5
Semiconductor Electrodes XI. Behaviorof n- and p-Type Single Crystal SemconductorsCovered with Thin n-TiO Films Paul A. Kohl,* Steven N. Frank,** and Allen J. Bard~ Department o~ Chemistry, The University oJ Texas at Austin, Austin, Texas 78712 ABSTRACT Single crystal semiconductors (n-Si, p-Si, n-GaAs, p-GaAs, n-GaP, n-In.P, and n-CdS) were coated with n-type TiO~ by a chemical vapor deposition technique, and the electron and hole transfer properties across the heterojunc- tion so produced were investigated. The quality of the deposited TiO~ film de- pended upon several factors including temperature and substrate material. When high quality crack-free TiO2 coats were obtained on n-type substrates, the substrate was stabilized with no dissolution during the photo-oxidation of water. However, the oxidation was due o~y to the photoexcitation of the TiO~, and any holes produced in the substrate were not transferred through the TiO~ to the solution. The use of p-type substrates coated with TiO2 as photocathodes was limited by band-bending requirements at the p-n hetero- junction and the TiO~-solution interface. The utilization of small bandgap (E s) semiconductor electrodes, i.e., Eg < 2.5 eV, such as CdS, Si, and GaAs, for the efficient conversion of solar energy to electrical or chemical energy in electrochemical cells is limited by the dissolution or decomposition of the semiconduc- tor itself (1). Photoeffects and the electrochemical be- havior of semiconductor electrodes have been described elsewhere [see, e.g., (2-4) and references therein]. Various attempts have been made to stabilize the sur- face of small bandgap semiconductors without chang- ing their electrochemical properties for hole or elec- tron transfer through the electrode-solution interface. For example, thin metal films have been deposited on the surface of the semiconductor (5) or different redox couples (e.g., Na2S/S with CdS) have been added to the solution to allow a preferential electrode reaction rather than the dissolution of the semiconductor (6-9). N-type TiO2, SnO2, and SrTiO~ show sufficient stability so as not to decompose during the photo-oxidation of water (10-12). However, these have bandgaps ~ 3.0 eV so that they utilize only a very small percentage of the solar spectrur~ There has recently been some interest in using chem- ically vapor deposited coatings on semiconductor elec- trodes. For example, CVD TiO2 coats on n-CdS have been reported (13) to increase its efficiency as a photo- anode and decrease the dissolution of the CdS. Other work in this area (14) indicates that n-GaP with TiO2 coatings stabilize the GaP against photodissolution at potentials positive of the flatband. The heterojunction produced at the interface of the two dissimilar semi- conductors creates an energy barrier to the transfer of carriers across the junctions with a magnitude deter- mined by the relative position of the conduction and valence bands, as shown in the discussion following. This barrier would be expected to hinder the flow of photogenerated carriers from the substrate through the protective coating. However, energy levels and surface states may exist in the bandgap region and be utilized for electron transfer reactions, e.g., an intermediate level has been proposed for TiO2 (6). If these levels extend into the semiconductor and can be considered "bandlike," the possibility exists for the transfer of electrons and holes through the coating via these inter- mediate levels. In this work, various small bandgap semiconductors (n-Si, p-Si, n-CdS, n-GaAs, p-GaAs, n-GaP, and n-InP) * Electrochemical Society Student Member ** Electrochemical Society Active Member K~y words: photoelectrochemistry, heterojunctions, semicon- ductors, photovoltaic cells. were coated with polycrystalline TiO2 by chemical vapor deposition (CVD) to examine the resulting elec- trical properties both with and without a solution in- terface. The position of the valence and conductions bands vs. vacuum for the various semiconductors is shown in Fig. 1 (15, 16). The procedure for obtaining a good TiOz film on small bandgap single crystal semi- conductors, a modification of the one previously de- scribed (17), the electrode properties, and the condi- tions by which photoexcited electrons or holes are transferred from the substrate to the solution via the large bandgap TiO~ film on the surface are reported. Experimental The low resistivity single crystal semiconductors used as substrates for chemical vapor deposition of poly- crystalline TiO2 were about 1 mm thick and were polished with 0.5 ~m alumina. The CVD, with the ap- paratus described previously (17), was done at various substrate temperatures (100~176 to find the opti- mum temperature for a good quality TiO2 film. The annealing process was performed either on a hot plate Va~ 3 4 eV 5 6 7 8 1 -- 2-- __ S| GaP GaAs InP CdS TiO 2 _ ///// 2 1.43 2 5 - ~ 2.42 X-X-X-~_ Fig. 1. Relative position of the valence and conduction bands vs. vacuum of the various semiconductors used. 225 Downloaded 17 Feb 2009 to 146.6.143.190. Redistribution subject to ECS license or copyright; see http://www.ecsdl.org/terms_use.jsp

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Semiconductor Electrodes XI. Behavior of n- and p-Type Single Crystal Semconductors Covered

with Thin n-TiO Films

Paul A. Kohl,* Steven N. Frank,** and Allen J. Bard ~

Department o~ Chemistry, The University oJ Texas at Austin, Austin, Texas 78712

ABSTRACT

Single crys ta l semiconductors (n-Si, p-Si , n -GaAs , p -GaAs , n -GaP, n-In.P, and n -CdS) were coated wi th n - t y p e TiO~ by a chemical vapor deposi t ion technique, and the e lec t ron and hole t r ans fe r proper t ies across the he te ro junc- t ion so produced were invest igated. The qua l i ty of the deposi ted TiO~ film de- pended upon severa l factors inc luding t empe ra tu r e and subs t ra te mater ia l . When high qual i ty c rack- f ree TiO2 coats were obta ined on n - t y p e substrates , the subs t ra te was s tabi l ized with no dissolut ion dur ing the pho to-ox ida t ion of water . However , the oxida t ion was due o ~ y to the photoexci ta t ion of the TiO~, and any holes produced in the subs t ra te were not t r ans fe r red th rough the TiO~ to the solution. The use of p - t y p e subst ra tes coated wi th TiO2 as photocathodes was l imi ted by band-bend ing requ i rements at the p - n he te ro- junct ion and the TiO~-solution interface.

The ut i l iza t ion of small bandgap (E s) semiconductor electrodes, i.e., Eg < 2.5 eV, such as CdS, Si, and GaAs, for the efficient conversion of solar energy to e lectr ical or chemical energy in e lect rochemical cells is l imi ted by the dissolut ion or decomposi t ion of the semiconduc- t o r i tself (1). Photoeffects and the e lec t rochemical be - havior of semiconductor electrodes have been descr ibed e lsewhere [see, e.g., (2-4) and references there in] . Various a t tempts have been made to s tabi l ize the sur - face of smal l bandgap semiconductors wi thout chang- ing the i r e lect rochemical p roper t ies for hole or elec- t ron t ransfe r th rough the e lec t rode-so lu t ion interface. For example , thin meta l films have been deposi ted on the surface of the semiconductor (5) or different redox couples (e.g., Na2S/S wi th CdS) have been added to the solut ion to a l low a p re fe ren t ia l e lectrode react ion r a the r than the dissolut ion of the semiconductor (6-9). N - t y p e TiO2, SnO2, and SrTiO~ show sufficient s tab i l i ty so as not to decompose dur ing the pho to -ox ida t ion of wa te r (10-12). However , these have bandgaps ~ 3.0 eV so that they ut i l ize only a ve ry smal l percentage of the solar spec t ru r~

There has recen t ly been some in teres t in using chem- ica l ly vapor deposi ted coatings on semiconductor e lec- trodes. Fo r example , CVD TiO2 coats on n -CdS have been repor ted (13) to increase its efficiency as a photo- anode and decrease the dissolution of the CdS. Other work in this a rea (14) indicates tha t n - G a P wi th TiO2 coatings s tabi l ize the GaP agains t photodissolut ion at potent ia ls pos i t ive of the flatband. The he te ro junc t ion produced at the in ter face of the two d iss imi lar semi- conductors creates an energy ba r r i e r to the t rans fe r of car r ie rs across the junct ions wi th a magn i tude de te r - mined by the re la t ive posi t ion of the conduct ion and valence bands, as shown in the discussion following. This ba r r i e r would be expected to h inder the flow of pho togenera ted carr iers f rom the subs t ra te th rough the pro tec t ive coating. However , ene rgy levels and surface states m a y exis t in the bandgap region and be ut i l ized for e lec t ron t rans fe r reactions, e.g., an in te rmedia te level has been proposed for TiO2 (6). I f these levels ex tend into the semiconductor and can be considered "bandl ike," the poss ib i l i ty exists for the t ransfe r of electrons and holes th rough the coat ing via these in t e r - media te levels.

In this work, var ious smal l bandgap semiconductors (n-Si, p-Si , n-CdS, n-GaAs, p -GaAs, n -GaP, and n - I n P )

* Electrochemical Society Student Member�9 * * Electrochemical Society Active Member�9 K~y words: photoelectrochemistry, h e t e r o j u n c t i o n s , s e m i c o n -

d u c t o r s , photovoltaic cells.

were coated wi th po lycrys ta l l ine TiO2 by chemical vapor deposi t ion (CVD) to examine the resul t ing elec- t r ical p roper t ies both wi th and wi thout a solut ion in- terface. The posi t ion of the valence and conductions bands vs. vacuum for the var ious semiconductors is shown in Fig. 1 (15, 16). The procedure for obtaining a good TiOz film on smal l bandgap single crys ta l semi- conductors, a modification of the one prev ious ly de - scr ibed (17), the e lect rode proper t ies , and the condi- tions by which photoexc i ted electrons or holes are t rans fe r red from the subs t ra te to the solut ion via the large bandgap TiO~ film on the surface are repor ted .

Exper imental

The low res is t iv i ty single crys ta l semiconductors used as subst ra tes for chemical vapor deposi t ion of po ly - c rys ta l l ine TiO2 were about 1 m m th ick and were pol ished wi th 0.5 ~m alumina. The CVD, wi th the ap - para tus descr ibed prev ious ly (17), was done at var ious subs t ra te t empera tu res (100~176 to find the opt i - mum t empera tu re for a good qual i ty TiO2 film. The anneal ing process was pe r fo rmed e i ther on a hot p la te

Va~

3

4 eV

5

6

7

8

1 - -

2 - -

__ S | GaP GaAs InP CdS T i O 2 _

/ / / / /

2 1 . 4 3

2 5 - �9 ~ 2.42

X-X-X-~_

Fig. 1. Relative position of the valence and conduction bands vs.

vacuum of the various semiconductors used.

225

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226 J. Electrochem. Soc.: ELECTROCHEMICAL SCIENCE AND TECHNOLOGY February 1977

at 600~ or under high vacuum at 700~ the flame method used previously was not employed here be- cause of the easy oxidation of most semiconductor ma- terials at flame temperatures in the presence of oxygen. The n- type TiO2 was reduced to increase its conduc- t ivi ty by passing hydrogen gas over the heated sample or by heating in a high vacuum.

The n-GaP, n-GaAs, and p-GaAs were obtained i rom Atomergic Chemicals (Long Island, New York). The n-St and p-St crystals were donated through the courtesy of Texas ins t ruments (Dallas, Texas), and the n-CdS and n - I n P were originally obtained from Na- tional Lead and donated by Dr. D. I. Tchernev (Lin- coln Laboratories, Massachusetts Inst i tute of Tech- nology). Ohmic contacts were made to the n-CdS, n- InP, and n -GaP by electroplating ind ium on the back side of the crystals using a 0.1M InC13 solution. The n -GaP contact was heated in a hydrogen atmosphere at about 400~ for several hours to make it ohmic. Ohmic contacts were obtained with p-GaAs and p-St (~) by emctroplating gold Irom a 0.11V~ Au(CI~)2- solution on the rear side. Contact to n-St (3) was made by electroplating nickel from a 0.1M N i ( N Q ) 2 solution and to n-GaAs (18) by first plat ing inctium, then gold, and alloying at 400~ in a hydrogen atmosphere. To confirm that the contacts wele ohmic, a second contact was made to the rear side; in all cases of good contacts the resistance between the contacts was small and the current was directly proportional to the applied po- tential independent of polarity. A wire was connected to the ohmic contact with conducting silver epoxy (Allied Products Corporation, iNew 1-1aven, Connecti- cut). The back and sides oi the crystal were then sealed with nonconauct ing 5 min epoxy (Devcon Corporation, Danvers, Massachusetts). The crystals were then mounted on a small glass disk connected to a glass tube with silicone adhesive (Dow Corning, Midland, Michigan) which allowed a path for the wire. When an ohmic contact was made on the front side of the crystal on the TiO2, it was accomplished with silver epoxy and the contacts insulated as described above. Duplicate semiconductor electrodes were prepared in an identical m a n n e r except without the TiO2 film for comparison with the filmed electrodes.

All chemicals were reagent grade and all solutions were prepared wi th tr iply distilled water, with the first disti l lation from alkal ine potassium permanganate.

A three-compar tment cell, similar to previous de- signs (6), was used for all electrochemical measure- ments. The reference compartment made electrical con- tact with the ma in compartment via a porous Vycor glass junction. The counterelectrode was a p la t inum wire and the reference electrode was a silver wire in 0.1M AgNOs. However, all values are reported vs. a saturated calomel electrode (SCE). The main compart- ment had an optically flat Pyrex window.

A PAR 173 potentiostat and PAR 175 universal pro- grammer (Pr inceton Applied Research Corporation, Princeton, New Jersey) were used. Data were recorded on a Houston Ins t ruments Model 2000 X-Y recorder. For photoexcitation experiments, a 450W xenon lamp and grat ing monochromator (Oriel Corporation, Stam- ford, Connecticut) were used. The electron micrographs were taken with a scanning electron microscope (SEM) JSM-2 (Japan Electron Optical Laboratory Company, Limited) with an x- ray fluorescence spectroscopy at- tachment (Canberra Industries) for elemental analysis of the surfaces.

The concentrations of Cd +~ and Ga +~ in solution from dissolution of the electrodes were determined polarographically at a dropping mercury electrode us- ing a PAR 170 electrochemical system. Standard solu- tions were prepared from cadmium chloride and gal- l ium metal dissolved in sulfuric acid. The solutions were degassed with prepurified ni trogen gas and the gal l ium was diluted and buffered with a 1M N H J1M NH4CI solution.

Results The polycrystal l ine TiO2 coats obtained were all hard

and durable. The number of cracks and holes which formed in these coatings depended upon several factors, including the na ture of the substrate material, the substrate temperature dur ing deposition, the rate of heating and cooling of the substrate, the thickness of the TiO~ coats, the number of TiO2 coats applied, and the method of doping the TiO~.

N-type substrate/n-TiO~/solution.--Durable, crack- and hole-free coats of TiO2 were obtained on n-St and n - I n P (Fig. 2a) by performing the CVD at a substrate temperature of 500~176 At this tempera ture the coats annealed without addit ional heating and cooling (17). The substrate was held at this temperature for several hours to give at least a part ial conversion from the anatase to rut i le structure, and hydrogen gas was then passed over the surface to reduce it. The sample was then allowed to cool slowly over a 24 hr period.

The current vs. potential (i-E) curve for the n - I n P / TiO2 electrode with the TiO2 exposed to solution (Fig. 3a) showed a cathodic dark current characteristic of an n- type semiconductor and an anodic photocurrent due to the oxidation of water, with bubbles being given off at the electrode surface and approximately a 60 mV/pH change in the onset of photocurrent. The cur- rent vs. wavemngth (i-~) plot (Fig. 3b) showed that the photocurrent absorption spectrum for the n - I n P / TiO2 electrode was identical to that of TiO2. After several hours of i l luminat ion at +0.5V, there was no change in the amount of photocurrent or in the i-k plot. There was also no visual decomposition of the TiO2 film or apparent dissolution of the InP. In Fig. 3, the results of an uncoated n - I n P electrode are shown for comparison. Similar results were observed with the n-Si/TiO2 electrode. The TiO2 was crack- and hole- free with anodic photoeffects observed and bubbles evolved at the surface only for ~ < 400 nm (3.1 eV).

Crack-free TiO2 coats were never obtained on n-CdS, even after repeated attempts using different conditions, as discussed above. The best coats were obtained by CVD at 600~ as before, but with reduction in high vacuum at 600~ The electron micrographs are shown in Fig. 2b. With fast heating and cooling processes, there were at least ten times as many cracks. The i-t~ curve, Fig. 4a, showed a large peak at about 480 nm due to the absorption of CdS with the current increas- ing with subsequent scans. The small current at about 350 nm, due to the excitation of TiO2, decreased with t ime as the TiO2 film deteriorated, as shown in Fig. 2c. The current vs. t ime curve, Fig. 4b, showed that the anodic photocurrent of pure CdS decreased, probably because of the formation of sulfur on the surface. With a TiO2 film, the current increased with time, corre- sponding to the breakup of the TiO2 film; the final cur- rent was l imited by the sulfur buildup. Even for the portions of the TiOe that do not flake off, a sulfur layer can be seen to under l ie the remaining and still durable TiO~ film. Analysis of the solution, after passage of an anodic photocurrent for a given time, showed about 1% less Cd+2 from the dissolution of CdS with TiO2 on the surface as compared to CdS without TiO2. Bubbles were not seen on the surface because of the small amounts of current going to the oxidation of water.

Crack- and hole-free coats were also not obtained on n-GaAs and n-GaP. Similar i-k plots to those of n-CdS/TiO2 were obtained with an absorption peak at about 350 rim, and a photocurrent which decreased with time. However, the substrate absorption peak currents increased with t ime because of the soluble products of dissolution. Bubbles were evolved at the electrode sur- face unt i l a visible deterioration of the TiO2 film was evident and solution analysis confirmed the presence of gallium.

P-type substrate/n-TiOz/solution.--To examine fur- ther the band s t ructure and possibilities for electron

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Vol. 124, No. 2 S E M I C O N D U C T O R E L E C T R O D E S 227

0.2

i O.O

-0.2

-0.~1

Potent iaI,V, vs SCE 0.5 0.0 -0.5

.,.P,,,~" / / / / o ~ ";;o -

/ / ~ii InmP.__~i f ~.n.:T,O~ / /

Fig. 3. (a) Current vs. potential for the n-lnP/TiO~ electrode in 0.SM Na2SO4, both in the dark and illuminated. The photocurrents of n-lnP and n-TiO2 are shown for comparison. (b) Current vs.

wavelength for n-lnP/TiO2 and n-lnP at ~0.5V vs. SCE in 0.5M Na~SO4 (uncorrected for lamp intensity-monochromator spectral variations).

Fig. 2. (a) High contrast electron micrograph of n-Si with TiO2 on the surface. The white spots are mounds of TiO2 and the dark spots are shadows. (b) Electron mlcrograph of the n-CdS/TiO2 electrode before use. The surface is covered with TiO2 and the cracks are less than 10,000~, wide. (c) Electron micrograph of n-CdS/TiO2 in (b) after the passage of current and dissolution of CdS. The dark areas are TiO2 and light areas are CdS with sulfur in the cracks.

~e -2C

i ~ -4C

-6C

0.0

-4.0

P

0 -8.0

320 400 480

\

\ Stscan ;

/ 2ndscan-.-~x ~ /

\ t

560 I I

A

El

t I I I I ~ L t 0 200 400 0 800

Time, s e c .

Fig. 4. (0) Current vs. wavelength for n-CdS/TiO2 in 0.SM Na2SO4 at ~-0.5V (uncorrected for lamp intensity*monochromator spectral variations); (b) current vs. time for n-CdS/TiO2 and n-CdS illuminated with white light in 0.SM Na2SO4 at -~-0.SV vs.

SCE.

and hole t ransfer through the TiOa, p - type materials were used as the substrates. This, in effect, gives holes in the substrate which are avai lable for possible elec- tron t ransfer to the solution wi thout i l lumination.

Crack-f ree and stable coats of TiO2 were obtained on p-Si and p-GaAs by the same procedure as described for n-Si and n-InP. The i-E curve of p-Si /TiO2 (Fig. 5a) can be divided into three regions as indicated.

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228 J. Electroche~n. Sac.: ELECTROCHEMICAL SCIENCE AND TECHNOLOGY F e b r u a r y 1977

Poterl t iaI ,V, vs SCE

1.0 0.0 -1.0 -2.0 [ I [ I I [ [ I [ { [ I [ t I I (

/ 1 ,,,;mi,~,,o ~

0,6 -- ~ . f ~ / / / /

-

~ _ A,nm fl'// 1" 11" ~ ~ 320 480 640

~ ~01 Fig. 5. (a) Current vs. potential for p-Si/TiO~ in the dark and

illuminated in 0.SM Na2SO4; (b) current vs. wavelength for p-Si/ TiO~, in 0.5M Na2S04 at -t-1.5V and --2.0V vs. SCE (uncorrected for I.amp intensity-monochromator spectral variations).

Significant photocurrents occurred in regions I and III. The anodic photocurrent in region I (Fig. 5b) is due to electron/hole pair formation in the TiO2 result ing in the oxidation of water with bubbles evolved at the electrode surface. The potential for the onset of anodic photocurrent was pH dependent (i.e., 60 mV/pH) . In region lII, the cathodic photocurrent can be at t r ibuted to the reduction of H + by photoexcitation of the p-s i l i - con with again approximately a 60 mV/pH change in the onset of cathodic photocurrent. After several hours of i l lumination, there was no change in the cathodic or anodic photocurrents, nor was there a change in the i - ~ curves. The same characteristic three regions were obtained on p-GaAs/TiO2, but with the onset of sig- nificant anodic photocurrent at about -~0.2V and sig- nificant cathodic photocurrent at about --0.7V in 0.5M Na2SO4.

i -V curves . - -To investigate the TiO2-substrate het- erojunction, the current-vol tage (i-V) curves on the solid-state junct ions alone were taken by applying the indicated voltage to the front TiO2 contact with re- spect to the rear substrate contact (Fig. 6a). Similar results were obtained for the various other substrate materials used. These 2esults are discussed in the next section.

O.4

O.C

-0.4

-0.8

P o t e n t i a l , V 2.0 1.0 0,0 -1.0 -2.0 T 1 I" I r I T F I

A - p - S i / T i O 2 ~ J

/- / . / " n - l n P / T i O

/ / / / '~-- P o t e n t i a I , V

_ / /

Fig. 6. (a) Current vs. voltage across the heterojunctions: p-Si/ TiO2, n-lnP/TiO2, n-CdS/TiO2. (b) Natural log of current vs.

voltage: A = p-Si/Ti02, G = n-CdS/TiO2, �9 = n-lnP/TiO2.

D i s c u s s i o n

The results for n - I n P and n-St with TiO~ on the sur- face show the photo-oxidation of water can only be accomplished by the excitat ion of an electron-hole pair in the TiO2. The creation of a hole in the n- type sub- strate has no mechanism for t ransfer through the TiO2 to the solution. The observed 60 mV/pH shift in the onset of photocurrent at the TiO2-covered substrates reflects the shift in the surface hydroxide equi l ibr ium brought about by pH changes, as discussed by Honda and co-workers (19) for TiO~ single crystals. The small bandgap substrates are stabilized with completely re- producible results from day to day and with no passi- vat ion or change in behavior.

Although the results are inconclusive, it appears that a similar lack of hole t ransfer through the film occurs in the other n - type semiconductors used in this study. The dissolution processes which occur at n-GaP, n-CdS, and n-GaAs appear to be taking place through the cracks in the TiO2 (Fig. 2b and 2c). The increase in anodic photocurrent with t ime correlates with the re- moval of TiOe from the surface, just as the decrease in current at )~ = 350 n m and the decrease in evolut ion of bubbles correlates with the removal of TiO2.

The results for p-GaAs and p-St with TiO2 on the surface (Fig. 5) also show that the anodic photo-oxida- t ion of water, region I, is due only to the excitation of an electron-hole pair in the TiO2. The small dark cur- rent, even at ~-2.0V, shows that holes are not t rans- ferred through the TiO2 to the solution. The cathodic photocurrent, region I l I of Fig. 5, is due to the reduct ion of hydrogen ion by photoexcited electrons in the con- duction band of the substrate material that t ransfer through the TiO2 to the solution. The potential at which this takes place is even more negative than that required for the reduction of hydrogen ion at a plat i- num electrode in the same solution. Region II of Fig. 5 lies between these two extreme regions with very small anodic photocurrents due to the excitation of TiO~ and very small cathodic photocurrents from the excitation of the substrate. The substrates were again stable with no change in behavior with time.

The nature of the heterojunct ion produced between the small b~ndgap substrate and TiO2 can be repre- sented to a first approximation by simple band struc- tures, shown in Fig. 7 (20). This neglects such things as the change in work function of T i Q with interac- t ion with the water (21) or air pressure (16). This also does not consider the possibility of intermediate com- pounds being formed at the junct ion creating additional barriers, or the presence of surface states. The poten- tial barr ier at the n - n heterojunct ion arises from the mismatch of the conduction bands and Fermi levels. If the energies of the conduction bands and Fermi levels of the n-subs t ra te and TiO2 were equal with an ideal junction, there would be no barr ier to the major i ty car- riers (22). This model is quali tat ively confirmed by the results in Fig. 6a, where the current varies with the exponential of the barr ier potential, which changes in proportion to the applied potential. This is demon- strated in Fig. 6b by the l inear i ty of the In i vs. V plot. Therefore, because of the higher barr ier for an electron to go from the TiO2 to the n-type substrate, the con- duction band of the substrate is higher than that of the TiO2. The valence band of the TiO2 must then lie far below that of the substrate. Therefore, a hole in the valence band of the substrate cannot travel downhill to the TiO2 valence band without extreme band bending even if the nonidealities in the heterojunction, as men- tioned above, are considered. It might be possible for hole. transfer to occur through an intermediate level located in the bandgap region of the TiO2 (6). How- ever, no evidence for this type of transfer was found in these studies.

When the electrodes are used in solution, there are two junctions to be considered: the substrate/TiO2 heterojunction and the TiO2/solution interface. At equi-

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Vol. 124, No. 2 S E M I C O N D U C T O R E L E C T R O D E S 229

cb

vb

r l - n A P - n

cb

. . . . . . . cb

Egap vb . . . . . . . . .

. . . . . . . . . . cb

vb

I1-11

~ e

c b ~ . . . . . . cb

vb

B_ p I1

cb ~ ~ )

~ c b vb . . . . -. . . . . . . . .

~ . vb

Fig. 7. Example of a n-n heterojunction and a p-n heterojunc- tion (a) before contact, (b) after contact with the resulting band bending and charge separation.

l ibr ium, al l Fe rmi levels must be equal. When a po ten- tial, ~E, is appl ied to the e lect rode wi th respect to the solut ion and cur ren t flows, the posi t ion of the TiO2 Fe rmi level is de te rmined by the re la t ive bar r ie r s a t the two junct ions (22). Assuming tha t the r a t e - d e t e r - min ing step of the react ion at the TiO2/solution in te r - face is first order in concentra t ion of holes or electrons at the surface, the cur ren t wil l depend not only upon the band bending of the TiO2 at the solution in ter face but also upon the band bending of the subs t ra te and TiO2 at the heterojunct ion. A given current corresponds to a unique band -bend ing s i tuat ion at both junctions. If a change in pH affects the potent ia l drop be tween the e lect rode surface and solution, then the appl ied potent ia l must be changed an equal amount to obtain the same band-bend ing s i tuat ion and current . This ex- plains the observed 60 m V / p H shift in onset of photo- current .

Conclus ion Pro tec t ive films of TiO2 can be obtained by CVD on

some semiconductor subs t ra tes wi thout cracks. How- ever, when cracks are present , dissolut ion of the sub- s t ra te ma te r i a l can occur, w i th photocur ren ts caused by subs t ra te dissolut ion at absorpt ion wavelengths of the substrate . There does not appear to be any advan tage in deposi t ing TiO2 on the n - t y p e subst ra tes used in this work, compared to the pho to -ox ida t ion of wa te r over a CVD TiO2 e lec t rode itself, because of the inabi l i ty to t ransfe r holes f rom the subs t ra te th rough the TiO2. The

use of p - t y p e subst ra tes coated wi th n-TiO~ as photo- cathodes is l imi ted by the band -bend ing requi rements at the junct ions and the ba r r i e r potent ia l which must be overcome at the heterojunct ion, so that the requi red "negat ive overpotent ia ls" for useful conversion of l ight energy do not o c c u r .

A c k n o w l e d g m e n t s We gratefully acknowledge the National Science

Foundat ion (MPS74-23210) and the Rober t A. Welch Founda t ion (F-079) for the suppor t of this research. Some p re l im ina ry exper iments in this field were car- r ied out in this l abo ra to ry by Dr. Daniel Laser. We a r e

indebted to Kaye Poteet for obta in ing the SEM micro- graphs.

Manuscr ip t submi t ted June 16, 1976; revised manu- script received Sept. 1, 1976.

A n y discussion of this paper wi l l appear in a Dis- cusslon Section to be publ ished in the December 1977 Jour~Ar.. Al l discussions for the December 1977 Dis- cussion Section should be submi t ted by Aug. 1, 1977.

Publication costs of this article were assisted by The University of Texas at Austin.

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