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CHAPTER ONE: INTRODUCTION TO SCADA
SYSTEMS
Topics:
Principles and components of modern SCADA systems Master stations and remote terminal units
Objectives:
To understand how SCADA components are integrated together
To define the difference between PLC/SCADA/DCS
1.1 INTRODUCTION AND BRIEF HISTORY OF SCADA
This manual is designed to provide a thorough understanding of the
fundamental concepts and the practical issues of SCADA systems.Particular emphasis has been placed on the practical aspects of SCADA
systems with a view to the future. Formulae and details that can be foundin specialized manufacturer manuals have been purposely omitted in favorof concepts and definitions.
This chapter provides an introduction to the fundamental principles andterminology used in the field of SCADA. It is a summary of the main
subjects to be covered throughout the manual.
SCADA (supervisory control and data acquisition) has been around as long
as there have been control systems. The first 'SCADA' systems utilizeddata acquisition by means of panels of meters, lights and strip chartrecorders. The operator manually operating various control knobs
exercised supervisory control. These devices were and still are used to dosupervisory control and data acquisition on plants, factories and powergenerating facilities. The following figure shows a sensor to panel system.
Sensors
Actuators
Figure 1.1 Sensors to Panel old days SCADA System
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SensorsPLC or DCS
PLC or DCS
PLC or DCS
Network
Figure 1.2 PC to PLC or DCS
The advantages of the PLC / DCS SCADA system are:
The computer can record and store a very large amount of data The data can be displayed in any way the user requires Thousands of sensors over a wide area can be connected to the
system
The operator can incorporate real data simulations into the system
Many types of data can be collected from the RTUs
The data can be viewed from anywhere, not just on siteThe disadvantages are:
The system is more complicated than the sensor to panel type
Different operating skills are required, such as system
analysts and programmer
With thousands of sensors there is still a lot of wire to deal with The operator can see only as far as the PLC
As the requirement for smaller and smarter systems grew, sensors were
designed with the intelligence of PLCs and DCSs. These devices are knownas lEDs (intelligent electronic devices). The lEDs are connected on afieldbus, such as Profibus, Devicenet or Foundation Fieldbus to the PC.They include enough intelligence to acquire data, communicate to other
devices, and hold their part of the overall program. Each of these supersmart sensors can have more than one sensor on-board. Typically, an IED
could combine an analog input sensor, analog output, PID control,
communication system and program memory in one device.
IED's
Field Bus
Figure 1.3 PC to IEDs using fieldbus
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RTU (and PLC) interface
Scalability
Security
Access to data
Database
Networking Client/server distributed processing
These features are discussed and descriped in deep details later in thesemanual.
SCADA software can be divided into two types, proprietary or open.Companies develop proprietary software to communicate to their
hardware. These systems are sold as 'turn key' solutions. The mainproblem with this system is the overwhelming reliance on the supplier ofthe system. Open software systems have gained popularity because of the
interoperability they bring to the system. Interoperability is the ability tomix different manufacturers' equipment on the same system.
Citect and WonderWare Intouch are just two of the open software
packages available in the market for SCADA systems. Some packages arenow including asset management integrated within the SCADA system.
1.3.4 Communication Networks
Here comes the telemetry part to the picture, communication networks
are the means by which data is transferred from RTUs (PLC or DCS) at
remote site to the SCADA software stations. The communication networkmay be as short as 10 meters or as long as thousands of kilometers.
Many communication technologies have been implemented successfully in
modern automation systems such as landlines (copper wires and fiberoptics), microwave, radio and even satellite. These technologies vary intheir architectures, speeds, and most important, prices. Details on these
communication methods are discussed in the next chapter.
1.4 SCADA SYSTEM BOUNDERIES
When speaking about SCADA systems, it's very important to define whatis exactly meant by the word "SCADA system", because people mean a lotof things with this word.
To conclude what they say, we can say it is a matter of boundaries. Eachdefinition include different components of the automation system, for
example, some people mean with "SCADA system" all automationcomponents and equipments starting from field devices and PLCs throughthe communication network and ending with the SCADA software. Otherpeople exclude the field devices, other people mean only with that word
the SCADA software.
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1.5 COMPARISON OF THE TERMS SCADA, DCS, PLC ANDSMART INSTRUMENT
1.5.1 SCADA System
A SCADA (or supervisory control and data acquisition) system means asystem consisting of a number of remote terminal units (or RTUs)collecting field data connected back to a master station via a
communications system. The master station displays the acquired dataand also allows the operator to perform remote control tasks.
The accurate and timely data (normally real-time) allows for optimizationof the operation of the plant and process. A further benefit is moreefficient, reliable and most importantly, safer operations. This all results in
a lower cost of operation compared to earlier non-automated systems.
There is a fair degree of confusion between the definition of SCADAsystems and process control system. SCADA has the connotation of
remote or distant operation. The inevitable question is how far 'remote' is,typically this means over a distance such that the distance between the
controlling location and the controlled location is such that direct-wirecontrol is impractical (i.e. a communication link is a critical component of
the system).
A successful SCADA installation depends on utilizing proven and reliabletechnology, with adequate and comprehensive training of all personnel in
the operation of the system.
There is a history of unsuccessful SCADA systems - contributing factors to
these systems includes inadequate integration of the various componentsof the system, unnecessary complexity in the system, unreliable hardwareand unproven software. Today hardware reliability is less of a problem,
but the increasing software complexity is producing new challenges. Itshould be noted in passing that many operators judge a SCADA systemnot only by the smooth performance of the RTUs, communication links
and the master station (all falling under the umbrella of SCADA system)but also the field devices (both transducers and control devices). The fielddevices however fall outside the scope of SCADA in this manual and will
not be discussed further. A diagram of a typical SCADA system is givenopposite.
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Figure 1.4 Diagram of a typical SCADA system
On a more complex SCADA system there are essentially five levels orhierarchies:
Field level instrumentation and control devices
Marshalling terminals and RTUs Communications system
The master station(s)
The commercial data processing department computer system
The RTU provides an interface to the field analog and digital signalssituated at each remote site. The communications system provides the
pathway for communications between the master station and the remotesites. This communication system can be radio, telephone line, microwaveand possibly even satellite. Specific protocols and error detection
philosophies are used for efficient and optimum transfer of data.
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The master station (and submasters) gather data from the various RTUs
and generally provide an operator interface for display of information andcontrol of the remote sites. In large telemetry systems, submaster sitesgather information from remote sites and act as a relay back to the
control master station.
SCADA technology has existed since the early sixties and there are now
two other competing approaches possible - distributed control system(DCS) and programmable logic controller (PLC). In addition there hasbeen a growing trend to use smart instruments as a key component in all
these systems. Of course, in the real world, the designer will mix andmatch the four approaches to produce an effective system matchinghis/her application.
Figure 1.5 SCADA system
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1.5.2 Distributed control system (DCS)
In a DCS, the data acquisition and control functions are performed by anumber of distributed microprocessor-based units situated near to the
devices being controlled or the instrument from which data is being
gathered. DCS systems have evolved into systems providing verysophisticated analog (e.g. loop) control capability. A closely integrated set
of operator interfaces (or man machine interfaces) is provided to allow foreasy system configurations and operator control. The data highway isnormally capable of fairly high speeds (typically 1 Mbps up to 10 Mbps).
Figure 1.6 - Distributed Control System
1.5.3 Programmable logic controller (PLC)
Since the late 1970s, PLCs have replaced hardwired relays with acombination of ladder-logic software and solid state electronic input and
output modules. They are often used in the implementation of a SCADA
RTU as they offer a standard hardware solution, which is veryeconomically priced.
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Figure 1.7 - Programmable Logic Controller (PLC) system
Another device that should be mentioned for completeness is the smartinstrument which both PLCs and DCS systems can interface to.
1.5.4 Smart instrument
Although this term is sometimes misused, it typically means an intelligent
(microprocessor based) digital measuring sensor (such as a flow meter)with digital data communications provided to some diagnostic panel or
computer based system.
Figure 1.8 - Typical example of a smart instrument
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1.6 REMOTE TERMINAL UNITS
An RTU (sometimes referred to as a remote telemetry unit) as the title
implies, is a standalone data acquisition and control unit, generallymicroprocessor based, which monitors and controls equipment at some
remote location from the central station. Its primary task is to control andacquire data from process equipment at the remote location and to
transfer this data back to a central station. It generally also has thefacility for having its configuration and control programs dynamically
downloaded from some central station. There is also a facility to beconfigured locally by some RTU programming unit. Although traditionallythe RTU communicates back to some central station, it is also possible to
communicate on a peer-to-peer basis with other RTUs. The RTU can alsoact as a relay station (sometimes referred to as a store and forwardstation) to another RTU, which may not be accessible from the centralstation.
Small sized RTUs generally have less than 10 to 20 analog and digital
signals, medium sized RTUs have 100 digital and 30 to 40 analog inputs.RTUs, having a capacity greater than this can be classified as large.
1.7 PLCS USED AS RTUS
A PLC or programmable logic controller is a computer based solid statedevice that controls industrial equipment and processes. It was initially
designed to perform the logic functions executed by relays, drum switches
and mechanical timer/counters. Analog control is now a standard part ofthe PLC operation as well.
The advantage of a PLC over the RTU offerings from variousmanufacturers is that it can be used in a general-purpose role and caneasily be set up for a variety of different functions.
The actual construction of a PLC can vary widely and does not necessarilydiffer much from generalizing on the discussion of the standard RTU. PLCs
are popular for the following reasons:
Economic solution: PLCs are a more economic solution than ahardwired relay solution manufactured RTU
Versatility and flexibility: PLCs can easily have their logic or
hardware modified to cope with modified requirements for control
Ease of design and installation: PLCs have made the design and
installation of SCADA systems easier because of the emphasis onsoftware
More reliable: When correctly installed, PLCs are a far more reliable
solution than a traditional hardwired relay solution or short runmanufactured RTUs.
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Sophisticated control: PLCs allow for far more sophisticated control
(mainly due to the software capability) than RTUs.
Physically compact: PLCs take up far less space than alternative
solutions.
Easier troubleshooting and diagnostics: Software and clear cut
reporting of problems allows easy and swift diagnosis ofhardware/firmware/software problems on the system as well asidentifying problems with the process and automation system.
PLC software: The ladder-logic approach to programming is popularbecause of its perceived similarity to standard electrical circuits.
Two vertical lines supplying the power are drawn at each of thesides of the diagram with the lines of logic drawn in horizontal lines.
1.8 THE MASTER STATION
The central site/master station can be pictured as having one or moreoperator stations (tied together with a local area network) connected to acommunication system consisting of modem and radio
receiver/transmitter. It is possible for a landline system to be used inplace of the radio system; in this case the modem will interface directly to
the landline. Normally there are no input/output modules connecteddirectly to the master stations although there may be an RTU located inclose proximity to the master control room. The features that should be
available are: Operator interface to display status of the RTUs and enable
operator control
Logging of the data from the RTUs Alarming of data from the RTU As discussed earlier, a master
station has two main functions:
Obtain field data periodically from RTUs and submaster stations
Control remote devices through the operator station.
There are various combinations of systems possible, as indicated in the
diagram below.
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Figure 1.9 - Various approaches possible for the master station
It may also be necessary to set up a submaster station. This is to controlsites within a specific region. The submaster station has the following
functions:
Acquire data from RTUs within the region
Log and display this data on a local operator station Pass data back to the master station Pass on control requests from the master station to the RTUs in its
region
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Figure 1.10 - Typical structure of the master station
The master station has the following typical functions:
Establishment of communications
Configure each RTU Initialize each RTU with input/output parameters
Download control and data acquisition programs to the RTU
Operation of the communications link
If a master slave arrangement, poll each RTU for data and write to
RTU
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Log alarms and events to hard disk (and operator display if
necessary)
Link inputs and outputs at different RTUs automatically
Diagnostics
Provide accurate diagnostic information on failure of RTU andpossible problems
Predict potential problems such as data overloads
1.9 SYSTEM IMPLEMENTATION
When first planning and designing a SCADA system, consideration should
be given to integrating new SCADA systems into existing communicationnetworks in order to avoid the substantial cost of setting up newinfrastructure and communications facilities. This may be carried out
through existing LANs, private telephone systems or existing radiosystems used for mobile vehicle communications. Careful engineering
must be carried out to ensure that overlaying of the SCADA system on toan existing communication network does not degrade or interfere with theexisting facilities.
If a new system is to be implemented, consideration must be given to thequality of the system to be installed. No company has an endless budget.
Weighing up economic considerations against performance and integrityrequirements is vital in ensuring a satisfactorily working system at the endof the project. The availability of the communications links and the
reliability of the equipment are important considerations when planningperformance expectations of systems.
All the aforementioned factors will be discussed in detail in the book. Theywill then be tied together in a systematic approach to allow the reader todesign, specify, install and maintain an effective telemetry and dataacquisition system that is suitable for the industrial environment into
which it is to be installed.
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