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STATUS QUO OF NOVEL FOODS IN THE EU
UNDER THE NEW REGULATION
Vitafoods Europe, Geneva
5 May 2015 Karin Verzijden www.axonlawyers.com
Introduction Axon Lawyers
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• Amsterdam based law firm with international focus
• Fully dedicated to life sciences, familiar with food business
• Assisting high tech companies bringing innovative food products to the market
• International network through European Alliance of Life Sciences Law Firms
• Reporting current food law developments at blog FoodHealthLegal
Agenda
• Rationale Novel Foods Legislation for ingredient innovations
• Legal framework Novel Foods
• Changes Ahead
• Novel Foods in practise: nano foods, algae, insects and duckweed
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Rationale NF legislation for ingredient innovations
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Begin with the end in mind • Before manufacturing and marketing an algae / insects / duckweed /
nano based food product, a FBO should know the regulatory status thereof.
• Ingredients that have been marketed as a source of food prior to 1997 è outside the scope of the NF Regulation.
• Ingredients without history of safe use clearly fall within the scope of the NF legislation è subject to pre market authorization.
Legal framework Novel Foods (1)
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What are Novel Foods? • Food and food ingredients that have not been used for human
consumption to a significant degree within the EU prior to 1997.
• Current Regulation 258/97 defines 4 categories: food / food ingredients
(1) with a new or intentionally modified primary molecular structure; (2) consisting of or isolated from micro-organisms, fungi or algae; (3) consisting of or isolated from plants / animals; (4) to which a new production process has been applied, creating
significant changes in the composition / structure of the food è affecting nutritional value / metabolism / undesirable substances
Legal framework Novel Foods (2)
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Basic requirements Novel Foods should: • not present a danger for the consumer (science based evaluation) • not mislead the consumer (intended use - presentation - labelling) • have a positive relationship vis-à-vis foods / food ingredients that they
intend to replace (nutritional - health - environmental - social terms)
Labeling requirements • Requirements for labelling of novel food and ingredients are additional
to the general EU requirements on food labelling (Regulation 1169/2011) • Example: list of ingredients containing algal oil authorized as a Novel
Food should state: “oil from the micro-algae Schizochytrium sp.”
Legal framework Novel Foods (3)
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Two types of authorisation procedures (1) Full blown authorisation procedure based on scientific evidence demonstrating that applicable safety criteria are met
• System of individual authorisations • Applications should be made at national level • National authorities forward application to Commission • Commission distributes application to MS • If MS raise any “reasoned objections” èEFSA opinion requested • Average authorization term: 3 – 5 years (!)
(2) Simplified procedure based on “substantial equivalence” • Notification to Commission based on report from national
competent authorities • Average time span: up to 9 months
Legal framework Novel Foods (4)
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Granted authorisations • Yellow fat spreads with added phytosterol-esters (Unilever, UK, 1998) NB BCL = blood cholesterol lowering
• Fruit preparations pasteurized using a high pressure treatment (Danone, France, 1998)
• Coagulated potato protein and hydrolysates thereof (Avebe, NL, 2001)
Legal framework Novel Foods (5)
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Some more granted authorisations
• Whole Chia (Salvia hispanica L.) and Ground whole Chia (R Craig and Sons, UK, 2003)
• Baobab (Adansonia digitata) dried fruit pulp (Phyto Trade Africa, UK, 2006)
• Fermented black bean extract (Cantox Health Sciences Int, UK, 2008)
Legal Framework Novel Foods (6)
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Guidance on Novel Food status
• Commission Guidance “Human consumption to a Significant Degree” http://ec.europa.eu/food/food/biotechnology/novelfood/documents/substantial_equivalence_en.pdf • EU Novel Foods Catalogue http://ec.europa.eu/food/food/biotechnology/novelfood/nfnetweb/mod_search/index.cfm
History of safe use; no NF authorization required
Only use as food supplement is known; NF authorization required
No history of safe use apparent from previous appliation: NF authorization required Further information required
Changes ahead (1)
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• 18 December 2013: Commission proposal for a new Novel Foods Regulation.
• March 2014: EP nominated Rapporteur Nicholson • 6 October 2014: draft report Nicholson • 2 December 2014: ENVI Committee approved draft legislation • Current status quo: EP amendments being discussed
Major changes comprise:
(1) one centralized procedure for NF assessment and authorisation; (2) simplified procedure for marketing traditional foods from third countries; (3) covers food from cloned animals; (4) introduction of data protection regime; (5) moratorium on the use of nanomaterials in food; (6) change of definition of “Novel Food”.
http://foodhealthlegal.com/?p=371
Changes ahead (2)
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Centralized procedure for NF assessment & authorisation
• NF will continue to require pre-market authorisation è requested directly from the Commission instead of from the MS authorities.
• If Commission requests safety opinion è EFSA shall render such opinion within 9 months from request.
• Publication of draft authorisation decision within 9 months of EFSA opinion.
• System of individual authorization replaced by system of generic authorizations
• Simplified procedure based on substantial equivalence will cease to exist.
Changes ahead (3)
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Simplified procedure for marketing traditional foods • History of safe use in a non-EU country for > 25 years should be
demonstrated.
• Authorization if within 4 month after notification to Commission, no reasonable safety objections are received è Union list.
• Any safety objections? èEFSA opinion requested within 6 months of valid application.
• Commission shall publish draft authorisation within 3 months after publication of safety opinion.
Novel foods in practise: nano foods
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• Nano foods: food resulting from intentional changes in particle size, shape or structure or in the particle size distribution, through any technology that reduces them to nanoscale (100 nm or less).
• New: Nano-foods are considered Novel Foods under new NF Regulation.
• New: Introduction of 10 % nano-particles threshold for a food ingredient to qualify as nano instead of 50 %.
Novel foods in practise: algae
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• Algae are explicitly mentioned as being Novel Foods • 2 granted authorisations for algae based products (algal oil)
• Many algae already marketed in EU prior to 1997. Examples include: (1) Chlorella pyrenoidosa Not subject to Novel Food legislation
(2) Laminaria digitata Not subject to Novel Food legislation (3) Rhodymenia palmata Only used as a food supplement in the EU prior to 1997
Novel foods in practise: insects
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• New: insects are considered Novel Food ingredients under new NF Regulation.
• Contrary to practise in various Member States: Belgium and Holland
Novel foods in practise: duckweed
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• Duckweed covered under the Novel Foods Regulation (current & new).
• So far, no history of safe use of duckweed as a food ingredient in the EU prior to 1997.
• Novel Food catalogue: lemna minor
• Currently: Option to demonstrate substantial equivalence to existing food ingredients based on RuBisCO protein contained in duckweed and occurring in many green plants.
• New: chance to obtain authorization via notification procedure as traditional foods from third countries.