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$Page 1: 09-L-1257 Documents Released in Litigation Electronic ... · P.3 s t t 2 GJIL& J4 APdl iOOl MEMORANDUM FOR THE ASSTSTANT TO THE S~CR~TARY OF DEFENSE !INTELLIGENCE 0\~RSIGF.~: SUBJBCTt$
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a NATIONAL RECONNAISSANCE OFFICE

05 ~arch 2002

~MORil..N~UM fOR hSSlZ':"~..:JT 'TO '!'EE SECRE'i:'~RY OF DEFEtiS£ ( !l-r:'ELLIGENCE OVERSIGHT I

SUBJECT: Nat ~onal Re~on~aissance Office S~~cutive Ord~r 12333 Quarte~ly CQ~plianc& R&port

l have ~ttach~d th~ ~~ticn~l Reconn~i3s~n~c Cffice·s

~~arterly compl4an~e re~r~ for all Executive Order 123 33

ac t iv)t.ie,:; f r>r t . .,.,. period of 1 October through 31 December 2001.

If you h3ve a ny QUes~io~~ ~bout thi9 r eport. plea s~ call :

- (")oftlc ~ of Gen-e-ra l Cc-unsel .1 t

1\.ttdch.meat :

r;?~~ E. Page :ioffe o:f GF..>ne:r~l COlJr.se l

Cua~terly Complianc~ R~oor~ for the lntclli.g'e.nce Over3ight Boar.d

CC; IG :J/05

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NATimlAL RECONNAISSANCE OFFICE

DS M:arch 2002

HEMORi>-NDUM !'0!>. THE ASSISTANT TO THE: S!!CRET-"RY Of I::EFEN'SE 1!1\T:O:L::.IGENCE OVERSIGHT)

SUR.Tl!:C'l,: Na.tiona: Reccr.naissance Office Ex~r.11r.i.v~ crder 12333 Quarterly Co~pliance Report

REFER£NCBS: la) Exec~tive Order 12333, ~ December 1981 (b) 00D Directive 5240.1, 25 /,prcl l98S

The National Recon~ais"~nce Office (~ROl Office of General Counsel submits this r~port pursuant to ~he above references for the Fourth Quarter of 2001. covering the date9 of 1 October through :.n ll;;,:·e!"ber 200: _ Personnel at NRO faci lit:ies reported no inscances of impr~per or unlawful intallige~ce actlVities, as defined by l:X:'Zcutive :rdcr 1233.3.

Intellig::nce o·J'ers.:.ght activitie-s conducted in s\.i.pport of Executive O:d~r 12333 d~ring this quarter included the initial indoccrinacLo~ and tr~ining o( 657 individuals assi;neo to the NRO. In addLtion. various :JRO s~=es cor.ducted training to reindoct:.rinate 19.55 !·~?.D !7e~SrJ"1nF>J on the require.!':'te~-lts of Executive Order L233 J. Th<:> cur ron~ trainin·;J program is a cot:1bined effo>:t between <:be t1RO Off~ce c.f Secur~ty ar:d the };RO Off\ce of General Counsel. r:.nr:.h .::.ffl.ces. in :=oord:.nation ,..,ith the NBO S:ffice of In.spec:.or General are. i:1. the p.rcces~ of revisi.ng t!'.c :.JRO' s internal Execl.ltiv~ Ord~;.r 12333 implementing po-:..icy and trainit::~.g

?rocedures for 2001.

cc: Office of Ins~ecto~ Ge~e~dl OttJce of S~(;qrit'}'

CL BY: ·:r_. Reas-on: O£CI.. OU: :}er ~ vetl Fr<Ort!:

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Office of General Counsel

roup WH£N SI!PllRATl':D l"JIOV. CLI\SS!FIED :i!~CI..OSUR:fFF

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National Reconnaissance Office Executive Order 12333 Quarterly Compliance Report ., ~

1 Oetober- 31 De(;ember ~

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NATIONAL RECONNAISSANCE OFFlCE

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27 July 2001

1-:EMORAtiDl.iM FOR ':'HZ ASS!STA.'IT 'l'C Tf!E SEC:<ETARY 01" DEF~SE (!~~ELLlGENCE OVERSrGRT)

SL'BJECT: Nat::.cnal Recormai$.SI>noe Office Exec..,tive Order 12.333 Quarterly CO!I'.p~ o.ance Repo>k

REFERENCES : (a) E.xecutive Order 12333, 4 Pecerober 1981 lbl Do~ ~irective 5240.1, ?.5 April 1988

Th" N'ationa: R~oonna~ssano<> Office (NP.O) Office of General Counsel sub;r.its this repo:;t pursuant to the abo,·e references for the Secane. Q•Jart.er cf 200l, coved.:>!O' che dates of l April through 30 J'-lne ~001. Personnel at NRO facilities reported no instances of improper or unlawful incelliqence activieies. as defined by Executive Order 12J3J. The Mission Ground Station r~po.~.-L~r.l once instance of auth::.·il:·j zed intentional ccller;tion of signals to, fro:n, o·r: about U.S. Persons, pursuant to OCMC Task #A0033-)1. Perso.:rr.el ~nvolveO. in the test collectior. siqr::ed cc"ser:t fonts prior t:o :he test. The consent forms will be held~; the Nacior.al S~cur~ty Agency (NSA). Cetail.s regarding this act.ivity sho'..lld e:?pPar in t:he quar~erly NSA Signals Inte::ige~ce Overs~ght ~epcrt.

Int:ell igence oversight activities c:ond:1ct:ed in support cf Executive Order 12333 d~ring this quarter included the initial indoc::.rinadon and training of 1106 indivicbals assigned to the NRO. ::1 addit:icn, various NF.O sites conducted training to rei~d~ctri~,:;.te 2940 NRC person:Gel on ':he requirements o! Executive. Ord~r 1233 J. The c•.Jrr""t training prog::am is a r:ombined efforL between the NRO Office of Securit.y and ::.he NRO Office o! General Counsel. Eoth cffices, in coordinat.icr. wi':h the h~O Office of Inspector General ar~ ir. thP. pr::-~~35 cf re·.rised t.he NRO 's internal ExecutivP. Or~er 12333 imp:emen~~~g pol~cy And training

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Office of :nspec~cr. General Offi:::e o! Ct. av~ CL N&a~;cn:

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National Reconnaissance Office Executive Order 12333 Quarterly Compliance Report F 1 • 30 June 2<l01 !:! •

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i£22a m· 7 Is!' f NATIONAL RECONNAISSANCI!: OFFICE

24 April 2001

SUSJ&CT: National ASConnaissanc~ Of.tice Executive Order 12333 Quarterly Co~liMce :tepv::::t

quarterly co~liance rapert for ~11 ~e~~tive Or~er 12333 activities fer tho period of l Jnn~ary thro~gh 31 March 2001.

If you have ~Y IJUe~tions about t!:is r@oort, Dl@ast call Office o~ General Counsel at

Att11chlnent:

?.'1?/Jlr 1::. Page Moffett General cou:uoel

Quarterly Compliance Report for the !ntelliqence OVersight eoar~

CCt IG 0/0S

CL ll'r: C~ RMCQn~

D!CL Gli: Derived Prom;

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P.3

s t t 2 GJIL&

J4 APdl iOOl

MEMORANDUM FOR THE ASSTSTANT TO THE S~CR~TARY OF DEFENSE !INTELLIGENCE 0\~RSIGF.~:

SUBJBCTt National Reconnaiasanc~ Office 3Xecutive Ordar 12333 OUartarLv C~li&nQa Report

(al Executive Order 12333. '- December 19Bl (b) ~cD Directive 5240.:, 25 kpril 1998

The Nat1onal Reconnaiaaance o:tice (NRO) Office of General Counsel subni~a · this report pursu~<nt to t!1e !lbQve re!ersncea tor ~.a.& r·~..:.~,iJtt;. '\o{UQ.,n.~-ii.'!~· V..t. .;.VI,......,, ir,;;:O\fli:l.,l.; J.U'i.l W:l~ 'W.:.I.~'tlt:l 0.: """ IJ"'-lj""'g,•y

throug~ 3" March 20C1. Pereonnel at ~o facilities reported no inetancee o: improper or unlawful intelli;ance activities, as defined by Executive order 12333, The Mi~"1on Q:ro\lrnl. ~t1don r~:;ono" ong11 lna~o.n<Wo IUWIU91ait;!. collection o! signals to, from. or about u.s. Persona, pursuant to OCMC Taelc IA0033~ Ol. l'eersonnol involvod in the teat collection sianed consent. forma r;r.ior t:-, t'h8 t:eat. Tb.e cons ant forms will be held by the 1\"a.tiona.l Secu,-H.y Aqomcy (N'SA) • Details regarding this accivity should app~ar in the guarterly II'<" !I: q.;:~.., l t:' 'r.,.,f-!!:11 i.~<."t....,,....(:!l ''"!""tP.r~~ '_::'ht· rrn"l'!"',..t-

~ntelli~*ftn• o~•:•i~ht aativl~iee oortduat•d in •~o~~ of Executive Order 123>3 duri~~ thi~ cyuarter included the initial i.nQoog.\o. ... l.n.atl<>n -.:nO.. t;.;r:,.l:~:~.J..nsr o~ 1!.G.C: :l.nd.l,~:Ld'l.lal.- a.•gi~.d ts.• "-'k.• NRO. In Addition. various NRO cit~~ cc~ducted training to raindoctrinate 2940 NRO pt~rsonnel en the re'l:uirements ol' executive O:r:ae:r: l~llJ. 'l'ha currant trainin'l" progn:.:r. i:;~ a combine<! effort bet:we .. ..n the XRO Ctf ~ce of S<lcud ty a."ld the NRO Office of General ~Q~•l. ::Joc.h of:f:$.a•s 1 in. ooo~ciin.e:."(;i,Qn wi~n t:.n• .~~tJ1,l.,.l """"~ ....... 11,11101

!nspector General ara in tbe pr~cese of revised the NRO's interr.al llx~re:utive Order l23:l3 br,;;lexr.en':ir.g ;>olicy o.nd training ~ -• - • I

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CC! Office of rn~?Getor Gene=a: o.;±']_e. of ~QC'Illr:i_ty

Clo 5!; CJ, RenEnn1 D~ct. o:;, D•rived P'ro8.~

.. Xl NCQ !.t 01 MAy 00

r:4np Off tc·p c":J f General COUnsel

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0 NATIONAL F\ECONNAISSANC'E OFFtCf

06 ~ay 2002

MEMORANDUM FCR J.SSZST.A.'l'T ·r·.:: '!'};!: S;;;C'RS!";.T<.'! OP C.E:FENSE t :N~Er .. LIG~.~i=t c ·# .. ..,::'":(:;!GS:"}

SIJBJ.EC1' : :-Jationa.::. R.econr.c..:zsa~cli! ":!ficQ' ~~llcu ::.ive 0::.-der l:l333 Qua.r t.Pr:y :;o~;:::>'!i;::n::e Rer:;-:>rt

r h elve a.ttach.-.d the '-;.:;t.:..on~i ?. c: CC..:':Y.c\l /';$ <l~Ce Office 's

q\!arterly CC'f:\Pl ~ance repcrt ! o:::- ~-1~ l!Y.C2C'.:.tin~ c rder 123 33

&ctivi~ ies f or t~e peri~d o! ~ Jan~~ry th~ j~gh 31 March 2002.

! £ you have any questiu~~ ~o~~ ~r. i$ re~c~ r., p:e a s e caLl ~~ - Otfic e c{ GP-ne::-al Co'..!~.S\:!~ ao:

r.-;~~4/~

Attachment :

E. ?a~e ~~~ !e~C' Gcmr;;r.e :. Co•:.nsel

Quarte-::1-y Com;plia:-:.ce F.t~p?r:t tor :.r..c lnte!. l.igeccG O'.fersj.ght E~arcl

cc: IG O.'OS

cr. BY : CL P.• .. s :>:l . OEC'L O» : Ce:i.ved !'l"OM:

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. N0.2.62

NATIONAL RECONNAISSANCE OFFICE

06 May 2002

MEMOJ<ANDIJM FOR TF.E AS5ISTJ\N':' '1'0 T:-o.::; SECRE':').RY OF DEFENSE

SUB,J£CT: National P.eco!1.r.ci.i$S&:::.ce Office Executive Order 12333 Q\la,::oterly Ccmpl.!.~ . ..:~(:-e .R(·:;'~~t

1\EFERENCESo {a) ExOC'.J.tivo. Or:leJ· 1233_), ~ Dece~r,ber 1981 (b) DoD Pirecc~ve 5240.1, 25 Apr~l 1986

The Naticnal Reconna.i.cs<L'"'lcc D!:!i~e n':F.o~ Office o! General Counsel st:.b."T'.i.Cs th.l.s repcrt p·Jr::~~orlt. t·o ~h~ ab-:r.Je 1:·eterences :for the First Qua.r<:e.r of 200:, covering ':t'JE dates of 1 Ja.nt:.ary throu;;~h 31 March 2 002. Per soru;e: a~- l\SO facilit.iQs repor::ed no instancf!S of improper or unla.w·ful intelligence act.ivities, as defined by F-~ecutive Ord~r 12333.

Intelliger4ce C\re:r:r.ig·hr; a.ct:>.Iir..ies ccnd'JC'=ed in support of Executive Ord<2r 12333 cur~:'lg t:l:1s ();'Jarter inol\.JCie<l the ini'tial indoctrinat:ion and t~aair..ing of 581 i.ndi_v~.duals assigned to the NB.O. In addi t.l or., .... ~ario"c:G >JRC si t~s ccnd,Jt,...~,:j training to .:-eind:.ctrinate 7()4 NF.O pP.~so:: ... -.~: or: :.::.·.e r0::1qUJ Y'F_,.,er~t.s o! Executive Order 12333, The cu:::rent. :.::-r.;.: __ ~~ir:Q ,?rc~;rarn 1s s cc!'\'l.bi.ned effort. bet-.wAen the NF.C o::fice c£ .St:C':..:.rit_:; ar:C t> .. ~ )~R': Office of General Counsel. Both offices, :.:1 C'.:l:>~:d:.r.as::..~.n :.;itt the NRO Office. of Inspector Genera:_ 1lr8 i o e::-.. Q process cf ::-~;:~ .. ~ising '::he NRO • s internal Executive Order ::.~..? .:).3 ir:Tplerr.e::-.c.ing policy and training procedures for 2002.

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Offica cf Incpec~~r Gen~J~: Office of secu=i~y

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> <::. National Reconnaissance Office Executive Order 12333 Quarterly Compliance Report

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t - 31 March 2002

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NATIONAL RECONNAISSANCE Ol'l'tcc

3 February 2 006

MEHORAND~ ~OR ABSlSTANT TO THB S&C~BTARY OP DBFENSJ (lNTELLIGENC~ OVERS!GHT)

SOBJECT: National Reconnaissance Office Rxeeutive order 12333 Quarterly Compliance Report

I have attached t~~ National Feconnai ssance Office ' a

quarterl y compliance report for all Executive Order 1~333

activitie& for the period of 1 oCtober tr.rough 3~ December 2005 .

If you ha~ ~ny ques~ions abou~ this report, please call (b)(6) Offi~e of General Co~sel at

Atta.chmer.t 1

(~/11~ E. Page Moffett Ge!leral Counsel

Quarterly Compl iance Report for t~a Intelligence ~rsight Board

cc: Inspect or- Getwra1 Director Office of Security

~ZCL ON: ~03&0~0l

CRV ~: MaO Cla$sif1catioo G~ide ,,0 , 21 ~•Y 2005

tnfeLA51!JI.ctl wtUiiN SSP.ARATED 1"KOH. CL.lSa:EP:rED IUI'C':..OISUU

-~ijli'U EFF 342 69t ·oN ••• _. _ ... : t nee s 'IJIL ... ~.d${:~ .. ?.9~~ :t. . ·~~.:( ...... . .

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NATIONAl. RECONNAISSANCE OFFICE

3 February :c!OO!i

HEMOIIAND'tlK FOR THE ASSISTANT TO THE SECRlli'l'AAY OF· .DBn:NSE ( INTE!t:t.lGENC'S OV:SRSIGHT)

SUBJECT: National Reconnaissance otfioe E~ecutive ordar 12333 Quarterly Compliance Report

REFERENCES: (a) Executive Order 12333, 4 December 1991 (bi DoD Directive 5240.1, ~S Apr~l 1988

The National Reconr~iasance Office (NRO) Office of General Counsel aubmita this report pursuant to the ~ove references for the Fourth QUarter of 2005, covering the dates of 1 October through 31 December 2005. -Personnel at NRO facilities reported no instances of improper or unlawful intelligence activiti•s, as defined by Executive Order 12333.

Intelligence oversight activities c~~~ucted in .upport of Executive Order 12333 during this quarter included the initial indoctrination and trai1ung of ~14 individuals assigned to the NRO. In addition, various NRO sites conducted training to reindoctrinate 1872 NRC perllonnel on the requirements of Executive order 12333. The current training program is a co~ined effort between the NRO Office of Secur1ty and the k~ Office of General Counsel. BOth offices, in coordination with the NRO Office of In~::pector Genera.l, recantly revised'the NRC's internal Exee1.1ti.ve .Order 12333 illlplementing policy and training procedure"' for 200S.

cc: Office of In~;peetox General Office of Security

DECL ON: 20l~0~03

DR.V PRO ... , NRO Claesific~t-ion G'J.::ide- 6. 0, ;1:1. Ma~ 2005

r . , 343 83i

--------- ------

National Reconnaissance Office Executive Order 12333 Quarterly Compliance Report

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DfWMOft;. NRD CI•Nilll~asf.J), 2IUJill':ml5

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NATIONAl RECONNAISSANCE OFFICE

I

MEMO~~UM FOR ASSIST~~ TO THE SBCR~rARY OF DEFENSE {XNTELLIGENCE OVERSIGH'l'}

20 July 2005

SUBJSCT: Na tional Recor.naissance Office Executive O~der 12333 QuArterly compliance Rapor~

! have a ttached che National Re~onnai~~ance Office's quarterly compliance report for all Exscutive Order 12333 activities for the pcrioc o= 1 April through 30 June 200S.

If you have any ~estions about this report, please call (b)(6) Office of Gen~ral Counsel at

r4~ At t•chme:n t :

E . ~019e Moffl!tt General CounSJel

Quarterly Compliance Report for the Int~lligencQ overaisht aoard

cc: Insp~ctcr General Director Office of S~cu~ity

CL ~y, CL Reuon : D£CI: ON! Dek'ived r 1"011\:

'Poti :~ lSXl. lliCG 5 . 1 01 l'l<~.y 2000

ONCLASSlPIBD WHEN SEPARATED qROM CLASSIFIED BNCLOSURE EFF snga ( 'E ( 'N?OOP!! ( '? 5 w~.=.l? ... -~~.: e .:.~~~ ., • ..J

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20 July ::wos

MEMORANDUM FOR TXE ASSIST~ TO THE SECRETARY OF DEFENSE (INTE~LIGENCE OVERSIGHT)

SUBJEct: National Reconnaissance Office Executive Order 12l33 Quarterly Compliance Report

REFERENCES: (a) Execvtive Order 1J333, 4 December 1981 (b) De~ Directive 5240~1, 25 April 1988

The National Reconnaissance Office (NRO) Office of General Counsel submits this report pursuant to the above references for the Second Quarter of 2005, covering the dates of l April through 30 June 20051 Personnel at NRO facilities reported no instances of improper or unlawful intelligence activities, as defined by Executive Order 12333~

Intelligence oversight activities ccr.ducted in support of Exeouti~e order l2333 during this quarter included the initial indoctrination and training of lll2 individuals assigned to the NRO. In addition, various NRO sites conducted training to reindoct~inate 11~4 NRo personnel on the requirements of Executive Order 12333, The current training program is d combined effort between the NRO Office of Security and the NRO Office of General Co\l!lsel. Both offices, in coordination with the NRO Office of Inspector General, racently revised the NRO's internal Executive Order 12333 implementing policy and training procedures for 201)51

cc: Office· of Inspector General office of Security

CL BY1 CL I<<UlSQn; DlilCL ON; Derive.d rrom;

2SXl NCCl S.l Ol May 2000

r/?/11~ Office of General Coun$el

!O~e WEEN SEPARATED FROM CLASSIFIED EN~OSURE EFF 346

l<lci00.:6 S66l ~e '!J::I_W_ .

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... -National Reconnaissance Office Executfve Order 12333 Quarterly Compliance Report

t -aoJune

a;; sa;; ass am:; ; a sa a HATtONAL RECONNAISSANCE OFFICE

17 October 2005

M~MO&ANDUM FOR ASSISTANt TO THE SECRETARY Of DEFENSE { Il~'l'ELL!GENCE OVERSIGfi't')

.suaJECT: National Reccr~aissance Office Executive Order 123ll Quarterly Compliance Report

I have a ttached the Nation~l Reconnaiss~~ce Office••

quart~rly compliance ~eport for all Executive Order 12333

activitie1 for the per~od of 1 July through 30 Septe~r 2005.

If you have any questions about thie report, please call (b)(6)

Office of General Co~el at

r.4~

Atta..cbment:

E. Page Moffett General Counsel.

Quarterly Compliance Report for the Intelligence Over9igh~ Board

COJ

tnepector General DLrector Office of Security

CL BY: Ct. Jteaeon: D&CL ON: O.rt.v•cl P:com 1

IS!!i l.l(c) .25lU. ~CG 5.1 01 May 20,0

nMCLlS~%flBD KREN SBPARA~KD FROM CLASSiriXD ENCL080lZ EFF 348

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17 O.:;tober 2005

MEMORANDUM FOR THE ASSIS~~T TO THS SECRETARY PF DBPENSB ( INTE:LLIGKNCS OVERSIGHT)

SUBJECT: National Reconnai$sance Office Executive Order l2l33 Quarterly Compliance Report

REFERENCES: (a) Executive Order l23S3, 4 December 1991 (b} DoD Directive 5240.1, 25 April 1988

The Nationa.l Reconnaissance Office (NRO) Office of General counsel eubrnite this report pursuant to eh.e above references for the Third Quarter of 2005, covering the dates of l July through 30 September 2005. Personnel at »Ro facilities reported no instances of i~proper or unlawful intelligence activities, as defined l:>y J!:xec\ltive Order 1n33.

Intelligence oversight activitie$ eonduoted in aupport of Executive Orlier 12333 during this quarter included the initi&l indoctrination and training of 1189 individuals aseigned to the NRO. !n addition, various NRO sites conducted training to re~ indoctrinate 682 NRO per~onne1 on the requirements of Executive Order 12331, The current training program is a combined effort between the NRO Office of security and the NRO Office of General Counsel. Both offices, in coordination with the NRC Office of Inspector General, recently revised the NRO's internal Executive Order 12333 implementing policy and training procedures for 2005,

CC: Office of lnapector General Office of Security CL BY' 4§1£1 CL ~eaacn~ l.a{cl !l£CL Oil: 2SXl Derived Frotrlr NCG S. '!.

01 May JOCO

El:I'C:LO&Uit!: 3 9 EFF 4 l'¥d9Hl 5fl0~ 'H 'DO

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National Reconnaissance Office Executive Order 12333 Quarterly Compliance Report 1

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as X 1 r: usa ; ; usa NA110HAL RECONNAISSANCE OFFICE ·

MEMORANDUM POR ASSISTANT TO 'l'HS SECRBTARY OF DEFENSE (DNTELLIGENCE OVERSIGHT)

27 April 2006

SUBJECT: National Reconnaissance Office Executive Order l23l3 OU.rterly Compliance Report

I have attached the ~~tional Recor~aissance Office'•

quarterly compliance report for all Executive Ordet' l-2333

activities for the period of 1 January through 31 March 2009.

If you have any questions about this report, please call (b)(6) Office of General cou.neel at

r&t::r General Counsel

Attachment~

Quarterly Compliance Report for the Intelligence QvQreighc Soard

CCt

Inspecccr Genersl Director Offic~ of Security

DECL ON: l0~l0203

DR.V F20MI mo el.aaai.fi.cation Goui.d«i!) ~ .. ~y 2005

UXeLASSIPIZD WHEN SEPARATED ~~0" ~9SXrtED K5CLOSUa•

f. '; U 0 ·c~ 7

I 11 . .' . .'?.... ... ~ '!'_!_? .. . • ~~r P, ?OQl 'Bl \~~ ...

·-------------


'l7 Ap:dl 20C6

MEMORANDUM FOR '!'WE ASSISTANT TO THE SECRETARY OF DEI'ENSB iiNTBLLIGBNCE OVERSlGHT)

SUBJECT, National Reconnaissance Office Executive Order 12333 Quarterly Comp~iance Report

REFERENCES: (a) Executive Order :2333, 4 Pecember 1~81 (b) DoD Directive 5240.1, 25 April l988

!'he National Reconnaissance Office (NltO) office of General Counsal submits thie report pursuant to the abov.a references for the First Quarter of 2006, coverL~g the dates of l January throagh 31 March 2006. Persor.nel at NRO facilities reported no instances of improper or unlaw-ful intelligence activ:.ties, aa defined by Executive Order ll333.

Intelligence oversight activities conducted in support o.f ~ecutive order 123JJ during this quart~r included the initial indoctrination and t~aining of 851 individuals assigned t~ the NRO. ln addition, various NRO sites co~ducted training to reindoctrinate 20Ql NRO personnel on ~he requirements of Executive Order 12333. The current training program is a combined effort between the MaO Office of security and the NRO Office of General Counsel. Both office$, in coordination w~th the NRO Office of Inspector General, recently revised the NRC's internal Executive Order 12333 implementing policy and training procedures for 2006.

Office of lnspector General Office of security

20U020l

office of General counsel

NRO Claesification Guida o.O, <• May 2~QS

PQQO WHEN SB,ARATBD P&OH CLASBXFXID BUCLOSUtBEff S52

7 ' 1 r n ·oij "illd!L&! 5 , 'U!I r.·~5~: l! ~GO! ·g~ ~d~

0 NATIONAL RECOHNAJ88AMCE OFFICI!

MBMORANOUM FOR ABGISTAN1 TO ~HE SECRETARY OP DEFENS~ (INTELLIGENCE OVERSIGHT)

1 Auguet 200~

SOBJSCT~ National Reconnaissance Office ~xecutive Order 12333 Quarterly compliance Repor-t

I have &tt&ohed the national Reconnaissance Office ' s

quarterly compliance report for a ll Sxecut i ve Order 12333

activities for the period of l April thro~gh 30 JUne ~006.

If ~ have any questions ahout:. thi5 report, please call (b)(6) Office of General counsel at

r!?~ B. Page Moffet:.!: Gene:ral Counael

Attach.ment a Quarterly Compliance Repo~t for the

I ntelligence Oversigh~ Board

CC; ln6pector General Director Office of security

DEC~ ~~ 201102C 3 I>llV FROM, .lf.R() cl.as10iUeation Guide., u MAY 2005

DBC~SIF1~D NKEN SB~~~ED PROM CLAS8IJIBD a.CLOBORK EFF 353

l .. I~ i) 'i'\U - r. :Ys so zesuevuru: ~liZ= I 903Z ., ~nv

--zz 11 " 5

::a : NATIONAL RECONNA!SSANC.E OFFICE

~ August 2006

MEMORANDUM FOR THE ASSISTANT TO THE SECRETAR1 OF DEFENSE I INTSLl IGBNCB OVERSIGII"''l

SUBJECT, National Reconnaissance Office Executive Order 1233~ Quarterly Compliance Repor~

Rl!:FBRENCBS , {al E~ecutive Order 12333, ~ December 1981 (b) nob Directive 5240.1, 25 April 1988

The National Reconnaissance Office (NRO) Office of Gen~al Counsel ~ubmits this report pursuant to the above references for the Second QUarter of 20GS, cover~ng the dates of 1 Ap~il through 30 June 2006. Personnel at NRO facilities reported no instances of improper or unlawful intelligence activities, as defined by Executive Orde~ 12333.

Intelligence oversigh~ activities conducted in support of Executive Order 12333 dQring this quarter included the initial indoctrination and training of 695 individuals assigned to the NRO. In addition, various NRO sites conducted training toreindoctrinate 1::174 NRO personnel on the requirements of Executive order 12333. The current training program is a combined effort between the NRO Office of secu:dty and the NRO Office of General counsel. Both offices, in coordination with the ~CRO Office of Inspector General, recently revised the NRC's internal Executive Order l2333 implementing policy and training procedures for 3001.

cc: Office of Inspector General Office of Security

DllCL ON, 20U020l

Office of Ge~eral Counsel

P~V PROM• NaO Classification Guida i.O, ~1 May 2005

ENCLOS!Ja~F F

------~'~· ~· _ _;'~'~·'~·":'~' ---=~s~n~d~t~~~~r ~~ ~~~~~~~ ~h~s~a~~- Nd 1 (: 1

354 9noz ·v. ·onv.

. .c...:w

....... Ul V>U'i

National Reconnaissance Office Executive Order 12333 Quartetly Compliance Report

DecJ.OI': -~-·-"""~' ORVFROM; NRO Ck~ Wf•e..tJ~ 211dqlm&

"""-,._ ,.,u..., THlrotOliiGJi 30

' . . . ' ' ··n·· Q I

1 1

55 ''E7E U'fS'S'


MEMORAN!lm( FOR TKE ASSISTAN'l' 'l'O THE SI!:CRETIU<Y OJ!! Dl!ln:NSI!! (IN'I'ELLlGl!lNCB O'l'l!lRSIG!!T)

18 October 2006

SUB~CT: National Reconnaissance Office Executive Order 12333 Quarterly Compliance ~eport

~FBRSNCSS' {a) Execueive Order 12333, 4 December 1981 (b) nou Directive S2QO.l, zs April 1988

The National ~econnaisaance Office (NRO) Office of General Counael submitr> chis report pursuant to the above reference11 for the third Quart"r of 2006, covermg the dates of l JUly through 30 September 2006. Personnel at NRC facilities reported no instances of improper or unl~wful intelligence activitie~, as defined by Il:xecuti.YQ Order 12333.

Intelligence oversight activities conducted in support of Bxe~tive Order 12333 during this quarter inoluded the initial indoctrination and training of 1072 individwtlS assigned to th<ll NJ.O. !n o.<iditi011, variOU5 NRO sites conducte4 training to re-1ndoetrir.ate ~~'a NRO personnel on t~e requirements of EXccutivto Order 12333, A sepllrate report for a m:iasiQll. site is atta~hed and their'statistics are net inoluded in the above figures. The current training program is a combined effort betwean the NRO Office of Security and counter-tntelliience and the NaO Office of ~aneral Couneel. Doth offices, ~n coordination with the ~o Off~oe of InspactQr General, recently rovi~ed the ~·s ~ternal Executive Order 1233~ i~l~enting policy and training procedures for 2006.

rh$p-Of!ioe of General Counael

At:ta.cl111<:!nt:: Mission Site Report

CC:

Office of Inspector Gene~ office of security and counter-Intelligence

DZOL OK: 303~lQl~ DRV YaOM: NRC C~asaification ~ide 6.0, Zl May 20~S

POU8 WHZN SZPAlAT&D FaOK CLASBIPXBD uct.osuu: J,~btJOO~ 5~3P~

;: .d SE l 'ON

'<> = = """' -~ :~"' ·u<n ·a-..~


mc\.ON:lb.~~MG4~jgy:!SI. tw6(FRCII£ .. 110-a.tslltt.a ... aa.d:U,

2 ' ,., """

SEPTEMBER 2006

..... 10. 231 p l

NATIONAl. RECONNl\ISSANCE OFFICE

l1 Je;r.u;u;y 2006

MEMOAANDPM FOR TKE Ji.SSIS'r!lb;'l: TO T!ll!: SECRETARY OF OEUNSl! l !NTELL!GE:NC! OVERSIGHTJ

SUBJECT: Natienal Reconnaissance Office Executive Order 12333 Quarterly compliance ~aport

REFE~SNCES: (al Ex~~utive Order 12333, 4 Dec~er 1991 (bi DoD l:lirective SHO.L 2~ /lpril L9S8

The Nacional Reconna1ssance Office (NROl Offlca o£ General Counsel submits this report pursuant to the above references for the Fourth Quarter of 2006:, dcveril'l!1 the date!> of .l October thro\l.gh 31 December 41006. Personn~l at Nli.O facili tills reporud no instance~ of improper or \lnlawful intelliqence activities, as defined by Exeeutive Order 12333.

Inealligence oversight activitios conducted L~ support of Executive Ord$r l2333 during this quarter included the initial indoctrination aQd traininq of en individuals assigned to the NRO, !n addition, wriou.s Nl!O si.:as conducud c:ainir-1:' to re-indoct:rl.nate UU Ni\0 personnel on the re~irements of Executive Order 12333. A separate report for a miseion site i$ attached and their statistics are not included in the above ii>;JUres. 'l'he C\ll"rent training prcgra:n i& a cotnbined f!fforl: between the NRD Office of Security and Counter-Intelligence and the NRO Office of General Counsel. Doth offices, in coordination with the tiRO Office of Inspector General, recently revi&ed the NRO's internal SKecutive O~dQr 12333 implementin;; policy 4lld training procedures for 2006.

V«~ ~~ -YrfGJkJrj od;,.c~~urfr:.y (_p) / I

acd Counter-ratelligenbeJ

Auaoh:nent: Mission Site Report Cround Station ll<rport

cc, Office of Inspector General

·174//l~ Office of Ganeral counsel

Offfce of Secvrit.y and counter-Intelligence

OECL 0~: 2C31Gll~ DR \I tl!OM: NRO ClassHlColltioll Guide 6. 0, n lilly ~005

PSUS WBBN SSPARA~BO F.OM CLASSIPIE~ INCLO~FF 358

0 =


Oml.Ort;: b'X,Wl.\tN1t.RMd~Qa.MJ1«6 DIIIVFftOM: tfWJIClli!Uoi~Ptwt~9.0. :ntht~

1 2006

.. NAT10NAL. RECONNAISSANCe OFFICE

MEMORANDUM FOI\ Tl!& ASSlSTl\..'1'1' TO THE Sl!Ci<ETAN.)' Of DeFENSE {I~t~~IGENCE OVERS!GHTJ

NO. 092 P. I

SUBJECT: Nat:icmal R~.::onnaissance Office Executive oroer 12333 Quartsrly compliance Report

REFERENCES: !ai Execut:ive order 12333, ~ Decatt~er 1981 (b) OoD Di:ective 524~. 1, 25 April l98S

The Nationa'!. Reconnaissance Office (NRO) Office of General Counsel submits this r~~ort pursU4nt to the above refar@nCeB for the Fourth Quarter o£ 2007, covering the dates of 1 oetObGr tb~ab 31 D~cenbQr 2Dn?. Personnel at NRO fa=ilitles reported no instances of improper or unlawful int.ellige.'lce activities, as defin.:.d by Executive Ox-der l23H. ·

Intelligence oversi9ht ac~ivi~iea conducted in support of Executive order 12333 during ttis quarter incl~~ed ~he initial indoctrination and training cf GS~ individuals assigr.ed to tfie NRO. !n addition, various NRO sites conducted training to re-indoctrinate 1?80 NRO personne~ on the requirem~ts of E~ecutive Order 12333. A separate report for a mission site is attached and their statistics are not included in the above figures. The current training progTam i.sr a combined effort between t.b.e NRO C·ffice of Saeurity ar1d Countet:Intelligenca ~d the NRO Office of General counsel.

~ ~~crJL.A ))}~}(--=~·~~ · ice of sec it:;rp;q: .:~·:-. ·.:.;.:.:}ofR.. of General counsal

and Countet: Intelhgen'fe ·;.,·.·.·.·.·.·.·,·,·, rn ~ .... ~ ... ~ .

' c • \ ~ ••• ' ' •

Attachment: .·;·.·.·.:.·.·,·~···

Mission Site RePort

CC: Offic~ of tnspector General Office of Security aad Counter-Intelligence

DEC~ ON: •ol3012S DF\Y FF\0!1: N!lO Clae<sific"'~ion Guide 6.0, n Ma:t •o.o>

J;Oiii!I"'WIIEIII lm'AJ!Jt.':I:ED l'liOII! c:Ll\SSU'IllD ~OSUJU:

EFF 350

.. -----------------~~

m. 4. mf.. H9FM ~o. m , 3

NAliONIIL RECONNAISSANCE OFFICE

29 Jenuacy 2009

~EXOAAmri.JY. FOR ASSIS'l'~ ':0 TIIJ! StCM"''ARY' 01' OEF~lSB IIln'ELLIGI!ttC£ OV£11SIGM'!'I

SUBJECT : Na tional R~co~oissance Office Zxecutiva Order 12333 Qua~=erly :o~li~nce R~port

1 have attachec the Na tional Recanneias~nce Office ' s

quart~ly co~li~nce t eport for all gxeeutiv~ Order l2SJJ

activiti.s for the ~mriod oC 1 October through 31 Dece~er ~007 .

I£ yo~ have any ques tions &bout :his report, please call (b)(6) Offic~ of General counsel at

1'\t tac.,.:tent:

E. Page Moffett Ge.-;erel Cour.se l

Ouart•~ly Compl iance Roport for the Intelligence Oversig~~ Board

c~:

Ineps ctor Gen~ral Oireetor Office of Securi:y icd

Councer•Intelliq@nce

DtCt CN, J01)0l<! pav ra~~ . wao Cl•e•i!lcat ion ~ldo, 2t May ~GOS

VWCLA88IFIEn WRIN S~P~T!D ~OM C~SIFIEC EHCLOSUJJ

l!fF 361

w .. -: OIG po.-<111 l~fm- c111lo Sj> .. ;.o'tt<!ln;jogjos ~-p (STG) V>IViin ""'1'1~01:1- IOI..,..,.nr.dl)yNIIOi ...... tc~utnfs ~ ~ca"'mJr.k '""""' o;o 1m:l"""*'vS'i~ numbers al STG pWK~ftfUd nad IIIM.t:OftUiltd ~" •nnWl ~ t1~viJtltftcnt!l. Cn~S'l"& p!JJSOnntl' (58~ hl<l oompt~a EO t%3Cll ninl:tg. 010 .tat'Vmrncrt&td in illl in.spuc:IGn !11t1Qrt U'ftU: ~ rf(G OiA!Ictnr eniUI'l! Cbtlt STG P~f!iiGMI,complclli:= if'te annual EO i2'l3G UllfoinG,. STG !OllUttll!d ar.r:'~I\QIIC!f84 &"TG pewt..,.e.l to comp~e• U... n.frli"V l!y Se,mrttMt 28. STG r:m.-lilh~ tlla:tdfl,g dabttu@o to lii!IIUr'8 GOmpliaMa.. .,.

IO'I!!CI..OH: tB.,l!JMOI~J.A~ftMIIJUfK-16 otntRtli!M\ ~dM~~.._~, .,..., ....

·'

3:21PM

" Ski ~0. 679 ?. 2

NA TlONAL RECONNAISSANCE OFFJCE

24 October 2007

~~RANDOM FOR ASSISTANT TO TBE SECRETARY OF DEFENSE {INT~LLlGENCE OVERS!GHT)

SUBJECT: National Reconnaissance Office Executive Order 12333 Quarterly Compliance Report

I have at~ached the Nat~onal Reconnai~sance Offica's

quarterly compliance report for all Executive Order 12333

activities for tha period of 1 July through 30 Sep~~er 200?.

If you have any questions about this report, pleas e call (b)(6) Office of General Counse l at

Attachment :

E. PegCi Moff8tt GeneL'al Counsel

Oua~terly Compliancw RQport for the Intelligence Oversight eoa~d

c:c: In$pector General Director Office of Security and

Counter- Intelligence

DECL ON: 2032~014

!IRV FlOK t N~O Classification Guide , Jl May 2•JOS

UYetUSii':t&D WHIN S~PARATID 'FP.OM Ct.lS.9IS'IS:D 5:!1lCLO,gURR_

EFF 363

---------------------S£C£& I I 2 a NO. 629 P. J

NATrONAL RECONNAllSSANCE OFFICE

2.: october 200i

MEMORANDUM FOR THE ASSISTANT TO THE SECReTARY OF 08F2NS8 (INrELLlGENCE OVZ~SIGHTI

SUBJSCT: National Reconnaissance Office Executiv- Order 12333 Quart~rly co~lianoe Report

REFERENCES: raJ Exe~~tive Order 12Jll. 4 December l9Sl lbl Don Directive 52,0.1, 25 April 1988

The National ~econnaissance Office (NRC) Office oE General Counsel ~ubrn1tg this re:port pursuant eo the above refer.,n·ces for tn~ 'l'hi~ Quarter ot 2007, covering the dates of 1 J\al:y th:r-gh ~ 0 Sept~ll:' l007. Personnel ~t NRO facilities reported no instances of improper or unlawful intelligence activities, a~ defined by sxecu:ive Order 12Jl3.

Intelligence oversight activities conduCt<!d in support of ~xecutive Order 12333 during this qu.arter included the initial indoctrination a:·ld training of 115 individuals asroi;rned to the NRO.. In addition, various NRC sitee conducted training to re-indoctrinate 119J NRO personnel on tbe requirements o! E~ecutive Order 12333. A separate report for a mission site :1.6 attached and their statistic~ are not included in the above figures. The current training program is a combined ~ffort between the NRO Office of Security and CounterIntelligence and. the NRO Office Of GenerrC~-~

~~c1?J~f~~~ and councer~ft~:~·~nc/ Office of General Counsel

Attacr.rnent, Mission Site Report

ceo Of~ice of Inspector Oeneral Office of security and Co~~ter-lntelligence

o~c~ ON: 20321014 D~V fROn: NRO Classific•tion ~~iQe 6.0, Jl May 2005

~ Wlll:N Sli:.PAli!A'l.'llW Fl\0!11 CLi.BB:tfil:Il &I!ICLOSURE EFF 364


DEC\. ON: t."ii1,11J011~AftS.cadJul./:21lD15 DRV~"'· fiR,a c:r..t~mlil:n G~r- lUI, .. ~-

1 JUlY 30 SEPTEMBER 2007

(_"') . .t:'"';: .... -1'

NATIONAL RECONNAISSANCE OFFIC!

M~ORANDUM FO~ ASSISTANT TO THE S£CRET~t OF DEFENSE (INTZLLIGENCE OVERSIGHTJ

8 Mo.y 2007

SOBJ%CT: No.tional Reconnaiea~nce Office Executive Order lJ333 Quarterly Cornpli&nce Report

I hav~ attached ~hQ National Reconnaiaa~ce Office•s

quarterly conpliance report for all Execut ive Order 12333

activities for the period of 1 Jan.uaey throuqh 31 March 200i .

If you have any questions about this report. please call (b)(6) Office of Getleral Counael at bl~

Att.achm~nt::

~ !?/~~ E. Page Moffil'= t General Counsel

Quarterly Complianc~ Report for the Intelligence Oversight Board

cc: Inspector General Oireccor Office of Secur ity and

Counter-Intelligence

DECL QN! 20320506 ORV i'~OM • Nl\0 Classi.ficadon G'.Uae, 21 M&y 2005

UNCLASSIPIED WlfEH SEPARATED FROM CLl\SSlFII!!D I!UCt.Ost11'!

II "" U?S' ' U 17 EFF 366 '""I, I\ · I I I rtr, 7 'tl; ' 1\4';,.

NATIONAL. RECONNAISSANCE OFFICE

8 May 3007

MEMORANDUl!'l FOR 'l'HE ASSIS'.l'AN'l' TO '!'HE SECR!l'l'Al\'l Oli' PEFRNSE (INTELLIGENCE OVERSIGHT)

SUBJECT• National Reconnaissanc~ Office Executiv~ order 12333 Quar~erly C~pliance Report

REFERSNCES: (a) Executive Order lJJJ~, 4 ~cember 1961 tbl non Directive 5240.1, 25 April 1988

The National Reconnaissance Office tNRO) Office of General Counsel sUbmits th~s report ~suant to the above references for the First Quarter \lf ;11)07, covuing tbe dates of 1 Jatl\la:c)' ~Oill'lh 31 lta.l:"c:l:l l007. Pereor.nel at. NRO facilities reported no instance& of illlproper or unlawful intelligence activities, as defined by Exe~ueive Order 1~333.

Intelligence 0'1.-ersig-ht activities conduet;ed i.n supp<:Jrt. of Executi""' Order 12333 during this Q)la.rter includll.'d the initial indoctrination and training of 8!1 individuals assigned to the NRO. rn addition, various NRO sites conducted training to re-indoctrinat~ 1914 NRO personnel on cite req\lirementj$ of s.teeutive Ordel:" U.H3. A separate report for a mission site is attached and tlleir statistics are not included in the above tiguru. The current training program is a combined effort be~en t:lle NRO Office of security and counter· Intelligence and the NRO Office of General counsel.

~r;r!::cji:q~J Of~&/::tf:nsel O~nd Counter-Inte~ence Attachment: Mission Site Report

CC: Oftice o! Inspector General Offic~ of Securicy and Councer-Intelligenee

DBCL 01~: 20320508 DRV FaOM: NRO Clasnification GUid9 6.0. A1 May 2005

~ MRBH SEJiiAltATIID ntOK C:t.ASSJ:I'II!O lUtel.OSUIU: EFF

c . J 7 I 'h "('HI 367

National Reconnaissance Office Executive Order 12333 Quarterly Compliance Report 1 JANUARY 2007 THROUGH 31 MARCH 2007

oa;:L l:m:. :5. "2Dl70!10111. ftlll.ll !lll.la:d.l"f>i!\1(1.)

PJNF'IfOM. UROcttMt5cBbJQ.f4'e4 ~blwliiii'J5.

NATIONAL RECONNAISSANCE OFFICE:

MEMO~ FOR THE ASSISTANT TO THE SECRET~~ OF DEFENSE ( Im'ELLIGENCE OVEJ\SIGH'r)

NO. 531 I. 2

22 August 2001

SUBJ!i:C'T: Na.tio~al P.econnaiasance Office li.Xe<:'J.tive Orcer 12333 Quart.~rly Cotl1llliance Report

REFERENCES: Ia) Executive Order l~l33, 4 December !961 Cbl ooo Directive: 5240.1, 25 At>:<"il usa

The National Reconnaissance Office (NROI Office of General counsel submi~s this repcrc pursuant to the above references for the Second Quarter of ~007. co\l'!!ring the dates ot l ~o:il th;mu~h 30 .;r,ne 2007. Personnel at NRO facilities reported r~ instances of improper or unlawful intll'lligenc.e activities, as defined by Executive order 12333.

Intelligen~~ oversight ac~ivities conducted in suppo•t of Exee\ltive Order 12333 during thi~ quarter included the initial indoctrination Olld t•ai.ninq of U!l individuals a.saiillled to t:he NRO. In a<ldition, IJll.rious NRO s~teo co,nliLlct<td training to re-.indoctriaa1:e BOl NRO per&onnel on the J;equir<>Jr,enta of E:<ecutive Order l2333. A separate report Cor a mission site is actached and theil.' statistics are not included ~n the above figures. The current tninilog program is a comtined effort between tee h~O Office of Security and CounterIntelli~ence and "he NRO Cffice of General Counsel.

f!/lr~ Office of General Counsel

Attachment:; ~ission Site Report

cc: Office of Inspector General Office of security and Counter-Intelligence

OECL ON' <0320827 DRV FROM: •~O Claso~fioation Guide i.O. 21 May 20QS

-.PQiC!O W!lDI SEPlUIA'X':stl FIIOM CU.SIJlF1ED J:NCLOIIUJtll EFF 369

••• Z: J SSt$ I JISt 1 ':'PF · ···· ·· Ho:·s3i · · ··F ·l · ·

22 August 2QO/

, MEMOP.ANDUM FOR ASSISTANT TO. THE SECRETARY OF DEFENSE (INTEL~IG~CE OVERSIGHT)

SUBJSC~: National Reconnaissance Office ExQCUtive Ordar 12333 Quarterly Compliance Report

I bave attached tbe National Reconnaissance Office's

quarterly co~pliance r&port for all Executive Order 12333

activities for the period of l April through 30 vune 2007.

If you have any questi~~ about this r~port, ple~se call (b)(6) office of General co~nsel at (b )f3-j

r-4/tlt? Attachment:

i:. Pag-e Moffett General cnunsel

Quarterly compliance ~eport for the Intelligence OvErsight aoard

cc: . I nspector General Director Office of security and

c ounter-Intelligence

CECL ON~ 203!0203 DRV f~M~ NkO Classitica~ian Gui4$. ~l ~Y ~00~

SSSL&J I I Ell/: I PI I t 1 EFF 370

m .., ..,


Df:X;I.IQh: ~. tNOIDI, RRGdltW-Mt:ZC05 OflY Ffi,Olt fmOGu« 1 1 •tOIIillllfo.O. 'rl&brl016

1 30June

= f-:> '-'"'· ~

:-<'

....

·····-----·------------------NO. 53'

SUBJECT: National Reconnaissance Office Executive Order 12333 Quarterl¥ Report

Were there any intell.igiimce-related activities that violate law, regula~ion, or policy substantiated during the quarter, or any actions taken as a result of the violations? If so, please

}Jo

Were any intelligence oversight inspections conducted? If so, by whom, and please provide a sun~ary of the results from those inspections.

Yes. The !;{SA lead joint .inspection of ~included an assessment of cott.plian.ce with EO 12333. No issues reportei:l. Additionally, the NRO O!G conducted a special inquiry in response to a memorandum from the NSA indicating that the Nll.O migh~ be disseminating Ulll1lini!1'.:$.zed SlG!NT to consUl'l\ers without the requisite delegated authority from the secretary of Defense. The inquiry did not find any evidence to support the allegation. A letter report was fcm•arded to t.he appropriate offices within the NRO and tha roa on 23 July 2007.

\vare there any oversight programs? note the corrective

No

$Ubstantive changes !f &ny i~~pections

actions taker.,

to your intelligence reveal deficie.ncias,

Were there any changes to published direct:..ves or policies concerning intelligence collection activities? If so, attach a copy of the directive or goliey to your report.

no

Ar~ you conduct ng any inquiries into possibly illegal intelligence activit eei? If so, plea.se descri:Ce,

No

NRO Office of the Inspector

2 EFF 372

NA T10NAL Rt:CONNAISSANC£ OFF1C£

MEMORANDUM FOR ASSISTANT TO TH£ SECR~'ARY OF DEF~NSE (INTELLIG~NCE OVERSIGHT)

NO. 19~ ' 2

10 April 2008

SU~ECT: National Reconnais&ance Office Executive Order 12333 Quarterly Compliance Report

I hilve attach&a !:.he National Recon:u\issance O!!i.ce ' s.

quarterly compliance report £or all BXe~~tive Order 12333

activities for t he period of 1 Jar,uary through 31 March 2007.

If you have eny questions about this report, please call (b)(6) Office of General Counael at!

"t tachrne.n t :

rlf:d/1~ E. Pa9'~ Moffett Genera~ CoW'lSel

Quarterly Compliance Report for the Intel~igence Oversight aoard

cc: Inspector G&neral Director Office of Security ~d

Counter-Intelligence

DKCL ON: 20~SO~l~ DRV TXOM : ~~ Class~!ication Guide, 21 May 2005

UII1CrAASS!!'!J:D WDN S!ll'>AM'l'ILD ftO&f CW8XI'tZD liiNCLOSURI . EFF 373


10 April 2008

MEMOR!INDUM FOR THE ASSISTANT 'l'O THE SECRE'l.'A..'tY 01' DEFENSE [!NTELL!GENCE OVERSIGHT)

SOllJECT: National ll.econnais9ance Office Executive Or<:ler 12333 Quarte~ly Compliance Report

l'.EF~BS: (a) F.xecuti "" Or<ieJC 12333, 4 Pee..,ber l!l9l ihl DoD Directive 5340.1, 25 l'\;pdl Baa

The national Reconnaissance Office (NROI Office ot General Counsel sUbmits this report .Pursuant to the above references for the First Quartar of 20011. covering the dat.es of :t Janw;tey th.rou.gh ll. M:n"ea 3008. Personnel at Nl\0 facilities reported no inst.;nces of improper or unlawful intelll.qer.ce act:ivities, a" d!!fi:ned by !ilxee1.1tive Order 12~33.

Intellige11Ce ove.r•iqhc activities ccnducted in suppe>r:: of Executive Order 12333 during this quarter included the initial indoctrin~tion and training of 123 individu~ls assigned to tbe NRC. In addition, various NRO sites oondu~tmd training to re-indoctrinate l591 NRC personnel en t.he nqUiremenes of Executive Order 12333. A separate repOrt for a mission site is attached and their statistic5 are not included in tr.e above figures. The current training prcgram is a eombinil<i effort betl<llile.n th<> NRC Office of Se~urity ~nd Counter-

\1lnt:Li~:and the NRO office ot aenerr /? :m~ o iro~ecu~ y Office of Ceneral Counsel

and Count:er-'~~elliq AtU.Cl:1l'nent: Mission SitE! Report

cc: t

Of:t':ice of lnspector Genera: Office of Security and Counter-Intelligence

DECL ON: 205904lS DRV ~OM' NRO Classifio~tion Guide £.0, 21 May <ao>

-i!'QUQ lilllmlr IIZ!'JIJ\A'ri:D !1\0M CLltBS:ti'IJJ:D II:W::LOSUIU:

EFF 374

m -n -n


~Q.. 0 tJ: 2NC, tt4«)t H. MD dnLIIJ hlt2111115 .llRVJII.a\l t;JI.QC~taliml..t>~M ~~2ms

JA!~UJIIRY21KI8ntfl0UGH 31 MARCH

'''" ~:> '--0.

= "'

:~

.....

•

Defense Threat Reduction Agency 8725 John J Kingman Road MS 6201

Fl Belvoir, VA 22060-6201

Janua~y 22, 2002

MEMORANDUM FOR ASSISTANT TO THE SECRETARY Of DEFENSE (INTELLIGENCE OVERSIGHT)

SUBJECT; Quarterly Report (October - December 2001)

References: (a) Executive Order 12333, December 1981, "United Sates Intelligence Activities''

(b) DoD Directive 5240.1-R, December 1982, ''Procedures Governing the Activities of DoD Intelligence Components that Affect United States Persons''

The following information is submitted for the period October through December 2001:

a. -Ac:tivi ties that are believed to be illegal or oontrary to ExeC"Utive Order for DoD Policy: None

b, Aet.ion taken regarcii.ng sueh aotivities: N/A

c. Significant oversight activitie,.; None

d. Suggestion for i~proving the Oversight System: ATSD(IO) has contacted the DTRA Security and Intelligence Office to discuss the need for a DoD level Intelligence Oversight Officer Training Course. If additional information cr assistance is needed concerning the development of this course, please contact Mr. Don Sanborn, DTRA Intelligence Oversight Officer at ~703)767-4744.

e. Additi.onal Comments: All DTRA Counterintelligence personnel received appropriate training on Intelligence Oversight requirements during calendar year 2001.

~ E. L. Root Captain, U.S. Navy Inspector General

EFF 376


Ft Bel\lolr, VA 22060·6201

3 April 2001

MEMORANDUM FOR ASSISTANT TO THE SECRETARY 01: DEI:ENSE INTELLIGENCE OVERSIGHT

SUBJECT: Defense Threat Reduction Agency (DTRA) Quarterly Intelligence Oversight Report (Oct - Dec 2000)

Ref<>rences: (a) Executive Ocder 12333, December 1981, ''United States Intelligence Activities"

(b) DoD Directive 5240.1-R, "Procedures Governing the Activities of DoD Intelligence Components that Affect United States Persons"

Th~ following is submitted for the period January through March 2001:

a. Activities that ara b9lieved to he illegal or contrary to Executive Order of DoD Policy: None.

b. Actions taken regarding such activities: N/A.

c. Significant Ovarsight Activities: None.

d. Suggestions for improving the Intelligence Oversight System: None

Edwin P. McDermott colonel, U.S. Air Force Inspector General

EFF 377

Defense Threat Reduclion Agency 67.25 John J Kingman Road MS 6201


9 July 2001

MEMORANDUM FOR ASSISTANT TO THE SECRETARY OF DEFENSE (INTELLIGENCE OVERSIGHT)

SUBJECT: Quarterly Report (April-June 2001)

References: (a) Executive Order 12333, December 1981, "United Sates I~telligence Activitiesn

(b) DoD Directive 5240.1-R, December 1982, "Procedures Governing the Activities of DoD Intelligence Components that Affect United States Persons"

The following information is submitted for the period April through June 2001:

a. Activiti~s that are believed to he illegal o~ contrary to Executive Order for DoD Policy: None

b. Action taken regarding such activities: N/A

c. Significant oversight activities: None

ct. Suggestion for Lmproving the Oversight System: ATSO(ID) initiate and fund an intelligence oversight officer's course at the Joint Military Intelligence Training Center. Recommend that the TDY expenses for the students al~o be funded by ATSO(IO) to ensure appropriate personnel can attend (this is a repeated suggestion). If you require additional information concerning this suggestion, please contact Mr. Don Sanborn, (703' 767-4744,

Edwin P. McDermott Colonel, U.S. Air Force Inspector General

EFF 378


Ft Belvoir, VA 22060-6201

April 8, 2002

MEMORANDUM FOR ASSISTANT TO THE SECRETARY OF DEFENSE (INrELLIGENCE OVERSIGHT)

SUBJECT: Quarterly Report (J•muary · ~ March 2002)

References: (a) Executive Order 12333. Oecembec 1981, "United Sates Intelligence Activities"


The following information is submitted ~or the period January through March 2002:

a. Activities that are be1ieved to be illegal or contrary to &xecutive Order for DoD Policy: None

b. Action taken regarding s~ch activities: N/A


d. Suggestion for improving the Oversight systaq: None.

~-/o~d L. Root

Captain, U.S. Navy Inspector General

EFF 379

Defense Threat Reduction Agency 8725 JQhn J Kingman Road MS 6201


4 January 2006

. MEMORANDUM FOR ASSIST ANT TO THE SECRETARY OF DEFENSE (INTELLIGENCE OVERSIGHT)

SUBJECT: Quarterly Report (October -December 2005)

References; (a) Executive Order 12333, December 1981, "United States Intelligence Activities"


As required, the following information is submitted for the period October through December 2005:

a. Activities that are believed .to be illegal or contrary to E:ucntive Order for DoD Policy: None

b. Actl011 taken regarding such activities: N/ A


d. Suggestion for Improving the Oversight System: None

e. Comments: None

\. ~.~-Donald K. Minner Colonel, U.S. Air Force Inspector General

EFF 380


Ft Bei\IOir, VA 22060-6201

12 July 2005


SUBlliCT: Quarterly Report (April- June 2005)

References: (a) Executive Order 12333, December 1981, "United States Intelligence Activities"


As required, the following information is submitted for the period April through June2005:

a. Activities that are believed to b~ illegal or contrary to Executive Order for DoD Polity: None

b. Actiou taken regarding such activities: N/A


d Suggestion for Improving the Oversight System: None

e. Comments: 'None

EFF 381



14 September 2005


SUBJECT: Quarterly Report (July - September 2005)


(b) DoD Directive 5240.1-R. December 1982, "Procedures Governing the Activities of DoD Intelligence Components that Affect United States Persons"

As reCJUired, the following information is submitted for the period April through June 2005:

a. Activities that are belie,·ed to be illegal or contrary to Executive Order for DoD Policy: None



d. Suggestion for Improving the Oversight System: As of 24 Aug 05 Intelligence Oversight (IO) Awareness Training was installed on the DTRA Learning Management System (LMS). The establishment of the IO training on LMS will empower the appropriate personnel to complete training in a timely manner. Training requirement for personnel involved in the conduct of counterintelligence functions is once every 12 months (DTRA instructi on5240.1)

c. Commeats: None

~onald K. Mi~er Colonel, U.S. Air Force Inspector General

EFF 382


Ft Bei\IOir, VA 22060-6201.

4 April2006


SUBJECT: Quarterly Report (Janu11ry- March 2006)



DTRA Instruction 5240.1, 17 Dec 98

As required, the following information is submitted for the period January through March 2006:

a. ActiVities that are believed to be illegal or contrary to Executive Order for DoD Policy: None



d. Suggestion for improving the Oversight System: None

e. Comments: None

Donald K. Minner Colonel, U.S. Air Force Inspector General

EFF 383

Defense Threat Reduction Agency 8725 John J. Kingman Road MSC 6201

Ft Bglvolr, VA 22060-6201

MEMORANDUM FOR ASSISTANT TO THE SECRETARY OF OEFENSE (INTELLIGENCE OVERSIGHT)

SUBJECT: Quarterly Report (April-June 2DD6)

THR01JG7 IG ~0r)Ul 1 9 2606

Reference: (a) Executive Order 12333, December 1981, •united States Intelligence Activities•

(b) DOD Directive 5240.1-R, December 1982, •Procedures Governing the Activities of DoD Intelligence Components that Affect United States Persons•

The following information is submitted for the period July through September 2006:

a. Activities that are believed to be illegal or contrary to B~ecutive Order or DOD policy: None.

b. Actions taken regarding auch activities: N/A

c. Significant oversight activities: None.

d. Suggestions for improving the intelligence oversight system: None.

~~~g~ ~ Director, Security and

Counterintelligence Directorate

EFF 384


Ft Bal110ir, VA 22060-6201

OCT 1 5 2006


SUBJECT; Quarterly Report (July ~ Septemb~r 2006)

THROUGH: DTRA IG~-~10{~'(/o(..

Reference: (a) Executive Order 12333, December 1981, "United States Intelligence Activities•

(b) DoD Directive 5240.1-R. December 1984. "Procedures Governing the Activities of DoD Intelligence Components that Affect United States Persons•

The following information is submitted for the period July through September 2006:

a. Activities that are believed to be illegal or contrary to Executive order or DOD policy: None.

b. Actions taken regarding such activities: N/A


d. Suggestions for improving the intelligence oversight system: None.

~1~ Thomas J. Dvorak Director, Security and Counterintelligence Directorate

EFF 385




SUBJEC1': Quarterly R~port (October - Dec~mber 2006)

THROUGH: DTRA IG~O}~ llQl07

Reference: (a) Executive Order 12333, December 1981, "United States Intelligence Activities•

(b) DoD Directiv~ 5240.1-R, December 1982, "Procedur~s Governing the Activities of DoD Int~lligence Components that Affect United Stat~s Persons•

The following information is submitt~d for the period October through December 2006:

a. Activities that are believed to be illegal or contrary to EXecutive Order or DOD policy: None.

b. Actions taken regarding euch activities: N/A

c. Significant oversight activiti~s: None.

d. Suggestions fer improving the intelligence oversight system: None.

Director, Security and Counterintelligence Directorate

EFF 386

Oefonse Tllreat Roduotion AGen•::Y 8'725 JoM J. K~t.')l'nart R::}:<:d MSC El201

Ft 13e:~~Cir, '.'A 220fl.l-.5201 OCT o l 2C~7

MEMGP..ANDUH FOR ASSJSTli..NT TO 7HE SECFI.E:TARY OF l)E:FKN'SP: (INTELLIGENCE OVERSICHT)

SUBJECT: Quarterly Report ~July - Sept-e1nb~r 2007)

THP-CUOi-i.; DTRP. IG

Re!erence: (a) Executive Order 12333, Dei;:ember 1981, "United state3 InteLligence ActivitieS"

(b) Oob Directive 52tO.l·R, Decem~r 198~, '1Procedures Gov~:,:-ning the Actl.vit;ie~ of DoD

!nlelligence Compo.n~ts Lhal Affect United St~t.es Pl!!rBOl'lS 11

The iolJowing information is submitted ~or the ~er1od Ju1y thro\.\gh September 2007:

a. Activitiee that are believed to be illegal or e~nCr3ry to Execu~iv~ Ord~r o~ DOD policy: None.

c, Significant ~v~rsigbt activities: None.

d. Sugg~stiona for imp~Qving the ~gtelligenc~ oversight ~Y8t~: None.

Direc:t.or, .Secut·ity and. COI.tnterintelligence Director,g, te

EFF 387

Defense Threat Reduction Agency 8725 John J. Kingman Road. MSC 6201

Fort Belvoir, VA 22060·6201

JAN 0 3 2008

MBMORANDUM FOR ASS!STANT TO THE SECRETARY OF DEFENSE (INTELLIGENCE OVERSIGHT)

SUBJECT: Quarterly Report (October - December 2007)

THROUGH: DTRA 'IG

References: (a) Executive Order 12333, December 1981, 'United States Intelligence Activities"

(b) DoD Directive 5240.1-R, December 1982, 'Procedures Governing tbe Activities of DoD 'Intelligence Components tbat Affect United States Persons"

The following information is submitted for tbe period october through December 2007:

a. ActivitieB tbat are believed to be illegal or contrary to Executive Order tor DOD policy: None



d. Suggestions for improving the i~telligence overs_ight system: None

Director Security and counterintelligence

Directorate

EFF 388


Ft Balvuir, VA 22060-6201

MEMORANDUM FOR ASSISTANT TO THE SECRETARY OF. DEFENSE (INTELLIGENCE OVERSIGHT)

SUBJECT: Quarterly Report (January - March 2007)

THROUGH: DTRA IG

Reference: (a) Executive Order 12333, December 1981, "United State>s Intelligence Activiti.ee''

(b) DoD Directive 5240.1-R, December 1982, "Procedures Governing the Activities of DoD Intelligence Components that Affect United States Persons'1

The following information is submitted for the period January through March 2007:

a. Activities that are believed to be illegal or contrary to Executive Orde~ or DOD policy: None.



d. suggestions for improving the intelligence oversight system: None.

~o-:.1-Directar, Security and Counterintelligence Directorate

EFF 389

Defense Tllreat Reduction Agency 8725 John J. Kingman Road MSC 6201

Ft Belvoir, VA 22060·6201

MEMORANDUM FOR ASSISTANT TO THE SECRETARY OF DEFENSE {INTELLIGENCE OVERSIGHT)

SUBJECT:

THROUGH:

Quarterly Report (April - June 2007)

DTRA IG~ j(o.~-u..trl

Reference: (a) Executive Order 12333, De~ember 1981, ~united

States Intelligence Activities•

(b) DoD Directive 5240.1-R, December 1982, "Procedures Governing the Activities of DoD Intelligence Components that Affect united States Persons"

The following information is submitted for the period April through June 2007:

a. Activitie& that are believed to be illegal or contrary to Bxecutive Order or DOD policy: None.



d. Suggestions for i~roving the intelligence oversight system; None.

~ '"&-Thomas J. Dvorak

Director, security and counterintelligence Directorate

EFF 390

Defense Threat Reduction Agency 8725 John J. Kingman Road, MSC 6201

Fo11 Belvoir, VA 22060-6201

MEMORANDUM FOR ASSISTANT TO THE SECRETk~Y OF DEFENSE (INTELLIGENCE OVERSIGHT)

SUSJECT: Quarterly Repo~t (January - March 2008)

THROUGH: DTRA IG

APR 0 1 2001l

References; (a) Executive Order 12333, December 1981, "United States Intelligence Activities"


The following information is submitted for the period of l January through 31 March 200~:

a. Activities that are believed to be illegal or contrary to Executive Order or DoD policy: None


c. Significant oversight activities: Agency has begun a review of classified counterintelligence-related data bases to verify that collection and maintenance of information is conducted in accordance with IO procedures. Recommend that agency personnel be provided training that clarifies completely the term "United States person" so that they understand that it: refers to not only United States citizens, but also aliens known to be permanent resident aliens ("green card" holders). Agency personnel have raised repeated questions on exactly what is encompassed by the term '~united States Person. n

d. Suggestions for improving the intelligence oversight system: Request that an ATSD-IO Intelligence Oversight briefing be conducted for agency Security and Counterintelligence personnel. Although on-line training provides convenient refresher training, it is important to bring together agency Security and Counterintelligence personnel in an "all hands"

EFF 391

•

APR 0 1 ZOGB

setting for perio~ic IO briefings from IO experts qualified to answer questions and address any related concerns.

e. Descriptions of intelligence, counterintelligence, and intelligence-related activities that violate law, regulation, or policy substantiated during the quarter, as well as any actions ta~en as a result of the violations: None

f. Intelligence oversight inspections conducted and the results or trends from those inspections, None

• Questionable intelligence activities: N/A

• Familiarity of personnel with intelligence oversight requirements : N I A

• Adequacy of organization intelligence oversight training programs, oversight structure, and processes: N/A

g. Substantive agency-level changes to the Intelligence Oversight programs, including changes to supporting training programs, and the reason for the changes, with a copy of the directive or policy that directs the change: None

h. Agency-level changes to published directives or policies related to counterintelligence, or intelligence-related activities and the reason for the changes, with a copy of the directive or policy attached: None

~-J~'-Thomas J. Dvorak Director, Security and Counterintelligence Directorate

2

EFF 392

GC~20022094

NATIONAL IMAGERY AND MAPPING AGENCY .WOO &ANU...- AUA.g

ttmciDA.II.un'UHIJ 2011J.UIO)

8 february 200<1

MEMORANDUM FOR ASSISTANT TO THE SECRETARY OF DEFENSE, INTELLIGENCE OVERSIGHT

SUBJECT: NIMA 01-4: National Imagery and Mapping Agency (WI~A) Quarterly Intelligence Oversight (IO)

Report for 1 October 2001 Th~ough 31 December 2001

1. This report constitutes a joint repo~t of the lUMA Office u£ General Counsel (OGC) and Office of Inspector General (OIG) .

2. Reportable Activities. No reportable activities were identifie~ Eo~ the fourth quarter reporting period.

3. Other signific .. nt. Intelligence o.'ii!'ilrsight:-·-Adtivit~es: . ,dlf~ -- r~r

a. NIMA OIG conducted no IO inepect~ons in las·~~arter of CY 2001 because ot·a major NTMA reorganization; however, an aggressive TO inspection effort for CY 2002 will commence in February 4002. Additionally, MIMA OIG provided NIMA OGC, the Agency ro Prog~am Manager, with an assessment of the ~0 program based ~pon the results of the ID inspections conducted during FY 2001.

b. During the quarter, NI~ OGC worked on improvements to its computer-based Intelligence oversi~ht training on the NIMA Secret Collateral Enterprise Syatem (SCEN) . Articles on Int~lligence Oversight were published in both the Agency's internal info~tion publication, the "Edge,• and in the OGC'6 own :public<~tion, ''Leg01.Lines," :for NI.W. Il'IO.nagers and supervisors.

4. The point of contact for this report is Mr. Carl Wilbur, Associate General Counsel, Imagery and Intelligence Policy Law, (301) 227-4154, fax (3Gl) 221-2035.

~ ~·C~-._ .... ANDREW H. DERANGER I Actino General Counsel

EFF

GC-20014694

NATIONAL IMAGS:RY AND MAPPING AGENCY "lOG SANO.IMJIII: MOAD

K""KICIAoii.AH'(U.HOo IOit~r!illciS

12 June 2001

MEMORANDUM fOR ASSISTA~! TO THE SECRETARY OF DEFENSE, INTELLIGENCE OVERSIGHT

SUBJECT: NIMA 01-1: National Imagery and Mapping Agency (NIMh) Quarterly Intelligence Oversight Report for 1 January 2001 Through 31 March 2001

1. This report constitute$ a joint report of the NIMA General Counsel and the Inspector General.

2. Reportable Activities .. ·No reportable activities were identified for the first quarter reporting period.

3. Other si9nificant Intelligence oversight Activities:

a. The Agency's 12333 committee met twice during the reporting period. No incidents requiring reporting were identified

b. During the quarter, NIMA IG conducted six ove~sight inspections. The inspections disclosed no violations of intelligence oversight regulations. Although the interviewed <:>mployees displayed limited knowledge of the specific provisions of DoD 5240.1-R, they were knowledgeable of ~nd used an internal NIMA procedure designed to preclude unlawfut collection of information against U.S. persons.

4, The point of contact far this report is James Harris, Deputy General Counsel for Intelligence, {301] 227-2692, fax (3011 227-2035.

~-~ General \J~~J:P

EFF 394

26 July 2001

GC-20015490 ·'


SUBJECT; NlMA 01-2: National Imagery and Mapping Agency (NIMA) Quarterly Intelligence Oversight Report for 1 April 20Q1 ThrQ~gh 30 J~ne 2001

.•· 1. This report constitutes a joint report of the NIMA General Counsel and the Inspector General.

2. Reportable Activities. No reportable activities were identified for the second quarter reporting period.

3. Other significant Intelligence Oversight Activities:

a. The Agency's 12333 committee met once during the reporting period. No incidents requiring reporting were identified

b. DUring the quarter, NIMA IG continued conducting IO inspections. The inspections disclosed no violations of IO regulations by the inspected NIMA elements.

4. The point of contact for this report is carl Wilbur, ~ssociate General Counsel, (3Gl) 227-4154, f~x (301) 227-2035.

EFF 395

GC-2 002 3227

NATIONAL IMAGERY AND MAPPING AGENCY 411» &A~G.....O~I f'OAil

BrniE:IoDA.IIAR'IUND 2C111.1MJCJ:I

15 April 2002


SUBJECT: NIMA 02-1: National Imagery and Mapping Agency (~MAl ~~rterly Intelligence Oversight {101 Repo~t for 1 January 2002 Through 31 March 200~

1. This report constitutes a joint report of the NIMA Office of General counsel !OGC) and the Office of Inspector General (OIGI.

2. Reportable Activities. No r~portable activities were .identified for the first quarter rep~rting period.

3. Other significant Intelligence OVersight Activities:

NIMA IG commenced its IO·inspecticn program for 2002 during the quarter. The inspection~ continue to use a combination of interviews and file reviews. The interviews use a revised questionnaire that more closely ~ocuses on employee knowledge of 10 collection, retention and dissemination rules, and their reporting responsibilicies. Inspections to date disclose no IO violations.

4. The point of contact for this report is Mr. carl Wilbur, Associate Gene~al Counsel, Imagery and Intelligence Policy Law, (301) 227-4154, fax (301) 227-2035.

~KJ~Qy General Cou!:~~ ~

cc; NIMA (SI)

EFF 39B

. . '

OGC-20053800

f\IATIONAI. GEOSPATIAL-INTELLIGENCE AGENCY 4t00 $anilarnore Raad

Bot~es<la, M•rl!lond :1!381&-5003

FEB 2 S 21QJ

MEMORANDUM FOR THE ASSISTANT TO THE SECRETARY OF DI!:FENSE IINTELL!CENCE OVERSIGHT)

SUBJECT: NGA 0 5-4: Natiot<al Geospatial7 Intelligence Agency (NGA) Quarterly Intelligence Oversight Report for 1 octooer 2005 through 31 D~cember :2005

l. This report constitutes a joint report of the NG~ Office of Gene~al Counsel (OGC) and the Office of Inspector General (OlG) tor the fourth calendar quarter of 2005.

2. Reportable Activities. There were no illegal intelligence activ~ties .noted during this reporting period. See item 3.a(2), below, regarding an update ):o .. an IG Complai!1t of a que!'tionable act:i, vi ty. . . .

' ...

a:.: T11e :~GA Oftia.:i ~f. 1Il~pector General 'rMcil compl¢ted three ~0. ~nspectione this quart$i: .The inspections were conducted <Lt NGA faci:ui:.ies in the"Washington, D.~.·,:. an9. St. Louis, MO ar~.jl-:. 'I'~is ·broug~t the. c(;'toil. nil~h 'of ;i,mipecticna conductecl far.' FY05 'to 30. None ot th~ inspections identified 10 violation~ or quest~onable actiyities.

b. Ouring the quarter, the NGA OIG closed investigative case no. 05-037 regar~ing a questionable activity " the collection and uses of personal infor~tidn regarding nonGovernment employees ~ho were u.s. persons, in an NGA database usee'! to document OCONUS travel by NGA personnel. The OIG inquiry determi~ed that the d~tabaSQ was originated by the NGA counterinteihgenc~. component' in keep~ng with .. d:i.fect;ives . · requiring personnel with s~t-level.sec!lrity ciearan·ces t<=>report foreign travel. Ho~ever, t)le ·database also solicited employees to provid~ the names and addreeses of travel companions·, l))any af wnom were not Government or contractor employees. Further, the information was so~jcited for both official and unofficial tr<tvel .' The inqui:~:y also add:ress~d issues of .. compliance with Privacy Aet requirements for registering the database as a system of records, and the appropriateness of collecting and r"'taining such information. OIG forwarded the inquiry results

EFF 397

OGC-.20053900

SUBJECT; NGA 05~4: National Geospatial-Intelligence Agency (NGA) Quarterly Intelligence Oversight Report for 1 OCtober 2005 through 31 December 2005

to. the Office of General Counsel to determine, per !'rocedure '15, !JoD 5240.1-R, ;~s to whether, "the activity is legal and consistent with applicable policy." The database OPR has expunged the information regarding·non-Government, IJ.S. persons from the database, and actions were taken to comply with Privacy Act provisions.

c. OGC revie~ed both the IO portion and Privacy Act portions of the OIG lnquiry (Case No. 03-057). OGC could not determine whether an IO violation actually. occurred due to a lack o~ factual information in the Inquiry Repo~t. OGC responded back to the OIG Inquiry Report on December 30, 2005, requesting OIG submit a supplemental factual report.

4. Suggestions for IO Process Improvements.

a. ATSD(IO) Awards. Request ATSD(IO} establiSh an awards program for the overall improvement of intelligence oversight within DoD, similar to awards prograro$ with the Acquisition and Inspector General divisions. Such an awards program could incl~de: awards for the best overall program, most improved program, beat training initiatives, best awareness initiatives, or beet new program suggestion.

b. A~rareness Items. Req\lest ATSD(IO) clevelop and directly provide IO Awareness Items to'agencies and organizations. such items woul<:l include' posters, 'cards, writi'ng inst.rumente (pens/pencils!, lanyarde, pads, cups/mugs, bags, etc. As an alternative, request ATSD(IO) provide the contract vehicle through which agencies and organizations can obtain approved Awareness Items.

c. Funding assist~nce. hgenciea and organi~ations are nat directly appropriated funds for the development, maint~nance, and improvement of intelligence oversight programs or activities, whe~eas ATSD(IO) is. NGA suggests ATSD(IO) seriously consider increasing ite annual budgetary submissions to DaD with a specific item {or program assistance to other organizations {or this purpose.

EFF 398

... ; . I .•"

OGC-20053800

SUBJECT: ~GA 05-4: National Geospatial-intelligcnce Agency (NGA) Quarterly Intelligence Oversight Report for 1 October 2005 tbrou~h 31 December 2005

d.· Contractor assist'lnce. Re<;~uest ATSD (.IO) utilh.:e its contracto• support to provide program development assistance to other Agencies ahd organiz~):ions. Aeeistance could be provided in developing training materiais, awareness items, or policies/procedures.

5. The point of contact for this report is Mr. Terry Monroe, Associate General Counsel, Mission and International Law, [301) 227-4554, fax (301) 227-2035.

General counsel

c.c:: NGA/OIG

EFF 399

OCT-n ·2Bil5 12: 30 F • om:

OGC-20053799

To:?B3275659e

NATIONAL GEOSPATIAL·INTELLIGENCE AGENCY -Son--Road

-ocM,. lllarybond 2lle16-SOOS

MeMORANDUM POR T.RE AsSISTANT TO THE SECRETARY OF DEFENSE ( INTBt.LIGENCE OVERSIGHT]

NGA 05-2• National Geospatial-Intelligence ~gency INGA) Quarterly Intelligence Oversight(IOl Report for 1 April 2005 Through JO J~ne 2005

1. This report constitutes a joint report of the NGA Offi~e of General Coun•el IOGC) and tne Office of Inspector General <OIGl for the eecond cal~odar quarter of 2005.

2. Reportable Activities. The~e were no illegal intelligence activities noted durin9 thi~ reporting pariod. See item 3.a(2), below regarding an update to an IG complaint ot a questionable ac:tivH.y.

3. Other si9nificant Intelligence Oversight Activities:

a.. Inspece1ons.

(l) The NGA Office of Inspeccor General (OIG) conducted seven 10 i~speetion~ thi~ qua~ter. The inspections were conducted at NGA facilities in the washington, DC, and St. Louis, MO, are~s- The inspec~ions disclosed no evidence of IO violations.

(2) D~ring the q~a~~e•, the NGA OlG continued work on ~aa~ no. OJ-057 pertaining to a complaint regarding the collection, and uses, of pe~sonal info~~~ion in an NGA database used to documenL foreign and OCONUS travel by NGA personnel. The initial response to OIG interrogatories to the NGA counterin~elligence unit cited DCID 1/20 and DoD 5105.21-M-1 as the authority fer capturing info~mation re~arding t~avel Py employees with SCI clearancea. The response requires additional OIG inquiry before referring the matter to OGC for determination aa to whether a violation of IO regul~tions has occurred. OIG, in concert with NGA OGC, will review the responses and determine what additional action is ~eq~ired, and if a violation of IO regulations has occurred.

EFF 400

OCT-17-2005 12:38 From: r.,:"71'1327S6SS0

ooc-2oos:n~s

SUSJ~CT: NGA 05-2: National Geospatial-Intelligenee Agency (NGA) Quarterly Intelligen·ce Oversight (IOJ Report fQr 1 April 2005 Through 30 June 2005

b. IO Training. During this reporting period:

(1) Agency-wide Training Statistics: 1

course :ilnd Qtr• C't'OS' Prev. Yr. • \WF• Initial Trngb 727 9S7 1670 26.2 Rofresher Trng' 1435 2177 o;367 38.3

(a) Bfforte are underway ~a repla~e all eurrent online, compute~-oased (CiT} training programs (cu~rently, four Bfi'parate CB'l'a) with a single C'BT. The 3-dimeneional concept is to provide (1) targeted training for categories of employees, (2) multi-level training for depth of knowledge, and (3) area ~raining. for more instruetion in particular areas (e.g., collection. dissemination. technique3, r~porting, ~tc.)

(b) During thi9 quarter, OGC conducted three, instructor-led IO Offic~r training &~&~ion• in April and June. The training sessions are open to anyone, but are primarily to teach new 10 Officers the tools and resources available to them. and how to Ferform thei• d~ties and responsibilities. The remaining CY05 schedule is:

Se9.sion Date Time Location Room 1#:<0 August 9/10 Sam-Noon Bethesda, 1#21 Auqus:t: 23/24 sam-Noon st. r.ouis, #22 October 4/'S sam-Noon :Bet:hesda, #23 october lB/1.9 Sam-Noon St. Louis, OGC-:20D5379B

' Doc• not indll(!.. ~ oo.Eido<rod during New Empl")'ce Oricntati<m. 2 2nd QWnl..- -April ht !a ltrne 30th, 200S. ' CYD5 = tr:tining o:ond...:~o:d •in.&:<: lHnuaJY 1, 2~05. • l'revioll.S Yeac ~July 1. Z004to 1uno 30, 200S.

MO 178 Ex-skine Hall MO lCLarge, Bldg.3Ei

MD 2 78 Erskine Hall M.O l.CLarr,re, nldg. JEi

' Ptrc..,111gc <>fWorl:fi>r>:e ITaincd over pro:•io"4S 12 l'l10f1tM (ba.R:.t upon pllllllc figure of 14,000 ~mplu~c<sj. ' lnili~IIQ Tl .. i4i<lg, 'P""'i~cd ••.., rmlin•. CQ"'P~I.,.·bost<l b:ai,.;.ng (CBT}prugi3111, cDRSi•ring of a rninim:.ltOslid<: biitHng J'"l•k1laa. Credit for <><>mpltlion ~f d\c anlll)al i q1cllig<bi:C oversig.hr familia...W.Iill12 ""!~i~t if ~ivea me C""'!'!ttinn of citheT the lojQal Ot the Re~1brr [0 CBT.

EWfr<'•bor ro Tralala&. pr~vided u m online, computcr-bot!ICd ~ni.DiJijl: (CBij J>TD!;I'lm, consioting of a. Credir for compl eo don ~r the: .aDllllll iDleD igence ov~tsi,Sht !rimiliarizariaD I;:qWrement is s,iv<CO for complution af ciEhcr r:hcl.ait;.J o< lhc R.&osltor 10 Cln'.

2 EFF 401

DCT-17·2005 12:31 F~om: Tc:7e3275659e P.4'4

SUBJECT: NGA 05"2: Natio~al Geospatial-Intelligence Agency (NGA) Quarterly Intelligence OVersight(IO) Report to~ l April 2005 Th~ough 30 June 2005

(2) Online, lnitial and Refresher, computer-based training (CBT) was available to ~ll e~loyeee, via clagsified and unclassified networks. Agency Directorates and Offiees report near lOO% employee tamiliarizaeion training. However, OIG inspection survey results still indicote eome deficiencies in employee co~prehension and retention ot the training infcrmation.

4. Suggestions for IO Process Improvements. No ne~ suggestions for this reporting period.

5. the point of contact for this report is Mr. Te~ry Mon~oe,

Associate General Counsel, Mission and International Law, (301) ~27-4SS4, tax 1301) 227-2035.

---rfuml':) w. w~ ~OBBRT L. DEITZ

Acting General Counsel

cc: NGA/OIG

3 EFF 402

OGC-20053799

NATIONAL GEOSPATIAL·INTELLIGENCE AGENCY 4600 S..ng.amoro Flo•d

Bot~10do, Maryland 20816-6003 MDV 0 1 ZOOl

MEMORANDUM FOR THE ASSISTANT TO THE SECRETARY OF DEFENSE (INTELLIGENCE OVERSIGHTf

SUBJECT: NGA 05-3: National Geospatial-Intelligence Agency (~GA) Quarterly Intelligence Oversight(IO) Report for 1 July 2005 Through 30 September 2005

1. This report constitutes a joint report of the NGA Office of General Counsel (OGC) and the Office of Inspector General (OIG) for the third calendar quarter of 2005.

2. Reportable Activities. There were no illegal intelligence activities noted during this reporting period. See item 3.a(2), below, regarding an update to an IG Complaint of a questionable activity.

3. other eignificant Intelligence oversight Activities~

a. Inspections.

( 1) Th<!! NGA office ot: Inspector Ge11eral ·(OIG) completed seven IO inspections thi!? quarter, including one of the'NGA. Execvtive CommitteJ l;itaff. ·The inspections were condilcted at NGA facilities in the Washington, D.C area and a classified location. This brought the total number of inspections conducted for FYOS to 27. None of the inapections identified IO violations or questionable activities .

• '. . (2} During the quarter, the NGA OIG continued work Od

Case No. 03·05' pertaining to a Damplaint regarding the collection and uses of personal information in an NGA database used to document fpreign and OCONUS travel by NGA personnel. The inquiry <;lete;qnined that 'the· database was justified under Director of Ce:otral JntelligEmce. Directives '(OCID). and DoD requirements to monitor travel of per~onnel with SCI. clearances. However, the database also contained names and addresses of nonNGA or Federal personnel and eucb information was retrievable.

···.

EFF

.,

403

OGC-20053799

SUBJECT: NGA 05-3: Natiortal Geospatial-Intelligence Agency (NGA) Quarterly Intellig~nce Oversight(IOJ Report for 1 July 200~ Through 30 September 2005

b. IO Training.

(1) Agency-wide Training Statistics: 1

Course 1st Qtr 2nd Qtr 3rd Qtr' CYOS' Last12•

Initial Trng" .260 T27 31 lOl.B 234B

_R,efresher Trng_' 742 1435 1585 3762 5593

%WF>

16. Tl 39.95

roo Trng (Inst.) 8 2ll 2 38 38 ------'-- N/A

(a) Efforts are underway to replace all current online, computer-based (CBT) training programs (currently, four separate CBTs) with a single CBT. The 3-dimeneional concept is to provide (1) targeted training fo~ ~ae~gories of employees, (2) multi-level training for depth of knowledge, and (3) area training, for more instruction in particular areas (e.g., collection, dissemination, techniques, reporting, etc.)

(b] During thia quarter, OGC conducted one, instructor-led IO Officer trainins aession {including two STATE Departmen~ IG employees) . The training sessions are open to ~nyone, but ArB primarily to teach new ro Officers the tools and resources available to them, and how to perform their ducies and responsibilities. OGC has trained a total of 38 persons for CYOS, and 147 persons since the course began in 2004. Due to budgetary and resource considera~ions, the remaining CYOS tl:"aining session~ .. (fos; A.ugl.lst and October] were cancelled. Currently, there-are no plans for rescheduled sessiona.

' D""" not im:lude tr.ming coodU&te~ duriJ18 New Employee Orientatinn. 2 3rd Quarter= July lsi to Seplombe:r JOth, 2005. ' CYOS =training oonducted •in"" J.,uory 1, 2005. 4 Lastl2 =La«.t 12 mooth.s: Ootobo< 1. 2004 to Sep~mber 30, 200>. ' Percenl>lge of Workfora: tra±ntd o•a previous 12 !llOGtl~ (bated upon JlU\>llc fisUJe of 14,000 "''lploy<c~). ' !aitial !0 Tr-aining, provided •• .., <>nlill<, Gomp-r-bascd traiiUn.g (CBT) program, oom;ism ~fa rnillirn•l 10-•!ide briefmg pacbgc. Credit for completion of lh.: annual intelligence oversight familiarization requirement is given far completion <>f either the Initial or the Refresher !0 CBT. 1 Refi:esher 10 Training, p:oovidcd as an online, COITltJUtei-based training (CDT) prognuu, consists: of rwo fact-b:::ased •re~o.rias, ~cb asking !bur basic QliOStiom; about 10: te<:Dgnition of an 10 iosue, pe!]>etl:ltor of the 10 i$su•. app]icalioll of propel" procedures, and repo-rtina of the 10 iuuc. Cn:d1t for completion Difthc aanual mtr:l1ig~mce oversight familiarization requirement i< gwen f.,- Wllll'lttion of 011her lhe !nitta! or th• Rem•bcr 10 CBT

2

EFf 404

•

OGC-.2005379"

SUBJECT: NGA 05-3: National Geospatial-Intelligence Agen~ (NGA) Quarterly Intelligence Oversight(IO) Report for 1 July 2005 Through 30 September ~005

in developing training materials, awareness items, or policies/procedu~es.

5. The point o~ contact for this report is Mr. Terry Monroe, Associate General Counsel, Mission and International Law, (301) 227-4554, fax (301) 227-2035.

~~!ft~. -In ROBERT ~DEITZ Acting General Counsel

CC:

NGA/OIG

4 EFF 405

S-090-06/0IO

TO OSA, AUB, CAN, GBR, NZL//20291123 GEOSPATIAL·INTEWGENCE AGENCY

_,lftpntON-801lttocl-. Mol'jl- 201U-ll0113

APA 2 7 ..:106

MEMORANDOM PCR THE ASSISTANt ~0 THE SECRErARY OF DRFENSE (INT.ELLIGENCB OVERSJGETJ

SIUB.:IECT:

REPERl!NCE:

National Geo~atial- Intelligence Agency (~GA), Office of che Inepectcr aeneral (OJGJ, Quarterly Intelligence Oversigbt (IO) Report !or 1 January 2006 through 31 March 2006

DOD R~ulation 52~0.1-R, ProccdureA Governir.g the Aetivitiea of COD Intelligence Components that Affect United States Persons, DeceMber 1!182.

l. (U) In accordance with the refere~ce, the NGA OIG submits the folloNing 10 quarterly report.

2. !Ul During this reporting period, the NGA OIG cond~cted a total of five IO inspections. Inmpections were conducted of the follo~ing or~aaizations•

• National Geospatial Intelligence College (HOND), Fore B~>lvoir

• lilationa! Geospatial Intelliget1ce College (HONG), St. Louis Missouri

• Office ~f Americas Homeland Seeuri~y Djviaion (PMT~). Arnold Misaouri

• ar1d -~-· ... ~-.. --·~ -- (o)t3)-.P.L. 86-36

• Cigital Imagery Operationo Bran~h. the Operations ~igeE. Team, and the ~recision Imagery operations Team (EDIAB, BDIAC, and EDIAA), Bolling Alr Perce Base.

The inspection& disclosed no evidence of IO violation~.

3. (U) Agency Directorates and Offices inspected by CIG personnel ~eported near lOOt employee fami liari2ation training. However, OIC inep~>ction and survey results still indicated some defic1encies in employee comprehension and retention of tbe training information.

EFF 406

..

~SIIJ-'tkfifi1,_-_-_-_-_--:_-_-_~_Jfit£I. TO tlSA, AtJS, CAN, GI!R1 HZL//2:12511121

s- 0!10- 06/0rG

stmJ.&CT·. National Gecspatial- !ntelligen~e Agency INGAI 1 Office

!l>lfll> P .L 8&38 ' -.

of the Inspector General (OlG), ~arterly Intellisence. Oversight (IO) Report to-r 1 January 2006 through 31 /~!g~sousc4CG March 200 6 'lb){!).P.l ea-30

1 ' ·:. 4. l

l

/ I

I /

/

I'

m.c&v.~ rre.• ~~/C&2M 1-S1 t•e•d, ~OG.lUI

I , /

, I I (

I . I

I

. I

, /

II /

I

/ /

I I

/

I I

/ , /

I /

I

(b)(.l~P L 811·:!8

TO USA, AUS. CAN. GBR, NZL//2C291123

EFF 407

~jitJI~SPlfl'fi~,.-:_-:_-:_-:_-:_-:_-:_-:_jiRm. TO USA, AUS, CAN, GBit, HZI.//20291123

9 - 090 - 06/0IG

SUBJSCT: National Geospatial- Intelligence Agency (NGA), Offic e of tbe Inspec t o r General (OIG), ~~ar~erly Intelligence Oversigh~ {IO) Report for 1 January 2006 throUgh )~ Marcb .:1006"

!b)( I) ~13)-".l 81i-36

4. (U) The point of contact fo.r this matter is David L. Payne, O!GE, telephone lOl-2 27-7517.

~l••d .rr~. Jl&l./ e!I.D' l.·!o.l C•~•• • JQG4 U~ :II lla.!J.-lfy o •• ~:n

~~YLE The Inspeet~r General

Jj fi iu:•, TO USA, AUS, CAR, QBR, NZL//20l9:U H

EfF 408

Ali§. 2. 2006 2: 18PM

U-058-06/0GM

OGM NO. 340 ~CX.ASSIFIED/;'.11 I lfFP nzer IZUS

NATIONAL GEOSPATJAL-INTELLIGENCE AGENCY --g--Bollho&da. Motyl.ond 211&111-500):;

MF.MORANDIJM FOR ASSJ:STMT TO THE SECRETARY OF DEFENS&:; [INTELLIGENCE OVERSIGHT}

P. 2

SUBJECT: National Geospatial-lntelligence Agency Quarterly Intelliqence oversight Report for l April through 30 June 2006

1. The Office of Geoepatial Intelligence Manag~ent (OGMJ is the A~ency's newly designated Intelligence Oversight (IOJ Program Management Office. OGM wo~ks in pa~tne~ship with the O£fice of tbe Inepector General (OIG) and the Office of the General Counsel (OGC) to administer the Agency's IO Program.

2. This report constitutes a consolidated NGA report for the second quarter of Calendar Year 2006. This report tollows-up on the inquiry previously reported.in the 2~ April 2006 NGA Quarterly IO ~eport for 1 January through 31 Maxch 2006.

3. Reportable ~ctivi~ies: The~e were no illegal or questionable intelligence ac~ivities noted during this reportinq period.

4. Other Significant IO Activ.iti.&$;.

a. the DIG completed fou~ IO inspe~tiona during this repo~ting period. The inspections were conducted at NGA locations in the Nashinqton, D.C., Colorado Springs, co, and St. Louis, MO areas. The inspections disclosed no evidence of IO violations or questionable intelli9ence activities.

b. The OIG completed the inquiry noted in paragraph 2. The inquiry into the NSA OIG complaint that an NGA employee was unauthorized to download a high ~olume of NSA databa~e infozmation found that no lO.violation or questionable intelligence activity occurred.

i. The NGA OGC reviewed the OJ:G ~eport and dete~ined that the NGA amp~oy•• actions w~re not illeqal and

mrct.UsinED 1 ;~'rr•t•II&JI&Jia .. a••z•llllllaiiii&IIL•a .... , .....

EFF 409

.AUG. 2 2005 NO. 340 P. 3 . ·.

i:.l-058-06/0GM

SUBJECT: National Geospatial-Intelligence Agenc~ Quarterly IntelligencE Oversight Report for l April through 30 June 2006

did not contravene 10 policies and procedures. The OGC further recommended that no disciplinary action be taken a~ainst th~ employee.

ii. Copies of the OIG repo~t and the OGC opinion were provided to the NSA OIG and the NGA employee's senior management chain.

5. Suggestions for ATSD IO Process Improvements,

a- Recommend ATSD IO update its DoD-wide training CD, "Intelli9enee OVeJ:sight Awa=nea.!l Training," to incorporate currency o£ developments since the CD's release in 2000. OoD Componen~ IO-related activities have oeen i~p~cted by events since its issuance to include September 11, 2001, the Intelligence ~eform and Terrorism Prevention Act of ~004, and others.

b. Recammend ATSD IO consider the addition of three new features to ATSD IO websites: The A~SD !0 annual inspection/staff assistance viSit sChedule; periodic feedback on tho~e inspections.or visits; and ~blogu space to allow real-time information- or problem-sha~ing among the Deb Components on IOrel~ted matters. ~nese new features woul~ help to expand DoD component awareness and capitalize on lessons learned i~pacting Intelligence OVersight activities.

6. The point of contact for this report is Ms, Lorraine Gaynor, ~olicy and CQstomer Outreach Division, (7031 735-3924.

1:-THOMAS Directc of Geoapatial

Intel ~~~~ Manaqemen~

2 OHCLASSrFrEDI•'ss .... n•75 ...... ~u~s•z~~s..-u

EFF 410

~CLASSIFX~D/._ ................ .. NAllONAL GEOSPATJAL-lNTELLIG!iNCE AGENCY

tJ-078-05/0G!'I

4EDU San-11! R"-.1

--· ilaryland 2CIIti-SDOa

1 II OCT :iDJil

KEMORANOUM FOR ASSlS!'lUIT 1'0 THE SECRE"TAAY OF D&l!l:NSE (fNT&L~IGENC~ OVERSIGH~)

S!JBJEC:l': National Geospatial-Intelligence Agency QuarterLy Intelligence Dver~iqht Repor~ for 1 JQly through 30 Sep~enJber 2006

1. ~he Office of Geo,p&tial Intelligence Management (OGM) i$ tbe Na~ional Geospatial-Inte11!genee Agency (NGA) Intel:iqence oversight tiOi ~rog~am Han•qement Office. QGM works in partnersh~p vith the ofriee of the Inspector General lOIG) and tne Offi~e of the General tounsel to administer the Age~cy's IO Program.

2. ~his report constitutes a consolidated NGh report for the t~ird quarter of Calendar Yeat 2006. There were no illegal or questicnable int~lliqe~ce activities noted dur~~g tn15 £eporting period.

3. Oth@r Significant IO Act~vities'

a. The·01G completed thirteen 1131 to inspections thi5 quarter. The in•paetions ware conducted at N~ locations in the Washir.gton, D.C., St. ~ouis, MO, and White sands, NM areas. The inspections disclosed no evi~ence of.IO violations. or questionable intelliqence ~ctivities.

~. Ne continue to update the Agency's lO websitas and improve employee acces~ to relavint guid•nce and reference ~terials. NGA's implementing IO instruction is now under review to en3ure currency and in~crporate ~mprov•d bUsine$$ processes and proce~~res. We anticipate completion of this re~ie~ and r•vision of the IO instruction by early 2007.

4. The point of contact for thls report ia Ks. Lorraine ~y~o~, Policy ~nd cu~to~er cutreacn Divi~ion, {7031 735-3924.

ec: TlG (~r. Usowski) ~;c: (!4$. Jly«nl

of Geospzu:ia 1 Intelligence Manage~nt

UNCLASSIF~•nt~;'zz.zz.•t ............ IFIZ..l?.IFF .. .

EFF 411

U-006-07/0GM

UNCLASSIFIEO/'P?F IFFIII 118 I., NATIONAL GEOSPATIAL·INTELLIGENCE AGENCY

<4$00 Sangamor1 AOI'd 881haoda, Maryland 20a1~o0113


SUEJEC'f: (U) National Geospatial-Intelligence Agency Annual Intelligence oversight Report for l January to 31 Dec~mber 2005

1. IUl The Office of Geospatial Intelligence Management (OGM) is the National Ceospatlal-Intelligence Agency (NGA) !ntelligence oversight (IOJ Program Management Office. OGM works in partQership with the Office of the General Counsel to obtain legal interpretation of laws and regulations pertaining to the Agency's· IO Prcgram; and ·th!'! OUic<i1 of lnspector General (OIGJ to provide ~versight of the Agenc;y' s io program.

2. (U IS I Purs1.1<1.nt to Office of the Assistant to the Secretary of Defense Memorandum, Annual Intelligence Oversight Report ~o Congress, 8 December 2Q06, this memorandum· constitutes the consolidated ~~.report Lor .calendar Year iC~) Z006, to. include the-1" quarter of Fiscal Year (FY) 2007. ·No Ulegal or questionable intelligence activities were. noted during this reporting period. ·· . ·

3. IUl Other Significant IO Activities,

a. IU The DIG complet~d 22 IO inspections during CY 2006. The inspections were conducted in the washington, DC; St. Louis, MO; Colorado Springs, CO; and White sands, NM, areas. The inspections disclosed no IO violations or questionable activities. Personnel interviewed during the inspections were generally familiar with the IO reporting requirements and procedures and ~ith the -training resources available to them. There were no inspections conducted during first quarter FY 2007.

b. (U TUF 1 The OIG is enhancing its Intelligence oversight inspections to provid~ more comprehensive analyses ana results to the NGA Senior Leadership and other appropriate stakeholders; and therefore,. bas plans. to con~uct IO Inspections beginning, 2nd Qu<'rter. FY 2007. We continu!'! to upd01te the Agen~y·s IO

'UIQCLASSIP'J:BD/1 !It ¢ at•r I •• It lF EFF 4i2

•. UNCLASSXFIBD/'Ft• ?VPTS?J tiS Cid&l

U-008-07/0GM

SUBJECT: (UJ National Geospatial-Intelligence Agency Annual Intelligence Oversight Report for 1 January to 31 December 2006

websites and improve employee access to relevant ~idance and reference materials. NGA's implementing IO instruction is now under review to ensure currency and incorporate improved business processes and procedures. We anticipate completion of this ~eview and revision of the IO instruction by spring 20Q7.

c. (U/ 2 0 I There were no col\'U'n;;md level changes to publisbed v directives or policies concerning intelligence, counterintelligence or intelligence-related ~ctivities made during this reporting period.

4. (UJ The point of contact for this report is Ms. Danielle Paolucci, Policy and customer Out•eacb Division, (703) ?35-2261.

<:!C:

IG (Mr. Osowski) GC (Ms, Ryan)

2

THOMAS SON Dix-ect"o Geospatial

Intelligence Management

·~· ~

' '

UNCLASSXFXED/~/ ... 1~·· .. ~ ... &~2~£ .... 1.5 .. '

EFF 413

NATIONAL G!OSF'ATIAL-INTELLIGENCE AGE.NCY 410(1 Slnr;1mere AGad

8o1hosd&. r~o.ytand 20816400,

U-100-07/0GM 30 N~:~vember 2007

MEMORANDUM FOR ASSISTANT TO THE SECRETARY OF DEFENSE (INTELLIGENCE OVERS,GHT}

SUBJECT: National Geospatial-lntelligence Agency Ol.larterly Intelligence Oversight Report for 1 Jl.lly to 30 September 2007

1. (U/:IPIL I) The Office of Geospatial intelligence Management (OGM) is the National Geospatial-lntelllgence Agency (NGA) Intelligence OVersight (10) Program Management Office. OGM 'tiiiOrka in partnership with the Office of the Inspector General (OiG) and the Office of the General Counsel (OGC) to administer the Agency's 10 Program.

2. {UI!ISQ' Iii This report c~:>nstltutes a consolidated NGA report for the third quarter of Calendar Year 2007. There were flO illegal or questionable Intelligence activities noted during this reporting perk.lli.

3. (UI.'FI dl) Other SigniflcanliO Activities:

a. (U/mi' 'it The OIG completed 71ntelligence OVersight (10) inspectio('IS during this reporting period. The inspections were oase<:l on asseNments of three key areas- mls.sion relevance to 10, empiOYiite training, arrd employee awarelless. The inspections were conducted in Washington, DC; Miami, FL; and St. Louis, MO. The inspection$ disclosed no 10 violatiOn$ or questionable activities. The res1.1lts of the 10 inspections di$Closed that personnel interviewed during the inspections were familiar with the 10 reporting requirements and procedures. and that 10 training had been completee as reQuired.

b. (Uft'FIIII) The Agency's 10 websites continue to be updatec:l to improve employee aceess to relevant gl.lidan~ and reference materials. Final revision and review of NGA's implementing 10 instruction to ensure corre!'ley and incorporate improved bl.lsiness processes and procedures is nearing completion.

c. {UIIPil 'II There were no command level changes to published directives or policies concerning intemgence, counterintelligence or intelligiitm;:e-related activities me de during this reporting period.

UNCLASSIFIED.Uflll IFFI&I 'Jis Wll lUI!: EFF 414

,

U·100.07/0GM

MEMORANDUM FOR ASSISTANT TO THESECRETARV OF DEFENSE (INTELLIGENCE OVERSIGHT)

4. (UiTI U It The points of contact for this report are Pamela Stephens. (703)735-2283 and Hany (Terry) Dawson. (703) 735·2286, Policy and Customer Outreach Division, OMGC.

cc: OIG (Or. Usowski) OGC (Ms. Ryan)

~( ~'· jL MARY M. IRVIN

Director, Office of Geospatial Intelligence Management

UNCLASSIFIEDIJPIR !PPIIh'lls: Ull!! Ill~:" EFF 415

NATIONAL GEOSPATIAL·INTEL!.IGENCE AGENCY

NG~-U-2007-4018

4600 S.llSJ•'"~nil: Road B•IIMI!Ia, Mll,.,.ahd 20816·5003

29 Janusry 2008

MEMO~DUM FOR ASSISTANT TO THE SECRETARY OF DEfENSE ( lNT&LuiGENCE OVERSlGHT)

SUBJECT: (0) National G~ospatial-Intell~gence Agency Quarterly Intelligence Qv,.r·sight Report fol' 1 October to 31 December 2ll07

1. CUI 'I'he Office of Geosp;ltial ~nte.llig<;-n:ee Management (OGI!!ll is the National Geospat:ial-Irttelligence Agency (.NGA) rntelligence oversight (IO) Program Management Office. OCM works in partnership ~ith the Oftice of the rnsper;;"tor Gel'lo;!ral (OIG) and the office of the General Counsel (OGC) ~o administe~ .the Agency's 10 Program.

2. (U/ '?I 11 This document. const.'itur.e" the cansolict<Jted NGA report f. or the first quarter of Fiscal Year 200& (1 Octobe~ to 31 December 2007). Durin9 this p~~iod ~he NGA DIG did nQt conduct 10 inspections. The ro inspec~ions will resume in the second quarr.er of FY 2008.

3-. CUI '3 J I other Signif.i<:ant 10 Activities'

a. (U/ '5 5 I NGA .!:Qiltin'lles tQ update it:; 10 website and illlprove employee access to::~ relevant guidance and :reference mate~:i.als. Final ·revision an~ review of NGA'~ implementing IO instruction is anticipated by spring 2008.

b. (cr/ There were no command level ehanqes to published directives or policies concerning intellig-ence, ce>uncerintelli~Jence oJ:" intelligence-related activities made during this ceporting period.

c. (01 NGA continues to be involved with othe~ agency components i~ di~cussin~ tne enhan~ements to the agency's IO proqc&m.

4·. tUJ The points of conta~t for t.his report a~e l!s. P<!IDela 5teph.em;, ( 703) 735-2283 and Dr. Har>:y (Terry) Dawson, (70J} 735-2286, Policy and Customer outrea~h Division, OGMC.

CC! OtG !Dr. Usowskil OGC !M.s. Ryan l

Director. Office ot Geaspatial Intelligence MQn&gement

EFF 416

APR. 27. 2007 9: sa~l.l OGM NO. 539 f. 2 UNCUSS:J:F:IBD/ 'SW sz SS a• 11• i:CUS

NATIONAL GEOSPATIAL·INTELLIGeNCE AGENCY «1111 Sanga1110~ Ao.d

lelheGda, Moryl..,d 21lal~CG3 I I APrt 81

0-036-07/0GM

MEMORANDUM FOR ASSISTANT TO THE S£CRETARY OF DEF~NS~ liN~ELLIGENCE OVERSIGHT)

SilBJECT: NatiQnal Gao3pat~al-rnt~l1igen~e Agency Qua~terly Intelligence OVersight Repo~e for 1 JQnuary to 31 March 2007

1. The Off~~• of Geoapatial Intelligence Management (OGMI is tn~ National Geoepatial-Intelligence A9ency (NGAl Intelligence ~er•ight (10l l:'roq~:am Management Office. OGM" worlta il:1 partnership with the Office of the Inspecto~ General (OIGl and the Offi~e of the General Counsel to admini~ter the Agency's ro Program.

2. This report conetitute5 a con~olidated NGA report ror the tir8t quarter of Calendst Year 2007, rher~ were no illegal or questionab~e intelligence activities noted d~~ing this reporting period.

3, Other Significant IO Activities:

a. Th~re were no inspections ccnduct$d during thi.s repo~eing pariod.

p, We cont1nu~ to update the Agency's IO Yebsites to improve employee access to re~evant guidance a~ reference materiala. NGA's implementing IO ina~t"ction is now under r&visicn to en•~re currency ~nd incozporata improved bns1ness ~rocesseB and proced~Iee. W• anticipate completion of t~is revie~ and revision of the TO instructiDn by spring 2007.

c. There were no command level change3 to published directiv.~ or policia~ concerning intellig~nce, countarintelli9ence or inte~~igencere~•t•d activities maqe ~uring this reporting pariod.

4. The point of contact for this report is Hs. Danielle Paolucci, Policy and custom&~ O~tre~ch Diviston, 17031 735-2261.

cc~

orG (Mr. Peter Osowski) OGC {~~. Cynthia RyanJ

~~·~ W.RY M. IltVlN Director, Offiee or Geospatial

Intelligence Management

UNCLASSI:!'l:Btl/ ;W& &! 322 ldl&E SUS SUS£

EFF 411

SEP. 4. 2DOi i: iOPM . - .... OGM NO. 234

t71tc:l.iLSnl'%3ti/,:S a cas sa IE

NATIONAL GEOSPATIAJ...INTELUGENCEi AGE!NCY 41GC lo•g,o""'"'-

• ..,..... ~ IIOtfMQD:I

U-06'2-07 /o~

MEMO~C~M roa ASS~STANT ~0 THE SECR$TARY OF D~~SE {INTELLIGENCE OVERSlGKT)

SUBJECT; National Geo~patial-Intelligance ~qency Qua~terly Intelligence Oversiqht Report for l April to 30 Jane 2007

1. fhe Office of Gegepatial Intel~i~ence ~n4q~en~ (~) is the National Geospatial-Inteliiqence Agency (NGA) lntell~qen~e

o~ersiqht liOI ~roq~am Manag•~nt Otfice. CGM work3 in pactnerehi~ ~i~h the Office of the Inspector General (OIGl ~nQ the Of!ice ot the General Coun,el to sdminiGtei th• Aqen~y'a IO Prograun.

~- Tbis report constitutes a consolidated NGA report for the second quarter of Calendar Year 2007. There were no illegal or question&~le ~ntalliqence aet•~itie~ noted during this repDrtinq period.

3. Other Siqnificant XO ~t~vttiea:·

d. The OIG completed 15 !ntell~ge~ee Cver~ight llOI inspectiGna ~ur~ng th~~ ~eporting period. The inspectLon5 were Dased on ••••••mants ot three key area!-miss~on ralavan¢• to IO, amployee training, and employee ~warene~s. The in!pections wera conducted in Washington, DC; c~arlottesvill•, ~; and st. uoui~, ~. Tbe 1n•pectiona disclosed no IO violations or q~e~tionable a~tivlties. The res~lt& of the IO ins~•=tion• discloa•d that peraonnel ~nterviewed during the in~pections ~ere f~liar with the lO reporti~g requir~ts and procedure•, an4 ~hat 10 training nad been completed as required.

b. We conti~~~ tQ update the ~qency's l¢ web31tea to impr~Ye amployee ~ceeas to relevant gu~danoe and refe~ence mata~iala.

c. There were no command leval changes to published directives or polieiea concerning intelligence, eounter~ntalli;•nee o~ intelliqence-related &ctivitiee made du~ing tnis rapor~inq period.

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418

.• SgP. 4.2067 i:11PM OGM NO. 2 34

t. the pointe of ~ontact far ~hi• r•~o~~ ar. Pam Stephens, (703)735·228! end Harry (Terr~) ~wwon, (103) 735•2286, ~glicy and CUstcm~r Ov~reach ~i•i•ioA, OMGC.

cc:: OIG (Mr. Osow&ki) OGC jlfs. :Ryan I

~·~~ Di~ector, O~fica of Gaosp•tial

IntalLiqence Mana~~nt

UIIIC!r.Ma:t:Htm/ ··n us urn san •

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P. J

419

JUN. 9. 2~08 11: 42AM OGM NO.W p • ;

NATlON.AL GEOSPATI.AI.-INTELLIGENCE AGENCY .00 Sangama"f 11aa.d

IJelhOWI, illoryiOnd 2111,MOOJ

~ FOP. A.SS.tSTAm.' TO 'l'frJi; SECRE'l'M'i OF IlEI'DSE (INTEL~lGEHCB OvtRSlQ~)

(VI Natian•l ~o~pati&~-lntelligen~• ~ency Quar~a~~Y ~nt•llLgenee ~ersig~t ~port for l January tc ll U&roh 2008

1. (Ul 'the OUic:e of ~er;.~Jpoo.tial :rntelliget:~,Qe Kana!:t~t [~) ls the ~atian.l Geospat~&l-lntellig~ea ~ncy (~) Incelligen~~ oversiQht {IO) l'=oQ"rOUI! Malia.e"ellllillnt office, OGH worka in p.<rtnlitr6hip with the Office ~f the I~$pec;tgr General {OJ:G) and the Office ot th~ Ceneral C<rot~szel {OGC) to administer the Aqeney• s IO Pre~ lim.

3. (UI' 5 5 1 This •oc:~t co:astitutes the conoolidlll.ted ~ report !or t.b.e uoond. quarter of. Fiscal YGU" 20Q8 (l Jan'tl&ry to 3l Harcll ZOOB). Ourin~ ~is period U* 1-mA ore cCII!IPlated no :.tn~elUge.nee Ov9r•i~Jht inspectio~s. The ~0 i~~·~tione ~ll resume in tbe thi~ quarter of FV 2008. . •

a. (0'/ '557?1 :rhtfiX'e were no eommana l~l .:bangas to publiahad. di.re-ct:l vee or polic:i111.; ~ozu:ernillQ" :lntellig-, <>OUDtl!ril:l.f:. .. lli.gex><:ot or iAt•lligence-relate.d ~tivities ma~e d~~9 tbi$ r~o~ting period.

b. (l.T/,_ •• A l:WW "{>dated lht ~;>f NGA InteUige;r.~.c:• OVQX"Olight O!ficera (~OOf i~ P•ing create~ with tbe aace••«r.r roo t~Aining to follow.

c:. ("0"/ 1r N!#A eont'-n\l•il tc> be i=-V'Clvlll<:i. with otho>r ag,ency c:omponects i~ dia~wsing ~ ~cemeQtS ~c t~ agency's to progr~.

4. HJ) 'l'he pgint.s of contact fot- ~:b..h repo:.:t are. lfS. l'«llllila st~l:ums, (703)735 8 2283 and~. Harry (~et~) Dawson, (7031735-2286, Geo~tial Intelligence community Govern~e Division, OGMC.

cc..-o:rG 1 ~. n>C>lllaS 8\lr1:"""-) ooc (l'lf.. Rylll:\)

Dir.Ctor, Office of Geospatial :rntell igence WU."!lem.ent

m!ICLASS%PXJ!Il)/ ;I 7 IE a 2- 2 2 au•

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• Reply ZIP Code: 20318-0300

THE .JOINT STAFF WASHINGTON, PC

30 Janu~ 2002

MEMORANDUM FOR THE ASSISTANT TO THE SECRETARY OF DEFENSE (INTELUGENCE OVERSIGH'lj

Subject: Intelligence Oversight (IO) Report for the. First Quarter FY-02

1. In accordance with DoD Directive 5240.1-R. December 1982, "Procedure Governing the Activities of DoD Intelligence Components that affect United States Persons," a consolidated Intelligence Oversight UO) report is submitted for the combatant commands for the First Quarter, FY 02.

2. USJFCOM reported that no futelligence activity has been identified which is reasonably believed to be illegal or contraty to executive order, Department of Defense, or service instructions concerned with Intelligence Oversight. Significant oversight activities taken:

a. Joint Forces Intelligence Command (JF1C): Revised 10 Instruction and implemented Directorate Intelligence Oversight Officers to facilitate training and expertise on the subject in the command. Also conducted training on 29 new joins, 44 watchstanders, and 22 mobi!Jzed reserves.

b. JOINT TASK FORCE (JTF-6): On 16 Oct 01 trained all (119) first half FY02 Intelligence Analysts going out on Law Enforcement Agency [LEA) support missions. 10 visits to each Intell!gence Analyst were 60 percent. complete and expected to be 100 percent by the end of Jan 02. Fourteen individuals were trained and certified by the command as Intelligence Oversight off site inspectors.

c. JOINrTASK FORCE- Olympics {JTF-0). Received training aids from JFCOM and conducted initial 10 training. Removed Anti Terrorism Force Protection duties from the J2 and moved those duties into J3 to preclude any possible 10 conllicts.

d. USJFCOM IG. Addressed some 10 issues/perceived restrictions coming out of Homeland Security (HLSJ directorate's need for domestic intelligence and

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information procedures. Decided to consolidate the issues from JFCOM J2, JFCOM HLS, and JF1C, and for J2/HLS to co-host a meeting with a working group from the Assistant to the Secretary of Defense for Intelligence Oversight's office to attempt to alleviate these concems and define the needs for domestic intelligence in a Homeland Security role. ·

3. USSTRATCOM IG reported no IO violations or questionable activities during this reporting period. An IO inspection of the USSTRATCOM J2 from 26-29 Nov 01 showed the Intelligence Directorate to be in compliance.

4. USEUCOM IG reported no IO violations during tWs quarter. Intelligence ·oversight training; Initial: 100/Refresher: 27, EUCOM J2 conducted a selfinspection, no personnel were interviewed, 25 percent of dMsion personnel files, computer disks and administrative holdings were inspected.

5. USSOUTHCOM IG provided initial training for new personnel assigned to intelligence actMties. Inspected 10 percent of SCJ2 files with no irregularities reported. Downloaded the PATRIOT Act. Reviewing the Act for Intelligence Oversight Implications.

6. USP'ACOM IG reported no 10 violations during this quarter. All commands conducting indoctrination and refresher training as required.

7. USCENTCOM IG reported no questionable intelligence activities during thls reporting period. Augmentation forces for Operation ENDURING FREEDOM assigned to USCENTCOM at MacDill AFB FL are receiving initial intelligence oversight training.

8. USSOCOM IG reported no violations of applicable laws, orders, directives, regulations, or DoD policies.

9. USTRANSCOM IG reported no IO violations during this quarter. Quarterly inspection was conducted by representatives of the Office of the Inspectol' General rrc;IG) and the CWef Counsel rrc;JA) in the Joint Intelligence Center with the TCJ2 IO Program Monitor on 19 Nov 01. The inspection included a review of the TCJ2 10 program records, a random search for information on US Persons in the Intelligence database and the SIPRNET, a review of the CD-ROM library, personal interviews and a visit with the systems administrative personnel. The inspection team found a very well organiZed and executed program that evidenced a lot of effort by the 10 monitor. All perscmnel interviewed were aware of 10 procedures and rules. No unauthorized data was found on US persons within the intelligence databases or in the CD-ROM library.

10. USSP'ACECOM reported no 10 violations during this quarter. One person was given Initial 10 Training, 25 indiViduals were given refresher training.

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11. My pomt of contact 1s ~ (b 6)

Dcp\lty. Inspector General

EFF 42.

JU+-19-211!1 16•SS

• Reply ZIP Code: 20318-0300

JOINT STII'F lti THII .JOINT STAFF

WAtKIMaTOM, IIC

lS April2001

MEMORANDUM FOR 11iE ASSIST.A:NTTO nm SECRETARY OF DEFENSE (INTEWGENCE OVERSJGH'I)

Subja:t Intc:Wgenee Ovemlgbt (IO) Report for the Second Quarter J!Y-0 I

.1. In accxmtance with DoD 5240.1·R, December 1982, "Procedure Goventing the ActMUee of DoD Intelligence Components that alfect United States Persons, • a consolidated lnteWgence Oversight POl report Is Sllbmltt.:d for the combatant commands for the Sei:ond Quarter, F.Y 01.

2. USJFCOM :reported the ~nveatfgaUon regarding the Jotnt Forces lntdJiBenoe Command (JFICJ procedure 15 violation was concluded and forwarded to ATSD-IO via Joint StaifDeputy JG. No other Jntcl.ligence actt~ has been 2dentlfted whlch Is :reasonably belteved to be 1Dega1 or contra.y to Executlve Order, Department of Defense, or ser.tice Jnstructtons concerned w1th Intelllgence Overatght. S1gnU1cant overnight ac:t:Mttes tahn:

a- u&JFCOM (JOOL) 1s currently worldng on the legal position regarding the request of JIF-CS fD£ JFIC support In c:ollect:Jng Information for planning purposes regarding 120 U.S. cities. Jf'F-CS mlSsJon. as ouWned fn the Uruftc:d Command Plan of 1999 (UCP-99) ls to support other federal and state agencies during the con.c;equence management stage of a Chemical. Btologlcal. Radiological. Nuclear, or High Yield F!Kplos.lve (CBRNEI event.

b. JOINr FORCES INTEWGENCE COMMAND (JFJC) reported the iiM:StigaUon fnto a procedure 15 vfolatton of DoD 5240.1-R waa concluded by the Jli'COM IG and substanUated the allegation. .JFIC Instructi9n 5240.1 (fntelhgence Overslgbtl is undet: development. and will include training requttements. spedftc procedures 1n light of suppartlng JFr-CS. and periodic review reqwn:mentll.

c. JOINT TASK fORCE (Jl'F-6) conducted InteJllgenc:e Oversight Visits to 12 reserve lntelh,qence Analysts.

e. JOJNI' PERSONNEL RECOVERY AGENCY (JPRA) conducted JnteUJ.gence Oversight Trainfng for 20 JPRA .employees at Falrclilld AFB. WA and 29 emptoyees at Hg Jf>RA. Pt. BelvoJr, VA.

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I

i ·I

JOINT S1'A'F IG (b)(2)

P.e3-e3 . .._ ___ _,

f. JOINT C4ISR sA TILE CENTER (JBCJ C'Ofldut'tcd Intelligence Oven~ight tndning to four new JBC membB-s JAW JBC procedures.

3. USSTRATCOM IG reported USCINCSTRAT Inspector General {J005) and Staff Advocate Judge Advocate ~0601 conducted an b:~telligence Overs!ght Inspection of the JS21-Targetmg Branch (USSSTRATCOM JS Plans & Policy Directorate] from 13-14 March 2001, The IO pragnun was found to be in oompllan~ with guidance ofDoD 52~.1-R

4. USEUCOM lG report.c:d no 10 violations durmg thh quarter. All commands conducting indoctnnatlon and refresher tn.1n1ng as requt~d.

5. USSOtmiCOM IG R!ported no JO vtolations dur.lng tlUs quarter. All commands condu~g tndoctrinaUon and Riieaher tra1nJng aa required.

· 6. USCINPAC lG reported no IO Violations during thm quarta. All commands conducting indoctr1nat1on and refresher tralnlng as .reqUired.

7. USCENI"COM IG reported no questionable tntcllfgence activities during this reportJng per:tod.

B. · US~OM IG reported no violations of appl~able Jaws, orders, directives, regulations. or DoD poltdes.

9. AMC lG reported no 10 violatiana dwtng tbiB quarter. .. IO. SPACECOM reported no IO vlolattona dunng thls quarter. All commands conductmg indoctrination and .refresher tra1rdng aa ~quJred.

11. Mv: P.Oint of ntact 1s~~r3J1° usc 1 ,(bJ-=:at COMM: X2l or (b)(2)

(b)(6)

Deputy, Inspector General

EFF 42:; TOT~ F'.S::

•• Reply 21P Code: 20318..(1300

mun STAFF IG . THI! .JOJtiiT STMF

WASifiNOTOK, DC

l

.._(lb-)(-21 __ __.1 P.lll4"'1!1!51

20July 2001

MEMORANDUM FOR THE ASSISTANT TQ "I'HE SECRETARY OF DEFENSE {IN'I'EWGENCE OVERSIGH'IJ

Subject: lntdlJgence Overmght 00) Report for the.Thfrd Quarter FY..(Jl

1. In ac:c:ordance wjtb DoD 5240.1-R. December 1982, •Procedure Govem!Dg the Acuvttfes of DoD lntdligence Comilonents that afFect United Statal Persons, • a consolidated Intelligence O~ght (10) repoxt is submitted for the combatant commands for ~e Thfrd Quarter, fY 01.

2. USJFCOM approved and disseminated a new lntclilgence OvcrsJghl Instru~tion (USJFCOMINST 5240.1C). No other lntdllgcncc activity baa been JdcnWlc:d whtch 1s reasonably believed to be megal or contmr.y w Executive Order, Department of Defense. or scrvtcc fnstluctklns concerned with · Intelligence Ovcrsfght. Sfgn1flcant ovemtght actfvl~ taken:

a. JOINT WARFARE ANALYSIS CEN'l'ER (JW.ACJ. An inspection was conducted by the oiDcc of the AssiStant to the Secretary of Defense for InteliJgence OveJ:Sjght rA1'SD-10) on 22 May 01.

3 •. USSTRATCO¥ IG reported USCINCSIRAT Inspector General (JOO!S) and Stafl" .f.dvocate Judge Adwlcate (J080) conducted an lnteUJgence Overslgbt Inspection of the USS'mATCOM J3/J4 Operations and loglstJcs Dlrectmate, · A~orne Operations Divtaion C.13621), lnfoJmatfon Opendlo.D3 (J39) and · National Airborne Op,eration Center (J3B). nte 10 programs was found tc be In compHanoe wtth DoD 5240.1-R guidance.

4. USEUCOM IG reported receMng notlftcatfon of possible violation In 1)ISk Force Falcon, R'Dsovo. Matter has been turned over to US Army Europe for Inquiry and (al1s within the purview of the US Army. AD commands · conducting Jndoctrinatton and 1efaesher tratnJng as reqwred.

5. USSOUIHCOM IG repOited no 10 violations dunng this quarter. All commands conductfng Jndoctrlnatfon and ~er tra1111ng as required.

6. USClNPAC IG reported no 10 violations dwtng this quarter. A1l commands conducting indoctrination and refresher training as required.

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ocr -:z.s-:an 14 ' 36 JOI t-Il" sn:F'F. I G (b)l:.!)

7. USCENTCOM IG reported no quesCJonable JntellJgepa: acUviUes durlng tbJB reporting period.

8. USSOCOM IG rcpcrt1::d no Violations ct·applJcable laW!I. orders, dln:etlves, regulations. or DoD polJcles.

9 . .AMC IG reported no 10 violation!! during this quarter.

10. SPACECO.M repOrted no JO vSolatloo3 dUring thts quarter. AD commands conducting tndoct:rlnatfQn and ~her tramJug as rcquin:d.

r ll . .Mv l)(')(nt of contact Is '(D¥(3) 1DU SC 130b,(b)j 1at COMM: t'{b)(2) lor ~ ~\ . - l ------~-

1•)(3) I U Ul:ll; 1 30b.(b)(5)

Deputy, Inspector General

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Reply ZIP Code; 20318-0300

WAIHIINC.T"DI't, De

..

1 May2002

MEMORANDUM FOR TilE ASSISTANT TO TiiE SECRETARY OF DEFENSE (INTELLIGENCE OVERSIGHO

Subject: InteUigence Oversight (10) Report for .the Second Quarter FY -02

1. (U) In accordance with DoD Directive 5240.1-R. December 1982, "Procedures Governing the Actfvltles of DoD Intelligence Components that affect United States Persons: a consoltdated lntelbgence Over~ight 00) report ts submitted for the combatant commands for the Second Quarter. FY 02 ..

2. (U) USJFCOM: Intelligence Oversight Violation Report. In a document titled "JFCOM J2 LNO UPDA'IE 190 130T FEB 02" an intelligence overstght vtolatlon occurred. This document was disseminated by the JFCOM UaJson element assigned to JI'F-Olympics and working at the FBI"s Olympic · IntellJgence Center. The document labeled -uNCl.ASSIFlED/LAW ENFORCEMENT SENSmvE·-contatned US Persons data 1n referring to. and reportt~ on, organJzatfons (Planned Parenthood, the white supremadst group National Alliance) and their Jnvolvement in protests and literature dJstrlbutlon. Also noted was the report contained a large section labeled "GENERAL CRIMINAL Ac:nvrrr~ Collection and dtssemlnatlon of the US PerBOns ipfonnatlon by mtlftary JntelUgence assets is not allowed unless this information constitutes "Foreign Intelligence· as outlined in paragraph 3 of Procedure 2, DoDR 5240.1 ~R (ie. international nexus). The inclusion or these two sections ln this tntelllgence product is clearly outside the purview of military lntentgence assets and should be handled through law enforcement or Ant:l-Terrodsm/Force ProtecUon channels. An Inquiry lnto the circumstances ofthls vtolatlon. was conducted and the result will be forwarded vta separate correspondence.

a. (U) Joint Forces Intelligence Command (JFIC) will conduct a Command Security Standown from 22-25 Apr 02, which will include the annual 10 training requirement. Conducted training on 37 new joins and 42 watchstanders.

b. (U) Joint Task Force Six (JTF-6) conducted a site visit to a deployed-.,_~-mtelligence Analyst in conjunction with ~0J~0J IDAIG, and ( )ffi

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ls&G:~-.. 1'-\

(b}(S) ---.from ATDSIO on 27 Feb 02. 10 visits were conducted to 73 reserve Intelligence .Analysts during the reporting quarter (including A'ISD-10 and DAIG visits.) Tilis represents an inspection ratio of 7% ofi all deployed JTF-6 analysts. Visits were conducted to all first tour analysts, and first tl.me supported law enforcement agencies

c. (U) Joint Task Force Olympics (J1'F-O) received a site v.tsit from . . USJFCOM IG. ~dATSDIO from 23-25 Jan Q2. Thevts•t was to ensure

coinpUapce With [0 regulations while engaged tn a real world mission within the United States. The organization displayed excellent knowledge of IO issues and guidance and no violations occurred during this operation

3. (U) USSTRATCOM IG reported no IO violations or questionable activities durtng this reporting pertod.

4 . (U) USEUCOM IG reported no IO violatJons during this quarter. Intelligence oversight training: initial brleftng: 153; refresher briefings: 12. EUCOM J2 conducted a self-inspection. No personnel were interv.tewed. Materials inspected: 25% of diVision per.;onnel flies, computer disks, and administrative holdings. The IG conducted staff assistance visits to the US National Intelligence Centers 1n Sarajevo, Bosnia-Herzegovina and Pristina, Kosovo.

5. ~ USSOUTBCOM IG no significant tntelllgence activity has been identified which is reasonably believed to be tllegal or contraxy to Executive Order 12333, DoD directives or USSOurHCOM regulations. Tt-aining: all new personnel received initial training in March. In addition, all personnel who required it received refresher training. Files reviewed: SCJ2 inspected 20% of its ftles. No irregularltles reported. Completed review of the Patriot Act for Intelligence Oversight implications. None noted. Developed new report module in STEMISIS that permits rapid identJftcation of personnel '!'ho need 10 training. The next programming effort will incorporate an automatic e-mail notlftcatlon directing personnel to take the training via CBT. with training results generating automatic input to the database. This effort will cause marked efficiency in conducting and tracking IO training.

Inquiries: conducted inquiry into alleged IO violation. l(b)(1),(b)(3):10 usc §424

· submitted an Intell.Ulence Information Report {IIR) to. 0]}1 concerning a person tn the~b)(1 ),(b)(3):fO usc §424 Jthen submitted a follow-up report with unconfirmed and unevaluated information that the person may be a U.S. citizen and therefore, no violation occurred.

Opinion regarding possible U .S!J~~!_Son detainee: ~t~~.~.4)nt~ discussions with ATSD-IO (b)(6) 'and SCSJAI(b)(6) ! for a dedston regarding information obtaJned from detainees tn Guantanamo who might be found tq be U.S. Persons. ATSD-IO concurred that EXORD 16.Feb 02

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JTF 170 constitutes a duly authorized mission, that a detainee who tums out to be a U.S. Person is an exemption under Procedirre 2, and since DoD intelligence is authorized to interrogate and acquire infonnation as part of the team that includes the FBI, we are authorized to report, retain, publish, and disseminate that infonnation. j(&)(6) I contacted JCS Legal Counsel regarding our discussions; JCS legal counsel also concurred with our opinion. It was subsequently determined by the U.S. that a detainee (Himdy) is a dual citizen..(born in the. U.S.), and therefore he was relocated from Guantanamo.to the U.S.

a. (U) Joint Task Force Bravo (JTF Bravo) - negative report ·submitted.

b. (U) Joint Southern SurveUlance Reconnaissance Operations Center (JSSROC) -Conducted nonnal in-processing 10 briefing with all incoming personnel.

c. (U) Special Operation Command South - negative report submitted.

d. Jjjj'Joint Interagency Task Force-East (JIA1F-E)- lAW clliectlve the following is provided: possible violation on 25 Feb 02, an aircraft from the 204th Militaiy Intelligence Battalion tactically assigned to JIA1F East was diverted from their pre-planned mission in Colombia to answer an Ad Hoc tasking. The request for infonnatlon originated from the U.S. Embassy in Colombia to support a force protection mission. Details of this incident are contained in the procedure 15 submitted by USAINSCOM with assistance from JIATFEast.

6. (U) USPACOM IG reported no 10 violations during this quarter. All commands conducted indoctrination and refresher training as required. A Staff Assistance Visit was conducted at USFJ. DoD IG conducted an inspection of USFK. Both were evaluated as satisfactory.

7. {U) USCENTCOM IG reported no questionable intelligence activities during this reporting period. Augmentation forces for Operation ENDURING FREEDOM assigned to USCENTCOM at MacDill AFB FLare receiving initial intelligence oversight training.

8. (U) USSOCOM IG reported no violations of applicable laws, orders, directives, regulations, or DoD policies. 4/8/02

9. (U) USTRANSCOM IG representatives of the offices of the Inspector General I,TCIGJ and the Chief CounsellTCJA) conducted the USTRANSCOM IO program quarterly inspection on the Joint Transportation Reserve Unit (JlRU) Intelligence personnel who are working within the Joint Intelligence Center (JlC). The TCJ2 10 Program Monitor and Alternate were also present on 28 Mar 02 because they provide the 10 training to the JTRU personnel. The inspection included a review of the TCJ2 (JIC) 10 training records and

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