WiMAX in 700 MHz Band

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    Overcoming the Challenges of WiMAX Deployment in 700MHz Band

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    Overcoming the Challenges of WiMAX

    Deployment in 700MHz Band

    1. AbstractThe economics of the wireless systems is the major consideration when choosing the

    technology, the deployment strategy and the modes of operation. It determines the

    investment required to deploy a network, the expense required to operate it and the

    operators profit margin. In the context of WiMAX technology, a careful evaluation

    of the economics of the network is even more crucial. Since WiMAX technology was

    born into a tough world where competing alternatives such as ADSL, fiber and high

    speed cellular technologies already exist, WiMAX needs to have a significant

    advantage over these incumbent technologies in order to justify the initial deployment

    cost, the operation cost and to successfully compete over time in a reality of ARPU

    erosion.In order to substantiate the WiMAX business case, efficient ways for maximizing

    spectral efficiency are required. Two main techniques are proposed by the WiMAX

    forum to enhance spectral efficiency: Aggressive frequency reuse schemes and the use

    of multiple antenna techniques MIMO (Multiple Input Multiple Output) and AAS

    (Adaptive Antenna Systems).

    WiMAX in 700MHz has some unique characteristics that make the deployment of a

    WiMAX network at this frequency band even more challenging. The main challenges

    are the high capacity required by the large cells characterizing the 700MHz

    deployment, the large size antenna arrays that might be required if MIMO and AAS

    are chosen as the capacity enhancing techniques and on top of all that the small

    spectrum slices assigned to operators in this band.

    Experienced wireless operators, not without reason, express their concern about

    whether aggressive reuse schemes will prove themselves in Real World

    deployments and what impact might the co-channel interference have on overall

    system capacity and QoS. In addition, there is a reasonable concern that MIMO will

    not be effective in many 700MHz links where LOS (Line of Sight) or NLOS (Near

    Line of Sight) exists and both MIMO and AAS antennas will not be a realistic option

    in 700MHz deployment due to the size of the antenna structure.

    The Cross Sector Interference Cancellation (XSIC) capacity enhancement technology,

    developed by Pallasium, addresses these concerns and provides a significant capacity

    boost to WiMAX networks, using small size conventional sector antennas. It enables

    aggressive reuse schemes and eliminates the dependency on MIMO for capacity

    enhancement. However, XSIC can also operate over MIMO, allowing the benefit of

    both worlds.

    XSIC software improves network economics and user experiences through

    interference cancellation and gains in spectral efficiency, client data rates, and overall

    system capacity.

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    2. The Challenges of 700 MHz WiMAXDeploymentWiMAX in the 700MHz band is mainly used for providing fixed and nomadic

    services in suburban and rural areas. In North America the 700MHz band may also be

    used for public safety application, including mobile subscribers.

    Due to the propagation characteristics of signals in 700MHz, a given area can be

    covered with large cells, resulting in potentially fewer base stations. However, since

    each cell serves a large number of subscribers, capacity soon becomes the limiting

    factor. In many 700MHz systems where relatively small slices of spectrum are

    assigned to the operator, capacity becomes a bottleneck even sooner. In order to

    exploit the long range propagation of the 700MHz signal and enable large size cells

    incorporating spectral efficiency enhancers becomes crucial. Unfortunately, the

    MIMO - WiMAX leading spectral efficiency enhancer, exhibits poor performance in

    700MHz WiMAX due to the high LOS (Line of Sight) or NLOS (Near Line of Sight),

    typical to such deployments. On top of that, the antenna arrays required for MIMO

    (Multiple Input Multiple Output) and AAS (Adaptive Antenna Systems) in the

    700MHz band are, in many situations, too large to be a realistic option.

    Reuse Strategies

    Following the WiMAX Forum, the nomenclature for describing the frequency reuse

    pattern in this paper is (c, n, s); where c is the number of base station sites in a cluster,

    n is the number of unique frequency channels required and s is the number of sectors

    per base station site.

    Cell and Sector Reuse 1 (1,1,1)

    According to this strategy all available sub-channels are assigned to all sectors and

    cells with no spatial separation. The concept assumes that some amount of co-channel

    interference is tolerable as long as the interference is equally spread between the

    subscribers. To equally share the interference between the subscribers and avoid a

    situation where a single subscriber is severely affected, WiMAX, in FUSC and PUSC

    Fi ure 1 : Fre uenc Reuse o 1 with 3-Sector Base 1,1,3

    Source:

    WiMAX Forum

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    modes, assigns sub-carriers to sub-channels randomly. Although this method works

    quite well in an unloaded network, it looses its effectiveness as the network load

    increases. As more sub-carriers are simultaneously in use, more co channel collisions

    occur; resulting is both throughput degradation and lower probability for adequate

    SINR, a fact that hampers significantly the ability of providing adequate QoS.

    Cell Reuse 1 / Sector Reuse 3 (1,3,3)

    According to this strategy the available spectrum is divided between the three sectors

    in a way that each sector uses one third of the available spectrum as shown in Figure

    2. Sector reuse 3 eliminates co-channel interference at the sector boundaries and

    significantly decreases co-channel interference between neighboring cells due to the

    increased spatial separation for channels operating at the same frequency.

    Neglecting for a moment the co-channel interference, sector reuse 1 has the potential

    of providing three times higher capacity than sector reuse 3. This is due to the fact that

    the same spectrum is reused three times in the same cell.

    However, in the real world, a significant overlap exists between sectors and between

    cells, resulting in co-channel interference in the overlapping areas. If a way will befound to cancel the co-channel interference in the overlapping areas, a significant

    capacity boost may be achieved.

    3. XSIC Capacity Enhancement with NoAdditional Antennas and RadiosThe Cross Sector Interference Cancellation (XSIC) technology, developed by

    Pallasium, addresses these concerns and provides a significant capacity boost to

    WiMAX networks, using small size conventional sector antennas. It enables

    Figure 2 : Cell reuse 1 / sector reuse 3 (1,3,3)

    Source:

    WiMAX Forum

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    aggressive reuse schemes and eliminates the dependency on MIMO for capacity

    enhancement. XSIC can also operate over MIMO, allowing the benefit of both

    worlds.

    How Does XSIC Work ?

    XSIC provides the operator with an efficient capacity enhancement tool using simple

    sector antennas. Capacity gain is achieved by allowing the operator to reuse the same

    spectrum by all sectors (sector reuse -1) while the XSIC algorithm eliminates the co-

    channel interference in the overlapping areas between the sectors. In contrast with

    AAS and MIMO, which become highly questionable in 700MHZ deployment, XSIC

    does not require additional antennas and transceivers. Its algorithm utilizes only the

    existing conventional sector antennas.Figure 3 illustrate cross sector interference in a three-sector cell. The desired signal is

    represented by a solid line and the interfering signal is represented by a dashed line.

    The signal originating in sector-1 is colored blue and the signal originating in sector-2

    is colored green.

    Figure 4 shows the same scenario with the XSIC algorithm activated. The cross sector

    interference is canceled by steering a null toward the interferer in the pertinent

    pattern, so that each subscriber receives only the signal from the sector it is affiliated

    to.

    As opposed to the AAS and MIMO methods, keeping large distances between the

    sector antennas is not required. On the contrary, it is better for the sector antennas tobe with as little spacing as possible.

    Using XSIC in a Single Cell Network

    To avoid cross sector interference in conventional single cell deployment, sector reuse

    is employed. In a 3-sectors cell, for instance, each sector uses a third of the available

    sub-carriers. When employing XSIC algorithm in such a cell, frequency reuse-1 plan

    Figure 3: Cross sector interference

    in a conventional sector

    Figure 4: Cross sector cancellation

    when XSIC is employed

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    can be implemented where all three sectors use all sub-carriers. By utilizing the same

    spectrum three times at the same cell capacity a gain of about 300% can achieved.

    XSIC Capacity Improvement in a Single Cell System

    To demonstrate the improvement achieved by Pallasium's XSIC technology in a

    single cell deployment the following reuse schemes and scenarios were investigated:

    Sector reuse-3 (each sector uses one third of the spectrum without XSIC) Full reuse-1 (the three sectors use the same spectrum without XSIC) Full reuse-1 with XSIC (the three sectors use the same spectrum with XSIC

    employed).

    Full details on the scenarios' parameters and simulations conditions are provided in

    Appendix A.

    The following table summaries the simulation results for single cell scenarios, in

    terms of spectral efficiency. It compares the spectral efficiency of sector reuse 1 and

    sector reuse 3 plans without XSIC to a reuse 1 plan while XSIC is activated. Spectral

    efficiency is provided per two criteria: calculated for both criteria: Equal Time and

    Equal Data. (According to Equal Time criteria, throughput is calculated where

    each subscriber is granted the same activity time. According to Equal Data criteria,

    throughput is calculated where each subscriber is granted the same data volume).

    Table 1:Single Cell Simulation results comparison

    Equal Time Equal DataSystem

    Bit/Cell/Hz Improvement Bit/Cell/Hz Improvement

    Baseline Reuse1 1.9 - 0.96 -

    Baseline Sector Reuse-3 1.46 -23% 1.29 34%

    XSIC Reuse-1 4.34 128% 3.94 310%

    1/3

    spectrum

    1/3spectrum

    1/3spectrum

    Full

    spectrum

    Fullspectrum

    Fullspectrum

    With no XSIC, sector reuse

    3 is required to avoid cross

    sector interference

    With XSIC, the same spectrum

    can be reused in all sector.

    Resulting in close to 3 times

    capacity improvement.

    Figure 5: Using XSIC in a single cell 3-sector system.

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    As expected, the fact that XSIC enables using three times the same spectrum, provides

    a significant spectral efficiency improvement over reuse-1 and reuse-3 scenarios:

    128% for Equal Time criteria and 310% for Equal Data criteria.

    Using XSIC in a Multi Cell Network

    The prevalent reuse strategy in a multi-cell WiMAX network is Cell Reuse 1 / Sector

    Reuse 3, shown in Figure 6-a. Using XSIC, a novel topology can be created which

    significantly improves spectral efficiency. The new topology sets the frequency reuse

    in cells structure rather than in sectors. In this topology cells are arranged in clusters

    of three. Each cell uses one third of the available spectrum. On the other hand, each of

    the three sectors of the cell uses the full spectrum assigned to this cell. Due to the use

    of XSIC technology inter-sector interference are avoided. Figures 6-a and 6-b

    illustrate both cell reuse 3 and sector reuse 3 approaches. As can be seen in figure 6-a

    and 6-b, the reuse distance in the cell frequency reuse-3 is higher by approximately

    75% than sector frequency reuse-3, resulting in a corresponding spectral efficiency

    improvement of more than 160 %.

    .

    Throughput Enhancement Using XSIC

    Adaptive modulation assigns each subscriber the highest possible modulation scheme

    allowed by the quality of the link. In the presence of co-channel interference, the

    quality of the link degrades and a lower modulation scheme is assigned to the

    subscriber. The following figures show the size and location of the areas where each

    modulation scheme is provided.

    Figure 6-a: Conventional

    approach: Cell reuse 1 / Sector

    reuse 3. (1,3,3)

    Figure 6-b: Better reuse scheme:using XSIC: Cell reuse 3 /

    Sector reuse 1, (3,3,1)

    Figure 6: Using XSIC in a multi cell network

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    Figures 7 and 8 show the offered throughput (in terms of modulation scheme) in reuse

    (1,3,3) vs. reuse (3,3,1) with XSIC. As can be seen, larger areas can be served with

    higher modulation schemes.

    Figure 8: Offered modulation schemes with reuse (3,1,3) with XSIC

    Figure 7: Offered modulation schemes with conventional reuse

    1,3,3

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    The results shown in Figure 7 and 8 are summarized in the following table.

    Table 2: Offered Modulation Scheme with and without XSIC

    Reuse Plan Under

    QPSK 1/2

    QPSK 1/2 to

    QAM16 1/2

    QAM16 1/2

    QAM 64 2/3

    QAM(?)

    2/3 andabove

    Cell reuse 1 / sector

    reuse 3 NO XSIC

    23% 35% 20% 22%

    Cell reuse 1 / sector

    reuse 3 with XSIC

    9% 19% 36% 36%

    Spectral Efficiency Enhancement Using XSIC

    The following table summaries the performances of the different reuse schemes and

    relative performance improvement compared to the Baseline reuse-1 system.Spectral efficiency is provided per Equal Time and Equal Data criteria.

    Table 3: XSIC spectral efficiency improvement in a (3,1,3) reuse scheme

    Equal Time Equal DataReuse Scheme

    Bit/Cell/Hz Improvement Bit/Cell/Hz Improvement

    Conventional (1,3,3)

    reuse scheme

    0.68 -21% 0.31 0%

    XSIC employed on(3,1,3) reuse scheme

    1.02 18.6% 0.52 67.7%

    As can be seen in Table 3 significant improvement is achieved by use of XSIC

    technology over conventional reuse 1 and reuse 3 plans.

    Employing XSIC on a full reuse 1 (1,1,3) scheme

    An aggressive full reuse 1 (1,1,3) scheme is promoted by several vendors. According

    to this strategy, all available sub-channels are assigned to all sectors and cells with no

    spatial separation. This concept assumes that some co-channel interference is tolerable

    as long as the interference is equally spread between the subscribers and not

    concentrated in one or in a few of them. This method has the highest potential for

    sub-carries collision resulting in co-channel interference. When XSIX is employed

    on a full reuse 1 scheme, a significant improvement in terms of SINR, spectral

    efficiency and capacity is gained.

    Table 2 summarizes the simulation results in terms of percentage of subscribers for

    each range of modulation scheme.

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    Figures 9 and 10 show the offered throughput (in terms of modulation scheme) in

    reuse (1,1,3) vs. reuse (3,1,3) with XSIC. Comparing Figure 9 to Figure 10 it is easy

    to see that with XSIC employed on reuse (3,3,1), larger areas can be served with

    higher modulation schemes.

    The results shown in Figure 9 and 10 are summarized in the following table:

    Table 4: Offered Modulation Scheme with and without XSIC

    Reuse Plan Under

    QPSK 1/2

    QPSK 1/2 to

    QAM16 1/2

    QAM16 1/2

    QAM 64 2/3

    QAM(?)

    2/3 and

    above

    Cell reuse 1 / sector

    reuse 1 No XSIC

    63% 24% 11.5% 1.5%

    Cell reuse 1 / sector

    reuse 1 with XSIC

    52% 23% 14% 11%

    XSIC In Full Reuse Scheme In a Fixed System.

    Many 700MHZ systems serve fixed subscribers with directional antennas. In such

    systems, the inter-cell interference level is significantly reduced and the benefits of

    XSIC technology are even more prominent as shown in the following data.

    Adaptive modulation assigns each subscriber the highest possible modulation scheme

    allowed by the quality of the link. In a presence of co-channel interference, the quality

    of the link degrades and a lower modulation scheme is assigned to the subscriber. The

    following diagrams show the size and location of the areas where each modulation

    scheme is provided.

    Figure 9: Offered modulation schemes in

    reuse 1,1,3) without XSIC CPE Omni)

    Figure10: Offered modulation schemes

    in reuse (1,1,3) with XSIC (CPE Omni)

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    The results shown in Figure 11 and 12 are summarized in the following table:

    Table 5: Offered Modulation in Reuse1 with fix directional SUs antennas

    System UnderQPSK 1/2

    QPSK 1/2 toQAM16 1/2

    QAM16 1/2QAM 64 2/3

    QAM 2/3and above

    Baseline Reuse1 34% 36% 25.5% 4.5%

    XSIC Reuse1 5% 15% 36% 44%

    Figures 11 and 12 show the offered throughput (in terms of modulation scheme) in

    reuse (1,1,3) vs. reuse (3,1,3) with XSIC. Comparing Figure 11 to Figure 12 it is easy

    to see that with XSIC employed on reuse (1,1,3), larger areas can be served with

    higher modulation schemes.

    The following table provides the spectral efficiency improvement when XSIC is

    employed on a system serving fixed subscribers. Spectral efficiency is provided per

    Equal Time and Equal Time criteria:

    Figure 11: Offered modulation schemes

    with reuse (1,1,3) without XSIC (CPE

    directional).

    Figure 12: Offered modulation schemes

    with reuse (1,1,3) with XSIC (CPE

    directional).

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    Table 6: XSIC spectral efficiency improvement in a (1,1,3) reuse scheme when

    CPEs use directional antennas

    Equal Time Equal DataSystem

    Bit/Cell/Hz Improvement Bit/Cell/Hz Improvement

    Baseline Reuse1 1.71 - 0.87 -

    XSIC Reuse1 3.52 106% 2.31 165%

    4. SummaryThe XSIC technology presented in this document, addresses the challenges involved

    with WiMAX deployment in the 700MHZ band. It provides the operator an efficient

    capacity enhancement tool using simple sector antennas. Capacity gain is achieved by

    allowing the operator to reuse the same spectrum by all sectors (sector reuse -1) while

    XSIC algorithm eliminates the co-channel interference in the overlapping areas. As

    opposed to AAS and MIMO, which become highly questionable in 700MHZ

    deployment, XSIC does not require additional antennas and transceivers. Its algorithm

    utilizes only the existing conventional sector antennas.

    XSIC principle of operation was explained and data was provided showing a

    significant capacity enhancement, in various reuse plans, translated to lower cost of

    Mbps per square area, fewer base stations per network and lower operation

    expenditure.

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    Appendix A Simulation AssumptionsThe performance improvement achieved by XSIC technology in 700MHZ

    deployment scenarios is demonstrated by means of simulation. The simulations were

    conducted on two network types: single cell and multi cell topologies.

    Single Cell Scenario

    In this scenario a single 3 sector 10KM radius macrocells has been assumed. With this

    scenario no inter-cell interference exist.

    Three baseline tests have been defined:

    Sector Frequency reuses-1 without XSIC. Sector frequency reuse-3 without XSIC. Single omni sector.

    One scenario with XSIC was tested:

    Frequency reuse-1 with XSIC.Multi Cell Scenario

    The simulation was performed over 19 hexagonal 3 sector 10KM radius macro-cells,

    where interference is evaluated in the center cell. 2-Baseline scenarios without XSIC

    have been defined:

    Frequency reuse-1. Sector frequency reuse-3.

    Three topologies with XSIC were tested against base line:

    Cell/Sector frequency reuse-1 with XSIC. Sector frequency reuse 1-Cell frequency reuse-3 with XSIC. Fractional cell reuse-3 with XSIC a frequency reuse saving scheme

    recommended by the WiMAX forum.

    Simulation Conditions

    Network Topology

    Basic 3 sectors 19 hexagonal cells canonic network topology was employed.

    Table 1:Network Topology Parameters

    Number of cells 19

    Sectors per Cell 3

    Sectors boresight angles (300,150

    0,-90

    0) or (0

    0,120

    0,-120

    0)

    Cell Radius 10000m

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    Equipment Model

    The equipment model assumes all BS/MSs have identical characteristics.

    BS is modeled with a single 900

    antenna per sector.

    Table 2:BS Model

    Tx Power 36dBm

    Antenna Boresight Gain 16dBi

    Antenna 3dB Beamwidth1

    900/120

    0

    Front to Back power ratio 25dB

    Noise Figure 4 dB

    Number of Antennas per

    Sector1

    Note:

    1) 900antennas are used in network simulation to reduce cross cell interferenceswhen using sector reuse-3. 120

    0antennas are used in a single cell deployment to

    increase coverage at sectors fringes.

    MSs are modeled with a single omni-directional antenna and 24 dBm TX power.

    Table 3:MS Model

    Tx Power 24dBm

    Noise Figure 6 dB

    Number of Antennas 1

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    Channel Model

    Table 4:Channel Model

    Pathloss Single slop model (COST 231 HATA)

    PL = 34.5 + 34LOG10(d)

    Where dis distance in meters.

    Lognormal distributed random variable with zero

    mean and 8 dB standard deviation.

    Shadowing

    Shadowing of a given user at sectors of thesame cell is 100% correlated.

    Shadowing of a given user at sectors ofdifferent cells is 50% correlated.

    Implementation Loss 1 dB

    WiMAX PHY Parameters

    The simulation is performed with the following WiMAX Air Interface parameters.

    Table 5:WiMAX Channel Parameters

    Channel Bandwidth 10 MHz

    Frame Duration 5 ms

    Sub-Channelization mode PUSC

    DL/UL Data Symbols1 DL:28 UL:12

    Sounding symbols per Frame 2

    DL/UL Data Symbols with Sounding2

    DL:26 UL:12

    Notes:

    1) Only data carrying symbols without preamble FCH and mapping were used.2) When Sounding is used the UL/DL symbols allocation is changed so only the

    DL is influenced.

    Adaptive Modulation

    The assumption is that adaptive modulation is applied according to the MS SINR,

    with modulation and coding available from QPSK 1/12 to QAM64 3/4. In addition

    HARQ is employed with up to 3 repetitions.

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    Table 6:Modulation SNR and capacity

    Data rate Per Sub-

    channel1

    Modulation

    Required SNR [dB]

    Bits/QAM SymbolWithout

    Sounding

    With

    Sounding

    Implementation

    Loss

    QPSK 1/18 HARQ3 -9.11 .055 7466.6 6933.3

    QPSK 1/12 HARQ2 -7.34 .083 11200 10400

    QPSK 1/12 -4.34 .166 22400 20800

    QPSK 1/8 -2.57 .25 33600 31200

    QPSK 1/4 0.43 .5 67200 62400

    QPSK 1/2 3.43 1 134400 124800

    QPSK 3/4 6.09 1.5 201600 187200

    QAM16 1/2 9 2 268800 249600

    QAM16 3/4 11.58 3 403200 374400

    QAM64 2/3 16.15 4 537600 499200

    QAM 64 3/4 17.2 4.5 604800 561600

    1 dB

    Note:

    1) Data rate is calculated per sub-channel per second according the number ofdata carrying OFDM symbols in the DL sub-frame according to Table 5.

    XSIC Performance Assumption

    The XSIC algorithm reduces interferences between different sectors of the same cell

    by 15dB and up 20 maximum of -25dB.