X!'.S##X X!&&3'( OOOPOOPR//7 !#$%&' ()*+, -.+/01++ · 2019-02-25 · /01 )2 -. "!3&4 -3(.# 5/11,!&&!-4 .$ 60715!889:;< )9=!889:;< )>?@=.>ab>c@d (e@;

APEX CLEARINGONE DALLAS CENTER350 N. ST PAUL, SUITE 1300DALLAS, TX 75201

Account No:

Account Name:

Taxpayer Identification Number:

Account Executive No:

ORIGINAL:

5SE74075

KARTHEEK KALLURI

***-**-8332

DPA

02/09/2019

IN ACCOUNT WITH

ROBINHOOD(650) 940-2700

CONSOLIDATED 2018 FORMS 1099 AND DETAILS

KARTHEEK KALLURI

2219 ASTORIA CIR 205

HERNDON, VA 20170 5991

THIS DOCUMENT INCLUDES YOUR CONSOLIDATED FORM 1099 THAT WE ARE REQUIRED

TO PROVIDE TO YOU AND THE INTERNAL REVENUE SERVICE. WE SUGGEST THAT YOU

SEEK THE ADVICE OF A TAX PROFESSIONAL WHEN PREPARING YOUR RETURN.

PLEASE VERIFY YOUR PERSONAL INFORMATION FOR ACCURACY AND CONTACT YOUR

BROKER-DEALER OR REGISTERED ADVISOR TO CORRECT ANY DISCREPANCIES. IF

YOU OWN MUTUAL FUNDS, REAL ESTATE TRUSTS (REITS), REMIC SECURITIES OR

WHFIT'S, INCOME DISTRIBUTIONS MAY BE RECLASSIFIED BY THE ISSUER AFTER THE

ORIGINAL 1099 IS SENT. IF YOU HOLD THESE SECURITIES YOU MAY RECEIVE A

CORRECTED FORM 1099. IN ADDITION TO THE 1099 INFORMATION, SUPPLEMENTAL

DETAILS ARE PROVIDED TO HELP YOU PREPARE YOUR RETURN. ONLY INFORMATION

REPORTED ON FORM 1099 IS SENT TO THE IRS.

YEAR-END MESSAGES

TABLE OF CONTENTS

Consolidated 1099 Sections:

1099-DIV / INT Summary Information Page 3

1099-B Proceeds from Broker and Barter Exchange Transactions Page 6

Details:

1099-DIV Dividend & Distribution Details Page 17

1099-INT Interest Income Details Page 20

Investment Details Page 21

1099-OID

1099-MISC

Your Account did not receive the following Forms:

Page 1 of 28

***THIS PAGE IS INTENTIONALLY LEFT BLANK***

Page 2 of 28


Account No:

Account Name:



ORIGINAL:

5SE74075

KARTHEEK KALLURI

***-**-8332

DPA

02/09/2019

IN ACCOUNT WITH

ROBINHOOD(650) 940-2700

2nd TIN NoticeCopy B for recipient

Payer's Federal Identification Number: 13-2967453Payer's Name, Street, City, State, Zip Code:

APEX CLEARING

ONE DALLAS CENTER

350 N. ST PAUL, SUITE 1300

DALLAS, TX 75201

Telephone Number: 214-765-1009

RECIPIENT'S Name, Street Address, City, State, and Zip CodeKARTHEEK KALLURI



FATCA Filing Requirement

2018 CONSOLIDATED FORMS 1099

$11.87

$10.89

$0.06

$0.00

$0.00

$0.00

$0.08

$0.00

$0.98

$0.00

$0.00

-

$0.00

$0.00

$0.00

$0.00

1a. Total ordinary dividends (includes Boxes 1b, 5, 6)

1b. Qualified dividends

2a. Total capital gain distributions (includes Boxes 2b, 2c, 2d)

2b. Unrecaptured section 1250 gain

2c. Section 1202 gain

2d. Collectibles (28%) gain

3. Nondividend distributions

4. Federal income tax withheld

5. Section 199A dividends

6. Investment expenses

7. Foreign tax paid

8. Foreign country or U.S. possession

9. Cash liquidation distributions

10. Noncash liquidation distributions

11. Exempt-interest dividends (includes Box 12)

12. Specified private activity bond interest dividends (AMT)

FORM 1099-DIV

IRS Box

OMB NO. 1545-0110

AmountDIVIDENDS AND DISTRIBUTIONS

$13.30$0.00$0.00$0.00$0.00$0.00

-$0.00$0.00$0.00$0.00$0.00$0.00

-

1. Interest income (not included in Box 3)2. Early withdrawal penalty3. Interest on U.S. Savings Bonds & Treasury obligations4. Federal income tax withheld5. Investment expenses6. Foreign tax paid7. Foreign country or U.S. possession8. Tax-exempt interest (includes Box 9)9. Specified private activity bond Interest10. Market discount11. Bond premium12. Bond premium on Treasury obligations13. Bond premium on tax-exempt bonds14. Tax-exempt and tax credit bond CUSIP no.

FORM 1099-INT

IRS Box

OMB NO.1545-0112

AmountINTEREST INCOME

THIS IS YOUR FORM 1099 (COPY B FOR RECIPIENT) - PLEASE RETAIN FOR TAX PREPARATION PURPOSESThe above is important tax information and is being furnished to the Internal Revenue Service (except as indicated). If you are required to file a return,

a negligence penalty or other sanction may be imposed on you if the income is taxable and the IRS determines that it has not been reported.

Page 3 of 28

Form 1099-DIV (OMB NO. 1545-0110)Recipient's taxpayeridentificationnumber(TIN).Foryourprotection, thisformmayshowonly thelast fourdigitsofyourTIN(socialsecuritynumber(SSN),individual taxpayeridentificationnumber(ITIN),adoptiontaxpayeridentificationnumber(ATIN),oremployer identificationnumber(EIN)).However, the issuerhas reportedyourcompleteTINto theIRS.FATCAfilingrequirement. If theFATCAfilingrequirementbox ischecked, thepayer is reportingonthisForm1099to satisfy its chapter 4 account reporting requirement. You also may have a filing requirement. See the Instructions for Form 8938.Account number. May show an account or other unique number the payer assigned to distinguish youraccount. Box 1a. Shows total ordinary dividends that are taxable. Include this amount on the "Ordinary dividends" line of Form 1040. Also, report it on Schedule B (1040), if required. Box 1b. Shows the portion of the amount in box 1athat may be eligible for reduced capital gains rates. See the Form 1040 instructions for how to determine this amount and where to report. The amount shown may be dividends a corporation paid directly to you as a participant (orbeneficiary of a participant) in an employee stock ownership plan (ESOP). Report it as a dividend on your Form 1040 but treat it as a plan distribution, not as investment income, for any other purpose. Box 2a. Shows total capitalgain distributions from a regulated investment company (RIC) or real estate investment trust (REIT). SeeHow To Report in the Instructions for Schedule D (Form 1040). But, if no amount is shown in boxes 2c-2d and your only capitalgains and losses are capital gain distributions, you may be able to report the amounts shown in box 2a on your Form 1040 rather than Schedule D. See the Form 1040 instructions. Box 2b. Shows the portion of the amount in box2a that is unrecaptured section 1250 gain from certain depreciable real property. See the Unrecaptured Section 1250 Gain Worksheet-Line 19 in the Instructions for Schedule D (Form 1040). Box 2c. Shows the portion of the amountin box 2a that is section 1202 gain from certain small business stock that may be subject to an exclusion. See the Schedule D (Form 1040) instructions. Box 2d. Shows 28% rate gain from sales or exchanges of collectibles. Ifrequired, use this amount when completing the 28% Rate Gain Worksheet-Line 18 in the Instructions for Schedule D (Form 1040). Box 3. Shows the part of the distribution that is nontaxable because it is a return of your cost (orother basis). You must reduce your cost (or other basis) by this amount for figuring gain or loss when you sell your stock. But if you get back all your cost (or other basis), report future distributions as capital gains. See Pub. 550.Box 4. Shows backup withholding. A payer must backup withhold on certain payments if you did not give your TIN to the payer. See Form W-9, Request for Taxpayer Identification Number and Certification, for information on backupwithholding. Include this amount on your income tax return as tax withheld. Box 5. Shows dividends eligible for the 20% qualified business income deduction under section 199A. See the Instructions for Form 1040. Box 6. Shows yourshare of expenses of a nonpublicly offered RIC, generally a nonpublicly offered mutual fund. This amount is included in box 1a. Box 7. Shows the foreign tax that you may be able to claim as a deduction or a credit on Form 1040.See the Form 1040 instructions. Box 8. This box should be left blank if a RIC reported the foreign tax shown in box 7. Boxes 9 and 10. Shows cash and noncash liquidation distributions. Box 11. Shows exempt-interest dividendsfrom a mutual fund or other RIC paid to you during the calendar year. See the Instructions for Form 1040 for where to report. This amount may be subject to backup withholding. See Box 4 above. Box 12. Shows exempt-interestdividends subject to the alternative minimum tax. This amount is included in box 11. See the Instructions for Form 6251. Boxes 13-15. State income tax withheld reporting boxes. Nominees. If this form includes amounts belongingto another person, you are considered a nominee recipient. You must file Form 1099-DIV (with a Form 1096) with the IRS for each of the other owners to show their share of the income, and you must furnish a Form 1099-DIVto each. A spouse is not required to file a nominee return to show amounts owned by the other spouse. See the 2018 General Instructions for Certain Information Returns. Future developments. For the latest information aboutdevelopments related to Form 1099-DIV and its instructions, such as legislation enacted after they were published, go to www.irs.gov/Form1099DIV.

Form 1099-INT (OMB NO. 1545-0112)The information provided may be different for covered and noncovered securities. For a description of covered securities, see the Instructions for Form 8949.For a taxable covered security acquired at a premium, unless you notified thepayer inwriting inaccordancewithRegulationssection1.6045-1(n)(5)thatyoudidnotwant toamortizethepremiumundersection171,orforatax-exemptcoveredsecurityacquiredatapremium,yourpayergenerallymustreporteither(1)anet amount of interest that reflects the offset of the amount of interest paid to you by the amount of premium amortization allocable to the payment(s), or (2) a gross amount for both the interest paid to you and the premium amortizationallocable to the payment(s). If you did notify your payer that you did not want to amortize the premium on a taxable covered security, then your payer will only report the gross amount of interest paid to you. For a noncovered securityacquired at a premium, your payer is only required to report the gross amount of interest paid to you. Recipient's taxpayer identification number (TIN). For your protection, this form may show only the last four digits of your TIN (socialsecurity number (SSN), individual taxpayer identification number (ITIN), adoption taxpayer identification number (ATIN), or employer identification number (EIN)). However, the issuer has reported your complete TIN to the IRS.FATCA filing requirement. If the FATCA filing requirement box is checked, the payer is reporting on this Form 1099 to satisfy its chapter 4 account reporting requirement. You also may have a filing requirement. See the Instructions forForm 8938.Account number. May show an accountor other unique number the payer assigned to distinguish youraccount. Box 1. Shows taxable interest paid to youduring the calendar year by the payer. This does not include interestshown in box 3. May also show the total amount of the credits from clean renewable energy bonds, new clean renewable energy bonds, qualified energy conservation bonds, qualified zone academy bonds, qualified school constructionbonds, and build America bonds that must be included in your interest income. These amounts were treated as paid to you during 2018 on the credit allowance dates (March 15, June 15, September 15, and December 15). For moreinformation, see Form 8912. See the instructions above for a taxable covered security acquired at a premium. Box 2. Shows interest or principal forfeited because of early withdrawal of time savings. You may deduct this amount tofigure your adjusted gross income on your income tax return. Seethe Instructions for Form1040 to see where to take the deduction.Box 3. Showsinterest on U.S. SavingsBonds, Treasury bills, Treasurybonds, and Treasury notes.Thismay or may not all be taxable. See Pub.550. This interest is exempt from state and local income taxes. This interest is not included in box 1. See the instructions above for a taxable covered security acquired at a premium. Box 4. Showsbackup withholding. Generally, a payer must backup withhold if you did not furnish your taxpayer identification number (TIN) or you did not furnish the correct TIN to the payer. See Form W-9. Include this amount on your income taxreturn as tax withheld. Box 5. Any amount shown is your shareof investment expenses of a single-class REMIC. This amount is included in box 1. Box 6. Shows foreign tax paid. You may be able to claim this tax as a deduction or a crediton your Form 1040. See your Form 1040 instructions. Box 7. Shows the country or U.S. possession to which the foreign tax was paid. Box 8. Shows tax-exempt interest paid to you during the calendar year by the payer. See how toreport this amount in the Instructions for Form 1040.This amount may be subject to backup withholding. See box 4. See the instructions above for a tax-exempt covered security acquired at a premium. Box 9. Shows tax-exempt interestsubject to thealternativeminimumtax.Thisamount is included inbox8.SeetheInstructions forForm 6251.Seethe instructionsabovefora tax-exempt coveredsecurityacquiredatapremium.Box 10.Fora taxableor tax-exemptcoveredsecurity, if you made an election under section 1278(b) to include market discount in income as it accrues and you notified your payer of the election in writing in accordance with Regulations section 1.6045-1(n)(5), shows the marketdiscount that accrued on the debt instrument during the year while held by you, unless it was reported on Form 1099-OID. For a taxable or tax-exempt covered security acquired on or after January 1, 2015, accrued market discountwill be calculated on a constant yieldbasis unless you notified your payer in writing in accordance with Regulations section 1.6045-1(n)(5) that you did not want to make a constant yieldelection for market discount under section 1276(b).Report the accrued market discount on your income tax return as directed in the Instructions for Form 1040. Market discount on a tax-exempt security is includible in taxable income as interest income. Box 11. For a taxable coveredsecurity (other than a U.S. Treasury obligation), shows the amount of premium amortization allocable to the interest payment(s), unless you notified the payer in writing in accordance with Regulations section 1.6045-1(n)(5) that you didnot want to amortize bond premium under section 171. If an amount is reported in this box, see the Instructions for Form 1040 (Schedule B) to determine the net amount of interest includible in income on Form 1040 with respect tothe security. If an amount is not reported in this box for a taxable covered security acquired at a premium and the payer is reporting premium amortization, the payer has reported a net amount of interest in box 1. If the amount in box11 is greater than the amount of interest paid on the covered security, see Regulations section 1.171-2(a)(4). Box 12. For a U.S. Treasury obligation that is a covered security, shows the amount of premium amortization allocable tothe interest payment(s), unless you notified the payer in writing in accordance with Regulations section 1.6045-1(n)(5) that you did not want to amortize bond premium under section 171. If an amount is reported in this box, see theInstructions for Form 1040 (Schedule B) to determine the net amount of interest includible in income on Form 1040 with respect to the U.S. Treasury obligation. If an amount is not reported in this box for a U.S. Treasury obligation that is acovered security acquired at a premium and the payer is reporting premium amortization, the payer has reported a net amount of interest in box 3. If the amount in box 12 is greater than the amount of interest paid on the U.S. Treasuryobligation, seeRegulationssection 1.171-2(a)(4).Box 13.Fora tax-exemptcovered security,showsthe amountof premiumamortizationallocable to the interestpayment(s). If anamount is reported in thisbox, seePub.550 todeterminethe net amount of tax-exempt interest reportable on Form 1040. If an amount is not reported in this box for a tax-exempt covered security acquired at a premium, the payer has reported a net amount of interest in box 8 or9, whichever is applicable. If the amount in box 13 is greater than the amount of interest paid on the tax-exempt covered security, the excess is a nondeductible loss. See Regulations section 1.171-2(a)(4)(ii). Box 14. Shows CUSIPnumber(s) for tax-exempt bond(s) on which tax-exempt interest was paid, or tax credit bond(s) on which taxable interest was paid or tax credit was allowed, to you during the calendar year. If blank, no CUSIP number was issued for thebond(s). Boxes 15-17. State tax withheld reporting boxes. Nominees. If this form includes amounts belonging to another person(s), you are considered a nominee recipient. Complete a Form 1099-INT for each of the other ownersshowing the income allocable to each. File Copy A of the form with the IRS. Furnish Copy B to each owner. List yourself as the "payer" and the other owner(s) as the "recipient." File Form(s) 1099-INT with Form 1096 with the InternalRevenue Service Center for your area. On Form 1096 list yourself as the "filer." A spouse is not required to file a nominee return to show amounts owned by the other spouse. Future developments. For the latest information aboutdevelopments related to Form 1099-INT and its instructions, such as legislation enacted after they were published, go to www.irs.gov/Form1099INT.

Page 4 of 28


Account No:

Account Name:



ORIGINAL:

5SE74075

KARTHEEK KALLURI

***-**-8332

DPA

02/09/2019

IN ACCOUNT WITH

ROBINHOOD(650) 940-2700

FORM 1099-B TOTALS SUMMARY

REALIZED GAIN / LOSS SUMMARY

Refer to Proceeds from Broker and Barter Exchange Transactions for detailed information regarding these summary values. The amounts shown below are for informational purposes only.

SHORT-TERM GAINS OR (LOSSES) - REPORT ON FORM 8949, PART I PROCEEDS COST BASISMARKET

DISCOUNT

WASH SALE LOSS

DISALLOWED

REALIZED GAIN

OR (LOSS)

Box A (basis reported to IRS)

Box D (basis reported to IRS)

Box B or Box E (basis not reported to IRS)

LONG-TERM GAINS OR (LOSSES) - REPORT ON FORM 8949, PART II

UNKNOWN TERM - CODE (X) REPORT ON FORM 8949 PART I OR PART II

Total Short-Term

Total Long-Term

Total Unknown Term

Box B (basis not reported to IRS)

Box B - Ordinary - (basis not reported to IRS)

Box A - Ordinary - (basis reported to IRS)

Box D - Ordinary - (basis reported to IRS)

Box B or Box E - Ordinary - (basis not reported to IRS)

Box E (basis not reported to IRS)

Box E - Ordinary - (basis not reported to IRS)

$9,602.35 $8,369.69 $0.00 $15.07 $1,247.73

$0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00

$9,602.35 $8,369.69 $0.00 $15.07 $1,247.73

$329.77 $274.65 $0.00 $13.50 $68.62

$0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00

$329.77 $274.65 $0.00 $13.50 $68.62

$20.76 $0.00 $0.00 $0.00 $0.00

$0.00 $0.00 $0.00 $0.00 $0.00

$20.76 $0.00 $0.00 $0.00 $0.00

Page 5 of 28


Account No:

Account Name:



ORIGINAL:

5SE74075

KARTHEEK KALLURI

***-**-8332

DPA

02/09/2019

IN ACCOUNT WITH

ROBINHOOD(650) 940-2700

2nd TIN NoticeCopy B for recipient

Payer's Federal Identification Number: 13-2967453Payer's Name, Street, City, State, Zip Code:

APEX CLEARING

ONE DALLAS CENTER

350 N. ST PAUL, SUITE 1300

DALLAS, TX 75201

Telephone Number: 214-765-1009

RECIPIENT'S Name, Street Address, City, State, and Zip CodeKARTHEEK KALLURI



FATCA Filing Requirement

2018 FORM 1099-B: PROCEEDS FROM BROKER AND BARTER EXCHANGE TRANSACTIONS OMB NO. 1545-0715

The information provided below is in accordance with Federal tax regulations and the IRS instructions that govern our reporting requirements. You should review this informationcarefully when completing your Form 8949 and Schedule D. There may be instances where our reporting requirements will not be consistent with your particular tax accountingposition or elections. For these reasons, the IRS requires us to provide you with this reminder: Taxpayers are ultimately responsible for the accuracy of their tax returns.

Box 5: Box Not Checked (Covered Security)

Covered Short-Term Gains or Losses on Gross ProceedsReport on Form 8949, Part I with Box A checked

Box 2: Type of Gain or Loss - Short-Term

The 1099-B data referenced by a Box Number is reported to the IRS. The additional information not referenced by a Box Number is not reported to the IRS, but may be helpful to complete your return.

Box 3: Basis Reported to the IRSBox 6: Gross Proceeds

Security DescriptionCUSIP(Box 1a)

DateAcquired(Box 1b)

Proceeds(Box 1d)

Cost orOther Basis

(Box 1e)

Date Soldor Disposed

(Box 1c)Quantity Sold

Wash SaleLoss

Disallowed(Box 1g)

Additional InformationGain/LossAmount

AccruedMarket

Discount(Box 1f)

AK STEEL HOLDING CORPCUSIP: 001547108

04/13/2018 $4.68 $4.4909/24/20181.00000 $0.00 $0.19$0.00

ADVANCED MICRO DEVICES INCCOMCUSIP: 007903107

10/06/2017 $23.96 $13.2108/24/20181.00000 $0.00 $10.75$0.0011/03/2017 $31.92 $10.9509/12/20181.00000 $0.00 $20.97$0.00

$55.88 $24.162.00000 $0.00Subtotals $31.72$0.00BLUE APRON HOLDINGS INCCLASS A COMMON STOCKCUSIP: 09523Q101

11/01/2017 $5.00 $9.6405/10/20182.00000 $4.64 $0.00$0.0002/27/2018 $12.50 $13.9805/10/20185.00000 $1.48 $0.00$0.0003/01/2018 $50.00 $56.2005/10/201820.00000 $0.31 ($5.89)$0.0003/02/2018 $100.00 $108.0005/10/201840.00000 $0.00 ($8.00)$0.0003/05/2018 $82.50 $87.7805/10/201833.00000 $0.00 ($5.28)$0.0003/06/2018 $249.99 $256.9905/10/2018100.00000 $0.00 ($7.00)$0.0003/08/2018 $249.98 $201.9805/10/2018100.00000 $0.00 $48.00$0.00



Page 6 of 28


Account No:

Account Name:



ORIGINAL:

5SE74075

KARTHEEK KALLURI

***-**-8332

DPA

02/09/2019

IN ACCOUNT WITH

ROBINHOOD(650) 940-2700

2018 FORM 1099-B: PROCEEDS FROM BROKER AND BARTER EXCHANGE TRANSACTIONS, CONTINUED OMB NO. 1545-0715








Proceeds(Box 1d)

Cost orOther Basis

(Box 1e)



Wash SaleLoss

Disallowed(Box 1g)


AccruedMarket

Discount(Box 1f)

$749.97 $734.57300.00000 $6.43Subtotals $21.83$0.00CARVANA COCLASS A COMMON STOCKCUSIP: 146869102

07/13/2018 $58.66 $44.3609/24/20181.00000 $0.00 $14.30$0.00

***DAVIDSTEA INCCOMCUSIP: 238661102

09/21/2018 $307.48 $280.3510/02/201875.00000 $0.00 $27.13$0.0009/21/2018 $102.50 $111.1410/02/201825.00000 $8.64 $0.00$0.00

$409.98 $391.49100.00000 $8.64Subtotals $27.13$0.00FACEBOOK INCCL ACUSIP: 30303M102

07/26/2018 $300.11 $350.6011/06/20182.00000 $0.00 ($50.49)$0.00

FIRST DATA CORPORATIONCLASS A COMCUSIP: 32008D106

05/21/2018 $25.81 $19.2109/14/20181.00000 $0.00 $6.60$0.00

GERON CORPCUSIP: 374163103

09/24/2018 $641.13 $606.8509/25/2018100.00000 $0.00 $34.28$0.00

HISTOGENICS CORPORATIONCOMCUSIP: 43358V109

10/03/2018 $559.93 $294.3110/04/2018500.00000 $0.00 $265.62$0.0010/03/2018 $221.95 $176.5910/24/2018300.00000 $0.00 $45.36$0.0010/03/2018 $73.98 $58.8610/24/2018100.00000 $0.00 $15.12$0.0010/03/2018 $73.98 $58.8610/24/2018100.00000 $0.00 $15.12$0.00

$929.84 $588.621,000.00000 $0.00Subtotals $341.22$0.00INDIA GLOBALIZATION CAPITALINCCUSIP: 45408X308

09/18/2018 $263.92 $97.7209/21/201883.00000 $0.00 $166.20$0.0009/18/2018 $54.04 $20.0109/21/201817.00000 $0.00 $34.03$0.0009/18/2018 $6.67 $3.5309/24/20183.00000 $0.00 $3.14$0.0009/18/2018 $21.99 $11.7709/24/201810.00000 $0.00 $10.22$0.0009/18/2018 $194.11 $102.4409/24/201887.00000 $0.00 $91.67$0.0010/03/2018 $828.39 $819.6610/03/201880.00000 $0.00 $8.73$0.00

$1,369.12 $1,055.13280.00000 $0.00Subtotals $313.99$0.00



Page 7 of 28


Account No:

Account Name:



ORIGINAL:

5SE74075

KARTHEEK KALLURI

***-**-8332

DPA

02/09/2019

IN ACCOUNT WITH

ROBINHOOD(650) 940-2700









Proceeds(Box 1d)

Cost orOther Basis

(Box 1e)



Wash SaleLoss

Disallowed(Box 1g)


AccruedMarket

Discount(Box 1f)

INSPIREMD INCCOMMON STOCKCUSIP: 45779A861

09/21/2018 $520.77 $506.2509/24/20182,700.00000 $0.00 $14.52$0.00

JAGUAR HEALTH INCCOMMON STOCKCUSIP: 47010C300

05/29/2018 $6.65 $12.9807/20/20186.00000 $0.00 ($6.33)$0.0006/01/2018 $11.09 $19.6007/20/201810.00000 $0.00 ($8.51)$0.0006/28/2018 $8.88 $11.6807/20/20188.00000 $0.00 ($2.80)$0.00

$26.62 $44.2624.00000 $0.00Subtotals ($17.64)$0.00MAGNEGAS APPLIED TECHNOLOGYSOLUTIONS INC COMMON STOCKCUSIP: 55939M101

10/02/2018 $28.03 $22.3710/31/2018110.00000 $0.00 $5.66$0.0010/02/2018 $28.55 $22.7710/31/2018112.00000 $0.00 $5.78$0.0010/02/2018 $25.49 $20.3310/31/2018100.00000 $0.00 $5.16$0.0010/02/2018 $25.49 $20.3310/31/2018100.00000 $0.00 $5.16$0.0010/02/2018 $25.49 $20.3410/31/2018100.00000 $0.00 $5.15$0.0010/02/2018 $28.54 $22.7710/31/2018112.00000 $0.00 $5.77$0.0010/02/2018 $42.31 $33.7610/31/2018166.00000 $0.00 $8.55$0.0010/02/2018 $25.49 $20.3310/31/2018100.00000 $0.00 $5.16$0.0010/02/2018 $22.43 $17.8910/31/201888.00000 $0.00 $4.54$0.0010/02/2018 $39.50 $31.5110/31/2018155.00000 $0.00 $7.99$0.0010/02/2018 $50.97 $40.7010/31/2018200.00000 $0.00 $10.27$0.0010/02/2018 $33.90 $27.0410/31/2018133.00000 $0.00 $6.86$0.0010/02/2018 $25.49 $20.3310/31/2018100.00000 $0.00 $5.16$0.0010/02/2018 $25.49 $20.3310/31/2018100.00000 $0.00 $5.16$0.0010/02/2018 $25.49 $20.3310/31/2018100.00000 $0.00 $5.16$0.0010/02/2018 $25.49 $20.3310/31/2018100.00000 $0.00 $5.16$0.0010/02/2018 $31.60 $25.2210/31/2018124.00000 $0.00 $6.38$0.0010/02/2018 $127.44 $101.6310/31/2018500.00000 $0.00 $25.81$0.00

$637.19 $508.312,500.00000 $0.00Subtotals $128.88$0.00



Page 8 of 28


Account No:

Account Name:



ORIGINAL:

5SE74075

KARTHEEK KALLURI

***-**-8332

DPA

02/09/2019

IN ACCOUNT WITH

ROBINHOOD(650) 940-2700









Proceeds(Box 1d)

Cost orOther Basis

(Box 1e)



Wash SaleLoss

Disallowed(Box 1g)


AccruedMarket

Discount(Box 1f)

MICROSOFT CORPCUSIP: 594918104

10/10/2018 $108.43 $105.3810/25/20181.00000 $0.00 $3.05$0.00

MULESOFT INCCLASS A COMMON STOCKCUSIP: 625207105

03/29/2018 $36.00 $35.0805/04/20181.00000 $0.00 MERGER$0.92$0.00

***NIO INCAMERICAN DEPOSITARY SHARES ERPRSNTNG ONE CL A ORD SHARECUSIP: 62914V106

09/12/2018 $20.10 $12.0009/13/20182.00000 $0.00 $8.10$0.0009/12/2018 $80.24 $48.0009/13/20188.00000 $0.00 $32.24$0.00

$100.34 $60.0010.00000 $0.00Subtotals $40.34$0.00***NEOVASC INCCUSIP: 64065J106

05/22/2018 $0.16 $0.1807/20/20185.00000 $0.00 ($0.02)$0.0005/22/2018 $2.04 $2.0207/20/201857.00000 $0.00 $0.02$0.0005/22/2018 $3.59 $3.5507/20/2018100.00000 $0.00 $0.04$0.0005/22/2018 $3.59 $3.5507/20/2018100.00000 $0.00 $0.04$0.0005/22/2018 $1.35 $1.3507/20/201838.00000 $0.00 $0.00$0.0005/22/2018 $3.59 $3.5507/20/2018100.00000 $0.00 $0.04$0.0005/22/2018 $93.54 $92.3007/20/20182,600.00000 $0.00 $1.24$0.00

$107.86 $106.503,000.00000 $0.00Subtotals $1.36$0.00NETLIST INCCUSIP: 64118P109

09/20/2018 $99.97 $87.0509/21/2018200.00000 $0.00 $12.92$0.0009/21/2018 $399.90 $338.6409/21/2018800.00000 $0.00 $61.26$0.0009/21/2018 $118.11 $84.6609/24/2018200.00000 $0.00 $33.45$0.00

$617.98 $510.351,200.00000 $0.00Subtotals $107.63$0.00NEW AGE BEVERAGES CORPORATIOCOMCUSIP: 64157V108

09/20/2018 $629.98 $471.9110/01/201870.00000 $0.00 $158.07$0.00

NOVAVAX INCCUSIP: 670002104

09/24/2018 $189.98 $168.7009/24/2018100.00000 $0.00 $21.28$0.00



Page 9 of 28


Account No:

Account Name:



ORIGINAL:

5SE74075

KARTHEEK KALLURI

***-**-8332

DPA

02/09/2019

IN ACCOUNT WITH

ROBINHOOD(650) 940-2700









Proceeds(Box 1d)

Cost orOther Basis

(Box 1e)



Wash SaleLoss

Disallowed(Box 1g)


AccruedMarket

Discount(Box 1f)

ORAGENICS INCCOMMON STOCKCUSIP: 684023302

09/24/2018 $86.65 $82.3510/25/201890.00000 $0.00 $4.30$0.0009/24/2018 $19.26 $18.2910/25/201820.00000 $0.00 $0.97$0.00

$105.91 $100.64110.00000 $0.00Subtotals $5.27$0.00SELECT SECTOR SPDR TRUSTTHE FINANCIAL SELECT SECTORSPDR FUNDCUSIP: 81369Y605

05/21/2018 $28.70 $28.1709/21/20181.00000 $0.00 $0.53$0.00

SELECT SECTOR SPDR TRUSTTHE TECHNOLOGY SELECT SECTORSPDR FUNDCUSIP: 81369Y803

05/21/2018 $74.95 $69.1809/21/20181.00000 $0.00 $5.77$0.00

SIRIUS XM HOLDINGS INCCOMCUSIP: 82968B103

11/17/2017 $6.97 $5.4309/21/20181.00000 $0.00 $1.54$0.00

SPRINT CORPORATIONCOM SER 1CUSIP: 85207U105

05/16/2018 $6.46 $5.0909/21/20181.00000 $0.00 $1.37$0.00

SQUARE INCCLASS A COMCUSIP: 852234103

10/23/2017 $70.74 $32.8507/19/20181.00000 $0.00 $37.89$0.0010/23/2017 $86.38 $32.8509/24/20181.00000 $0.00 $53.53$0.00

$157.12 $65.702.00000 $0.00Subtotals $91.42$0.00SUPERVALU INCCOMMON STOCKCUSIP: 868536301

07/20/2018 $32.19 $21.4609/21/20181.00000 $0.00 $10.73$0.0007/20/2018 $32.19 $21.4609/21/20181.00000 $0.00 $10.73$0.00

$64.38 $42.922.00000 $0.00Subtotals $21.46$0.00



Page 10 of 28


Account No:

Account Name:



ORIGINAL:

5SE74075

KARTHEEK KALLURI

***-**-8332

DPA

02/09/2019

IN ACCOUNT WITH

ROBINHOOD(650) 940-2700









Proceeds(Box 1d)

Cost orOther Basis

(Box 1e)



Wash SaleLoss

Disallowed(Box 1g)


AccruedMarket

Discount(Box 1f)

TWILIO INCCL ACUSIP: 90138F102

09/17/2018 $96.18 $84.1911/07/20181.00000 $0.00 $11.99$0.00

TWITTER INCCUSIP: 90184L102

07/31/2018 $68.48 $64.5608/24/20182.00000 $0.00 $3.92$0.0007/31/2018 $34.86 $32.2811/07/20181.00000 $0.00 $2.58$0.00

$103.34 $96.843.00000 $0.00Subtotals $6.50$0.00UNITED CONTINENTAL HOLDINGSINC COMMON STOCKCUSIP: 910047109

05/21/2018 $88.98 $70.1009/26/20181.00000 $0.00 $18.88$0.00

VIKING THERAPEUTICS INCCOMMON STOCKCUSIP: 92686J106

05/31/2018 $41.26 $19.6009/18/20182.00000 $0.00 $21.66$0.0005/31/2018 $109.96 $58.8009/24/20186.00000 $0.00 $51.16$0.0005/31/2018 $143.23 $107.8010/25/201811.00000 $0.00 $35.43$0.00

$294.45 $186.2019.00000 $0.00Subtotals $108.25$0.00***VIOMI TECHNOLOGY CO LTDAMERICAN DEPOSITARY SHARESCUSIP: 92762J103

09/25/2018 $849.76 $950.0010/25/2018100.00000 $0.00 ($100.24)$0.00

YEXT INCCOMMON STOCKCUSIP: 98585N106

07/20/2018 $24.74 $19.1509/21/20181.00000 $0.00 $5.59$0.0007/20/2018 $74.26 $57.4509/21/20183.00000 $0.00 $16.81$0.0007/20/2018 $24.68 $19.1509/24/20181.00000 $0.00 $5.53$0.00

$123.68 $95.755.00000 $0.00Subtotals $27.93$0.00***AXOVANT SCIENCES LTDCOMMON SHARESCUSIP: G0750W104

06/08/2018 $2.38 $4.8907/25/20181.00000 $0.00 ($2.51)$0.00

***SEADRILL LIMITED SHSCUSIP: G7945E105

06/19/2018 $0.58 $4.0007/05/201810.00000 $0.00 MERGER($3.42)$0.0006/20/2018 $0.58 $3.8907/05/201810.00000 $0.00 MERGER($3.31)$0.0006/25/2018 $8.73 $53.8207/05/2018150.00000 $0.00 MERGER($45.09)$0.0006/28/2018 $2.91 $15.5007/05/201850.00000 $0.00 MERGER($12.59)$0.0007/02/2018 $27.96 $110.4007/05/2018480.00000 $0.00 MERGER($82.44)$0.00



Page 11 of 28


Account No:

Account Name:



ORIGINAL:

5SE74075

KARTHEEK KALLURI

***-**-8332

DPA

02/09/2019

IN ACCOUNT WITH

ROBINHOOD(650) 940-2700









Proceeds(Box 1d)

Cost orOther Basis

(Box 1e)



Wash SaleLoss

Disallowed(Box 1g)


AccruedMarket

Discount(Box 1f)

$40.76 $187.61700.00000 $0.00Subtotals ($146.85)$0.00***SEADRILL LIMITEDCOMMON STOCKCUSIP: G7998G106

07/02/2018 $8.14 $8.7307/20/20180.42857 $0.00 ($0.59)$0.0007/02/2018 $2.72 $2.9107/20/20180.14286 $0.00 ($0.19)$0.0007/02/2018 $0.54 $0.5807/20/20180.02857 $0.00 ($0.04)$0.0007/02/2018 $0.54 $0.5807/20/20180.02857 $0.00 ($0.04)$0.0007/02/2018 $26.06 $27.9607/20/20181.37143 $0.00 ($1.90)$0.00

$38.00 $40.762.00000 $0.00Subtotals ($2.76)$0.00

$9,602.35 $8,369.69 $15.0796 ITEMS - TOTAL $1,247.73$0.00



Page 12 of 28


Account No:

Account Name:



ORIGINAL:

5SE74075

KARTHEEK KALLURI

***-**-8332

DPA

02/09/2019

IN ACCOUNT WITH

ROBINHOOD(650) 940-2700



Covered Long-Term Gains or Losses on Gross ProceedsReport on Form 8949, Part II with Box D checked

Box 2: Type of Gain or Loss - Long-Term





Proceeds(Box 1d)

Cost orOther Basis

(Box 1e)



Wash SaleLoss

Disallowed(Box 1g)


AccruedMarket

Discount(Box 1f)

APPIAN CORPORATIONCLASS A COMMON STOCKCUSIP: 03782L101

07/10/2017 $36.35 $18.8009/14/20181.00000 $0.00 $17.55$0.0007/10/2017 $34.94 $18.8009/21/20181.00000 $0.00 $16.14$0.00

$71.29 $37.602.00000 $0.00Subtotals $33.69$0.00FACEBOOK INCCL ACUSIP: 30303M102

07/19/2017 $150.05 $163.5511/06/20181.00000 $13.50 $0.00$0.00

MICROSOFT CORPCUSIP: 594918104

07/19/2017 $108.43 $73.5010/25/20181.00000 $0.00 $34.93$0.00

$329.77 $274.65 $13.504 ITEMS - TOTAL $68.62$0.00



Page 13 of 28


Account No:

Account Name:



ORIGINAL:

5SE74075

KARTHEEK KALLURI

***-**-8332

DPA

02/09/2019

IN ACCOUNT WITH

ROBINHOOD(650) 940-2700


Box 5: Box Checked (Noncovered Security)

Unknown Term Gains or Losses on Gross ProceedsReport on Form 8949, Code X** - Either Part I or Part II with Box B or Box E checked

Box 2: Type of Gain or Loss - Short-Term or Long-Term

The 1099-B data referenced by a Box Number is reported to the IRS. Taxpayers must identify missing data to determine what box to check on Form 8949. The additional information not referenced by a Box Number isnot reported to the IRS, but may be helpful to complete your return.

Box 3: Basis Not Reported to the IRSBox 6: Gross Proceeds


DateAcquired

Proceeds/Reported to IRS

(Box 1d)

Cost orOther Basis



Wash SaleLoss

Disallowed Additional InformationGain/LossAmount

AccruedMarket

Discount

***SEADRILL LIMITEDCOMMON STOCKCUSIP: G7998G106

N/A $20.76 N/A07/17/2018 N/A CASH IN LIEUN/AN/A

$20.76 N/A N/A1 ITEMS - TOTAL N/AN/A

FOOT NOTES** IRS Instructions require Unknown Term transactions to be assigned Code X for reporting on Form 8949. Please refer to your Tax Advisor for further advice.

N/A - Information marked as N/A is not available to your broker. This may happen if you purchased the securities outside of the firm and/or transferred them from another account. Please consultyour own records to determine whether you have any additional information about these transactions.

SHORT SALE - Short sales covered in December that settle in January will be reported on your Form 1099-B in the year they are settled.



END OF 2018 FORM 1099-B

Page 14 of 28

Form 1099-B (OMB NO. 1545-0715)Brokers and barter exchanges must report proceeds from (and in some cases, basis for) transactions to you and the IRS on Form 1099-B. Reporting is also required when your broker knows or has reason to know that a corporationin which you own stock has had a reportable change in control or capital structure. You may be required to recognize gain from the receipt of cash, stock, or other property that was exchanged for the corporation's stock. If yourbroker reported this type of transaction to you, the corporation is identified in box 1a.Recipient's taxpayer identification number (TIN). For your protection, this form may show only the last four digits of your TIN (social security number (SSN), individual taxpayer identification number (ITIN), adoption taxpayeridentification number (ATIN), or employer identification number (EIN)). However, the issuer has reported your complete TIN to the IRS.Account number. May show an account or other unique number the payer assigned to distinguish your account.CUSIP number. Shows the CUSIP (Committee on Uniform Security Identification Procedures) number or other applicable identifying number.FATCA filing requirement. If the FATCA filing requirement box is checked, the payer is reporting on this Form 1099 to satisfy its chapter 4 account reporting requirement. You also may have a filing requirement. See theInstructions for Form 8938.Applicable check box on Form 8949. Indicates where to report this transaction on Form 8949 and Schedule D, and which check box is applicable. See the instructions for your Schedule D and/or Form 8949.Box 1a. Shows a brief description of the item or service for which amounts are being reported. For regulated futures contracts and forward contracts, "RFC" or other appropriate description may be shown. For Section 1256 optioncontracts, "Section 1256 option" or other appropriate description may be shown. For a corporation that had a reportable change in control or capital structure, this box may show the class of stock as C (common), P (preferred), orO (other).Box 1b. This box may be blank if box 5 is checked or if the securities sold were acquired on a variety of dates. For short sales, the date shown is the date you acquired the security delivered to close the short sale.Box 1c. Shows the trade date of the sale or exchange. For short sales, the date shown is the date the security was delivered to close the short sale. For aggregate reporting in boxes 8 through 11, no entry will be present.Box 1d. Shows the cash proceeds, reduced by any commissions or transfer taxes related to the sale, for transactions involving stocks, debt, commodities, forward contracts, non-Section 1256 option contracts, or securitiesfutures contracts. May show the proceeds from the disposition of your interest(s) in a widely held fixed investment trust. May also show the aggregate amount of cash and the fair market value of any stock or other propertyreceived in a reportable change in control or capital structure arising from the corporate transfer of property to a foreign corporation. Losses on forward contracts or non-Section 1256 option contracts are shown in parentheses. Thisbox does not include proceeds from regulated futures contracts or Section 1256 option contracts. Report this amount on Form 8949 or on Schedule D (whichever is applicable) as explained in the Instructions for Schedule D. Box 1e. Shows the cost or other basis of securities sold. If the securities were acquired through the exercise of a noncompensatory option granted or acquired on or after January 1, 2014, the basis has been adjusted to reflectyour option premium. If the securities were acquired through the exercise of a noncompensatory option granted or acquired before January 1, 2014, your broker is permitted, but not required, to adjust the basis to reflect youroption premium. If the securities were acquired through the exercise of a compensatory option, the basis has not been adjusted to include any amount related to the option that was reported to you on a Form W-2. If box 5 ischecked, box 1e may be blank. See the Instructions for Form 8949, Instructions for Schedule D, or Pub. 550 for details.Box 1f. Shows the amount of accrued market discount. For details on market discount, see Schedule D (Form 1040) instructions, Instructions for Form 8949, and Pub. 550. If box 5 is checked, box 1f may be blank.Box 1g. Shows the amount of nondeductible loss in a wash sale transaction. For details on wash sales, see Schedule D (Form 1040) instructions, Instructions for Form 8949, and Pub. 550. If box 5 is checked, box 1g may be blank.Box 2. The short-term and long-term boxes pertain to short-term gain or loss and long-term gain or loss. If the Ordinary box is checked, your security may be subject to special rules. For example, gain on a contingent paymentdebt instrument subject to the noncontingent bond method generally is treated as ordinary interest income rather than as capital gain. Please see the Instructions for Form 8949, Pub. 550, or Pub. 1212 for more details on whetherthere are any special rules or adjustments that might apply to your security. If box 5 is checked, box 2 may be blank.Box 3. If checked, the basis in box 1e has been reported to the IRS and either the short-term or the long-term gain or loss box in box 2 will be checked. If box 3 is checked on Form(s) 1099-B and NO adjustment is required, see theinstructions for your Schedule D as you may be able to report your transaction directly on Schedule D. If the Ordinary box in box 2 is checked, an adjustment may be required. Box 4. Shows backup withholding. Generally, a payer must backup withhold if you did not furnish your taxpayer identification number to the payer. See Form W-9 for information on backup withholding. Include this amount on yourincome tax return as tax withheld.Box 5. If checked, the securities sold were noncovered securities and boxes 1b, 1e, 1f, 1g, and 2 may be blank. Generally, a noncovered security means: stock purchased before 2011, stock in most mutual funds purchasedbefore 2012, stock purchased in or transferred to a dividend reinvestment plan before 2012, debt acquired before 2014, options granted or acquired before 2014, and securities futures contracts entered into before 2014.Box 6. If the exercise of a noncompensatory option resulted in a sale of a security, indicates whether the amount in box 1d was adjusted for option premium.Box 7. If checked, you cannot take a loss on your tax return based on gross proceeds from a reportable change in control or capital structure reported in box 1d. See the Form 8949 and Schedule D instructions. The broker shouldadvise you of any losses on a separate statement.

Form 1099-B (OMB NO. 1545-0715)Regulated Futures Contracts, Foreign Currency Contracts, and Section 1256 Option Contracts (Boxes 8 Through 11):Box 8. Shows the profit or (loss) realized on regulated futures, foreign currency, or Section 1256 option contracts closed during 2018.Box 9. Shows any year-end adjustment to the profit or (loss) shown in box 8 due to open contracts on December 31, 2017.Box 10. Shows the unrealized profit or (loss) on open contracts held in your account on December 31, 2018. These are considered closed out as of that date. This will become an adjustment reported asunrealized profit or (loss) on open contracts-12/31/2018 in 2019.Box 11. Boxes 8, 9, and 10 are all used to figure the aggregate profit or (loss) on regulated futures, foreign currency, or Section 1256 option contracts for the year. Include this amount on your 2018 Form 6781.Box 12. If checked, proceeds are from a transaction involving collectibles.Box 13. Shows the cash you received, the fair market value of any property or services you received, and the fair market value of any trade credits or scrip credited to your account by a barter exchange. See Pub. 525.Boxes 14-16. Shows state(s)/local income tax information.Future developments. For the latest information about any developments related to Form 1099-B and its instructions, such as legislation enacted after they were published, go to www.irs.gov/Form1099B.

Page 15 of 28


Account No:

Account Name:



ORIGINAL:

5SE74075

KARTHEEK KALLURI

***-**-8332

DPA

02/09/2019

IN ACCOUNT WITH

ROBINHOOD(650) 940-2700

DETAILS OF 2018 FEES & CHARGES

Date Description CUSIPTransactionDescription Additional InformationAmount

12/05/18 31502A204 ADR FEE $0.07***FERGUSON PLC AMERICAN DEPOSITARY REC

$0.07Total ADR Fees

THIS STATEMENT IS NOT A SUBSTITUTE FOR FORM 1099 AND IS PROVIDED FOR INFORMATIONAL PURPOSES ONLY.Page 16 of 28


Account No:

Account Name:



ORIGINAL:

5SE74075

KARTHEEK KALLURI

***-**-8332

DPA

02/09/2019

IN ACCOUNT WITH

ROBINHOOD(650) 940-2700

DETAILS OF 2018 FORM 1099-DIV

Date Security

Description

CUSIP Transaction

Description

Amount Foreign

Tax Paid

Federal Tax

Withheld

Additional information

06/14/18 038222105 QUALIFIED DIVIDEND $0.80 -APPLIED MATERIALS INC -09/13/18 038222105 QUALIFIED DIVIDEND $0.80 -APPLIED MATERIALS INC -

08/10/18 064058100 QUALIFIED DIVIDEND $0.28 -BANK NEW YORK MELLON CORP -11/09/18 064058100 QUALIFIED DIVIDEND $0.28 -BANK NEW YORK MELLON CORP -

07/25/18 17275R102 QUALIFIED DIVIDEND $0.33 -CISCO SYSTEMS INC -10/24/18 17275R102 QUALIFIED DIVIDEND $0.33 -CISCO SYSTEMS INC -

08/15/18 174610105 QUALIFIED DIVIDEND $0.27 -CITIZENS FINANCIAL GROUP INC COM -11/14/18 174610105 QUALIFIED DIVIDEND $0.27 -CITIZENS FINANCIAL GROUP INC COM -

07/19/18 232806109 QUALIFIED DIVIDEND $0.66 -CYPRESS SEMICONDUCTOR CORP -10/18/18 232806109 QUALIFIED DIVIDEND $0.66 -CYPRESS SEMICONDUCTOR CORP -

12/05/18 31502A204 QUALIFIED DIVIDEND $0.53 -***FERGUSON PLC AMERICAN DEPOSITAR -

09/04/18 458140100 QUALIFIED DIVIDEND $0.30 -INTEL CORP -12/03/18 458140100 QUALIFIED DIVIDEND $0.30 -INTEL CORP -

07/02/18 46284V101 QUALIFIED DIVIDEND $0.03 -IRON MOUNTAIN INCORPORATED -10/02/18 46284V101 QUALIFIED DIVIDEND $0.03 -IRON MOUNTAIN INCORPORATED -

03/08/18 594918104 QUALIFIED DIVIDEND $0.42 -MICROSOFT CORP -06/14/18 594918104 QUALIFIED DIVIDEND $0.42 -MICROSOFT CORP -09/13/18 594918104 QUALIFIED DIVIDEND $0.42 -MICROSOFT CORP -

01/16/18 705573103 QUALIFIED DIVIDEND $0.03 -PEGASYSTEMS INC -04/16/18 705573103 QUALIFIED DIVIDEND $0.03 -PEGASYSTEMS INC -07/16/18 705573103 QUALIFIED DIVIDEND $0.03 -PEGASYSTEMS INC -10/15/18 705573103 QUALIFIED DIVIDEND $0.03 -PEGASYSTEMS INC -

06/20/18 81369Y605 QUALIFIED DIVIDEND $0.12 -SELECT SECTOR SPDR TRUST -



Account No:

Account Name:



ORIGINAL:

5SE74075

KARTHEEK KALLURI

***-**-8332

DPA

02/09/2019

IN ACCOUNT WITH

ROBINHOOD(650) 940-2700

DETAILS OF 2018 FORM 1099-DIV, CONTINUED

Date Security

Description

CUSIP Transaction

Description

Amount Foreign

Tax Paid

Federal Tax

Withheld


09/26/18 81369Y605 QUALIFIED DIVIDEND $0.13 -SELECT SECTOR SPDR TRUST -

06/20/18 81369Y803 QUALIFIED DIVIDEND $0.26 -SELECT SECTOR SPDR TRUST -09/26/18 81369Y803 QUALIFIED DIVIDEND $0.25 -SELECT SECTOR SPDR TRUST -

02/28/18 82968B103 QUALIFIED DIVIDEND $0.01 -SIRIUS XM HOLDINGS INC COM -05/31/18 82968B103 QUALIFIED DIVIDEND $0.01 -SIRIUS XM HOLDINGS INC COM -08/31/18 82968B103 QUALIFIED DIVIDEND $0.01 -SIRIUS XM HOLDINGS INC COM -

08/13/18 882508104 QUALIFIED DIVIDEND $0.62 -TEXAS INSTRUMENTS INCORPORATED -11/19/18 882508104 QUALIFIED DIVIDEND $0.77 -TEXAS INSTRUMENTS INCORPORATED -

11/15/18 G1151C101 QUALIFIED DIVIDEND $1.46 -***ACCENTURE PLC IRELAND SHS CL A -

$10.89Total Qualified Dividends (Box 1b included in Box 1a)

07/02/18 46284V101 SECTION 199A DIVIDEND $0.49 -IRON MOUNTAIN INCORPORATED -10/02/18 46284V101 SECTION 199A DIVIDEND $0.49 -IRON MOUNTAIN INCORPORATED -

$0.98Total Section 199A Dividends (Box 5 included in Box 1a)

$11.87Total Ordinary Dividends (Box 1a)

07/02/18 46284V101 LONG TERM GAIN $0.03 -IRON MOUNTAIN INCORPORATED -10/02/18 46284V101 LONG TERM GAIN $0.03 -IRON MOUNTAIN INCORPORATED -

$0.06Total Capital Gains Distributions (included in Box 2a)

$0.06Total Capital Gains (Box 2a)

07/02/18 46284V101 RETURN OF CAPITAL $0.04 -IRON MOUNTAIN INCORPORATED -10/02/18 46284V101 RETURN OF CAPITAL $0.04 -IRON MOUNTAIN INCORPORATED -



Account No:

Account Name:



ORIGINAL:

5SE74075

KARTHEEK KALLURI

***-**-8332

DPA

02/09/2019

IN ACCOUNT WITH

ROBINHOOD(650) 940-2700

DETAILS OF 2018 FORM 1099-DIV, CONTINUED

Date Security

Description

CUSIP Transaction

Description

Amount Foreign

Tax Paid

Federal Tax

Withheld


$0.08Total Nondividend Distributions (Box 3)



Account No:

Account Name:



ORIGINAL:

5SE74075

KARTHEEK KALLURI

***-**-8332

DPA

02/09/2019

IN ACCOUNT WITH

ROBINHOOD(650) 940-2700

DETAILS OF 2018 FORM 1099-INT

Date Security

Description

CUSIP Transaction

Description

Amount Foreign

Tax Paid

Federal Tax

Withheld


07/02/18 8S87337 TAXABLE INTEREST $3.57 -FULLYPAID LENDING REBATE -08/06/18 8S87337 TAXABLE INTEREST $5.57 -FULLYPAID LENDING REBATE -09/10/18 8S87337 TAXABLE INTEREST $1.11 -FULLYPAID LENDING REBATE -10/09/18 8S87337 TAXABLE INTEREST $1.19 -FULLYPAID LENDING REBATE -11/07/18 8S87337 TAXABLE INTEREST $1.86 -FULLYPAID LENDING REBATE -

$13.30Total Interest Income Not Included in Box 3 (Box 1)



Account No:

Account Name:



ORIGINAL:

5SE74075

KARTHEEK KALLURI

***-**-8332

DPA

02/09/2019

IN ACCOUNT WITH

ROBINHOOD(650) 940-2700

2018 INVESTMENT DETAILS

DETAILS OF 2018 INVESTMENT ACTIVITY

Date SecurityDescription

CUSIP TransactionDescription

Amount Additional InformationQuantity Price

09/24/18 001547108 SELL 1.000AK STEEL HOLDING CORP $4.70 $4.6810/24/18 00287Y109 PURCHASE 1.000ABBVIE INC $81.60 $81.6008/24/18 007903107 SELL 1.000ADVANCED MICRO DEVICES INC COM $23.98 $23.9609/12/18 007903107 SELL 1.000ADVANCED MICRO DEVICES INC COM $31.94 $31.9209/07/18 01609W102 PURCHASE 1.000***ALIBABA GROUP HOLDING LTD SPONSORED $160.00 $160.0010/10/18 01609W102 PURCHASE 2.000***ALIBABA GROUP HOLDING LTD SPONSORED $137.60 $275.2009/14/18 03782L101 SELL 1.000APPIAN CORPORATION CLASS A COMMON STOCK $36.37 $36.3509/21/18 03782L101 SELL 1.000APPIAN CORPORATION CLASS A COMMON STOCK $34.96 $34.9409/10/18 037833100 PURCHASE 1.000APPLE INC $218.24 $218.2402/20/18 038222105 PURCHASE 1.000APPLIED MATERIALS INC $57.05 $57.0505/21/18 038222105 PURCHASE 3.000APPLIED MATERIALS INC $50.71 $152.1305/21/18 046513107 PURCHASE 1.000ATARA BIOTHERAPEUTICS INC COM $52.75 $52.7507/31/18 046513107 PURCHASE 3.000ATARA BIOTHERAPEUTICS INC COM $37.04 $111.1210/10/18 056752108 PURCHASE 1.000***BAIDU INC SPONSORED ADR REPSTG ORD S $193.41 $193.4105/16/18 064058100 PURCHASE 1.000BANK NEW YORK MELLON CORP $57.01 $57.0102/27/18 09523Q101 PURCHASE 5.000BLUE APRON HOLDINGS INC CLASS A COMMON $2.79 $13.9803/01/18 09523Q101 PURCHASE 20.000BLUE APRON HOLDINGS INC CLASS A COMMON $2.81 $56.2003/02/18 09523Q101 PURCHASE 40.000BLUE APRON HOLDINGS INC CLASS A COMMON $2.70 $108.0003/05/18 09523Q101 PURCHASE 33.000BLUE APRON HOLDINGS INC CLASS A COMMON $2.66 $87.7803/06/18 09523Q101 PURCHASE 100.000BLUE APRON HOLDINGS INC CLASS A COMMON $2.57 $256.9903/08/18 09523Q101 PURCHASE 100.000BLUE APRON HOLDINGS INC CLASS A COMMON $2.02 $201.9803/23/18 09523Q101 PURCHASE 100.000BLUE APRON HOLDINGS INC CLASS A COMMON $2.07 $206.9004/11/18 09523Q101 PURCHASE 8.000BLUE APRON HOLDINGS INC CLASS A COMMON $1.85 $14.7905/10/18 09523Q101 SELL 300.000BLUE APRON HOLDINGS INC CLASS A COMMON $2.50 $749.9707/31/18 09523Q101 PURCHASE 5.000BLUE APRON HOLDINGS INC CLASS A COMMON $2.48 $12.4007/31/18 09523Q101 PURCHASE 50.000BLUE APRON HOLDINGS INC CLASS A COMMON $2.48 $123.9508/27/18 09523Q101 PURCHASE 28.000BLUE APRON HOLDINGS INC CLASS A COMMON $2.14 $59.9209/14/18 09523Q101 PURCHASE 100.000BLUE APRON HOLDINGS INC CLASS A COMMON $1.87 $187.0011/06/18 09523Q101 PURCHASE 150.000BLUE APRON HOLDINGS INC CLASS A COMMON $1.38 $207.0005/04/18 10316T104 PURCHASE 1.000BOX INC CL A $24.35 $24.3505/16/18 10316T104 PURCHASE 10.000BOX INC CL A $27.94 $279.3907/19/18 10316T104 PURCHASE 1.000BOX INC CL A $26.68 $26.6807/31/18 10316T104 PURCHASE 2.000BOX INC CL A $23.98 $47.9607/31/18 10316T104 PURCHASE 8.000BOX INC CL A $24.00 $192.00



Account No:

Account Name:



ORIGINAL:

5SE74075

KARTHEEK KALLURI

***-**-8332

DPA

02/09/2019

IN ACCOUNT WITH

ROBINHOOD(650) 940-2700

DETAILS OF 2018 INVESTMENT ACTIVITY, CONTINUED




09/14/18 10316T104 PURCHASE 1.000BOX INC CL A $24.91 $24.9109/21/18 138035100 PURCHASE 1.000***CANOPY GROWTH CORPORATION COMMON SHA $50.35 $50.3507/13/18 146869102 PURCHASE 1.000CARVANA CO CLASS A COMMON STOCK $44.36 $44.3609/24/18 146869102 SELL 1.000CARVANA CO CLASS A COMMON STOCK $58.68 $58.6610/24/18 151020104 PURCHASE 1.000CELGENE CORP $78.00 $78.0004/11/18 17275R102 PURCHASE 1.000CISCO SYSTEMS INC $42.57 $42.5705/21/18 174610105 PURCHASE 1.000CITIZENS FINANCIAL GROUP INC COM $42.04 $42.0408/27/18 189464100 PURCHASE 1.000CLOVIS ONCOLOGY INC COM $35.90 $35.9010/12/18 205750201 PURCHASE 60.000COMSTOCK MINING INC COMMON STOCK $0.23 $13.5205/16/18 232806109 PURCHASE 6.000CYPRESS SEMICONDUCTOR CORP $16.39 $98.3309/21/18 238661102 PURCHASE 25.000***DAVIDSTEA INC COM $4.45 $111.1409/21/18 238661102 PURCHASE 115.000***DAVIDSTEA INC COM $3.74 $429.8710/02/18 238661102 SELL 100.000***DAVIDSTEA INC COM $4.10 $409.9810/24/18 256163106 PURCHASE 1.000DOCUSIGN INC COMMON STOCK $40.22 $40.2203/26/18 26210C104 PURCHASE 2.000DROPBOX INC CLASS A COMMON STOCK $30.24 $60.4804/11/18 26210C104 PURCHASE 2.000DROPBOX INC CLASS A COMMON STOCK $32.30 $64.6005/16/18 26210C104 PURCHASE 1.000DROPBOX INC CLASS A COMMON STOCK $30.73 $30.7307/11/18 26210C104 PURCHASE 1.000DROPBOX INC CLASS A COMMON STOCK $30.88 $30.8807/31/18 26210C104 PURCHASE 10.000DROPBOX INC CLASS A COMMON STOCK $27.42 $274.2009/14/18 26210C104 PURCHASE 1.000DROPBOX INC CLASS A COMMON STOCK $26.00 $26.0009/19/18 26210C104 PURCHASE 1.000DROPBOX INC CLASS A COMMON STOCK $25.59 $25.5907/26/18 30303M102 PURCHASE 2.000FACEBOOK INC CL A $175.30 $350.6009/12/18 30303M102 PURCHASE 1.000FACEBOOK INC CL A $163.25 $163.2509/24/18 30303M102 PURCHASE 5.000FACEBOOK INC CL A $164.56 $822.8010/10/18 30303M102 PURCHASE 1.000FACEBOOK INC CL A $150.75 $150.7511/06/18 30303M102 SELL 3.000FACEBOOK INC CL A $150.06 $450.1608/28/18 31502A204 PURCHASE 4.000***FERGUSON PLC AMERICAN DEPOSITARY REC $8.05 $32.2005/21/18 32008D106 PURCHASE 1.000FIRST DATA CORPORATION CLASS A COM $19.21 $19.2109/14/18 32008D106 SELL 1.000FIRST DATA CORPORATION CLASS A COM $25.83 $25.8109/24/18 374163103 PURCHASE 100.000GERON CORP $6.07 $606.8509/25/18 374163103 SELL 100.000GERON CORP $6.41 $641.1311/01/18 374163103 PURCHASE 4.000GERON CORP $1.66 $6.6311/06/18 374163103 PURCHASE 25.000GERON CORP $1.69 $42.2502/20/18 42327L200 PURCHASE 10.000HELIOS AND MATHESON ANALYTICS INC $4.84 $48.4002/21/18 42327L200 PURCHASE 13.000HELIOS AND MATHESON ANALYTICS INC $4.98 $64.7402/21/18 42327L200 PURCHASE 20.000HELIOS AND MATHESON ANALYTICS INC $4.71 $94.20



Account No:

Account Name:



ORIGINAL:

5SE74075

KARTHEEK KALLURI

***-**-8332

DPA

02/09/2019

IN ACCOUNT WITH

ROBINHOOD(650) 940-2700





02/26/18 42327L200 PURCHASE 20.000HELIOS AND MATHESON ANALYTICS INC $5.00 $100.0002/28/18 42327L200 PURCHASE 25.000HELIOS AND MATHESON ANALYTICS INC $4.85 $121.2503/01/18 42327L200 PURCHASE 11.000HELIOS AND MATHESON ANALYTICS INC $4.80 $52.8003/23/18 42327L200 PURCHASE 20.000HELIOS AND MATHESON ANALYTICS INC $3.05 $61.0003/23/18 42327L200 PURCHASE 38.000HELIOS AND MATHESON ANALYTICS INC $3.19 $121.2203/23/18 42327L200 PURCHASE 42.000HELIOS AND MATHESON ANALYTICS INC $3.05 $128.0805/03/18 42327L200 PURCHASE 200.000HELIOS AND MATHESON ANALYTICS INC $2.13 $425.1405/07/18 42327L200 PURCHASE 100.000HELIOS AND MATHESON ANALYTICS INC $2.11 $211.0005/08/18 42327L200 PURCHASE 200.000HELIOS AND MATHESON ANALYTICS INC $1.52 $303.8005/10/18 42327L200 PURCHASE 19.000HELIOS AND MATHESON ANALYTICS INC $0.80 $15.1905/10/18 42327L200 PURCHASE 121.000HELIOS AND MATHESON ANALYTICS INC $0.80 $96.7305/22/18 42327L200 PURCHASE 200.000HELIOS AND MATHESON ANALYTICS INC $0.62 $123.4006/15/18 42327L200 PURCHASE 270.000HELIOS AND MATHESON ANALYTICS INC $0.36 $96.2006/27/18 42327L200 PURCHASE 1,000.000HELIOS AND MATHESON ANALYTICS INC $0.19 $189.9007/16/18 42327L200 PURCHASE 40.000HELIOS AND MATHESON ANALYTICS INC $0.13 $5.0107/18/18 42327L200 PURCHASE 1,000.000HELIOS AND MATHESON ANALYTICS INC $0.12 $120.0007/20/18 42327L200 PURCHASE 100.000HELIOS AND MATHESON ANALYTICS INC $0.10 $10.4207/20/18 42327L200 PURCHASE 200.000HELIOS AND MATHESON ANALYTICS INC $0.10 $20.8407/20/18 42327L200 PURCHASE 700.000HELIOS AND MATHESON ANALYTICS INC $0.10 $72.9410/03/18 43358V109 PURCHASE 1,000.000HISTOGENICS CORPORATION COM $0.59 $588.6210/04/18 43358V109 SELL 500.000HISTOGENICS CORPORATION COM $1.12 $559.9310/24/18 43358V109 SELL 100.000HISTOGENICS CORPORATION COM $0.74 $73.9810/24/18 43358V109 SELL 100.000HISTOGENICS CORPORATION COM $0.74 $73.9810/24/18 43358V109 SELL 300.000HISTOGENICS CORPORATION COM $0.74 $221.9508/29/18 45337C102 PURCHASE 1.000INCYTE CORPORATION FORMERLY INCYTE GENO $73.87 $73.8709/18/18 45408X308 PURCHASE 100.000INDIA GLOBALIZATION CAPITAL INC $1.18 $117.7309/18/18 45408X308 PURCHASE 100.000INDIA GLOBALIZATION CAPITAL INC $1.18 $117.7409/21/18 45408X308 SELL 17.000INDIA GLOBALIZATION CAPITAL INC $3.18 $54.0409/21/18 45408X308 SELL 83.000INDIA GLOBALIZATION CAPITAL INC $3.18 $263.9209/24/18 45408X308 SELL 3.000INDIA GLOBALIZATION CAPITAL INC $2.23 $6.6709/24/18 45408X308 SELL 10.000INDIA GLOBALIZATION CAPITAL INC $2.20 $21.9909/24/18 45408X308 SELL 87.000INDIA GLOBALIZATION CAPITAL INC $2.23 $194.1110/03/18 45408X308 PURCHASE 80.000INDIA GLOBALIZATION CAPITAL INC $10.25 $819.6610/03/18 45408X308 SELL 80.000INDIA GLOBALIZATION CAPITAL INC $10.36 $828.3909/21/18 45779A861 PURCHASE 2,700.000INSPIREMD INC COMMON STOCK $0.19 $506.2509/24/18 45779A861 SELL 2,700.000INSPIREMD INC COMMON STOCK $0.19 $520.77



Account No:

Account Name:



ORIGINAL:

5SE74075

KARTHEEK KALLURI

***-**-8332

DPA

02/09/2019

IN ACCOUNT WITH

ROBINHOOD(650) 940-2700





05/21/18 458140100 PURCHASE 1.000INTEL CORP $54.32 $54.3206/20/18 46267X108 PURCHASE 2.000***IQIYI INC AMERICAN DEPOSITARY SHARES $42.55 $85.0906/21/18 46267X108 PURCHASE 1.000***IQIYI INC AMERICAN DEPOSITARY SHARES $38.57 $38.5706/21/18 46267X108 PURCHASE 4.000***IQIYI INC AMERICAN DEPOSITARY SHARES $38.53 $154.1206/25/18 46267X108 PURCHASE 10.000***IQIYI INC AMERICAN DEPOSITARY SHARES $33.39 $333.9007/20/18 46267X108 PURCHASE 1.000***IQIYI INC AMERICAN DEPOSITARY SHARES $33.04 $33.0407/31/18 46267X108 PURCHASE 2.000***IQIYI INC AMERICAN DEPOSITARY SHARES $31.59 $63.1710/30/18 46267X108 PURCHASE 1.000***IQIYI INC AMERICAN DEPOSITARY SHARES $19.48 $19.4811/01/18 46267X108 PURCHASE 15.000***IQIYI INC AMERICAN DEPOSITARY SHARES $19.91 $298.6504/11/18 46284V101 PURCHASE 1.000IRON MOUNTAIN INCORPORATED REIT NEW $33.62 $33.6205/29/18 47010C201 PURCHASE 90.000JAGUAR HEALTH INC COMMON STOCK $0.14 $12.9806/01/18 47010C300 PURCHASE 10.000JAGUAR HEALTH INC COMMON STOCK $1.96 $19.6006/28/18 47010C300 PURCHASE 8.000JAGUAR HEALTH INC COMMON STOCK $1.46 $11.6807/20/18 47010C300 SELL 24.000JAGUAR HEALTH INC COMMON STOCK $1.11 $26.6208/16/18 47215P106 PURCHASE 1.000***JD.COM INC SPONSORED ADR REPSTG COM $31.99 $31.9909/10/18 550021109 PURCHASE 1.000LULULEMON ATHLETICA INC $154.78 $154.7810/24/18 55003T107 PURCHASE 2.000LUMBER LIQUIDATORS HOLDINGS INC $12.85 $25.7009/11/18 558868105 PURCHASE 1.000MADRIGAL PHARMACEUTICALS INC COM $230.42 $230.4210/02/18 55939L400 PURCHASE 88.000MAGNEGAS CORPORATION COMMON STOCK $0.20 $17.8910/02/18 55939L400 PURCHASE 100.000MAGNEGAS CORPORATION COMMON STOCK $0.20 $20.3310/02/18 55939L400 PURCHASE 100.000MAGNEGAS CORPORATION COMMON STOCK $0.20 $20.3310/02/18 55939L400 PURCHASE 100.000MAGNEGAS CORPORATION COMMON STOCK $0.20 $20.3310/02/18 55939L400 PURCHASE 100.000MAGNEGAS CORPORATION COMMON STOCK $0.20 $20.3310/02/18 55939L400 PURCHASE 100.000MAGNEGAS CORPORATION COMMON STOCK $0.20 $20.3310/02/18 55939L400 PURCHASE 100.000MAGNEGAS CORPORATION COMMON STOCK $0.20 $20.3310/02/18 55939L400 PURCHASE 100.000MAGNEGAS CORPORATION COMMON STOCK $0.20 $20.3310/02/18 55939L400 PURCHASE 100.000MAGNEGAS CORPORATION COMMON STOCK $0.20 $20.3410/02/18 55939L400 PURCHASE 110.000MAGNEGAS CORPORATION COMMON STOCK $0.20 $22.3710/02/18 55939L400 PURCHASE 112.000MAGNEGAS CORPORATION COMMON STOCK $0.20 $22.7710/02/18 55939L400 PURCHASE 112.000MAGNEGAS CORPORATION COMMON STOCK $0.20 $22.7710/02/18 55939L400 PURCHASE 124.000MAGNEGAS CORPORATION COMMON STOCK $0.20 $25.2210/02/18 55939L400 PURCHASE 133.000MAGNEGAS CORPORATION COMMON STOCK $0.20 $27.0410/02/18 55939L400 PURCHASE 155.000MAGNEGAS CORPORATION COMMON STOCK $0.20 $31.5110/02/18 55939L400 PURCHASE 166.000MAGNEGAS CORPORATION COMMON STOCK $0.20 $33.7610/02/18 55939L400 PURCHASE 200.000MAGNEGAS CORPORATION COMMON STOCK $0.20 $40.7010/02/18 55939L400 PURCHASE 500.000MAGNEGAS CORPORATION COMMON STOCK $0.20 $101.63



Account No:

Account Name:



ORIGINAL:

5SE74075

KARTHEEK KALLURI

***-**-8332

DPA

02/09/2019

IN ACCOUNT WITH

ROBINHOOD(650) 940-2700





10/31/18 55939M101 SELL 2,500.000MAGNEGAS APPLIED TECHNOLOGY SOLUTIONS I $0.26 $637.1910/10/18 594918104 PURCHASE 10.000MICROSOFT CORP $105.38 $1,053.8010/25/18 594918104 SELL 2.000MICROSOFT CORP $108.44 $216.8603/16/18 595112103 PURCHASE 1.000MICRON TECHNOLOGY INC $60.02 $60.0205/16/18 595112103 PURCHASE 2.000MICRON TECHNOLOGY INC $56.57 $113.1408/16/18 60879B107 PURCHASE 1.000***MOMO INC ADR $37.71 $37.7103/29/18 625207105 PURCHASE 1.000MULESOFT INC CLASS A COMMON STOCK $43.74 $43.7405/04/18 625207105 MERGER 1.000MULESOFT INC CLASS A COMMON STOCK - $36.0009/12/18 62914V106 PURCHASE 10.000***NIO INC AMERICAN DEPOSITARY SHARES E $5.81 $58.1009/12/18 62914V106 PURCHASE 27.000***NIO INC AMERICAN DEPOSITARY SHARES E $6.00 $162.0009/13/18 62914V106 SELL 2.000***NIO INC AMERICAN DEPOSITARY SHARES E $10.06 $20.1009/13/18 62914V106 SELL 8.000***NIO INC AMERICAN DEPOSITARY SHARES E $10.03 $80.2409/14/18 62914V106 PURCHASE 25.000***NIO INC AMERICAN DEPOSITARY SHARES E $13.33 $333.2509/17/18 62914V106 PURCHASE 10.000***NIO INC AMERICAN DEPOSITARY SHARES E $8.64 $86.3905/22/18 64065J106 PURCHASE 3,000.000***NEOVASC INC $0.04 $106.5007/20/18 64065J106 SELL 5.000***NEOVASC INC $0.04 $0.1607/20/18 64065J106 SELL 38.000***NEOVASC INC $0.04 $1.3507/20/18 64065J106 SELL 57.000***NEOVASC INC $0.04 $2.0407/20/18 64065J106 SELL 100.000***NEOVASC INC $0.04 $3.5907/20/18 64065J106 SELL 100.000***NEOVASC INC $0.04 $3.5907/20/18 64065J106 SELL 100.000***NEOVASC INC $0.04 $3.5907/20/18 64065J106 SELL 2,600.000***NEOVASC INC $0.04 $93.5409/20/18 64118P109 PURCHASE 200.000NETLIST INC $0.44 $87.0509/21/18 64118P109 PURCHASE 1,000.000NETLIST INC $0.42 $423.3009/21/18 64118P109 SELL 1,000.000NETLIST INC $0.50 $499.8709/24/18 64118P109 SELL 200.000NETLIST INC $0.59 $118.1109/20/18 64157V108 PURCHASE 77.000NEW AGE BEVERAGES CORPORATION COM $6.74 $519.1010/01/18 64157V108 SELL 70.000NEW AGE BEVERAGES CORPORATION COM $9.00 $629.9805/31/18 651511107 PURCHASE 2.000NEWLINK GENETICS CORP $5.26 $10.5209/24/18 651511107 PURCHASE 100.000NEWLINK GENETICS CORP $2.40 $239.9709/24/18 670002104 PURCHASE 100.000NOVAVAX INC $1.69 $168.7009/24/18 670002104 SELL 100.000NOVAVAX INC $1.90 $189.9809/24/18 684023302 PURCHASE 20.000ORAGENICS INC COMMON STOCK $0.91 $18.2909/24/18 684023302 PURCHASE 90.000ORAGENICS INC COMMON STOCK $0.92 $82.3510/25/18 684023302 SELL 110.000ORAGENICS INC COMMON STOCK $0.96 $105.9106/25/18 690370101 PURCHASE 1.000OVERSTOCK.COM INC DEL $33.10 $33.10



Account No:

Account Name:



ORIGINAL:

5SE74075

KARTHEEK KALLURI

***-**-8332

DPA

02/09/2019

IN ACCOUNT WITH

ROBINHOOD(650) 940-2700





11/06/18 690370101 PURCHASE 10.000OVERSTOCK.COM INC DEL $19.79 $197.9009/10/18 747525103 PURCHASE 1.000QUALCOMM INC $72.35 $72.3509/14/18 74915J107 PURCHASE 20.000***QUTOUTIAO INC AMERICAN DEPOSITARY SH $16.40 $328.0009/17/18 74915J107 PURCHASE 5.000***QUTOUTIAO INC AMERICAN DEPOSITARY SH $11.00 $55.0009/18/18 74915J107 PURCHASE 22.000***QUTOUTIAO INC AMERICAN DEPOSITARY SH $9.81 $215.8209/24/18 74915J107 PURCHASE 50.000***QUTOUTIAO INC AMERICAN DEPOSITARY SH $8.00 $400.0010/25/18 74915J107 PURCHASE 5.000***QUTOUTIAO INC AMERICAN DEPOSITARY SH $6.41 $32.0407/19/18 77543R102 PURCHASE 1.000ROKU INC CLASS A COMMON STOCK $50.44 $50.4410/25/18 77543R102 PURCHASE 1.000ROKU INC CLASS A COMMON STOCK $52.07 $52.0710/25/18 77543R102 PURCHASE 5.000ROKU INC CLASS A COMMON STOCK $52.58 $262.9011/01/18 784730103 PURCHASE 10.000***SSR MINING INC COM $9.97 $99.7011/01/18 78489X103 PURCHASE 7.000SVMK INC COMMON STOCK $10.93 $76.5103/29/18 79466L302 PURCHASE 1.000SALESFORCE.COM INC $113.53 $113.5305/21/18 79466L302 CASH IN LIEUSALESFORCE.COM INC - $9.0010/10/18 79466L302 PURCHASE 7.000SALESFORCE.COM INC $137.60 $963.2005/21/18 81369Y605 PURCHASE 1.000SELECT SECTOR SPDR TRUST THE FINANCIAL $28.17 $28.1709/21/18 81369Y605 SELL 1.000SELECT SECTOR SPDR TRUST THE FINANCIAL $28.72 $28.7005/21/18 81369Y803 PURCHASE 1.000SELECT SECTOR SPDR TRUST THE TECHNOLOGY $69.18 $69.1809/21/18 81369Y803 SELL 1.000SELECT SECTOR SPDR TRUST THE TECHNOLOGY $74.97 $74.9510/10/18 81762P102 PURCHASE 1.000SERVICENOW INC COM $171.99 $171.9903/27/18 82509L107 PURCHASE 1.000***SHOPIFY INC CL A $134.48 $134.4810/10/18 82509L107 PURCHASE 5.000***SHOPIFY INC CL A $128.95 $644.7509/21/18 82968B103 SELL 1.000SIRIUS XM HOLDINGS INC COM $6.99 $6.9709/13/18 848637104 PURCHASE 1.000SPLUNK INC COM $125.38 $125.3810/25/18 848637104 PURCHASE 5.000SPLUNK INC COM $93.49 $467.4409/21/18 85207U105 SELL 1.000SPRINT CORPORATION COM SER 1 $6.48 $6.4607/19/18 852234103 SELL 1.000SQUARE INC CLASS A COM $70.76 $70.7409/24/18 852234103 SELL 1.000SQUARE INC CLASS A COM $86.40 $86.3810/24/18 852234103 PURCHASE 1.000SQUARE INC CLASS A COM $73.27 $73.2710/25/18 852234103 PURCHASE 1.000SQUARE INC CLASS A COM $72.49 $72.4910/25/18 852234103 PURCHASE 2.000SQUARE INC CLASS A COM $72.63 $145.2607/20/18 868536301 PURCHASE 2.000SUPERVALU INC COMMON STOCK $21.46 $42.9209/21/18 868536301 SELL 1.000SUPERVALU INC COMMON STOCK $32.21 $32.1909/21/18 868536301 SELL 1.000SUPERVALU INC COMMON STOCK $32.21 $32.1910/24/18 87918A105 PURCHASE 1.000TELADOC HEALTH INC COMMON STOCK $66.99 $66.9905/16/18 882508104 PURCHASE 1.000TEXAS INSTRUMENTS INCORPORATED $110.80 $110.80



Account No:

Account Name:



ORIGINAL:

5SE74075

KARTHEEK KALLURI

***-**-8332

DPA

02/09/2019

IN ACCOUNT WITH

ROBINHOOD(650) 940-2700





09/11/18 88339J105 PURCHASE 1.000TRADE DESK INC (THE) CLASS A COMMON STO $141.56 $141.5609/17/18 90138F102 PURCHASE 1.000TWILIO INC CL A $84.19 $84.1911/07/18 90138F102 SELL 1.000TWILIO INC CL A $96.20 $96.1807/31/18 90184L102 PURCHASE 3.000TWITTER INC $32.28 $96.8408/24/18 90184L102 SELL 2.000TWITTER INC $34.25 $68.4811/07/18 90184L102 SELL 1.000TWITTER INC $34.88 $34.8605/21/18 910047109 PURCHASE 1.000UNITED CONTINENTAL HLDGS INC $70.10 $70.1009/26/18 910047109 SELL 1.000UNITED CONTINENTAL HOLDINGS INC COMMON $89.00 $88.9810/03/18 918385105 PURCHASE 25.000VTV THERAPEUTICS INC CLASS A COM $5.71 $142.6810/03/18 918385105 PURCHASE 150.000VTV THERAPEUTICS INC CLASS A COM $5.29 $793.4110/25/18 918385105 PURCHASE 5.000VTV THERAPEUTICS INC CLASS A COM $3.48 $17.3910/25/18 918385105 PURCHASE 8.000VTV THERAPEUTICS INC CLASS A COM $3.39 $27.1110/25/18 918385105 PURCHASE 30.000VTV THERAPEUTICS INC CLASS A COM $3.48 $104.3510/25/18 918385105 PURCHASE 40.000VTV THERAPEUTICS INC CLASS A COM $3.48 $139.1305/31/18 92686J106 PURCHASE 19.000VIKING THERAPEUTICS INC COMMON STOCK $9.80 $186.2009/18/18 92686J106 SELL 2.000VIKING THERAPEUTICS INC COMMON STOCK $20.64 $41.2609/24/18 92686J106 SELL 6.000VIKING THERAPEUTICS INC COMMON STOCK $18.33 $109.9610/25/18 92686J106 SELL 11.000VIKING THERAPEUTICS INC COMMON STOCK $13.02 $143.2311/07/18 92686J106 PURCHASE 6.000VIKING THERAPEUTICS INC COMMON STOCK $13.98 $83.8809/25/18 92762J103 PURCHASE 100.000***VIOMI TECHNOLOGY CO LTD AMERICAN DEP $9.50 $950.0010/25/18 92762J103 SELL 100.000***VIOMI TECHNOLOGY CO LTD AMERICAN DEP $8.50 $849.7606/20/18 92915B106 PURCHASE 1.000VOYAGER THERAPEUTICS INC COM $21.17 $21.1708/27/18 948596101 PURCHASE 1.000***WEIBO CORPORATION AMERICAN DEPOSITAR $82.63 $82.6311/01/18 948596101 PURCHASE 3.000***WEIBO CORPORATION AMERICAN DEPOSITAR $60.16 $180.4810/10/18 98138H101 PURCHASE 1.000WORKDAY INC CLASS A COMMON STOCK $124.18 $124.1807/20/18 98585N106 PURCHASE 5.000YEXT INC COMMON STOCK $19.15 $95.7509/21/18 98585N106 SELL 1.000YEXT INC COMMON STOCK $24.76 $24.7409/21/18 98585N106 SELL 3.000YEXT INC COMMON STOCK $24.76 $74.2609/24/18 98585N106 SELL 1.000YEXT INC COMMON STOCK $24.70 $24.6806/08/18 G0750W104 PURCHASE 1.000***AXOVANT SCIENCES LTD COMMON SHARES $4.89 $4.8907/25/18 G0750W104 SELL 1.000***AXOVANT SCIENCES LTD COMMON SHARES $2.40 $2.3809/11/18 G1151C101 PURCHASE 1.000***ACCENTURE PLC IRELAND SHS CL A $169.71 $169.7106/19/18 G7945E105 PURCHASE 10.000***SEADRILL LIMITED SHS $0.40 $4.0006/20/18 G7945E105 PURCHASE 10.000***SEADRILL LIMITED SHS $0.39 $3.8906/25/18 G7945E105 PURCHASE 150.000***SEADRILL LIMITED SHS $0.36 $53.8206/28/18 G7945E105 PURCHASE 50.000***SEADRILL LIMITED SHS $0.31 $15.50



Account No:

Account Name:



ORIGINAL:

5SE74075

KARTHEEK KALLURI

***-**-8332

DPA

02/09/2019

IN ACCOUNT WITH

ROBINHOOD(650) 940-2700





07/02/18 G7945E105 PURCHASE 480.000***SEADRILL LIMITED SHS $0.23 $110.4007/05/18 G7945E105 MERGER 700.000***SEADRILL LIMITED SHS - $42.0007/17/18 G7998G106 CASH IN LIEU***SEADRILL LIMITED COMMON STOCK - $20.7607/17/18 G7998G106 CASH IN LIEU***SEADRILL LIMITED COMMON STOCK - $13.4607/20/18 G7998G106 SELL 2.000***SEADRILL LIMITED COMMON STOCK $19.01 $38.0005/16/18 M51363113 PURCHASE 1.000***MELLANOX TECHNOLOGIES LTD $84.65 $84.65

THIS STATEMENT IS NOT A SUBSTITUTE FOR FORM 1099 AND IS PROVIDED FOR INFORMATIONAL PURPOSES ONLY.

END OF 2018 DETAILS

Page 28 of 28

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