r .. --

·N o.

)> -

---·· · ·- .. ·- . ·-···--·

.. ..(..

'

UNITED STATES DISTRICT COURT WESTERN DISTRICT OF KENTUCKY

UNITED STATES COURTHOUSE CHAMBERS OF. LOUISVILLE, KY 40202 JOHN G. HEYBURN II

CHIEF JUOOE (502) 625-3020 FAX: (502) 625-3639

June 14, 2005

..:...D = cHonorable Mazy M Lisi ;:.; '"'"'

n ::0 r-Chair rnoZ!-

"J ::::= ·Judicial Conference ofthe United States ()c:::

;:o :.c mCommittee on Financial Disclosµre n1c-, -s;One Columbus Circle, N.E. c <-i.,;--·

rnWashington, DC 2054:4 3 0 0,,,

..__

s:-:

. . c C>Re: C¥endar Year 2004 Filing

Dear Judge Lisi:

I have enclosed a revised Financial Disclosure Report for 2004 along with three copies. The changes are highlighted in yellow. Hopefully, these new references are adequate. If not, I may give up! ·

Enclosure

SOURCE AND IDE GRQSS INCOME (Jom..no<- )

SOl/RCE AND TYPE

t .

-· -··-·-·· · - --..... ··· · · ······- --· ·· -·

FINANCIAL DISCLOSURE REPORT Name orPttson Reporti11&

HEYBURN II, JOHN G

Date of Report

3/IS/2005

B. Spouse's Non-Iovesbneot Income -(lf wen: marriedduringanyponionoftbereportinay<ar, please compl<tcdlisscction. DolUir amount not riquirtd c>ecept for honolviL)

6i'J NONE - (Nortportlblenm-in...-ni incomc.J

l.

ill. NON-INVESTMENT INCO:M:E. (Reporting individual and spouse; sec pp. 11-24 of filing instructioru)

A. Filer's Non-Investment lncome

6i'J NONE (No rcpoltabtc non-invmment income.)·

l.

(Includes dlose to qlOllSCand depmdcrtt cbiknn. Sec pp. 2S·Z7 of irutruaions.)

621 NONE (No Suell n:porllblc rcimburtcmcnts.) .

SOURCE PESC!llP'IJON

I.

CREDITOR DE.5C!11PTION

VI. LIABILITIES. (Includes those of spouse and dependent chilcl= See pp. 31-34 of inslzuctjoes,)

!ill NONE - (No rq>O<Ulblc liabililies.l

I.

YALUEC®E

FINANCIAL DISCLOSURE REPORT NamcofPer>0nReporting

HEYBIJl\N U. JOHN G

PESCR!PTJON

Oa1e ofRcpon

3/1512005

V. GIFTS. (Includesthoseto spouse and dcpcndan children. Sec pp. 28-31 ofinstructions.)

NONE - (Nosuchrcporuoblegilts.)

SOURCE

Name of Person Reporting

HEYBURN IT, JOHN G

A. B. c.

._uug period ._.,, period

(1) (2) (I ) (2)

- Type (c.r- var .. Code t Mdhod (/\.ff) C.. ) Codel

(No rcponable as&ets. or In )

I . SBC """1en L id A Dividend

2.

3 . HIWARD LYONS iRUSTEl:(IRA) D Dividend N T

4 . HiUimd-l. Gov'tfcl.

s. Bed<:shiie Hathaway.B

6.

7. O:tcvro11

8. Cincinnati Fin.

9 . Exxon Mobil

10. MBIA

1 1. ClroWlh Fd. Of America

12. Lord AbbeU Fd

H1WARD LYONS iR USlEE (IRA)-Hillionl·L)'<JO D Dividcud N T

14 . 12.a. Growth F d . of America

I S . lnvcslCo.of Am.

1 6. New Eeonomy Fd.

17. Smallcap Wlcl.Fd.

18. OTHER INVESTMENTS

douoCodcs " B c

!Sec Col1t1nM

e

o.

Date of Report

311512005

T ra:tA.Qif:m

(I) lfoot exempt .;..,m di.sdosute

(2) (3) (4) (S) (e .. n.:e: vai.. o.m

Codel Code t merger. Day (J.P) (A.fJ) Rdomption) "'"""""'>

10-1 J A

-

buy 9-13

sale 9-1 0 K All Fd sold

9-13 --

sold 9 -13 AU Fd sold

D E

u .., B.ooi: Value v CllW w - Esoimted

FINANCIAL DISCLOSURE REPORT

·Page 1 ofS

VII. INVESTMENTS and TRUSTS

.l>c$c:riplion or Asset• Jncor:ue dlC"iq Gross v;.!uc • end oC

(mcfudiog D1ISt US<tt)

Ptaoo '"(X)" after ea:;h t.lSd Qelllpt Val"c - di- div. rtt!l. tit Codel

(J-P) (Q-W)

DNONE

Bristol Mien Squibb

.

.

13. GovHcl. -

• Sl,OOOor less -Sl,001-$2,500 -S2JOl-SS,OOO

81 -04) F ..-SS0,00l..$J0o,ooo c; -SIOO,OOl-Sl,000.000 HI -s1.ooo.001-ss.ooo.ooo ::?. V*ut Cod $: J • $15,000orU K ., Sl 5,00J-SS0.000 L • sso.001.s100.ooo

1S.. Cob.uni Ci aod 03) • S'.50,000-SSOO.OOO 0 -SSOO.OOl-Sl,000.000 Pl • s1 .000.001-s;.ooo.ooo

duriQ&re:portioi: period

Type g. Jdemityorboy,tdJ. Momh- b_....

(ifprivato

Llquiclm.ion

buy K

•SS.001-SIS.OOO • $1$,001-SSO,OOO

H2 •Mere dlUi S5,000.000

M = S100.001-$2SO.OOO

P2 •SS.000.(.IH-$2$,00(),000

P3 sis.000.001->so,OOO.OO> N • $Mo� UlilU SS0,000,000

S \';alue Metbod Cod:s Q '"'·"?� It e Coo:(Rcol Esw,C:..iy) s - ""'""""' T ...Cash!Mari.:t'!

(Sex-Colurn&1 C2 t

Name of Penon Reporti ng HEYBURN II, JOHN G

A.

19. H illianl·Lyon Gov't fd

20. Anheuser B u sdl

21. Berkshire Hathaway

22. Bristol Mius Squibb

23. Brown Fonnao !no.

2 4. Olevroo Ccrp.

25. Cincinnati Fin.Corp.

26. Clorox Co.

27. Colgate Palmolive

28. y

29. Ebay Inc.

30. Exxon Mobil

31. General Elec<rie Co.

32. Oaten! Electtic Co.

33. Oatml Elccttic Co.

34. Glaxoo Smilh KJine

35. GroW1h F d. Of America

36 . Hillilnl L)'Ons Growth

'"" S J , 000 orbs

'

A

F

N

B

B. c.

_..,,period .._,;.,, period

(I) (2) (I) (2 )

Type Code 2 Mdbod

a) (l.P)

B Dividend K T

A Dividend L i

A · Dividend L T

c Dividend N T

A Dividend K T

B Dividend M T

A Dividend L T

A Dividend K T

A Dividend K T

A Dlvi dcll d K T

A Dividend K T

B Dividend M T

B Dividend

Dividend

B Dividend M T

Dividend )( T

Dividend L T

B Dividend K T

c

,

D.

(I) H 11oc exempt mim discl OSWll

(3) (4) (S) Value Gain

Moodl · C4de 2 Codcl ........ Do1 (1-P) (A·!{) ...i..,pcjco)

-

9-13 K

sale 9-10 K E

sal e 9·10 )( E

J.10 K A

buy 9 -1 0 L

sale 4·1 0 )(

D E

l) • Bed Valut " •Othe r \I' • Em=ttd

' '

·-- .

•'

FINANCIAL DISCLOSURE REPORT

Page 2 ofS

VII. INVESTMENTS and TRUSTS

°""""""'of-linol•daia""" """')

Nnoe •(X)" after each cxctn;JC liorn pior di.sdoswe

Di$11c Co.

-

r ·----· 1. lncomo'Gain Codes:

l Columns 81 ud D4)

V1l:uc. Codes:

tS<:t Columni CJ and 03)

• SS0.001..$100,000

"° S15,001'j or lts11

• �so.ooo.ssoo.ooo

G

0

Jnoomc cbiD& Gross value .i cod of

- (•.&. Valo; Value Code I div. mil. or (A.ff) Code3

( W)

B

A

A

-Sl ,001·$2.500 • Sl..141-l'S,OOO

-SIClO,OOl.Sl,000,A)OO Hl • Sl.OOO.OOl·SS,000,000

.. $! S,001-SSO,OOO L -�c; 001.s100,ooo

• oo.001.s1.ooo.ooo Pl • Sl.000,001-SS.OOO.OOO

O te of Report 3/IS/2005

Tremactions duriftg repor1i11g

(2)Type (•.-. Dot" Jdentityo(boy, "1� baycrfsclJcr

(ifpri-

buy

gift

A (portill)

•SS.001.SIS,OOO -s1.s.001..s.so,ooo

H2 • More 1bui $$,000,000

M • SI00,0C)l.$lSO.OOO

l'2 -ss.ooo,o01=.ooo.ooo

PS • ru,OOO.OOl·SS0. 000.000 1'4 • SMm: °"" SS0,000,000

.i \luiiK Mc:u«! COO::� 0 App'lbilll R "Cu>i (R<:al Esul1< O..ly) s .. As.scssmenl T • Cash.'Mat�i

(!>::.:-Column l

:

Name o( Petson R eporti n g

HEYBURN II, JOHN G

A. B. c. lnoomcduriog ._i1og period ._. .. pcriod

( 1) (2) (I) (2)

"(X) .. AmDlml 1)pc Mdbod

iotJ c.del

37. Home Dcpotloc. A Olvidctld L T

38. Johnson and Johnson A Divi dend M

39. MB !Alne. A Dividend

40. MCJclc and Co. A J T

41. MiQ'OSOft A Dividend M T

42. Dividend L T

43. Nike

44. Procror&.Gambill B Dividend M T

4S. RH Bumbey lnv. U.C D Dividend N T

46. Safeguanl Scicntiflcs A Divideod

47. Sm Lee Corp. A Dividend K T

48. A Dividend

49. Slalbucks ColJ>. A Dividend K T

so. SY Bank . - Dividend J T

SI. US Wireless Onli ne, lac. Dividc:od J T

S2. Dividend IC T

S 3. Washingten MUI. Inc. A Dividend IC T

54. Wyeth, fonncrty Amer. Home Prod. Dividend L T

" B c

, ,

D.

Date of Report

3/I S/2005

(1) If oot ex nnm discloswc

(3) (4) Dalo: Value G.u.

bo1 ... u. · Cod.2 Cole I baycr/sctt ... mcrgor, (A-II) ...icm¢m) ..... -)

-

sale s.u A (partial)

sale 9-10 I( B

J A all SIOcl: sold 4/22I03

sale !MO J A

sale 9-10 J A

9-13 K

buy 12-4 J

buy 1-10 K

D E

u ..

R s T

v • O. t..t \\' .. Estllnll.1ed

FINANCIAL DISCLOSURE REPORT 'Pnge3 of5

Ocacripl or AUC1s Gross ''lluc It cod of

fmclldioa 11US1 .-s)

Place aftct eaclt asset ex� (<.Co Value Voh" &om prior disclosure Code I div. RllL « Codel

(A-I!) (J.P) (Q.W)

.T

L T

Dividtnd

Moodys A

Solearoo .

A

A

Walg!<Ctls A

c

I. IOCOCle"G>mCodes: • SJ,000 or lea - Sl,001-1:2,SOO •$2,501.$5,000

F • SS0.001.$100 000 G • SIOO.OOJ-$1,000 000 HI • Sl.OOO,OOl.$S.OOO.OOO

2. Va1ue Codct: J •S1S,000wln1 I: • SIS,OOl·S'S0,000 L • SS0.001.$100,000

IS.CC-Cl md03) l'I -.s:?.10,000.$500.000 0 •SSOO,ool.Sl ,000,000 Pl • Sl, 000,001.SS. 000. 000

-- """""'period

(2) (S)1)pc (e. l i1yor

l'"1 (J·P) (ifpri\'lltC

1

buy

-ss.00M1s.ooo -SIS,OOl.$S0,000

H2 -More: daa!I SS,000,000 M • StOO,OOl�S'.250,000

P2 -ss.000,001.ru.ooo,ooo

p; • S2S,OOO.OOl·S'S0,000,000 p.; -SM= sso,000,000

3 \'atite M bod Codes 0 • Appl1ISll -c... (Ra! El<1lt.' Oaly) • AsSl.'SSmc:ll = CftSlt,'Marli:C'i IC-('"1..-("'), u .._ Boot Va11.r

(S..Col""""BI 1Dd04)

Name of Person Reporting

H6YBURN n. JOHN G

,

A.

Zebra T cch.

S6. Zimmer HI

57. TRUST-A

S8. Blacbock Fd.

S9. Gen. Elect.

60 . National C i iy

61. PNCBanlc

62. SY Bank

63 . JP Morgan Co.

64 . TRUST. Armanda Money Mkl.Fd.

65. Ky. Tex Ex<:mpl Money Fd

66 . BPPLCADR

67. CocaColaCo

68. GIJUldl Co. -

69. Gluo Wdlciome PLC

70. Honeywell Intl .

71. J ohnson & John$<Jn

72. Mm>b & McLennan

-'G• ; • A

Stt

B

II. c

rq>O<li.'f period rqxmiaz period

(I) (2) (I) (2)

- T>PC Codo I M.aod (A .ff) imJ (J.I')

Dividend T

A Dividend K T

D Dividcod N T

D Dividend N T

C'

-

o_

D310 o f Report

311S/200S

(I) H tlO( CXC!:l ;( ,,....., di.sdosutc

(2) (l) (4) Type (e.c. Dare: v.i GU buy, sdl, - · Code2 Code I ...,_ .... , ... Dey (1-1') (A-II) (if pm ... ............ ) t:rans::tttiOll)

buy 9 -13 K

-

SceNote 1· /

SceNote2

SeeN01e2

8.- 1 J

SeeNote2

S«Noce2

buy S-24 J

D £

c: Booj ; V ahll:' " • Ck= v; • bin.a lee!

... AssC$'$1bOl!

)

FINANCIAL DISCLOSURE REPORT

Page4 or·s

VII. INVESTMENTS and TRUSTS

°""""""' ot AssdJ (inclodiog""" "'"')

Place "(X)" afl<rcacb ............ -"""'..........

SS.

Income dmiilg orOss va..'uc lit ad of

(• ... Value Vth: ch. rent. Oft c.de2

Code3 (Q-W)

A ·K

. ·-

during_..,pcriod

(5) Jdctltiiy ot

buy

•Sl,SOl.SS,000 '"'SS.OOJ..SlS..000 • SIS,001-SSO,OOO •Sl,OOOor • s ool-$2.SOO

Col"""' Blond 04) F • SSO.OOl-SI00,000 G • SIOO.OOl.Sl,000,000 Hl • Sl.000,001.SS.OOO.OOO H2 ,., Maire._ SS,000.00() Codes: . V11lllC' Codes: J ... SJ5,000orlt$$ J: • SIS,OOl·SS0.000 L •SSO.OOl-$100.000 M • $100,001.$250.000

•=. 000-ssoo. .?I =SLOOO.OOJ S .000.000 PZ • SS.000,001-5:25,000,00fJ <Sec C'ol'""" Cl w 03) N ooo 0 -SS00,001-Sl,000,000

P'3 = S2S.D00.00l.SS0,()()t!,000 P4 =SM� tb:at! iS0,000,000

3 " UC !Yk:tbtld Cod:s Q ·-sal R ., Cos (R:al Ea.uie OiJy) s T -c�iukct

It:-t'f'tl•mu Cl• u

' •

Name orPc"on Rcporti.,g HEYBURN a . JOHN G

A.

(;llClocing .... ....... )

(

73. MeGiaw-Wi!f-O>..

74.

7S. Nokia Coop .

76. Proc1or .t Gunble

77. Schlumbefg;e< Lid.

78. Verizon Communi cations

79. CHARJTASLE FOUNDATION- H

8 0 . Hilliard Lyons Gro wU!

'!.. I ..

I

8

B. c.

"""""" period ._,.,. period

(I) (2) ( 1) (2)

Type «iv. n:nt. (# Codol

{A.ff) a) (I·P) Codcl ( Q-W}

.

c Di"l'idcod M T

c

D.

(I) If oot dcrupE ....... ...._" (2) (3)

Type (<+ Dole: v.i .. Codo2

merscr. 0.,, (J.P) rodcmptioq)

3-20 J .

S..2S - 1

D

(<) Gu. Code! (A·H)

(SJ

........... )

)

E • $15,00 1.SSO,OOO

•A, -

u • Bool: VatlK' v v,.r .. .Eltimated

ionof Ands

Place " X)" after c¥h asset aOQPt &om prier dis.closure

National City Corp.

(Seo Colomms Bl llld 04) • Sso.001-s100,ooo 2. Val1111: Codes:: J • $lS�OOO orRs

ISceCoburu.CI andD3) " • rJO,OOO.SS00.000 i:

0

locomcdi.Wing QtQSS vall>C at clld of

""""'" (e.g. Value Voloe Code I Mdhad

• SlOO,OOl.Sl,000,000 HI • Sl.OOO,OOl.SS,000,000

• SIS.OOl .SS0,000 1.. • $50,001.SlOO,OOO • ssoo.001.s1,ooo,ooo Pl • $1.000,001..SS.OOO,OOO

li:.ie of Report

T-i-<bing r<partr.s: pu;od

l>qy,scu, -·

buy

buy

M •SIOO,OOl·S2SO,OOO

P2 •SS,000,001.S:ZS,OOO,OOO

Tdcfttiiy or buycr/$cller (ifJ)rivatc

(2 3·2

FINANCIAL DISCLOSURE REPORT ·PageSofS

l�n Cod:i: •Sl.OOOorkss f G

• S1,001-S2.SOO • s:!.SOl-SS,000

3/IS/200S

-ss.001.su,ooo H2 -Min Ille> S:S,000,000

P:l •SlS,OOO.OOl.fj(),000,000 N • SMmo ,._, SS0,000,000 }' \.ahr. t:tbod um Q . ...,,,,- R • COil (R<al Eau1c 0.'1) s T .. Cash'Mzrtct

(Sci.· Coiumo C2 \ •Otbc<

Mo°i.C)i Marieet. time., specifically Previously identified cash. Cash Eouiv Fd. PNC Money Maricd; fd, 9( PNC Bond Ed. •

.

Note 2 .:. Th.ls stock was owned in 2003 .

Date orRcportFINANCIAL DISCLOSURE REPORT NsrncorPcrsonReporting

3115/2005 HEYBURN II. JOHN G

vnr. ADDITIONAL INFORMATION OR EXPLANATIONS

I • • ' :..l

Note l -TheBlackrock Fd isa PNC f u];(I tn"atI na'veov.'Ded for some but identified in 2004.

I

,

•I ,,.

•

FfNANCIAL DISCLOSURE REPORT Naino of Pe11on Reporting

HEYBURN 11, JOtlN G

Date of Report

31!512005

IX. CERTIFICATION.

I certify that all infonnation given above (including infonnation pertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of my knowledge and belief, and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and bonoraria and the acceptance of gifts which have been reported are in compliance with the provisions of SU.S.C. § SO I et. seq., S U.S.C. § 7353, and Judicial Conference regulations.

Signature

NOTE: ANY INDIVIDUAL WHO KNOWINGLY AND WR.FULLY FALSIFIES ORF Ail..s TO Fll..E THIS REPORT MAY . BE SUBJECTTO CNIL AND CRIMINAL SANCTIONS {5 U.S.C. app. § I 04)

FILING rNSTRUcnONS

Mail signed original and 3 additional copiesto:

Committee on Financial Disclosure

Administrative Office oftbe United S1ateS Courts

Suite 2-301 One Columbus Circle, N.E.

Washington, D.C. 20544

( S IJ.S.C. a p p . § § 101-ll l )

c 2 .

HEYBURN II, JOHN G U.S . D. C . KENTUC K Y WESTCR N 311512005

4 . TitJc (Article 10 Judge s indieai1c 1e1ivt or senior status; 5 . R eponType (<heck appropriate 1ype) 6 . Rcp0rt i ng Period

1 213 1 12004

r 8 . O n the basis of the i. n forma1ion contained in this Rcpon and a ny r

o

e

.--:.,,-- ' ' e,,: · ·. . . .. ,....,., ' - . . .... ..-.• 1 ·.:. ..- lMPORTANT NOTES ; The instructioll5 accompanyi111 this form m usl be followed . Complete a ll pans, checking the NONE box for each prut

" r

. '.- -., .. !. j, Of .. •, :--.. -.. , .,.,_, " :; . •· ... .,...-.. ' ' .. '· -

pQSITION ORGANIZA TIONIENTrry

r

r o

n

CARUES ANQ TERMS

. ! i;,- !r

<= '" (,;c:-, C) ...., ( ) :

.

r.; .,,....':..":'" .... ·:;.,... ..

:.:::; ' <

' . • .

•

i <

;.

t.:. ··-

, AMENDED

lt.cporl Rcquirtd by tht 1-;tbicsFINANCIAL DISCLOSURE REPORT AO·IO in Government Act ol 19'JSflt\'. 1/2004 FOR CALENDAR YEAR 2004

1. Person R .p0rting (Last name, First name. Middle initial)

n'agis1ra1c judges indicate fiill· or p.ar1·t1me)

Disuict Court Judge (Active)

Court 01 Org.aniurtion

Q Nomination. Date

0 lrucial @ Annu:tl 0 Flnal

3. Dateof Rep0rt

111/2004

to

7. Chambers or Office Add ess

239 U.S. Courtilouse

L<>uisville, KY 40202

where you have no rcpo uiblc information. Sign.on last page.

modificatio LS pertaining lhercto, it is in my opinton, in compliance with applicable la"''S and regulati ns.

R viewing Officer Date

. .

1. POSITIONS. (Reporting individual only; see pp. 9-IJ of filing insttuetions)

0 NONE - (No©'onoble positions.)

NAME OF

I. "t ustee Charitable Foundation• 1-1

(Repo ting individual only: soc pp. 14·16 of filing insttucti n•) TI. AGREEMENTS.

b!J N 0 NE -(No repo able agreemenis.)

I.

0 u;" (-..,.1o--(/;·-:.:

- .

= =

=--0 ;;.;, .."·' _J

9 c;:;

-

"·" .;:: w

SOURCE E GROSS INCOME

SOURCE AND mE

DESCR!PTJON

. ·-· . . . . . . . . . . . . ........ .... ......

FINANCIAL DISCLOSURE REPORT NamcofPersoollcponing

HEYBURN ll, JOHN G

III. NON-INVESTMENT INCOME. (Reporting individual and spouS<, S<epp. 17-24 of filing insiruetions)

A. Filer's Non-Investment Income

Ii!! NONE • (No reporrnble non-investment inOCM"nc.)

AND TYl'

I.

Dare of Report

311512005

(yours, l'K'C SflOU$C°J)

B. Spouse's Non-lovcstrncnt Income- (!fyou were married during any portion of the rcponingyeas, please complete this section. Dollar amount not re<juircd except for oraria.)

NONE · (No roportablc non-inves1men1 lncomc.)

I.

rv. REIMBURSEMENTS -uansponation, lodging. food, entertainment

(Includes those to spouse and dc::pcndenl children. See pp. 2S-27 of instructions.)

!>(] NONE · (No such reportable reimbursemcnLS.)

SOURCE

I.

DESCRIPTION

CREDrrOR PESCRlrl]ON YAl.UECQDE

V. GIFTS. (Includes !hose to spouse and dependent children. See pp. 28-31 of inslructions.)

r;zJ NONE (No such reporutblc gills.)-

FTNANClAL DISCLOSURE REPORT Name of Person Reporting

HEYBURN II, JOHN G

O:ifc of Rep0rt

3/JS/2005

SOllRCE

I.

VL LIABILITIES. (Includes those ofspouse and dependent children. See pp. 32-34 ofins1ruc1ions.)

NONE (No rcponablc liabihncs.)-

I.

Nan1eofPerson Rcponin g

HEYBURN 11: J OHN G

OateorRc1>or1

31\512005

A. 6. lncoine «llriQC rq>CXtm g J>C'nod

( I) (2)

Amouot TYPt (• g. di v. r ent. « "")

t. SBC P artnerS Lt d Divid end

2.

). HIWARD LYON S T RUSTEE(IRA} -

D Dividend

4 . Hilliard·L)'OO Oov 'I Fd.

5 . r

6. Bristol Myers Squibb

1 . Chevron

8 . CineiMali Fin.

9 . E.x xon "(obit

10. MBIA

G rowth Fd. O f America

12. HILLI ARD LYONS TRU STEE (!RA}-H illiord-Lyon D Divi dend

1 3. 12.a. Growth Fd. o f An 1 etic a

14. Invest.Co.o f Arn.

15. New Economy Fd.

16. Smallcap Wld.Fd.

11. OTHER INVESTMENTS

Hilliar d-Lyon Gov Fd. B D i vi den d

I a

F

.

c . o. c .. nd t

rcponu pcnod

(I) ( 2) ( J l 11 n ol e.'tCO'J>C from diSCMllii:UfC

(2) (l)

V11tue Method Cod<2

merger . 1 mp1'°' 1)

Liquid ation JO- I J

N T

buy 9·13

N T

buy 9-1 3

sold 9·13

K

c D

P ..

.. 1erll

('J (5)

Cod< t (Ml)

E

I

l V:1 lu 1: Mtl b o.. I <.: oJ c:s

(Stt Cobmt1 (:, ---- ------- ----·

FINANCIAL DISCLOSURE REPORT

Page I of S

l>cscrip1100 of Assc (uicltldtn& trusC &UCUJ

Place "QO" aftCJ eadl asset cxempc !Tom pnor d•S(:losure COO. I

(A•H)

DNONE (No reportable incoul(', &SSC1.s. or 1r111.ACtioos)

A

Berkshi e HathawaY.a

11.

Gov'I Fd.

18.

ltieornclGa.in Cocks; A -Sl,000 ot kss • s1.001.12,5oo

(Sec Coh.unns BI aDd 1>4) •SS0.001-SI00,000 () •SJ00,001-Sl,000,000

2 VafiaeCOOe5 $15.000orlw . =K SJS,001 SS0,000

tS4.:c Coh11nn.s Cl P.l'ld DJ) N •$2$0,000-$500,000

rJ -s2s.ooo,001.sso.ooo.ooo

0 =-S500,00J .Sl,OOO.OOO

Q App""'31 R COSl (RealE"'" Oolr)

U .. Hook Vi11..ic V -Other

Gti>SS valuie ai or Traosaa1001 lliriiit repor ing penod

Va!oe V oc T)pc (e.g. Date. Code 2 buy,"''· Month· (J·PJ Code:3 Day (J·P)

(Q-W)

T

• Sl_SOl-$$,000 • SS,OOl·stl.000

HI a.Sl,000,00l-S5,000,000 H2 =More than SS,000,000

= -L SS0.001-$100, 000 M $100,001SlS0,000

Pl Sl.OOO,OOl-$S,000.000 f'l • SS, 000,00J-S25,000,000

•S io th.ln S50,000,000

S l\SS 1..'SS

G.ain ldcmfry of bt:i)'ef/sdb (ifpriv.v.c tr·.i.n$lClioo)

A

=SIS,001-SSO,OOO

Name of Person Reporting

HEY BURN II, J OHN G

Date of Report

311512005

V fl. INVESTMENTS an d TRUSTS ·· """"' .. va1,,., ""'"""ons C mclod<s ..... oe II> • _.. .i d""" °"' ' cnnd..._ s.. w . 34 - 11 o rnt i• t ;,ISU\IC,;ous.)

A. H.

(I) {2)

c T)'P<

.. _,

1 9. Anheuser Busch A Dividend

20. Berkshire Hatha,vay Dividend

21. B r isto l Myers Sq uibb Dividend

-

22. BrO\\'R F'orman Inc. A Dividend

23. C hevron Corp. B Dividend

.-

24. Cincinnati Fin.Corp. A Dividend

2 5. Cloro x Co. Dividend

26. Colgate Palmo l ive Dividend

27. Disney Co . Dividend

28. Eba y Inc. Dividend

29. E xx on M obi l B D ividen d

30. General Electric Co . B Dividend

31. General Eleccric Co. B Dividend

32. General E lec tric Co. B Dividend

3 3 . G lax:co Smith KJine Dividend

34. Growth Fd. O f America Dividend

3 S. Hilliard Lyons G rowth B Dividend

36. Home Depot Inc . A Dividend

I A B

F

N

Appraisal

(S" Coh1nvi C2> u .. Rook Value v • Other

< : 0.

repornn,g penOO

\I) (2 ) ( I\ I not txenlPI rrom duclosute

(2) (l) <•> (S)

V:d!!:t Gain Codc2 Code I

Codd (A·lfJ trusac:uon)

l. T

l. T

N T

K T

M T

l. T

T

K T

K T

K T buy 9-13 I(

T

sale 9-1 0 K E

sale 9- 10 K E

M T

I( T gifi 1-10 K A

l. T b uy 9-10 L

K sale 4 -1 0 I( (p311i al)

L T

c D [

I'<

s 1\J:sesstnit!lf

w

rq>011111g \l(nod

1<tNANCtAL DISCLOSURE REPORT

Page 2 ofS

lncome dur1t1& Gross "'wt :ii end of Tnuu.occ.K:wts during reporttnt pmod Desuip110fl or A$Scc

(11)Cllld1nstO�t a._utLS)

Plaoe ·oo" afier ea hasset e.xempc Tt"J'le (e g. Value Value Dale:Arnown ldentiryor(e.g.from pnor d1.sclos buy. sell. Codc2 M hod Month·Cod< I div, ronc. or buyer/seller

=-·(A ·Hl (J-P) O..y (if privruc (l·P)rcdcn11wU>s1) (Q-W)

A

c

A

A

A

A

A

A

K

M

T A

-Sl.SOl-SS,000 • S5,00l·SIS.000 • SIS,001-Sl<>,000 • Sl.000 or lets • Sl.001-Sl,500 l:ooomo'G;11n c

.. sso.001.s100.ooo G • SJOO,OOl-Sl,000.000 HJ -Sl,000,001-S5,000,000 �u •More 1bln ss.000.000 (SecCof11mn:S 81 :iad t:M)

... $1S,001-S5Cl.OOO L • SSO.t101 ·SIOO.OOO M = SI00.001·$250,000

tScc Col11t'r.l'IS

2. V!tlue Codes -SIS,000 0t 1w:

•• $?SO,OOO--S500.000 0 • SS00,001-Sl,000.000 Pl ... Sl,OOO,OOl·S5,000.000 P2 • ss.000.001-m.ooo.ooo Cl and D=')

p; .. $2$,000,001.SS0,000.000 SMoce llt:an SS0,000,000

3 Vall.IC Me1hoJ CCIJes I) R .. Cota: (KClll Esuire ()n!y) T a Cash.'M;a.-1..ct

.. Esrunated

(

37. Johnson and J<1 hnson

38. MBI A Inc.

39. M erck and Co.

-

40. Microsoft

41. Moodys

4 2 . N i ke

43. ProclO< & Gambill

44. RH Bumhey Inv. LLC

45. Safeguard Sc.i en tifics

46. Sara l..e< Corp.

47. Soleetton

48. Slalbucks Corp.

49. S Y Bank C«p.

so. U S \Vireless On line, Inc.

SI. W a Jgrcens

52. Washington Mut. l n c .

53. Wyeth. rormerfy Amer.Home Prod.

54 . Zebra Tec h .

A B F G

N am e o f Person Rcpor11ng HEYBURN 11, JOHN G

8.

(I) ('.!)

Typ<

Dividend

A Dividend

Div iden d

Drvidend

Dividend

N one

B Dividend

D Div iden d

Dividend

Dividend

A D ividend

Dividen d

Dividend

Dividend

A Dividend

Div idend

c Dividend

Dividend

reporting pc-ri.:id

( I ) (2)

Codel

M T

T

M T

T

M T

N T

K T

K T

) T

T

K T

K T

T

K T

o.

Da le of Repon

3/15120 0$

(I) If not cxcmp1 b'l)nl d as:;IQWTC

(3)

Value .. biab- Code2

sale S-28

s.ie 9-10

J

sale 9- 1 0 J

sal

e 9 -10 J

buy 9.13 K

buy 1 2 4 )

b uy HO K

buy 9-13 K

(4)

o.;,, CO<lc I ( A · H )

A ( p oJti aJ)

E

all stock sold 4122/03

N

(S Co!umu c:.:.l..:• ____ u ·....::.B-001<....::._v..:"..:1"'.:...... _____ v_-..:°'..:'..:"'.:...... ______ w_-_•:...•_»_•"-":...•--------------·----------'

FINANCIAL DISCLOSURF. REPORT

Page 3 ofS

VU. fNVESTMENTS and TRUSTS

A.

Dcscnptloo of AsstLS (111Cluding lnW a$ )

Place " X)" aftereach assec e'<cmp1 fiom pnor d1sc;losun:

L .

I f1)Comc:;'GainCodes -SJ.OOOorkss tSecCotun1ns l;H 3!ld 0.1) .., sso.001.s100,ooo

2. Vctl Codc$ .-s1s.oooor kti K

{DCOmeduring repornng nod

Amo;1wi: (c.g Cod.: I div fttll. or (A ·H) ... )

A

A

A

A

A

A

A

A

A

A

A

-s1.001.s2.soo = SIOO,OOl·Sl,000,000

-=-sl;.001-sw.ooo

c. Gross \'ldlllt a1 end ol

V;i)uc Value Cod<2 Md hod (J-P)

(Q.W)

L T

J

l..

J

L

c -S2,501.ss.ooo HI -s1.ooo.001-ss.ooo.ooo L •s;o.001-s100.ooo

Tua:1sact101U during report.ins pcnod

(2) Type (<-! Inte: buy, seU. """'" rcdemptioi1) Day O·P)

J

K

D •55.00l·SlS.000

H2 •More than ss.000.000 M =SI00.001-$2>0.000

(S) ldent11yofbuyc:r/scllet(1(pti\'atCltMSac:tion)

A

A

A

E •SIS.001-$50,000

tSoe Columns Cl fu:d 03) • SlS0.000-S.SOO.OOO 0 -5SOO.OOl·Sl.OOO,OOO Pl = Sl.000.001..SS.000.000 Pl -SS.OOO.OOl·S'-5.000,000 p; • S25.000.001-$$0.000,000 N =$More than SSO,Olli.1,000

3 \'ah;.� Meihod Co.ks Q Appni�I R =CA& (Rc:;,I a.le Ot:ily) S = Asscs.smc:UI T ., Ca.st.JMarl\(t

A.

Zimmer H tdg.s

56. TRUST ·A

57. Blackroc k Fd.

58. Gen. £ 1.,.,1.

59. National City

e,.. ·

60. PNC Bank

6 1. SY Bank

62. JP M01gan Co.

63 . TRUST .S · Armanda Money MkL fd.

64 . Ky. Tax Exempt Money Fd

65. BPPLCADR

66. C°"" Cola Co

67. Ganncct Co.

68. Glaxo Wdl eome PLC

69. HoneywcU Intl.

70. Johnson & J ohnson

71. Mars h & McLennan

72 . McGra w-Hill Co.

i.:.oii<1c.'Ga . .. c . I

J \':i h :t ;\1et 00d CQdQ

(Ste Cof u::n11 Cli

-

B

v

Name of P e rson cPQ11ing

HEYBURN 11. J OHN G

B. c.

rcponins prriod r eporti n g pcnod

(I) ( 2 ) (ll (2)

J\moWU

inl, )

Dividend

D iv idend N T

Dividend T

c

U:u e of Rcpon

311;/2005

D.

(l ) If t1a t emp t from di sclosure

(3) (') V ;\fl)C Code 2 Cod< I

( A · H)

See Note I

Sec Note2

See Nole 2

b uy

S oc Notc2

Sec Note 2

b uy 5-24

buy 3 -20 (2) 3-20·03

D E

s

=Other w = Es.um1 ted

FINANCIAL DISCLOSURE REPORT

Page 4 ofS

Dcscript ioa of AUC't$ (0¢ludit1Gtrust asstrs)

J)l;ice: (Xr ana dlch :13._'d CXC!flpl from ,1no1 diselosure

55.

A a SJ, 000 or kU

($ct CQ!umns Bl and 04)

1 Vltftx Codes

1SceColtntm� Cl a.,<.! 03)

J' "$50,001-$100,000

J -SU,OOOorlm

N ... S!SO,OOG-5500.000

Pl .. $2j.000,00J-S50.000,000

0 Al)p'St.>d

U •• BooJ: V:We

G

.:

0

R

lnCQ;nc during Gross value a1 ciid ol

Type (c i;. V u< v.i Code I di\'. rcnL or Code2 Method (A·H) (hP) Codcl

(Q-IV)

A K T

0

0 N

= Sl,00l-S2.l<l0 = S'.?.501-S5,000

= SlOO.OO l·Sl,000,000 HI =SJ.OOO.OOl-$5.000.000

= $15,001-$$0, 000 L = SW.001-SlOO.OOO

- Sl<lO.OOl ·Sl,000.000 Pl . . St.000,00J·SS.000.000

Transactions during rcpon� period

(2) (S) T)'pc (e.g. °"" GaiQ (dcctil)' of !Ny, sett, Montb· buyer/JSCl&er w.rgcr, Day (J·P) (ifprivaleredemption) ...,.coon)

8-1 J

J

J

= s;.OOl-Sll.000 • SlS.OOl-SW,000

H2 =More than $5.000.000

M =ll00.00l·S2!<>.000

l'2 -SS,000.00J.$25,000,000

P4 =SMorc dw1 sso.000.000 =C.Osc (Real E$1.�eOn!yJ =Asscssmer11 T .. (".ash-'Ma:rk('I

I

Nam-c. of Pe rs on Rcportino

HEYBURN II , JOHN G

Date of R e p o n

3/lS/2005

vn . IN ESTMENTS and TRUSTS .. mco1 n e. V:'!Juie, lrWISc;)l ions {i::ic! i:-de.s th ¢s oru-.e .\POU and dcpendcm cbi\ dtt n. Set pp. 3 4. 5 7 or fil: n£. i1 s1ru:: b ons }

A,

a

s

73. N ational C it)' Corp.

74. Nok i a Corp

75. Proe tor & O:unble

76. Sch lumberger ltd.

77. Veriz.on Conunun.ieations

"-"'

78. CHAR I TABLE FOUNDATION· H

79. Hilliard L),;)ns Growth

A

F

"

0

u ·---

u. f noc)lnt

reporting pc Ood

( I ) ( 2 )

{t'

I DI.)

..

c Divi den d

B

y

(;.

rcpornn period

( I \ ( l)

(J·P)

T

c

0.

( I \ lfnQI e ¥ e tr1p1 from di s closure

V 41l1,1c

mtrgcr, Day

buy 5-25

(<)

Gam Code I (A• ll)

\\· • E:.s.1inn..1cd

t<'INANCIAL DISCLOSURF. REPORT

Page 5 ofS

Ocstti;11.1on <>f Assets (inchid:ng1nis1 ssets,

Pl:ice ·oo· efter each asset exemp1 from prior drsclo l.lf('

dun nt

Alnou:11 TYJ>< Code I di\•, rool. or (A·H)

Gross v:dt.: :it end of

V21lue: V;:luc Code2 Mt'Chod

Code3 (Q-W)

M

Trlll!s::ieiions O-irii11 repon:u11 period

(2) (3) T)lie (c. . Dil1c: buy,s.cu. Mc:sltb. Codel

(l·P)redcrnrit1on)

J

(l) ldeotiry of boyer/$dk:r (if private ll'atl#tt1on)

I hteome/Gain COl.b = S 1.000 or less = S 1.00 I .$2,SOO • S2.)()Ms.ooo D - S5,00l·SIS.OOO E -l!S.001- o.ooo

HI • Sl.000,00l·SS.000,000 H2 • Mott lhan $5.D00,000 (Sec: C'olun:.n$ 61 :<111.d 0<1) = S50.001·$JOO,OOO G =SI00,001-Sl.000.000

-S 15.000 « kss " -SIS,001-SSO,OOO G .. SS0,001-s100.ooo M ...Sl00,001-$250.0002 Vall.IC Codes

-SS00,001 ·SI.000.Wl Pl ... s1.ooo.001-ss.ooo,ooo P2 • SS.000,00l·Sl>. 000, 000 { ex; (\n.nnflS Ct atod DJ) .. S S0,00fJ·S500.000 0

J'4 .. M0tc 1h:in sso.CI00,0001>'1 -$21.00000l·S50.(lf)<).000

.l V;ik;'!.'. M:-ihud S Ai!Pfl=.1!l'llt R -. (:1>$t (Ra! F.>ia:e On)y) s r\$$¢)$fl'IC:!ll

(S« Column C:lJ =Boo); Vnh� -Ochcl' --··-··

Ntttnc of Person Rcpon mg Date nfRepon FINANClAL DISCLOSURE REPORT

HEYBURNII, JOHN G

(lnd1u:c pan ofRtpon,) VITI. ADDITIONALfNFORMATION OR EXPLANATIONS

Note J -The Blackrock Fd 1s a PNC Money Markel F'und tha1 I have owned for some ume, buc specifically idenlific-d in 2004. ?rev1ously identified as

cash or Cash Equiv. Fd. No«c 2 -This stock v;as ownc-d in 2003.

Date. __ ...L.-- 2-:__)..:_..:.'el_..J __ _

NamcofPc,,-on Rcponing Date of Report FINANCIAL D!SCLOSUR£ REPORT

HEY!lURN II, JOHN G 311512005

IX. CERTIFICATION.

I cenify that all infonnation given above (including infonnation penain ing to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best ofmy knowledge and belief, and that any infonnation not reponed was withheld because it met upplicable statutory provisions pennitting non-disclosure.

I funher cenify that earned income from outside employment and honoraria and the accepiance of gifts which have been reported are in com pliance with the provisions of 5 U.S.C. § 501 et. seq., 5 U.S.C. § 7353, and Judicial Conference regulations.

Signature

NOTE: ANY TNDIVIDUAL WHO KNOWINGLY AND WILFULLY FALSIFIES OR FAILS TO FlLE THIS REPORT MAY BE SUBJECT TO CIVIL AND CRIMJNAL SANCTIONS (5 U.S.C. app. § 104)

FIUNG INSTRUCTIONS

Mail signed original and 3 additional copies to:

Committee on Financial Disclosure

Administrative Office of the United State.s Couns

Suite 2-301

One Columbus Circle, N.E.

Washington, D.C. 20544