Classification: Public عام
Quarterly Statistical Bulletin
Eighteenth Issue- Fourth Quarter 2018
Data and Statistics Unit
Research Department
Strategy & International Affairs Deputy
النشرة اإلحصائية ربع السنوية
Quarterly Statistical Bulletin
2
Table (1): Securities Public Offerings 5
Table (2): Securities Private Placements 6
Table (3): Stock Market Indicators (Main Market) 7
Table (4): Financial indicators (Main Market) 8
Table (5): Total Revenues By Sector (Main Market) 9
Table (6): Net Income By Sector (Main Market) 10
Table (7): Shareholders Equity By Sector (Main Market) 11
Table (8): Total Assets By Sector (Main Market) 12
Table (9): Total Debt By Sector (Main Market) 13
Table (10): Number of Individual Portfolios Classified by Gender (Main Market) 14
Table (11): Values and Percentages of Ownership Classified by Investor Type (Main Market) 15
Table (12): Values and Percentages of Ownership Classified by Investors According to Their Behavior (Main Market) 16
Table (13): Values and Percentages of Trades Classified by Investor Type (Main Market) 17
Table (14): Values and Percentages of Trades Classified by Investors According to Their Behavior (Main Market) 18
Table (15): Number of Owners and Ownership Values in Listed Sukuk and Bonds Classified by Type of Owner 19
Table (16): Value and Number of Local Sukuk Offerings Classified by Issuer and Offer Type 20
Content of Quarterly Statistical Bulletin
النشرة اإلحصائية ربع السنوية
Quarterly Statistical Bulletin
3
Content of Quarterly Statistical Bulletin
Table (17): Value and Number of Local Bonds Offerings Classified by Issuer and Offer Type 21
Table (18): Offerings' Values of Sukuks and Bonds Classified by Subscribers 22
Table (19): Values of Public Funds Assets Classified by Type of Investment 23
Table (20): Number of Public Funds Classified by Type of Investment 24
Table (21): Number of Subscribers in Public Funds Classified by Type of Investment 25
Table (22): Values of Equity Public Funds Assets Classified Geographically 26
Table (23): Number of Equity Public Funds Classified Geographically 27
Table (24): Number of Subscribers in Equity Public Funds Classified Geographically 28
Table (25): Values of Private Funds Assets Classified by Type of Investment 29
Table (26): Number of Private Funds Classified by Type of Investment 30
Table (27): Number of Subscribers in Private Funds classified by Type of Investment 31
Table (28): Values of Public Fund Investments in Domestic and Foreign Assets 32
Table (29): Net Subscriptions of Investment Funds Classified by Type of Investments (Subscriptions Minus Returns) 33
Table (30): Indicators of Workforce at Authorized Persons 34
Table (31): Requirements of Capital Adequacy for Authorized Persons in Dealing, Managing or/and Custody 35
Table (32): Margin Lending for Share Trading 36
النشرة اإلحصائية ربع السنوية
Quarterly Statistical Bulletin
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Content of Quarterly Statistical Bulletin
Table (33): Traded Values by Local Authorized Persons in Stock Markets Classified Geographically (buy & sell) 37
Table (34): Authorized Persons Aggregated Revenues by Activities’ Licenses 38
Table (35): Number and Total Assets Values of Discretionary Portfolio Management (DPM) Classified by Type of Investments 39
Table (36): Aggregated Income Statement For Authorized Persons 40
Table (37): Aggregated Balance Sheet For Authorized Persons 41
النشرة اإلحصائية ربع السنوية
Quarterly Statistical Bulletin
5
Table (1): Securities Public Offerings
During Period
Equities Equity Rights Issues Debt Instruments Total Value
(Million Riyals)
Number
Value
(Million Riyals) Number
Value
(Million Riyals) Number
Value
(Million Riyals)
Fourth quarter 2016 0 0.0 1 600.02 0 0.0 600.0
First quarter 2017 7 1,801.9 0 0.0 0 0.0 1,801.9
Second quarter 2017 2 1,372.3 0 0.0 0 0.0 1,372.3
Third quarter 2017 1 765.0 1 380.0 0 0.0 1,145.0
Fourth quarter 2017 0 0.0 0 0.00 0 0.0 0.0
First quarter 2018 0 0.0 0 0.00 0 0.0 0.0
Second quarter 2018 1 162.0 1 3,000.0 0 0.0 3,162.0
Third quarter 2018 1 2,723.9 1 400.0 0 0.0 3,123.9
Fourth quarter 2018 1 817.0 2 254.0 0 0.0 1,071.0
1) Undeposited right issue (SR 600,000,000) of the Takween Advanced Industries Co.
2) Right issue (SR 600,000,000) of the Takween Advanced Industries Co.
النشرة اإلحصائية ربع السنوية
Quarterly Statistical Bulletin
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Table (2): Securities Private Placements
During Period
Equities Debt Instruments1
Total Value
(Million Riyals)
Number of
Received
Placements2
Number of
Completed
Placement3
Value of
Completed
Placements3
(Million Riyals)
Number of
Received
Placements
Number of
Completed
Placements3
Value of
Completed
Placements3
(Million Riyals)
Fourth quarter 2016 60 11 787.50 13 8 6,192.18 6,979.68
First quarter 2017 45 27 1,714.19 19 5 1,841.27 3,555.46
Second quarter 2017 26 20 786.094 10 14 22,404.50
5 23,190.59
Third quarter 2017 39 18 222.00 5 0 0.00 222.00
Fourth quarter 2017 45 15 1,276.00 13 7 3,547.00 4,823.00
First quarter 2018 48 24 2,509.00 21 8 9,049.00 11,558.00
Second quarter 2018 24 23 354.00 10 3 467.00 821.00
Third quarter 2018 19 30 2,838.00 17 3 750.00 3,588.00
Fourth quarter 2018 39 14 406.00 14 12 3,484.00 3,890.00
1) Excluding Saudi government bonds.
2) May include received applications pertaining to securities such as employee stock plans.
3) Might include received offering applications of previous periods.
4) Excluding Advanced Petrochemical Co. offering value.
5) Excluding Dubai DOF Sukuk Limited company offering value.
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Quarterly Statistical Bulletin
7
Table (3): Stock Market Indicators (Main Market) 1
Period Tadawul All
Share Index
(Points)
Total Value
Traded
(Million
Riyals)
Market
Capitalization
(Million Riyals)
Market
Capitalization
of Free Float
Shares
(Million Riyals)
Number of
Listed
Companies
Daily Average
of Shares
Traded
(Million Riyals)
Price
Earnings
Ratio
Price/
Book
Value
Ration
Consolidated
Profits of
Listed
Companies
(SR Billion)
Number of
Companies
with
Applications
for Listing
under
Processing
Number of
Companies
Approved
for Going
Public
Fourth quarter 2016 7,210.43 299,623.79 1,681,949.55 707,556.20 176 4,609.60 16.17 1.68 16.04 11 0
First quarter 2017 7,001.63 251,484.72 1,638,044.40 688,645.66 177 3869.00 14.56 1.65 30.66 1 9
Second quarter 2017 7,425.72 184,701.47 1,763,991.45 748,616.00 175 3,078.36 16.09 1.78 25.84 6 2
Third quarter 2017 7,283.01 170,867.44 1,721,210.30 729,370.82 177 2,896.06 15.42 1.70 32.91 4 32
Fourth quarter 2017 7,226.32 229,221.51 1,689,603.00 722,833.55 179 3,473.05 14.60 1.65 15.20 5 3
First quarter 2018 7,870.87 237,278.32 1,869,596.83 795,526.86 184 3,707.47 16.93 1.83 25.57 1 1
Second quarter 2018 8,314.19 238,300.31 1,982,312.45 842,104.98 185 3,971.67 17.16 1.94 31.36 5 2
Third quarter 2018 7,999.54 177,227.64 1,899.530.00 817,994.19 188 3,003.86 16.43 1.86 33.40 2 2
Fourth quarter 2018 7,826.73 218,063.41 1,858.950.00 796,025.39 190 3,303.99 15.75 1.80 N/A3 7 1
1) REITs are included since the fourth quarter of 2016.
2) Arabian Waterproofing Industries Company (Awazel) has requested the cancellation of the initial public offering and CMA approved the company's request.
3) To be published upon availability.
النشرة اإلحصائية ربع السنوية
Quarterly Statistical Bulletin
8
Table(4): Financial indicators (Main Market)
Main Market
Period Total Debt
1 Total Assets Shareholders Equit Net Income Total Revenues
720,548 3,891,062 1,071,594 30,656 150,866 First quarter 2017
714,461 3,919,191 1,071,000 25,837 156,593 Second quarter 2017
725,924 3,909,391 1,091,562 32,912 163,971 Third quarter 2017
650,854 3,926,851 1,104,608 15,754 161,082 Fourth quarter 2017 2
665,010 3,936,313 1,102,356 25,358 171,158 First quarter 2018
680,702 3,973,980 1,100,813 31,152 184,181 Second quarter 2018
681,570 4,007,377 1,104,690 32,891 190,690 Third quarter 2018
1) Excluding Insurance and RIETs sectors
2) Final Data after publishing all financial statements
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Quarterly Statistical Bulletin
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Table (5): Total Revenues By Sector (Main Market)
(Million Riyals)
Third quarter 2018
Second quarter 2018
First quarter 2018
Fourth quarter 2017
1
Third quarter 2017
Second quarter 2017
Period
3,131 2,981 3,815 3,871 2,654 1,627 Real Estate Mgmt & Dev't
18,261 17,923 16,904 16,532 17,574 18,057 Telecommunication Services
214 313 391 411 278 305 Pharma, Biotech & Life Science
926 926 929 888 1,027 881 Diversified Financials
573 529 384 576 416 409 Media
1,673 1,419 1,356 1,450 1,416 1,441 Consumer Services
904 818 734 654 854 804 Commercial & Professional Svc
2,094 2,095 2,341 2,290 1,936 1,971 Health Care Equipment & Svc
2,278 2,264 2,524 3,300 2,493 2,837 Capital Goods
778 818 902 765 684 848 Consumer Durables & Apparel
14,731 13,530 12,599 11,850 11,252 11,092 Energy
22,582 17,970 11,892 11,982 17,377 13,801 Utilities
67,791 67,722 64,757 61,033 60,709 55,431 Materials
1,704 1,518 1,372 1,237 1,615 1,505 Transportation
10,048 11,194 9,556 10,307 10,405 11,832 Food & Beverages
2,268 2,537 2,279 2,458 2,266 2,737 Food & Staples Retailing
5,140 5,632 4,654 5,917 4,762 5,692 Retailing
27,790 26,239 25,770 26,038 25,481 25,030 Banks
7,802 7,754 8,002 8,431 8,248 7,999 Insurance
1) Final Data after publishing all financial statements
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Quarterly Statistical Bulletin
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Table (6): Net Income By Sector (Main Market)
(Million Riyals)
Third quarter 2018
Second quarter 2018
First quarter 2018
Fourth quarter 2017
1
Third quarter 2017
Second quarter 2017
Period
659 100 359 563 413 284 Real Estate Mgmt & Dev't
2,660 2,328 2,417 2,349 2,420 2,250 Telecommunication Services
-2 36 55 42 -17 47 Pharma, Biotech & Life Science
257 242 160 -268 261 227 Diversified Financials
38 87 10 -3 28 9 Media
-209 161 146 74 233 314 Consumer Services
131 117 102 106 126 118 Commercial & Professional Svc
180 209 364 324 292 281 Health Care Equipment & Svc
-76 -181 -59 -190 -34 68 Capital Goods
-20 21 19 -19 -54 7- Consumer Durables & Apparel
350 438 443 866 785 487 Energy
4,961 1,878 -1,175 -5,535 5,301 2,269 Utilities
9,691 11,062 9,317 6,230 8,710 6,058 Materials
245 137 145 73 286 244 Transportation
691 911 279 474 1,592 1,015 Food & Beverages
57 64 75 168 153 89 Food & Staples Retailing
316 448 58 323 262 449 Retailing
12,588 12,644 12,510 10,617 11,373 11,325 Banks
374 450 123 -440 757 310 Insurance
1) Final Data after publishing all financial statements
النشرة اإلحصائية ربع السنوية
Quarterly Statistical Bulletin
11
Table (7): Shareholders Equity By Sector (Main Market)
(Million Riyals)
Third quarter 2018
Second quarter 2018
First quarter 2018
Fourth quarter 2017
1
Third quarter 2017
Second quarter 2017
Period
50,994 56,392 57,980 59,026 59,073 59,119 Real Estate Mgmt & Dev't
82,866 82,202 81,947 81,375 80,994 80,516 Telecommunication Services
3,094 3,255 3,172 2,901 2,788 2,724 Pharma, Biotech & Life Science
35,777 36,035 35,844 36,879 36,531 34,662 Diversified Financials
1,372 1,358 1,279 1,276 1,253 1,232 Media
10,358 10,075 10,052 10,069 10,025 9,988 Consumer Services
2,129 2,110 2,101 2,827 2,178 2,173 Commercial & Professional Svc
8,777 8,672 8,999 8,882 8,713 8,430 Health Care Equipment & Svc
7,267 7,299 7,633 9,893 8,703 8,758 Capital Goods
2,802 2,833 2,898 2,881 2,926 2,976 Consumer Durables & Apparel
21,540 21,149 21,558 21,033 19,917 19,041 Energy
78,238 73,169 71,886 73,426 78,644 73,352 Utilities
388,131 379,562 386,901 374,847 366,976 361,871 Materials
7,468 7,464 7,637 5,936 7,545 7,378 Transportation
28,129 29,933 30,519 30,407 30,488 29,027 Food & Beverages
2,335 2,394 2,499 2,423 2,354 2,200 Food & Staples Retailing
6,827 6,730 6,532 7,441 7,410 7,367 Retailing
352,797 355,291 348,080 358,423 350,096 345,916 Banks
13,791 14,888 14,837 14,663 14,948 14,270 Insurance 1) Final Data after publishing all financial statements
النشرة اإلحصائية ربع السنوية
Quarterly Statistical Bulletin
12
Table(8): Total Assets By Sector (Main Market)
(Million Riyals)
Third quarter 2018
Second quarter 2018
First quarter 2018
Fourth quarter 2017
1
Third quarter 2017
Second quarter 2017
Period
91,905 97,805 100,088 99,349 95,999 95,076 Real Estate Mgmt & Dev't
181,502 180,589 181,225 175,926 173,797 171,719 Telecommunication Services
5,165 5,203 5,124 4,770 4,712 4,592 Pharma, Biotech & Life Science
52,011 52,480 52,420 53,262 53,647 47,406 Diversified Financials
5,132 5,127 5,172 3,422 3,203 3,232 Media
17,302 15,943 16,799 16,529 17,307 16,844 Consumer Services
4,172 4,149 3,978 4,668 3,990 3,963 Commercial & Professional Svc
16,202 15,536 15,323 15,014 14,482 14,112 Health Care Equipment & Svc
17,505 17,461 19,902 23,066 21,007 21,439 Capital Goods
4,778 4,932 5,091 5,051 5,104 5,251 Consumer Durables & Apparel
92,392 91,188 90,396 85,035 82,934 82,542 Energy
488,982 467,232 454,677 447,254 447,718 442,833 Utilities
668,923 669,682 678,093 656,576 653,025 652,726 Materials
11,595 11,664 11,694 8,687 11,933 11,668 Transportation
64,611 65,099 65,770 65,135 65,102 65,465 Food & Beverages
5,392 5,650 5,627 5,339 5,375 5,674 Food & Staples Retailing
16,110 16,169 15,955 16,611 16,938 16,977 Retailing
2,245,609 2,231,303 2,192,202 2,223,288 2,215,806 2,240,912 Banks
17,791 16,769 16,776 17,869 17,312 16,760 Insurance 1) Final Data after publishing all financial statements
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Quarterly Statistical Bulletin
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Table(9): Total Debt By Sector (Main Market)1
(Million Riyals)
Third quarter 2018
Second quarter 2018
First quarter 2018
Fourth quarter 2017
2
Third quarter 2017
Second quarter 2017
Period
34,309 34,838 35,167 26,395 30,402 31,111 Real Estate Mgmt & Dev't
28,387 29,175 29,691 30,462 31,783 32,068 Telecommunication Services
1,013 891 895 804 880 878 Pharma, Biotech & Life Science
14,185 14,056 14,184 14,440 14,754 10,677 Diversified Financials
1,183 1,089 1,083 1,094 1,111 1,079 Media
3,638 2,977 3,726 3,484 3,847 3,560 Consumer Services
972 910 899 986 919 889 Commercial & Professional Svc
3,897 3,565 3,173 3,026 3,006 2,909 Health Care Equipment & Svc
5,949 5,865 6,741 7,764 6,990 7,407 Capital Goods
1,454 1,560 1,661 1,660 1,653 1,707 Consumer Durables & Apparel
53,931 53,909 53,673 51,874 51,861 52,318 Energy
164,911 156,630 156,792 146,511 190,823 186,399 Utilities
194,839 197,785 207,093 196,441 200,953 203,139 Materials
1,513 1,629 1,559 619 1,711 1,813 Transportation
24,320 22,083 22,403 22,885 22,874 23,755 Food & Beverages
561 764 573 731 933 1,107 Food & Staples Retailing
4,744 4,784 5,135 4,899 4,885 4,788 Retailing
141,765 148,191 120,564 136,778 156,539 148,857 Banks
- - - - - - Insurance
1) Excluding Insurance Sector
2) Final Data after publishing all financial statements
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Quarterly Statistical Bulletin
14
Table (10): Number of Individual Portfolios Classified by Gender (Main Market)
End of Period Male Female Total number of Individuals Number of Individual Portfolios1
Fourth quarter 2016 3,640,172 971,945 4,612,117 9,206,167
First quarter 2017 3,650,214 975,798 4,626,012 9,332,378
Second quarter 2017 3,659,259 980,114 4,639,373 9,218,599
Third quarter 2017 3,669,284 985,495 4,654,779 9,328,156
Fourth quarter 2017 3,680,236 989,708 4,669,944 9,369,057
First quarter 2018 3,693,421 989,708 4,688,693 9,505,529
Second quarter 2018 3,680,756 989,922 4,670,678 9,625,413
Third quarter 2018 3,715,376 1,003,352 4,718,728 9,751,510
Fourth quarter 2018 3,727,620 1,008,054 4,735,674 9,832,164
1) All existing portfolios, whether they contain shares or not.
النشرة اإلحصائية ربع السنوية
Quarterly Statistical Bulletin
15
Table (11): Values and Percentages of Ownership Classified by Investor Type (Main Market)
End of Period
Saudi GCC Foreigner
Total
Hig
h N
et
Wo
rth
Inve
sto
rs
(H
NW
Is)
1
Reta
il
Indiv
idual
Pro
fess
ional
Inve
sto
rs
(IPIs
)2
Indiv
idual
DPM
s
Co
rpo
rate
s
Mutu
al F
unds
Go
vern
ment
Rela
ted
Enti
ties
(GR
Es)
Inst
ituti
onal
DPM
s
Indiv
idual
s
Inst
ituti
ons
GC
C D
PM
s
SWA
P
Ho
lders
Fore
ign
Resi
dents
QFI
s3
Stra
tegi
c
Par
tners
Fore
ign
DPM
s
Fourth
quarter
2016
(Million
Riyals) 136,426 76,221 265,231 4,687 291,523 88,175 662,663 46,859 2,974 34,432 714 15,257 4,587 1,977 50,219 7 1,681,950
(%) 8.11 4.53 15.77 0.28 17.33 5.24 39.40 2.79 0.18 2.05 0.04 0.91 0.27 0.12 2.99 0.00 100
First
quarter
2017
(Million
Riyals) 132,181 74,330 253,230 4,672 280,881 89,400 649,740 46,063 2,985 35,452 618 10,902 4,344 4,633 46,610 2,005 1,638,044
(%) 8.07 4.54 15.46 0.29 17.15 5.46 39.67 2.81 0.18 2.16 0.04 0.67 0.27 0.28 2.85 0.12 100
Second
quarter
2017
(Million
Riyals) 136,708 73,034 268,096 4,628 294,948 100,046 719,290 49,849 3,100 35,515 703 10,979 8,128 7,106 49,077 2,783 1,763,991
(%) 7.75 4.14 15.20 0.26 16.72 5.67 40.87 2.83 0.18 2.01 0.04 0.62 0.46 0.40 2.78 0.16 100
Third
quarter
2017
(Million
Riyals) 135,637 72,207 257,715 4,930 285,202 177,710 626,979 50,517 3,046 33,192 708 10,892 4,326 7,233 48,358 2,559 1,721,210
(%) 7.88 4.20 14.97 0.29 16.57 10.32 36.43 2.93 0.18 1.93 0.04 0.63 0.25 0.42 2.81 0.15 100
Fourth
quarter
2017
(Million
Riyals) 136,759 71,686 250,126 4,354 272,815 163,480 635,500 49,114 2,817 31,945 559 8,540 4,174 6,966 47,622 3,145 1,689,603
(%) 8.09 4.24 14.80 0.26 16.15 9.68 37.61 2.91 0.17 1.89 0.03 0.51 0.25 0.41 2.82 0.19 100
First
quarter
2018
(Million
Riyals) 145,863 76,784 264,758 5,233 296,428 172,013 721,503 57,142 3,308 34,597 631 13,978 4,254 14,570 55,167 8.05 1,866,2374
(%) 7.82 4.11 14.19 0.28 15.88 9.22 38.66 3.06 0.18 1.85 0.03 0.75 0.23 0.78 2.96 0.00 100
Second
quarter
2018
(Million
Riyals) 158,283 78,109 271,733 4,927 304,727 179,205 779,872 65,497 3,230 37,072 682 16,517 4,205 18,843 59,401 9 1,982,312
(%) 7.98 3.94 13.71 0.25 15.37 9.04 39.34 3.30 0.16 1.87 0.03 0.83 0.21 0.95 3.00 0.00 100
Third
quarter
2018
(Million
Riyals) 148,128 73,990 263,029 5,655 296,352 94,247 753,152 129,163 3,067 35,545 843 13,577 6,999 16,507 55,458 3,224 1,898,935
(%) 7.80 3.90 13.85 0.30 15.61 4.96 39.66 6.80 0.16 1.87 0.04 0.71 0.37 0.87 2.92 0.17 100
Fourth
quarter
2018
(Million
Riyals) 146,138 72,143 253,308 4,806 283,042 90,180 754,421 130,915 2,716 33,190 833 9,080 3,327 13,705 56,834 3,899 1,858,535
(%) 7.86 3.88 13.63 0.26 15.23 4.85 40.59 7.04 0.15 1.79 0.04 0.49 0.18 0.74 3.06 0.21 100
1) HNWIs are Saudi individuals who have had an average portfolio size of SAR 1 million (and above) for the preceding 12 months, excluding IPIs (see below). 2) IPIs are Saudi individuals who have had an average portfolio size of SAR 50 million (and above) for the preceding 12 months and a portfolio turnover ratio of not more than 4 times annually.
3) Qualified Foreign Institutional investors registered with the CMA in accordance with the QFI Rules, to invest in shares listed on the Saudi Stock Exchange. 4) Undeposited right issue (SR 3,360,000,000) is not included in ownership value as of March 29
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Quarterly Statistical Bulletin
16
Table (12): Values and Percentages of Ownership Classified by Investors According to Their Behavior (Main Market)
End of Period Institutional Investor1 Non-Institutional Investor
2 Total
Fourth quarter 2016 (Million Riyals) 1,461,742 220,207 1,681,950
(%) 86.9 13.1 100
First quarter 2017 (Million Riyals) 1,424,204 213,840 1,638,044
(%) 87.0 13.1 100
Second quarter 2017 (Million Riyals) 1,543,021 220,970 1,763,991
(%) 87.5 12.5 100
Third quarter 2017 (Million Riyals) 1,505,994 215,216 1,721,210
(%) 87.5 12.5 100
Fourth quarter 2017 (Million Riyals) 1,474,166 215,437 1,689,603
(%) 87.3 12.8 100
First quarter 2018 (Million Riyals) 1,636,028 230,208 1,866,2373
(%) 87.7 12.3 100
Second quarter 2018 (Million Riyals) 1,738,485 243,828 1,982,312
(%) 87.7 12.3 100
Third quarter 2018 (Million Riyals) 1,666,752 232,183 1,898,935
(%) 87.8 12.2 100
Fourth quarter 2018 (Million Riyals) 1,634,212 224,323 1,858,535
(%) 87.93 12.07 100
1) Refers to investors with intuitional investment behavior including GREs, Saudi Corporates, Saudi Mutual Funds, Saudi and Non-Saudi DPMs, Saudi
Individual Professional Investors (IPI), SWAP Holders, Foreign Strategic Partners and Qualified Foreign Investors (QFI).
2) Refers to investors with non-institutional investment behavior including Saudi Retail Investors, Saudi High Net Worth Investors (HNWI), GCC Individuals
and Foreign Residents.
3) Undeposited right issue (SR 3,360,000,000) is not included in ownership value as of March 29
النشرة اإلحصائية ربع السنوية
Quarterly Statistical Bulletin
17
Table (13): Values and Percentages of Trades Classified by Investor Type (Main Market)
During Period
Saudi GCC Foreigner
Total
Individuals Institutions
Indiv
idual
s
Inst
itutions
GC
C D
PM
s
SW
AP H
old
ers
Fore
ign
Resi
dents
QFIs
Str
ategi
c
Par
tners
Fore
ign D
PM
s
Hig
h N
et
Wort
h
Inve
stors
(HN
WIs
)
Reta
il
Indiv
idual
Pro
fess
ional
Inve
stors
(IPIs
)
Indiv
idual
DPM
s
Corp
ora
tes
Mutu
al F
unds
Gove
rnm
ent
Rela
ted
Entities
(GR
Es)
Inst
itutional
DPM
s
Fourth
quarter
2017
sell
(Million Riyals)
74,083 110,791 7,772 1,932 11,597 5,496 29 2,520 854 3,292 404 3,152 3,479 3,061 138 622 229,222
(%) 32.3 48.3 3.4 0.8 5.1 2.4 0.0 1.1 0.4 1.4 0.2 1.4 1.5 1.3 0.1 0.3 100
Buy
(Million Riyals)
72,354 92,025 5,727 1,597 27,424 15,471 61 2,368 588 3,202 10 1,651 3,078 2,387 0 1,279 229,222
(%) 31.6 40.2 2.5 0.7 12.0 6.8 0.0 1.0 0.3 1.4 0.0 0.7 1.3 1.0 0.0 0.6 100
First
quarter
2018
sell
(Million Riyals)
76,339 112,063 13,440 2,098 7,744 5,962 513 2,930 633 4,855 15 3,524 3,560 3,298 11 293 237,278
(%) 32.2 47.2 5.7 0.9 3.3 2.5 0.2 1.2 0.3 2.1 0.0 1.5 1.5 1.4 0.0 0.1 100
Buy
(Million Riyals)
74,577 90,611 7,536 2,207 25,135 9,534 0 3,692 800 5,186 36 8,152 3,044 6,650 0 119 237,278
(%) 31.4 38.2 3.2 0.9 10.6 4.0 0.0 1.6 0.3 2.2 0.0 3.4 1.3 2.8 0.0 0.1 100
Second
quarter
2018
sell
(Million Riyals)
79,921.24 107,219.61 13,000.36 2,043.66 8,199.15 6,279.88 1.72 2,490.61 839.61 4,539.79 20.69 4,784.24 3,524.27 5,428.22 5.29 2.57 238,300,90
(%) 33.54 44.99 5.46 0.86 3.44 2.64 0.0 1.05 0.35 1.91 0.01 2.01 1.48 2.28 0.0 0.0 100
Buy
(Million Riyals)
78,536.91 88,704.09 7,597.46 1,886.68 26,418.27 9,291.95 0.0 2,952.91 593.85 5,100.71 13.97 6,057.08 2,586.59 8,557.37 0.0 3.05 238,300,90
(%) 32.96 37.22 3.19 0.79 11.09 3.90 0.0 1.24 0.25 2.14 0.01 2.54 1.09 3.59 0.0 0.0 100
Third
quarter
2018
sell
(Million Riyals)
59,436.33 80,727.70 5,829.53 1,706.83 5,314.98 2,959.88 0.85 6,015.45 577.24 2,963.36 13.50 4,179.20 2,368.90 4,364.34 767.64 1.31 177,227.05
(%) 33.54 45.55 3.29 0.96 3.00 1.67 0.00 3.39 0.33 1.67 0.01 2.36 1.34 2.46 0.43 0.00 100
Buy
(Million Riyals)
59,074.85 56,518.62 6,156.58 1,820.53 33,336.73 3,158.93 0.00 2,151.87 553.79 3,881.81 13.66 2,153.45 1,735.27 6,269.31 400.00 1.67 177,227.05
(%) 33.33 31.89 3.47 1.03 18.81 1.78 0.00 1.21 0.31 2.19 0.01 1.22 0.98 3.54 0.23 0.00 100
Fourth
quarter
2018
sell
(Million Riyals)
62,688.70 99,013.39 10,965.15 3,074.56 8,769.36 4,153.11 10.23 4,876.66 887.34 4,438.22 21.31 5,628.40 3,012.42 10,522.27 2.30 0.00 218,063.41
(%) 28.75 45.41 5.03 1.41 4.02 1.90 0.00 2.24 0.41 2.04 0.01 2.58 1.38 4.83 0.00 0.00 100
Buy
(Million Riyals)
61,382.69 86,242.77 7,398.28 2,007.75 20,647.75 3,854.18 2,207.19 18,074.23 660.73 3,186.21 19.87 2,508.75 2,539.99 7,330.67 2.35 0.00 218,063..39
(%) 28.15 39.55 3.39 0.92 9.47 1.77 1.01 8.29 0.30 1.46 0.01 1.15 1.16 3.36 0.00 0.00 100
النشرة اإلحصائية ربع السنوية
Quarterly Statistical Bulletin
18
Table (14): Values and Percentages of Trades Classified by Investors According to Their Behavior (Main Market)
During Period Institutional Investor Non-Institutional Investor Total
Fourth quarter 2017 Sell
(Million Riyals) 40,015.29 189,206.22 229,221.51 (%) 17.46 82.54 100
Buy (Million Riyals) 61,175.79 168,045.72 229,221.51
(% ) 26.69 73.31 100
First quarter 2018 Sell
(Million Riyals) 44,682.61 192,595.72 237,278.32 (% ) 18.83 81.17 100.00
Buy (Million Riyals) 68,246.99 169,031.33 237,278.32
(% ) 28.76 71.24 100
Second quarter 2018 Sell
(Million Riyals) 46,796.18 191,504.73 238,300.90
(% ) 19.64 80.36 100
Buy (Million Riyals) 67,879.46 170,421.45 238,300.90
(% ) 28.48 71.52 100
Third quarter 2018 Sell
(Million Riyals) 34,116.88 143,110.17 177,227.05
(% ) 19.25 80.75 100
Buy (Million Riyals) 59,344.53 117,882.52 177,227.05
(% ) 33.49 66.51 100
Fourth quarter 2018 Sell
(Million Riyals) 52,461.57 165,601.84 218,063.41
(% ) 24.06 75.94 100
Buy (Million Riyals) 67,237.23 150,826.18 218,063.41
(% ) 30.83 69.17 100
النشرة اإلحصائية ربع السنوية
Quarterly Statistical Bulletin
19
Table (15): Number of Owners and Ownership Values in Listed Sukuk and Bonds Classified by Type of Owner
End of Period
Individuals Companies Government and Quasi-
Government Entities Funds
1
Total Value
(Million Riyals)
Ownership
Value
(Million
Riyals)
Number
Ownership
Value
(Million
Riyals)
Number
Ownership
Value
(Million
Riyals)
Number
Ownership
Value
(Million
Riyals)
Number
Fourth quarter 2016 0.00 0 15,947.65 45 7,532.04 9 2,561.80 21 26,041.49
First quarter 2017 0.00 0 15,947.65 31 7,532.04 5 2,651.80 22 26,131.49
Second quarter 2017 0.00 0 15,624.24 28 7,245.39 5 1,903.20 17 24,772.83
Third quarter 2017 0.00 0 15,662.69 28 7,256.79 5 1,891.65 17 24,811.13
Fourth quarter 2017 3.00 1 15,594.42 29 7,219.99 5 1,882.94 17 24,700.36
First quarter 2018 3.00 1 15,594.42 29 7,220.00 5 1,882.94 17 24,700.36
Second quarter 2018 3.00 1 173,037.25 28 64,094.05 5 18,684.03 17 255,818.33
Third quarter 2018 107.20 2 180,476.06 34 66,028.92 5 19,727.41 18 266,339.59
Fourth quarter 2018 10.76 2 189,700.29 34 67,341.20 6 19,938.68 20 276,990.93
1) Including GCC funds.
النشرة اإلحصائية ربع السنوية
Quarterly Statistical Bulletin
20
Table (16): Value and Number of Local Sukuk Offerings Classified by Issuer and Offer Type
During Period
Government Entities 1 Banks and financial institutions Companies and non-financial institutions
Public Private Public Private Public Private
Number Value
(Million
Riyals)
Number Value
(Million Riyals) Number
Value
(Million
Riyals)
Number Value
(Million
Riyals)
Number Value
(Million
Riyals)
Number Value
(Million
Riyals)
Fourth quarter 2016 0 0.00 0 0.00 0 0.00 3 1,100.05 0 0.00 2 243.75
First quarter 2017 0 0.00 2 266.27 0 0.00 0 0.00 0 0.00 0 0.00
Second quarter 2017 0 0.00 6 8,545.75 0 0.00 4 2,265.63 0 0.00 2 11,253.75
Third quarter 2017 0 0.00 3 37,00 0 0.00 0 0.00 0 0.00 0 0.00
Fourth quarter 2017 0 0.00 4 21,785.00 0 0.00 2 238.00 0 0.00 0 0.00
First quarter 2018 0 0.00 1 38.00 0 0.00 3 5,219.00 0 0.00 2 3,678.00
Second quarter 2018 0 0.00 1 150.00 0 0.00 1 67.00 0 0.00 1 250.00
Third quarter 2018 0 0.00 0 0.00 0 0.00 1 375.00 0 0.00 1 188.00
Fourth quarter 2018 0 0.00 2 763.00 0 0.00 5 512.00 0 0.00 2 1,247.00
1) Includes offerings of Sukuk in the Kingdom by foreign government entities
النشرة اإلحصائية ربع السنوية
Quarterly Statistical Bulletin
21
Table (17): Value and Number of Local Bonds Offerings Classified by Issuer and Offer Type
During Period
Government Entities 1 Banks and financial institutions Companies and non-financial institutions
Public Private Public Private Public Private
Number Value
(Million
Riyals)
Number Value
(Million
Riyals)
Number Value
(Million
Riyals)
Number Value
(Million
Riyals)
Number Value
(Million
Riyals)
Number Value
(Million
Riyals)
Fourth quarter 2016 0 0.00 1 4,798.88 0 0.00 2 49.50 0 0.00 0 0.00
First quarter 2017 0 0.00 2 1,233.75 0 0.00 1 341.25 0 0.00 0 0.00
Second quarter 2017 0 0.00 0 0.00 0 0.00 1 58.13 0 0.00 1 281.25
Third quarter 2017 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00
Fourth quarter 2017 0 0.00 1 2,116.00 0 0.00 2 356.00 0 0.00 1 506.00
First quarter 2018 0 0.00 1 66.00 0 0.00 1 49.00 0 0.00 0 0.00
Second quarter 2018 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00 0 0.00
Third quarter 2018 0 0.00 0 0.00 0 0.00 1 187.00 0 0.00 0 0.00
Fourth quarter 2018 0 0.00 0 0.00 0 0.00 1 184.00 0 0.00 2 778.00
1) Includes offerings of Bonds in the Kingdom by foreign government entities
النشرة اإلحصائية ربع السنوية
Quarterly Statistical Bulletin
22
Table (18): Offerings' Values of Sukuks and Bonds Classified by Subscribers
(Million Riyals)
Others Individuals Investment Funds Firms ( Private or Public) Banks ( commercial and
Investment)
Government and Quasi-
Government Entities During Period
0.00 0.00 0.00 0.00 0.00 0.00 Fourth quarter 2016
0.00 0.00 0.00 0.00 0.00 0.00 First quarter 2017
0.00 0.00 0.00 0.00 0.00 0.00 Second quarter 2017
0.00 0.00 0.00 0.00 0.00 0.00 Third quarter 2017
0.00 0.00 0.00 0.00 0.00 0.00 Fourth quarter 2017
0.00 0.00 0.00 0.00 0.00 0.00 First quarter 2018
0.00 0.00 0.00 0.00 0.00 0.00 Second quarter 2018
0.00 0.00 0.00 0.00 0.00 0.00 Third quarter 2018
0.00 0.00 0.00 0.00 0.00 0.00 Fourth quarter 2018
النشرة اإلحصائية ربع السنوية
Quarterly Statistical Bulletin
23
Table (19): Values of Public Funds Assets Classified by Type of Investment
(Million Riyals)
End of Period Equities Debt
Instruments
Money
Markets
Real
Estates
Fund of
Funds Balanced ETFS REITs Others Total
Fourth quarter 2016 22,444.01 848.72 57,497.56 3,610.30 2,584.88 82.50 36.48 555.00 176.16 87,835.62
First quarter 2017 21,886.81 819.85 74,851.73 3,318.35 2,587.72 80.31 35.17 766.00 185.66 104,531.59
Second quarter 2017 22,269.34 823.23 79,347.93 3,207.64 2,660.05 80.28 37.10 1,785.88 215.55 110,426.98
Third quarter 2017 21,609.35 808.66 80,926.27 2,899.47 2,681.82 79.42 36.45 3,391.75 219.77 112,652.96
Fourth quarter 2017 20,980.11 754.09 72,651.53 8,811.94 2,887.65 75.91 36.03 3,637.01 398.52 110,232.79
First quarter 2018 22,270.28 675.07 75,142.65 8,631.73 3,013.04 77.79 42.66 9,836 .17 395.22 120,084.61
Second quarter 2018 22,647.80 630.27 72,949.72 8,810.37 2,957.13 78.22 44.98 10,548.49 395.28 119,062.27
Third quarter 2018 21,725.24 568.36 69,602.55 8,366.77 2,887.09 73.24 39.74 14,209.75 382.36 117,855.10
Fourth quarter 2018 20,675.38 509.69 62,443.98 8,347.85 2,899.64 71.83 37.69 16,449.82 425.76 111,861.65
النشرة اإلحصائية ربع السنوية
Quarterly Statistical Bulletin
24
Table (20): Number of Public Funds Classified by Type of Investment
End of Period Equities
Debt
Instruments
Money
Markets
Real
Estates
Fund of
Funds Balanced ETFS REITs Others Total
Fourth quarter 2016 168 8 44 12 32 2 3 1 5 275
First quarter 2017 168 8 44 11 32 2 3 2 5 275
Second quarter 2017 167 8 44 11 31 2 3 4 5 275
Third quarter 2017 168 8 44 11 31 2 3 6 5 278
Fourth quarter 2017 161 8 44 11 32 2 3 7 5 273
First quarter 2018 152 5 44 11 29 2 3 12 4 262
Second quarter 2018 150 5 45 11 31 2 3 13 4 264
Third quarter 2018 151 5 44 10 31 2 3 15 3 264
Fourth quarter 2018 141 5 43 10 25 2 3 16 4 249
النشرة اإلحصائية ربع السنوية
Quarterly Statistical Bulletin
25
Table (21): Number of Subscribers in Public Funds Classified by Type of Investment
End of Period Equities Debt
Instruments
Money
Markets
Real
Estates
Fund of
Funds Balanced ETFS REITs Others Total
Fourth quarter 2016 172,315 185 39,747 5,140 4,656 351 292 1,457 268 224,411
First quarter 2017 169,608 187 40,266 4,935 4,598 348 284 3,758 260 224,244
Second quarter 2017 167,391 195 40,494 4,895 4,628 340 288 11,001 283 229,515
Third quarter 2017 165,250 199 40,394 4,777 4,693 333 294 18,948 302 235,190
Fourth quarter 2017 162,697 181 39,817 8,088 4,784 326 292 21,921 339 238,445
First quarter 2018 160,151 135 39,859 8,036 5,079 322 300 80,601 306 294,789
Second quarter 2018 158,574 125 39,362 7,936 5,126 310 313 99,185 300 311,231
Third quarter 2018 157,102 118 38,964 7,599 5,135 307 345 117,036 296 326,902
Fourth quarter 2018 155,278 114 38,867 7,499 4,984 305 368 124,780 372 332,567
النشرة اإلحصائية ربع السنوية
Quarterly Statistical Bulletin
26
Table (22): Values of Equity Public Funds Assets Classified Geographically
(Million Riyals)
End of Period Domestic GCC Arab Asian US European Other Total
Fourth quarter 2016 16,703.80 2,476.07 189.83 689.96 668.32 475.03 1,241.00 22,444.01
First quarter 2017 16,011.83 2,382.28 169.98 747.60 706.63 532.11 1,336.37 21,886.81
Second quarter 2017 16,368.16 2,316.28 161.40 758.69 699.43 593.68 1,371.69 22,269.33
Third quarter 2017 15,646.11 2,171.06 146.24 800.26 758.55 642.25 1,444.89 21,609.35
Fourth quarter 2017 14,951.06 1,941.54 174.30 909.52 842.36 688.43 1,499.90 20,980.11
First quarter 2018 16,336.17 19,25.42 157.13 857.56 916.57 680.68 1,396.74 22,270.28
Second quarter 2018 16,969.42 18,27.64 154.92 805.26 931.79 670.26 1,288.51 22,647.80
Third quarter 2018 16,156.58 17,53.29 147.01 776.97 970.72 647.70 1,272.98 21,725.24
Fourth quarter 2018 15575.41 1616.30 123.62 646.02 920.31 592.78 1200.95 20,675.38
النشرة اإلحصائية ربع السنوية
Quarterly Statistical Bulletin
27
Table (23): Number of Equity Public Funds Classified Geographically
End of Period Domestic GCC Arab Asian US European Other Total
Fourth quarter 2016 96 27 6 9 4 5 21 168
First quarter 2017 95 28 6 9 4 5 21 168
Second quarter 2017 95 28 6 8 4 5 21 167
Third quarter 2017 95 29 6 8 4 5 21 168
Fourth quarter 2017 93 28 4 8 4 5 19 161
First quarter 2018 92 26 4 7 4 4 15 152
Second quarter 2018 91 26 4 7 3 4 15 150
Third quarter 2018 92 26 4 7 3 4 15 151
Fourth quarter 2018 85 24 3 7 3 4 15 141
النشرة اإلحصائية ربع السنوية
Quarterly Statistical Bulletin
28
Table (24): Number of Subscribers in Equity Public Funds Classified Geographically
End of Period Domestic GCC Arab Asian US European Other Total
Fourth quarter 2016 157,552 11,199 360 1,015 209 233 1,747 172,315
First quarter 2017 155,196 10,885 351 1,003 214 230 1,729 169,608
Second quarter 2017 153,302 10,647 336 996 212 230 1,668 167,391
Third quarter 2017 151,251 10,440 325 1,041 223 252 1,713 165,245
Fourth quarter 2017 149,066 10,167 289 1,070 231 267 1,607 162,697
First quarter 2018 147,076 9,930 269 976 245 263 1,392 160,151
Second quarter 2018 145,826 9,692 263 953 236 253 1,351 158,574
Third quarter 2018 144,612 9,529 259 912 230 248 1,312 157,102
Fourth quarter 2018 143107 9293 217 880 241 244 1296 155,278
النشرة اإلحصائية ربع السنوية
Quarterly Statistical Bulletin
29
Table (25): Values of Private Funds Assets Classified by Type of Investment
(Million Riyals)
End of Period Equities Debt
Instruments
Money
Markets Real Estates Commodities
Multi-
assets
Hedging and
Other
Derivatives
Credit Base
Fund Total
Fourth quarter 2016 62,300.49 2,801.25 1,412.66 54,960.08 325.54 6,207.26 658.16 - 128,665.44
First quarter 2017 62,166.02 2,807.43 1,592.95 54,892.00 318.49 6,459.87 661.19 - 128,897.93
Second quarter 2017 77,137.45 4,138.76 1,550.34 56,822.77 321.44 8,737.88 669.96 - 149,378.61
Third quarter 2017 75,919.72 4,489.85 1,626.95 58,393.93 325.90 6,941.12 674.77 - 148,372.24
Fourth quarter 2017 75,857.11 4,600.53 1,674.49 57,686.74 332.02 816.25 666.31 - 141,633.45
First quarter 2018 81,683.03 4,648.09 1,772.75 56,673.95 333.83 1,151.66 571.89 - 146,835.20
Second quarter 2018 87,241.16 4,840.79 1,879.90 56,717.30 396.87 746.87 579.35 - 152,402.24
Third quarter 2018 99,674.66 4,790.18 2,160.19 57,290.01 397.90 707.23 582.67 - 165,602.83
Fourth quarter 2018 104,603.10 4,847.00 1,164.73 58,321.42 456.48 7,027.79 578.45 1,280.52 178,279.50
النشرة اإلحصائية ربع السنوية
Quarterly Statistical Bulletin
30
Table (26): Number of Private Funds Classified by Type of Investment
(Million Riyals)
End of Period Equities Debt
Instruments
Money
Markets Real Estates Commodities
Multi-
assets
Hedging and
Other
Derivatives
Feeder Fund Credit Base
Fund Total
Fourth quarter 2016 85 7 9 106 1 6 5 - - 219
First quarter 2017 106 9 11 119 1 8 5 - - 259
Second quarter 2017 104 9 11 120 1 8 4 - - 257
Third quarter 2017 103 9 11 118 1 7 3 - - 252
Fourth quarter 2017 126 9 11 125 1 29 3 - - 304
First quarter 2018 116 6 9 116 1 32 1 - - 281
Second quarter 2018 122 7 9 117 1 33 1 - - 290
Third quarter 2018 115 5 9 112 1 32 1 - - 275
Fourth quarter 2018 115 6 6 110 1 46 1 1 7 293
النشرة اإلحصائية ربع السنوية
Quarterly Statistical Bulletin
31
Table (27): Number of Subscribers in Private Funds classified by Type of Investment
(Million Riyals)
End of Period Equities Debt
Instruments
Money
Markets Real Estates Commodities
Multi-
assets
Hedging and
Other
Derivatives
Feeder Fund Credit Base
Fund Total
Fourth quarter 2016 1,226 15 32 2,209 3 26 10 - - 3,521
First quarter 2017 1,213 18 52 2,313 3 26 10 - - 3,635
Second quarter 2017 1,247 34 55 2,434 3 31 10 - - 3,814
Third quarter 2017 1,301 57 58 2,442 5 27 10 - - 3,900
Fourth quarter 2017 1,324 58 59 2,569 5 23 10 - - 4,048
First quarter 2018 1,425 61 75 2,343 4 49 9 - - 3,966
Second quarter 2018 1,440 63 82 2,291 4 54 8 - - 3,942
Third quarter 2018 1,447 61 92 2,279 4 48 8 - - 3,939
Fourth quarter 2018 1,464 106 15 2,174 4 66 8 0 102 3,939
النشرة اإلحصائية ربع السنوية
Quarterly Statistical Bulletin
32
Table (28): Values of Public Fund Investments in Domestic and Foreign Assets 1
(Million Riyals)
End of Period Domestic Foreign Total Assets
Fourth quarter 2016 70,654.71 17,180.97 87,835.68
First quarter 2017 83,041.06 21,490.50 104,531.60
Second quarter 2017 86,132.54 24,294.45 110,426.99
Third quarter 2017 87,923.21 24,729.75 112,652.97
Fourth quarter 2017 91,145.39 19,087.38 110,232.77
First quarter 2018 94,949.21 25,135.39 120,084.60
Second quarter 2018 103,843.04 15,219.23 119,062.27
Third quarter 2018 102,949.64 14,905.46 117,855.10
Fourth quarter 2018 93,649.26 18,212.39 111,861.65
1)REITs are included since the fourth quarter of 2016.
النشرة اإلحصائية ربع السنوية
Quarterly Statistical Bulletin
33
Table (29): Net Subscriptions of Investment Funds Classified by Type of Investments
(Subscriptions Minus Returns) 1
(Million Riyals)
Net Subscription Value of
During Period
Total Other
Funds REITs
Capital
Protected
Funds
Balanced Funds Funds of Funds Real Estate
Funds
Money
Market
Funds
Debt
Instrument
Funds
Equity Funds
-10,495.46 128.55 - 0 -1.89 -127.56 -231.28 -5.890.49 227.43 -4,600.22 First half 2016
-3,790.67 -12.10 - 0 -2.12 -47.07 378.74 1,177.44 289.49 -5,575.05 Second half 2016
22,309.82 35.91 - 0 -1.96 -85.29 317.91 22,726.60 -36.71 -646.64 First half 2017
-373.95 179.67 - 0 -6.62 47.01 8,185.08 -7,760.03 -88.38 -930.69 Second half 2017
2,981.09 -2.80 4,844.47 0 -2.34 -34.32 -152.69 -90.22 -102.01 -1,479.00 First half 2018
5,872.68 27.82 4,674.58 0 -2.64 -79.62 -16.16 -9,161.72 -124.41 -1,190.54 Second half 2018
1) Information is available semiannually.
النشرة اإلحصائية ربع السنوية
Quarterly Statistical Bulletin
34
Table (30): Indicators of Workforce at Authorized Persons
End of Period Total Workforce at Authorized
Persons Saudi zation %
Fourth quarter 2016 4,444 71%
First quarter 2017 4,420 70%
Second quarter 2017 4,351 70%
Third quarter 2017 4,379 70%
Fourth quarter 2017 4,342 71%
First quarter 2018 4,385 72%
Second quarter 2018 4,332 72%
Third quarter 2018 4,353 72%
Fourth quarter 2018 4,325 73
النشرة اإلحصائية ربع السنوية
Quarterly Statistical Bulletin
35
Table (31): Requirements of Capital Adequacy for Authorized Persons in Dealing, Managing or/and Custody
End of Period Capital Base
(Million Riyals) 1
Minimum Capital Requirements
(Million Riyals) 2
Capital Adequacy Ratio
3
Fourth quarter 2016 19,480 8,903 2.19
First quarter 2017 21,081 9,280 2.27
Second quarter 2017 20,115 8,820 2.28
Third quarter 2017 20,303 9,105 2.23
Fourth quarter 2017 19,688 9,238 2.13
First quarter 2018 21,031 10,281 2.05
Second quarter 2018 20,877 9,833 2.12
Third quarter 2018 21,069 9,775 2.16
Fourth quarter 2018 20,429 9,429 2.17
1) It is made of paid-up capital, audited retained earnings/losses, statutory reserve plus any subordinated loans, if any, and other items specified in the Prudential Rules.
2) Represents AP’s total exposures to credit, market and operational risks. Thus, minimum capital requirements increase with larger AP’s exposure to these risks.
3) It is a multiple that shows the number of times of capital base coverage to the minimum requirement.
النشرة اإلحصائية ربع السنوية
Quarterly Statistical Bulletin
36
Table (32): Margin Lending for Share Trading
End of Period
Direct margin 1
Indirect margin 2
Total
No. of
clients
Margin
commitment
(Million Riyals)
Outstanding
balance
(Million Riyals)
No. of
clients
Margin
commitment
(Million Riyals)
Outstanding
balance
(Million Riyals)
No. of
clients
Margin
commitment
(Million Riyals)
Outstanding
balance
(Million Riyals)
Fourth quarter 2016 636 3,306 1,856 1,385 8,470 4,992 2,021 11,776 6,848
First quarter 2017 1,008 4,551 3,125 902 5,496 2,769 1,910 10,047 5,895
Second quarter 2017 1,160 5,830 3,837 643 1,729 1,043 1,803 7,559 4,880
Third quarter 2017 1,078 6,519 4,304 564 726 432 1,642 7,245 4,736
Fourth quarter 2017 1172 7,707 5,144 494 499 371 1,666 8,206 5,516
First quarter 2018 1,260 8,390 6,066 561 580 476 1,821 8,970 6,542
Second quarter 2018 1,347 9,122 6,523 583 621 521 1,930 9,743 7,044
Third quarter 2018 1,405 8,902 6,268 619 704 583 2,024 9,606 6,851
Fourth quarter 2018 1,388 8,744 6,039 765 818 661 2,153 9,562 6,700
1) Extended directly by an AP to the client.
2) Extended by a third party through an AP.
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Table (33): Traded Values by Local Authorized Persons in Stock Markets Classified Geographically (buy & sell)
(Million Riyals)
During Period Local
Market
GCC
Markets Arab Markets
Asian
Markets USA Markets
European
Markets
Other
Markets Total
Fourth quarter 2016 599,248 2,471 39 5 4,183 179 484 606,609
First quarter 2017 505,370 1,132 80 3 7,992 567 197 515,342
Second quarter 2017 369,922 789 60 1 7,715 491 233 379,211
Third quarter 2017 342,138 635 39 5 8,497 51 392 351,757
Fourth quarter 2017 458,673 437 77 6 6,816 113 282 466,404
First quarter 2018 474,768 764 80 6 11,785 91 127 487,622
Second quarter 2018 476,854 650 46 15 11,078 1,378 105 490,127
Third quarter 2018 354,641 536 75 1 7,204 24 32 362,514
Fourth quarter 2018 436,301 607 108 57 11,558 679 58 449,368
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Total Other Revenues Investments Custody Advice/
Research Investment
Banking Asset
Management Dealing During Period
1,724.22 185.01 397.02 34.03 0.50 221.30 530.11 356.27 Fourth quarter 2016
1,289.76 150.18 112.48 30.46 1.23 163.30 509.68 322.42 First quarter 2017
1,015.94 75.62 83.18 36.63 0.83 146.81 530.42 229.03 Second quarter 2017
1,171.44 83.20 117.79 33.61 1.40 123.01 574.32 238.10 Third quarter 2017
1,648.64 89.42 314.89 44.33 0.15 237.83 668.89 293.66 Fourth quarter 2017
1,373.04 58.18 136.42 39.59 0 190.25 636.35 311.89 First quarter 2018
1,388.92 112.04 138.36 50.18 1 175.14 592.31 320.13 Second quarter 2018
1,232.53 35.31 113.44 53.84 1 136.63 642.31 250.33 Third quarter 2018
1,668.59 129.71 350.85 53.77 0.13 191.72 631.80 310.60 Fourth quarter 2018
Table (34): Authorized Persons Aggregated Revenues by Activities Licenses
(Million Riyals)
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Table (35): Number and Total Assets Values of Discretionary Portfolio Management (DPM) Classified by
Type of Investments (Million Riyals)
End of Period Number
of DPMs
Assets Values
Local Shares International
Shares
Debt
Securities
Investment
Funds Others Total
Fourth quarter 2016 988 58,494 2,155 5,401 44,536 37,841 148,427
First quarter 2017 1,032 57,986 2,472 5,227 48,643 39,380 153,708
Second quarter 2017 1,074 62,870 2,703 3,269 51,524 33,332 153,698
Third quarter 2017 1,072 61,413 2,532 3,587 52,285 31,227 151,044
Fourth quarter 2017 1,035 60,174 2,616 3,288 49,469 23,471 139,018
First quarter 2018 1,047 65,739 2,559 2,816 36,588 21,200 128,901
Second quarter 2018 1,103 79,651 2,398 2,985 33,887 31,820 150,741
Third quarter 2018 1,175 73,351 2,074 2,533 36,270 33,885 148,113
Fourth quarter 2018 1,287 63,922 2,192 3,870 46,323 47,856 164,163
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Table: (36):Aggregated Income Statement For Authorized Person
Accounts
Fourth quarter
2016
(83 Authorized
Persons)
First quarter
2017
(83 Authorized
Persons)
Second quarter
2017
(82 Authorized
Persons)
Third quarter
2017
(82 Authorized
Persons)
Fourth quarter
2017
(82 Authorized
Persons)
First quarter
2018
(84 Authorized
Persons)
Second quarter
2018
(84 Authorized
Persons
Third quarter
2018
(86 Authorized
Persons)
Fourth quarter
2018
(87 Authorized
Persons)
Operating income 1,689,695 1,278,220 984,933 1,144,034 1,635,677 1,381,792 1,395,485 1,228,829 1,657,247
Operating expenses 993,138 895,023 797,557 798,875 881,078 876,659 860,345 861,292 924,583
Net operating income (loss) 696,557 383,197 187,376 345,159 754,599 505,134 535,140 367,537 732,665
Non-operating income /
(expenses) 11,264 5,811 23,591 15,625 12,484 -8,826 -11,672 -667 10,808
Net income (loss) before zakah /
tax 707,822 389,008 210,967 360,784 767,083 496,307 523,468 366,870 743,473
Zakah / tax 40,764 23,611 18,771 15,377 79,209 32,569 47,484 40,527 120,487
Net income (loss) before non-
controlling interests 667,057 365,397 192,196 345,407 687,874 463,738 475,984 326,343 622,985
Income-/+loss attributable to non-
controlling interests 20,381 13,064 -11,950 -1,323 1,133 455 -1,234 -490 531
Net income (loss) for the period 646,677 352,333 204,146 346,730 686,741 463,283 477,218 326,833 622,454
(Thousand Riyals)
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Table (37): Aggregated Balance Sheet For Authorized Persons
Accounts
Fourth quarter
2016
(83 Authorized
Persons)
First quarter
2017
(83 Authorized
Persons
Second quarter
2017
(82 Authorized
Persons)
Third quarter
2017
(82 Authorized
Persons)
Fourth quarter
2017
(82 Authorized
Persons)
First quarter
2018
(84 Authorized
Persons
Second quarter
2018
(84 Authorized
Persons)
Third quarter
2018
(86 Authorized
Persons
Fourth quarter
2018
(87 Authorized
Persons)
Current assets 16,525,113 17,784,219 18,043,122 18,955,621 18,272,709 20,656,444 21,222,907 21,544,120 20,954,229
Non-current assets 10,749,003 11,083,697 9,131,635 9,267,304 10,069,703 10,054,625 11,020,848 11,297,335 10,599,478
Total Assets 27,274,116 28,867,916 27,174,757 28,222,925 28,342,412 30,711,069 32,243,755 32,841,455 31,553,707
Liabilities
Current liabilities 4,233,373 5,039,789 5,007,565 5,604,712 5,977,498 7,128,290 7,105,200 7,009,652 6,287,127
Non Current Liabilities 1,372,960 1,541,180 837,043 856,673 893,174 1,565,634 2,821,975 3,136,809 2,649,277
Total Liabilities 5,606,333 6,580,969 5,844,608 6,461,385 6,870,672 8,693,924 9,927,175 10,146,461 8,936,404
Equity
Shareholders’ Equity
Share capital 15,921,232 16,513,632 15,610,708 15,610,708 15,437,308 15,566,398 15,476,209 15,588,709 15,497,709
Reserves 1,739,343 1,917,455 1,895,383 1,913,562 1,823,060 1,869,192 1,852,780 1,844,635 1,812,205
Retained earnings 3,503,996 3,380,900 3,544,900 3,905,075 3,928,333 4,263,601 4,584,954 4,963,046 5,081,796
Change in FV of inv. 437,736 400,767 378,564 402,627 417,306 506,555 514,025 475,793 385,782
Other equity items -127,347 -164,334 -173,777 -143,068 -146,912 -201,617 -124,901 -192,900 -173,443
Total Shareholders’ equity 21,474,960 22,048,421 21,255,778 21,688,903 21,459,095 22,004,129 22,303,067 22,679,283 22,604,049
Non-controlling Interest 192,823 238,526 74,371 72,637 12,645 13,018 13,512 15,711 13,255
Total Equity 21,667,783 22,286,948 21,330,149 21,761,540 21,471,740 22,017,147 22,316,579 22,694,994 22,617,304
Total Liabilities and Equity 27,274,116 28,867,916 27,174,757 28,222,925 28,342,412 30,711,071 32,243,755 32,841,455 31,553,707
(Thousand Riyals)
Classification: Public عام w w w . c m a . o r g . s a