drug controller had tested many samples using

thin layer chromatography before a sample of medicine tested positive

for diethylene glycol at the Central Drugs Laboratory None of the

earlier samples was found to be contaminated

Number of reported death grossly underestimate the harm caused

When the drug safety system fails people get sick

Some die (Congressman Shimkus)

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC19

bull Some of these people are already very vulnerable

and proving the cause of harm from impurities

adulteration and counterfeits can be elusive

It is hard to detect

harm

bull Certainly the companies are obligated to ensure

a culture of quality and maintain vigilance as

well This reflects a systems approach to safety

FDA inspectors look

for a culture of quality

at manufacturing

facilities

Blind spot 2

Market lsquostandardrsquo that which the lsquomarketrsquo didnrsquot know how to use

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC20

Market lsquostandardrsquo the lsquomarketrsquo didnrsquot know how to use

FDA Failed to Track Substandard Generic Medicines Congress Told

Generic heart drugs made by some

India-based companies donrsquot work as

they should said Preston Mason a

researcher at Brigham amp Womenrsquos

Hospital in Boston who has studied

the effectiveness of copies of Pfizer

Inc (PFEUS)rsquos Lipitor made both in

the US and abroad That may be

because some companies are cutting

corners to save money he said

Bashing Generics Study US Regulator Says Heart Drugs Are Safe

Mansoor A Khan RPh PhD Director

DPQROTROPQCDERFDA NIPTE

Conference UM at Shady Grove April 30 2015

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC21

FDA Analysis of Atorvastatin Products Refutes Report of Methyl Ester Impurities Therapeutic Innovation amp Regulatory Science May 27 2014

Blind spot 3

Evidence of lsquomouth blistersrsquo in farm animals ndash okay to use in humans since impurity not identified in the Pharmacopoeia

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC22

Evidence of lsquomouth blistersrsquo in farm animals ndash okay to use in

humans since impurity not identified in the Pharmacopoeia

An FDA Investigator

at a API facility in

India noted

Returned goods

from a customer - a

farm using the API

to treat cows

Cows developing

blister investigation

of cause = process

related impurity

API used in a

inhalation product for

humans ndashno action to

remove the impurity

because the product

meets pharmacopeia

monograph

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC23

Information about the FDA investigator and the facility in question not shared here

Other similar exampleshellip HCN in medical grade CO2 helliphellip

Blind spot 4

Eyes open when Quality becomes a issue for National Security

A calibration lsquostandardrsquo which was too variable

What is Gauge RampR Why needed for testing physical attributes

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC24

More US Marines contract

MalariaWednesday September 10 2003

Posted 925 AM EDT (1325 GMT)

WASHINGTON (CNN) -- Ten more US military personnel serving as part of the peacekeeping mission in Liberia are showing signs of having contracted malaria

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC25

DPACDERFDA Memo B J Westenberger 17 October 2003

Food and Drug Administration

Center for Drug Evaluation and Research

ADVISORY COMMITTEE FOR

PHARMACEUTICAL SCIENCE (ACPS)

May 3 2005

Dissolution Measurement System Current State and Opportunities for Improvement

Dr Lucinda Buhse Director Division of Pharmaceutical Analysis CDER FDA

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC26

Use lessons learned on calibration

Time to eliminate this

lsquoblind spotrsquo

Process Validation (2011) Statistical Confidence Continued Process Verificationhellip Quality Metricshellip

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC27

Blind spot 5

Keeping the system in a lsquocorrective actionrsquo mode

Correcting lsquocommon causersquo poses a problem

Reasons to rationalize deviant behaviors

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC28

Attribute Dissolution

Previous slide and these

data (see fig) are from one of

the top three Pharma Co

Modified release product ndash a RLD for which several generics have been approved

If a generic company at a foreign facility report no deviations and consistently releases their batches in five days or less ndash what would you think

A Generic manufacturer has a superior process ndash in control- compared to the RLD or

B Your gut says ndash lsquodata is too good to be truersquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC29

600 days

I have inserted the ldquo600 daysrsquo on the figure ndash this is based on cases I have seen while at FDA)

Preconditions to malice or disregard

Rationalization amp

Attitude

Pressure amp

Incentive

Opportunity ndash

lsquoholes in the QMSrdquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC30

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC31

Risk of unintended or intended normative support for

lsquotesting into compliancersquo

attitude

toward

performing

the behavior

Process

validation is

done so

quality is

good

test prone

to error

ldquoBatch failure

means I

made a

mistakerdquo

subjective

norm

Documents

not critical

Compendial

testing

sufficient

Local

regulators

collect amp test

samples ndash no

issue thereldquoTesting into compliancerdquo

Remove any perception and reasons to rationalize

deviant behaviors

Educate users on the correct role and interpretation

of the Pharmacopoeias in the 21st century

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC32

Addional information

Excipient Knowledge Management Mumbai 12 March 2015 Part 1 amp 2

Culture of Quality Data Integrity Quality by Design Connecting the Dots

Good Regulators of Pharmaceuticals (GRP) 22 October 2014

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC33

Photo credits wwwbigstockphotoscom

When the drug safety system fails people get sick

Some die (Congressman Shimkus)

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC19

bull Some of these people are already very vulnerable

and proving the cause of harm from impurities

adulteration and counterfeits can be elusive

It is hard to detect

harm

bull Certainly the companies are obligated to ensure

a culture of quality and maintain vigilance as

well This reflects a systems approach to safety

FDA inspectors look

for a culture of quality

at manufacturing

facilities

Blind spot 2

Market lsquostandardrsquo that which the lsquomarketrsquo didnrsquot know how to use

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC20

Market lsquostandardrsquo the lsquomarketrsquo didnrsquot know how to use

FDA Failed to Track Substandard Generic Medicines Congress Told

Generic heart drugs made by some

India-based companies donrsquot work as

they should said Preston Mason a

researcher at Brigham amp Womenrsquos

Hospital in Boston who has studied

the effectiveness of copies of Pfizer

Inc (PFEUS)rsquos Lipitor made both in

the US and abroad That may be

because some companies are cutting

corners to save money he said

Bashing Generics Study US Regulator Says Heart Drugs Are Safe

Mansoor A Khan RPh PhD Director

DPQROTROPQCDERFDA NIPTE

Conference UM at Shady Grove April 30 2015

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC21

FDA Analysis of Atorvastatin Products Refutes Report of Methyl Ester Impurities Therapeutic Innovation amp Regulatory Science May 27 2014

Blind spot 3

Evidence of lsquomouth blistersrsquo in farm animals ndash okay to use in humans since impurity not identified in the Pharmacopoeia

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC22

Evidence of lsquomouth blistersrsquo in farm animals ndash okay to use in

humans since impurity not identified in the Pharmacopoeia

An FDA Investigator

at a API facility in

India noted

Returned goods

from a customer - a

farm using the API

to treat cows

Cows developing

blister investigation

of cause = process

related impurity

API used in a

inhalation product for

humans ndashno action to

remove the impurity

because the product

meets pharmacopeia

monograph

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC23

Information about the FDA investigator and the facility in question not shared here

Other similar exampleshellip HCN in medical grade CO2 helliphellip

Blind spot 4

Eyes open when Quality becomes a issue for National Security

A calibration lsquostandardrsquo which was too variable

What is Gauge RampR Why needed for testing physical attributes

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC24

More US Marines contract

MalariaWednesday September 10 2003

Posted 925 AM EDT (1325 GMT)

WASHINGTON (CNN) -- Ten more US military personnel serving as part of the peacekeeping mission in Liberia are showing signs of having contracted malaria

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC25

DPACDERFDA Memo B J Westenberger 17 October 2003

Food and Drug Administration

Center for Drug Evaluation and Research

ADVISORY COMMITTEE FOR

PHARMACEUTICAL SCIENCE (ACPS)

May 3 2005

Dissolution Measurement System Current State and Opportunities for Improvement

Dr Lucinda Buhse Director Division of Pharmaceutical Analysis CDER FDA

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC26

Use lessons learned on calibration

Time to eliminate this

lsquoblind spotrsquo

Process Validation (2011) Statistical Confidence Continued Process Verificationhellip Quality Metricshellip

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC27

Blind spot 5

Keeping the system in a lsquocorrective actionrsquo mode

Correcting lsquocommon causersquo poses a problem

Reasons to rationalize deviant behaviors

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC28

Attribute Dissolution

Previous slide and these

data (see fig) are from one of

the top three Pharma Co

Modified release product ndash a RLD for which several generics have been approved

If a generic company at a foreign facility report no deviations and consistently releases their batches in five days or less ndash what would you think

A Generic manufacturer has a superior process ndash in control- compared to the RLD or

B Your gut says ndash lsquodata is too good to be truersquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC29

600 days

I have inserted the ldquo600 daysrsquo on the figure ndash this is based on cases I have seen while at FDA)

Preconditions to malice or disregard

Rationalization amp

Attitude

Pressure amp

Incentive

Opportunity ndash

lsquoholes in the QMSrdquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC30

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC31

Risk of unintended or intended normative support for

lsquotesting into compliancersquo

attitude

toward

performing

the behavior

Process

validation is

done so

quality is

good

test prone

to error

ldquoBatch failure

means I

made a

mistakerdquo

subjective

norm

Documents

not critical

Compendial

testing

sufficient

Local

regulators

collect amp test

samples ndash no

issue thereldquoTesting into compliancerdquo

Remove any perception and reasons to rationalize

deviant behaviors

Educate users on the correct role and interpretation

of the Pharmacopoeias in the 21st century

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC32

Addional information

Excipient Knowledge Management Mumbai 12 March 2015 Part 1 amp 2

Culture of Quality Data Integrity Quality by Design Connecting the Dots

Good Regulators of Pharmaceuticals (GRP) 22 October 2014

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC33

Photo credits wwwbigstockphotoscom

Blind spot 2

Market lsquostandardrsquo that which the lsquomarketrsquo didnrsquot know how to use

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC20

Market lsquostandardrsquo the lsquomarketrsquo didnrsquot know how to use

FDA Failed to Track Substandard Generic Medicines Congress Told

Generic heart drugs made by some

India-based companies donrsquot work as

they should said Preston Mason a

researcher at Brigham amp Womenrsquos

Hospital in Boston who has studied

the effectiveness of copies of Pfizer

Inc (PFEUS)rsquos Lipitor made both in

the US and abroad That may be

because some companies are cutting

corners to save money he said

Bashing Generics Study US Regulator Says Heart Drugs Are Safe

Mansoor A Khan RPh PhD Director

DPQROTROPQCDERFDA NIPTE

Conference UM at Shady Grove April 30 2015

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC21

FDA Analysis of Atorvastatin Products Refutes Report of Methyl Ester Impurities Therapeutic Innovation amp Regulatory Science May 27 2014

Blind spot 3

Evidence of lsquomouth blistersrsquo in farm animals ndash okay to use in humans since impurity not identified in the Pharmacopoeia

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC22

Evidence of lsquomouth blistersrsquo in farm animals ndash okay to use in

humans since impurity not identified in the Pharmacopoeia

An FDA Investigator

at a API facility in

India noted

Returned goods

from a customer - a

farm using the API

to treat cows

Cows developing

blister investigation

of cause = process

related impurity

API used in a

inhalation product for

humans ndashno action to

remove the impurity

because the product

meets pharmacopeia

monograph

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC23

Information about the FDA investigator and the facility in question not shared here

Other similar exampleshellip HCN in medical grade CO2 helliphellip

Blind spot 4

Eyes open when Quality becomes a issue for National Security

A calibration lsquostandardrsquo which was too variable

What is Gauge RampR Why needed for testing physical attributes

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC24

More US Marines contract

MalariaWednesday September 10 2003

Posted 925 AM EDT (1325 GMT)

WASHINGTON (CNN) -- Ten more US military personnel serving as part of the peacekeeping mission in Liberia are showing signs of having contracted malaria

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC25

DPACDERFDA Memo B J Westenberger 17 October 2003

Food and Drug Administration

Center for Drug Evaluation and Research

ADVISORY COMMITTEE FOR

PHARMACEUTICAL SCIENCE (ACPS)

May 3 2005

Dissolution Measurement System Current State and Opportunities for Improvement

Dr Lucinda Buhse Director Division of Pharmaceutical Analysis CDER FDA

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC26

Use lessons learned on calibration

Time to eliminate this

lsquoblind spotrsquo

Process Validation (2011) Statistical Confidence Continued Process Verificationhellip Quality Metricshellip

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC27

Blind spot 5

Keeping the system in a lsquocorrective actionrsquo mode

Correcting lsquocommon causersquo poses a problem

Reasons to rationalize deviant behaviors

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC28

Attribute Dissolution

Previous slide and these

data (see fig) are from one of

the top three Pharma Co

Modified release product ndash a RLD for which several generics have been approved

If a generic company at a foreign facility report no deviations and consistently releases their batches in five days or less ndash what would you think

A Generic manufacturer has a superior process ndash in control- compared to the RLD or

B Your gut says ndash lsquodata is too good to be truersquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC29

600 days

I have inserted the ldquo600 daysrsquo on the figure ndash this is based on cases I have seen while at FDA)

Preconditions to malice or disregard

Rationalization amp

Attitude

Pressure amp

Incentive

Opportunity ndash

lsquoholes in the QMSrdquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC30

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC31

Risk of unintended or intended normative support for

lsquotesting into compliancersquo

attitude

toward

performing

the behavior

Process

validation is

done so

quality is

good

test prone

to error

ldquoBatch failure

means I

made a

mistakerdquo

subjective

norm

Documents

not critical

Compendial

testing

sufficient

Local

regulators

collect amp test

samples ndash no

issue thereldquoTesting into compliancerdquo

Remove any perception and reasons to rationalize

deviant behaviors

Educate users on the correct role and interpretation

of the Pharmacopoeias in the 21st century

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC32

Addional information

Excipient Knowledge Management Mumbai 12 March 2015 Part 1 amp 2

Culture of Quality Data Integrity Quality by Design Connecting the Dots

Good Regulators of Pharmaceuticals (GRP) 22 October 2014

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC33

Photo credits wwwbigstockphotoscom

Market lsquostandardrsquo the lsquomarketrsquo didnrsquot know how to use

FDA Failed to Track Substandard Generic Medicines Congress Told

Generic heart drugs made by some

India-based companies donrsquot work as

they should said Preston Mason a

researcher at Brigham amp Womenrsquos

Hospital in Boston who has studied

the effectiveness of copies of Pfizer

Inc (PFEUS)rsquos Lipitor made both in

the US and abroad That may be

because some companies are cutting

corners to save money he said

Bashing Generics Study US Regulator Says Heart Drugs Are Safe

Mansoor A Khan RPh PhD Director

DPQROTROPQCDERFDA NIPTE

Conference UM at Shady Grove April 30 2015

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC21

FDA Analysis of Atorvastatin Products Refutes Report of Methyl Ester Impurities Therapeutic Innovation amp Regulatory Science May 27 2014

Blind spot 3

Evidence of lsquomouth blistersrsquo in farm animals ndash okay to use in humans since impurity not identified in the Pharmacopoeia

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC22

Evidence of lsquomouth blistersrsquo in farm animals ndash okay to use in

humans since impurity not identified in the Pharmacopoeia

An FDA Investigator

at a API facility in

India noted

Returned goods

from a customer - a

farm using the API

to treat cows

Cows developing

blister investigation

of cause = process

related impurity

API used in a

inhalation product for

humans ndashno action to

remove the impurity

because the product

meets pharmacopeia

monograph

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC23

Information about the FDA investigator and the facility in question not shared here

Other similar exampleshellip HCN in medical grade CO2 helliphellip

Blind spot 4

Eyes open when Quality becomes a issue for National Security

A calibration lsquostandardrsquo which was too variable

What is Gauge RampR Why needed for testing physical attributes

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC24

More US Marines contract

MalariaWednesday September 10 2003

Posted 925 AM EDT (1325 GMT)

WASHINGTON (CNN) -- Ten more US military personnel serving as part of the peacekeeping mission in Liberia are showing signs of having contracted malaria

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC25

DPACDERFDA Memo B J Westenberger 17 October 2003

Food and Drug Administration

Center for Drug Evaluation and Research

ADVISORY COMMITTEE FOR

PHARMACEUTICAL SCIENCE (ACPS)

May 3 2005

Dissolution Measurement System Current State and Opportunities for Improvement

Dr Lucinda Buhse Director Division of Pharmaceutical Analysis CDER FDA

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC26

Use lessons learned on calibration

Time to eliminate this

lsquoblind spotrsquo

Process Validation (2011) Statistical Confidence Continued Process Verificationhellip Quality Metricshellip

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC27

Blind spot 5

Keeping the system in a lsquocorrective actionrsquo mode

Correcting lsquocommon causersquo poses a problem

Reasons to rationalize deviant behaviors

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC28

Attribute Dissolution

Previous slide and these

data (see fig) are from one of

the top three Pharma Co

Modified release product ndash a RLD for which several generics have been approved

If a generic company at a foreign facility report no deviations and consistently releases their batches in five days or less ndash what would you think

A Generic manufacturer has a superior process ndash in control- compared to the RLD or

B Your gut says ndash lsquodata is too good to be truersquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC29

600 days

I have inserted the ldquo600 daysrsquo on the figure ndash this is based on cases I have seen while at FDA)

Preconditions to malice or disregard

Rationalization amp

Attitude

Pressure amp

Incentive

Opportunity ndash

lsquoholes in the QMSrdquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC30

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC31

Risk of unintended or intended normative support for

lsquotesting into compliancersquo

attitude

toward

performing

the behavior

Process

validation is

done so

quality is

good

test prone

to error

ldquoBatch failure

means I

made a

mistakerdquo

subjective

norm

Documents

not critical

Compendial

testing

sufficient

Local

regulators

collect amp test

samples ndash no

issue thereldquoTesting into compliancerdquo

Remove any perception and reasons to rationalize

deviant behaviors

Educate users on the correct role and interpretation

of the Pharmacopoeias in the 21st century

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC32

Addional information

Excipient Knowledge Management Mumbai 12 March 2015 Part 1 amp 2

Culture of Quality Data Integrity Quality by Design Connecting the Dots

Good Regulators of Pharmaceuticals (GRP) 22 October 2014

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC33

Photo credits wwwbigstockphotoscom

Blind spot 3

Evidence of lsquomouth blistersrsquo in farm animals ndash okay to use in humans since impurity not identified in the Pharmacopoeia

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC22

Evidence of lsquomouth blistersrsquo in farm animals ndash okay to use in

humans since impurity not identified in the Pharmacopoeia

An FDA Investigator

at a API facility in

India noted

Returned goods

from a customer - a

farm using the API

to treat cows

Cows developing

blister investigation

of cause = process

related impurity

API used in a

inhalation product for

humans ndashno action to

remove the impurity

because the product

meets pharmacopeia

monograph

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC23

Information about the FDA investigator and the facility in question not shared here

Other similar exampleshellip HCN in medical grade CO2 helliphellip

Blind spot 4

Eyes open when Quality becomes a issue for National Security

A calibration lsquostandardrsquo which was too variable

What is Gauge RampR Why needed for testing physical attributes

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC24

More US Marines contract

MalariaWednesday September 10 2003

Posted 925 AM EDT (1325 GMT)

WASHINGTON (CNN) -- Ten more US military personnel serving as part of the peacekeeping mission in Liberia are showing signs of having contracted malaria

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC25

DPACDERFDA Memo B J Westenberger 17 October 2003

Food and Drug Administration

Center for Drug Evaluation and Research

ADVISORY COMMITTEE FOR

PHARMACEUTICAL SCIENCE (ACPS)

May 3 2005

Dissolution Measurement System Current State and Opportunities for Improvement

Dr Lucinda Buhse Director Division of Pharmaceutical Analysis CDER FDA

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC26

Use lessons learned on calibration

Time to eliminate this

lsquoblind spotrsquo

Process Validation (2011) Statistical Confidence Continued Process Verificationhellip Quality Metricshellip

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC27

Blind spot 5

Keeping the system in a lsquocorrective actionrsquo mode

Correcting lsquocommon causersquo poses a problem

Reasons to rationalize deviant behaviors

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC28

Attribute Dissolution

Previous slide and these

data (see fig) are from one of

the top three Pharma Co

Modified release product ndash a RLD for which several generics have been approved

If a generic company at a foreign facility report no deviations and consistently releases their batches in five days or less ndash what would you think

A Generic manufacturer has a superior process ndash in control- compared to the RLD or

B Your gut says ndash lsquodata is too good to be truersquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC29

600 days

I have inserted the ldquo600 daysrsquo on the figure ndash this is based on cases I have seen while at FDA)

Preconditions to malice or disregard

Rationalization amp

Attitude

Pressure amp

Incentive

Opportunity ndash

lsquoholes in the QMSrdquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC30

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC31

Risk of unintended or intended normative support for

lsquotesting into compliancersquo

attitude

toward

performing

the behavior

Process

validation is

done so

quality is

good

test prone

to error

ldquoBatch failure

means I

made a

mistakerdquo

subjective

norm

Documents

not critical

Compendial

testing

sufficient

Local

regulators

collect amp test

samples ndash no

issue thereldquoTesting into compliancerdquo

Remove any perception and reasons to rationalize

deviant behaviors

Educate users on the correct role and interpretation

of the Pharmacopoeias in the 21st century

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC32

Addional information

Excipient Knowledge Management Mumbai 12 March 2015 Part 1 amp 2

Culture of Quality Data Integrity Quality by Design Connecting the Dots

Good Regulators of Pharmaceuticals (GRP) 22 October 2014

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC33

Photo credits wwwbigstockphotoscom

Evidence of lsquomouth blistersrsquo in farm animals ndash okay to use in

humans since impurity not identified in the Pharmacopoeia

An FDA Investigator

at a API facility in

India noted

Returned goods

from a customer - a

farm using the API

to treat cows

Cows developing

blister investigation

of cause = process

related impurity

API used in a

inhalation product for

humans ndashno action to

remove the impurity

because the product

meets pharmacopeia

monograph

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC23

Information about the FDA investigator and the facility in question not shared here

Other similar exampleshellip HCN in medical grade CO2 helliphellip

Blind spot 4

Eyes open when Quality becomes a issue for National Security

A calibration lsquostandardrsquo which was too variable

What is Gauge RampR Why needed for testing physical attributes

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC24

More US Marines contract

MalariaWednesday September 10 2003

Posted 925 AM EDT (1325 GMT)

WASHINGTON (CNN) -- Ten more US military personnel serving as part of the peacekeeping mission in Liberia are showing signs of having contracted malaria

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC25

DPACDERFDA Memo B J Westenberger 17 October 2003

Food and Drug Administration

Center for Drug Evaluation and Research

ADVISORY COMMITTEE FOR

PHARMACEUTICAL SCIENCE (ACPS)

May 3 2005

Dissolution Measurement System Current State and Opportunities for Improvement

Dr Lucinda Buhse Director Division of Pharmaceutical Analysis CDER FDA

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC26

Use lessons learned on calibration

Time to eliminate this

lsquoblind spotrsquo

Process Validation (2011) Statistical Confidence Continued Process Verificationhellip Quality Metricshellip

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC27

Blind spot 5

Keeping the system in a lsquocorrective actionrsquo mode

Correcting lsquocommon causersquo poses a problem

Reasons to rationalize deviant behaviors

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC28

Attribute Dissolution

Previous slide and these

data (see fig) are from one of

the top three Pharma Co

Modified release product ndash a RLD for which several generics have been approved

If a generic company at a foreign facility report no deviations and consistently releases their batches in five days or less ndash what would you think

A Generic manufacturer has a superior process ndash in control- compared to the RLD or

B Your gut says ndash lsquodata is too good to be truersquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC29

600 days

I have inserted the ldquo600 daysrsquo on the figure ndash this is based on cases I have seen while at FDA)

Preconditions to malice or disregard

Rationalization amp

Attitude

Pressure amp

Incentive

Opportunity ndash

lsquoholes in the QMSrdquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC30

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC31

Risk of unintended or intended normative support for

lsquotesting into compliancersquo

attitude

toward

performing

the behavior

Process

validation is

done so

quality is

good

test prone

to error

ldquoBatch failure

means I

made a

mistakerdquo

subjective

norm

Documents

not critical

Compendial

testing

sufficient

Local

regulators

collect amp test

samples ndash no

issue thereldquoTesting into compliancerdquo

Remove any perception and reasons to rationalize

deviant behaviors

Educate users on the correct role and interpretation

of the Pharmacopoeias in the 21st century

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC32

Addional information

Excipient Knowledge Management Mumbai 12 March 2015 Part 1 amp 2

Culture of Quality Data Integrity Quality by Design Connecting the Dots

Good Regulators of Pharmaceuticals (GRP) 22 October 2014

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC33

Photo credits wwwbigstockphotoscom

Blind spot 4

Eyes open when Quality becomes a issue for National Security

A calibration lsquostandardrsquo which was too variable

What is Gauge RampR Why needed for testing physical attributes

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC24

More US Marines contract

MalariaWednesday September 10 2003

Posted 925 AM EDT (1325 GMT)

WASHINGTON (CNN) -- Ten more US military personnel serving as part of the peacekeeping mission in Liberia are showing signs of having contracted malaria

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC25

DPACDERFDA Memo B J Westenberger 17 October 2003

Food and Drug Administration

Center for Drug Evaluation and Research

ADVISORY COMMITTEE FOR

PHARMACEUTICAL SCIENCE (ACPS)

May 3 2005

Dissolution Measurement System Current State and Opportunities for Improvement

Dr Lucinda Buhse Director Division of Pharmaceutical Analysis CDER FDA

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC26

Use lessons learned on calibration

Time to eliminate this

lsquoblind spotrsquo

Process Validation (2011) Statistical Confidence Continued Process Verificationhellip Quality Metricshellip

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC27

Blind spot 5

Keeping the system in a lsquocorrective actionrsquo mode

Correcting lsquocommon causersquo poses a problem

Reasons to rationalize deviant behaviors

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC28

Attribute Dissolution

Previous slide and these

data (see fig) are from one of

the top three Pharma Co

Modified release product ndash a RLD for which several generics have been approved

If a generic company at a foreign facility report no deviations and consistently releases their batches in five days or less ndash what would you think

A Generic manufacturer has a superior process ndash in control- compared to the RLD or

B Your gut says ndash lsquodata is too good to be truersquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC29

600 days

I have inserted the ldquo600 daysrsquo on the figure ndash this is based on cases I have seen while at FDA)

Preconditions to malice or disregard

Rationalization amp

Attitude

Pressure amp

Incentive

Opportunity ndash

lsquoholes in the QMSrdquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC30

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC31

Risk of unintended or intended normative support for

lsquotesting into compliancersquo

attitude

toward

performing

the behavior

Process

validation is

done so

quality is

good

test prone

to error

ldquoBatch failure

means I

made a

mistakerdquo

subjective

norm

Documents

not critical

Compendial

testing

sufficient

Local

regulators

collect amp test

samples ndash no

issue thereldquoTesting into compliancerdquo

Remove any perception and reasons to rationalize

deviant behaviors

Educate users on the correct role and interpretation

of the Pharmacopoeias in the 21st century

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC32

Addional information

Excipient Knowledge Management Mumbai 12 March 2015 Part 1 amp 2

Culture of Quality Data Integrity Quality by Design Connecting the Dots

Good Regulators of Pharmaceuticals (GRP) 22 October 2014

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC33

Photo credits wwwbigstockphotoscom

More US Marines contract

MalariaWednesday September 10 2003

Posted 925 AM EDT (1325 GMT)

WASHINGTON (CNN) -- Ten more US military personnel serving as part of the peacekeeping mission in Liberia are showing signs of having contracted malaria

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC25

DPACDERFDA Memo B J Westenberger 17 October 2003

Food and Drug Administration

Center for Drug Evaluation and Research

ADVISORY COMMITTEE FOR

PHARMACEUTICAL SCIENCE (ACPS)

May 3 2005

Dissolution Measurement System Current State and Opportunities for Improvement

Dr Lucinda Buhse Director Division of Pharmaceutical Analysis CDER FDA

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC26

Use lessons learned on calibration

Time to eliminate this

lsquoblind spotrsquo

Process Validation (2011) Statistical Confidence Continued Process Verificationhellip Quality Metricshellip

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC27

Blind spot 5

Keeping the system in a lsquocorrective actionrsquo mode

Correcting lsquocommon causersquo poses a problem

Reasons to rationalize deviant behaviors

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC28

Attribute Dissolution

Previous slide and these

data (see fig) are from one of

the top three Pharma Co

Modified release product ndash a RLD for which several generics have been approved

If a generic company at a foreign facility report no deviations and consistently releases their batches in five days or less ndash what would you think

A Generic manufacturer has a superior process ndash in control- compared to the RLD or

B Your gut says ndash lsquodata is too good to be truersquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC29

600 days

I have inserted the ldquo600 daysrsquo on the figure ndash this is based on cases I have seen while at FDA)

Preconditions to malice or disregard

Rationalization amp

Attitude

Pressure amp

Incentive

Opportunity ndash

lsquoholes in the QMSrdquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC30

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC31

Risk of unintended or intended normative support for

lsquotesting into compliancersquo

attitude

toward

performing

the behavior

Process

validation is

done so

quality is

good

test prone

to error

ldquoBatch failure

means I

made a

mistakerdquo

subjective

norm

Documents

not critical

Compendial

testing

sufficient

Local

regulators

collect amp test

samples ndash no

issue thereldquoTesting into compliancerdquo

Remove any perception and reasons to rationalize

deviant behaviors

Educate users on the correct role and interpretation

of the Pharmacopoeias in the 21st century

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC32

Addional information

Excipient Knowledge Management Mumbai 12 March 2015 Part 1 amp 2

Culture of Quality Data Integrity Quality by Design Connecting the Dots

Good Regulators of Pharmaceuticals (GRP) 22 October 2014

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC33

Photo credits wwwbigstockphotoscom

Food and Drug Administration

Center for Drug Evaluation and Research

ADVISORY COMMITTEE FOR

PHARMACEUTICAL SCIENCE (ACPS)

May 3 2005

Dissolution Measurement System Current State and Opportunities for Improvement

Dr Lucinda Buhse Director Division of Pharmaceutical Analysis CDER FDA

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC26

Use lessons learned on calibration

Time to eliminate this

lsquoblind spotrsquo

Process Validation (2011) Statistical Confidence Continued Process Verificationhellip Quality Metricshellip

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC27

Blind spot 5

Keeping the system in a lsquocorrective actionrsquo mode

Correcting lsquocommon causersquo poses a problem

Reasons to rationalize deviant behaviors

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC28

Attribute Dissolution

Previous slide and these

data (see fig) are from one of

the top three Pharma Co

Modified release product ndash a RLD for which several generics have been approved

If a generic company at a foreign facility report no deviations and consistently releases their batches in five days or less ndash what would you think

A Generic manufacturer has a superior process ndash in control- compared to the RLD or

B Your gut says ndash lsquodata is too good to be truersquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC29

600 days

I have inserted the ldquo600 daysrsquo on the figure ndash this is based on cases I have seen while at FDA)

Preconditions to malice or disregard

Rationalization amp

Attitude

Pressure amp

Incentive

Opportunity ndash

lsquoholes in the QMSrdquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC30

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC31

Risk of unintended or intended normative support for

lsquotesting into compliancersquo

attitude

toward

performing

the behavior

Process

validation is

done so

quality is

good

test prone

to error

ldquoBatch failure

means I

made a

mistakerdquo

subjective

norm

Documents

not critical

Compendial

testing

sufficient

Local

regulators

collect amp test

samples ndash no

issue thereldquoTesting into compliancerdquo

Remove any perception and reasons to rationalize

deviant behaviors

Educate users on the correct role and interpretation

of the Pharmacopoeias in the 21st century

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC32

Addional information

Excipient Knowledge Management Mumbai 12 March 2015 Part 1 amp 2

Culture of Quality Data Integrity Quality by Design Connecting the Dots

Good Regulators of Pharmaceuticals (GRP) 22 October 2014

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC33

Photo credits wwwbigstockphotoscom

Time to eliminate this

lsquoblind spotrsquo

Process Validation (2011) Statistical Confidence Continued Process Verificationhellip Quality Metricshellip

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC27

Blind spot 5

Keeping the system in a lsquocorrective actionrsquo mode

Correcting lsquocommon causersquo poses a problem

Reasons to rationalize deviant behaviors

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC28

Attribute Dissolution

Previous slide and these

data (see fig) are from one of

the top three Pharma Co

Modified release product ndash a RLD for which several generics have been approved

If a generic company at a foreign facility report no deviations and consistently releases their batches in five days or less ndash what would you think

A Generic manufacturer has a superior process ndash in control- compared to the RLD or

B Your gut says ndash lsquodata is too good to be truersquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC29

600 days

I have inserted the ldquo600 daysrsquo on the figure ndash this is based on cases I have seen while at FDA)

Preconditions to malice or disregard

Rationalization amp

Attitude

Pressure amp

Incentive

Opportunity ndash

lsquoholes in the QMSrdquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC30

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC31

Risk of unintended or intended normative support for

lsquotesting into compliancersquo

attitude

toward

performing

the behavior

Process

validation is

done so

quality is

good

test prone

to error

ldquoBatch failure

means I

made a

mistakerdquo

subjective

norm

Documents

not critical

Compendial

testing

sufficient

Local

regulators

collect amp test

samples ndash no

issue thereldquoTesting into compliancerdquo

Remove any perception and reasons to rationalize

deviant behaviors

Educate users on the correct role and interpretation

of the Pharmacopoeias in the 21st century

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC32

Addional information

Excipient Knowledge Management Mumbai 12 March 2015 Part 1 amp 2

Culture of Quality Data Integrity Quality by Design Connecting the Dots

Good Regulators of Pharmaceuticals (GRP) 22 October 2014

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC33

Photo credits wwwbigstockphotoscom

Blind spot 5

Keeping the system in a lsquocorrective actionrsquo mode

Correcting lsquocommon causersquo poses a problem

Reasons to rationalize deviant behaviors

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC28

Attribute Dissolution

Previous slide and these

data (see fig) are from one of

the top three Pharma Co

Modified release product ndash a RLD for which several generics have been approved

If a generic company at a foreign facility report no deviations and consistently releases their batches in five days or less ndash what would you think

A Generic manufacturer has a superior process ndash in control- compared to the RLD or

B Your gut says ndash lsquodata is too good to be truersquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC29

600 days

I have inserted the ldquo600 daysrsquo on the figure ndash this is based on cases I have seen while at FDA)

Preconditions to malice or disregard

Rationalization amp

Attitude

Pressure amp

Incentive

Opportunity ndash

lsquoholes in the QMSrdquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC30

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC31

Risk of unintended or intended normative support for

lsquotesting into compliancersquo

attitude

toward

performing

the behavior

Process

validation is

done so

quality is

good

test prone

to error

ldquoBatch failure

means I

made a

mistakerdquo

subjective

norm

Documents

not critical

Compendial

testing

sufficient

Local

regulators

collect amp test

samples ndash no

issue thereldquoTesting into compliancerdquo

Remove any perception and reasons to rationalize

deviant behaviors

Educate users on the correct role and interpretation

of the Pharmacopoeias in the 21st century

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC32

Addional information

Excipient Knowledge Management Mumbai 12 March 2015 Part 1 amp 2

Culture of Quality Data Integrity Quality by Design Connecting the Dots

Good Regulators of Pharmaceuticals (GRP) 22 October 2014

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC33

Photo credits wwwbigstockphotoscom

Previous slide and these

data (see fig) are from one of

the top three Pharma Co

Modified release product ndash a RLD for which several generics have been approved

If a generic company at a foreign facility report no deviations and consistently releases their batches in five days or less ndash what would you think

A Generic manufacturer has a superior process ndash in control- compared to the RLD or

B Your gut says ndash lsquodata is too good to be truersquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC29

600 days

I have inserted the ldquo600 daysrsquo on the figure ndash this is based on cases I have seen while at FDA)

Preconditions to malice or disregard

Rationalization amp

Attitude

Pressure amp

Incentive

Opportunity ndash

lsquoholes in the QMSrdquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC30

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC31

Risk of unintended or intended normative support for

lsquotesting into compliancersquo

attitude

toward

performing

the behavior

Process

validation is

done so

quality is

good

test prone

to error

ldquoBatch failure

means I

made a

mistakerdquo

subjective

norm

Documents

not critical

Compendial

testing

sufficient

Local

regulators

collect amp test

samples ndash no

issue thereldquoTesting into compliancerdquo

Remove any perception and reasons to rationalize

deviant behaviors

Educate users on the correct role and interpretation

of the Pharmacopoeias in the 21st century

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC32

Addional information

Excipient Knowledge Management Mumbai 12 March 2015 Part 1 amp 2

Culture of Quality Data Integrity Quality by Design Connecting the Dots

Good Regulators of Pharmaceuticals (GRP) 22 October 2014

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC33

Photo credits wwwbigstockphotoscom

Preconditions to malice or disregard

Rationalization amp

Attitude

Pressure amp

Incentive

Opportunity ndash

lsquoholes in the QMSrdquo

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC30

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC31

Risk of unintended or intended normative support for

lsquotesting into compliancersquo

attitude

toward

performing

the behavior

Process

validation is

done so

quality is

good

test prone

to error

ldquoBatch failure

means I

made a

mistakerdquo

subjective

norm

Documents

not critical

Compendial

testing

sufficient

Local

regulators

collect amp test

samples ndash no

issue thereldquoTesting into compliancerdquo

Remove any perception and reasons to rationalize

deviant behaviors

Educate users on the correct role and interpretation

of the Pharmacopoeias in the 21st century

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC32

Addional information

Excipient Knowledge Management Mumbai 12 March 2015 Part 1 amp 2

Culture of Quality Data Integrity Quality by Design Connecting the Dots

Good Regulators of Pharmaceuticals (GRP) 22 October 2014

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC33

Photo credits wwwbigstockphotoscom

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC31

Risk of unintended or intended normative support for

lsquotesting into compliancersquo

attitude

toward

performing

the behavior

Process

validation is

done so

quality is

good

test prone

to error

ldquoBatch failure

means I

made a

mistakerdquo

subjective

norm

Documents

not critical

Compendial

testing

sufficient

Local

regulators

collect amp test

samples ndash no

issue thereldquoTesting into compliancerdquo

Remove any perception and reasons to rationalize

deviant behaviors

Educate users on the correct role and interpretation

of the Pharmacopoeias in the 21st century

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC32

Addional information

Excipient Knowledge Management Mumbai 12 March 2015 Part 1 amp 2

Culture of Quality Data Integrity Quality by Design Connecting the Dots

Good Regulators of Pharmaceuticals (GRP) 22 October 2014

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC33

Photo credits wwwbigstockphotoscom

Remove any perception and reasons to rationalize

deviant behaviors

Educate users on the correct role and interpretation

of the Pharmacopoeias in the 21st century

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC32

Addional information

Excipient Knowledge Management Mumbai 12 March 2015 Part 1 amp 2

Culture of Quality Data Integrity Quality by Design Connecting the Dots

Good Regulators of Pharmaceuticals (GRP) 22 October 2014

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC33

Photo credits wwwbigstockphotoscom

Addional information

Excipient Knowledge Management Mumbai 12 March 2015 Part 1 amp 2

Culture of Quality Data Integrity Quality by Design Connecting the Dots

Good Regulators of Pharmaceuticals (GRP) 22 October 2014

12 June 2012copy Ajaz S Hussain | Insight Advice amp

Solutions LLC33

Photo credits wwwbigstockphotoscom