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Arizona State University | Johnny Thomas | Sustainable Engineering | 2015 ISSST | 19 May 2015 An Integral Approach to Organizing, Indexing, and Linking Resilience Knowledge Johnny Thomas, MSEE, MBA PhD Student, Research Associate Arizona State University Sustainable Engineering

An Integral Approach to Organizing, Indexing, and Linking Resilience Knowledge

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Page 1: An Integral Approach to Organizing, Indexing, and Linking Resilience Knowledge

Arizona State University | Johnny Thomas | Sustainable Engineering | 2015 ISSST | 19 May 2015

An Integral Approach to Organizing, Indexing, and Linking Resilience Knowledge

Johnny Thomas, MSEE, MBA

PhD Student, Research Associate Arizona State University Sustainable Engineering

Page 2: An Integral Approach to Organizing, Indexing, and Linking Resilience Knowledge

Arizona State University | Johnny Thomas | Sustainable Engineering | 2015 ISSST | 19 May 2015 2

Loma Prieta, 17 Oct. 1989, 7.1M

� 63 deaths � 3,757 injured � $6B property damage

Page 3: An Integral Approach to Organizing, Indexing, and Linking Resilience Knowledge

Arizona State University | Johnny Thomas | Sustainable Engineering | 2015 ISSST | 19 May 2015 3

New Orleans Mayor Ray Nagin

Coast Guard Commandant Thad Allen

President George Bush

(Larry Downing / Reuters-Corbis, 2011)

� 1,833 died � 200 Civil servants AWOL � 25 Officers leave high stress areas � 2 Officers commit suicide � Poor leadership & judgment � Criminal behavior

Page 4: An Integral Approach to Organizing, Indexing, and Linking Resilience Knowledge

Arizona State University | Johnny Thomas | Sustainable Engineering | 2015 ISSST | 19 May 2015 4

(Larry Downing / Reuters-Corbis, 2011)

Hurricane Katrina: a resilience failure

“as if no one was in control” (Westrum, 2005)

Page 5: An Integral Approach to Organizing, Indexing, and Linking Resilience Knowledge

Arizona State University | Johnny Thomas | Sustainable Engineering | 2015 ISSST | 19 May 2015

� 8,460 dead, >16,000 injured � ~1M children needing urgent care � 8M people impacted

5

Nepal, 25 April & 12 May 2014

7.8M / 7.3M

Page 6: An Integral Approach to Organizing, Indexing, and Linking Resilience Knowledge

Arizona State University | Johnny Thomas | Sustainable Engineering | 2015 ISSST | 19 May 2015 6

The number of events is increasing!

(TISP, 2015)

Page 7: An Integral Approach to Organizing, Indexing, and Linking Resilience Knowledge

Arizona State University | Johnny Thomas | Sustainable Engineering | 2015 ISSST | 19 May 2015 7

(Gall, Borden, Emrich, & Cutter, 2011)

Losses ~$108B

Per Capita Losses >$350

Hur

rica

ne K

atri

na

(TISP, 2015)

>Losses

Page 8: An Integral Approach to Organizing, Indexing, and Linking Resilience Knowledge

Arizona State University | Johnny Thomas | Sustainable Engineering | 2015 ISSST | 19 May 2015

Presidential Policy Directive (PPD-21)

“U.S. efforts shall address the security and resilience…” (The White House, 2013)

8

National Infrastructure Protection Plan 2013

Directs national policy among Federal agencies (U.S. Homeland Security, 2013)

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Arizona State University | Johnny Thomas | Sustainable Engineering | 2015 ISSST | 19 May 2015

>3,700 Peer Reviewed Journal Articles with Resilience in the Title

9

(Baggio, Brown, & Hellebrandt, 2015)

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Arizona State University | Johnny Thomas | Sustainable Engineering | 2015 ISSST | 19 May 2015 10

Page 11: An Integral Approach to Organizing, Indexing, and Linking Resilience Knowledge

Arizona State University | Johnny Thomas | Sustainable Engineering | 2015 ISSST | 19 May 2015 11

An Integral Approach

Ability to hold multiple simultaneous perspectives without marginalizing or diminishing one over another

Page 12: An Integral Approach to Organizing, Indexing, and Linking Resilience Knowledge

Arizona State University | Johnny Thomas | Sustainable Engineering | 2015 ISSST | 19 May 2015 12

Interior Exterior

Indi

vidu

al

Gro

up /

Col

lect

ive

Org

aniz

ing

(Wilber, 2000)

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Arizona State University | Johnny Thomas | Sustainable Engineering | 2015 ISSST | 19 May 2015 13

Interior Exterior

Indi

vidu

al

Gro

up /

Col

lect

ive

Subjective, “I” 1st person

Inter-subjective, “WE” 2nd person

Objective, “IT” 3rd person (singular)

Inter-objective, “ITS” 3rd person (plural)

Experience Behavior

Culture Systems

Holon: object, subject, or

unit of inquiry

Org

aniz

ing

(Wilber, 2000)

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An Integral Perspective of

Resilience Research

Org

aniz

ing

(Wilber, 2000)

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Arizona State University | Johnny Thomas | Sustainable Engineering | 2015 ISSST | 19 May 2015 15

Interior Exterior

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Col

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Org

aniz

ing

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Interior Exterior

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Resilience Epistemology

Inde

xing

(Wilber, 2000)

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Individual resilient capacity indicators

Group resilient capacity indicators

Individual resilient process indicators

Group / system resilient process indicators

Psychology & Phenomenology

Behavior, actions & Physicality

Culture & Worldviews

Social, Ecological & Technical Systems

Resilience Epistemology

Inde

xing

(Wilber, 2000)

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Arizona State University | Johnny Thomas | Sustainable Engineering | 2015 ISSST | 19 May 2015 18

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Zone 1

Zone 3

Zone 5

Zone 7

Zone 2 Zone 6

Zone 4 Zone 8

Inde

xing

(Wilber, 2000)

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Arizona State University | Johnny Thomas | Sustainable Engineering | 2015 ISSST | 19 May 2015 19

Icon Zone Domain Methods & Techniques

1 Experience Self-report, narrative, journaling

2 Experience Psychometrics (cognition, conation), observation

3 Culture Hermeneutics, interviews, role-playing, improv

4 Culture Ethnomethodology, moral & worldview analysis

5 Behavior Autopoiesis, modeling of cognitive & visual systems

6 Behavior SAAL, surveys, exams, empirical data collection

7 Systems System autopoiesis, network nodes (send / receive)

8 Systems SAAL, systems monitoring, modeling & analysis

Resilience Epistemological Index

Integral Approach (Esbjörn-Hargens, 2010; Wilber 2001) Inde

xing

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Arizona State University | Johnny Thomas | Sustainable Engineering | 2015 ISSST | 19 May 2015

A content-free framework

for organizing, indexing, and linking resilience knowledge.

20

Inte

gral

App

roac

h

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Arizona State University | Johnny Thomas | Sustainable Engineering | 2015 ISSST | 19 May 2015

[email protected]

WeWorldNetworks.com

21

Thank You!

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Arizona State University | Johnny Thomas | Sustainable Engineering | 2015 ISSST | 19 May 2015

Back-up Slides

22

Afternoon resilience summit

Page 23: An Integral Approach to Organizing, Indexing, and Linking Resilience Knowledge

Arizona State University | Johnny Thomas | Sustainable Engineering | 2015 ISSST | 19 May 2015

What is resilience?

Capacity to absorb shock, return to homeostasis (stable state) or re-organize (Reid & Botteril, 2013)

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Basic construct interpreted among disciplines

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Arizona State University | Johnny Thomas | Sustainable Engineering | 2015 ISSST | 19 May 2015

Engineering Resilience

�  Time to return to steady state (Holling, 1996)

�  Complex adaptive system-continuous adjustment (Pendall, Foster, & Cowell, 2009)

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Objects, devices & technical systems

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Arizona State University | Johnny Thomas | Sustainable Engineering | 2015 ISSST | 19 May 2015

Human Resilience

�  Ability to tolerate stress amid extreme adversity

(Zautra, Hall, & Murray, 2010)

25

People as individuals, groups, and organizations

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Arizona State University | Johnny Thomas | Sustainable Engineering | 2015 ISSST | 19 May 2015 26

• Moral reasoning (Kumpfer, 1995; Stokols, Lejano, & Hipp, 2013)

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Arizona State University | Johnny Thomas | Sustainable Engineering | 2015 ISSST | 19 May 2015 27

Cha

lleng

er

9/11

Hur

rica

ne K

atri

na

(TISP, 2015)

Page 28: An Integral Approach to Organizing, Indexing, and Linking Resilience Knowledge

Arizona State University | Johnny Thomas | Sustainable Engineering | 2015 ISSST | 19 May 2015

Four ways to see the world (Ontology)

�  Simultaneous perspectives, co-arising, tetra-mesh �  Co-nascent & mutually implicated in one another

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Four ways the world can be seen (Epistemology)

Object or Subject of inquiry

Integral Approach (Esbjörn-Hargens, 2010; Wilber 2001)

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Arizona State University | Johnny Thomas | Sustainable Engineering | 2015 ISSST | 19 May 2015 29

Zones 2 & 4

Zones 6 & 8

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Arizona State University | Johnny Thomas | Sustainable Engineering | 2015 ISSST | 19 May 2015

Human Resilience Capacities

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Table 1 Human Resilience Capacities (Connor, 2006; Olsson et al., 2003) Cognitive Social / Emotional Behavioral Ability to adapt to change Coping1 Action-oriented approach Ability to view change / stress as a challenge

Faith1 Ability to perceive / demonstrate the strengthening effect of stress

Ability to use past successes to confront current challenges

Hope

Engaging the support of others

Balanced perspective on experience Optimism Rebounding Enduring set of values Patience Secure attachments to others Fortitude, conviction, tenacity, & resolve Self-efficacy1 Tolerance of negative effect Internal locus of control1 Self-esteem Personal or collective goals1 Sense of humor Sense of meaningfulness !

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Arizona State University | Johnny Thomas | Sustainable Engineering | 2015 ISSST | 19 May 2015 31

Human Development (Richardson, 2002) (Brown & Westaway, 2011) Sociology (Norris & Stevens, 2007) (Keck & Sakdapolrak, 2013)

Biology & Health (Garcia-dia et al., 2013) Neuroscience (Feder, Nestler, & Charney, 2009)

Human Development (Masten, 2001) (Unger et al., 2013) Management & Organization (Luthans, 2002) (Davy, Smith, Lating, 2011)

Human Resilience

Psychiatry (Connor & Davidson, 2003) (Herrman & Stewart, 2011) Psychology (Bonanno, 2004) (Tugade & Fredrickson, 2004)

Experience Behavior

Culture Systems

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(NOAA, 2005)

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Arizona State University | Johnny Thomas | Sustainable Engineering | 2015 ISSST | 19 May 2015 34

•  How can we organize the vast array of resilience knowledge without marginalizing perspectives?

•  How can we index resilience epistemologies and methods? •  How can we link resilience research perspectives and

knowledge claims to strengthen and inform research projects?

Research Questions

Page 35: An Integral Approach to Organizing, Indexing, and Linking Resilience Knowledge

Arizona State University | Johnny Thomas | Sustainable Engineering | 2015 ISSST | 19 May 2015

Integration Challenges

�  Different methods for different perspectives (Esbjörn-Hargens, 2007)

�  No linkage for perspectives in disparate disciplines: engineering & psychology

�  Result: confusion & misinterpretations among disciplines (Brand & Jax, 2007)

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Human Development (Ungar, Ghazinour, & Richter, 2013)

Ecology & Sustainability (Walker et al., 2004), (Redman, 2014)

Engineering (Woods & Branlat, 2010)

Management & Organization (Luthans, 2002)

Sociology (Cutter, 2006)

Biology & Health (Garcia-dia et al., 2013) Neuroscience (Feder et al., 2009)

Human Development (Richardson, 2002) (Brown & Westaway, 2011) Sociology (Norris & Stevens, 2007) (Keck & Sakdapolrak, 2013)

Psychiatry (Connor & Davidson, 2003) (Folkman & Moskowitz, 2004) Psychology (Bonanno, 2004), (Tugade & Fredrickson, 2004)

Org

aniz

ing

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Arizona State University | Johnny Thomas | Sustainable Engineering | 2015 ISSST | 19 May 2015

Integral Theory: a content-free lens

‘Interior & Exterior

of Individual & Collective’

37

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References

•  Baggio, J. A., Brown, K., & Hellebrandt, D. (2015). Boundary object or bridging concept  ? A citation network analysis of. Ecology and Society, 20(2). •  Bonanno, G. (2004). Loss, Trauma, and Human Resilience: Have We Underestimated the Human Capacity to Thrive After Extremely Aversive Events? The

American Psychologist, 59(1), 20–8. doi:10.1037/0003-066X.59.1.20 •  Brand, F., & Jax, K. (2007). Focusing the Meaning (s) of Resilience: Resilience as a Descriptive Concept and a Boundary Object. Ecology and Society, 12(1).

Retrieved from http://www.ecologyandsociety.org/vol12/iss1/art23/ES-2007-2029.pdf •  Brown, K., & Westaway, E. (2011). Agency, Capacity, and Resilience to Environmental Change: Lessons from Human Development, Well-Being, and Disasters.

Annual Review of Environment and Resources, 36(1), 321–342. doi:10.1146/annurev-environ-052610-092905 •  Connor, K. (2006). Assessment of Resilience in the Aftermath of Trauma. Journal of Clinical Psychiatry, (suppl 2). Retrieved from

http://breathofhopefoundation.org/articles/v67s0207_Resilience.pdf •  Connor, K. M., & Davidson, J. R. T. (2003). Development of a New Resilience Scale: the Connor-Davidson Resilience Scale (CD-RISC). Depression and Anxiety,

18(2), 76–82. doi:10.1002/da.10113 •  Esbjörn-Hargens, S. (2007). Integral Teacher, Integral Students, Integral Classroom: Applying Integral Theory to Education. AQAL: Journal of Integral Theory and

Practice, 1–42. Retrieved from http://integraleslebenwien.at/LS/Bil/Esbjorn-Hargens_Integral-Education.pdf •  Esbjörn-Hargens, S. (2010). An Overview of Integral Theory. In Integral Theory in Action: Applied, Theoretical, and Constructive Perspectives on the AQAL Model (pp.

33–61). State University of New York Press. •  Esbjörn-Hargens, S., Zimmerman, M. (2009). Integral Ecology, Uniting Multiple Perspectives on the Natural World. Integral Books. •  Everly, G. S., Davy, J. A., Smith, K. J., Lating, J. M., & Jr, F. C. N. (2011). A Defining Aspect of Human Resilience in the Workplace  : Disaster Medicine and Public

Health Preparedness, 5(2). •  Fiksel, J. (2003). Designing Resilient, Sustainable Systems. Environmental Science & Technology, 37(23), 5330–5339. Retrieved from

http://pubs.acs.org/doi/abs/10.1021/es0344819 •  Fuhs, C. (2010). An Integral Map of Perspective Taking. In Integral Theory in Action: Applied, Theoretical, and Constructive Perspectives on the AQAL Model (pp. 273–

302). SUNY. •  Hannah, S. T., & May, D. R. (2011). MORAL MATURATION AND MORAL CONATION  : A CAPACITY APPROACH TO EXPLAINING MORAL THOUGHT

AND ACTION West Point – United States Military Academy. Academy of Management Review, 36(4), 663–685. •  Herrman, H., & Stewart, D. (2011). What is resilience? Canadian Journal of Psychiatry, 56(5). Retrieved from http://europepmc.org/abstract/MED/21586191 •  Holling, C. (1996). Engineering Resilience Versus Ecological Resilience. In Engineering Within Ecological Constraints (pp. 31–44). •  Keck, M., & Sakdapolrak, P. (2013). What is social resilience? Lessons Learned and Ways Forward. Erdkunde, 67(1), 5–19. doi:10.3112/erdkunde.2013.01.02 •  Kumpfer, K. L. (1995). Factors and Processes Contributing to Resilience. In Resilience and Development: Positive Life Adaptations (pp. 179–224). Kluwer

Academic/Plenum Publishers. •  Luthans, F. (2002). The need for and meaning of positive organizational behavior. Journal of Organizational Behavior, 23(6), 695–706. doi:10.1002/job.165 •  Masten, A., & Obradovic, J. (2008). Disaster preparation and recovery: Lessons from research on resilience in human development. Ecology and Society, 13(1).

Retrieved from http://ibcperu.org/doc/isis/8553.pdf •  Norris, F. H., & Stevens, S. P. (2007). Commentary on “ Five Essential Elements of Immediate and Mid-Term Mass Trauma Intervention  : Empirical Evidence ”

Community Resilience and the Principles of Mass Trauma Intervention. Psychiatry 70(4), 70(4), 320–328. •  Park, J., Seager, T. P., Rao, P. S. C., Convertino, M., & Linkov, I. (2013). Integrating Risk and Resilience Approaches to Catastrophe Management in Engineering

Systems. Risk Analysis, 33(3), 356–67. doi:10.1111/j.1539-6924.2012.01885.x

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References (cont.) •  Pendall, R., Foster, K. a., & Cowell, M. (2009). Resilience and regions: building understanding of the metaphor. Cambridge Journal of Regions, Economy and

Society, 3(1), 71–84. doi:10.1093/cjres/rsp028 •  Reich, J., Zautra, A. & Hall, J. (2010). Handbook of Adult Resilience. The Guilford Press. •  Reid, R., & Botterill, L. C. (2013). The Multiple Meanings of “Resilience”: An Overview of the Literature. Australian Journal of Public Administration, 72(1), 31–40.

doi:10.1111/1467-8500.12009 •  Richardson, G. E. (2002). The Metatheory of Resilience and Resiliency. Journal of Clinical Psychology, 58(3), 307–321. doi:10.1002/jclp.10020 •  Stokols, D., Lejano, R. P., & Hipp, J. (2013). Enhancing the Resilience of Human – Environment Systems  : a Social Ecological Perspective. Ecology and Society,

18(1). •  The White House. (2013). Presidential Policy Directive/PPD-21. •  Tugade, M. M., & Fredrickson, B. L. (2004). Resilient Individuals Use Positive Emotions to Bounce Back from Negative Emotional Experiences. Journal of

Personality and Social Psychology, 86(2), 320–33. doi:10.1037/0022-3514.86.2.320 •  U.S. Homeland Security. (2013). National Infrastructure Protection Plan 2013. •  Ungar, M., Ghazinour, M., & Richter, J. (2013). Annual Research Review: What is resilience within the social ecology of human development? Journal of Child

Psychology and Psychiatry, and Allied Disciplines, 54(4), 348–66. doi:10.1111/jcpp.12025 •  Westrum, P. R. (2005). All Coherence Gone  : New Orleans as a Resilience Failure. In 2nd symposium on resilience engineering. Juan-les-Pins, France. •  Wilber, K. (2001). A Theory of Everything: An integral vision for business, politics, science, and spirituality. Shambhala Publications. •  Wilber, K. (2006). Integral Spirituality. Integral Books.

Nepal Statistics: http://www.mercycorps.org/articles/nepal/quick-facts-what-you-need-know-about-nepal-earthquake White House Photo: http://pixshark.com/situation-room-west-wing.htm