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Production of rare earth oxides Assessment of the environmental impacts in two Chinese mines Dissertation for the Master of Science in Environmental Systems Engineering Aländji BOUORAKIMA Supervisor: Julia STEGEMANN University College London Department of Civil, Environmental & Geomatic Engineering London, United Kingdom, September 2011

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UCL dissertation focusing on the environmental impacts of rare earth oxide production in two Chinese mines.

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Page 1: Production of rare earth oxides

Production of rare earth oxides

Assessment of the environmental impacts in two Chinese mines

Dissertation for the Master of Science in

Environmental Systems Engineering

A l ä n d j i B O U O R A K I M A

S u p e r v i s o r : J u l i a S T E G E M A N N

University College London

Department of Civil, Environmental & Geomatic Engineering London, United Kingdom, September 2011

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Abstract

The recent interest in environmental friendly technologies has created a significant increase in the demand of rare earths. Rare earths are indeed used in many applications (e.g. car electric batteries, rechargeable batteries, energy saving light bulbs) because of their specific properties. As such, it was interesting to shed a light on the environmental cost of producing these rare earths.

Thus, this study aims at determining the different environmental impacts from producing rare earth. It appraises the impacts from the mining of virgin ore until the production of rare earth oxides (which is the most commonly used and produced form of rare earth). This study focuses on two Chinese deposits (Bayan Obo and Maoniuping) that account for 70% of the world production of rare earths.

After two literature reviews describing firstly the rare earth market and then the processes used in the two deposits, the emphasis is laid on the life cycle assessment methodology. Based on both data collected in the literature reviews and personal estimations, the life cycle assessment is carried out using a standardised methodology.

As a result, the environmental impacts of producing rare earth oxide are assessed regarding the following categories: global warming, acidification, eutrophication, radioactive waste generation, land use and toxicity in wastewaters.

To conclude, on the one hand this study provides an extensive analysis of rare earths in general, then it describes in detail the two biggest mines presently in operations. On the other hand, the life cycle assessment methodology provides results concerning six different impact categories. These results are potentially generalizable since it appraises generic processes to this industry. This study can be useful to whoever is trying to measure the environmental impacts of a product that contains rare earth oxides.

Keywords: rare earths, rare earth oxide, life cycle assessment, Chinese rare earths,

Bayan Obo, Baotou, Maoniuping, environmental impacts.

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Acknowledgement

I would like to thank Julia Stegemann whose help was invaluable to me. She gave me the proper advices at the proper times and helped me to design this study from the beginning to the end. Thanks to her, I have enjoyed carrying out this study.

I also would like to express my thanks to Marie for her support.

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Table of contents

1.   Introduction ....................................................................................................... 15  1.1.   Background information ............................................................................. 15  1.2.   Aim of the study ......................................................................................... 16  1.3.   Objectives ................................................................................................... 16  1.4.   Approach .................................................................................................... 16  

2.   Information on rare earth elements .................................................................... 17  2.1.   How rare are rare earths? ............................................................................ 17  2.2.   Description of the main rare earth minerals ............................................... 18  2.3.   Description of the rare earth reserves ......................................................... 22  2.4.   Historical production of rare earth oxide .................................................... 22  2.5.   Description of the main applications of the rare earth elements ................ 24  

3.   Production of rare earth elements ...................................................................... 27  3.1.   World production of rare earth elements .................................................... 27  3.2.   Chinese production of rare earths ............................................................... 27  3.3.   Prospective other productions .................................................................... 30  

4.   Scope refining .................................................................................................... 32  5.   Bayan Obo deposit ............................................................................................ 32  

5.1.   Description of the deposit ........................................................................... 32  5.2.   Composition of the original ore .................................................................. 32  5.3.   Description of the beneficiation process .................................................... 32  5.4.   Composition of the mixed rare earth concentrate ....................................... 34  5.5.   Processing of the mixed rare earth concentrate .......................................... 34  5.6.   Obtaining of rare earth oxides .................................................................... 34  

6.   Maoniuping deposit ........................................................................................... 37  6.1.   Description of the deposit ........................................................................... 37  6.2.   Composition of the original ore .................................................................. 38  6.3.   Description of the beneficiation process .................................................... 38  6.4.   Processing of the mixed rare earth concentrate .......................................... 40  6.5.   Obtaining of rare earth oxides .................................................................... 40  

7.   Life cycle assessment methodology .................................................................. 42  8.   Goal definition and scope .................................................................................. 42  

8.1.   Goal of the life cycle assessment ................................................................ 42  8.2.   Level of specificity ..................................................................................... 43  

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8.3.   Display of results ........................................................................................ 43  8.4.   Scope of the life cycle assessment .............................................................. 43  8.5.   Guideline to life cycle assessment methodology ........................................ 43  

9.   Process Modelling: ............................................................................................ 43  9.1.   Bayan Obo deposit ..................................................................................... 43  9.2.   Maoniuping deposit .................................................................................... 51  

10.   Life Cycle inventory ........................................................................................ 57  10.1.   Input of chemicals, energy and explosives ............................................... 57  10.2.   Air emissions ............................................................................................ 57  10.3.   Output of wastes and chemicals ............................................................... 57  

11.   Life Cycle Impact Assessment ........................................................................ 62  11.1.   Global Warming ....................................................................................... 62  11.2.   Acidification ............................................................................................. 63  11.3.   Eutrophication .......................................................................................... 64  11.4.   Radioactive waste generation ................................................................... 64  11.5.   Land use ................................................................................................... 65  11.6.   Toxic chemical discharge in wastewater .................................................. 65  

12.   Life Cycle Interpretation ................................................................................. 67  12.1.   Identification of the significant issues ...................................................... 67  12.2.   Completeness, sensitivity and consistency of data ................................... 68  12.3.   Conclusions of the life cycle assessment .................................................. 70  

13.   Conclusion ....................................................................................................... 74  

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List of figures

Figure 1: Relative abundance of chemical elements in the Earth's crust (Haxel 2002) ..... 17  Figure 2: Concentrations of rare earth elements in the Earth’s crust (Tyler 2004) ........... 18  Figure 3: Contents of the main rare earth elements in bastnaesite for two mines

(Kingsnorth 2010) ............................................................................................. 19  Figure 4: Contents of the main rare earth elements in monazite for three deposits

(Kingsnorth 2010) ............................................................................................. 20  Figure 5: Contents of the main rare earth elements in xenotime (Kingsnorth 2010) ........ 20  Figure 6: Contents of the main rare earth elements in Chinese ionic clays (Kingsnorth

2010) .................................................................................................................. 21  Figure 7: Breakdown of the economically viable rare earth resource (USGS 2011) ........ 22  Figure 8: Global production of rare earth oxide (USGS 2010) ......................................... 23  Figure 9: World production of rare earth oxides from 1950 to 2000 (Haxel 2002) .......... 23  Figure 10: Global rare earth consumption in 2006 (Roskill 2007) .................................... 24  Figure 11: Global production of rare earth oxides in 2010 (USGS 2011) ......................... 27  Figure 12: Breakdown of rare earth oxide-content at Bayan Obo (Crédit Suisse 2011) ... 28  Figure 13: Bastnaesite content of rare earth elements at Maoniuping (Spooner 2005) ..... 29  Figure 14: Ionic clay content of rare earth elements at Longnan (Crédit Suisse 2011) ..... 29  Figure 15: Distribution of the Chinese production of rare earths in 2010 ......................... 30  Figure 16: Composition by weight of the mixed bastnaesite-monazite concentrate

(Wang et al. 2002) ............................................................................................. 34  Figure 17: Composition of a tonne of rare earth oxides produced from Bayan Obo ore

(Spooner 2005) .................................................................................................. 37  Figure 18: Composition of the ore in Maoniuping’s mineral (Zhu et al. 2000) ................ 38  Figure 19: Composition of a tonne of rare earth oxides produced from Maoniuping ore

(Spooner 2005) .................................................................................................. 40  Figure 20: Beneficiation process in Bayan Obo for one tonne of original rock ................ 47  Figure 21: Beneficiation process in Maoniuping for one tonne of original rock ............... 51  Figure 22: Separation factor of rare earths in the Ln(III)-HCl-EHEHPA system (Sato

1989) .................................................................................................................. 83  Figure 23: Separation flowsheet for bastnasite (Yan et al. 2006) ...................................... 83  Figure 24: Relative proportion of light rare earth elements in Bayan Obo concentrate

(Spooner 2005) .................................................................................................. 85  Figure 25: Relative proportion of light rare earth elements in Maoniuping concentrate ... 87  

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List of tables

Table 1: Categorisation of rare earth elements (Hedrick 2010) ........................................... 15  Table 2: Beneficiation process in Bayan Obo ...................................................................... 33  Table 3: Processing of mixed rare earth concentrate in Bayan Obo .................................... 35  Table 4: Separation and refining processes in Bayan Obo .................................................. 36  Table 5: Beneficiation process in Maoniuping .................................................................... 39  Table 6: Processing of rare earth concentrate in Maoniuping ............................................. 41  Table 7: Summary of the mining and comminution processes modelling ........................... 46  Table 8: Summary of the beneficiation modelling .............................................................. 46  Table 9: Summary of the stoichiometric coefficients in Bayan Obo ................................... 50  Table 10: Summary of the beneficiation modelling in Maoniuping .................................... 53  Table 11: Summary of the mining and comminution processes modelling in Maoniuping 53  Table 12: Summary of the stoichiometric coefficients in Maoniuping ............................... 56  Table 13: Required inputs for the different stages ............................................................... 58  Table 14: Emission to the air during processes in Bayan Obo ............................................ 59  Table 15: Outputs discharged .............................................................................................. 59  Table 16: Impact indicator for global warming ................................................................... 62  Table 17: Impact indicator for acidification ........................................................................ 63  Table 18: Impact indicator for eutrophication ..................................................................... 64  Table 19: Impact indicator for radioactive waste generation ............................................... 64  Table 20: Impact indicator for land use ............................................................................... 65  Table 21: Impact indicator for toxicity in wastewater ......................................................... 66  Table 22: Assumptions analysis ........................................................................................... 69  Table 23: Calculation of the chemical inputs for Bayan Obo .............................................. 88  Table 24: Calculation of the chemical outputs for Bayan Obo ............................................ 89  Table 25: Calculation of the chemical inputs for Maoniuping ............................................ 91  Table 26: Calculation of the chemical outputs for Maoniuping .......................................... 92  Table 27: CO2 emissions for mining operations ................................................................. 94  Table 28: CO2 emissions from electricity use ..................................................................... 94  Table 29: Calculation of the SO2 emissions ........................................................................ 95  Table 30: Acidification potential characterisation factors (Azapagic 2011) ....................... 95  Table 31: Acidification potential of different chemicals ..................................................... 95  Table 32: Eutrophication potential characterisation factors (Azapagic 2011) ..................... 96  Table 33: Eutrophication potential of different chemicals .................................................. 96  

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Table 34: Activity in waste slag ........................................................................................... 97  Table 35: Activity in wastewater ......................................................................................... 97  

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List of abbreviations

GWh gigawatt-hour (109 Wh)

kWh kilowatt-hour (103 Wh) MWh megawatt-hour (106 Wh)

Mt megatonne (106 t) LCA life cycle assessment

LCI life cycle inventory LCIA life cycle impact assessment

REE(s) rare earth element(s) REO(s) rare earth oxide(s)

t tonne tpd tonne per day

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1. Introduction 1.1. Background information

Rare earth elements (abbreviated as REE, also called rare earth metals) are a group of 17 chemical elements. They are all part of the third column of the periodic table and possess therefore similar chemical and physical features (Hedrick 2000).

They are divided into two groups: light REEs and heavy REEs. Table 1 gives information on REEs and the group to which they belong.

Table 1: Categorisation of rare earth elements (Hedrick 2010)

Chemical  element   Abbreviation   Atomic  Number   Category  

Scandium   Sc 21 None 1

Lanthanum   La 57

Light REEs

Cerium   Ce 58

Praseodymium   Pr 59

Neodymium   Nd 60

Promethium   Pm 61

Samarium   Sm 62

Europium   Eu 63

Gadolinium   Gd 64

Yttrium   Y 39

Heavy REEs

Terbium   Tb 65

Dysprosium   Dy 66

Holmium   Ho 67

Erbium   Er 68

Thulium   Tm 69

Ytterbium   Yb 70

Lutetium   Lu 71

1 Scandium has physical properties that make it impossible to classify as either light

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REEs have become topical because they are found in many technological applications of daily life and notably many green technologies such as wind turbines, recyclable batteries, electric vehicles or compact fluorescent lamps (see 2.5).

Since these elements are common in modern life, this report considers the impacts of extracting and producing REEs.

REEs exist in several forms (rare earth chlorides, metals, carbonates, oxides, etc.). However, only rare earth oxides (and rare earth metal to a lesser extent) are of interest for industrial applications (Kingsnorth 2010).

1.2. Aim of the study The aim of this study is to assess some of the environmental impacts related to the

production of rare earth oxides (REOs).

1.3. Objectives The objectives of this study are as follows: - describe precisely the rare earth market (e.g. production, applications) - select the most representative mines - refine the scope of the study - develop a model representing the processes taking place in these mines - determine a suitable method for measuring the impacts - assess both quantitatively and qualitatively the environmental impacts

1.4. Approach In order to complete the objectives, the study was decomposed into several parts.

Firstly, an extensive literature review was carried out with the aim of collecting information on REEs, their minerals, the REE market and their applications. Based on this literature review, it was possible to define the scope of the study and single out two mines for the next step.

Secondly a further literature review was conducted to describe and understand the processes to produce REO. This second literature review was used to help build models representing these processes.

Thirdly, life cycle assessment was applied to the models developed in the previous section using data extracted from the literature.

Finally, the results were discussed.

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2. Information on rare earth elements 2.1. How rare are rare earths?

Although they are called rare earths, some of these elements are quite abundant in the Earth’s crust (Ce is the 25th most abundant elements in the Earth’s crust) and the scarcest of them (Tm and Lu) are even 200 times more abundant than gold (Hedrick 2000; Haxel 2002).

One REE, promethium, is a radioactive element with a half-life of 17.7 years for its main isotope. As a result, it does not exist naturally.

Figure 1 and Figure 2 illustrate the abundance of REEs both relatively to other elements and quantitatively.

Figure 1: Relative abundance of chemical elements in the Earth's crust (Haxel 2002)

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Figure 2: Concentrations of rare earth elements in the Earth’s crust (Tyler 2004)

2.2. Description of the main rare earth minerals According to Kanazawa and Kamitani, around 200 different types of rare earth

minerals have been reported (Kanazawa and Kamitani 2006). However, in practice, the extraction of REEs relies primarily on four different minerals:

• Bastnaesite • Monazite • Xenotime • Ion adsorption clays

This is notably due to their high contents of REO. These four minerals account for 90% of economic production of REEs (Roskill 2007).

2.2.1. Bastnaesite Bastnaesite is a fluorocarbonate with the following formula: ReFCO3

2. The grade of REES in bastnaesite is up to 75%3.

Bastnaesite is the primary source of light REO (primarily lanthanum, cerium, praseodymium and neodymium oxides) and accounts for more than 80% of the overall amount of REO in the world (Kanazawa and Kamitani 2006; Roskill 2007; Naumov 2008).

Figure 3 illustrates the abundance of the main REEs in bastnaesite.

2 From this point on, the symbol Re represents a rare earth atom. 3 The grade of a mineral is defined as the mass fraction of the REEs in the ore.

0  

10  

20  

30  

40  

50  

60  

70  

Concentration  in  the  Earth's  crust    (ppm

)  

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Figure 3: Contents of the main rare earth elements in bastnaesite for two mines (Kingsnorth 2010)

2.2.2. Monazite Monazite is a rare earth phosphate that contains up to 70% REEs (formula: RePO4).

With bastnaesite, it represents the most important source of light REEs. Until 1965, monazite was the main source of REEs.

It was historically produced as a by-product of sand exploitation. However, nowadays, the production of REEs from monazite has been considerably reduced because of radioactivity caused by thorium and radium impurities (ThO2 has a concentration of 6-7% in monazite produced from mineral sand operations) (Roskill 2007; Naumov 2008; Kingsnorth 2010).

Figure 4 illustrates the abundance of the main REEs in monazite.

0  

10  

20  

30  

40  

50  

60  

Lanthanum   Cerium   Praseodymium   Neodymium  

%  among  rare  earth  elementss  in  

bastnaesite    

USA,  Moutain  Pass  

China,  Baiyun  Obo  

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Figure 4: Contents of the main rare earth elements in monazite for three deposits (Kingsnorth 2010)

2.2.3. Xenotime Xenotime is a phosphate which is composed primarily of yttrium (YPO4). This

mineral contains generally around 55% of REO. Moreover, it contains a particularly high rate of heavy REEs which makes it valuable.

This mineral occurs usually in rocks that also contain uranium and thorium. Historically, it was produced as a by-product of tin mining in Malaysia, Indonesia and Thailand (Alex et al. 1998; Roskill 2007)

Figure 5 illustrates the abundance of the main REEs in xenotime.

Figure 5: Contents of the main rare earth elements in xenotime (Kingsnorth 2010)

0  

5  

10  

15  

20  

25  

30  

35  

40  

45  

50  

Lanthanum   Cerium   Praseodymium   Neodymium   Samarium  

%  among  rare  earth  elements  in  monazite    

Mt  Weld,  Australia  

India  

Guandong,  China  

0  

10  

20  

30  

40  

50  

60  

70  

%  among  rare  earths  in  xenotime  

Lahat  Perak,  Malaysia  

Guangdong,  China  

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2.2.4. Ion Adsorption Clays These minerals are peculiar to the Jiangxi province of southern China. They are the

result of the weathering of two minerals: xenotime and apatite. Although they have a very small content of REEs (0.05% to 0.2%) (Kanazawa and

Kamitani 2006), these clays are particularly interesting because they contain relatively high contents of heavy REEs compared to other rare earth minerals. (Roskill 2007; Kingsnorth 2010).

Another advantage of these minerals is that they can be easily mined and processed4. Besides, they contain very few radioactive elements (Kanazawa and Kamitani 2006).

However, as illustrated in the following figure, even though they come from the same geographical area, their contents of REEs vary significantly.

Figure 6 illustrates the abundance of the main REEs in ionic clays.

Figure 6: Contents of the main rare earth elements in Chinese ionic clays (Kingsnorth 2010)

4 The processing of ion adsorption clays does not require any milling and REOs are

produced by a simple method (Kanazawa and Kamitani 2006).

0  

10  

20  

30  

40  

50  

60  

70  

%  among  rare  earths  in  ionic  clays   Xunwu,  Jiangxi,  China  

Lognan,  Jiangxi,  China  

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2.3. Description of the rare earth reserves In 2011, it was estimated that the total recoverable resource amounts approximately

140 Mt (USGS 2011). The economically viable reserves of REEs are summarised in Figure 7.

Figure 7: Breakdown of the economically viable rare earth resource (USGS 2011)

2.4. Historical production of rare earth oxide REOs were first produced in the 1880s with the mining of monazite in Sweden and

Norway. Their first industrial application was in the Welsbach incandescent lamp mantle in 1884. The production of REOs in the USA began in 1903 with the mining of monazite in South Carolina.

Over the first half of the last century, the production remained quite low. It then increased due to the discovery of new applications such as catalysts to crack crude oil into petroleum.

Until the 1960s, the production of REEs from placer monazite took mainly place in the southeast of the USA. It was then abandoned due to its high content of thorium (Hedrick 2000).

Then, the production moved to a major deposit located at Mountain Pass, California. This mine was in operation from 1965 until the mid 1990s and over this period only bastnaesite was processed in Mountain Pass. At Mountain Pass, the reserves of REEs are still over 20 million tonnes with an average grade of rare earth minerals of 8.9% (Castor and Hedrick 2006).

Through the 1990s, China’s exports grew importantly causing American production to be undercut. Most of the Chinese production comes from Bayan Obo deposit (Inner Mongolia, China) which represents the largest known REE resource in the world. In this

Australia  1.6  Mt  1%  

Brazil  48,000  t  0%  

China  55  Mt  48%  

Commonwealth  of  Independent  

States  19  Mt  17%  

India  3.1  Mt  3%  

Malaysia  30,000  t  0%  

United  States  13  Mt  12%  

Other  countries  22  Mt  19%  

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mine, both bastnaesite and monazite are processed (Castor and Hedrick 2006; Hurst 2010).

Figure 8 illustrates the growth in the production of REOs over the 20th century.

Figure 8: Global production of rare earth oxide (USGS 2010)

Figure 9 illustrates the great periods of REE exploitation from 1950.

Figure 9: World production of rare earth oxides from 1950 to 2000 (Haxel 2002)

0  

20,000  

40,000  

60,000  

80,000  

100,000  

120,000  

140,000  

160,000  

1900   1910   1920   1930   1940   1950   1960   1970   1980   1990   2000  

Production  (tonne)  

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2.5. Description of the main applications of the rare earth elements This section is entirely based on the two following works:

- Roskill 2007 - Schüler et al. 2011

Figure 10 describes the world demand of REEs in 2006.

Figure 10: Global rare earth consumption in 2006 (Roskill 2007)

2.5.1. Magnets There are two main kinds of rare earth magnets: neodymium-iron-boron magnets

and samarium-cobalt magnets. Neodymium-iron-boron (Nd2Fe14B) magnets are the strongest available magnets. In addition to neodymium, they comprise other REEs: praseodymium (30% the amount of neodymium) and dysprosium (3% the amount of neodymium).

This market is growing very quickly since its average annual growth was 25% between 1986 and 2006. This growth is driven by three main applications: electric motors for hybrid and electric vehicles, generators in wind turbines and computer hard disks.

Moreover, several other applications requires neodymium magnets such as: - loudspeakers, earphones and microphones - MRIs scanners - electric bicycles

Catalyst  21%  

Glass,  Polishing,  Ceramics  25%  

Metal  Alloys  17%  

Magnets  20%  

Phosphors  9%  

Other  8%  

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2.5.2. Catalyst REEs are used as catalysts in the automobile industry, petroleum refinery and

chemical processing. REEs are use for the following applications: - automotive catalysts and diesel additives (cerium) - fluid cracking catalyst for the petroleum industry (cerium, lanthanum) In the automobile industry, cerium is used to:

- reduce nitrogen oxide into nitrogen and water - oxide CO to CO2

2.5.3. Glass, polishing, ceramics

2.5.3.1. Glass polishing Thanks to its specific properties of physical and chemical abrasion cerium is

massively used to produce high-quality glass for the following markets: - mirrors - televisions and monitors - panel displays - glass platters in hard disks This sector represents 13% of the global REE consumption. Its growth rate follows

that of plasma displays, LCDs and computer monitors.

2.5.3.2. Glass additives REEs are used as glass additives for the following applications:

- colouring of glass (cerium for yellow and brown, neodymium for red, erbium for pink)

- decolouring of glass (cerium) - UV-resistant glass (e.g. for glass bottles, sunglasses, solar cells) (cerium) - optical lenses, filters or coating (lanthanum, gadolinium, praseodymium) This sector represents 12% of the global REE consumption. The growth of this

market is mainly driven by the growth in optical applications (e.g. digital cameras, security cameras, mobile phones).

2.5.3.3. Ceramics REEs are used in ceramics for the following applications:

- ceramic capacitors and semiconductors (lanthanum, cerium, praseodymium, neodymium)

- superconductors (yttrium) - dental ceramics (cerium) - refractory materials (cerium, yttrium) - laser (yttrium) This sector represents 5% of the global REE consumption.

The growth of electronics results in an increase of the demand of REEs for ceramic uses.

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2.5.4. Metal alloys REEs are used in metal alloys for different applications. They bring new properties

to the metal they are mixed with. They can be used in: - pyrophoric alloys (cerium, lanthanum) - high-performance alloys to improve their performances (lanthanum, cerium,

yttrium) - solid state storage of hydrogen in metallic matrixes - scandium-aluminium alloys used in military aviation - lanthanum-nickel alloys in Ni-MH batteries

2.5.5. Phosphors and luminescence REEs are inserted into crystals of various natures in order to give them

luminescence properties. Depending on the wavelength expected, it is possible to choose between cerium, samarium, europium, gadolinium, terbium, dysprosium, erbium, thulium or lutetium.

As a result, these REEs are used in mainly two fields: energy saving lighting and display technologies. They are found in the following applications

- compact fluorescent lamps (energy saving lamps) - fluorescent tubes - LEDs and OLEDs - electroluminescent foils - plasma displays - LCDs

The growth in this sector is driven by: - the general growth in the lighting demand (7% per year from 2004 to 2011) - the replacement of incandescent bulbs in many countries by among other

compact fluorescent lamps and halogen lamps - the growth of the LED market - the replacement of cathode-ray tubes by plasma displays and LCDs

2.5.6. Other Many other applications require REEs: - agricultural use of REEs in phosphate fertiliser (cerium, lanthanum) - Ni-MH batteries (lanthanum, cerium, neodymium, praseodymium) - solid oxide fuel cell electrolytes (yttrium) - neutron absorbers in nuclear reactors (europium, gadolinium) - waste water treatment (cerium)

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3. Production of rare earth elements 3.1. World production of rare earth elements

Since the end of the 1990s, China has been the main producer of REEs in the world. In 2010, its official production amounted to 130,000 tonnes of REOs while the second and third largest producers (respectively India and Brazil) produced, respectively, 2,700 tonnes and 550 tonnes of REOs (USGS 2011).

As a result, the main REE mines and processing plants are to be found in China.

Figure 11 summarises the global production of REEs:

Figure 11: Global production of rare earth oxides in 2010 (USGS 2011)

3.2. Chinese production of rare earths The Chinese production of REEs takes place in three different areas: Inner

Mongolia, Sichuan province, and seven southern provinces.

3.2.1. Inner Mongolia Inner Mongolia houses the largest deposit of REEs in the world, namely Bayan Obo

deposit. It accounts for 80% of the Chinese reserve of REEs (Crédit Suisse 2011; Schüler et al. 2011).

However, it appears that the precise amount of the REO resources contained in this deposit varies according to the measurement method: the reserve ranges from 28 million tonnes of REO (USGS classification) to 44 million tonnes (Chinese classification) (Crédit Suisse 2011). The definitions of the different classifications are given in Appendix 1.

In Bayan Obo, REOs are produced as a by-product of iron ore whose reserve amounts to 1.46 billion tonnes (Spooner 2005; Roskill 2007).

The REOs mined in Bayan Obo are composed primarily of light REEs that represent 97% of the whole rare earth minerals. The rare earth minerals are concentrated in two different minerals: bastnaesite and monazite (there is about 2.5 as much bastnaesite as monazite) (Huang et al. 2005; Crédit Suisse 2011).

China  130,000  t  97%  

India  2,700  t  2%  

Brazil  550  t  1%  

Malaysia  350  t  0%  

27

Page 28: Production of rare earth oxides

Figure 12 illustrates the composition of rare earth mineral in Bayan Obo’s ore.

Figure 12: Breakdown of rare earth oxide-content at Bayan Obo (Crédit Suisse 2011)

This deposit is owned by one state-owned company called Baotou Steel Rare Earth Group Hi-Tech Co, Ltd (Baotou Rare Earth). It is a fully integrated company (from mining operations to the production of REOs).

Besides, the Chinese Ministry of Land and Resources has decided to restructure the industry of REE production in Inner Mongolia. As a result, Baotou Rare Earth will soon become the only company extracting and producing REEs from the Bayan Obo deposit (Crédit Suisse 2011; Global Times 2011).

In 2010, Baotou Rare Earth produced 62,400 t of REO (Crédit Suisse 2011).

3.2.2. Sichuan province The second largest deposit of bastnaesite mineral in China is located in the county

of Mianning (Sichuan Province). This deposit is called Maoniuping after the name of a surrounding city.

It is estimated to contain 3% of Chinese reserves of REO. This represents 1.56 Mt of REOs according to the Chinese classification (Crédit Suisse 2011; Schüler et al. 2011).

In this deposit, rare earth minerals are contained almost exclusively in bastnaesite (Tse 2011).

Since Bayan Obo’s ore is composed of approximately 70% bastnaesite, the content of REEs in the Maoniuping’s ore is quite similar to Bayan Obo’s.

28

Page 29: Production of rare earth oxides

Figure 13 illustrates the composition in REEs of the bastnaesite in Maoniuping:

Figure 13: Bastnaesite content of rare earth elements at Maoniuping (Spooner 2005)

The REO production in Maoniuping accounts for 24% of China’s total production, i.e., approximately 31,200 tonnes, in 2010 (Crédit Suisse 2011; Tse 2011; Wong and Li 2011).

As in Bayan Obo, the mining operations are controlled by a single company named Jiangxi Copper (JXC Group) (Crédit Suisse 2011).

3.2.3. Southern Provinces The seven southern provinces that contribute to the production of Chinese REEs

are: Jiangxi, Guangdong, Fujian, Guangxi, Hunan, Yunnan and Zhejiang. They represent the majority of China’s production of heavy REEs (Crédit Suisse 2011).

In these provinces, REEs are found in ionic clays which are composed at 90% of heavy REEs. Figure 14 illustrates the content of ionic clay.

Figure 14: Ionic clay content of rare earth elements at Longnan (Crédit Suisse 2011)

29

Page 30: Production of rare earth oxides

The production of REEs from Chinese ionic clays was approximately 36,000 tonnes in 2010 representing 28% of the China’s REE production (Crédit Suisse 2011; Tse 2011).

3.2.4. Summary of Chinese rare earth production Figure 15 was drawn to summarise the information in the previous sections. It

shows the distribution of the REE production between the different Chinese regions.

Figure 15: Distribution of the Chinese production of rare earths in 2010

Light REEs account for 72% of Chinese REE production. Since Chinese production amounted to 97% of the global production, light REEs represented at least 70% of the REEs produced globally in 2010.

As a result, since the production of light REEs from bastnaesite takes place only in Bayan Obo and in Sichuan province, these two regions will be subsequently analysed.

3.3. Prospective other productions In response to the introduction of quotas by the Chinese government and the

increase in REE prices, western companies have launched important projects that aim at supplementing the Chinese production. Among these projects, two are particularly significant because:

• they are both very large (production > 20,000 tonnes of REOs per year) • they are in the final stages of development and, are planned to open in the

next two years

3.3.1. Mount Weld, Australia Mount Weld is located in southwestern Australia. This deposit is own by Lynas

Corporation Ltd which is an Australian REE mining company. Mount Weld is estimated to include 1.4 Mt of REO contained mainly in monazite (i.e. composed primarily of light REEs) (Crédit Suisse 2011).

Bayan  Obo  48%  

Maoniuping  24%  

Southern  Provinces  28%  

30

Page 31: Production of rare earth oxides

purification of REEs) will be carried out in Malaysia by a subsidiary of Lynas (Lynas Malaysia).

The production will start at 11,000 t of REO p.a. and increase up to 22,000 t of REO p.a (British Geological Survey 2011; Schüler et al. 2011).

3.3.2. Mountain Pass, USA Mountain Pass is the deposit from which the REEs were historically produced for

several years. It was undercut by the Chinese production in the 1990s and was not operating since then. Mountain Pass contains 4.3 Mt of REO in bastnaesite minerals.

It is now own by a company named Molycorp which plans to reopen the mines in 2012. Like Lynas in Australia, Molycorp will produce 20,000 t p.a. when operating at full capacity. Thanks to the existing facilities, the mining and the processing will be carried out on the same site (Hurst 2010; British Geological Survey 2011; Crédit Suisse 2011; Schüler et al. 2011).

31

Page 32: Production of rare earth oxides

4. Scope refining To limit the scope of this project, it was decided to focus only on the production of

light REEs since they account for the majority of world REE production. Since Chinese production represented 97% of 2010 global production, it was

decided that concentrating on this production would give an accurate perspective of the present environmental impacts of producing light REOs.

Finally, as explained in section 3.2.4, China’s light REEs come only from two deposits: Bayan Obo and Maoniuping. As a result, the scope of the study was defined to the assessment of environmental impacts of producing light REO in both Bayan Obo and Maoniuping deposits.

5. Bayan Obo deposit 5.1. Description of the deposit

The Bayan Obo deposit (Inner Mongolia, China) is located 80 km south of the Mongolian border.

The principal ore minerals are bastnaesite and monazite (rare earth minerals), pyrochlore (Nb), magnetite and hematite (Fe) (Campbell and Henderson 1997).

In Bayan Obo, REEs were produced from more than twenty sites since the beginning of the mining in 1957. The two largest deposits are the Main and East ore bodies with a REE grade of 5.14% and 5.18% respectively5. The Bayan Obo ore is hosted in dolomite (Castor and Hedrick 2006).

The mining operations are carried out using electric shovels and rail haulage at a rate of 15,000 tonnes of rock per day from the two large open pits (Castor and Hedrick 2006).

5.2. Composition of the original ore Baotou’s rock is complex and its composition varies significantly from one place to

another. Therefore it is not possible to give the composition of this ore in general. However, it is possible to look at some specific elements (Drew et al. 1990; Castor and Hedrick 2006):

- iron: average grade of 35% - REOs: average grade of 6% - niobium: average grade of 0.13% - fluorite (CaF2): average grade of 9% - barium oxide (BaO): average grade of 2.4%

5.3. Description of the beneficiation process The beneficiation process is described in Table 2. For each stage of this process, a

description is given as well as the sources of the information.

5 These grades are surprisingly lower than the average rare earth grade (6%), this

may be because in Bayan Obo, REO are produced as a by-product of iron.

32

Page 33: Production of rare earth oxides

Tab

le 2

: Ben

efic

iatio

n pr

oces

s in

Bay

an O

bo

Stage  

Purpose  

Process  d

escriptio

n  Re

ference  

Crushing  

• C

rush

ing

of 9

0% o

f the

re

sulti

ng p

artic

les t

o <

74 µ

m

• Th

e or

e is

cru

shed

and

gro

und

in a

mill

o S

chül

er e

t al.

2011

o

Che

ng e

t al.

2007

o

Guy

et a

l. 20

00

o R

en e

t al.

1997

o

Dre

w e

t al.

1990

Bulk  

flotatio

n6  

• Se

para

tion

of ra

re e

arth

min

eral

s an

d th

e ga

ngue

from

the

othe

r va

luab

le m

iner

als

• R

ecov

ery

of si

licat

es a

nd ir

on m

iner

als (

mag

netit

e Fe

3O4 a

nd h

emat

ite F

e 2O

3) fr

om th

e bo

ttom

of t

he

flota

tion

cell

for i

on b

enef

icia

tion

and

niob

ium

reco

very

pH re

gula

tion

by N

a 2C

O3

• D

epre

ssan

t act

ion

by N

a 2Si

O3

• C

olle

ctio

n of

rare

ear

th m

iner

als a

nd g

angu

e by

so

dium

salt

of o

xidi

sed

petro

leum

(par

affin

soap

)

o G

upta

and

Kris

hnam

urth

y 20

05

Thickening  

• R

emov

al o

f the

surp

lus p

araf

fin

soap

and

des

limin

g at

5 µ

m

- o

Hou

t, et

al.

1991

o

Gup

ta a

nd K

rishn

amur

thy

2005

Selective  

rare  earth  

flotatio

n6  

• Se

para

tion

of ra

re e

arth

min

eral

s fr

om c

alci

te (C

aCO

3), f

luor

ite

(CaF

2) a

nd b

arite

(BaS

O4)

m

iner

als

• pH

regu

latio

n by

Na 2

CO

3 •

Dep

ress

ant a

ctio

n by

Na 2

SiF 6

and

Na 2

SiO

3 •

Col

lect

ion

of ra

re e

arth

min

eral

s by

hydr

oxam

ic a

cid

(par

affin

soap

)

o G

upta

and

Kris

hnam

urth

y 20

05

o R

en, e

t al.

2003

o

Fer

ron,

et a

l. 19

91

Cleaning  

• C

once

ntra

tion

of ra

re e

arth

m

iner

als

• Th

icke

ning

, filt

erin

g an

d dr

ying

of t

he re

sulti

ng sl

urry

o

Gup

ta a

nd K

rishn

amur

thy

2005

o

Brit

ish

Geo

logi

cal S

urve

y 20

10

o W

ang,

et a

l. 20

10

6 The

flot

atio

n pr

oces

s is d

escr

ibed

furth

er in

App

endi

x 2

33

Page 34: Production of rare earth oxides

5.4. Composition of the mixed rare earth concentrate Figure 16 illustrates the composition of the mixed rare earth concentrate obtained

after the beneficiation process.

Figure 16: Composition by weight of the mixed bastnaesite-monazite concentrate (Wang et al. 2002)

5.5. Processing of the mixed rare earth concentrate

5.5.1. Hydrometallurgy: acidic method An acidic method is used to process 90% of the product of Bayan Obo. It consists in

the roasting and leaching of the concentrate with sulphuric acid (Schüler et al. 2011).

Table 3 summarises the hydrometallurgy processes at Bayan Obo.

5.5.1. Separation and refining Table 4 describes the processes of separation and refining leading to the production

of REOs.

5.6. Obtaining of rare earth oxides A tonne of REOs produced in Bayan Obo is composed as described in Figure 17.

REO  60.94%  

ThO2  0.18%  

Fe2O3  4.82%  

F  6.96%  

P2O5  8.22%  

SiO2  1.28%  

CaO  5.11%  

CO2  11.91%  

MnO  0.48%  

34

Page 35: Production of rare earth oxides

Tab

le 3

: Pro

cess

ing

of m

ixed

rar

e ea

rth

conc

entr

ate

in B

ayan

Obo

Stage  

Purpose  

Process  d

escriptio

n  Re

ference  

Sulpha

tising  

roastin

g  

• R

emov

al o

f CO

2, ph

osph

ate

and

fluor

ide

• C

onve

rsio

n of

rare

ea

rth m

iner

als i

nto

rare

ea

rth su

lpha

tes

• M

ixin

g of

rare

ear

th c

once

ntra

te a

nd 9

8% su

lphu

ric

acid

(H2S

O4)

in a

rota

ry k

iln a

t 500

°C fo

r 4 h

ours

. •

Rea

ctio

ns fo

r bas

tnae

site

: R

eFC

O3

ReF

O +

CO

2 2

ReF

O +

3 H

2SO

4R

e 2(S

O4)

3 +2

HF

+2 H

2O

• R

eact

ions

for m

onaz

ite:

2 R

ePO

4 + 3

H2S

O4

Re 2

(SO

4)3 +

2 H

3PO

4

o S

chül

er, e

t al.

2011

o

Hua

ng, e

t al.

2005

o

Gup

ta a

nd K

rishn

amur

thy

2005

o

Ngu

yen,

et a

l. 20

02

o W

ang,

et a

l. 20

10

Removal  of  

impu

rities  

• R

emov

al o

f im

purit

ies

• D

ecan

tatio

n of

the

mix

ture

to re

mov

e th

e so

lid

• Fi

ltrat

ion

and

leac

hing

with

wat

er

• O

btai

ning

of a

pur

e ra

re e

arth

sulp

hate

solu

tion

o T

odor

ovsk

y, e

t al.

1993

o

Ros

kill

2007

o

Sch

üler

, et a

l. 20

11

o K

ul, e

t al.

2008

o

Ngu

yen,

et a

l. 20

02

o G

upta

and

Kris

hnam

urth

y 20

05

Carbon

ate  

precipita

tion  

• Se

lect

ive

prec

ipita

tion

and

reco

very

of t

he ra

re

earth

sulp

hate

s int

o ca

rbon

ate

prec

ipita

te

• R

insi

ng o

f rar

e ea

rth su

lpha

tes w

ith b

icar

bona

tes

NH

4HC

O3 i

n an

aci

d so

lutio

n:

Re 2

(SO

4)3+

6 N

H4H

CO

3 R

e 2(C

O3)

3 + 3

(NH

4)2S

O4

+ 3

CO

2 + 3

H2O

o N

guye

n, e

t al.

2002

o

Sch

üler

, et a

l. 20

11

o K

ul, e

t al.

2008

o

Abr

eu a

nd M

orai

s 201

0

Acid  

leaching  

• Tr

ansf

orm

atio

n of

rare

ea

rth c

arbo

nate

pr

ecip

itate

into

rare

ear

th

chlo

rides

• R

insi

ng w

ith h

ydro

chlo

ric a

cid

(HC

l) •

Tran

sfor

mat

ion

to ra

re e

arth

chl

orid

es:

Re 2

(CO

3)3 +

6 H

Cl

2 R

eCl 3

+ 3

H2C

O3

o S

chül

er, e

t al.

2011

o

Hua

ng, e

t al.

2005

35

Page 36: Production of rare earth oxides

Tab

le 4

: Sep

arat

ion

and

refin

ing

proc

esse

s in

Bay

an O

bo

Step

 Pu

rpose  

Process  d

escriptio

n  Re

ference  

Solven

t  Extractio

n7  

• Se

para

tion

of R

EEs

from

eac

h ot

her

• Th

e liq

uid-

liqui

d ex

tract

ion

is c

arrie

d ou

t usi

ng 2

-et

hylh

exyl

phos

phon

ic a

cid

mon

o-2-

ethy

lhex

yl e

ster

(als

o na

med

HEH

(EH

P), E

HEH

PA o

r P 5

07) i

n a

HC

l med

ium

. •

Com

plex

atio

n re

actio

n:

Re3+

+ 3

(HX

) 2

ReX

6H3 +

3 H

+ H

X re

ferr

ing

to P

507

o S

chül

er, e

t al.

2011

o

Fon

tana

and

Pie

trelli

200

9 o

Sat

o 19

89

Precipita

tion  

• Se

para

tion

of ra

re

earth

com

plex

es fr

om

the

solv

ent

• Th

e se

para

ted

rare

ear

th so

lutio

n is

pre

cipi

tate

d by

am

mon

ium

bic

arbo

nate

(NH

4)H

CO

3 or o

xalic

aci

d C

2H2O

4 •

Che

mic

al re

actio

ns:

2 R

eCl 3

+ 3

C2H

2O4

Re 2

(C2O

4)3 +

6 H

Cl

o Q

iu, e

t al.

2010

o

Sch

üler

, et a

l. 20

11

Prod

uctio

n  of  

REO  

• O

xida

tion

of th

e pr

ecip

itate

• Th

e pr

ecip

itate

s are

hea

ted

in o

rder

to o

xidi

se th

em in

to

REO

Oxi

datio

n re

actio

n:

Re 2

(C2O

4)3 +

3/2

O2

Re 2

O3 +

6 C

O2

8 o

Sch

üler

, et a

l. 20

11

7 The

solv

ent e

xtra

ctio

n pr

oces

s is d

escr

ibed

furth

er in

App

endi

x 3

8 The

oxi

datio

n re

actio

ns d

epen

d on

the

rare

ear

th c

once

rned

: -

for L

a, N

d an

d Sm

: Re 2

(C2O

4)3 +

3/2

O2

Re 2

O3 +

6 C

O2

- fo

r Ce:

Ce 2

(C2O

4)3 +

2 O

2 2

CeO

2 + 6

CO

2

- fo

r Pr:

3 Pr

2C2O

4 + 1

1/2

O2

Pr 6

O11

+ 6

CO

2

36

Page 37: Production of rare earth oxides

Figure 17: Composition of a tonne of rare earth oxides produced from Bayan Obo ore (Spooner 2005)

6. Maoniuping deposit 6.1. Description of the deposit

Maoniuping deposit is located at 22 km southwest of the Mianning county town (Sichuan Province, China). The soil is composed mainly of granite (K-feldspar granite and alkali feldspar granite).

Among rare earth minerals, bastnaesite is the most important in this deposit (Wu et al. 1997). The average grade of REEs in this deposit is about 4%. This deposit contains also manganese (Mn) (2-10%), lead (Pb) and aluminium (Al) among other minerals (Zhu et al. 2000).

Maoniuping is the second largest deposit of light REEs in China after Bayan Obo (Xu et al. 2003).

CeO2  512.8  kg  

La2O3  235.4  kg  

Pr6O11  51.2  kg  

Nd2O3  184.2  kg  

Sm2O3  16.4  kg  

37

Page 38: Production of rare earth oxides

6.2. Composition of the original ore Figure 18 illustrates the composition of the ore in Maoniuping deposit.

Figure 18: Composition of the ore in Maoniuping’s mineral (Zhu et al. 2000)

6.3. Description of the beneficiation process The process of beneficiation in Maoniuping is described in Table 5.

Al2O3  16.3  

BaO  1.89  

CaO  1.3  

CO2  3.77  

F  1.29  Fe2O3  

11  

H2O  6.22  

K2O  3.78  

MgO  3.03  

MnO  3.89  

Na2O  0.4  

P2O5  0.64  

Pb  1.97  

Rare  earths  4.34  

SiO2  36  

SO3  3.9  

TiO2  0.28  

38

Page 39: Production of rare earth oxides

Tab

le 5

: Ben

efic

iatio

n pr

oces

s in

Mao

niup

ing

Step

 Pu

rpose  

Process  d

escriptio

n  Re

ference  

Crushing  

• R

educ

tion

of th

e si

ze o

f the

par

ticle

s so

as to

incr

ease

the

surf

ace

of re

actio

n

• Th

e or

e is

cru

shed

and

gro

und

in a

mill

o

Sch

üler

, et a

l. 20

11

o Z

hu, e

t al.

2000

Gravity

 sepa

ratio

n  •

Sepa

ratio

n an

d re

cove

ry o

f cer

tain

va

luab

le m

iner

als

- o

Sch

üler

, et a

l. 20

11

o Y

ang

and

Woo

lley

2006

Selective  rare  

earth  flo

tatio

n  •

Sepa

ratio

n of

rare

ea

rth m

iner

als f

rom

th

e ga

ngue

- o

Sch

üler

, et a

l. 20

11

Cleaning  

• R

ecov

ery

of ra

re

earth

con

cent

rate

• Th

e re

sulti

ng sl

urry

is th

icke

ned,

filte

red

and

drie

d •

The

over

all r

ecov

ery

of R

EEs l

ies b

etw

een

80 a

nd

85%

and

the

conc

entra

te c

onta

ins u

p to

70%

REE

s

o G

upta

and

Kris

hnam

urth

y 20

05

o B

ritis

h G

eolo

gica

l Sur

vey

2010

o

Wan

g, e

t al.

2010

o

Li a

nd Z

eng

2003

39

Page 40: Production of rare earth oxides

6.4. Processing of the mixed rare earth concentrate

6.4.1. Hydrometallurgy: acidic method Table 6 summarises the hydrometallurgy processes at Maoniuping.

6.4.2. Separation and refining operations The separation and refining operations in Maoniuping are the same as those in

Bayan Obo (see 5.5.1) (Schüler et al. 2011).

6.5. Obtaining of rare earth oxides A tonne of REOs produced in Maoniuping is composed as described in Figure 19.

Figure 19: Composition of a tonne of rare earth oxides produced from Maoniuping ore (Spooner 2005)

CeO2  510.1  kg  

La2O3  296.1  kg  

Pr6O11  46.7  kg  

Nd2O3  131.8  kg  

Sm2O3  15.2  kg  

40

Page 41: Production of rare earth oxides

Tab

le 6

: Pro

cess

ing

of r

are

eart

h co

ncen

trat

e in

Mao

niup

ing

Step

 Pu

rpose  

Process  d

escriptio

n  Re

ference  

Sulpha

tising  

roastin

g  

• R

emov

al o

f CO

2 an

d flu

orid

e •

Con

vers

ion

of ra

re

earth

min

eral

s int

o ra

re e

arth

sulp

hate

s

• Th

e co

ncen

trate

is m

ixed

with

98%

sulp

huric

aci

d (H

2SO

4) in

a ro

tary

kiln

at 5

00°C

for 4

hou

rs

• R

eact

ions

: R

eFC

O3

ReF

O +

CO

2 R

eFO

+ H

2SO

4R

e 2(S

O4)

3 +2

HF

+2 H

2O

o S

chül

er, e

t al.

2011

o

Hua

ng, e

t al.

2005

o

Ngu

yen,

et a

l. 20

02

o W

ang,

et a

l. 20

10

o G

upta

and

Kris

hnam

urth

y 20

05

Removal  of  

impu

rities  

• R

emov

al o

f im

purit

ies

• Th

e m

ixtu

re is

dec

ante

d to

rem

ove

the

solid

The

solu

tion

is fi

ltere

d an

d le

ache

d w

ith w

ater

A p

ure

rare

ear

th su

lpha

te so

lutio

n is

obt

aine

d (th

is

solu

tion

cont

ains

aro

und

40g/

L of

rare

ear

th

sulp

hate

s)

o T

odor

ovsk

y, e

t al.

1993

o

Ros

kill

2007

o

Sch

üler

, et a

l. 20

11

o K

ul, e

t al.

2008

o

Ngu

yen,

et a

l. 20

02

o G

upta

and

Kris

hnam

urth

y 20

05

Sulpha

te  

precipita

tion  

• Se

lect

ive

prec

ipita

tion

and

reco

very

of t

he ra

re

earth

sulp

hate

s int

o su

lpha

te p

reci

pita

te

• R

EEs a

re le

ache

d w

ith so

dium

sulp

hate

s (at

pH

1.5

) •

Prec

ipita

tion

reac

tion:

R

e3+ +

Na+ +

2 S

O42-

N

aRe(

SO4)

2

o N

guye

n, e

t al.

2002

o

Sch

üler

, et a

l. 20

11

o K

ul, e

t al.

2008

o

Abr

eu a

nd M

orai

s 201

0

Acid  Leaching  

• Tr

ansf

orm

atio

n of

ra

re e

arth

car

bona

te

prec

ipita

te in

to ra

re

earth

chl

orid

es

• R

are

earth

car

bona

tes a

re le

ache

d w

ith

hydr

ochl

oric

aci

d (H

Cl)

• Th

e ca

rbon

ates

are

tran

sfor

med

to ra

re e

arth

ch

lorid

es

• C

hlor

inat

ion

reac

tion

NaR

e(SO

4)2 +

HC

l R

eCl 3

+ N

a+ + 3

H+ +

2 S

O42-

o S

chül

er, e

t al.

2011

o

Hua

ng, e

t al.

2005

41

Page 42: Production of rare earth oxides

Life Cycle assessment (LCA)

7. Life cycle assessment methodology A cradle-to-gate methodology rather than full cradle-to-grave life cycle assessment

(LCA) was used since it allowed restriction of the scope of this study. The cradle to gate approach defines the boundaries as “from raw material to factory gate”. In this case, it was indeed from raw material to REO output, without consideration of the fate of the numerous products made with REEs.

In conformity with LCA methodology, this LCA is composed of the following sections:

- Goal and Scope definition - Life Cycle Inventory - Life Cycle Impact Assessment - Life Cycle Interpretation

Firstly, the goal and scope section exposes the reasons why the LCA is carried out as well as defines the boundaries of the LCA.

Secondly, the life cycle inventory aims at determining the inputs and outputs of material or energy that are required by the different processes. This phase is based on a meticulous modelling of these processes.

Thirdly, the life cycle impact assessment classifies and characterises the results of the life cycle inventory to come up with a quantitative estimate of environmental impacts.

Finally, the life cycle interpretation draws conclusion on the LCA based on the three first steps. It helps analysing the results as well as the gaps in the study.

8. Goal definition and scope 8.1. Goal of the life cycle assessment

The goal of the LCA is to establish baseline information for the processes taking place in the two biggest deposits of light REEs and resulting in the production of REO. This baseline consists of energy and chemical requirements, waste generation and pollution.

This study should be looked at as starting points for people aiming at: - carrying out the full life cycle assessment of lanthanum, cerium,

praseodymium or neodymium products - studying the environmental impacts of a product containing these REEs - studying the two deposits that are scrutinised here - carrying out a similar study for a different mineral - gaining knowledge about REEs The intended audience is whoever is interested in the requirements and impacts of

producing REOs.

42

Page 43: Production of rare earth oxides

8.2. Level of specificity Although this study focuses precisely on two mines, it uses specific data when

available and average data otherwise. Due to the lack of available information, a high level of accuracy is not to be expected. The results should rather be considered as giving realistic orders of magnitude of the energy and chemical consumption, waste generation and pollution emissions.

8.3. Display of results Throughout the LCA, the results are expressed “per tonne of REOs” (except where

otherwise stated). This means that the amounts are estimated for a final production of one tonne of REO.

8.4. Scope of the life cycle assessment The study is not a full life cycle assessment, it is composed of two stages: raw

material acquisition and materials manufacture. It focuses on the mining, beneficiation and refining operations to obtain REOs. These boundaries are in accordance with the scope defined in section 4.

Besides, the study takes into consideration only primary activities that contribute to extracting and transforming the mineral. It does not considerate activities that contribute to making the primary activities possible.

8.5. Guideline to life cycle assessment methodology In order to carry out this study according to international standards, a main

guideline was followed as meticulously as possible:

- Life cycle assessment: principles and practice by the U.S. Environmental Protection Agency (Curran 2006)

9. Process Modelling: The processes described in the previous sections were modelled in order to calculate

the amount of inputs and outputs required by the production of REOs.

In order to simplify the understanding, the processes of Bayan Obo were firstly modelled and then the processes of Maoniuping were modelled.

9.1. Bayan Obo deposit The calculations are explained in Appendix 4.

9.1.1. Mining On the one hand, there are two different kinds of inputs: energy to fuel the

machinery and explosives. On the other hand, there are two different types of outputs: valuable minerals and waste rocks.

Before modelling the mining operation, consideration is given to the mining rate. The results and assumptions are summarised in Table 7.

43

Page 44: Production of rare earth oxides

9.1.1.1. Mining rate The mining rate is the rate of rock extraction, it is expressed in tonnes per day (tpd).

Assuming that mining rate in the Bayan Obo deposit increased proportionally to the REO production, the mining rate of 15,000 tonnes per day (tpd) in 2006 (Castor and Hedrick 2006) can be used to estimate the mining rate in 2010.

As a result, it is estimated that the Bayan Obo mining rate was about 16,200 tpd in 2010.

9.1.1.2. Energy requirement

Due to a lack of public data, it was not possible to estimate the energy consumption of the mining operations directly.

However, the order of magnitude of the energy consumption is provided in the Mining Engineering Handbook, which estimates that surface mining operations require 5 to 10 kWh per tonne of rock handled (Nilsson 1992).

Thus, considering 7.5 kWh per tonne of rock handled (middle figure between 5 and 10 kWh), it is estimated that the annual quantity of energy consumed in the mining operations amounts to 44.3 GWh.

Assuming that the mining operations are carried out with machinery (trucks, shovel…), this amount of energy is provided with fuel.

9.1.1.3. Explosives input In the same document, Nilsson estimates that surface mining operations requires

0.14 to 0.23 kg of ammonium nitrate/fuel oil (ANFO)9 per tonne of blasted rock (Nilsson 1992).

Assuming that the mining operations requires 0.2 kg of ANFO per tonne of blasted rock, the annual quantity of ANFO for the mining operations is about 1,180 tonnes.

9.1.2. Comminution This stage of the operations does not require any input but energy to grind and crush

and the rock to be ground and crushed. The only output is the crushed rock. The energy requirements are estimated based on a similar rare earth mining project.

This project takes place in Thor Lake (Northwest territories of Canada), it is supposed to start the production not before 2014. The company Avalon Rare Metals is carrying out this project (Eriksson and Olsson 2011).

Avalon Rare Metals has estimated that 6 MW are necessary in average for the 2,000 tpd milling operations (comminution, beneficiation and hydrometallurgy) (Cox et al. 2011).

As a result, it is estimated that the comminution, beneficiation and hydrometallurgy operations in Bayan Obo require 426 GWh per year.

The results and assumptions of the mining and comminution sections are summarised in Table 7.

9 ANFO is an explosive composed of ammonium nitrates (NH4NO3) and oil.

44

Page 45: Production of rare earth oxides

9.1.3. Beneficiation During the production of concentrated bastnaesite, several different chemicals are

used to obtain the right froth flotation. Unfortunately, it was not possible to identify the different chemicals nor to determine how long these solutions can be used before being discarded.

However, two main other inputs have been identified for this stage: energy for the chemical reactions and mined minerals. The outputs are of three different types:

- rare earth concentrate - other valuable minerals (such as those containing Fe or Nb) - tailings

Assuming a full recovery and high selectivity of the magnetic minerals (Fe and Nb) thanks to the magnetic separation roll, the beneficiation process is described in Figure 20.

45

Page 46: Production of rare earth oxides

Tab

le 7

: Sum

mar

y of

the

min

ing

and

com

min

utio

n pr

oces

ses m

odel

ling

Stage  

Type

 Qua

ntity

 Assumptions  

Mining  

Min

ing

rate

16

,200

tpd

o p

ropo

rtion

ality

to R

EO o

utpu

t o

Bay

an O

bo re

pres

ente

d 48

% o

f th

e pr

oduc

tion

in 2

006

(as i

n 20

10)

 En

ergy

requ

irem

ent

44.3

GW

h pe

r yea

r o

min

ing

rate

ass

umpt

ion

 Ex

plos

ives

1,

180

tonn

es p

er y

ear

o m

inin

g ra

te a

ssum

ptio

n

Comminution,  Ben

eficiatio

n  an

d  Hy

drom

etallurgy  

Ener

gy re

quire

men

t 42

6 G

Wh

per y

ear

o p

ropo

rtion

ality

to T

hor L

ake

proj

ect

Tab

le 8

: Sum

mar

y of

the

bene

ficia

tion

mod

ellin

g

Stage  

Type

 Qua

ntity

 Assumptions  

Bene

ficiatio

n  R

are

earth

con

cent

rate

pro

duce

d 13

9,00

0 to

nnes

per

yea

r o

75%

eff

icie

ncy

of th

e su

bseq

uent

stag

es

o 6

0% re

cove

ry o

f REE

s

 W

aste

rock

gen

erat

ed

9.8

tonn

es p

er to

nne

of ra

re e

arth

co

ncen

trate

pro

duce

d

o F

ull r

ecov

ery

and

perf

ect

sele

ctiv

ity o

f Fe

and

Nb

min

eral

s

46

Page 47: Production of rare earth oxides

Figure 20: Beneficiation process in Bayan Obo for one tonne of original rock

As a consequence, the processing of one tonne of original ore results in the production of:

- 351 kg of iron and niobium (recovered to be later refined) - 60 kg of mixed rare earth concentrate - 589 kg of tailings

Considering the production of REO in 2010 (62,400 t) and assuming a 75% efficiency of the overall subsequent stages (Schüler et al. 2011), it is estimated that 139,000 tonnes of mixed-rare earth concentrate were produced that year.

The results and assumptions of the beneficiation process are summarised in Table 8.

9.1.4. Hydrometallurgy and separation of rare earths This stage was described in section 5.5. It is composed of several successive

chemical reactions.

Fe  350  kg  35%  

Rare  Earth  60  kg  6%  

Nb  1.3  kg  0%  

Gangue  588.7  kg  59%  

35.1 %

6 %

58.9 %

Magnetic minerals

Tailings

Rare earth concentrate

Rare  Earth  36  kg  60%  

Gangue  24  kg  40%  

Fe  350  kg  100%  

Nb  1.3  kg  0%  

Rare  Earth  24  kg  4%  

Gangue  564.7  kg  96%  

47

Page 48: Production of rare earth oxides

For both deposits, the overall recovery rate of the separation and refining processes is considered to be 75% (Schüler et al. 2011). It is considered that the five different chemical reactions each have the same recovery rate rR:

!! =   !. 75! = 94.4%

Considering that the bastnaesite/monazite ratio was 5:2 (71.4% of bastnaesite and 28.6% of monazite in Bayan Obo’s rare earth mineral) (Huang et al. 2005), each chemical reaction was scrutinised to estimate how much of every chemical is required per rare earth atom. This is described in the following section:

Chemical reactions

For bastnaesite: ReFCO3 ReFO + CO2

2 ReFO + 3 H2SO4 Re2(SO4)3 + 2HF+2 H2O

For monazite: 2 RePO4 + 3 H2SO4 Re2(SO4)3

+ 2 H3PO4

Re2(SO4)3+ 6 (NH4)HCO3 Re2(CO3)3 +3 (NH4)2SO4 + 3 CO2 + 3 H2O

Re2(CO3)3 + 6 HCl 2 ReCl3 + 3 H2CO3

ReCl3 + 3(HX)2 ReX6H3 + 3 HCl

ReX6H3 + 3 HCl ReCl3 + 3(HX)2

Acidic roasting

Carbonate

precipitation

Acid leaching

Solvent extraction

3/2 H2SO4 Heat

0.71 CO2 0.71 HF 0.71 H2O 0.29 H3PO4

3 (NH4)HCO3 3/2 (NH4)2SO4 3/2 CO2 3/2 H2O

3 HCl 3/2 H2CO3

ReFCO3 RePO4

Re2(SO4)3

Re2(CO3)3

ReCl3

Heat 3 (HX)2 3 (HX)2

48

Page 49: Production of rare earth oxides

The stoichiometric coefficients for the hydrometallurgy process are summarised in Table 9.

9.1.5. Refining Likewise, the estimation of the amounts of necessary chemicals for the refining

process was carried out based on the different chemical reactions.

Chemical reactions

2 ReCl3 + 3 C2H2O4 Re2(C2O4)3 + 6 HCl

Re2(C2O4)3+ 3/2O2 Re2O3+ 6 CO2 for La, Nd & Sm

Re2(C2O4)3+ 2 O2 2 ReO2 +6 CO2 for Ce

3 Re2(C2O4)3+11/2O2Re6O11+18CO2 for Pr

The stoichiometric coefficients for the refining process are summarised in Table 9.

9.1.6. Stripping ratio The stripping ratio is the ratio between the mass of waste rock that is generated and

the mass of mineral that goes for further processing. The calculation of the stripping ratio is composed of three steps.

Firstly, the yearly mass (mY) recovered in Bayan Obo deposit in 2010 is calculated from the mining rate of the mine:

!! = 16,250 ∗ 365 = 5.93  10!  !"##$% Then, the mass of mineral (mM) that is processed is calculated from the rare earth

grade of the mineral rate (6%), the production of REO in 2010 (62,400 t), the beneficiation recovery (60%) and the recovery during subsequent processes (75%):

!! =  !"#  !"#$%&'(#)!"#!

!"#"$%&%'(%)#!"#$%"!& ∗ !"#$%$%&!"#$%"!& ∗  !"#$  !"#$ℎ!"#$%= 2.31  10!!"##$%

Finally, the mass of waste recovered (mWaste) is calculated:

!!"#$% = !! −!! = 3.62  10!  !"##!" As a result, the stripping ratio in Bayan Obo is estimated:

!"#$%%$&'  !"#$% =!!"#$%

!!= 1.57

For each tonne of mineral that is processed in the early stages, 1.57 tonne of waste are recovered.

Precipitation

Oxidation

3 HCl 3/2 C2H2O4

Re2(C2O4)3

3 CO2 Heat 0.93 O2

Rare earth oxide

ReCl3

49

Page 50: Production of rare earth oxides

Table 9: Summary of the stoichiometric coefficients in Bayan Obo

Stage   Chemical   Type:  Input/Output  (I/O)  

Stoichiometric  coefficient  

Hydrometallurgy   H2SO4 I 1.5

Hydrometallurgy   (NH4)HCO3 I 3

Hydrometallurgy   HCl I 3

Hydrometallurgy   CO2 O 2.21

Hydrometallurgy   H2O O 2.21

Hydrometallurgy   H2CO3 O 1.5

Hydrometallurgy   H3PO4 O 0.29

Hydrometallurgy   (NH4)2SO4 O 1.5

Hydrometallurgy   HF O 0.71

Refining   C2H2O4 I 1.5

Refining   O2 I 0.93

Refining   HCl O 3

Refining   CO2 O 3.75

50

Page 51: Production of rare earth oxides

9.2. Maoniuping deposit The calculations are explained in Appendix 5.

9.2.1. Beneficiation The rocks mined in Maoniuping lead to three different outputs: - A mix of aluminium, iron, manganese and lead which is separated at the gravity

separation step - A bastnaesite concentrate containing 70% of REEs (Schüler et al. 2011) - Tailings In order to estimate the amount of tailings, it is assumed that the gravity separation

recovers only and completely the four elements cited above (Al, Fe, Mn, Pb). Besides, the recovery of REEs during the flotation process is considered of 85%

(see Table 5). Figure 21 illustrates the distribution among the three types of outputs.

Figure 21: Beneficiation process in Maoniuping for one tonne of original rock

Rare  earths  minerals  43.4  kg  4%  

Mn  38.9  kg  4%  

Pb  19.7  kg  2%  

Al  163  kg  16%  

Fe  110  kg  11%  

Gangue  625  kg  63%  

33.1%

5.3%

Mineral recovery

Al  163  kg  49%  

Fe  110  kg  33%  

Mn  38.9  kg  12%  

Pb  19.7  kg  6%  

Rare  earth  

minerals  36.9  kg  70%  

Gangue  15.8  kg  30%  

Gangue  609.2  kg  99%  

Rare  earth  

minerals  6.5  kg  1%  

61.6%

Tailings

Rare earth concentrate

51

Page 52: Production of rare earth oxides

As a consequence, the processing of one tonne of original ore results in the production of:

- 331 kg of valuable minerals (Al, Pb, Mn, Fe) - 50 kg of bastnaesite concentrate - 619 kg of tailings Considering the production of REO in 2010 (31,200 t) and assuming a 75%

efficiency in the subsequent stages (Schüler et al. 2011), it is estimated that 59,400 t of bastnaesite concentrate were produced that year.

The results and assumptions of the beneficiation process are summarised in Table 10.

52

Page 53: Production of rare earth oxides

T

able

10:

Sum

mar

y of

the

bene

ficia

tion

mod

ellin

g in

Mao

niup

ing

Stage  

Type

 Qua

ntity

 Assumptions    

Bene

ficiatio

n  B

astn

aesi

te c

once

ntra

te p

rodu

ced

59,4

00 to

nnes

per

yea

r o

75%

eff

icie

ncy

of th

e su

bseq

uent

st

ages

o

70%

reco

very

of R

EEs

Bene

ficiatio

n  W

aste

rock

gen

erat

ed

11.7

tonn

es p

er to

nne

of ra

re e

arth

co

ncen

trate

pro

duce

d o

Ful

l rec

over

y an

d pe

rfec

t se

lect

ivity

of A

l, Pb

, Mn

and

Fe

Tab

le 1

1: S

umm

ary

of th

e m

inin

g an

d co

mm

inut

ion

proc

esse

s mod

ellin

g in

Mao

niup

ing

Stage  

Type

 Qua

ntity

 Assumptions  

Mining  

Min

ing

rate

7,

100

tpd

o S

ame

strip

ping

ratio

as B

ayan

O

bo

o B

enef

icia

tion

proc

ess

assu

mpt

ion

(see

Ta

ble

10)

Mining  

Ener

gy re

quire

men

t 21

.6 G

Wh

per y

ear

o D

itto

Mining  

Expl

osiv

es

576

tonn

es p

er y

ear

o D

itto

Comminution,  Ben

eficiatio

n  an

d  Hy

drom

etallurgy  

Ener

gy re

quire

men

t 20

8 G

Wh

per y

ear

o P

ropo

rtion

ality

to T

hor L

ake

proj

ect

53

Page 54: Production of rare earth oxides

9.2.2. Mining and comminution The mining and comminution are described subsequently to the beneficiation

because the data already calculated help determining the requirements.

9.2.2.1. Stripping ratio It is assumed that the stripping ration in Maoniuping is equal to that in Bayan Obo.

Thus, the stripping ratio in Maoniuping is considered to be 1.57 (see 9.1.6).

9.2.2.2. Energy requirement for mining operations The energy requirements for the mining operations at Maoniuping were calculated

similarly as for Bayan Obo. The stripping ratio assumption makes it possible to calculate the total amount of

rock handled and thus the amount of energy required for the mining operations: 21.6 GWh are annually required to power the mining operations.

Once again, assuming that the mining operations are carried out with machinery (trucks, shovel…), this amount of energy is provided with fuel.

9.2.2.3. Explosives input Based on the estimation of Nilsson, it is calculated that the annual amount of ANFO

used in Maoniuping deposit accounts for 576 tonnes.

9.2.2.4. Comminution Like for Bayan Obo, it is estimated that the comminution, beneficiation and

hydrometallurgy operations in Maoniuping require 208 GWh per year. The results and assumptions of the beneficiation process are summarised in

Table 11.

54

Page 55: Production of rare earth oxides

9.2.3. Hydrometallurgy and separation of rare earths In Maoniuping, the process is simplified by the fact that only bastnaesite is

processed. Similarly than for Bayan Obo, the flows were estimated from the analysis of the chemical reactions.

The stoichiometric numbers of the hydrometallurgy process are summarised in Table 12.

ReFCO3 ReFO + CO2

2 ReFO + 3 H2SO4 Re2(SO4)3 + 2 HF +2 H2O

Re2(SO4)3+Na2SO42NaRe(SO4)2

2 NaRe(SO4)2 + 6 HCl 2 ReCl3 + Na2SO4 + 3 H2SO4

ReCl3 + 3(HX)2 ReX6H3 + 3 HCl

ReX6H3 + 3 HCl ReCl3 + 3(HX)2

9.2.4. Refining The refining process and chemical reactions are the very same as in Bayan Obo

(see 9.1.5).

The stoichiometric numbers of the refining process are summarised in Table 12.

Acidic roasting

Sulphate

precipitation

Acid leaching

Solvent extraction

3/2 H2SO4 Heat

1 CO2 1 HF 1 H2O

ReFCO3

Re2(SO4)3

½ Na2SO4

NaRe(SO4)2

3 HCl ½ Na2SO4

3/2 H2SO4

ReCl3

Heat 3 (HX)2 3 (HX)2

55

Page 56: Production of rare earth oxides

Table 12: Summary of the stoichiometric coefficients in Maoniuping

Stage   Chemical   Type:  Input/Output  (I/O)  

Stoichiometric  coefficients  

Hydrometallurgy   H2SO4 I 1.5

Hydrometallurgy   Na2SO4 I 0.5

Hydrometallurgy   HCl I 3

Hydrometallurgy   HF O 1

Hydrometallurgy   CO2 O 1

Hydrometallurgy   H2O O 1

Hydrometallurgy   H2SO4 O 1.5

Hydrometallurgy   Na2SO4 O 0.5

Refining   C2H2O4 I 1.5

Refining   O2 I 0.93

Refining   HCl O 3

Refining   CO2 O 3

56

Page 57: Production of rare earth oxides

10. Life Cycle inventory Thanks to the estimation of the model and some data in various articles, it is

possible to carry out the Life Cycle Inventory. In this section, every figure is expressed per tonne of REOs produced.

Calculations for Bayan Obo (respectively Maoniuping) can be found in Appendix 6 (respectively Appendix 7)

The composition of one tonne of REOs in Bayan Obo (respectively Maoniuping) is described in Figure 17 (respectively Figure 20).

10.1. Input of chemicals, energy and explosives Table 13 inventories the necessary inputs.

10.2. Air emissions Bayan Obo air emissions are listed in Table 14.10

10.3. Output of wastes and chemicals Table 15 inventories the different wastes rejected when producing a tonne of REOs.

10 For Maoniuping processes, not enough data was found concerning air emissions to proceed to the same description.

57

Page 58: Production of rare earth oxides

Tab

le 1

3: R

equi

red

inpu

ts fo

r th

e di

ffer

ent s

tage

s

Type

 of  inp

ut  

Stage  

Inpu

t  Ba

yan  Obo

 Mao

niup

ing  

Chem

ical  

Hyd

rom

etal

lurg

y H

2SO

4 67

7 kg

67

8 kg

Chem

ical  

Hyd

rom

etal

lurg

y N

H4H

CO

3 1,

091

kg

-

Chem

ical  

Hyd

rom

etal

lurg

y N

A2S

O4

- 32

7 kg

Chem

ical  

Hyd

rom

etal

lurg

y H

Cl

504

kg

505

kg

Chem

ical  

Ref

inin

g C

2H2O

4 62

2 kg

62

3 kg

Chem

ical  

Ref

inin

g O

2 13

8 kg

11

1 kg

Chem

ical  

Sepa

ratio

n P

507

Unk

now

n U

nkno

wn

Explosive  

Min

ing

AN

FO

19 k

g 18

.5 k

g

Energy  

Min

ing

Fuel

71

0 kW

h 69

2 kW

h

Energy  

Com

min

utio

n, B

enef

icia

tion

and

Hyd

rom

etal

lurg

y El

ectri

city

6.

83 M

Wh

6.67

MW

h

58

Page 59: Production of rare earth oxides

Tab

le 1

4: E

mis

sion

to th

e ai

r du

ring

pro

cess

es in

Bay

an O

bo

Stage  

Emission

 Qua

ntity

 Re

ference  

Milling  

Dus

t 13

kg

o H

urst

201

0

Milling  

Dus

t con

tain

ing

ra

dioa

ctiv

e pa

rticl

es

1 kg

o

Sch

üler

, et a

l. 20

11 11

Acidic  ro

astin

g  W

aste

gas

es (i

nc. H

F, S

O2,

SO3)

9,

600

to 1

2,00

0 m

3 o

Sch

üler

, et a

l. 20

11

Tab

le 1

5: O

utpu

ts d

isch

arge

d

Type

 of  inp

ut  

Stage  

Outpu

t  Ba

yan  Obo

 Mao

niup

ing  

Waste  

Min

ing

Was

te ro

ck

58.2

t 56

t

Waste  

Ben

efic

iatio

n W

aste

slag

20

.4 t

21.8

t

Waste  

Ben

efic

iatio

n R

adio

activ

e w

aste

slag

1.

4 t

300

kg

Waste  

Ben

efic

iatio

n A

mou

nt o

f ThO

2

in w

aste

slag

14

.2 k

g 10

kg

11 A

ccor

ding

to S

chül

er, e

t al.,

the

Chi

nese

Min

istry

of

Envi

ronm

enta

l Pro

tect

ions

est

imat

es th

at th

e am

ount

of

thor

ium

con

tain

ing

dust

em

itted

eac

h ye

ar is

abo

ut 6

1.8

tonn

es (0

.99

kg p

er to

nne

of R

EO p

rodu

ced

with

an

annu

al o

utpu

t of 6

2,40

0t) (

Schü

ler,

et a

l. 20

11).

59

Page 60: Production of rare earth oxides

Type

 of  inp

ut  

Stage  

Outpu

t  Ba

yan  Obo

 Mao

niup

ing  

Waste  

Aci

dic

roas

ting

and

acid

le

achi

ng

Was

tew

ater

75

m3

12

-

Waste  

Sepa

ratio

n an

d re

finin

g Th

O2 i

n w

aste

wat

er

0.6

kg

0.26

Chem

icals  

Hyd

rom

etal

lurg

y C

O2

423

kg

192

kg

Chem

icals  

Hyd

rom

etal

lurg

y H

2O

173

kg

78 k

g

Chem

icals  

Hyd

rom

etal

lurg

y H

2CO

3 34

6 kg

-

Chem

icals  

Hyd

rom

etal

lurg

y H

2SO

4 -

640

kg

Chem

icals  

Hyd

rom

etal

lurg

y H

3PO

4 12

4 kg

-

Chem

icals  

Hyd

rom

etal

lurg

y (N

H4)

2SO

4 86

1 kg

-

Chem

icals  

Hyd

rom

etal

lurg

y N

A2S

O4

- 32

7 kg

Chem

icals  

Hyd

rom

etal

lurg

y H

F 62

kg

87 k

g

Chem

icals  

Sepa

ratio

n N

H4H

CO

3 61

kg

-

Chem

icals  

Sepa

ratio

n H

Cl

28 k

g 28

kg

Chem

icals  

Sepa

ratio

n H

2SO

4 38

kg

-

12 (H

urst

201

0)

60

Page 61: Production of rare earth oxides

Type

 of  inp

ut  

Stage  

Outpu

t  Ba

yan  Obo

 Mao

niup

ing  

Chem

icals  

Sepa

ratio

n H

2SO

4 38

kg

-

Chem

icals  

Ref

inin

g C

O2

760

kg

575

kg

Chem

icals  

Ref

inin

g H

Cl

476

kg

477

kg

Chem

icals  

Ref

inin

g C

2H2O

4 35

kg

35 k

g

61

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11. Life Cycle Impact Assessment In order to conduct this Life Cycle Impact Assessment, different impact categories

were defined: - Global Warming - Acidification - Eutrophication - Radioactive waste generation - Land use - Toxicity in wastewater For each of these categories, the LCI results were classified and assigned to one or

several category. The calculations of the following sections are all included in Appendix 8.

11.1. Global Warming

11.1.1. Classification The following elements were identified as taking part to global warming: - CO2 emitted during chemical processes - CO2 emitted during production of electricity - CO2 emitted when burning fuel for mining

The carbon emissions are quantified in this section.

11.1.2. Characterisation Table 16 summarises the impact indicators concerning global warming.

Table 16: Impact indicator for global warming

Classification   Unit   Bayan  Obo   Maoniuping  

Emissions  from  chemical  reactions   kg of CO2 1,180 770

Emissions  from    fuel  burning   kg of CO2 170 170

Emissions  from  electricity  use   kg of CO2 5,100 5,000

Overall  emissions   kg of CO2 6,450 5,940

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11.2. Acidification

11.2.1. Classification The following elements were identified as taking part to the acidification

phenomenon: - Sulphur Dioxide (SO2) - Hydrochloric acid (HCl) - Hydrofluoric acid (HF) - Ammonia (NH3)

11.2.2. Characterisation Table 17 summarises the impact indicators concerning acidification.

Table 17: Impact indicator for acidification

Classification   Unit   Bayan  Obo   Maoniuping  

SO2  (gas)   kg of SO2 24.8 640

HCl   kg of SO2eq 444 444

HF  (gas)   kg of SO2eq 99 139

NH3   kg of SO2eq 115 -

Atmosphere  acidification  potential  

kg of SO2eq 124 779

Wastewater  acidification  potential  

kg of SO2eq 559 444

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11.3. Eutrophication

11.3.1. Classification The following elements were identified as taking part to the acidification

phenomenon: - Ammonia - Phosphate

11.3.2. Characterisation Table 18 summarises the impact indicators concerning eutrophication.

Table 18: Impact indicator for eutrophication

Classification   Unit   Bayan  Obo   Maoniuping  

Phosphates   kg of H3PO4 124 -

Ammonia   kg of H3PO4eq 304 -

Discharge  in  wastewaters   kg of H3PO4eq 428 -

11.4. Radioactive waste generation

11.4.1. Classification The following types of radioactive waste were identified:

- Radioactive waste slag - Radioactive wastewater

11.4.2. Characterisation Table 19 summarises the impact indicators concerning radioactive waste generation.

Table 19: Impact indicator for radioactive waste generation

Classification   Unit   Bayan  Obo   Maoniuping  

Activity  of  waste  slag   Bq 5.1 107 3.6 107

Specific  activity  of  waste  slag   Bq/kg 3.6 104 1.25 105

Activity  of  wastewater   Bq 2.1 106 9.3 105

Specific  activity  of  wastewater   m3 2.9 104 -

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Classification   Unit   Bayan  Obo   Maoniuping  

Radioactivity  discharge   Bq 5.3 107 3.7 107

11.5. Land use

11.5.1. Classification The following elements were identified as taking part to land use: - waste rock - wastewater

11.5.2. Characterisation Table 20 summarises the impact indicators concerning land use.

Table 20: Impact indicator for land use

Classification   Unit   Bayan  Obo   Maoniuping  

Waste  rock   m3 20.4 23.8

Wastewater   m3 75 -

Overall  volume  required  

m3 95.4 23.8

11.6. Toxic chemical discharge in wastewater In this section, the different sources of toxicity are listed. Their toxicity is described

in Appendix 9.

11.6.1. Classification The following elements were identified as potential toxic elements discharged in

wastewaters: - Oxalic acid - Ammonium bicarbonate - Ammonium sulphates - Sodium sulphates - Sulphuric acid

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11.6.1. Characterisation Table 21 summarises the impact assessments concerning discharge of toxic

chemicals in wastewaters.

Table 21: Impact indicator for toxicity in wastewater

Classification   Unit   Bayan  Obo   Maoniuping  

Oxalic  acid   kg 35 35

Ammonium  bicarbonate   kg 61 -

Ammonium  sulphates   kg 861 -

Sodium  sulphates   kg - 327

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12. Life Cycle Interpretation 12.1. Identification of the significant issues

This section aims at identifying the data elements, the assumptions that contribute the most to the results of the LCI and LCIA. It is also focused on determining whether there are anomalies in the results or not.

12.1.1. Contribution analysis

12.1.1.1. Model The process modelling is the keystone of this LCA. This modelling helped

described what are the different stages. As a consequence, the results depend directly on this model, it represents a significant contributor.

The chemical reactions were described based on a literature review, they play an essential role in the calculation of results.

The beneficiation process was not described in much detail. As a result it is not possible to estimate the inputs and outputs necessary to its operations.

Seven impact categories were defined in the LCIA. As a result, only impacts from these categories were discussed.

12.1.1.2. Data

Throughout the LCA, the 2010 productions of both Bayan Obo and Maoniuping deposits have been extensively used.

Concerning the data, a significant issue was the very low availability of data concerning Maoniuping’s deposit contrary to Bayan Obo’s deposit.

12.1.1.3. Assumption A few assumptions are significant to the results of the LCA: - it is assumed that the daily mining rate is proportional to the REO output of

a deposit, as a result it is estimated that the daily mining rate was 16,250 tpd in 2010. This figure is used numerous times throughout the LCA.

- for the energy calculations (for the comminution, beneficiation and hydrometallurgy operations), it is assumed that the two Chinese mines can be compared to a Canadian mining project. This represents the most of the energy requirements.

- the hydrometallurgy and refining operations are assumed to have a 75% efficiency. Besides, it was assumed that each chemical step had a efficiency of 94.4%

- the chemical reactions were assumed to take place with stoichiometric quantities

- it is assumed that the chemicals used are neither recovered nor recycled, they all end up in wastewater

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12.2. Completeness, sensitivity and consistency of data

12.2.1. Completeness check For each mine, the data calculated in the LCI and LCIA are consistent with both the

goal and the scope of the LCA. The data cover every primary activity identified in the model of the processes.

However, within the primary activities, results are sometimes not complete due to a lack of data.

12.2.1.1. Raw material For this matter, the data are as complete as possible.

12.2.1.2. Energy The following energy requirements were not considered due to a lack of data: - energy consumed during refining operations (e.g. rare earth oxidation) - energy consumed during the transport of the ores As a consequence, it is likely that the energy consumption and the carbon emissions

are higher than calculated.

12.2.1.3. Chemical inputs and outputs The following chemical inputs and outputs were not considered due to a lack of

data: - chemicals used during the beneficiation process and notably the froth

flotation and the associated discharge/recovery - chemicals used for the separation of REEs such as P507 - chemicals used alongside chemical reactions (e.g. solvents, catalysts,

pH regulators)

As a result, their flows are unknown.

12.2.1.4. Water consumption

The water consumption was not estimated for any of the two mines due to a lack of data on this matter.

12.2.1.5. Environmental releases

The releases that were described and quantified are only those that were documented in the literature. Therefore, it is likely that other unidentified releases to air or water happen during these operations.

12.2.2. Sensitivity check The sensitivity of the assumptions is described in Table 22.

12.2.3. Consistency check All the assumptions described in section 12.1.1.3 are found to be consistent with the

goal and scope of the study.

On the contrary, the process modelling described in section 12.1.1.1 is found to be inconsistent with the goal of the study. Leaving the beneficiation process unresolved

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makes that the results do not describe correctly the necessary flows to achieve REOs. Due to this inconsistency, it is likely that several different chemical inputs and outputs are neglected as well as some environmental releases.

12.2.4. Limitations of the study In this section, the level of confidence in the assumptions is discussed as well as

their sensitivity.

Table 22: Assumptions analysis

Assumptions   Level  of  confidence  (low/medium/high)13   Implications  and  sensitivity  

Mining  rate  assumption   medium

The results are proportional to the mining rate. So it is not likely that the results will

change drastically because of this assumption.

Proportionality  to  Thor  Lake  

project  low

This assumption neglects any economy of scales which is likely to be the case in reality.

A significant change in this assumption is likely to change considerably the global

warming impact assessment.

75%  efficiency  of  the  

hydrometallurgy  and  refining  processes  

high

This data is based on the literature and is therefore reliable. If it were to change, it

would cause the chemical inputs and outputs to change inverse proportionally.

Recovery  rate  of  the  

beneficiation  process  in  both  

mines  

high This data is based on the literature. It is a

sensitive data because it helped to calculate wastes, radioactive wastes as well as land use.

Full  recovery  and  perfect  

selectivity  of  Fe  and  Nb  minerals  in  Bayan  Obo  

low This assumption is not very sensitive since a difference would slightly change the amount

of waste rock produced.

Full  recovery  and  perfect  

selectivity  of  Al,  Pb,  Mn  and  Fe  in  Maoniuping  

low This assumption is not very sensitive since a difference would slightly change the amount

of waste rock produced.

13 These are personal assessments.

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Assumptions   Level  of  confidence  (low/medium/high)13   Implications  and  sensitivity  

Same  stripping  ratio  in  Maoniuping  as  Bayan  Obo  

low This assumption is sensitive since a slight

change is likely to lead to significant differences in many categories

12.3. Conclusions of the life cycle assessment This life cycle assessment was carried out in order to provide information about the

production of REOs and estimate the energy and material flows necessary to it. The conclusion of this study is divided into two sections: analysis where the results are discussed and opinion where the study in itself is discussed.

12.3.1. Analysis

12.3.1.1. Global warming For both deposits, the CO2 emissions related to the production of a tonne of REO

are about 6 tonnes. This is a considerable ratio, that has to be taken into account when studying

products that contains REEs. Finally, the emission of both Maoniuping and Bayan Obo operations in terms of

CO2 appear to be quite similar.

12.3.1.2. Acidification potential The acidification potential (when producing a tonne of REOs) appears to be

significant since hundreds of kilograms of SO2eq are released both in the atmosphere and wastewater.

Besides, the operations in Maoniuping and Bayan Obo seem to have a comparable acidification potential.

12.3.1.3. Eutrophication potential The eutrophication potential of Maoniuping is nil. This is due to the absence of

monazite in Maoniuping’s ore. On the contrary, the operations in Bayan Obo generate a significant amount of

phosphate (or phosphate equivalent) since over 400 kg of phosphate equivalent are generated when producing a tonne of REOs.

12.3.1.4. Radioactive waste generation

Both operations generate significant radioactivity. Although this radioactivity is already occurring in the virgin ore, the result of these processes is to concentrate radioactive materials.

Therefore, the radioactive wastes have a higher radioactivity than natural ore. According to the UK regulation, they can be classified as low level radioactive waste

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(European Commission 1998). Thus, they need to be disposed of carefully in order to avoid spilling this radioactive concentrate out.

Although the wastewaters appear to be less radioactive than the waste slag, it is necessary to build secure impoundment, to prevent radioactive material from percolating into the soil and polluting ground waters.

12.3.1.5. Land use

Although the volume of waste generated per tonne of REO does not seem too important, the accumulation of all these wastes through decades of functioning have created massive stockpiles of waste.

As an example, some figures are given below concerning Bayan Obo deposit:

- surface of the tailing impoundment: 11 km2 (roughly 65 million m3) (Schüler et al. 2011)

- surface of the open pit mines (including all orebodies): 8.13 km2 (Wu 2010) - surface of the waste rock storages: 5.6 km2 (estimated from an aerial picture

of Bayan Obo deposit)

12.3.1.6. Discharge of toxic chemicals Discharge of toxic chemicals is a serious issue in both Maoniuping and Bayan Obo.

Much chemicals end up in wastewater and disposing toxic chemical in a pond may result in toxicity infiltrating into soils or evaporating in the air.

Both deposits reject oxalic acid which appears to be potentially the most toxic chemical discharged in the ones that were identified in this study.

A newspaper report by Simon Parry describing the effects of the “lake of toxic waste” is quoted in Appendix 10.

12.3.2. Discussions on the life cycle assessment

12.3.2.1. Scope definition The scope was defined in concordance with two ideas:

- the assessment of the environmental impacts of the production of REOs represents a comprehensive purpose as this is the first step in the production of every REE of any form

- the scope took into consideration the time available for this study

Consequently, although the study could have encompassed the production of rare earth metals or even rare earth products, it is estimated that the scope was the best compromise possible.

12.3.2.2. Assumptions Several assumptions were made throughout this LCA. Although most of them are

based on literature, some assumptions were identified as critical as they are sensitive and do not have a high level of confidence:

- the assumption on the stripping ratio in Maoniuping was made in order to enable further calculations. It has a low level of confidence and a high sensitivity

71

Page 72: Production of rare earth oxides

- the proportionality to the Thor Lake project neglects any economy of scale. This assumption appears to be critical in the calculation of the global warming impacts although it does not have a high level of confidence.

12.3.2.3. Process modelling

The results of both Maoniuping and Bayan Obo are really close. This can be explained with two reasons:

- the model for Maoniuping lacked several data and therefore numerous assumption were based on Bayan Obo information

- the two deposit are very similar in terms of ore and rare earth content and composition

The process modelling is likely to be a faulty part of this LCA. It was chosen taking into account the availability of information and data. Thus they result more from an obligation than a choice. Besides, the process modelling is the keystone of the whole LCA. Therefore, if this study is to be improved, it would be interesting to:

- describe the beneficiation operations in more details - model or find information on the consumption of water throughout the

production of REOs - find more precise information on Maoniuping’s operations - describe more meticulously the chemical steps, chemical reactants and

conditions

12.3.2.4. Life cycle inventory In the life cycle inventory, attention was paid to chemical inputs and outputs, air

emissions and waste generation. These categories were selected based on the available information.

However, it would have been interesting to also focus on the water consumption since it is likely to be a significant in beneficiation and hydrometallurgy processes. Besides, the operation in Bayan Obo takes place in an arid environment. Therefore, the impacts of abstracting water can be important.

12.3.2.5. Life cycle impact assessment Only six categories were chosen for the LCIA since it takes into account the

description carried out in the life cycle inventory. However, if it had been possible, this LCIA could also have focuses on other midpoint impacts:

- soil toxicity (modelling of the infiltrations) - stream toxicity (modelling of the infiltrations) - water use (water consumption modelling) Further studies could get down to assessing these impacts.

12.3.2.6. Acquisition of information The LCA of this study relies only on information found in literature and

assumptions. It would be certainly useful to have a look at other kinds of information such as LCA software database, governmental or industrial documentations. Since the latter is almost exclusively in Chinese, it would be to through it with a native Chinese speaker in order to collect other primary data.

72

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12.3.2.7. Specificity of the life cycle assessment This study was focused on two Chinese mines that were described in details.

However, general assumptions were made, and only very generic processes were scrutinised.

As a result, it is likely that the results can be generalised to some extent to other rare earth projects both in China and abroad.

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13. Conclusion The aim of this study was to assess some of the environmental impact of producing

rare earth oxides. More specifically, attention was given to two Chinese mines which account for 70% of the global rare earth production.

Thus, after a description of the operations in these both mines, it was decided to carry out a life cycle assessment methodology to these mines in order to evaluate the environmental impacts related to the following categories: global warming, acidification, eutrophication, radioactive waste generation, land use and toxicity in waste waters.

This life cycle assessment was composed of several phases: firstly the processes taking place in the two mines were described in details. Secondly, a life cycle inventory listed every input and output flows necessary to the operations. Thirdly, the impacts related to the above categories were assessed and expressed in a same unit. Finally, the life cycle interpretation helped to analysed the results.

It appeared that the production of rare earth oxides in these two mines is associated with a high environmental cost. In addition to CO2 emissions, the processes generates massive amount of waste slag (some of which is radioactive) and wastewater that have to be dealt with properly. The waste management has to be strict in order to avoid radioactive or toxic run-offs.

As a result, it emerged that the low economical cost of Chinese rare earth production goes along a significant environmental cost that should definitely be taken into consideration when producing and consuming rare earth elements.

The introduction of quotas in Chines exportation is possibly a political sign that Chinese authorities do not want to bear alone the responsibility of supplying the world with rare earth elements and try to share that environmental burden with other countries.

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Haxel, G. B., Hedrick, J.B., Orris, G.J. (2002). "Rare earth elements: Critical resources for high technology", U.S. Geological Survey, available at: http://www.rareelementresources.com/i/pdf/fs087-02.pdf Last access: 31/08/2011.

Hedrick, J. (2000). "Rare earths: Minerals yearbook", U.S. Geological Survey available at: http://minerals.usgs.gov/minerals/pubs/commodity/rare_earths/740400.pdf Last access: 31/08/2011.

Hedrick, J. (2010). "Standard 43-101 Definition of LREE and HREE Proposed". Retrieved 16th May, 2011, From http://www.raremetalblog.com/2010/05/blog-standard-43101-definition-of-lree-and-hree-proposed.html.

Huang, X. W., Z. Q. Long, et al. (2005). "Development of rare earth hydrometallurgy technology in China" Journal of Rare Earths, 23 (1): pp. 1-4.

Hurst, C. (2010). "China’s Rare Earth Elements Industry: What Can the West Learn?", Institute for the Analysis of Global Security, available at: http://fmso.leavenworth.army.mil/documents/rareearth.pdf Last access: 31/08/2011.

International Energy Agency (2010). "CO2 EMISSIONS FROM FUEL COMBUSTION: Highlights", International Energy Agency,

International Programme on Chemical Safety (2000). "Safety evaluation of certain food additives and contaminants". Retrieved 02/09, 2011, From http://www.inchem.org/documents/jecfa/jecmono/v44jec07.htm.

Kanazawa, Y. and M. Kamitani (2006). "Rare earth minerals and resources in the world" Journal of Alloys and Compounds, 408 pp. 1339-1343.

Kingsnorth, D. J. (2010). "An overview of the Rare Earths Market", Industrial Minerals Company of Australia, available at: http://www.slideshare.net/RareEarthsRareMetals/rare-earth-elements-report Last access: 31/08/2011.

Kul, M., Y. Topkaya, et al. (2008). "Rare earth double sulfates from pre-concentrated bastnasite" Hydrometallurgy, 93 (3-4): pp. 129-135.

Li, F. and X. Zeng (2003). "Mao Niu Ping Bastnasite Separation Process" Journal of Shanghai Second Polytechnic University (1).

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Naumov, A. V. (2008). "Review of the World Market of Rare-Earth Metals" Russian Journal of Non-Ferrous Metals, 49 (1): pp. 14-22.

Nguyen, T. H., X. D. Luu, et al. (2002). "Study on recovering directly the commercial cerium oxide and total of residue rare earths from dongpao bastnasite concentrate", Institute for Technology of Radloactive and Rare Elements, available at: http://www.iaea.org/inis/collection/NCLCollectionStore/_Public/35/095/35095869.pdf Last access: 31/08/2011.

Nilsson, D. (1992). Surface versus underground methods. In SME Mining Engineering Handbook, Society for mining, metallurgy and exploration.

Parry, S. (2011) "In China, the true cost of Britain's clean, green wind power experiment: Pollution on a disastrous scale" from Dailymail Available at: http://www.dailymail.co.uk/home/moslive/article-1350811/In-China-true-cost-Britains-clean-green-wind-power-experiment-Pollution-disastrous-scale.html Last access: 02/09/2011

Roskill (2007). The economics of rare earths & yttrium. Roskill Information Services London (UK)

Sato, T. (1989). "Liquid liquid extraction of rare-earth elements from aqueous acid-solutions by acid organo-phosphorus compounds" Hydrometallurgy, 22 (1-2): pp. 121-140.

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Zhong, C. H., W. Cheng, et al. (2010). "Extraction separation of rare earth with a novel USE extractor" Journal of Rare Earths, 28 pp. 504-506.

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Appendix

Appendix 1: USGS and Chinese classification

1. Different classifications a. USGS

USGS defines the reserve as “the part of the reserve base which could be economically extracted or produced at the time of determination”. The reserve base being “the part of an identified resource that meets specified minimum physical and chemical criteria related to current mining and production practices […] The reserve base includes those resources that are currently economic (reserves), marginally economic (marginal reserves) and some of those that are currently subeconomic (subeconomic resources)” (USGS 2011).

b. Chinese classification

According to Tse, “the Chinese reserve classification system best approximates reserves as defined in the U.S. Bureau of Mines and U.S. Geological Survey (1980) in USGS Circular 831”(Tse 2011). In this document, reserves are defined as “that portion of an identified resource from which a usable mineral or energy commodity can be economically and legally extracted a the time of determination” (USGS 1980).

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Appendix 2: Description of the flotation processes

The flotation process consists in mixing the ore with chemicals to make the bastnaesite/monazite hydrophobic.

Then air is injected through the agitated slurry (mix of ore and water) to produce froth. Since the rare earth ores is hydrophobic, it is attracted to air bubbles and thus stays at the surface of the mixture. Waste material sinks to the bottom of the container and can be removed (EPA 1994).

There are six broad types of flotation reagents (Fuerstenau et al. 2007): - the frother is added to control bubble size and froth stability - the collectors are surface-active reagents that impart hydrophobicity to minerals - the activators enhance collector adsorption onto a specific mineral - depressants are reagents that prevent collector adsorption to unwanted mineral

surfaces - modifiers modify the flotation environment - flocculants are added to assist dewatering of the flotation concentrates

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Appendix 3: Description of the solvent extraction process

The solvent extraction of REEs in EHEHPA follows a mere observation: the bigger the atomic number of the REE the more stable the resulting complex.

Figure 22 shows how the separation factor between two REEs matches with that principle (Hao et al. 1995).

Figure 22: Separation factor of rare earths in the Ln(III)-HCl-EHEHPA system (Sato 1989)

As a result, the process to separate REEs from each other uses that principle. It is composed of several steps as described in Figure 23.

Figure 23: Separation flowsheet for bastnasite (Yan et al. 2006)

The machine used for the solvent extraction is a mixer settler extractor (Zhong et al. 2010) (Zhong 1995).

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Appendix 4: Calculations for the Bayan Obo processes modelling

2. Mining a. Mining rate

Chinese production of REOs increased by 8.3% between 2006 and 2010 (from 120,000 to 130,000) (USGS 2006 ; USGS 2011), it is assumed that Bayan Obo’s production increased similarly. As a result, the mining rate in 2010 is 8.3% bigger than the one in 2006:

15,000 ∗ 1.083 ≈ 16,200  !"# b. Energy requirement

Calculation of the annual energy consumption for the mining operations:

- daily energy consumption: 16,200 ∗ 7.5  !"ℎ = 121.5  !"ℎ

- annual energy consumption: 121.5 ∗ 365 ≈ 44.3  !"ℎ

c. Explosives input Calculation of the annual amount of ANFO required:

- daily requirements: 16,200 ∗ 0.2  !" = 3,240  !" - annual requirements: 365 ∗ 3.24 ≈ 1,180  !"##$%

3. Comminution

Considering that the power requirements of Bayan Obo are proportionally equal to those estimated for the Thor Lake project, the average power was estimated:

- average power requirement:

6 ∗16,2002,000 = 48.6  !"

- annual amount of energy: 48.6 ∗ 8,760 ≈ 426  !"ℎ

4. Beneficiation

Calculation of the results displayed in Table 8: - since the annual output is 62,400 t and considering that the concentrate contains

60% of REEs and that the subsequent steps have an overall efficiency of 75%. The amount of rare earth concentrate produced is:

62,4000.75 ∗ 0.6 ≈ 139,000  !"##$%

- the amount of waste rock generated per tonne of rare earth concentrate is

calculated taking into account that 589 kg of waste rock are generated when producing 60 kg of rare earth concentrate. As a result, the amount of waste rock produced per tonne of rare earth concentrate is:

58960 ∗ 1! = 9.8  !  !"  !"#$%  !"#$

5. Hydrometallurgy and refining The stoichiometric quantities were calculated directly from the models exposed in

sections 9.1.4 and 9.1.5.

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6. Stoichiometry The stoichiometric coefficients are calculated directly from the chemical reactions,

however, the stoichiometric coefficient for O2 in the refining process needs to be explained.

This calculation is based on the relative proportion of light REEs at this stage. This proportion is illustrated in Figure 24:

Figure 24: Relative proportion of light rare earth elements in Bayan Obo concentrate (Spooner 2005)

As a result, knowing that the stoichiometric coefficient for La, Nd and Sm is 0.75, 1 for Ce and 1.8 for Pr, it is possible to calculate the overage coefficient:

0.24+ 0.18+ 0.02 ∗ 0.75+ 0.51 ∗ 1+ 0.05 ∗ 1.8 = 0.93

Ce  51%  

La  24%  

Pr  5%   Nd  

18%  

Sm  2%  

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Appendix 5: Calculations for the Maoniuping processes modelling

1. Beneficiation Calculation of the results displayed in

Table 10: - since the annual output is 31,200 t and considering that the concentrate contains

70% of REEs and that the subsequent steps have an overall efficiency of 75%. The amount of bastnaesite concentrate produced is

31,2000.75 ∗ 0.7 ≈ 59,400  !"##$%

- the amount of waste rock generated per tonne of rare earth concentrate is

calculated taking into account that 619 kg of waste rock are generated when producing 52.7 kg of bastnaesite concentrate. As a result, the amount of waste rock produced per tonne of rare earth concentrate is:

61952.7 ∗ 1! = 11.7  !  !!  !"#$%  !"#$

2. Mining and comminution

a. Mining rate calculation Since bastnaesite concentrate represents 5.3% of all the rock processed in

beneficiation, it is possible to calculate the amount of rock processed in the beneficiation from the amount of bastnaesite concentrate produced:

59,4000.053 = 1.12  10!  !"##$%

The stripping ratio being 1.57, it is possible to calculate the annual amount of rock excavated in the mining operations: 1.12  10! ∗ 1+ 1.57 = 2.88  10!  !"##$%

As a result, the mining rate is:

2.88  10!

365 = 7,900  !"#

b. Energy requirements for mining

- Annual energy requirements: 2.88  10! ∗ 7.5  !"ℎ = 21.6  !"ℎ c. Explosives

Thanks to the annual amount of rock handled and Nilsson’s figure it is possible to calculate the annual amount of explosive required: 2.88  10! ∗ 0.2 = 576  10!  !" = 576  !

3. Comminution

Considering that the power requirements of Maoniuping are proportionally equal to those estimated for the Thor Lake project, the average power was estimated:

- average power requirement:

6 ∗7,9002,000 = 23.7  !"

- annual amount of energy: 23.7 ∗ 8,760  ℎ!"#$ ≈ 208  !"ℎ

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- Stoichiometry

The stoichiometric coefficients are calculated directly from the chemical reactions, however, the stoichiometric coefficient for O2 in the refining process needs to be explained.

This calculation is based on the relative proportion of light REEs at this stage. This proportion is illustrated in Figure 25.

Figure 25: Relative proportion of light rare earth elements in Maoniuping concentrate

As a result, knowing that the stoichiometric coefficient for La, Nd and Sm is 0.75, 1 for Ce and 1.8 for Pr, it is possible to calculate the overage coefficient:

0.3+ 0.13+ 0.01 ∗ 0.75+ 0.51 ∗ 1+ 0.05 ∗ 1.8 = 0.93

Ce  51%  

La  30%  

Pr  5%  

Nd  13%  

Sm  1%  

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Appendix 6: Calculation of the life cycle inventory data for Bayan Obo

1. Molar quantity Firstly, the molar quantity contained in one tonne of REOs is calculated.

Considering that one tonne of REOs is composed as in Figure 17. It is calculated that it contains 4,346 moles of the different REOs.

2. Input of consumed product a. Chemicals

Thanks to the above molar quantity and the stoichiometric coefficients modelled in section 9.1. It is possible to calculate the stoichiometric amount for each chemical input, these results are given in Table 23.

Table 23: Calculation of the chemical inputs for Bayan Obo

Chemical   Stoichiometric  coefficient  

Molar  mass  (g/mol)  

Minimum  required  mass  (stoichiometric  quantities)  

Required  mass  (94.4%  

efficiency)  

H2SO4   1.5 98 639 kg 677 kg

NH4HCO3   3 79 1,030 kg 1,091 kg

HCl   3 36.5 476 kg 504 kg

C2H2O4   1.5 90 587 kg 622 kg

O2   0.93 32 104 kg 111 kg

b. Explosives

To calculate the amount of explosive used per tonne of REOs, the annual amount of ANFO used (1,180 t) is merely divided by the annual oxide output of Bayan Obo (62,400t).

c. Energy

The energy requirements for the production of a tonne of REOs are calculated similarly than for the explosives: with a simple division of the energy inputs described in section 9.1. 3. Output of wastes and chemicals

a. Wastes From section 9.1.6, the annual amount of waste rock generated in Bayan Obo can be

calculated:  2.31  10! ∗ 1.57 = 3.63  10!  !"##$% As a result, per tonne of REOs produced, the amount of waste rock generated is

3.63  10! ∗62,400 = 58.2  !"##$%

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b. Waste slag The waste slag is the rock discharged after the beneficiation process. The amount of

rock discharged at this stage is: 2.31  10! ∗ 0.589 = 1.36  10!  !"##$% Hence, the amount of waste slag generated per tonne of REO produced is 21.8

tonnes. Among this waste slag it is possible to distinct between radioactive and non-radioactive waste slag.

The radioactive waste slag amounts to 1.4 tonnes (Xu and Peng 2009). As a result, the non radioactive waste slag amounts to 20.4 tonnes.

c. Thorium oxide in wastewater and waste slag According to Chen, the thorium oxide content in Bayan Obo ore is 0.04%. As a

result, the amount of ThO2 processed each year in the comminution and beneficiation steps is equal to (Chen et al. 2003):

2.3  10! ∗ 0.04% = 925  !"##$% According to Figure 20, 95.9% of the processed thorium oxide ends up in waste slag

and 4.1% ends up in rare earth concentrate. As a result, the annual amount of ThO2 that ends up in waste slag is equal to:

925 ∗ 0.959 = 887  !"##$%

Consequently, the amount of thorium oxide that ends up in waste slag per tonne of REOs produced is equal to:

88762,400 = 14.2  !"

Similarly, it is calculated that the amount of ThO2 that ends up in wastewater for each tonne of REO is equal to 0.6 kg.

d. Chemicals H2SO4, NH4HCO3, HCl and C2H2O4 outputs result from the fact that each reaction

was considered to have a 94.4% efficiency. Therefore, even if all the rare earth molecules are processed, some of these chemicals remain in the solution and are discharged in wastewater. What remains in solution is the amount of chemical that is in excess so that all the rare earth molecules are transformed.

The other chemical outputs are calculated similarly than for the chemical inputs (see Table 23).

Table 24: Calculation of the chemical outputs for Bayan Obo

Chemical   Stoichiometric  coefficient   Molar  mass  (g/mol)   Stoichiometric  

output  

CO2   2.21 44 423 kg

H2O   2.21 18 173 kg

H2CO3   1.5 53 346 kg

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Chemical   Stoichiometric  coefficient   Molar  mass  (g/mol)   Stoichiometric  

output  

H3PO4   0.29 98 124 kg

(NH4)2SO4   1.5 132 861 kg

HF   0.71 20 62 kg

CO2   3 44 574 kg

HCl   3 36.5 476 kg

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Appendix 7: Calculation of the life cycle inventory data for Maoniuping

1. Molar quantity Firstly, the molar quantity contained in one tonne of REOs is calculated.

Considering that one tonne of REOs is composed as in Figure 18. It is calculated that it contains 4,353 moles of the different REOs.

2. Input of consumed product a. Chemicals

Thanks to the above molar quantity and the stoichiometric coefficients modelled in section 9.2. It is possible to calculate the stoichiometric amount for each chemical input, these results are given in Table 25.

Table 25: Calculation of the chemical inputs for Maoniuping

Chemical   Stoichiometric  coefficient  

Molar  mass  (g/mol)  

Minimum  required  mass  (stoichiometric  quantities)  

Required  mass  (94.4%  

efficiency)  

H2SO4   1.5 98 640 kg 678 kg

Na2SO4   0.5 142 309 kg 327 kg

HCl   3 36.5 477 kg 505 kg

C2H2O4   1.5 90 587 kg 623 kg

O2   0.93 32 104 kg 111 kg

b. Explosives

To calculate the amount of explosive used per tonne of REOs, the annual amount of ANFO used (576 t) is merely divided by the annual oxide output of Maoniuping (31,200t).

c. Energy

The energy requirements for the production of a tonne of REOs are calculated similarly than for the explosives: with a simple division of the energy inputs described in section 9.2. 3. Output of wastes and chemicals

a. Wastes From section 9.2, the annual amount of waste rock generated in Bayan Obo can be

calculated.

The annual amount of rock handled is 365 ∗ 7,900  !"# = 2.88  10!!"##$% (see Appendix 5 for the mining rate calculation).

The annual amount of bastnaesite concentrate is 59,400 tonnes (see 9.2.1).

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Since the mining ratio is 1.57, the amount of waste rock generated is:

2.88  10! ∗1.57

1.57+ 1 = 1.76  10!!"##$%

As a result, per tonne of REOs produced, the amount of waste rock generated is:

1.76  10!

31,200 = 56  !"##$%

b. Waste slag The waste slag is the rock discharged after the beneficiation process. The amount of

rock discharged at this stage is: 1.12  10! ∗ 0.616 = 6.91  10!  !"##$% (1.12 106 tonnes being the amount of rock processed).

Hence, the amount of waste slag generated per tonne of REO produced is 22.1 tonnes. Among this waste slag it is possible to distinct between radioactive and non-radioactive waste slag.

The radioactive waste slag amounts to 300 kg (Xu and Peng 2009). As a result, the non radioactive waste slag amounts to 21.8 tonnes.

c. Thorium oxide in wastewater and waste slag According to Xu and Peng, the amount of thorium oxide that ends up in waste slag

per tonne of REOs produced is 10 kg (Xu and Peng 2009). From Figure 21, it is calculated that 97.5% of the ThO2 goes into waste slag and

2.5% into rare earth concentrate (and then in wastewater). As a result, the amount of ThO2 in wastewater is estimated to be 0.26 kg per tonne of REOs produced.

d. Chemicals H2SO4 and C2H2O4 outputs result from the fact that each reaction was considered to

have a 94.4% efficiency. Therefore, even if all the rare earth molecules are processed, some of these chemicals remain in the solution and are discharged in wastewater. What remains in solution is the amount of chemical that is in excess so that all the rare earth molecules are transformed.

The other chemical outputs are calculated similarly than for the chemical inputs (see Table 23).

Table 26: Calculation of the chemical outputs for Maoniuping

Chemical   Stoichiometric  coefficient   Molar  mass  (g/mol)   Stoichiometric  

output  

CO2   1 44 192 kg

H2O   1 18 78 kg

H2SO4   1.5 98 640 kg

Na2SO4   0.5 142 327 kg

HF   1 20 87 kg

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Chemical   Stoichiometric  coefficient   Molar  mass  (g/mol)   Stoichiometric  

output  

CO2   3 44 575 kg

HCl   3 36.5 505 kg

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Appendix 8: Calculation of the life cycle impact assessment data

1. Global warming a. Emissions from chemical reactions

These data come directly from the life cycle inventory in section 10. b. Emissions from fuel burning in the mining operations

Firstly, the amount of energy necessary for the mining phase is into a volume of gasoline. This is done based on gasoline energy density (35 MJ/L) (Tribal Energy and Environmental Information 2011).

Then, the emission of CO2 is calculated considering that the combustion of gasoline generates 2.38 kg CO2 per litre (EPA 2005).

Results are displayed in Table 27.

Table 27: CO2 emissions for mining operations

  Baotou   Maoniuping  

Mining  energy  (kWh)   710 kWh 692 kWh

Equivalent  amount  of  gasoline  (L)   73 71

Emissions  of  CO2  (kg)   174 169

c. Emissions from electricity use

Assuming that the processes of comminution, beneficiation and hydrometallurgy are completely powered with Chinese electricity, it is possible to calculate the amount of CO2 generated during theses stages.

In average, the Chinese electricity produces 745 g of CO2 per kWh (International Energy Agency 2010).

Results are displayed in Table 28.

Table 28: CO2 emissions from electricity use

  Baotou   Maoniuping  

Required  energy  (MWh)   6.83 6.67

Emissions  of  CO2  (tonne)   5.1 5.0

2. Acidification

a. SO2 calculation The sulphur dioxide is produced during the acidic roasting where the following

reaction takes place: 2 H2SO4 2 SO2 + 2 H2O + O2

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Assuming that all the sulphuric acid that is not consumed during the acidic roasting produces sulphur dioxide, it is possible to estimate the quantity of SO2 is rejected. The calculations are exposed in Table 29.

Table 29: Calculation of the SO2 emissions

  Baotou   Maoniuping  

Excess  of  H2SO4  (kg)   38 640

Quantity  of  moles   388 6531

SO2  emitted  (kg)   25 418

b. Characterisation factor

In order to express both HCl, HF and NH3 in a same unit, the characterisation factor developed by Azapagic was used (Azapagic 2011). It helped to convert these chemicals into SO2eq. The characterisation factors are described in Table 30.

Table 30: Acidification potential characterisation factors (Azapagic 2011)

Chemical Acidification Potential (vs. SO2)

SO2 (sulphur dioxide) 1

HCl (hydrogen chloride) 0.88

HF (hydrogen fluoride) 1.6

NH3 (ammonia) 1.88

Thus, it is possible to express the data calculated in the LCI into SO2eq regarding their acidification potential. The results are exposed in Table 31.

Table 31: Acidification potential of different chemicals

  Baotou   Maoniuping  

HCl  discharge  (kg)   504 505

HCl  acidification  potential  (kgSO2eq)  

444 444

HF  discharge  (kg)   62 87

HF  acidification  potential  (kgSO2eq)  

99 139

NH3/NH4+  discharge  (kg)   61 -

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  Baotou   Maoniuping  

NH3  acidification  potential  (kgSO2eq)  

115 -

3. Eutrophication a. Characterisation factor

In order to express ammonia and phosphate in a same unit, the characterisation factor developed by Azapagic was used (Azapagic 2011). It helped to convert these chemicals into H3PO4eq. The characterisation factors are described in Table 32.

Table 32: Eutrophication potential characterisation factors (Azapagic 2011)

Chemical Acidification Potential (vs. SO2)

Phosphate 1

Ammonia 0.33

Nitrates 0.42

Thus, it is possible to express the data calculated in the LCI into H3PO4eq regarding their eutrophication potential. The results are exposed in Table 33.

Table 33: Eutrophication potential of different chemicals

  Baotou   Maoniuping  

Phosphate  discharge  (kg)   124 -

Phosphate  eutrophication  potential  (kgH3PO4eq)  

124 -

Ammonia  discharge  (kg)   922 -

Ammonia  eutrophication  potential  (kgH3PO4eq  

304 -

4. Radioactive waste generation

a. Radioactive waste slag The radioactivity is calculated from the following formula:

!"#$%"&'$($') = !!"#$% ∗!"  (2)!!

!

where:

- Natoms is the number of radioactive atoms - t1/2 is the half life (14.05 billion years for ThO2)

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Calculations are exposed in Table 34.

Table 34: Activity in waste slag

  Baotou   Maoniuping  

Radioactive  waste  slag  discharge   1.4 t 300 kg

Amount  of  ThO2  in  waste  slag  (kg)   14.2 kg 10 kg

Activity  (Bq)   5.1 107 3.6 107

Specific  activity  (Bq/kg)   3.6 104 1.25 105

b. Radioactive in wastewater Similarly as for the previous section, the quantity of thorium in wastewater was

estimated. The calculations are displayed in Table 35.

Table 35: Activity in wastewater

  Baotou   Maoniuping  

Amount  of  ThO2  in  wastewater  (kg)   0.6 0.26

Activity  (Bq)   2.1 106 9.3 105

Specific  activity  (Bq/m3)   2.9 104 -

5. Land use The data are given in Table 15.

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Appendix 9: Toxic chemicals in wastewater

1. Oxalic acid According to Cindy Hurst in a report for the Institute for the Analysis of Global

Security (Hurst 2010): “Oxalic acid is poisonous and potentially fatal if swallowed. It is also corrosive and causes severe irritation and burns to the skin, eyes, and respiratory tract, is harmful if inhaled or absorbed through the skin, and can cause kidney damage.”

2. Ammonium bicarbonates In the same report, Hurst writes that (Hurst 2010):

“The potential health hazards of ammonium bicarbonate include: Irritation to the respiratory tract if inhaled, irritation to the gastrointestinal tract if ingested, redness and pain if it comes in contact with the eyes, and redness, itching, and pain if it comes in contact with the skin.”

3. Ammonium sulphates The company DSM reports that (DSM 2010):

“Ammonium sulphate has a low hazard profile. […] Ammonium sulphate has been tested for several toxicological endpoints (for example, acute toxicity, irritation, repeated dose toxicity). Based on experimental data for analogue substances, no additional adverse health effects are anticipated for the ammonium sulphate. […] Ammonium sulphate has a low bioaccumulating potential. It has been tested for ecotoxicity. Based on these tests there is no need to classify this substance.” 4. Sodium sulphates

According to the International Programme on Chemical Safety of the World Health Organisation (International Programme on Chemical Safety 2000):

“The Committee considered that the results of the published studies in experimental animals do not raise concern about the toxicity of sodium sulfate. The compound has a laxative action, which is the basis for its clinical use. The minor adverse effects reported after use of ingested purgative preparations containing sodium sulfate may not be due to the sodium sulfate itself.”

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Appendix 10: Report on the lake of toxic waste in Baotou (Parry 2011)

“When we finally break through the cordon and climb sand dunes to reach its brim, an apocalyptic sight greets us: a giant, secret toxic dump, made bigger by every wind turbine we build.

The lake instantly assaults your senses. Stand on the black crust for just seconds and your eyes water and a powerful, acrid stench fills your lungs.

For hours after our visit, my stomach lurched and my head throbbed. We were there for only one hour, but those who live in Mr Yan’s village of Dalahai, and other villages around, breathe in the same poison every day.

Retired farmer Su Bairen, 69, who led us to the lake, says it was initially a novelty – a multi-coloured pond set in farmland as early rare earth factories run by the state-owned Baogang group of companies began work in the Sixties.

‘At first it was just a hole in the ground,’ he says. ‘When it dried in the winter and summer, it turned into a black crust and children would play on it. Then one or two of them fell through and drowned in the sludge below. Since then, children have stayed away.’

As more factories sprang up, the banks grew higher, the lake grew larger and the stench and fumes grew more overwhelming.

‘It turned into a mountain that towered over us,’ says Mr Su. ‘Anything we planted just withered, then our animals started to sicken and die.’

People too began to suffer. Dalahai villagers say their teeth began to fall out, their hair turned white at unusually young ages, and they suffered from severe skin and respiratory diseases. Children were born with soft bones and cancer rates rocketed.

Official studies carried out five years ago in Dalahai village confirmed there were unusually high rates of cancer along with high rates of osteoporosis and skin and respiratory diseases. The lake’s radiation levels are ten times higher than in the surrounding countryside, the studies found.

Since then, maybe because of pressure from the companies operating around the lake, which pump out waste 24 hours a day, the results of ongoing radiation and toxicity tests carried out on the lake have been kept secret and officials have refused to publicly acknowledge health risks to nearby villages.”

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