CONG HQA xA HOI CHI.) NGHiA VIET NAM. . .£)Qc I~p - TI! do - Hanh phuc
SO:.lp..l2020/CV-PC
V/v:C6ngb6Bao cdo tinh hinhquiin tri C6ng ty nom 2019
Tp. H6 ChiMinh, ngay~~thdngOlnom 2020
Kfnh gui: - Oy ban Chung Khoan Nhit Nu'ac- 56'Gi~o Dich Chung Khoan TP~HoChi Minh
- 56'Giao Dich Chung Khoan Hit N9i
Ten cong ty
Ma chung khoan
Tru 5(1 chfnh
f)i~n thoai
Nguoi thuc hien CBn
f)i~n thoal di d9n9
£)i~nthcai co quan
CONGTY c6 PHANCHaNG KHoAN RONGVIET (VD5C)
VDS
l.au 1-2-3-4Toa nha Viet Dragon, 141 Nguyen Du, Phuong BenThanh,
Ouan 1,TP.HCM.
08.6.299.2006
Ong Nguyen Hieu
0913832473
Fax: 08.6.291.7986
Chuc vu: Tong Giam doc
08-62992006 (ext: 1345)
Leal thong tin cong bo 024 h 0 Yeucau OBat thuonq 0 Djnh ky
N9i dung thong tin cong bo
Ccnq ty Co phan Chung khoan RangViet tran tronq conq bo Baocao tlnh hlnh quan tr] Cong ty
nam 2019.
Toan van Quyet dinh duoc dang ti3i t~i dla chi website: www.vdsc.com.vn
Chung toi xin cam ket cac thong tin cong bo tren day la dung su'that va hoan toan chlu trach nhi~m
truoc phap lu~t ve n9i dung cac thong tin da cong bo.
£)fnh kern:
- Bao cao tlnh hlnh quan trj 2019
NO'inhan:- Nhvtren;- LVu vr, Pc.
RONGVIETSECURITIES
56: ..01...I2020/SCQT-H8QT
C9NG HOA xA H91 CHU NGHiA VI~T NAM
D(>e I~p - TV do - Hanh phuc
Tp.H6 Chi Minh, ngoyti4thdngO;inam 2020
BAo cAo T1NH H1NH QUAN TR! CONG TV NIEM YETNarn 2019
Kinh glri: - Uy ban Chung khcan Nha nuoc
- 50 Giao dich Chung khoan HaN9i
- 50 Giao djch Chung khoan TP.HCM
CONGTY c6 PHAN CHUNG KHOAN RONGVI~T (VDSC)Tang 1-2-3-4Tea nha Viet Dragon, 141 Nguyen Du, Phuong SenThanh,
Ouan 1,TP.HCM.
028.6.299.2006
1.000.999.060.000dong
VD5
I. Hoat d(>ng ella Dai h(>i dong eo dong
Thong tin ve cac cuoc hop va Nqh] quyet/Ouyet dinh cua Bi;1ih9i dong co dong (bao gam ea
cac Nghi quyet ella 8ai hoi dong co dOllg duoc thong qua duo: hinh thuc lay y kien bang van ban):-.----.-.--T--------.------------------~----I--·---- --.----------.----------------~------------.--..- --
; 5 ~ 56 Nghi quyet/ Ouyet I Ngay N9i dungI t1. , d' h .i; InI--- I '- '. ----
I ! I 8<;1i.h9i co dong thuong nien thong qua mot 56 noi
dung lien quan:
Sao cao hoat dong narn 2018 va Ke hoach kinh
doanh narn 2019;
Sao cao heat d9n9 cua H9i dong quan tr], Ball
kiem scat nam 2018.
Sao cao tai ehinh da duc;ie kiern roan narn 2018;
Phan phol lai nhuan narn 2018 va ke hoC?ehphan :
ph6i lai nhu~1l nam 2019;
- Chon dan vi kiem toan Sao eao tai ehinh nam I
2019;
- Thu lao HQi dong quim tri, San Kiem soat nam
2018 va ke hoC?chthu lao nam 2019.
Ten conq ty
Tru so chinh
Bien thoai
Von dihll~
Ma ch((llg khcan
18/4/2019Nghi quyet 01/2019/NQ-
8H8C8
1 i.. . . 1 .. I ..
II. H<)i dong quan tr]:
1. Thong tin ve thanh vien HQidong quan tri,
STT Thanh vien HDQT (hue vu Ngay bat 56 Tyl~ Ly do khonqdau/khong buoi tham tham dir
con la h<?p dy'
thanh vien tham
HDQT dy' (*)
1 6ng Tran l.e Nguyen ChGtieh HDQT 9/9 100%
2 6ng Nguyen Mien Tuan Pho ChGtich HDQT9/9 100%
3 Kelly Yin Han Wang Thanh vien HDQT8/9 88,9%
B~neong tac
4 BaPham My Linh Thanh vlen HDQT8/9 88,9% B~nconq tac
5 6ng Nguyen Hieu Thanh vien HDQT9/9 100%
6 6ng Vo Lang Nguyen Thanh vien HDQT9/9 100%
dQeI~p
rr Nguyen Quae Baa Thanh vien HDQT I 8/9 88,9% B~ncone tacI
II
doe I~p I
(*) Baagam hinh thuc lay y kien bang van b211l
Heat dQng gia~ sat cua HQidong quan tr! doi vel BanTong qiarn doc: HQidong quan tri thuonq
xuyen qiarn sat haat dQng cua Ban Tong qlam doe nharn darn baa heat oQng cua Cong ty dat
hieu qua va dClngphap luat. oong thai HQidong quan tr] eOng luon thea doi viec thuc hien cac
Nghj quyet ella D9i h¢i dong eo oong va HQidong quan trio
3. Ha<;ltdQng eua eaetieu ban thuoe HQid6ng quim trj:
Tieu ban nhan Sy luO'ng thuang: thuong xuyen h6 trQ'HDQT trang vi~e oe b0t, bo nhi~m
nh~1nsu quan Iy Cong ty.
2.
Tieu ban Quan tri rui ra: h6 trQ'HDQTtrang eong tae quan trj rui ra, dam baa h00t oQng eua
Cong ty an toan, hi~u qua va tuan thG eaequy oinh.
4. Caenghj quyet eGaHQioong quan trj.
Trang nam 2019, HQioong quan trj da ban hanh eaenghj quyet va quyet djnh sau:
STT 56 ngh! quyet Ngay N(>idung
1 Nghj quyet 01/2019/NQ-HDQT 02/01/2019 - Thong qua ehot danh saeh eo dong va ehit9m ung eo tue nam 2018.
2 Nghi quyet 02/2019/NQ-HDQT 08/01/2019 -Thong qua phat hanh trai phieu daanh
nghi~p nam 2019
3 Nghi quyet 03/2019/NQ-HDQT 21/02/2019 - Thong qua vi~e ehot danh saeh eo dong va
ke hogeh to ehue D9i hQi eo dong thuongnien 2018.
2
4 Nghi quyet 04/2019/NQ-HDQT 01/03/2019 -Thong qua phat hanh trai phieu doanh
nqhiep Lc3n2 - narn 2019
5 Nqh] quyet 05/2019/NQ-HDQT 22/03/2019 - Thong qua xay dlfng ke hoach kinh doanh
narn 2019 trlnh Dai h9i co dong thuonq nien:
- Thong qua bao cao heat d9n9 2 thanq dau
narn 2019;
- Thong qua noi dung tai lieu va chL1O'ngtrlnh
D<;lihoi co dong thL10ng nien 2018.
6 Ngh! quyet 06/2019/NQ-HDQT 25/04/2019 - Thong qua chi tra co nrc dot 2 narn 2018
7 Nqh] quyet 07/2019/NQ-H8QT 15/05/2019 -Thong qua phat hanh trai phieu doanh
, nqhiep Lan 3 - narn 2019
8 Ngh! quyet 08/2019/NQ-H8QT 07/6/2019 - Thong qua viec de nghi Ngan hang cap han
I rnuc tin dunq cho Rang Viet.
9 Ngh! quyet 09/2019/NQ-H8QT 09/12/2019 - Thong qua viec tarn ung co nrc va chot danh
sach co dong chi tarn ung co tuc 2019.
10 Nqhi quyet 10/2019/NQ-H8QT - Bao cao ket qua heat d9n9 11 thang dau
narn 2019 va du kien ket qua heat d9n9 ca
narn 2019.
- Thong qua dinh hL10ng xay dlfng ke hoach
heat d9n9 kinh doanh narn 2020.
- Thong qua ke hoach nang cap h~ thong ha
tang cong ngh~ tin h9C nam 2020.
- Thong qua ke hO<;lchgia h<;1nva ky ket hQ'p
dong thue van phong trL.Jso chinh.,
III. Ban kiem sOiH
1.Thong tin ve thanh vien Ban Kiem soat (BKS):
Istt Thanh vien BKS (huc I Ngay bat I So buoi hQpI TY Ie tham,
I,
i vu I dau/khong BKStham dlf i dlf hQpI
I
! can la
i thanh vien
i BKSI,I
I Ba Nguyen Th! Oanh TrL10ng!
2/2I
100%
BKS,
J_I
Ong Nguyen Van Minh Thanh 1/2 I 50%
Ivien.
lOng Nguyen Thuc Vinh Thanh 2/2 100%
vien _L __________~_L ________________________-------~----.~---. -_._ .. ._ ---_--_._-----
TI Ly do khongI
i tham du hop i
I
~ __ ~ __ i
B~n cong ti3c !I
+---------1
I
-----l----------- -----,
3
2. H09t dQng qiarn sat cua BKSdoi voi HOOT, Ban Giarn doc dieu hanh va co dong: tham gia cac
cuoc hop cua 09i hQi ,co dong va HOOT va thuc hien vai tro qiarn sat ve heat dQng quan tr] cua HOOTva ban dieu hanh.
3. Su phoi hop heat dQng giCfaBKSdoi voi hoar dQng cua HOOT, Ban Giam doc dieu hanh va cac
can bo quan Iy khac: thuong xuyen g6p y cho HOOT va Ban dieu hanh trong hoat dQng quan tr] dieu
hanh Cong ty tal cac cuoc hop cua HOOT va hop cong ty.
IV. Dao tao ve quan tri conq ty
Cac kh6a dao t90 ve quan tr] cong ty rna cac thanh vien HOOT, thanb vien BKS,Tong Giarn doc,
cac can bQ quan Iy khac va Thu ky conq ty da tham gia thea quy dinh ve quan trl cong ty: tham gia cac
buoi toa dam, hQi thao chuyen nganh de nang cao nang Il/c quan trio
V. Danh sikh ve ngu'di co lien quan eua eeng ty niem yet theo quy d!nh t~i khoan 34 Dieu 6
Lu~t (hltng khoan (Sao eao 6 thanginam) va giao dleh eua ngu'di e6 lien quan eua eeng ty vCti
ehinh (eng ty.
1. Danh sach ve ngLioi co lien quan cua cong ty. (Phl,Jll,Jcdfnh kem),
2. Giao dich giCfa cong ty voi ngLioi co lien quan cua cong ty; hoac giCfa cong ty voi co dong lan,
ngLioi noi bo, ngLioi co lien quan cua ngLfoi noi b¢: kh6ng phat sinh
3. Giao dich giCfa ngLioi n¢i bo cong ty niem yet, ngLioi c6 lien quan cua ngLioi nQi bo voi cong
ty con, cong ty do cong ty niem yet nam quyen kiem soat: khOng ph at sinh
4. Giao dich giCfa cong ty voi cac doi tLfong khac: khong phat sinh.
4.1. Giao dich giCfa cong ty voi cong ty ma thanh vien HOOT, thanh vien Ban Kiem soat, Giam
doc (Tong Giam ooc) dieL! hanh oa va dang 103thanh vien sang lap ho~c thanh vi en HOOT, Giam doc
(Tong Giam doc) dieL! hanh trong thoi gian ba (03) nam tr619i day (tfnh t9i thoi diem I~p bao cao).
4.2. Giao dich giCfa cong ty voi cong ty ma ngLfoi co lien quan cua thanh vien HOOT, thanh vien
Ban Kiem soat, Giam doc (Tong Giam doc) dieu hanh 103thanh vien HOOT, Giam doc (Tong Giam doc)
dieu hanh.
4.3. cac giao dich khac cua cong ty (neu co) co the mallg lai loi leh vat chat ho~c phi v~t chat ooi
vai thanh vien HOOT, thanh vien Ban Kiem soat, Giam ooc (Tong Giam doc) dieu hanh.
VI. Giao d!eh co phieu eua ngu'di nc?ibi?va ngu'di lien quan eua ngu'di ni?i bc?
1. Danh sach ngLfoi n¢i b¢ va ngLfoi co lien quan cua ngLfoi n¢i b¢. (Phl,Jluc drnh kem)
2. Giao dich clla ngLfoi n¢i b¢ va ngLfoi co lien quan doi voi co phieu cua ceng ty niem yet.
......,'"
i L Soco ,.1 Tyl~ I Soco ..1 TYI~i phieu I phieu
I ! i11 [Ph9m-M-Y-L-i-n-h--+-TV-.H-O-O-T-r--13.721.276i13,71% 111.921.276111,91%
i-'Stt-- NgLioi thU~h--i-e--n~'--O-u-a-n-h-$~-S-o-c-o--p-h-i-eu-~6hc(~---S--6--c-o-p-h-ie-"u-s6-hu--u-l--- Ly d~t~~g,---
i No giao dich vai nguoi dau ky cuoi ky giam (mua,I
n¢i b¢ ban, chuyen
doi,
thLi6ng ...) ,
----_j
Giao dich Iban co phieu •
4
i-----,-------
i 2 I Tran L~ Nguyen: I
r-:3-INguyen Mien
I I Tuar:iL___L_ _
VII. Cac van de din hru y khac: kh6ng co
..3...
5
PHl} Ll}C 1
DANH SACH CO DONG xor BO vA NGUOI co LIEN QUAN
Taikhoan Chucvl,l t~i 50co Tyl~sa5tt Ten to chuc/colnhan giaodjch cong 50CMND/ Ngaycap Nai cap f>jachi phh!'usa hCtuco
chUng ty/Moi f>KKD CMND/ CMND/ hCtucuoi phh!'ukhooln(neu quan h~ f>KKD f>KKD ky cuoiky
co)
1 TrainL~NguyenChu tich 18.035.000 18,02%
HDQT
Vuong Nqoc Xiem Vq
Tran Tuyet Nhi Can
Tran Tuyet Van Can
Tran Vi Lam Can
Tran Kim Thanh Anh
Tran Vinh Nguyen Anh
Tran Quae Nguyen Em
2 Nguyen Mien TuanPh6Chu 17.810.953 17,79%
tich HDQT
Nguyen Mien Tam Cha
Bui Th! Em M~
Nguyen Thanh Loan Vq
Nguyen Mien Twin Minh Can
Nguyen Mien Ha Minh Can
Nguyen Mien Tien Em
6
Thanh vien 48.499 0,048%
HDQT
3 Nguyen HiI!u kiemTong
giam doc
PharnTh] HVang M~
Nguyen Th] Hong Chi
Nguyen Thi Dao Chi
Nguyen Man Anh
Nguyen Thi Thu Chi
Nguyen Th] Thuy Chi
Nguyen Th] Oanh Chi
Nguyen Th] Yen Chi
Nguyen Th] Chau VC!
Nguyen Trf Dung Can
4 Kelly Yin Hon WongThanh vien
HDQT
PakTong Wong Cha
Leung Carrie M~
TrVC1ngTh] HVC1ng VC!
Wong Mai Wai Yin Can
Wong Marcus VinhCan
Phong
5 Pham My Linh Thanhvien 11.921.276 11,91%
HOQT
7
",....,r J- ..,;::; ~ (lLJ. \V \
Pham Th] Van M~
Pharn Huu Phu Chong
Pharn Huu l.uan Con
Pharn Phu Hoang Trieu Con
Pharn Huu Tam Con
Pham Ng<;>cKien Anh
Pharn Nqoc Hoa Chi
Thanhvh1!n 0 06 Nguyen Quoe Bao
Hf)QT
Nguyen Phuong Huy Cha
Pham Phuong Nga M~
LeMyVan Vq
Nguyen Quoc Tri Con
Nguyen Oucc Thong Con
Nguyen Bich Thuy Em
Nguyen Ouoc Phong Em
7 Vo Long NguyenThanhvien
Hf)QT
VoVan Sat Cha
Tran Nguyen Nh~t Thy Vq
VOLong Bien Em
VOLong Hili Em
8
8 Nguyen Thi Oanh Tnronq BKS
Nguyen Tim Cha
Nguyen Th] Hoa M~
Ng6 Thanh Nhan Chong
Ng6 Ouynh Nhu Can
Ng6 Minh Nhat Can
5.500 0,0075%
9 Nguyen Van MinhThanh vien
BKS
DoThi Tuyet VQ
Nguyen Pharn Nh~t PhM Con
Nguyen DoMinh Huang Con
Nguyen DoMinh Phuong Con
10 Nguyen Thuc VinhThanh vlen 34.980 0,035%
BKS
Nguyen Th] Yen M~
Nguyen Th] Thanh True Ch,
Nguyen Thuc Kh6i Anh
Nguyen Th] Doan Trinh Ch,
Nguyen Th] Thuy Nga vq
Nguyen Thuc Nghi Can
Nguyen Thao Nghi Can
9
11 Nguy~nMinh Nh&!tPhoTcnq 7.579 0,0075%
giam doc
Nguyen Minh Khai Bo
Huynh Thi Sy M~
Nguyen Thi Thu Song Chi
Nguyen Th] Thu Thanh Chi
Nguyen Th] Thu Nguy¢t Chi
Nguyen Th] Thu Chung Em
Nguyen Thi Thu Thuy Em
Va Th] Kieu Linh Vq
Nguyen Minh Trl Con
Nguyen Trung Tin Con
12 Nguy~nChi TrungPh6Tong 114.488 0,11%
qiam doc
Nguyen Chf Chi Cha
l.e Thj Donq M~
Nguyen Th] PhuonqEm
Thao
Thai Yen Ha Vq
Nguyen Thai Khue Tu Con
Nguyen Thai Minh Tu Con
13 Nguyen Th] Thu Huyen Ph6TGf> 106.964 0,1%
Nguyen Th] Duong M~ruot
10
Nguyen Vi~t Hung Anh ruot ,..
NguyenVi~tHi! Anh ruot
D~uKhanhThien Chong
D~uQuangDue Con
D~uQuangVinh Con
Giamdoc 68.211 0,068%
14 LeMinhHh!nrai chfnh
kiern Ke
toan TnJdng
LeMinh Dl1c Cha
Tran LeVien M~
LeMinh D<;Io Anh
Le Hoang Yen Chi
LeMinh Hanh Em
Duong Th] Nqoc Tam Vq
Le Nqoc Thuc Doan Can
Le Lan Chi Can
cs dong 18.035.000 18,02%
1S Tran L~Nguyen lon/Chu tich
HDQT
16Cong ty TNHH MTVDau
C6 dong Ion 15.043.617 15,03%tir Chau A
c6 dong 11.921.276 11,91%
17 Pharn My Linh len/Thanh
vien HDQT
18 Nguyen Mien TuanPh6 Chu 17.810.953 17,79%
tich HDQT
11