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Wind Farm Performance Monitoring with Exploratory Factor Analysis Niko Mittelmeier, Katharina Neumann Analysis of Operating Wind Farms, EWEA Workshop, Malmö 9.12.2014

Wind Farm Performance Monitoring with Exploratory Factor

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Page 1: Wind Farm Performance Monitoring with Exploratory Factor

Wind Farm Performance Monitoring with

Exploratory Factor Analysis

Niko Mittelmeier, Katharina Neumann

Analysis of Operating Wind Farms, EWEA Workshop, Malmö 9.12.2014

Page 2: Wind Farm Performance Monitoring with Exploratory Factor

2

Agenda

Wind Farm Performance Monitoring with Exploratory Factor Analysis · N. Mittelmeier, K. Neumman · SENVION · 09.12.2014

Introduction

About Exploratory Factor Analysis

EFA applied to wind turbine data

A monitoring demonstration

Summary and Outlook

Page 3: Wind Farm Performance Monitoring with Exploratory Factor

3

Introduction

Wind Farm Performance Monitoring with Exploratory Factor Analysis · N. Mittelmeier, K. Neumman · SENVION · 09.12.2014

Objective:

Robust detection of changes in turbine behaviour

Massive amount of data is collected from each turbine

Proposal: Advanced statistical models

Page 4: Wind Farm Performance Monitoring with Exploratory Factor

4

Agenda

Wind Farm Performance Monitoring with Exploratory Factor Analysis · N. Mittelmeier, K. Neumman · SENVION · 09.12.2014

Introduction

About Exploratory Factor Analysis

EFA applied to wind turbine data

A monitoring demonstration

Summary and Outlook

Page 5: Wind Farm Performance Monitoring with Exploratory Factor

5

About Exploratory Factor Analysis

Wind Farm Performance Monitoring with Exploratory Factor Analysis · N. Mittelmeier, K. Neumman · SENVION · 09.12.2014

Reduce observed variables to fundamental underlying unobserved variables

Page 6: Wind Farm Performance Monitoring with Exploratory Factor

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About Exploratory Factor Analysis

Wind Farm Performance Monitoring with Exploratory Factor Analysis · N. Mittelmeier, K. Neumman · SENVION · 09.12.2014

𝑋𝑖 = 𝑎1𝐹1 + 𝑎2𝐹2 + …𝑎𝑝𝐹𝑝 + 𝑒𝑖

𝑋𝑖 : ith observed variable

𝐹1−𝑝: common factors (underlying unobserved variable)

𝑎1−𝑝: loadings

𝑒𝑖: not explained by the common factors (error term)

Page 7: Wind Farm Performance Monitoring with Exploratory Factor

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About Exploratory Factor Analysis

Wind Farm Performance Monitoring with Exploratory Factor Analysis · N. Mittelmeier, K. Neumman · SENVION · 09.12.2014

Develop covariance matrix from raw data

No missing values are allowed

Kaiser-Harris criteria to estimate the number of common factors

(number of eigenvalues of cov. matrix > 0)

Estimate loadings (are not unique)

Rotate matrix (maximize one loading and minimize the others)

• Maximum likelihood

• Principal axis

• (generalized) weighted least square

• Minimum residual ( minimizes the square sum of the off diagonal )

Page 8: Wind Farm Performance Monitoring with Exploratory Factor

8

Agenda

Wind Farm Performance Monitoring with Exploratory Factor Analysis · N. Mittelmeier, K. Neumman · SENVION · 09.12.2014

Introduction

About Exploratory Factor Analysis

EFA applied to wind turbine data

A monitoring demonstration

Summary and Outlook

Page 9: Wind Farm Performance Monitoring with Exploratory Factor

9

EFA applied to wind turbine data

Wind Farm Performance Monitoring with Exploratory Factor Analysis · N. Mittelmeier, K. Neumman · SENVION · 09.12.2014

Choose the variables Xi to be observed:

Pitch

Power

Torque

Revolution speed

Wind speed

Page 10: Wind Farm Performance Monitoring with Exploratory Factor

10

EFA applied to wind turbine data

Wind Farm Performance Monitoring with Exploratory Factor Analysis · N. Mittelmeier, K. Neumman · SENVION · 09.12.2014

F1

F2

Page 11: Wind Farm Performance Monitoring with Exploratory Factor

11

EFA applied to wind turbine data

Wind Farm Performance Monitoring with Exploratory Factor Analysis · N. Mittelmeier, K. Neumman · SENVION · 09.12.2014

Standardize Observations: 𝑋′𝑖 =𝑋𝑖−𝑋𝑖

𝑆𝑖

Page 12: Wind Farm Performance Monitoring with Exploratory Factor

12

EFA applied to wind turbine data

Wind Farm Performance Monitoring with Exploratory Factor Analysis · N. Mittelmeier, K. Neumman · SENVION · 09.12.2014

minimum residuals (method)

Oblique: correlation between the Factors has been allowed

F1

F2

Page 13: Wind Farm Performance Monitoring with Exploratory Factor

13

Agenda

Wind Farm Performance Monitoring with Exploratory Factor Analysis · N. Mittelmeier, K. Neumman · SENVION · 09.12.2014

Introduction

About Exploratory Factor Analysis

EFA applied to wind turbine data

A monitoring demonstration

Summary and Outlook

Page 14: Wind Farm Performance Monitoring with Exploratory Factor

14

A monitoring demonstration

Wind Farm Performance Monitoring with Exploratory Factor Analysis · N. Mittelmeier, K. Neumman · SENVION · 09.12.2014

Turbine Data from different operational modes

Page 15: Wind Farm Performance Monitoring with Exploratory Factor

15

A monitoring demonstration

Wind Farm Performance Monitoring with Exploratory Factor Analysis · N. Mittelmeier, K. Neumman · SENVION · 09.12.2014

To cover the full turbine behaviour, at least five variables are necessary

torque

pitch

power

wind speed

revolution speed Wind speed

revolution speed

torque

pitch

power

Normal operation

Mode 1

Mode 2

Page 16: Wind Farm Performance Monitoring with Exploratory Factor

16

A monitoring demonstration

Wind Farm Performance Monitoring with Exploratory Factor Analysis · N. Mittelmeier, K. Neumman · SENVION · 09.12.2014

The correlation of the two common factors shows clearly a different

behavior

Normal operation

Mode 1

Mode 2

Page 17: Wind Farm Performance Monitoring with Exploratory Factor

17

EFA applied to wind turbine data

Wind Farm Performance Monitoring with Exploratory Factor Analysis · N. Mittelmeier, K. Neumman · SENVION · 09.12.2014

Normal operation Mode 1

Mode 2

F2

F2

F2

F1F1

F1

Page 18: Wind Farm Performance Monitoring with Exploratory Factor

18

A monitoring demonstration

Wind Farm Performance Monitoring with Exploratory Factor Analysis · N. Mittelmeier, K. Neumman · SENVION · 09.12.2014

Choosing a smaller sample from the data

No suspicious behaviour visible in this plot

Normal operation

Mode 1

Mode 2

Page 19: Wind Farm Performance Monitoring with Exploratory Factor

19

A monitoring demonstration

Wind Farm Performance Monitoring with Exploratory Factor Analysis · N. Mittelmeier, K. Neumman · SENVION · 09.12.2014

The correlation of the two common factors shows clearly a different

behavior but less samples reduce the clarity

Normal operation

Mode 1

Mode 2

Page 20: Wind Farm Performance Monitoring with Exploratory Factor

20

A monitoring demonstration – Wind Farm Scan

Wind Farm Performance Monitoring with Exploratory Factor Analysis · N. Mittelmeier, K. Neumman · SENVION · 09.12.2014

Page 21: Wind Farm Performance Monitoring with Exploratory Factor

21

Agenda

Wind Farm Performance Monitoring with Exploratory Factor Analysis · N. Mittelmeier, K. Neumman · SENVION · 09.12.2014

Introduction

About Exploratory Factor Analysis

EFA applied to wind turbine data

A monitoring demonstration

Summary and Outlook

Page 22: Wind Farm Performance Monitoring with Exploratory Factor

22

Summary and Outlook

Wind Farm Performance Monitoring with Exploratory Factor Analysis · N. Mittelmeier, K. Neumman · SENVION · 09.12.2014

Summary:

Turbine behaviour can be expressed with two common factors

Exploratory factor analysis needs a certain sample size

With 10 min data, the time to detect changes would be to long

Higher frequency data (e.g. 30s data) needs more memory space

Factors can be used as statistical summary of high frequency data

Outlook:

Check minimal sample size

Check optimal data frequency

Page 23: Wind Farm Performance Monitoring with Exploratory Factor

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Thank you for your attention

SENVION SE

Mittelmeier Niko

Wind Farm Performance Specialist