Eye on InvestorsApril 1719, 2013 Capital Hilton Hotel, Washington, DC
About the Council of Institutional Investors
The Council of Institutional Investors (CII) is a nonprofit association of pension funds, other employee benefit funds, endowments and foundations with combined assets that exceed $3 trillion. We are a leading voice for effective corporate governance and strong shareowner rights.
CII educates its members, policymakers and the public about the importance of corporate governance, shareowner rights and related investment issues, and advocates on our members behalf. Corporate governance involves the structure of relationships between shareowners, directors and managers of a company. Good corporate governance is a system of checks and balances that fosters transparency, responsibility, accountability and market integrity.
ContentsAgenda ............................... 1
Speaker Bios ...................... 4
Attendees ......................... 12
Members .......................... 26
Board of Directors ............ 31
Planning Ahead ................ 32
Hotel Map ........................ 33
Security advisory: The Council of Institutional Investors is committed to conducting the conference in a safe and orderly manner. Security personnel will be on site to assist. All attendees must register and must wear the name badge provided at registration to enter all sessions/events. Attendees may be asked to present photo ID at registration. Security staff may check oversized bags.
Spring 2013 Meeting COUNCIL OF INSTITUTIONAL INVESTORS 1
AgendaEye on Investors
WEDNESDAY, APRIL 17
12:30 7:00 Registration & Member Lounge Open Registration Capital TerraceMember Lounge Continental Room
1:00 2:00CII Advisory Council Meeting (Open to Advisory Council Members)New York Room
1:00 2:00Policies Committee Executive Session (Open to CII Board Members)Michigan Room
2:00 2:30Policies Committee (Open to All CII Members)Federal A/B
2:45 3:45International Governance Committee (Open to All CII Members)Federal A/B
4:00 5:30Activism Committee (Open to All CII Members)Federal A/B
5:30 6:00 New Members & First Time Attendees Welcome(Open to new Members, First Time Attendees, CII Advisory Council Members & Board Members)Massachusetts Room
6:00 7:00Reception (Open to All Conference Attendees)Congressional/Senate
THURSDAY, APRIL 18
7:45 6:30 Registration & Member Lounge Open Registration Capital TerraceMember Lounge Continental Room
7:45 8:45Continental Breakfast Presidential Ballroom
8:45 9:00Welcome AnnE SHEEHAn, Chair, Council of Institutional Investors
Presidential Ballroom
9:00 9:45Keynote Interview ROn BuRklE, Founder & Managing Partner, The Yucaipa Companies
Moderator: PATRICk OnEIll, EVP, united Food and Commercial Workers International union
Presidential Ballroom
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2:00 3:00BREAKOUT SESSIONS:Investing in Infrastructure SARAH ClARk, President & CEO, Partnerships BC
lOIS SCOTT, CFO, City of Chicago MARgARET TOBIn, Executive Director, nY Works Task Force
TED WHEElER, Oregon State Treasurer
Moderator: RAnDI WEIngARTEn, President, American Federation of Teachers
South American A/B
Regulatory and Legislative Update SAlMAn BAnAEI, Counsel, u.S. Commodity Futures Trading Commission
THOMAS kIM, Chief Counsel and Associate Director, Division of Corporation Finance, u.S. Securities and Exchange Commission
lAuRA SWAnSOn, Deputy Staff Director, Senate Banking Committee
Moderator: gREgORY SMITH, Executive Director, Public Employees Retirement Association of Colorado
Federal A/B
3:00 3:15Networking Break Foyer 2 & Upper Lobby
THURSDAY, APRIL 18 (continued)
9:45 10:45Discussion: Hedge Funds and Corporate Governance DAnIEl lOEB, Founder & CEO, Third Point
BARRY ROSEnSTEIn, Founder & Managing Partner, JAnA Partners
Moderator: AnnE SHEEHAn, Chair, Council of Institutional Investors
Presidential Ballroom
10:45 11:15BreakPresidential Foyer
11:15 12:15Discussion: CIO Roundtable VICkI FullER, CIO, new York State Common Retirement Fund
ASH WIllIAMS, Executive Director & CIO, Florida State Board of Administration
Moderator and panelist: DAVID kuSHnER, CIO, los Angeles County Employees Retirement Association
Presidential Ballroom
12:30 1:45Luncheon Keynote lORD MYnERS, Chair, Cevian Capital u.k.
Congressional/Senate
Agenda (continued)
Spring 2013 Meeting COUNCIL OF INSTITUTIONAL INVESTORS 3
South American A/B
9:45 10:45Discussion: Does Corporate Governance Add Value? CHARlES ElSOn, Edgar S. Woolard, Jr., Chair in Corporate governance & Director of the John l. Weinberg Center for Corporate governance, university of Delaware
lYnn STOuT, Distinguished Professor of Corporate and Business law, Jack g. Clarke Business law Institute, Cornell law School
Moderator: AnnE SIMPSOn, Senior Portfolio Manager & Director of global governance, California Public Employees Retirement System
Presidential Ballroom
10:45 11:45Discussion: High Frequency TradingBane or Blessing for Long-Term Investors? AnDREW BROOkS, VP & Head of u.S. Equity Trading, T. Rowe Price
MAnOJ nARAng, Founder & CEO, Tradeworx
Moderator: THERESA WHITMARSH, Executive Director, Washington State Investment Board
Presidential Ballroom
12:00 1:30Luncheon Keynote JOHn kAY, Visiting Professor, london School of Economics
Congressional/Senate
3:15 4:00Member Meetings Corporate general Members
(Massachusetts Room)
Educational Sustainers, Honorary International Participants
(South American A/B)
Endowments (Ohio Room)
labor general Members (Statler A)
Public general Members (Federal A/B)
4:00 5:00Board Meeting Pan American Room
4:30 5:00 New Web Site DemonstrationMember Lounge Continental Room
5:30 6:30ReceptionCongressional/Senate Room
FRIDAY, APRIL 19
7:30 12:00 Registration & Member Lounge OpenRegistration Capital TerraceMember Lounge Continental Room
8:00 9:30Continental Breakfast(Open to All Conference Attendees)Presidential Ballroom
8:00 9:30General Members Business Meeting and Breakfast (Open to CII general Members)
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Speaker BiosEye on Investors
Salman BanaeiSalman Banaei is counsel to Commissioner Bart Chilton of the u.S. Commodity Futures Trading Commission. He advises the commissioner on a wide range of matters including CFTC enforcement actions, international regulatory initiatives and rulemakings implementing Dodd-Frank Act provisions. Before working for the commissioner, Banaei was an attorney in the CFTCs Division of Market Oversight. Previously, he worked as an economist in that divisions Market Surveillance Section
where he was responsible for monitoring the trading patterns of futures and regulated swaps to detect violations. Before joining the CFTC, Banaei worked for an international law firm at its Paris headquarters and for its Abu Dhabi affiliate office.
Andrew BrooksAndrew Brooks is VP and head of u.S. equity trading at T. Rowe Price. He is also a member of the equity brokerage and trading control committee and the ethics committee at the investment firm. Brooks joined the firm in 1980 as an equity trader and assumed his current role in 1992. He serves on the new York Stock Exchanges Institutional Traders Advisory Committee and is a member of the Investment Company Institute Equity Markets Advisory Committee. He sits on the board of the national Organization of Investment Professionals.
Ron BurkleRon Burkle is founder and managing partner of the Yucaipa Companies, an investment firm. He also has served as chairman and controlling shareholder of numerous companies including Alliance Entertainment, golden State Foods, Dominicks, Fred Meyer, Ralphs and Food4less. Burkle was a member of the boards of Occidental Petroleum, kB Home, kaufman & Broad, Yahoo! and the J. Paul getty Trust. He serves as co-chairman of the Burkle Center for International Relations at uClA.
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Sarah ClarkSarah Clark is president and CEO of Partnerships BC, a company owned by the Province of British Columbia that oversees major infrastructure projects in that region. Previously, she served as VP of partnership development and delivery. Prior to joining Partnerships BC, Clark worked for Bombardier Transportation where she was responsible for development and delivery of rapid transit projects, both locally and internationally.
Charles ElsonCharles Elson is the Edgar S. Woolard, Jr., Chair in Corporate governance and the director of the John l. Weinberg Center for Corporate governance at the university of Delaware. He is also of counsel to the law firm Holland & knight. He formerly served as a professor at Stetson university College of law and was a visiting professor at the university of Illinois College of law, the Cornell law School and the university of Maryland School of law. His fields of expertise include
corporations, securities regulation and corporate governance. Elson was a law clerk to Judges J. Harvie Wilkinson III and Elbert P. Tuttle of the u.S. Court of Appeals for the Fourth and Eleventh Circuits. He is a Salvatori Fellow at the Heritage Foundation and a member of the American law Institute. Elson has served on several of the national Association of Corporate Directors commissions and is vice chairman of the ABA Business law Sections Committee on Corporate governance and was a member of its Committee on Corporate laws. He served as a consultant to Towers Perrin and as a director at Circon, Sunbeam, nuevo Energy, Alderwoods group and AutoZone. Currently, he sits on HealthSouths board.
Vicki FullerVicki Fuller is CIO for the new York State Common Retirement Fund. She is responsible for developing and implementing investment strategies for the fund, which holds assets in trust for more than one million employees and retirees from state and local governments as well as public authorities. Previously, Fuller worked for investment management company AllianceBernstein for 30 years in many capacities. In her position as managing director there, she was responsible for business
development, sales and client services. Fuller has lectured extensively on financial planning for young adults and business development for women of color.
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Speaker Bios (continued)
John KayJohn kay is a visiting professor at the london School of Economics, as well as an economist, academic, businessman and adviser to companies and governments around the world. He is most widely known for his weekly column in The Financial Times, which covers topical issues in economics, finance and business. kay also has published many books on economics. In July 2011, he led a review of the u.k. equity markets, which resulted in a final report in July 2012. His academic career began
when he was elected a fellow of St. Johns College, Oxford, a position that he still holds. He served as research director and director of the Institute for Fiscal Studies, a u.k. think tank. kay has been a professor at the london Business School and the university of Oxford and was the first director of Oxford universitys Said Business School. He also founded london Economics, a consulting business, where he served as executive chairman. He was a director at Halifax and remains on the boards of several investment companies.
Thomas KimThomas kim is the chief counsel and an associate director of the Securities and Exchange Commissions Division of Corporation Finance. He is the head of the divisions Office of Chief Counsel and oversees the divisions Office of Enforcement liaison. Prior to joining the commission in 2006, kim was the corporate and securities counsel at general Electric. Before that, he served as a law clerk to D.C. District Court Judge louis Oberdorfer.
David KushnerDavid kushner is CIO of the los Angeles County Employees Retirement Association (lACERA). Before joining lACERA, he served as CIO of the San Francisco Employees Retirement System. kushner worked for Ing Investment Management prior to forming a private investment advisory firm and managing it for seven years. In 1983, he joined the equity staff at the Florida State Board of Administration, ultimately rising to senior portfolio manager. kushner began his career in trust investments, first at
City national Bank of Miami, then at Flagship Bank of Tampa. He has taught investments to trustees, first for the Florida Public Pension Trustees Association and, more recently, for the California Association of Public Retirement Systems.
Daniel LoebDaniel loeb is the founder and CEO of hedge fund Third Point where he leads portfolio management, risk management and research activities. Before founding Third Point, he was vice president of high-yield bond sales at Citigroup. Previously, he was a senior vice president in the distressed debt department at Jefferies & Co., where he worked as a bankruptcy analyst, bank loan trader and distressed securities salesman. Before joining Jefferies, he was a risk arbitrage analyst at lafer Equity
Investors. He began his career as an associate in private equity at Warburg Pincus. loeb sits on the board of Yahoo! and is a member of the Council on Foreign Relations and the American Enterprise Institutes national Council.
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Lord Mynerslord Myners is chair of Cevian Capital u.k., an international investment firm. Although he began his career as a teacher and journalist, Myners eventually entered the investment industry when he began working at gartmore Investment Management. In 2001, at the request of the u.k. Treasury, he authored a review of pension funds investment decisions (referred to as the Myners Report) that resulted in widespread adoption of a code of best practices. Subsequently, he became a professional
director, serving on the boards of 10 major companies, and chairing the boards of two of these, Marks & Spencer and land Securities. Myners has served as a member of the court (or board) of the Bank of England, a director of the Bank of new York, a member of Singapore-based gICs investment advisory board, chairman of the investment committee of lloyds of london and a member of the u.k. Financial Reporting Council (responsible for the u.k. corporate governance code). Following the collapse of lehman Brothers, he was appointed Financial Services Secretary and tasked with leading the u.k.s 500 billion bank bailout. As lord Myners of Truro, he participates in financial and economic policy debates in the House of lords. He also serves as chairman of Autonomous, an independent equity research firm, and as a director of RIT Capital, a global investment trust.
Manoj NarangManoj narang is the founder and CEO of Tradeworx, a financial technology and trading firm aimed at democratizing the role of advanced technology in the financial markets. Through its subsidiary, Thesys, the firm offers a trading infrastructure to investors with high-performance trading needs. Tradeworx also operates a hedge fund, as well as an in-house proprietary trading business focused on high frequency trading strategies. narang has taken a leading role in educating the public
about high frequency trading, writing a popular primer on the subject and briefing Congress, the SEC, FInRA and financial journalists on the topic. He has held a variety of technology, research and quantitative trading positions at several major Wall Street firms, including Citigroup, Credit Suisse and goldman Sachs.
Patrick ONeillPatrick Oneill is EVP of the organizing department of the united Food and Commercial Workers International union (uFCW). He is also co-chair of the Council of Institutional Investors. As director of organizing, he leads the effort to organize workers in uFCWs core industries at the local, regional and international levels. Oneill began his union activism working on the kill floor of the Farmland Foods (now Smithfield Foods) plant. He was elected the unions chief steward in 1982. Since 1986, Oneill has
served in several uFCW positions including international VP and executive VP and director of collective bargaining.
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Barry RosensteinBarry Rosenstein is founder and managing partner of hedge fund JAnA Partners, which employs activist strategies. JAnA has been involved in shareowner activism at companies including Marathon Petroleum, TnT, Mcgraw Hill, El Paso, Charles River, CnET, kerr-Mcgee, Artesyn Technologies, Houston Exploration, InterCept and SourceCorp. Most recently, JAnA convinced Canadian company Agrium to increase its dividend and buy back a big chunk of its stock. Prior to establishing
JAnA, Rosenstein was the founder and managing partner of Sagaponack Partners, a private equity fund. He also helped raise the initial funding for Copart, an auto salvage company. Rosenstein began his career as an investment banker specializing in mergers and acquisitions with Merrill lynch and was a principal in charge of corporate takeovers for Asher Edelmans Plaza Securities.
Lois Scottlois Scott is the first female CFO of the City of Chicago. Before joining the city, she was co-founder and president of Scott Balice Strategies. In 1997, President Bill Clinton named her a White House fellow tasking her with crafting the u.S. response to the capital funding crisis in Southeast Asia. She also chaired the management committee of the u.S. Export-Import Bank. Scott is one of the founders of Women in Public Finance, a national conference for those employed in the public finance industry. She
also was a driving force behind the creation of the Women of the Year event honoring the accomplishments of women in the public finance industry. In 2012, Scott helped develop the Municipal CFO Forum at the university of Chicago, which brings together the CFOs of the 30 largest u.S. cities to discuss the financial challenges facing urban America.
Anne SheehanAnne Sheehan is director of corporate governance for the California State Teachers Retirement System (CalSTRS) and chair of the Council of Institutional Investors. Before joining CalSTRS, Sheehan was chief deputy director for policy at the California Department of Finance for governor Arnold Schwarzenegger. During this time, Sheehan served on the CalSTRS board and the board of the California Public Employees Retirement System. She also served on special assignment as the
executive director of the California Performance Review Commission, which developed recommendations to restructure and reorganize the state government. Earlier, she directed the governors Post-Employment Benefit Commission, which analyzed the unfunded pension and health care liabilities of all cities, counties and public agencies in California. Sheehan served two other Republican governors in a variety of senior posts. Her career in policy began when she was appointed by President Ronald Reagan as the deputy assistant secretary for congressional affairs at the Department of Energy.
Speaker Bios (continued)
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Anne SimpsonAnne Simpson is the senior portfolio manager and director of global governance at California Public Employees Retirement System (CalPERS). She is also a director on the Council of Institutional Investors board. Her responsibilities at CalPERS include overseeing the governance program, which consists of the CalPERS Focus list of shareholder engagement with companies, global proxy voting, the legal and regulatory reform agenda and CalPERS actively managed corporate governance
investment strategy. She is leading CalPERS sustainability project to integrate environmental, social and governance considerations across the total fund. Previously, Simpson served as executive director of the International Corporate governance network, head of the World Bank-OECD global Corporate governance Forum and joint managing director of Pensions and Investment Research Consultants. She also is an advisory board member at the Ira Millstein Center for global Markets and Corporate Ownership at Columbia law School and a member of the Public Company Accounting Oversight Boards Investor Advisory group. Simpson sits on the editorial advisory board for the journal Corporate Governance: An International Review and she co-authored Fair Shares: The Future of Shareholder Power and Responsibility.
Gregory Smithgregory Smith is executive director of the Public Employees Retirement Association of Colorado (Colorado PERA) and a director on the Council of Institutional Investors board. He also serves as chair of the national Institute on Retirement Security. Before he joined Colorado PERA, Smith worked as an equity partner at Hamilton & Faatz. Smith has testified before Congress, the u.S. Treasury Department and the Securities and Exchange Commission advocating for good governance practices.
Lynn Stoutlynn Stout is a distinguished professor of corporate and business law at Cornell law Schools Jack g. Clarke Business law Institute. She has authored numerous articles and books on corporate governance, securities regulation, financial derivatives, law and economics and moral behavior. Her most recent book is The Shareholder Value Myth: How Putting Shareholders First Harms Investors, Corporations and the Public. Stout also serves as an independent trustee for the Eaton Vance family of
mutual funds, a member of the board of advisers for the Aspen Institutes Business & Society Program and the executive adviser to the Brookings Institution Project on Corporate Purpose.
10 COUNCIL OF INSTITUTIONAL INVESTORS Spring 2013 Meeting
Speaker Bios (continued)
Laura Swansonlaura Swanson is the deputy staff director of the Senate Banking Committee. She previously served as the committees policy director overseeing the legislative agenda and hearing schedule. Swanson also was the committees lead staffer on issues related to the regulation of financial institutions, financial stability and insurance. Before joining the full committee staff, she served as Sen. Tim Johnsons (D-S.D.) staff director for the Financial Institutions Subcommittee and worked in his Senate office. Swanson began her career in politics in South Dakota where she worked on Sen. Tom Daschles (D-S.D.) campaign.
Margaret TobinMargaret Tobin is executive director of the nY Works Task Force, which was established by new York governor Andrew Cuomo to rebuild the states infrastructure and create jobs. The task force brings together finance, labor, planning and transportation professionals to coordinate a statewide capital investment plan. While previously serving in the new York City Mayors Office of Finance and Economic Development, Tobin orchestrated redevelopment projects including the Brooklyn navy Yard,
Staten Island Homeport and Renaissance Marriott Hotel. As the EVP and CFO of the Hudson River Park Conservancy, she led the development of the Hudson River Park and negotiated the lease that enabled the creation of the Chelsea Piers Sports & Entertainment Complex. As a senior real estate executive at Vornado Realty Trust and Thor Equities, Tobin developed projects in office, hotel, retail and mixed use developments.
Randi WeingartenRandi Weingarten is president of the American Federation of Teachers (AFT), AFl-CIO, which represents teachers, paraprofessionals and school-related personnel; higher education faculty and staff; nurses and other healthcare professionals; local, state and federal employees; and early childhood educators. She was elected in July 2008, following 11 years of service as a VP with AFT. Prior to that, Weingarten served for 12 years as president of the united Federation of Teachers (uFT), AFT
local 2. For 10 years, Weingarten chaired new York Citys Municipal labor Committee, an umbrella organization for the citys public sector unions. She also has been a member of the AFT executive council; served on the AFT executive committee and its democracy committee; and headed the professional compensation committee. Weingarten served as an emissary for the national AFT in Europe, the Middle East and Asia. From 1986 to 1998, she was counsel to uFT President Sandra Feldman, and just before that, she worked as a lawyer for Stroock & Stroock & lavan.
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Ted WheelerTed Wheeler is the Oregon State Treasurer, overseeing the Oregon Public Employees Retirement Fund and administering the states public debt sales and central banking for government agencies. Wheeler sits on several committees including the State land Board, which oversees economic activity on state-owned waterways and common school fund lands. He is also a member of the Oregon Investment Council. Since being appointed treasurer in 2010, he directed efforts to implement
money-saving technologies, authorized fraud lawsuits against firms that misled investors, earned an upgrade in Oregons credit rating and revamped the Oregon 529 College Savings network. He convened business leaders and spearheaded a new statewide blueprint, dubbed the Oregon Investment Act, which was approved by the states legislature in 2012. Prior to becoming treasurer, Wheeler served as chair of the Multnomah County Commission. Before entering elected office, he worked in the financial services industry.
Theresa WhitmarshTheresa Whitmarsh is executive director of the Washington State Investment Board (WSIB), which manages $82 billion in state pension, industrial insurance and other funds dedicated to state interests. Whitmarsh joined WSIB as chief operating officer in 2003. In that position, she was responsible for investment operations, technology, research, risk and compliance. In 2009, she was appointed executive director. Whitmarsh came to WSIB with more than 20 years experience in business, government and media.
Ash WilliamsAsh Williams is executive director and CIO of the Florida State Board of Administration (SBA). Prior to joining the SBA, Williams was a managing director at Fir Tree Partners and previously was president and CEO of Schroder Capital Management. He has extensive experience with both the SBA and Florida government, having served as executive director of the SBA from 1991 to 1996 and in senior management positions in Floridas executive and legislative branches.
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Abraham, JohnCo-Director, Center on Workers Benefits & Capital StrategiesAmerican Federation of Teachers
Adams, BenjaminExecutive ManagerIR Japan
Adams, PaulVP & Deputy General Counselgap
Ade, ChristopherSVP, Business DevelopmentPiedmont Investment Advisors
Alexis, MarcusSVP, Marketing & Client ServiceProgress Investment Management
Allen, AdrienneMembership Services ManagerCouncil of Institutional Investors
Allen, CambriaDirector, Corporate GovernanceuAW Retiree Medical Benefits Trust
Allen, DanielCIOIllinois SuRS
Allen, JerryExecutive DirectorCity of Milwaukee ERS
Allis, StephenNational Principal in Charge, Government AffairskPMg
Aloise, RomeInternational VPTeamster Affiliates Pension Plan
Anand, VineetaChief Research AnalystAFl-CIO
Andersen, MaryellenCorporate Governance Officer & VP, Institutional & Corporate RelationsBroadridge Financial Solutions
Anderson, DonnaVP & Global Corporate Governance AnalystT. Rowe Price
Armstrong, KeithVPState Street Corporation
Atwood, WilliamExecutive DirectorIllinois State Board of Investment
Austin, SamSVPFIS group
Baladi, AndrPrincipalAndr Baladi & Associates
Ball, ThomasSenior Managing DirectorMorrow
Ballo, EdwardVP, Shareholder ServicesPrudential Employee Savings Plan
Banaei, SalmanCounselu.S. Commodity Futures Trading Commission
Barefield, ErikSenior Managing DirectorMesirow Financial
Barger, JohnTrusteelACERA
Barger, TeresaManaging DirectorCartica Capital
Bayes, EmmaStrategic ResearcherSEIu Affiliates Supplemental Retirement Savings Plan
Beaudoin, KeithSVPneuberger Berman
AttendeesEye on Investors
Spring 2013 Meeting COUNCIL OF INSTITUTIONAL INVESTORS 13
Becker, MarcDirector, InvestmentsInternational union of Operating Engineers
Beebe, LydiaCorporate Secretary & Chief Governance OfficerChevron
Bennett, RickChairmangMI
Bierman, LukeOf CounselCohen, Milstein, Sellers & Toll
Blau, JimDirector, Capital Stewardship ProgramuFCW
Blob, Erica KeanyDirectornew Mountain Capital group
Boivie, IlanaResearch EconomistCWA Pension Fund
Borges, FrankChairmanlandmark Partners
Borkon, PeterPartnerHagens Berman Sobol Shapiro
Borrus, AmyDeputy DirectorCouncil of Institutional Investors
Bos, KarlaVP, Proxy VotingIng Investment Management
Branson, MarilynInvestment Governance & Compliance OfficerIllinois SuRS
Bratcher, DianeU.S. Network HeadPRI Association
Brauer, RhondaSenior Managing Director, Corporate Governancegeorgeson
Braun, LaurieAccountantMilwaukee County Employees Retirement System
Brennan, StephenManaging DirectorHamilton lane
Brewer, CarlaChair, Board of TrusteesEmployees Retirement Fund of the City of Dallas
Brodmerkel, MarieChief of OperationsCouncil of Institutional Investors
Brooks, AndrewVP & Head, U.S. Equity TradingT. Rowe Price
Brorsen, LesAmericas Vice ChairErnst & Young
Bross, DanielSenior Director, Corporate CitizenshipMicrosoft
Brown, StephenSenior Director, Corporate Governance & Associate General CounselTIAA-CREF
Brown, VincentCEOAlameda CERA
Buck, TerryTrusteeContra Costa County ERA
Budhai, MillicentDirector, Corporate GovernancenYC Pension Funds
Bumbaca, LeonardVice Chair & TrusteeEducational Retirement System of Fairfax County
Burch, DanielCEOMackenzie Partners
Burkle, RonFounder & Managing PartnerYucaipa
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Attendees (continued)
Burns, JohnManaging DirectorPension Consulting Alliance
Burr, BarryEditorial Page EditorPensions & Investmensts
Butler, GwendolynPresidentCapri Capital Partners
Byrd, FrancisAssistant Treasurer, PolicyConnecticut Retirement Plans
Cabral, RichardTrusteeContra Costa County ERA
Campos, LauraDirector, Shareholder Activitiesnathan Cummings Foundation
Caplan, RandiVP, Marketing & Business DevelopmentFarient Advisors
Carney, KathleenSenior Legal CounselRelational Investors
Carroll, JamieStrategic AnalystErnst & Young
Carter, CeceliaExecutive DirectorSeattle City Employees Retirement System
Casey, ColleenManaging DirectorAngelo gordon
Chambers, JudyManaging DirectorPension Consulting Alliance
Chapman, AnneVP, Fund Business Management GroupCapital group Companies
Chaudhuri, JayGeneral Counsel & Senior Policy Advisornorth Carolina Retirement Systems
Check, DarrenPartnerkessler Topaz Meltzer & Check
Chery, YvesTrustee & Board ChairlACERA
Chia, DouglasAssistant General Counsel & Corporate SecretaryJohnson & Johnson
Clark, SarahPresident & CEOPartnerships BC
Cloyd, Mary AnnPartnerPricewaterhouseCoopers
Cobb, ChristieTransition ManagementJP Morgan
Cobb, JaneSenior Director, OperationsCenter for Audit Quality
Cobb, JonathanGovernance & Stewardship DirectorStandard life Investments
Cohen, StephenCEOgovernance for Owners
Collins, MaryFormer TrusteeDC Retirement Board
Connell, LaurieEVPMackenzie Partners
Copeland, RobStaff WriterAbsolute Return
Cowart, JasonPartnerPomerantz grossman Hufford Dahlstrom & gross
Curran, SueSVP & Client Services Relationship ManagerQuantitative Management Associates
Davidson, MichelleManaging DirectorTorreyCove Capital Partners
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Davis, ChristopherDirector, Investor ProgramsCERES
Davis, GlennDirector of ResearchCouncil of Institutional Investors
Dempsey, BillSVPnathan Cummings Foundation
DeNicola, PaulDirectorPricewaterhouseCoopers
Derby, PeterFounding PartnerConcinnity Advisors
Desikan, VasudhaPublic Fund Trustee OrganizerAFSCME
Dodenhoff, JenniferManager, Strategic Research & Corporate AffairsIBEW Pension Benefit Fund
Dokho, JeffreyAssistant Director, Strategic ResearchuAW Staff Retirement Income Plan
Donlin, DaveAssistant General CounselTarget
Dote, AnthonyManaging Directorlazard Asset Management
Downs, AdamFund Administratorlaborers national Pension Fund
Drake, Carol NolanChief External Affairs OfficerOhio PERS
Dubbs, ThomasPartnerlabaton Sucharow
DuBois, HeidiSenior CounselPepsiCo uS Pension Plan
Dugan, SuzanneSpecial CounselCohen, Milstein, Sellers & Toll
Elson, CharlesProfessor of Lawuniversity of Delaware
Everett, MikeGovernance & Stewardship DirectorStandard life Investments
Fader, MelissaExecutive AssistantCouncil of Institutional Investors
Fanning, MichaelCEOInternational union of Operating Engineers
Farfaglia, PaulTrusteenew York STRS
Farooqi, NavaidPartnerIchigo Asset Management
Fauber, RachelManager, Membership ServicesnIRS
Ferlauto, RichDeputy Director, PolicySEC
Foran, MargaretChief Governance Officer, VP, & Corporate SecretaryPrudential Employee Savings Plan
Fornelli, CynthiaExecutive DirectorCenter for Audit Quality
Franzese, TomDirectorlazard Asset Management
Fressle, AlanClient Relationship ManagerStone Harbor Investment Partners
Fried, SamEVP, Law, Policy & Governancelimited Brands
Fuller, MarkCEOOntario Pension Board
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Attendees (continued)
Fuller, VickiCIOnew York State Common Retirement Fund
Gamble, BruceSpecial CounselRobbins geller Rudman & Dowd
Gardiner, ThomasManaging Directorgeorgeson
Garland, MichaelAssistant Comptroller, Environmental, Social and GovernancenYC Pension Funds
Gastler, JackSVPAcadian Asset Management
Gelderman, TonyCounselBernstein litowitz Berger & grossmann
Gershuny, JordanDirector of Client ServicesJAnA Partners
Gilden, CarolPartnerCohen Milstein Sellars & Toll
Gillan, KaylaPrincipalPricewaterhouseCoopers
Gilshan, DeborahCorporate Governance CounselRailway Pension Trustee Company
Gionfriddo, JulieVPlandmark Partners
Gladman, KimberlyDirector, Research & Risk AnalyticsgMI
Gladstern, MayaTrusteeMarin CERA
Glazier, RobertDeputy Executive OfficerCalPERS
Goerdel, NancyCIOTexas Municipal Retirement System
Tim GoodmanAssociate DirectorHermes Equity Ownership Services
Grais, DavidPartnergrais & Ellsworth
Grant, SuzanneBoard ChairDelaware PERS
Gray, KarenDirector, Institutional Public Fund SalesMFS Investment Management
Gray, VivianTrusteelACERA
Green, DavidTrusteelACERA
Greenwood, ArtSVP & Relationship ManagerPyramis global Advisors
Greenwood, ElizabethCommissionerlACERS
Gustitus, CherylExecutive DirectorISS
Hagart, GordonHead, ESG Risk ManagementFuture Fund Management Agency
Hamblen, JaneChief Legal CounselSWIB
Hamer, CherylPartnerPomerantz grossman Hufford Dahlstrom & gross
Hamilton, LucySenior ConsultantBernstein liebhard
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Hamilton, RobSenior ConsultantBernstein liebhard
Hanley, ChrisNational Pension CoordinatorInternational union of Operating Engineers
Hayward, JaniceFinance DirectorPIRC
Hendricks, SharonBoard MemberCalSTRS
Hennessy, EllenCompliance AnalystMassachusetts PRIM
Herbst-Bayliss, SveaCorrespondentThomsonReuters
Hill, JohnPrincipalRed Mountain Capital Partners
Hitchcock, ConAttorneyAmalgamated Bank longView Funds
Hopgood, SuzanneCorporate Governance ConsultantConnecticut Retirement Plans
Hovencamp, KristinDirector, Institutional SalesgAM
Humphries, BadgeAttorneyMotley Rice
Hutson, ErinManager, Investment RelationslIunA Staff and Affiliates Pension Fund
Ivy, StephanieVPgoldman Sachs Asset Management
Jackson, CatherineCorporate Governance Advisor, North AmericaPggM Investments
Jamieson, AdeleSenior DirectorMcDonalds Profit Sharing & Savings Plan
Joffe, BessVP, Corporate Governancegoldman Sachs Investor Relations
Johnson, DaleInvestment OfficerlACERA
Johnson, KeithAttorneyReinhart Boerner Van Deuren
Johnson, NeilHead, Global Clients & MarketingRobecoSAM
Jones, HenryBoard MemberCalPERS
Jordan, LindaManaging DirectorMesirow Financial
Kaalund, SekouManaging directorJP Morgan
Kaplan, Laura CoxPartnerPricewaterhouseCoopers
Kaplan, RobertPartnerkaplan Fox & kilsheimer
Katz, MarcDirector, Investment AdministrationnYC Pension Funds
Kay, JohnVisiting Professorlondon School of Economics
Keefe, DavidTrusteenew York STRS
Keenan, JohnCorporate Governance AnalystAFSCME
Kelly, RosemaryVP, Institutional RelationsBroadridge Financial Solutions
18 COUNCIL OF INSTITUTIONAL INVESTORS Spring 2013 Meeting
Attendees (continued)
Kennedy, KateSenior Directorkroll Bond Rating Agency
Kim, JunePrincipal Investment Officer, EquitieslACERA
Kim, ThomasChief Counsel & Associate DirectorSecurities and Exchange Commission
Kinczewski, GregVP & General CounselMarco Consulting group
King, ValerieDirector, MarketingHolland Capital Management
Koltes, JamesChairman, Asset Allocation Comitteenavy-Marine Corps Relief Society
Komori, HiroshiAssociate General ManagerSumitomo Mitsui Trust Bank limited
Koons, CharlesEVPMackenzie Partners
Kraus, PeterSenior AttorneyMicrosoft
Kushner, DavidCIOlACERA
Lake, RobDirector, Responsible InvestmentPRI Association
Lally, RosemaryEditorCouncil of Institutional Investors
Lee, ThomasExecutive Director & CIOnew York STRS
Lee, WalterPartnerTrian Fund Management
Leedom, MarilynCEOContra Costa County ERA
Letts, AndrewManaging Director & Head of Corporate GovernanceState Street global Advisors
Levesque, ShaunHead, US Institutional SalesSchroders Investment Management
Levin, MichaelFounderThe Activist Investor
Lightbody, KimberlyReporterInstitutional Investor
Lindsley, LisaDirector, Capital StrategiesAFSCME
Lippman, SteveDirector, Corporate CitizenshipMicrosoft
Loeb, DanielFounder & CEOThird Point
Longbrake, BillBoard MemberWashington State Investment Board
Lord, FrankCommissionerHartford Municipal Employees Retirement Fund
Lovings, RhondaExecutive DirectorJP Morgan
Lubrano, MikeManaging Director, Corporate GovernanceCartica Capital
Lukomnik, JonExecutive DirectorIRRC Institute
MacDougall, AlanManaging DirectorPIRC
Spring 2013 Meeting COUNCIL OF INSTITUTIONAL INVESTORS 19
Macindoe, MarianCorporate Governance AnalystChevron
Majmudar, NishadReporterMlex
Malinconico, KristenDirectorgrant Thornton
Malizia, LouisAssistant Director, Capital StrategiesTeamster Affiliates Pension Plan
Mangone, KaraAssociate, Corporate Governancegoldman Sachs Investor Relations
Marcus, JudithTrusteeDC Retirement Board
Marlais, DonVPlussier, gregor, Vienna & Associates
Marshall, JohnCapital Stewardship ProgramuFCW
Martin, KatherineExecutive DirectoruBS global Asset Management (Americas)
Martinez, EtelvinaCorporate Governance ManagerSEIu Affiliates Supplemental Retirement Savings Plan
Mastagni, AeishaInvestment OfficerCalSTRS
Masten, GeorgeBoard MemberWashington State Investment Board
Mazza, KarenGeneral CounselnYCERS
McAnarney, BarryExecutive DirectorMassachusetts laborers
McCarthy, EileenCorporate CounselJetBlue Airways Corporation Retirement Plan
McCarthy, NancyGlobal Equity AnalystEmployees Retirement System of Texas
McCauley, MichaelSenior Officer, Investment Programs & GovernanceFlorida SBA
McCormick, BobChief Policy Officerglass lewis
McGarrah, RobCounselAFl-CIO
McGarvey, PatrickManaging Directorgrosvenor Capital Management
McGovern, JamesAttorneySpector Roseman kodroff & Willis
McIntyre, ThomasInternational Union RepresentativeBricklayers & Trowel Trades International Pension
McNair, MarkOf Counselkaplan Fox & kilsheimer
Meijs, MichelSVP, External CommunicationsAPg Asset Management
Melikian, SylviaPrincipal & Portfolio ManagerMacFarlane Partners
Melvin, ColinCEOHermes Equity Ownership Services
Mendizabal, LizDirector, Institutional RelationsWashington State Investment Board
Menon, RubyOf CounselRobbins geller Rudman & Dowd
20 COUNCIL OF INSTITUTIONAL INVESTORS Spring 2013 Meeting
Attendees (continued)
Mesdag, WillManaging PartnerRed Mountain Capital Partners
Miller, MeredithChief Corporate Governance OfficeruAW Retiree Medical Benefits Trust
Miller, MichaelIT Services ManagerCouncil of Institutional Investors
Mills, JosephSenior Managing DirectorMorrow
Minard, LynneManaging PartnerXT Capital Partners
Mishra, SubodhVPISS
Mitchell, PatrickSenior Advisor to the Office of the CIOguggenheim Investments
Mixon, Vidette BullockDirector, Corporate Relationsgeneral Board of Pension of the united Methodist Church
Molloy, TheresaDirector, GovernancePrudential Employee Savings Plan
Moye, MelissaCIOMaryland State Retirement and Pension System
Murphy, DennakCoordinatorSEIu Pension Fund
Myners, PaulChairmanCevian Capital
Nadler, JamesPresident & COOkroll Bond Rating Agency
Narang, ManojFounder & CEOTradeworx
Neill, BridgetDirector, Regulatory PolicyErnst & Young
Neuharth, AndrewSenior Corporate CounselTarget
Norton, ChadVP, Fund Business Management GroupCapital group Companies
Oakley, DianeExecutive DirectornIRS
OBrien, MaureenAssistant Director, Proxy ServicesMarco Consulting group
ODell, JenniferAssistant Directorlaborers national Pension Fund
Odisio, ErinDirector, Investor Relations & MarketingHagens Berman Sobol Shapiro
Odom, CheLegal ReporterBnA
Olson, JodyBoard ChairPERSI
OMeara, PatrickCorporate Finance SpecialistAFl-CIO
ONeill, PatrickEVPuFCW
ORourke, KevinManaging DirectorQuantitative Management Associates
Ortega, JoseExecutive DirectorJP Morgan
Ourlicht, DavidTrusteenYCERS
Spring 2013 Meeting COUNCIL OF INSTITUTIONAL INVESTORS 21
Owens, JudiBoard MemberWashington State Investment Board
Parker, ClarissaVP, Investor ServicesPiedmont Investment Advisors
Patterson, BillAdviserSEIu Affiliates Supplemental Retirement Savings Plan
Patti, CarmelloTrusteeCity of Milwaukee ERS
Payn, ClareCorporate Governance Managerlegal & general Investment Management
Pedrotty, DanCo-DirectorAmerican Federation of Teachers
Peltz, MattPartnerTrian Fund Management
Penichet, JeffreyBoard VPlACERS
Permut, SusanSVP & Deputy General CounselEMC
Peterson, LindaAssociate General CounselOccidental Petroleum
Pinto, AileenVPQuantitative Management Associates
Pollak, DavidDirector & Group Manager, Marketing, Investor RelationsPegasus Capital Advisors
Preisinger, MarkDirector, Corporate GovernanceCoca-Cola
Protasewich, RichardVPState Street Corporation
Quamme, SteveManaging DirectorCartica Capital
Raynor, BruceConsultantTrian Fund Management
Reams, LucySenior Corporate Governance AnalystFlorida SBA
Rees, BrandonActing Director, Office of InvestmentAFl-CIO
Rehak, JayPresidentChicago Teachers Pension Fund
Rekemeier, AmandaDirector, Client RelationsBernstein litowitz Berger & grossmann
Rembert, TraceySenior Manager, Investor EngagementCERES
Remstedt, LawrenceDirector, Institutional Business Development & RelationsAXA Investment Managers
Reynolds, CarterManaging Directorneuberger Berman
Rhoades, JacquelineVPISS
Rice, NoricePrincipalYucaipa
Rinehart, TomChief of StaffOregon State Treasury
Roach, RobertGeneral Secretary-TreasurerIAM national Pension Fund
Rodriguez, LuzDirector, Legal ServicesColorado PERA
22 COUNCIL OF INSTITUTIONAL INVESTORS Spring 2013 Meeting
Attendees (continued)
Rolon, SuzanneDirector, Corporate GovernancePfizer
Romanek, BrocEditorTheCorporateCounsel.net
Roseman, RobertAttorneySpector Roseman kodroff & Willis
Rosenstein, BarryFounder & Managing PartnerJAnA Partners
Sherri RossoffManaging Director & Chief Compliance OfficerRock Creek group
Russo, SteveExecutive DirectorIndiana PERS
Rutherford, AllieAssociate DirectorErnst & Young
Saarela, TerriJoCorporate Governance OfficerSWIB
Sallis, RitaPrincipalYucaipa
Samaha, StephanieProgram Coordinatornathan Cummings Foundation
Sandboe, KateCorporate Governance OfficerWashington State Investment Board
Sando, JamesTrusteePennsylvania PSERS
Santos, HermanTrustee & Chair, Board of InvestmentslACERA
Saxe, SarahDirector, Community Investment PartnersCalvert Foundation
Schachne, BruceVPStandard & Poors
Schneider, PaulManager, Corporate GovernanceOntario Teachers Pension Plan Board
Schnorf, JimInvestment CommitteeEastern Illinois university Foundation
Schoemehl, LinseyGeneral Counsel & Chief Compliance OfficerIllinois State Board of Investment
Schroeder, JenniferDirector, Public AffairsYucaipa
Schulman, PaulEVPMackenzie Partners
Schwartz, CarolSecretary & Corporate Governance OfficerAmerican Express
Scott, LindaManaging Directorgovernance for Owners
Scott, LoisCFOCity of Chicago
Shapiro, AndrewPresidentlawndale Capital Management
Sharma, RubyPartnerErnst & Young
Sheehan, AnneDirector, Corporate GovernanceCalSTRS
Shelley, KevinSpecial CounselBerman DeValerio
Simpson, AnneSenior Portfolio ManagerCalPERS
Slack, DanCEOColorado Fire & Police Pension Association
Slavkin, HeatherSenior Legal and Policy AdviserAFl-CIO
Spring 2013 Meeting COUNCIL OF INSTITUTIONAL INVESTORS 23
Smith, DannetteSecretary to the BoardunitedHealth group
Smith, GregExecutive DirectorColorado PERA
Smith, KatherineCorporate CounselAllstate
Smith, LizSenior Managing Director, Public FundsAllianceBernstein
Sommers, DanielPartnerCohen, Milstein, Sellers & Toll
Son, JulianaMarket Research Analystlabaton Sucharow
Southerton, TimothyTrusteenew York STRS
Spalding, KirstenCalifornia DirectorCERES
Sparkes, HoratioPrincipalYucaipa
Stang, SusanDeputy Director, Investment AdministrationnYC Pension Funds
Stark, TimothyDirector, InvestmentsCasey Family Programs
Stedman, ScottPartnerYucaipa
Stettinius, SarahManaging Directorlandon Butler
Stone, GailExecutive DirectorArkansas PERS
Stout, LynnDistinguished ProfessorCornell law School
Stringer, ScottManhattan Borough PresidentnYCERS
Stryker, PatTrusteenYCERS
Stuckey, DarlaSVP, Policy & AdvocacySociety of Corporate Secretaries and governance Professionals
Sugiyama, RichelleInvestment OfficerPERSI
Sullivan, PatrickManaging DirectorBain Capital
Supple, ChrisGeneral CounselMassachusetts PRIM
Svenningsen, SteveParalegalColorado PERA
Swanson, LauraDeputy Staff DirectorSenate Banking Committee
Symonds, SteveEVP, Investor RelationsPershing Square Capital Management
Taggart, PeterVPPrudential Investment Management
Thompson, JeffVP, Sales & Marketingglass lewis
Thornton, TroyManaging Directorgoldman Sachs Asset Management
Tobey, BenjaminVPgoldman Sachs Asset Management
Tobin, MargaretExecutive DirectornY Works Task Force
24 COUNCIL OF INSTITUTIONAL INVESTORS Spring 2013 Meeting
Attendees (continued)
Townsend, KathleenDirectorRock Creek group
Travaglini, MichaelManaging Directorgrosvenor Capital Management
Trevisan, DarioManaging PartnerTrevisan & Associati
Turner, LynnTrusteeColorado PERA
Vicki, TracieManaging DirectorMorrow
Viola, BenTrusteeMaine PERS
Vogler, MelvaTrusteePennsylvania PSERS
Waizenegger, DieterExecutive DirectorSEIu Affiliates Supplemental Retirement Savings Plan
Walsh, TimDirector & CIOnew Jersey Division of Investment
Warren, MelissaDeputy Counsel, InvestmentsMaryland State Retirement and Pension System
Weingarten, RandiPresidentAmerican Federation of Teachers
Weir, LaurieSenior Portfolio ManagerCalPERS
White, DavidAssistant DirectorIAM national Pension Fund
White, LesylleeSVPAFl-CIO
White, TedVice Board Chairknight Vinke Asset Management
White, ThurmanPresident & CEOProgress Investment Management
Whitmarsh, TheresaExecutive DirectorWashington State Investment Board
Wilde, StevenManaging DirectoruBS global Asset Management (Americas)
Willard, VictoriaManaging DirectorMaryland State Retirement and Pension System
Williams, AshExecutive Director & CIOFlorida SBA
Williams, LesVPlandon Butler
Williamson, MichaelExecutive DirectorSWIB
Willis, AnnaDirector, Salesglass lewis
Willis, MarkAttorneySpector Roseman kodroff & Willis
Winship, JayPrincipal & Senior Managing DirectorRelational Investors
Wise, DanaFinancial Initiatives CoordinatorSEIu Affiliates Supplemental Retirement Savings Plan
Wolfe, DawnVP, Governance & Sustainable InvestmentF&C Asset Management
Wong, GeorgeInvestment Officernew York State Common Retirement Fund
Spring 2013 Meeting COUNCIL OF INSTITUTIONAL INVESTORS 25
Wright, MichaelSVP, Institutional SalesHSBC global Asset Management
Yan, JimmyTrusteenYCERS
Yauch, PeterDirector, Salesglass lewis
Yerger, AnnExecutive DirectorCouncil of Institutional Investors
York, DavidManaging DirectorTop Tier Capital Partners
Young, NatalieCorporate Governance SpecialistOhio PERS
Zabel, RichardForensic AccountantRobins, kaplan, Miller & Ciresi
Zdrazil, ScottFirst VP & Director, Corporate GovernanceAmalgamated Bank longView Funds
Zelenko, CarinDirector, Capital StrategiesTeamster Affiliates Pension Plan
Zimmerman, HarlanSenior PartnerCevian Capital
Robert ZivnuskaHead of Americas Corporate Governance & Responsible InvestmentBlackRock
Zwingli, JackLeader, Information ServicesFarient Advisors
26 COUNCIL OF INSTITUTIONAL INVESTORS Spring 2013 Meeting
GENERAL MEMBERS
AFL-CIO
AFSCME
Alameda County Employees Retirement Association
Allstate Corporation
American Express Company
American Federation of Teachers Pension Plan
Amgen
Arkansas Public Employees Retirement System
Assurant Pension Plan
BP America Master Trust for Employee Pension Plans
Bricklayers & Trowel Trades International Pension Fund
Building Trades United Pension Trust Fund - Milwaukee and Vicinity
California Public Employees Retirement System
California State Teachers Retirement System
Campbells Soup
Casey Family Programs
Central Laborers Pension Fund
Central Pension Fund of the International Union of Operating Engineers
CERES
Chevron Master Pension Trust
Coca-Cola Retirement Plan
Colgate-Palmolive Employees Retirement Income Plan
Communications Workers of America
Connecticut Retirement Plans and Trust Funds
Contra Costa County Employees Retirement Association
Danaher Retirement & Savings Plan
Delaware Public Employees Retirement System
District of Columbia Retirement Board
Eastern Illinois University Foundation
Edison International
Educational Employees Supplementary Retirement System of Fairfax County
EMC
Employees Retirement Fund of the City of Dallas
Employees Retirement System of Rhode Island
Employees Retirement System of Texas
FedEx
Fire & Police Pension Association of Colorado
Florida State Board of Administration
Forest Laboratories
Gap
General Board of Pension and Health Benefits of the United Methodist Church
General Mills
Hartford Municipal Employees Retirement Fund
IAM National Pension Fund
Illinois State Board of Investment
MembersEye on Investors
Spring 2013 Meeting COUNCIL OF INSTITUTIONAL INVESTORS 27
International Brotherhood of Electrical Workers Pension Benefit Fund
Iowa Public Employees Retirement System
IUE-CWA Pension Fund
Jacksonville Police & Fire Pension Fund
JetBlue Airways Corporation Retirement Plan
Johnson & Johnson
Laborers National Pension Fund
LifePoint Hospitals Retirement Plan
Limited Brands
LIUNA Staff and Affiliates Pension Fund
Los Angeles City Employees Retirement System
Los Angeles County Employees Retirement Association
Maine Public Employees Retirement System
Marin County Employees Retirement Association
Massachusetts Laborers Health and Welfare Fund
Massachusetts Pension Reserves Investment Management Board
McDonalds Profit Sharing & Savings Plan
Merck
Microsoft Corporation Savings Plus 401(k) Plan
Milwaukee County Employees Retirement System
Milwaukee Employees Retirement System
Minnesota State Board of Investment
Missouri Public School & Public Education Employee Retirement Systems
Missouri State Employees Retirement System
Montgomery County Employees Retirement System
Municipal Employees Retirement System of Michigan
Nathan Cummings Foundation
National Education Association Employee Retirement Plan
Navy-Marine Corps Relief Society
New Hampshire Retirement System
New Jersey Division of Investment
New York City Employees Retirement System
New York City Pension Funds
New York State Common Retirement Fund
New York State Teachers Retirement System
North Carolina Retirement Systems
Ohio Police & Fire Pension Fund
Ohio Public Employees Retirement System
Orange County Employees Retirement System
Pennsylvania Public School Employees Retirement System
Pennsylvania State Employees Retirement System
PepsiCo US Pension Plan
Pfizer Retirement Annuity Plan
Plumbers & Pipefitters National Pension Fund
Portico Benefit Services
Prudential Employee Savings Plan
Public Employee Retirement System of Idaho
Public Employees Retirement Association of Colorado
Retirement Systems of the City of Detroit
Sacramento County Employees Retirement System
28 COUNCIL OF INSTITUTIONAL INVESTORS Spring 2013 Meeting
Members (continued)
GENERAL MEMBERS (continued)
San Francisco City and County Employees Retirement System
Santa Barbara County Employees Retirement System
School Employees Retirement System of Ohio
Sealed Air Corporation Retirement Plans
Seattle City Employees Retirement System
SEIU Affiliates Supplemental Retirement Savings Plan
SEIU Pension Fund
Sheet Metal Workers National Pension Fund
Sonoma County Employees Retirement Association
State of Wisconsin Investment Board
State Retirement and Pension System of Maryland
State Teachers Retirement System of Ohio
State Universities Retirement System of Illinois
Target
Teamster Affiliates Pension Plan
Texas Municipal Retirement System
The Union Labor Life Insurance Company
UAW Retiree Medical Benefits Trust
UAW Staff Retirement Income Plan
United Brotherhood of Carpenters, Local Unions & Councils Pension Fund
United Food and Commercial Workers International Union Staff Trust Fund
United States Steel and Carnegie Pension Fund
UnitedHealth Group
Vermont Pension Investment Committee
Washington State Investment Board
West Virginia Investment Management Board
EDUCATIONAL SUSTAINERS
Aberdeen Asset Management
Acadian Asset Management
AllianceBernstein
AlphaMetrix
Amalgamated Bank LongView Funds
Angelo, Gordon
APG Asset Management
AST Phoenix Advisors
AXA Investment Managers
Bain Capital
Baring Asset Management
Berman DeValerio
Bernstein Liebhard
Bernstein, Litowitz, Berger & Grossmann
BlackRock
Blue Harbour Group
Broadridge Financial Solutions
CamberView Partners
Capital Group Companies
Capri Capital Partners
Cartica Capital
Center for Audit Quality
Spring 2013 Meeting COUNCIL OF INSTITUTIONAL INVESTORS 29
Cohen Milstein Sellers & Toll
Concinnity Advisors
Credit Suisse Asset Management
D.F. King
Deloitte & Touche
Egan-Jones Rating Company
Entwistle & Cappucci
Ernst & Young
Farient Advisors
GAM
Georgeson
Girard Gibbs
Glass Lewis
Global Governance Consulting
GMI
Goldman Sachs Asset Management
Goldman Sachs Investor Relations
Grais & Ellsworth
Grant & Eisenhofer
Grant Thornton
Grosvenor Capital Management
Guggenheim Investments
Hagens Berman Sobol Shapiro
Holland Capital Management
ING Investment Management
Innisfree M & A
ISS
J.P. Morgan
Kaplan Fox & Kilsheimer
Kessler Topaz Meltzer & Check
Knight Vinke Asset Management
KPMG
Kroll Bond Rating Agency
Labaton Sucharow
Landmark Partners
Landon Butler
Lawndale Capital Management
Lazard Asset Management
Lieff, Cabraser, Heimann & Bernstein
Loomis, Sayles
MacKenzie Partners
Marco Consulting Group
Mesirow Financial
MFS Investment Management
Milberg
Morrow
Motley Rice
Neuberger Berman
New Mountain Capital Group
Occidental Petroleum
Pegasus Capital Advisors
Pension Consulting Alliance
Pershing Square Capital Management
Piedmont Investment Advisors
Pomerantz Grossman Hufford Dahlstrom & Gross
PricewaterhouseCoopers
Progress Investment Management
Prudential Investment Management
Pyramis Global Advisors
Quantitative Management Associates
Red Mountain Capital Partners
Reinhart Boerner Van Deuren
Relational Investors
Robbins Geller Rudman & Dowd
Robins, Kaplan, Miller & Ciresi
Rock Creek Group
Spector, Roseman, Kodroff & Willis
Standard & Poors
State Street Corporation
30 COUNCIL OF INSTITUTIONAL INVESTORS Spring 2013 Meeting
Members (continued)
EDUCATIONAL SUSTAINERS (continued)
State Street Global Advisors
Stone Harbor Investment Partners
T. Rowe Price
The Yucaipa Companies
TIAA-CREF
Top Tier Capital Partners
TorreyCove Capital Partners
Trian Fund Management
UBS Global Asset Management (Americas)
Virginia Retirement System
Weil, Gotshal & Manges
XT Capital Partners
HONORARY INTERNATIONAL PARTICIPANTS
Andr Baladi & Associates
Australian Council of Super Investors
Canada Pension Plan Investment Board
Canadian Coalition for Good Governance
Cevian Capital
F&C Asset Management
Future Fund Management Agency
Governance for Owners
Hermes Equity Ownership Services Limited
Ichigo Asset Management
IR Japan
Legal & General Investment Management
MN Services
Nestle SA
Norges Bank
Ontario Pension Board
Ontario Teachers Pension Plan Board
Pensions & Investment Research Consultants
PGGM Investments
PRI Association
Railway Pension Trustee Company
RobecoSAM
Standard Life Investments
Sumitomo Mitsui Trust Limited
Trevisan & Associati
Universities Superannuation Scheme
Spring 2013 Meeting COUNCIL OF INSTITUTIONAL INVESTORS 31
BOARD OFFICERS
Anne Sheehan, ChairDirector of Corporate GovernanceCalifornia State Teachers Retirement System
Lydia Beebe, Co-ChairCorporate Secretary & Chief Governance OfficerChevron
Jay Chaudhuri, Co-ChairGeneral Counsel & Senior Policy Advisornorth Carolina Retirement Systems
Patrick ONeill, Co-ChairEVPunited Food and Commercial Workers International union
Michael McCauley, TreasurerSenior Officer of Investment Programs & GovernanceFlorida State Board of Administration
Randi Weingarten, SecretaryPresidentAmerican Federation of Teachers
BOARD MEMBERS
Carol Nolan DrakeChief External Affairs OfficerOhio Public Employees Retirement System
Jane HamblenChief Legal CounselState of Wisconsin Investment Board
David KushnerCIOlos Angeles County Employees Retirement Association
Gianna McCarthyDirector of Corporate Governancenew York State Common Retirement Fund
Meredith MillerChief Corporate Governance OfficeruAW Retiree Medical Benefits Trust
Susan PermutSVP & Deputy General CounselEMC
Anne SimpsonSenior Portfolio Manager & Director of Global GovernanceCalifornia Public Employees Retirement System
Gregory SmithExecutive DirectorPublic Employees Retirement Association of Colorado
Carin ZelenkoDirector of the Capital Strategies DepartmentInternational Brotherhood of Teamsters
Board of DirectorsEye on Investors
32 COUNCIL OF INSTITUTIONAL INVESTORS Spring 2013 Meeting
Wednesday, May 7 Friday, May 9, 2014
2014 Spring MeetingWashington, DCMarriott Wardman Park2660 Woodley Road, nWWashington, DC 20008Phone: 202.328.2000 Fax: 202.234.0015www.marriott.com
Monday, September 29 Wednesday, September 31, 2014
2014 Fall MeetingLos Angeles, CABiltmore 506 South grand Avenuelos Angeles, CA 90071-2607Phone: 213.624.1011Fax: 213.612.1545www.millenniumhotels.com/ millenniumbiltmorelosangeles
Wednesday, September 25 Friday, September 27, 2013
2013 Fall MeetingChicago, ILJW Marriott Hotel Chicago151 West Adams Chicago, Il 60603 Phone: 312.660.8200 Fax: 312.660.8201www.marriott.com
Planning AheadEye on Investors
UPCOMING COUNCIL MEETINGS
Spring 2013 Meeting COUNCIL OF INSTITUTIONAL INVESTORS 33
Hotel MapEye on Investors
888 17th Street, nW, Suite 500Washington, DC 20006202.822.0800www.cii.org
MEMBERSHIP CATEGORIES
General MeMbers are employee benefit plans, state and local agencies officially charged with the investment of plan assets, non-profit endowment funds and non-profit foundations. However, private-sector employee benefit plans may not join as general Members if the plan or plan sponsors primary line of business includes providing financial, consulting, legal or other services to institutional investors. general Members are voting members of the Council and may participate in one of three constituencies: Public, Corporate or labor. general Members may attend any meetings open to all Council members as well as the general Members business meeting and their respective constituency meetings.
educational sustainers include any other individual, institution, association or group interested in the work of the Council. Examples include: law firms, asset managers and proxy advisers. Educational Sustainer members participate in Council meetings and receive Council publications but do not vote on Council matters. At Council conferences, Educational Sustainers may attend all general sessions, receptions and breakout sessions open to all Council members.
Honorary international ParticiPants include organizations that are not u.S. citizens, corporations, trusts or other entities, and do not have material operations in the united States. Honorary International Participant members participate in Council meetings and receive Council publications but do not vote on Council matters. At Council conferences, Honorary International Participants may attend all general sessions, receptions and breakout sessions open to all Council members.
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