30
@STARSurgUK; [email protected] 1 Student Audit and Research in Surgery A multicentre assessment of NSAIDs as risk factors for post-operative adverse events A multi-centre, medical student led audit of the effect NSAIDs have on post-operative adverse events following elective and emergency bowel resection. Study protocol v5.3 August-November 2013

STARSurgUK Protocol v5.3

Embed Size (px)

DESCRIPTION

The final protocol (v5.3). Notable changes include: 1) Confirmation of audit standard (Page 6). 2) Refinement of inclusion and exclusion criteria (Page 7) 3) Confirmation of audit status (Appendix C) 4) Refinement of required data fields (Page 19) including definitions (Pages 20-25)

Citation preview

Page 1: STARSurgUK Protocol v5.3

@STARSurgUK; [email protected] 1

Student Audit and Research in Surgery

A multicentre assessment of NSAIDs as risk factors for post-operative adverse events A multi-centre, medical student led audit of the effect NSAIDs have

on post-operative adverse events following elective and emergency

bowel resection.

Study protocol v5.3

August-November 2013

Page 2: STARSurgUK Protocol v5.3

@STARSurgUK; [email protected] 2

Steering(Committee( General Contact [email protected]

Chief Investigator Mr Aneel Bhangu, General Surgery Registrar [email protected] Principle Investigators (alphabetically) Mr Aneel Bhangu, General Surgery Registrar, West Midlands Deanery General Surgery Rotation [email protected] Mr Stephen Chapman, Medical Student, University of Leeds Medical School [email protected] Mr Edward Fitzgerald, General Surgery Registrar, Chelsea and Westminster Hospital [email protected] Mr James Glasbey, Medical Student, Cardiff University Medical School [email protected] Mr Michael Kelly, Medical Student, Liverpool Medical School [email protected] Mr Chetan Khatri, Medical Student, Imperial College London Medical School [email protected] Dr Dmitri Nepogodiev, Norwich Academic Foundation Programme [email protected]

Page 3: STARSurgUK Protocol v5.3

@STARSurgUK; [email protected] 3

Contents(!

Table(of(Contents(

Steering Committee ........................................................................................ 2 Contents ........................................................................................................... 3 Introduction ..................................................................................................... 4 Study Questions .............................................................................................. 6 Methods ........................................................................................................... 7 Appendix A: Key steps for successful inclusion of your centre .............. 13 Appendix B: How to register an audit ......................................................... 14 Appendix C: Audit Confirmations ............................................................... 15 Appendix E: Data definitions ....................................................................... 22 Appendix F: Completed fields in the data .................................................. 28 Appendix G: Projected timeline ................................................................... 29 Appendix H: References ............................................................................... 30 !

Page 4: STARSurgUK Protocol v5.3

@STARSurgUK; [email protected] 4

Introduction((!Scope Non-steroidal anti-inflammatory drugs (NSAIDs) are regularly used as post-operative analgesics. NSAIDs are recommended for use by the Enhanced Recovery After Surgery Society (ERAS; http://www.erassociety.org/index.php/eras-guidelines), and are also frequently used outside of ERAS protocols as part of the World Health Organisation’s Pain Relief Ladder (http://www.who.int/cancer/palliative/painladder/en/ )1, 2. They are effective adjuncts for post-operative analgesia and are generally considered safe for post-operative use. There is conflicting new evidence from recent studies, including a population level analysis published in the British Medical Journal3-5, suggesting that NSAIDs may increase the rate of adverse events following gastrointestinal resection. This follows concerns about cardiovascular and gastrointestinal side-effects of NSAIDs identified in adenoma prevention trials6, 7. The proposed mechanisms for adverse effects of NSAIDs include reduced collagen synthesis, down-regulation of prostaglandin expression and increased microthrombus and microembolus formation 8, 9. Consequently, NSAIDs may contribute to a range of post-operative outcomes through the same mechanisms. More data regarding the effect of NSAIDs is needed to tailor their future indications; particularly as they represent an important class of analgesia in the opiate sparing, enhanced recovery era. Randomised controlled trials to evaluate NSAIDs would not be feasible in this context as very large numbers of patients would be needed. Consequently, observational data is desirable and will help to improve the care of patients undergoing major surgery10. This multicentre study aims to audit the safety-risk profile of post-operative NSAIDs in the post-operative period in current British practice. The risk-adjusted safety of NSAIDs will be determined. Elective and emergency laparotomy for bowel resection is a high volume activity with a large degree of variation, representing an important area for quality improvement. This protocol outlines the structure for a medical student led, multicentre audit. Delivery The Multicentre Appendicectomy Study identified wide variation in practice and outcomes from appendicectomy across 95 centres11. By including 3326 patients over a two-month period in 2012, it acted as proof of principle that clinician-driven, multicentre, snapshot data collection is feasible and can lead to high quality risk-

Page 5: STARSurgUK Protocol v5.3

@STARSurgUK; [email protected] 5

adjusted data. The outcomes considered were relevant to modern practice, were delivered quickly and did not rely on administrative data. This study was performed through collaborative networks of trainees. The multicentre model can deliver large numbers of patients quickly, reducing the burden on the individual student or doctor during their training, whilst allowing meaningful datasets to be collected. Medical students and junior doctors (FY1-CT2 grade) are frequently keen to participate in significant research and audit projects, but outside of formalised research degrees are often unable to identify mechanisms of collaboration. Due to their distribution across many hospitals and their ability to penetrate to the heart of the hospital, they represent a natural network to perform multicentre audit. Medical students are also formally encouraged to participate in audit during clinical years, under the guidance of doctors, which will aid their application to the foundation programme (http://www.medicalcareers.nhs.uk/medical_students/audit.aspx). Integration with post-graduate trainee networks A secondary aim of this project is to develop a network of junior trainees with an audit and research interest. It is intended that these individuals will feed directly into established regional trainee collaboratives, strengthening their numbers for future projects. We envisage this happening both during this project, as the collaboratives engage students, and after its completion, once the students graduate. This will help nurture a future generation of research-active doctors. A regularly updated list of the regional collaborative contacts can be found at http://www.asit.org/resources/collaboratives . Contacts Please contact us using any means within this protocol. Also, please register yourself for updates at http://goo.gl/bJ6iri if you’re a student, or http://goo.gl/ZKXEsb.

Page 6: STARSurgUK Protocol v5.3

@STARSurgUK; [email protected] 6

Study(Questions(( 01 Audit Standard Post-operative NSAIDs administration is recommended by the Enhanced Recovery After Surgery Society (http://www.erassociety.org/index.php/eras-guidelines). NSAIDS are also frequently prescribed outside of ERAS protocols as part of the World Health Organisation’s Pain Relief Ladder (http://www.who.int/cancer/palliative/painladder/en/ ). They are considered to be safe post-operative analgesics, with no increase in the rate of post-operative complications. The gold standard for this audit is that 15% of patients will experience an adverse event within 30 days post-operatively11-13, which should be equivalent in those taking and not taking NSAIDs, following risk adjustment. 02 Audit aim The objective of this multicentre study is to audit the safety profile of post-operative NSAIDs in current British surgical practice 03 Primary audit question Are post-operative NSAIDs, when stratified for timing of administration and confounding variables, associated with an increase in the rate of post-operative adverse events?

Page 7: STARSurgUK Protocol v5.3

@STARSurgUK; [email protected] 7

Methods( 01 Summary Prospective inclusion of consecutive patients undergoing bowel resection over a 14-day period at your local hospital. 02 Primary Objective The primary objective is to assess whether NSAIDs increase the risk of post-operative adverse events. Other data collected will provide accurate risk adjustment. 03 Inclusion Criteria

! Consecutive patients undergoing upper or lower gastrointestinal bowel resection (other than appendicectomy). Bowel resection is defined as complete transection and removal of a segment of rectum, colon, small bowel, stomach or oesophagus. A list of procedures is provided in the Required Data Fields section.

! Consecutive means that all patients operated on in the hospital undergoing a bowel resection should be included.

! Elective or emergency timing ! Open (midline or non-midline), laparoscopic or laparoscopically-assisted

procedures ! Aged 18 years or over

Methods to identify consecutive patients include:

1. Daily review of elective theatre lists 2. Daily review of team handover sheets/ emergency admission lists/ ward lists

(both elective and emergency) 3. Daily review of theatre logbooks (both elective and emergency)

04 Exclusion Criteria

! Appendicectomy for acute appendicitis. Patients who undergo incidental appendicectomy as part of another procedure (e.g. right hemicolectomy) may be included.

! Any procedure with bowel repair, but without resection (e.g. perforated ulcer, peritoneal washout, closure of stoma).

! Wedge resection without complete bowel transection (e.g. wedge resection of Meckel’s Diverticulum).

! Trauma indication (e.g. road traffic accident) ! Gynaecological primary indication (e.g. Hartmann’s during surgery for

ovarian cancer) ! Urological primary indication (e.g. ileal conduit)

Page 8: STARSurgUK Protocol v5.3

@STARSurgUK; [email protected] 8

05 Timeline 1. The study will run over a 14-day, consecutive time period to best suit your

availability: a. Period 1: 0800 Tuesday 24th September to 0759 Monday 7th October. b. Period 2: 0800 Tuesday 1st October to 0759 Monday 14th October. c. Period 3: 0800 Tuesday 8th October to 0759 Monday 21st October.

Where possible (with enough students and support), two teams of students can cover periods 1 and 3 consecutively, working together to deliver 30-day follow-up. This will boost patient inclusion and is encouraged if feasible. 06 Centres

! Any UK hospital that performs gastrointestinal surgery is eligible. ! All participating centres will be required to register their details with the

Steering Committee and complete a pilot. ! Centres must ensure that they can include consecutive patients and provide

>95% data completeness. 07 Local approval All data collected will measure current practice. No changes to normal patient treatment will be made. Therefore, this study should be registered as an audit of current practice at each participating centre; evidence to support this from the National Research Ethics Service, Research Ethics Committee Chair and Research and Audit Departments is shown in section 18 and Appendix C. It is the responsibility of the local team at each site to ensure appropriate local audit approval (or equivalent) is completed for their centre. Participating centres will be asked to confirm that they have gained formal audit approval at their site. 08 Data Collation and Governance Data will be collected in a Microsoft Excel spreadsheet, due to its relatively greater availability compared to other methods. With Excel, local investigators shall be able to hold their data securely on local hospital computers, before transmitting anonymous data securely. Data should be collected and held on local hospital computers with patient identifiers to facilitate follow-up. Data will then be submitted centrally with all patient identifiers removed (including removal of patient ID). The data should be sent from a secure NHS email address (e.g. hospital email) to a secure nhs.net email address. Files will be encrypted and cleaned to ensure anonymity, being held centrally on password protected NHS computer systems. 09 Pilot In order to overcome a learning curve in identifying patients and relevant data, all participating centres will be asked to complete patient identification and the initial stages of the data collection form for one day in the week leading up to the main

Page 9: STARSurgUK Protocol v5.3

@STARSurgUK; [email protected] 9

starting date. This will also familiarise local teams with hospital pathways and data systems. Any problems encountered will be addressed through email ([email protected] ) with the steering committee and teleconferencing where appropriate. Along with a minimum required data completeness (95%) and investigator meeting, this is a measure for quality assurance. 10 Dataset Data domains that relate to the patient, surgeon, operation, hospital, operative method and postoperative period will be collected. A complete list of data fields and corresponding definitions is provided below. In order to maximise completion of data, the minimum required dataset has been designed to be brief and to test only those variables that are needed to accurately risk adjust outcomes relating to the primary audit question. Without adjusting for cardiovascular risk and diabetic status, it is likely that any findings would be biased. The data collection Excel spreadsheet should be password protected and held securely. An example of completed fields for the form is shown in the appendix. 11 Outcome Measures Primary outcome measure The primary outcome measure is the 30-day adverse event rate. This will be defined as Clavien-Dindo grade III-V complications. The Clavien-Dindo classification is an internationally standardised and validated scoring system for post-operative complications (see data definitions). Complications will further be analysed stratified for severity. Additional data shall be collected relating to anastomotic leak, wound infection and intra-abdominal/pelvic abscess. The Centre for Disease Control definition of wound infection will be used (definitions for surgical-site infection, SSI)14. Secondary outcome measures The secondary outcome measure will be the 30-day mortality rate. Analysis of all outcome measures will be performed blinded to the identity of both the patient and the surgeon. 12 Missing Data In order to maximise data completion and to emphasise its importance to collaborators, contributing centres with >5% missing data (i.e., less than 95% completeness) will be excluded from the study. Regular reminders will be sent to participating centres. An additional regression model using a multiple imputation dataset will be tested. 13 Follow-up The primary and secondary outcome measures will be recorded if they occurred at any point from the post-operative Day 1 to postoperative Day 30. Since this is an

Page 10: STARSurgUK Protocol v5.3

@STARSurgUK; [email protected] 10

audit of current practice, no changes to normal follow-up should be made. However, centres should be proactive in identifying post-operative events (or an absence of them), within the limits of normal follow-up. Local follow-up arrangements may include:

! Review the patient, or patient notes, during admission and before discharge to identify in-hospital complications.

! Review in outpatient clinic by 30 days ! Check hospital records (electronic or paper) or handover lists for re-

attendances or re-admissions. ! Check for A&E re-attendances.

14 Statistical analysis At an average rate of 20 bowel resections in a 14-day period from 45 centres, this study should include a minimum of 900 patients. Previous research has shown that approximately one third of patients will receive an NSAID. This will provide at least 80% power to detect a meaningful increase in the adverse event rate seen with NSAIDs, from 15% to 25% (α =0.05, matched 1 experimental [n=300]:2 control [n=600], power = 0.95). Differences between demographic groups will be tested with the χ2 test. Multivariable binary logistic regression will be used to test the influence of variables on the outcome measures. Variables entered into these models will be those that were clinically plausible and that occurred before the outcome event. They will be pre-defined, and used to adjust the main explanatory variables irrespective of statistical outcome. To confirm the validity of models, taking into account the random variation of different hospitals and the potential for missing data, the following models will be created:

! A multilevel model, including the patient at the first level, and the hospital as a random effect at the second level.

! A single level, fixed effect regression model using complete case analysis. ! To test for the impact of missing data, the single level model will be repeated

with a multiply imputed dataset. Model fit and calibration will be tested. Data will be analysed using SPSS version 19.0 and the R Foundation Statistical Programme 3.0.0. One of the authors experienced in this type of statistics will perform this analysis (AB). 15 Organisation

! A core Steering Committee will be responsible for protocol design, data handling, analysis and drafting of the paper.

! The Steering Committee will be responsible for use of data. ! In each centre, a medical student will need to form a mini-team with an FY1-

consultant grade doctor. An additional student or doctor will make this team up to three people per centre. Please see Appendix A for how to achieve this.

Page 11: STARSurgUK Protocol v5.3

@STARSurgUK; [email protected] 11

! Together, these mini-teams should gain audit approval with support from a local consultant, put in place means of identifying all eligible patients and all the required data, and plan to ensure data completeness.

! Each mini-team is responsible for audit registration, accuracy of data, anonymising data, completeness of collaborator/centre name

! Students can form mini-teams by either approaching doctors in their local hospital, or by approaching a member of an existing registrar led research collaborative (http://www.asit.org/resources/collaboratives).

16 Delivery Medical students will disseminate and deliver this study. Existing networks, social media and medical school Surgical Societies will be used to recruit centres. The protocol will be available by email and an instructional YouTube video. Participants are encouraged to share the protocol with interested colleagues. At each medical school, a local lead should take responsibility for dissemination of the protocol and audit tools. Many medical students will not know how to set up and deliver an audit. To help them, we have included a list of key steps. This is also available online as a short instructional YouTube video. Finally, this advice has been placed in a PowerPoint presentation, which local leads can give at group meetings. In order to finalise this and provide the opportunity for feedback, delegates from each medical school will be invited to a meeting at the Royal College of Surgeons, where the protocol will be discussed openly and interactively. The opportunity to discuss tips and tricks will be available. 17 Quality assurance A detailed explanation of the protocol was given to delegates at an investigator meeting at the Royal College of Surgeons of England on 10th September 2013. This was attended by 72 delegates representing 19 medical schools and approximately 40 mini-teams. There were ample opportunities for delegates to ask questions. Minor revisions were made to the protocol following this meeting.. In order to ensure that all collaborators have good understanding of the audit’s inclusion and exclusion criteria and are able to accurately use the Clavien-Dindo classification, an online e-learning module has been prepared. All collaborators shall be asked to complete this module (pass mark is 100%) prior to starting data collection. 18 Audit Registration Local mini-teams should use the guides within this protocol to register this study as an audit at their centre. We have sought the following confirmation that this project falls under the domain of Clinical Audit and/or Service Evaluation:

1. Separate advice in writing from Hillingdon Hospital and Norfolk & Norwich University Hospitals Research and Development Departments, who approved this study as an audit.

Page 12: STARSurgUK Protocol v5.3

@STARSurgUK; [email protected] 12

2. National Research Ethics Service online Health Research Authority Decision Tool report.

3. Written confirmation via the National Research Ethics Service query submission service (http://www.nres.nhs.uk/applications/is-your-project-research/).

4. Protocol review and written confirmation of audit (and not research) status from a Research and Ethics Committee Chairman.

This confirms that you should register with your audit department. The above evidence is shown in Appendix C, which you may use to support your application. 19 Dissemination Participants shall present their local data at their department audit/ clinical governance meeting. National data shall be presented at a national conference and will be submitted for publication in a peer-reviewed journal. 20 Authorship A maximum of three collaborators per mini-team for each two week data collection/ follow-up period at each centre will be listed as ‘Pubmed’ citable authors. Submitting centres with >5% missing data will result in exclusion of that centre from analysis; this includes authorship. Approval to participate from a consultant/senior does not alone constitute authorship; each collaborator should participate in creating the local system, registering the audit, identifying patients, collecting data, and completing follow-up.

Page 13: STARSurgUK Protocol v5.3

@STARSurgUK; [email protected] 13

Appendix(A:(Key(steps(for(successful(inclusion(of(your(centre(

1. Form a mini-team. A medical student should be leading the team and driving this forward. You should be aiming to work with at least one motivated junior doctor. You should identify someone suitable: someone you know working there (e.g. an FY1), a junior doctors you don’t know but who works on the team, the consultant who will be supervising you, the consultant in charge of audit. You can also walk onto the ward, speak to an FY1 and ask them who the best FY1/2 is to help you run this; this approach often succeeds. If you struggle, please contact us and we will try and find someone. Your local registrar collaboratives are also likely to have someone working in that hospital (http://www.asit.org/resources/collaboratives ).

2. Choose your 14 day consecutive period to best suit your availability: a. Period 1: 0800 Tuesday 24th September to 0759 Monday 7th October. b. Period 2: 0800 Tuesday 1st October to 0759 Monday 14th October. c. Period 3: 0800 Tuesday 8th October to 0759 Monday 21st October.

Where possible (with enough students and support), two teams of students can cover periods 1 and 3 consecutively, working together to deliver 30-day follow-up.

3. Ensure that you gain formal audit approval from your hospital’s clinical audit department. You will need a consultant surgeon to support you and sign the hospital’s audit form. You should use this protocol to complete and support your audit proposal. It is essential that you begin this process immediately; approval can take up to a month in some instances. You may have to go to the hospital before your placement formally starts to ensure you’ll be ready. See below: ‘How to register your audit’.

4. Complete a practice audit day: Complete 1 day of audit in your hospital of choice in the week prior to the main start day, and record the relevant information on the designated data collection form. This will allow you to become familiar with the best way to identify patients, and data collection methodology. Contact us with any queries from the day. This will allow the steering committee to iron-out any unidentified problems.

5. Check regularly for follow-up information for your patient cohort for a 30-day period. Identify patients and enter ongoing data; this study is prospective. Do not wait until the end of the audit period; that is retrospective. Talk to your chosen consultant about the best way to do this, which will vary from centre to centre, and may include:

! Review the patient, or patient notes, during admission and before discharge to identify in-hospital complications.

! Review in outpatient clinic by 30 days ! Check hospital records (electronic or paper) or handover lists for re-attendances

or re-admissions; check for A&E re-attendances.

Be proactive in identifying post-operative adverse events (e.g. visit patients on the ward, discuss with medical team, daily checking of hospital notes etc.). This will prevent under-estimating true rates.

6. Avoid missing data; complete all fields. If more than 5% of patients at your centre are missing data, your centre and name cannot be included. Don’t add or remove any columns from the spreadsheet.

7. Anonymise your dataset: Data protection is essential. Please delete column A (the first column, patient ID number) before emailing your dataset back to us.

Page 14: STARSurgUK Protocol v5.3

@STARSurgUK; [email protected] 14

Appendix(B:(How(to(register(an(audit(( This may seem daunting but is in fact quite straight forwards. Every hospital has an audit department and it is a simple case of approaching them with the information we have prepared.

1. There is a lot to do in order to create a team, register and approve the audit, and identify ways to collect data. The best way is to start at least a month before the study opening date. If your placement does formally begin by then, you should to go to the hospital or make contact before then. Registering the audit, and receiving approval back, can take a month (although is often quicker).

2. Create a mini-team for your audit. Approach someone you know (e.g. an FY1-2), the consultant who will be supervising you, someone working in the surgical team (who you may not know), or contact us and we will try and find someone suitable for you.

3. Contact your hospital’s Clinical Audit Department

Preferably by phone in the first instance and then by email. They will provide you with a standard audit form to complete, via email or from the intranet. You can copy and paste from this protocol. We have provided a sample letter from the Research and Development Department of a participating centre, who agree that this is an audit. This can be used to support your application (although it carries no specific permission for your hospital). Ensure that the audit department know that this is part of a larger project and that you will send anonymised data for central collation via secure nhs.net email addresses. The junior doctor on your team can help you with this.

4. Consultant signature

Once the form is completed, you may need to ask your supervising consultant to sign it. The junior doctor on your team can help you with this.

5. Form submission Submit the form and protocol to the Audit Department as soon as possible. Keep the written approval somewhere safe (this may be an email), as you will be asked to confirm that formal approval was granted.

Page 15: STARSurgUK Protocol v5.3

@STARSurgUK; [email protected] 15

Appendix(C:(Audit(Confirmations((!!!

Switchboard: 01895 238282 Main Fax: 01895 811687 Minicom (Text Phone): 01895 279379

The Hillingdon Hospital with Mount Vernon

Research and Development Office Education Centre

Hillingdon Hospital Pield Health Road

Uxbridge Middlesex

6th August 2013

Chetan Khatri, Medical Student Hillingdon Hospital Dear Chetan, Re Audit Project A multi-centre, medical student led, snapshot audit of the effect NSAIDs have on post-operative adverse events following elective and emergency bowel resection Thank you for your emails with details of the above project you are requesting to carry out at the Hillingdon Hospital NHS Trust. I have reviewed the protocol and you have given me the following assurance regarding the data protection issues, which were my only concerns. You have agreed:-

In the spreadsheet where data is inputted to highlight the importance of removing patient ID field before submission

In instructions to potential centres highlight the importance again Accept data only by nhs net emails, both sent from and to.

I confirm that, in my opinion, this study is not research and probably fall under the Audit / service evaluation category. Before  you  start  your  project  you  will  need  to  get  the  approval  of  the  consultants  whose  patients’  data    you are reviewing and it will to be logged with Anita Maudsley in the Clinical Audit Department at the Trust (extension 3787). Please do not hesitate to contact me if I can be of further assistance Yours faithfully,

Gay Bineham R&D Manager

!

Page 16: STARSurgUK Protocol v5.3

@STARSurgUK; [email protected] 16

Page 17: STARSurgUK Protocol v5.3

@STARSurgUK; [email protected] 17

National Research and Ethics Service online Decision Tool confirmation of clinical audit status!!!

!!!!!

Page 18: STARSurgUK Protocol v5.3

@STARSurgUK; [email protected] 18

National Research and Ethics Service submission query response (http://www.nres.nhs.uk/applications/is-your-project-research/) !!!!

!!!

Page 19: STARSurgUK Protocol v5.3

@STARSurgUK; [email protected] 19

Protocol review and audit confirmation from a Research Ethics Committee Chairman!!

From: "Norfolk NRESCommittee.EastofEngland- (HEALTH RESEARCH AUTHORITY)" <[email protected]> Subject: RE: A multicentre assessment of NSAIDs as risk factors for post-operative adverse events Date: 13 September 2013 15:53:58 BST To: Dmitri Nepogodiev <[email protected]> Dear Dimitri, I have had a reply from the Chair of the Norfolk REC - "I am happy to agree with the two rulings already made in this case that this is audit (or at least not research) on the grounds that anonymisation is complete and no new data are being generated." I hope that this is helpful. Kind regards Tracy Tracy Leavesley | REC Manager East of England Norfolk REC and East Midlands Derby REC Carolyn Halliwell | REC Assistant East of England Norfolk REC and East Midlands Derby REC The Old Chapel, Royal Standard Place, Nottingham NG1 6FS - Telephone 0115 883 9436 or 0115 883 9368 www.hra.nhs.uk and www.nres.nhs.uk If your email is regarding a formal request for information under the Freedom of Information Act, please resend to [email protected] to ensure it is dealt with promptly Streamline your research application process with IRAS (Integrated Research Application System): www.myresearchproject.org.uk

Page 20: STARSurgUK Protocol v5.3

@STARSurgUK; [email protected] 20

-----Original Message----- From: Dmitri Nepogodiev [mailto:[email protected]] Sent: 13 September 2013 11:24 To: Norfolk NRESCommittee.EastofEngland- (HEALTH RESEARCH AUTHORITY) Subject: A multicentre assessment of NSAIDs as risk factors for post-operative adverse events Dear Sir/ Madam, Thank you very much for your kind advice over the phone. I would be very grateful if you could forward the attached documents to Dr Sheldon, Norfolk REC chair. Attached is a letter explaining our request for his advice; the full protocol and a one page summary; and evidence of the advice we have sought up until now. The proposed launch date for the study is in just a few weeks and I recognise we have approached Dr Sheldon at a late stage, but nonetheless I would be grateful if he were able to review this request as soon as his commitments permit. Thank you very much for your help. Yours sincerely, Dmitri !

Page 21: STARSurgUK Protocol v5.3

@STARSurgUK; [email protected] 21

Appendix(D:(Required(data(fields(

A Patient ID Local hospital field; delete before transmission 1 Patient age (whole years) Years 2 Patient gender Male, Female 3 ASA score I, II, III, IV, V 4 History of ischaemic heart

disease Yes, no

5 History of congestive heart failure Yes, no 6 History of cerebrovascular

disease (stroke or transient ischemic attack)

Yes, no

7 History of diabetes No, diet, controlled, tablet controlled, insulin controlled 8 Chronic kidney disease

(creatinine > 177 umol/L) Yes, no

9 Was the patient taking regular aspirin?

Yes, and re-started in first 7 post-op days; yes, but not restarted first 7 post-op days; No

10 Was the patient taking a peri-operative statin? (see definitions)

Yes high dose (40mg +OD simvastatin or equivalent), Yes low dose (5-20mg OD simvastatin or equivalent), No

11 Date of operation DD/MM/YY 12 Time of operation 24 hour clock 13 Operative approach Laparoscopy, laparoscopy converted to open, open 14 Primary operation performed Hartmanns, left hemicolectomy, right hemicolectomy, subtotal

colectomy, panproctocolectomy, anterior resection, abdominoperineal resection, small bowel resection, complete gastrectomy, partial gastrectomy, oesophagectomy, Whipples, other (free text)

15 Elective or Emergency Elective, emergency 16 Anastomosis performed Handsewn, stapled, stoma 17 Stoma formation Planned temporary, permanent, none 18 Underlying pathology/ indication Diverticular disease, hernia, malignancy, polyp, ischaemic bowel,

adhesional obstruction, faecal perforation, ulcerative colitis, Crohn’s disease, post-operative complication, other

19 Highest post-operative glycaemic reading within 72 hours of surgery using finger prick, blood gas or laboratory value (mmol/L).

Value (mmol/L)

20 Post-operative critical care admission?

Planned from theatre, unplanned from theatre, unplanned from ward, none

21 Post-operative ERAS pathway used?

Yes, no

22 Was an NSAID used post-operatively?

Yes - Ibuprofen, Yes -diclofenac, Yes - naproxen, Yes - celecoxib, Yes - rofecoxib, Yes - other, No

23 What day was the first dose of NSAID given?

Day 1-7 (day 1 is day of surgery), none given

24 What dose of NSAID was given? (see definition)

Low, high, none given

25 Total length of stay (days) Days 26 30-day re-admission? Yes, no 27 Surgical Complication Grade

(Clavien-Dindo Classification, list most severe Grade I-V)

None, I, II, III, IV, V

28 Anastomotic leak Yes, no 29 Wound infection Yes, no 30 Intra-abdominal/pelvic abscess Yes, no 31 Cardiovascular event Yes, no

!

Page 22: STARSurgUK Protocol v5.3

@STARSurgUK; [email protected] 22

Appendix(E:(Data(definitions(!This section provides a data dictionary for key terms above, where not self-

explanatory. It also provides information on where will be best to find this data,

shown in italics. Much of this data you can collect yourself once you know how and

have access. Some of it, you may need help from one of the junior doctors in your

mini-team.

! Patient ID (notes) – this is the local patient identifier, to be used to track patients.

This column must be deleted prior to transmission of the final dataset.

! Patient age (notes) – in whole years

! American Society of Anaesthesiologists score (take from anaesthetic chart,

filed in notes)

I – a normal healthy patient II – a patient with mild systemic disease III – a patient with severe systemic disease IV – a patient with severe systemic disease that is a constant threat to life V – a moribund patient not expected to survive without the operation

! Was the patient taking regular aspirin? (current drug chart; admission clerking

document, electronic prescribing; old drug chart filed in notes) – this records

whether a patient was taking regular pre-operative aspirin (for any duration), and

when it was restarted in relation to the first 7 days. If a stat dose was given (e.g.

300mg in treatment of acute coronary syndrome), this will not be captured as this

pre-specified dose is for a specific treatment. No stat doses for analgesia are

anticipated.

! Peri-operative statin use (current drug chart; admission clerking document,

electronic prescribing; old drug chart filed in notes) – peri-operative statin use is

defined as once daily pre-operative use of any duration AND administration in at

Page 23: STARSurgUK Protocol v5.3

@STARSurgUK; [email protected] 23

least one of the first 7 post-operative days. Simvastatin ≥40mg and above is

taken as being high dose. Other statin cut-offs for high doses are:

a. Atorvastatin (Lipitor) ≥20mg b. Rosuvastatin (Crestor) ≥5mg c. Lovastatin ≥80mg d. Pravastatin ≥80mg e. Ezetimibe/Simvastatin (Vytorin) ≥10/10

! Primary operation performed (operation note, filed in notes or on computer) –

this should record the main procedure performed.

! Elective or Emergency (operation note, clinical notes) – Elective surgery is

defined as any planned admission for surgery including expedited surgery;

Emergency surgery is that performed on the same admission as diagnosis.

! Anastomosis performed (operation note, filed in notes or on computer)– any

joining of two completely disjointed ends of bowel. A stapled anastomosis which

is reinforced with handsewn sutures should be recorded as stapled.

! Underlying pathology/indication (clinical notes, or operation note, filed in

notes or on computer) – this should record the main cause leading to surgery.

! Highest post-operative glycaemic reading within 72 hours of surgery

(anaesthetic/recovery chart filed in notes; ITU charts, nursing notes at the end of

the bed) –The highest value in the first 72 hours after surgery should be

recorded, and may either be by finger-prick method, by serum analysis (either

blood gas analysis or laboratory). The value should be given in mmol/l, (convert

from mg/dl at http://www.diabetes.co.uk/blood-sugar-converter.html). If this field

is left blank, it will be assumed that no reading was made. (A blank field will not

contribute to data completeness rate).

Page 24: STARSurgUK Protocol v5.3

@STARSurgUK; [email protected] 24

! Post-operative critical care admission (direct observation, [notes) – A planned

admission is when the decision is made pre-operatively for a planned post-

operative admission to critical care. An unplanned admission occurs when the

patient returned to the ward after theatre and was subsequently transferred to

critical care, or due to intra-operative incident mandating critical care. If no critical

care admission was made, this should be entered as “none.” For this study,

critical care refers to level 2 (high dependency) or 3 (intensive) care. Level 2 care

is typically for detailed observation, single organ support and carries a 1:2

nursing: patient ratio. Level 3 care typically describes multiple organ support and

a 1:1 nursing ratio.

! Post-operative ERAS (Enhanced Recovery After Surgery) programme

(nursing notes at end of the bed) – mark as yes if the patient was part of the

hospital’s ERAS programme.

! Post-operative NSAID administration (current drug chart; old drug chart filed in

notes) –If multiple NSAIDs were used, only one should be recorded in this

preference: diclofenac, ibuprofen, other NSAID.

Page 25: STARSurgUK Protocol v5.3

@STARSurgUK; [email protected] 25

! NSAID dose (current drug chart; old drug chart filed in notes) – These have

been calculated based on cut-offs at the recommended daily dose. In the post-

operative setting, the recommended daily allowance represents high dose; ‘stat’

or intermittent administration represents low dose.

NSAID type Low dose High dose Diclofenac < 100mg daily ≥ 100mg daily

Ibuprofen < 1200mg daily ≥ 1200mg daily

Naproxen < 750mg daily ≥ 750mg daily

Celecoxib < 200mg daily ≥ 400mg daily

Rofecoxib < 12.5mg daily ≥ 25mg daily

Others: see http://www.ncbi.nlm.nih.gov/books/NBK42997/

See low dose section

See medium and high dose section

! Length of stay (computers/ notes) – calculated from the day of admission to the

day of discharge. The day of admission counts as day 1, and the day of

discharge as a whole day. Thus staying from Monday to Friday counts as a 5-

day length of stay (“5” should be entered).

! 30-day readmission (computer, notes) – related to re-admission to the same or

any other hospital following discharge, by Day 30.

! Anastomotic leak (computer, notes, radiology systems, outpatients)– defined as

an anastomotic leak detected clinically/symptomatically, radiologically, and/or

intra-operatively.

! Pelvic abscess (computer, notes, radiology systems, outpatients) – detected

clinically/ symptomatically, radiologically, or intra-operatively.

Page 26: STARSurgUK Protocol v5.3

@STARSurgUK; [email protected] 26

! Wound infection (computer, notes, outpatients)– We advise adherence to the

Centre for Disease Control’s definition of surgical site infection, which is any one

of:

(1) Purulent drainage from the incision

(2) At least two of: pain or tenderness; localised swelling; redness; heat; fever;

AND The incision is opened deliberately to manage infection or the clinician

diagnoses a surgical site infection

(3) Wound organisms AND pus cells from aspirate/ swab

! Cardiovascular event (computer, notes, outpatients)– include myocardial

infarction, unstable angina, sudden death from cardiac causes, ischaemic and

haemorrhagic stroke, transient ischaemic attack, peripheral arterial thrombosis,

peripheral venous thrombosis and pulmonary embolus7.

Page 27: STARSurgUK Protocol v5.3

@STARSurgUK; [email protected] 27

! Clavien-Dindo Classification of Surgical Complications12 (computer, notes,

outpatients – this relates to unplanned post-operative events).

In the Clavien-Dindo classification, the factor determining the severity of a

complication is the treatment required. Consequently, a given complication may

be graded differently depending on how it has been managed. For example, an

anastomotic leak may be managed just with antibiotics if it is contained (grade II)

or it may require re-operation (grade III). Intra-operative complications are not

considered, except intra-operative death (grade V). All post-operative adverse

events, even when there is no direct relationship to the surgery, are included. All

adverse events up to 30 days post-op are included, even if the patient had been

discharged. Negative exploratory laparotomies are considered to be diagnostic

procedures and should not be considered to be a complication. The highest

grade of complication experienced by the patient should be recorded.

Grade Definition (Examples listed in italics)

I Any deviation from the normal postoperative course without the need for pharmacological treatment other than the “allowed therapeutic regimens”, or surgical, endoscopic and radiological interventions Allowed therapeutic regimens are: drugs as antiemetics, antipyretics, analgesics, diuretics and electrolytes. This grade also includes physiotherapy and wound infections opened at the bedside but not treated with antibiotics. Examples: Ileus, thrombophlebitis

II Requiring pharmacological treatment with drugs beyond those allowed for grade I complications. Blood transfusions and total parenteral nutrition are also included. Examples: Surgical site infection treated with antibiotics, myocardial infarction treated medically, deep venous thrombosis treated with clexane, pneumonia or urinary tract infection treated with antibiotics

III Requiring surgical, endoscopic or radiological intervention. Examples: Return to theatre for any reason, endoscopic therapy, interventional radiology

IV Life-threatening complication requiring critical care management; CNS complications including brain haemorrhage and ischemic stroke (excluding TIA), sub-arrachnoidal bleeding. Examples: Single or multiorgan dysfunction requiring critical care management, e.g. pneumonia with ventilator support, renal failure with filtration

V Death of a patient

Page 28: STARSurgUK Protocol v5.3

@STARSurgUK; [email protected] 28

Appendix(F:(Completed(fields(in(the(data((

(

!!!

Page 29: STARSurgUK Protocol v5.3

@STARSurgUK; [email protected] 29

Appendix(G:(Projected(timeline(

1. August 2013 – develop networks, advertising and student registration (via

web survey)

2. Tuesday, 10 September – meeting for delegates at Royal College of

Surgeons

3. Consecutive 14-day period for patient inclusion is either (choose ONE which

is better for your timetable):

a. Period 1: 0800 Tuesday 24th September to 0759 Monday 7th October.

b. Period 2: 0800 Tuesday 1st October to 0759 Monday 14th October.

c. Period 3: 0800 Tuesday 8th October to 0759 Monday 21st October.

Where possible (with enough students and support), two teams of students

can cover periods 1 and 3 consecutively, working together to deliver 30-day

follow-up.

4. Taking the day of surgery as Day 1, 30 day follow-up is completed for the last

patient on either

a. Period 1: Monday 4th November

b. Period 2: Monday 11th November

c. Period 3: Monday 18th November

5. Return of data by 1st December

6. March 2014 – presentation at the Association of Surgeons in Training (ASiT)

Conference

Page 30: STARSurgUK Protocol v5.3

@STARSurgUK; [email protected] 30

Appendix(H:(References(

1. Gustafsson UO, Scott MJ, Schwenk W, Demartines N, Roulin D, Francis N, McNaught CE, MacFie J, Liberman AS, Soop M, Hill A, Kennedy RH, Lobo DN, Fearon K, Ljungqvist O. Guidelines for perioperative care in elective colonic surgery: Enhanced Recovery After Surgery (ERAS(R)) Society recommendations. Clin Nutr 2012;31(6): 783-800.

2. Nygren J, Thacker J, Carli F, Fearon KC, Norderval S, Lobo DN, Ljungqvist O, Soop M, Ramirez J. Guidelines for perioperative care in elective rectal/pelvic surgery: Enhanced Recovery After Surgery (ERAS(R)) Society recommendations. Clin Nutr 2012;31(6): 801-816.

3. Klein M, Gogenur I, Rosenberg J. Postoperative use of non-steroidal anti-inflammatory drugs in patients with anastomotic leakage requiring reoperation after colorectal resection: cohort study based on prospective data. Bmj 2012;345: e6166.

4. Gorissen KJ, Benning D, Berghmans T, Snoeijs MG, Sosef MN, Hulsewe KW, Luyer MD. Risk of anastomotic leakage with non-steroidal anti-inflammatory drugs in colorectal surgery. Br J Surg 2012;99(5): 721-727.

5. Holte K, Andersen J, Jakobsen DH, Kehlet H. Cyclo-oxygenase 2 inhibitors and the risk of anastomotic leakage after fast-track colonic surgery. Br J Surg 2009;96(6): 650-654.

6. Vascular and upper gastrointestinal effects of non-steroidal anti-inflammatory drugs: meta-analyses of individual participant data from randomised trials. Lancet 2013.

7. Bresalier RS, Sandler RS, Quan H, Bolognese JA, Oxenius B, Horgan K, Lines C, Riddell R, Morton D, Lanas A, Konstam MA, Baron JA. Cardiovascular events associated with rofecoxib in a colorectal adenoma chemoprevention trial. N Engl J Med 2005;352(11): 1092-1102.

8. Cahill RA, Sheehan KM, Scanlon RW, Murray FE, Kay EW, Redmond HP. Effects of a selective cyclo-oxygenase 2 inhibitor on colonic anastomotic and skin wound integrity. Br J Surg 2004;91(12): 1613-1618.

9. Neuss H, Raue W, Muller V, Weichert W, Schwenk W, Mall JW. Effects of cyclooxygenase inhibition on anastomotic healing following large bowel resection in a rabbit model--a randomized, blinded, placebo-controlled trial. Int J Colorectal Dis 2009;24(5): 551-557.

10. The Royal College of Surgeons of England/Department of Health. The Higher Risk General Surgical Patient: towards improved care for a forgotten group. Available from http://www.rcseng.ac.uk/publications/docs/higher-risk-surgical-patient/ (accessed July 2013).

11. Multicentre observational study of performance variation in provision and outcome of emergency appendicectomy. Br J Surg 2013;100(9): 1240-1252.

12. Clavien PA, Barkun J, de Oliveira ML, Vauthey JN, Dindo D, Schulick RD, de Santibanes E, Pekolj J, Slankamenac K, Bassi C, Graf R, Vonlanthen R, Padbury R, Cameron JL, Makuuchi M. The Clavien-Dindo classification of surgical complications: five-year experience. Ann Surg 2009;250(2): 187-196.

13. Saunders DI, Murray D, Pichel AC, Varley S, Peden CJ. Variations in mortality after emergency laparotomy: the first report of the UK Emergency Laparotomy Network. Br J Anaesth 2012;109(3): 368-375.

14. Horan TC, Andrus M, Dudeck MA. CDC/NHSN surveillance definition of health care-associated infection and criteria for specific types of infections in the acute care setting. Am J Infect Control 2008;36(5): 309-332.

!