William M Hoeveler Financial Disclosure Report for 2010

Embed Size (px)

Citation preview

  • 8/3/2019 William M Hoeveler Financial Disclosure Report for 2010

    1/10

    AO 10Rev. 1/2011FINANCIAL DISCLOSURE REPORT

    FOR CALENDAR YEAR 20 10Report Required by the Ethicsin Governraent Act of 1978(5 U.S.C. app. 101-111)

    I . P e r s o n R e p o r t i n g (last name, first, middle i n i t i a l )H O E V E L E R, WI L L I A M M.

    4. Title (Article III judges i n d i c a t e a c t i v e o r s e n i o r s t a t u s ;magistrate judges indicate full- or part-time)

    SENIOR U. S . DISTRICT JUDGE

    7. Chambers or Office Addrt~s301 NORTH MIAMI AVENUE9TH FLOORMIAMI, FLORIDA 33128

    2. Court or OrganizationU. S . DISTRICT COURT

    3. Date of Report08/ I 1/2011

    5a . Report Type (check approp ria te type )] Nomination, D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. On the bas i s o f the information contained i n t h i s Repor t an d a n ym o d i f ic a t i o n s p e r t a i n i n g t h e r e t o , it i s , in m y o p i n i o n , i n c o m p l i a n c e,Mth appl icable law~ and regula t ions.

    Reviesving Officer Date

    6. Report ing Period01/01/2010

    to12/31/2010

    I M P O R T A N T N O T E S : The instructions accompanying thls form must befollowe,! Complete ali parts,checking the NON E box for each part where you hav e no reportable information. Sign on last page.

    I . P O S I T I O N S . (Report ing indiv idual o nly ; seepp . 9-13 o f f i l ing ins truc t ions . )~ NONE(No reportablepositions.)

    POSITION N AM E OF OR G AN IZ ATION /E N TITYI. T R U S T E E TRA N S I TI O N , I N C. ( N O N - PRO FI T RE H A BI L I TA TI O N )

    2. BO A RD O F C O N T RIBU T O RS U N IV ERS IT Y O F T EXA S , S C H O O L O F LA W "RE V IE W O F L IT IG A T IO N

    3. C O - T R U S T E E W I T H N O . T R U S T B A N K TRU S T # 1 , D E CL A RA TI O N O F TRU S T , D A TE D 4 k 20 \00

    4. B O A R D O F A D V I S O R S U N I V E R S I T Y O F M I A M I S C H O O L O F L A W C E N T E R F O R E T H I C S A N DP U B L I C S E R V I C E5.

    I I . A G R E E M E N T S . ( R e ~ , o r t i n g individual only; see pp. 14-16 of filing instructions.)~] NONE (N o reportab le agreements . )DATE PARTIES AND TERM S

  • 8/3/2019 William M Hoeveler Financial Disclosure Report for 2010

    2/10

    FINANCIAL DISCLOSURE REPORTP a g e 2 o f 1 0

    N a m e o f P e r s o n R e p o r t in gHOEVELER, \ V IL L I A M M .

    D a t e o f R e p o r t08/I 1/2011

    I II . N O N - I N V E S T M E N T I N C O M E . ( R e p o ,, i n g indi,idual a nds~ ....s e e p p . 1 7 - 2 4 of filing instruction~.)A. Fi l er s Non-Inves tm ent Incom eF ~ ] N O N E ( N o reportable income.)on- investmen t

    DATE SOURCE AND TYPE INCOME(yours , not spouses)

    B . S p o u s e s N o n - I n v e st m e n t I n co m e - if.you were married during any portion of the reporting )ear, complete this section.(Dollar amount not required except for honoraria.)

    D N O N E ( N o reportable non-investment income.)DATE SOURCE AND TYPE

    I. 2010 S E L F E M P L OY E D - PHYSICAL THERAPIST2.

    3.4.

    I V . R E I M B U R S E M E N T S - transportation, Iodglng, food, entertainment.(Includes those to spouse and dependent children," see pp. 2.~ -2 7 of filing instructions.)F~ ] (No reportable reimbursements.)ONE

    2.3.4.

    5.

    SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

  • 8/3/2019 William M Hoeveler Financial Disclosure Report for 2010

    3/10

    FINANCIAL DISCLOSURE REPORTPage 3 o f 10

    N a m e o f P e r s o n R e p o r t in gHOEVELER, WILLIAM

    D a t e o f R e p o r t08/I 1/2011

    V . G I F T S . (lncludes those to spouse and dep endent children; see pp. 28-31of filing instructionsONONE (No reportable gifts.)

    SOURCE DESCRIPTION

    I.2.

    3.

    4.

    5.

    VALUE

    V l . L I A B I L I T I E S . a n a u a e s ,h o s e o I ~ p o u s e ~ n a a e p e n d ~ n t ~ * i ~ a ~ e ,, ; s ~ p p . 3 : - 3 3 of filing instructions.)N O N E ( N o repo rtable liabilities.)

    CREDITOR DESCRIPTION1 .2.

    3.

    4.

    5.

    VALUECODE

  • 8/3/2019 William M Hoeveler Financial Disclosure Report for 2010

    4/10

    FINANCIAL DISCLOSURE REPORTP a g e 4 o f 1 0

    N a m e o f P e r s o n R e p o r t in gH O E V E L E R , \ V I L L IA M 5 1 .

    Date of Report08/I 1/2011

    V I I . I N V E S T M E N T S a n d T R U S T S - income, value, tranxactionx (Includes those o f spouse and dependent children; seepp. 34-60 of filing instructions.)NONE (No reportable income, assets, or transactions.)

    D e s c r i p t i o n o f A s s e t s Income during(including trust asse~) r e p o r a i n g p e r i o d

    (I) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g .,e x e m p t f r o m p r io r d i s c lo s u r e C o d e I d i v . , r e n t ,( A - H ) o r i n t . )

    G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(l) (2)

    V al u e V a l u eC o d e 2 M e t ho d

    ( J -P ) C o d e 3( Q - W )

    0)Type (e.g.,buy, se l l ,

    r e d e m p t i o n )

    T r a n s a c t i o n s d u r i n g r e p o t a i n g p e r i o d( 2 ) ( 3 ) (4)

    D a t e Value Gainmm/dd/yy C o de 2 Code I

    ( J - P ) ( A - H )

    (5 )I d en t i ty o f

    buyer/seller( i f p r i v a t e

    t r a n s a c t i o n )

    I. .TRUST # 1

    2. - C S H Mic r oso f t A Di v i de nd J T

    3. - No. Trust Money Market B Interest

    4. - C SH W el l s Fargo A Dividend5. Checking Account - Bank of America , Coral A InterestGables , FL6. NOW C heck ing Accoun t , No. T rus t Bank , A InterestMiami, FL7. - Corp. Bond uni ts - Emerson Electric BD B Interest8. - C SH GE Corp A Div idend9. - C S H C isco N o ne

    LJ

    L

    J

    J

    J

    TTTT

    MaturedTT

    08/16/10

    I0 . -C S H C h e v r o n \ T e xa co A Dividend JII. - C S H J oh n s on ~ oh n son A Div idend J T1 2 . - C S H P eps i c o1 3 . - C S H U n i ted T ec h

    A

    A

    Div idendDiv idend

    J

    J

    TT

    1 4 .

    1 5 .

    1 6 .1 7 .

    - Bank of America (CD)- SH MFB No F DS STK Index Fund(Nosix)- SH MFB No lntl Equity Index Fund(Noinx)- SH MFB N o Mid Cap Index Fund (Nomix)

    A Interest LA Div idend K T

    A Div idend J T Buy(addl)A Div idend J T

    05 /06 /10 No Trust Bank

    1. Income Gain Codes: A =$1,000 or less B = $1,001 - $2 ,500 C = $2 ,501 - $5 ,090 D =$5.001 - $1(S c Co lu mn s B I a nd IM ) F =$ 50 .0 01 - $ 10 0.0 00 G =$100.001 - $1.003,0~0 H I = $ 1, 0~ ,0 0 1 - $ 5 .0 ~ 0. 00 ~ H 2 = M or e t ha n $ 5 .0 ~ .0 0 0

    2. Val uc COd~ J = $ 15 , 0~) o r l ess K = $15,0(I I - $ 50,0~ 0 L -$ 50,001 - $ 100,0~ ) M = S 100.1~ I - $ 250.000(See Columns CI and D 3) N =$250.04)1 - $500,0~ O -$500,04) I - $ 1,0~0.0~0 p I = $ 1 . 0 ~ ) O . 0 O I o $ 5 . 0 0 0 . 0 0 0 P 2

    P 3 = $ 2 5 , 0 0 0 , 1 ~ 3 1 - $ 5 0 , 0 9 0 . 0 0 ~ ) P4 =More than $50.000.0003. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =Assessmcnl "[ =Cash Markcl(See Column C~.) U = Book Val ue V O a hc r W ~Estimatcd

    E = $ 1 5 , 0 0 1 - $50 ,000

  • 8/3/2019 William M Hoeveler Financial Disclosure Report for 2010

    5/10

    FINANCIAL DISCLOSURE REPORTPage 5 o f 10 Ia m e o f Person Reporl ingH O E V E L E R , \ V I L L IA M 5 1 . Dale of R e p o r t08/I 1/2011

    V I I . I N V E S T M E N T S a n d T R U S T S - incom e , ralue , t ransac t ions ( I n c ludes those o f spouse a nd dep endent ch i ldren; seepp . 34-60 o f f i l ing ins truc tionsON O N E (No reportable income, assets, or transactions.)

    D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g( inc luding t ru s t asse ts ) repor t ing per iod

    (H (2)Place "(X)" after each asset A m o u n t Type (e.g.,exempt from prior disclosure C o d e I d iv . , ren t ,( A -H ) or in t . )

    G r o s s v a l u e a t e n do f r ep o r t i n g p e r i o d0) (2)Value ValueC o d e 2 M e th o d

    (J-P) C o d e 3

    (0Type (e.g.,buy , sel l ,

    r e d e m p t i o n )

    Transactions during reporting period(2) (3) (4)

    D a t e Value Gainm m /dd/yy Co de 2 Co de I

    ( J - P ) (A-H)I d e n t i t y o fbuyer/seller( i f p r i v a t e

    t r a n s a c t i o n )

    18. .-C SH P&G A Div idend J1 9 . -C SH Apple20 . - C S H Emerson Elec t r i c21 . - C S H Hewle t t Packard22 . - C S H K e l l o g g23 . -CSHMedco

    None

    A DividendA DividendA Dividend

    None

    TT

    SoldSold

    T

    12/31/10

    09/22/10

    JJ

    No Trust BankNo Trust Bank

    24 . - C SH N at l Oi lwel l Varco N o n e J25 . - C SH V ef i z on A Dividend J26 . - SH MFB No. Emerging Mkt Equity Fund( N oem x )27 . - SH MFB N o. High Yield F ixed Incom eFund (NHFIX)28 . - SH MFB N o. Shor t In te r . US Gov t(NSIUXC)29 .

    30 . - SH MFB N o. FDS G loba l Real Es t a teIndex FD (NGREX)31 . - SH MF O Cred i t Suis se Comm odi ty Fund(CRSOX)

    , 32 . -IVI" Corp. Com .

    33 . -CSH Baxter ln t l

    A DividendB Div idendA Dividend

    A DividendA DividendA Dividend

    A Dividend

    JK

    K

    JJ

    T Bu y 05/06/10(addl)T Buy 05/06/I 0(addl)

    Buy 12/21/10(addl)T Bu y 05/06/10(addl)

    S o ld 05 /10 /10

    J

    JJJ

    Sold 01/12/10 J

    No Trust BankNo. Trust BankNo Trust BankNo. Trust Bank

    A No Trust Bank

    No. Trust Bank34. -CSHCostco A Dividend J

    I. Income Gai n Codes:( S e e C o l u m n s 1 3 1 a n d

    2.Value Codes(S~e Columns CI and D3)

    3. Value Method Codcs( See Col umn C2)

    A =$1,000 or lessF =$50,001 - $100.000J -$15,000 or lessN =$250,001 - $500,000P 3 =$25.000,001 . $50.000.000Q=AppraisalU =Book Value

    B=$1.001 - $2.500G =$100.001 - $1.1~0.000K -$15.001 - $50,00~O = $ 5 0 0 . 0 0 1 - $ 1 . 0 0 0 . 0 0 0R =Cost (Real E~.tatc OnlylV O t h e r

    C = $ 2 , 501 -H 1 =$ 1.000,001 - $ 5 . 0 0 0 . 0 0 0L $50.001 - $100.000PI =$1.000.001 - $5.000,000P4 =More than $50.000.000S = AsscssmcnlW =Estimated

    =$5,001 - $15,000H2 =More than $5,000,000M -$100,001 - $250,000P2 :$5,000,001 - $25,000.000

    = Cash Mar ket

    E =$15,001 - $50,000

  • 8/3/2019 William M Hoeveler Financial Disclosure Report for 2010

    6/10

    FINANCIAL DISCLOSURE REPORTPage 6 o f 10

    N a m e o f P e r s o n R e p o r t in gH O E V E L E R , W I L L IA M 5 1 .

    D a t e o f R e p o r t08/11/2011

    V I I . I N V E S T M E N T S a n d T R U S T S - incom e , t , a lue , t ransac t ions ( I nc ludes those o f spouse an d depen dent ch i ldren; seepp . 34-60 o f f i l ing ins truc tion~ . )N O N E (No reportable income, assets, or transactions.)

    D e s c r i p t i o n o f A s s e t s Income during( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d

    (1) (2)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . ,exempt from p rior disclosure C o d e 1 d i v . , r e n t ,( A -H ) or in t . )

    G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(0 (2)Value ValueC o d e 2 M e th o d

    (J-P) C o d e 3( Q - W )

    O)T y p e ( e . g .,buy , sel l ,~demption)

    T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(2) (3) (4)

    D a t e Value Gainmm!dd/yy Code 2 Code I

    (J-P) (A-H)I d c n t i ~ y o f

    buyer/seller( i f p r i v a t e

    n a n s a c t i o n )

    35 . - C SH JP Morgan Chase A Div idend36 . - C S H Spec t ra Energy A Dividend

    3 7 . - M FB N o . M u lt i M g r S m C ap N M M SX None38 . -MFC ishares TR US Treas. (TIP) A Interest39 . -FedEx SH A Div idend40 . -McKesson Corp SH A Div idend41 . -PG & E Corp . SH A Div idend42 . -United Heal th SH A Dividend

    J

    J

    J

    J

    J

    J

    TTTTTT

    T

    Sold 09/22/10 No. Trust Bank

    43 . -Honeywel l In t l Inc S r N T-PAR A Interest K T44 . - D uP on t E 1 D eN em our s P AR B Interest K T45 . -MFC SPDR GOLD TR GOLD SH T46 .47 .48 .49 .

    50 .51 .

    -MFO PIMCO (PCRIX) SH-C SH Do minion Res Inc VA New Corn (x)-C SH Orac le (x)-C SH Fro nt ier Com municat ion Corp (x) seePart VIII explain

    Trust

    A DividendA Div idend

    A Dividend

    J

    JJ

    TT Bu y 09/22/10 J

    T Bu y 12/31/10 JS p i n o f f 07 /02 /10 J

    (f rom l ine 29)S o ld 09 /22 /10 J

    No Trust BankNo Trust BankNo. Truest Bank

    No Trust Bank

    I. Inco m e G ain Co des: A = $1,000 o r less B = $1,001 - $2 ,500 C = $2 ,501 - $5 .00~ D -$ 5 , 001 - $ 15 , 0~0(See Columns B I and 1)4 ) F -$50.0~ I - $ 100.0O0 G -$ 100,001 - $1.0~0,0~0 H 1 =$ 1,00~,001 - $5,000,000 H 2 = Mor e t han $ 5 .000 .0~0

    2. Value Codes J $ 15 ,~ O0 o r I~ .s K -$ 15 .001 - $50.0~ 0 L =$50,001 - $100,000 M =$100.0~1 - $250,000( See Col umns C I and D3) N -$ 250.1~ 1 - $500 .009 O = $500.001 - $1,000,0~0 PI =$1,00~.001 - $5.000,000 P2 -$5,0~0,001 - $25.000,000

    P3 -$25.0(~).0~1 o $50.000.000 P4 =More than $50.000,0003. Value Method Codes Q =Appraisal R =Cost (Real Estate Only) S =As-~cssmcnl T =Cash Marke t(See Column C2) U -Book Va lue V =Other W =Estimated

    E = $ I 5 , 0 0 1 - $ 5 0 , 0 0 0

  • 8/3/2019 William M Hoeveler Financial Disclosure Report for 2010

    7/10

    FINANCIAL DISCLOSURE REPORTPage 7 o f 10

    N a m e o f Person Report ingH O E V E L E R , W I L L IA M 5 1 .

    D a t e o f R e p o r t08/I 1/2011

    V l I . IN V E S T M E N T S a n d T R U S T S - income, value , transactions (Includes those of spouse and dependent children; seepp. 34-60 of f il ing instructions. )N O N E (No reportable income, assets, or transactions.)

    Description of Assets Income during(including trust assets) reporting period

    (I) (2)Place "(X)" after each ~sset Amount Type (e.g.,

    exempt from prior disclosure Code I div., rent,(A-H) o r i n t . )

    G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(I) (2)Value ValueC o d e 2 M e th o d

    ( J - P ) C o d e 3( Q - W )

    T ~ p e ( e . g .,b u y , s e l l ,r e d e m p t i o n )

    T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d(2) (3) (4)

    D a t e Value G a i nm m / dd /y y C o d e 2 Code I( J - P ) ( A - H )

    ldem{~ ofb u y c r / s e l l c r(if privatet r a n s a C t i o n )

    52 . - Davis Real Estate Fund Class B N on e J53 . - Da v i s F i na nc i a l F und C l a ss B None J54 . - Eaton Vance WW Heal th Sc iences Fund N o n e

    Class B55 . - Oppenheimer m ain S t . Smal l Cap. fund CL A Div idendA56 . - Putnam Heal th Sc i ences T rus t CL B A Div idend

    JJ

    J

    TT

    T57 . - Putnam Intl Equity Fund C L B A Div idend J58 . - Putnam Intl Capi tal Oppo rtunit ies Fund A Div idend JC L B59 . - Ci t igroup Diversified Futures Fund L None K60 . - Annuity - Nat ionwide Life Insurance Co None K61 . - Federa l Home Loan MTG Corp A Interest J62 . - Bank Dep os i t Program - Ci t i bank A Interest J63 . Brokerage Acc t Managed Account Sm i th B Dividend MB a m e y ~ . ]64 . CGM Ro th Convers ion IRA,~] Smi thB a m e y65 . -AIM Mid Cap Core Equity Fund CL A A Interest J66 . - American Balanced Fund CL B A Interest J

    T

    T

    T

    T

    T

    T

    T

    TT

    67 . - Enterpr i se Sm al l Co. Value Fund CL B A Interest6 8 . - G r o wt h Fu nd o f A m e r i ca C L B A Interest

    JJ

    TT

    I. Inco m e G ain C odes: A = $1,000 o r less B = $1,001 - $2 ,500 C = $2 ,501 - $5 ,000 D = $5,001 - $15.000(ScColumn s B I and I)4) F =$50,0OI - $100,000 G :$100,0OI - $1,000.000 H I = S 1, 00 0 ,0 0 1 - $ 5 ,0 0 0, 00 0 H 2 = M or e t ha n $ 5, 00 0 ,0 0 0

    2. Value Codes J = $15,0~ O o r less K =$15,001 - $50.000 L =$50,0OI - $100,000 M -$100,0OI - $250,000(See Columns CI and D 3) N ~$250.001 - $500.000 O =$500,001 - $1,000,000 PI =$1,000.001 - $5,000,000 P2 =$5,000,001 - $25 ,000,000

    P3 =$25,000,0OI - $50.000,000 P4 -More than $50,000,0003. Value Mclhod Codes Q =Appraisal R -Cost {Real Eslale Only) S -Assessment T = Cash Mar ket{Scc Col umn C2) U = Book Val ue V =O~her W =E~.tlmaled

    E ~$15,001 - $50,000

  • 8/3/2019 William M Hoeveler Financial Disclosure Report for 2010

    8/10

    FINANCIAL DISCLOSURE REPORTP a g e 8 o f 1 0

    N a m e o f P e r s o n R e p o r t in gH O E V E L E R , W I L L I A M 5 1 .

    D a t e o f R e p o r t08/I 1/2011

    V I I . I N V E S T M E N T S a n d T R U S T S - income, v alue, transactions (Includes those of spouse and depe ndent children; see pp. 34-60 o f fil ing instruct ions.)N O N E (No reportable income, assets, or transactions.)

    D esc r i p t i o n o f A sse t s I n c o m e d u r i n g( in c luding t rust assets) repor t ing per iod

    (I) (2)Place "(X)" after each asset A m o u n t Type (e.g.,

    exempt from prior disclosure C o d e 1 d iv . , ren t ,( A -H ) o r i n t . )

    G r o s s v a l u e a t en do f r ep o r t i n g p e r i o d(1) (2)

    V alu e V a lu eC o d e 2 M e t ho d

    O - P ) C o d e 3

    (0Type (e.g.,

    buy , sel l ,r e d e m p t i o n )

    Transact ions during report ing per iod

    (2) (3) (4)D a t e V a l u e G a in

    m m/dd /y y C od e 2 Code IO - P ) ( A H )

    Identily ofbuyer / se l le r

    ( i f p r i v a t et r a n s a c t i o n )

    69 . - Morgan S t an ley KL D S oc i a l I n d ex Fund A I n t e r e s tCL B70. - Pu tm a n In t l E qu i ty Fund CL B A I n t e r e s t

    J

    JTT

    71 . - Sel igma n Cap ital Fund CL A A I n t e r e s t

    72 . - Seligrnan Cash M gmt Fund A I n t e r e s t

    73. -Seligman Glob al Tech Fund CL A A I n t e r e s t74 . - Seligman Comm un ica tion s an d In fo rma tin Non efund CL A75. Savings Account~ I s t Nat l Ban k o f So . A I n t e r e s tMiami76. Check ing Accoun t ~ I s t Na t l Ban k o f S o . A I n t e r e s tM i m a i77. C SH Ea s tm a n K od ak ~i1 A I n t e r e s t78 . C SH Prudent ia l F inan c ia l Inc~ A I n t e r e s t79 .

    J

    JJ

    JJ

    J

    J

    J

    TTTTTTTT

    I. Inco m e G ain Co des: A = $1,000 o r less B = $1,001 - $2 ,500 C = $2,501 - $5 ,000 D =$5,001 - $15,000{See Colunm s B 1 and D 4) F = $50,001 - $100,000 G = $100 ,001 - $1,000,000 H 1 =$1,000,001 - $5,000,000 H2 =More than $5,000,000

    2 . Value Co des J = $15,000 o r less K =$15,001 - $50,000 L -$50,001 - $100,000 M = $100,001 - $250,000( See Col umns CI and D3) N =$250.001 - $500,000 O =$500,001 - $1,000,000 PI =$1,000,001 - $5,000,000 P2 =$5,000,00| - $25,000.000

    P3 $ 25 ,C O0.001 - $50,000,000 P4 =More than $50,000,0003. Value Method Codes Q =Appraisal R -Cosl (Real Estate Only) S =Assessment T -C ash M a r k e t( See Col umn C2) U = Book Val ue V =O~her W =Estimated

    E =$15,001 - $50.000

  • 8/3/2019 William M Hoeveler Financial Disclosure Report for 2010

    9/10

    FINANCIAL DISCLOSURE REPORTPage 9 o f 10

    N a m e o f P e r s o n R e p o r t in gHOEVELER, \VILLIAM M.

    D a t e o f R e p o r t08/11/2011

    VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. a.dica,epa~ of report.)S E C T ION VII. IN VE S T M EN T S AN D T R U S T S .

    Line 49 Front ier Com municat ions - On July 2 , 201 0, there was a notat ion on the ac count s t a tement that reads as fo l lows : C api ta l S t ruc ture Change: F ront ierCom municat ions Corp. Co rn (FTR), received shares as a d i s tr ibut ion of :~ ?~_~~] a t a ra te of .2400397313 share per $1.00 share held s tock d i s t ribut ion recorddate 2010\06\07 ex date 201 0/07/02: underneath that in the same sec t ion under the same date reads as fo l lows : Veri zon Com municat ions Corn (VZ) to ref l ec ta l locat ion o fcos t as a resul t of s tock d i s t r ibution record date 2 010/06/07 ex date 1010/07/02 . I have l i s t ed th is on P ar t Vl l as a spinoff , i am not sure w hat e l se tohave desc r i bed i t as s ince i t d id no t appear t o be an out and o ut buy . Fron t i e r was t hen so ld on Sep t . 22 .2010. I rece ived no income fo r t he t ime i t was h e ld .

    Starting with Trust #1 ~-~ , these are~._: ._,._j holding listed below it. They ar~ ---7"~,~._. , ._, f inancial interest and responsbility and I derive no interest or benefit f romt h e m. L i ne 6 3 i s l i st e d a s a m a na g e d a cco u n t a nd l i ne 6 4 i s a Ro t h C o nv e r s io n I RA . ! ~ h a s no c o n t r o l o ve r t h e h o l d i ng s i n t h e s e a cco u n t s , and I h a ve n ofur ther i n fo rmat i on on t hem. On Line 68 t here i s no nam e as soc i a t ed wi th i t o t her t han t he i r repor t s ay ing Managed Accoun t . I have l i st ed t he b rokerage ho use t ohelp ident i fy i t. ~.._~ nei ther cho oses wh at is to be sold or bough t in her I

  • 8/3/2019 William M Hoeveler Financial Disclosure Report for 2010

    10/10

    FINANCIAL DISCLOSURE REPORTPag e 1 0 o f 1 0

    N a m e o f P e r s o n R e p o r t in gHOEVELER, WILLIAM M.

    D a t e o f R e p o r t08/I 1/2011

    IX. CERTIFICATION.1 c e r t i f y tha t a l l i n f o rma t i on g iven ab ov e ( i n c lud ing i n f o rma t i on p e r t a in ing to m y s pous e and m ino r o r dependen t ch i ldr en , i f a ny ) i s

    a c cura t e , t rue , a nd com p l e t e t o t h e b e s t o f my know ledge and be l i e f , a nd t ha t an y i n f o rma t i on n o t r epo r t ed wa s ~v i t hhe ld b e ca us e i t me t app l i c ab l e s t a t u t o ryprov i s i o n s p e rm i t ti ng non - d is c l o s ure .1 fur the r c e r t i f y tha t e arned inc om e f r om outs ide emp lo)~nen t and hon or ar ia and the ac c ep tan c e o f g if t s wh ich have be en r epor ted ar e in

    comp l i an ce w i th th e p rov i s i on s o f 5 U .S .C . app . 5 01 e t . s eq . , 5 U .S .C . 7 35 3 , and Jud i c i a l Con fe ren ce r egu l a t i on s .

    Signa ture: S] WILLIAM M . HOEVELER

    N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L FU L L Y FA L S I FIE S O R FA L L S T O FI L E T H IS RE PO RT MA Y BE S U BJ E C T T O C I V I LAN D C R IM IN AL S AN C T ION S ( 5 U . S .C . app . 104 )

    Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544