6SRQVRUVKLS�LQFOXGHV�WKH�LWHPV�OLVWHG�EHORZ

��DV�ZHOO�DV�WKRVH

OLVWHG�XQGHU�2SDO�6SRQVRU��HYHQW�WLFNHWV�DUH�QRW�FRP

ELQHG�)XOO�SDJH�DGYHUWLVHP

HQW�LQ�3OD\ELOO�IHDWXULQJ�\RXU�EXVLQHVV��RUDQ�RUJDQL]DWLRQ�FRP

SDQ\�RI�\RXU�FKRRVLQJ(QJUDYHG�EULFN�RQ�WKH�7HUUDFH�RI�WKH�/$

&3XEOLF�6HUYLFH�$

QQRXQFHPHQW�RQ�&�9

LOOH�5DGLR�IHDWXULQJ�\RXU

QDPH�DQG�EXVLQHVV

3KRWR�RSSRUWXQLWLHV�ZLWK�JXHVW�DUWLVW�V��RU�WKHDWULFDO�HQVHP

EOHRI�\RXU�VSRQVRUHG�HYHQW'LVSOD\�RI�EXVLQHVV�P

DUNHWLQJ�PDWHULDOV�LQ�/$

&�OREE\7HQ�HYHQW�WLFNHWV��UHGHHP

DEOH�IRU�DQ\�HYHQW�ZLWKLQ�WKH�

������������Ȃ������VHDVRQ�H[FOXGLQJ�IXQGUDLVHUV�DQG�VSHFLDO�HYHQWV�

5HFRJQLWLRQ�OLYH�RQ�VWDJH�DW�HDFK�SHUIRUP

DQFH�RI�\RXU�HYHQW6SRQVRU�LQVHUW�LQ�3OD\ELOO�Z

LWK�QDPH�DQG�RU�EXVLQHVV

1DP

H�/RJR�RQ�DOO�/$&�WHOHYLVLRQ�P

RQLWRUV�GXULQJ�\RXUVSRQVRUHG�HYHQW1DP

H�/RJR�RQ�/$&�Z

HESDJH�RI�\RXU�VSRQVRUHG�HYHQW5HFRJQLWLRQ�LQ�Z

HHNO\�$UWV%

ODVW��HPDLO�OLVW�RI�������SHRSOH�

7ZR�HYHQW�WLFNHWV��UHGHHP

DEOH�IRU�DQ\�HYHQW�ZLWKLQ�WKH�

������������Ȃ������VHDVRQ�H[FOXGLQJ�IXQGUDLVHUV�DQG�VSHFLDO�HYHQWV�

6SRQVRUVKLS�LQFOXGHV�WKH�LWHPV�OLVWHG�EHORZ

��DV�ZHOO�DV�WKRVH

OLVWHG�XQGHU�2SDO�6SRQVRU��HYHQW�WLFNHWV�DUH�QRW�FRP

ELQHG�����SDJH�DGYHUWLVHP

HQW�LQ�3OD\ELOO�IHDWXULQJ�\RXU�EXVLQHVV��RUDQ�RUJDQL]DWLRQ�FRP

SDQ\�RI�\RXU�FKRRVLQJ)RXU�HYHQW�WLFNHWV��UHGHHP

DEOH�IRU�DQ\�HYHQW�ZLWKLQ�WKH�

������������Ȃ������VHDVRQ�H[FOXGLQJ�IXQGUDLVHUV�DQG�VSHFLDO�HYHQWV�

6SRQVRUVKLS�LQFOXGHV�WKH�LWHPV�OLVWHG�EHORZ

��DV�ZHOO�DV�WKRVH

OLVWHG�XQGHU�2SDO�6SRQVRU��HYHQW�WLFNHWV�DUH�QRW�FRP

ELQHG�����SDJH�DGYHUWLVHP

HQW�LQ�3OD\ELOO�IHDWXULQJ�\RXU�EXVLQHVV��RUDQ�RUJDQL]DWLRQ�FRP

SDQ\�RI�\RXU�FKRRVLQJ'LVSOD\�RI�EXVLQHVV�P

DUNHWLQJ�PDWHULDOV�LQ�/$

&�OREE\6L[�HYHQW�WLFNHWV��UHGHHP

DEOH�IRU�DQ\�HYHQW�ZLWKLQ�WKH�

������������Ȃ������VHDVRQ�H[FOXGLQJ�IXQGUDLVHUV�DQG�VSHFLDO�HYHQWV�

6SRQVRUVKLS�LQFOXGHV�WKH�LWHPV�OLVWHG�EHORZ

��DV�ZHOO�DV�WKRVH

OLVWHG�XQGHU�2SDO�6SRQVRU��HYHQW�WLFNHWV�DUH�QRW�FRP

ELQHG�����SDJH�DGYHUWLVHP

HQW�LQ�3OD\ELOO�IHDWXULQJ�\RXU�EXVLQHVV��RUDQ�RUJDQL]DWLRQ�FRP

SDQ\�RI�\RXU�FKRRVLQJ3KRWR�RSSRUWXQLWLHV�Z

LWK�JXHVW�DUWLVW�V��RU�WKHDWULFDO�HQVHPEOH

RI�\RXU�VSRQVRUHG�HYHQW'LVSOD\�RI�EXVLQHVV�P

DUNHWLQJ�PDWHULDOV�LQ�/$

&�OREE\(LJKW�HYHQW�WLFNHWV��UHGHHP

DEOH�IRU�DQ\�HYHQW�ZLWKLQ�WKH�

������������Ȃ������VHDVRQ�H[FOXGLQJ�IXQGUDLVHUV�DQG�VSHFLDO�HYHQWV�

yb7KH�SHUIRUPLQJ�DUWV�VHDVRQ�UXQV�IURP

�6HSWHPEHU

WKURXJK�WKH�IROORZLQJ�$

XJXVW

yb$OO�$

GV�DQG�/RJRV�PXVW�EH�LQ�ȊFDP

HUD�UHDG\ȋ�DUW�IRUP�����GSL�RU�KLJKHU�

yb/RXLVD�$UWV�&HQWHU�LV�D�����F�����FKDULWDEOH

RUJDQL]DWLRQ�WR�ZKLFK�GRQDWLRQV�DUH�WD[�GHGXFWLEOH

�GHSHQGLQJ�RQ�\RXU�WD[�VLWXDWLRQ���

yb7KLV�GRFXPHQW�DQG�DQ\�DWWDFKP

HQWV�FRQVWLWXWHV�WKHHQWLUH�DJUHHP

HQW�EHWZHHQ�ERWK�SDUWLHV

yb7KLV�$JUHHP

HQW�ZLOO�EH�\RXU�LQYRLFH�Z

LWK�D�1HW����

b7KH�/RXLVD�$UWV�&HQWHU�DSSUHFLDWHV�\RXU�VXSSRUW�DQG

FRQWLQXHG�FRPPLWP

HQW�WR�RXU�FRPPXQLW\��,I�\RX�KDYH

DQ\�TXHVWLRQV��GR�QRW�KHVLWDWH�WR�FRQWDFW�XV�DW����������Ȃ������b.LQG�UHJDUGV�b

.DUHQ�:

HOFK([HFXWLYH�'

LUHFWRU�������������Ȃ�H[HFXWLYHGLUHFWRU#

ORXLVDDUWV�RUJ

$FFHSWHG�E\�

BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB)RU�WKH�/RXLVD�$

UWV�&HQWHU

(YHQW�EHLQJ�6SRQVRUHG��BBBBBBBBBBBBBBBBBBBBBBBBBBBBB�'DWH�RI�HYHQW��BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB

$PRXQW��BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB

6LJQDWXUH��BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB'DWH��BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB

3ULQW�1DP

H��FRQWUDFWLQJ�SHUVRQ�QDPH��

BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB5HVSRQVLEOH�&RP

SDQ\�2UJDQL]DWLRQ�

BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBb(�0

DLO�b�BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB3KRQH��BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB$GGUHVV��BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB

&UHGLW�&DUG����BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB([S�'

DWH��BBBBBBBBBBBBBBBBBBBBBBBB�&99��BBBBBBBBBBBBBB

bb ���'LVFRXQW�LI�SDLG�Z

LWKLQ����GD\V�RI�H[HFXWLRQ�RIWKLV�GRFXP

HQW� 3OHDVH�SULQW�\RXU�QDP

H�V��RU�FRPSDQ\�H[DFWO\�DV

\RX�ZRXOG�OLNH�LW�OLVWHG�LQ�RXU�3OD\ELOO�

BBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBBB