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    © John Moring 2007-2008

    Fundamentals of 

    WiMAX

    Broadband Wireless AccessTechnology

    May 2008

    John Moring

    www.moring.net

    760-633-1790

    John Moring

    www.moring.net

    760-633-1790

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    WiMAXMay 2008

    Objectives

    Familiarity with available standards and their scope

    Understanding of WiMAX related to competingtechnologies

    View of work in progress

    Overview of features and capabilities

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    WiMAXMay 2008

    Outline

    WiMAX Intro - 1 hour 

    Overview

    What is WiMAX?

    Industry activities

    WiMAX Technology - 1 hour 

    Technology overview

    802.16 elements

    Technology featuresEquipment characteristics

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    WiMAXMay 2008

    Overview

    What is WiMAX?

    Broadband wireless access

    Competition

    Industry activities

    IEEE

    WiMAX Forum

    Industry

    Technology overviewSpectrum

    OSI/IEEE model IEEE: Institute of Electrical and Electronics Engineers

    OSI: Open System Interconnect 

     IEEE: Institute of Electrical and Electronics Engineers

    OSI: Open System Interconnect 

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    WiMAXMay 2008

    Overview

    802.16 elements

    MAC sublayers

    • Service-specific convergence

    • MAC common part

    • Security

    PHY options

    • Single carrier, OFDM, OFDMA

    • Line of sight (10+ GHz),• Non-line of sight (

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    WiMAXMay 2008

    Overview

    Technology features

    Topology, symmetry, duplex, TDD, FDD

    Quality of service (QoS)

    Security• Encryption

    • Authentication

    Reliability• Forward error correction (FEC)

    • Automatic repeat request (ARQ)

    • Adaptive modulation and coding

    TDD: time division duplex

     FDD: frequency division duplex

    TDD: time division duplex

     FDD: frequency division duplex

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    WiMAXMay 2008

    Overview

    Performance

    Propagation & coverage

    Throughput

    Capacity, frequency planning

    Advanced featuresMesh

    MobilityMIMO

    Advanced antenna systems

     MIMO: multiple input, multiple output  MIMO: multiple input, multiple output 

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    WiMAXMay 2008

    What is WiMAX?

    A marketing term…

    WiMAX Forum

    “Worldwide Interoperability for Microwave Access”

    …representing the IEEE 802.16 standards…

    “Air Interface for Fixed and Mobile Broadband

    Wireless Access Systems”

    “WirelessMAN®”

    …for a broadband wireless access (BWA)technology supporting multimedia services

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    WiMAXMay 2008

    WiMAX Targets Multiple Markets

    Last mile connectivityDSL/cable alternative

    BackhaulT-1/microwave alternative

    Mobility/portability3G cellular/Wi-Fi alternative

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    WiMAXMay 2008

    WiMAX Employs Familiar Components

    Base

    Station

    (BS)

    D o w n l i n k  ( D L  ) 

    Backhaul

    Fixed

    Subscriber

    Station

    (SS)

    Mobile

    Subscriber

    Station

    (MS)

    U    p l  i  n k  

     

    (   U   L  )  

    Infrastructure

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    WiMAXMay 2008

    802.16 Covers Lowest 1.5 OSI Layers

    User/program interface

    User information format

    Management of sessions

    End to end reliability

    (e.g., TCP)

    End to end delivery(e.g., IP)

    Point to point delivery

    Electrical, mechanical 1. Physical

    6. Presentation

    7. Application

    5. Session

    4. Transport

    3. Network 

    2. Data Link 

    802.16

    802.16 specifies layers 1 (PHY) and part of Layer 2

    Can support any higher layer protocols and services

    Medium Access Control

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    WiMAXMay 2008

    Competition

    A number of broadband access technologies exist

    DSL

    Cable

    T1/T3

    Fiber 

    Microwave

    Satellite

    Cellular 

    Wi-Fi

    Proprietary technologies

    What distinguishes WiMAX?

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    WiMAXMay 2008

    Bluetooth

    802.11

    Short range

    ZigBee

    Wireless Data Landscape

    103 bps

    106 bps

    109 bps

    1 m 1 km 1000 km

    COVERAGE ZONE

         T     H     R     O     U

         G     H     P     U     T

    bps: bits per second 

    G: generation

     LEO: low earth orbit 

    VSAT: very small aperture [satellite] terminal

    bps: bits per second 

    G: generation

     LEO: low earth orbit 

    VSAT: very small aperture [satellite] terminal

    Fixed wireless

    VSAT

    WiMAX

    Microwave

    Paging

    Wide area

    LEO

    satellite

    3G Cellular WiMAX

    2G Cellular 

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    WiMAXMay 2008

    Metrics

    Capacity

    Throughput

    Coverage

    Mobility

    Quality of ServiceSecurity

    Reliability

    Costs

    Availability/maturity

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    WiMAXMay 2008

    What Distinguishes WiMAX?

    Wide area, wireless, broadband, point tomultipointMobility option

    Mesh option

    Multiple frequency bands, including unlicensedFlexible & efficient use of spectrum

    • Advanced, adaptive modulation• Adaptive antenna technologies

    Multi-vendor interoperability

    Economies of scale (expected)Inherent quality of service (QoS)

    Carrier-grade security

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    WiMAXMay 2008

    WiMAX vs Wi-Fi

    Longer range

    More spectrum options

    Quality of service

    Mobility

    Richer security features

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    WiMAXMay 2008

    WiMAX vs Cellular 

    Better channel efficiency

    More flexible quality of service

    Potentially better economies of scale

    In the cellular arena, WiMAX faces LTE

    (Long Term Evolution) being

    standardized by 3GPPChosen by AT&T, Verizon, Ericsson, etc.

     3GPP: third generation partnership project  3GPP: third generation partnership project 

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    WiMAXMay 2008

    WiMAX vs Proprietary

    Standards-based

    Confidence

    Multi-vendor interoperability

    Economies of scale

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    WiMAXMay 2008

    Tradeoffs

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    WiMAXMay 2008

    Representative Performance

    Source: WiMAX Forum

    “WiMAX Deployment Considerations for Fixed Wireless Access in the 2.5 GHz and 3.5 GHz Licensed Bands”

    Simulation results for 3.5GHz band, paired 3.5 MHz FDD channel

    Fixed user devices

    Average shared downlink throughput, per channel, includingoverhead

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    WiMAXMay 2008

    The Many Faces of WiMAX

    Fixed / mobile

    Line of sight / non-line of sightDifferent bands and channel bandwidths

    Licensed / unlicensed spectrum Frequency division / time division / half-duplex

    frequency division channel usage

    Single carrier / OFDM / OFDMA

    Plus many configurable optionsSecurity

    Reliability

    Advanced antennasEtc.

    “Profiles” collect reasonable feature sets forcertification and interoperability

    OFDM : orthogonal frequency division multiplexing

    OFDMA: orthogonal frequency division multiple access

    OFDM : orthogonal frequency division multiplexing

    OFDMA: orthogonal frequency division multiple access

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    WiMAXMay 2008

    WiMAX Features Related to Spectrum

     NLOS

    OFDM, OFDMA, SC

    Licensed, unlicensed

    Fixed

    LOS

    Single carrier 

    Mostly licensed

    Fixed

         6     G     H    z

         6     6     G     H    z

     LOS: line of sight 

     NLOS: non-line of sight 

    OFDM: orthogonal frequency division multiplex

    OFDMA: orthogonal frequency division multiple access

    SC: single carrier 

     LOS: line of sight 

     NLOS: non-line of sight 

    OFDM: orthogonal frequency division multiplex

    OFDMA: orthogonal frequency division multiple access

    SC: single carrier 

         2     G     H    z

    Mobile

    OFDMA

         1     1     G     H    z

         1     0     G     H    z

     Added

    2004

     Added

    2005

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    WiMAXMay 2008

    Outline

    WiMAX Intro

    Overview

    What is WiMAX?Industry activities

    WiMAX Technology

    Technology overview

    802.16 elements

    Technology features

    Equipment characteristics

    WiMAX

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    WiMAXMay 2008

     Industry Activities

    Institute of Electrical and Electronics Engineers (IEEE)Standards

    802.3 Ethernet, 802.11 Wi-Fi, etc.

    802.16 WiMAX

    WiMAX ForumIndustry consortium

    400+ members

    Promotes the technology, defines “profiles,” certifies equipment

    International bodies

    Major commitments from industry leaders, e.g.,

    IntelSprint

    Clearwire

    Motorola

    Etc.

    WiMAX

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    WiMAXMay 2008

    Three Standards Specify Air Interface

    IEEE Std 802.16-2004

    Encompasses and supercedes

    • 802.16-2001, original standard• 802.16a, adds

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    WiMAXMay 2008

    WiMAX Forum Promotes and Certifies

    “The WiMAX Forum® is an industry-led, not-for- profit organization formed to certify and promote thecompatibility and interoperability of broadband

    wireless products based upon the harmonized IEEE802.16/ETSI HiperMAN standard.

    “A WiMAX Forum goal is to accelerate the

    introduction of these systems into the marketplace. “WiMAX Forum Certified™ products are fully

    interoperable and support broadband fixed, portable andmobile services.

    “Along these lines, the WiMAX Forum works closelywith service providers and regulators to ensure thatWiMAX Forum Certified systems meet customer andgovernment requirements”

    www.wimaxforum.org

    WiMAX

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    WiMAXMay 2008

    WiBro Uses 802.16 in Asia

    Korean WiBro = Wireless Broadband

    “must comply with IEEE 802.16-2004 and

    IEEE 802.16e/Draft3 or later versions.”

    2.3 GHz band, 8.75 MHz channels

    OFDMA, TDD

    Mobility ≤60 km/hr 

    Coverage ≤1 kmPer-user throughput: 128 kbps – 3 Mbps

     Nationwide service 4/2007

    Multiple carriers100,000+ subscribers by 12/2007

    Price per month ~$20

    WiMAX

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    WiMAXMay 2008

    802.16 Also Active in Europe

    ETSI HiPerMAN

    Subset of IEEE 802.16

    Fixed, 2 GHz – 11 GHzSeparate test regime from WiMAX

    International Telecommunications Union

    Subsets of 802.16 proposed/approved for inclusionin the IMT-2000 family of 3G/4G wireless standards

    Approval allows deployment in Europe in bandsreserved for IMT (traditionally cellular)

    technologies

    3.5 GHz deployments in progress

     ETSI  – European Telecommunications Standards Institute

     HiPerMAN  – high performance metro area network  IMT  – International Mobile Telecommunications

     ETSI  – European Telecommunications Standards Institute

     HiPerMAN  – high performance metro area network  IMT  – International Mobile Telecommunications

    WiMAX

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    WiMAXMay 2008

    Provider Example: Clearwire

    Source: Clearwire website 9/07

    WiMAX

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    May 2008

    Example: Clearwire

    Clearwire Corporation is unwiring Nashville with the introduction of itsnext-generation wireless broadband solution. The company announcedtoday the official launch of its wireless high-speed Internet access andphone service to the city….

     Nashville residents and businesses can now have a fast, simple, portable,reliable and affordable alternative to traditional dial-up, cable andDSL. Clearwire service eliminates the confines of traditional cable ortelephone wiring, allowing customers to connect at home, a localcoffeehouse, the office or virtually anywhere else in the Clearwireservice area.

    …Simply purchase a modem at … Circuit City, Best Buy or online atwww.clearwire.com, and within minutes, Internet access or phone servicewill be up and running.

    Clearwire’s next-generation, non-line-of-sight wireless broadbandnetwork solution connects customers through licensed or securedspectrum.

    … Clearwire Internet Phone Service works with a customer’s existinghigh-speed Internet access and provides unlimited local and long-distance calling from a regular telephone.

    Clearwire press release 9/07

     Note: Clearwire uses Motorola Expedience “WiMAX-class” technology

    WiMAX

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    May 2008

    Example: Clearwire

    Source: Clearwire website 9/07

    WiMAX

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    May 2008

    Vendor Quotes: Intel

    “Intel currently plans to integrate WiMAX and WiFi into its

    notebook platforms based on Intel® Centrino® Mobile

    Technologies. Pairing the two will help bring users the ultimate in

    high-speed mobile broadband. Intel believes that WiMAX, with itstechnical and economic advantages, should help enable mainstream

    adoption of personal broadband.

    “Intel® WiMAX Connection 2250 is a low-cost system-on-chip

    that supports IEEE 802.16-2004 and IEEE 802.16e-2005, enablingWiMAX modems for use with fixed or mobile networks.

    “The Intel NetStructure® WiMAX Baseband Card integrates

    control plane, MAC and PHY processing in a single standards-

     based card, ….”

    Source: Intel website 9/07

    WiMAXM 2008

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    May 2008

    Provider Quotes: Sprint Nextel

    8/8/06. Sprint Nextel Corp. …announced its plans to develop and deploy the firstfourth generation (4G) nationwide broadband mobile network. The 4G wireless broadband network will use the mobile WiMAX IEEE 802.16e-2005 technologystandard.

    Working together with Intel, Motorola and Samsung, Sprint Nextel will develop a

    nationwide network … designed to offer faster speeds, lower cost, and greaterconvenience and enhanced multimedia quality.

    The Sprint Nextel 4G mobility network will use the company's extensive 2.5GHzspectrum holdings, which cover 85 percent of the households in the top 100 U.S.markets …

    The company's deployment plans target a launch of the advanced wireless

     broadband services in trial markets by the end of 2007 with plans to deploy anetwork that reaches as many as 100 million people in 2008. Sprint Nextel plans toexpand mobile WiMAX network coverage thereafter.

    The company will continue to invest in and offer access to its current wireless andSprint PowerVision mobile broadband networks to serve customer communicationsneeds today and into the future.

    Sprint Nextel is expecting to invest $1 billion in 2007 and between $1.5 billion and$2 billion in 2008

    Motorola and Samsung will also support Sprint's current and CDMA/EV-DOnetwork technologies by creating multimode devices that will support services on both the 4G network and the 3G network … will provide voice service using thecore 3G network.

     News services

    WiMAXMay 2008

    S i O TM

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    May 2008

    Sprint XOHMTM

    Aug. 16 2007 -- Sprint announced today that its WiMAX servicewill be marketed under the XOHMTM ingredient brand(pronounced ZOAM). A soft launch of the WiMAX network isexpected by the end of 2007 in the Chicago and

    Baltimore/Washington markets. XOHM commercial services areexpected to be available beginning in the first half of 2008.

    ... partners have committed to embed 50 million WiMAX chipsetsin devices. The company expects to begin offering 4G mobilebroadband services up to two years ahead of other national

    wireless carriers. Sprint Nextel expects to invest approximately $2.5 billion in

    capital for WiMAX through year-end 2008. Beyond 2008, network build is expected to be increasingly success-based. The companycurrently expects that extending its coverage to approximately 125

    million people by year-end 2010 would require an additionalcapital expenditure of approximately $2.5 billion.….

     News services

    WiMAXMay 2008

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    May 2008

    Sprint Quiet on WiMax Launch Date

    April 2008 -- Sprint Nextel says provisioning of backhaul is the primary

    hold-up to the operator's nationwide deployment of mobile WiMAX.

    Sprint, which was supposed to launch its Xohm network this month, is

    having difficulty finding high-capacity transport links to connect cell sites

    as typical T-1 lines that feed today's mobile networks are inefficient forhigh-speed wireless broadband data, said Xohm President and Sprint

    Chief Technology Officer Barry West in an interview with Telephony.

    To build the network, Sprint is provisioning fiber where economically

    feasible, West said. In other areas, Sprint is using microwave. The entire process has moved slower than what Sprint expected, causing the delay of

    the commercial launch.

    "Clearly I wanted to hit the April date," West said. "Having missed that

    date, I want to make sure we come out with a robust service. Right now

    I'm building sites."

    WiMAXMay 2008

    Ci B WiMAX I f Pl

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    May 2008

    Cisco Buys WiMAX Infrastructure Player 

    SAN JOSE, Calif. -- Cisco(R) announced a definitive agreement to purchase Richardson, TX-based Navini Networks, Inc. a leader in theMobile WiMAX 802.16e-2005 broadband wireless industry. Navini is a

     pioneer in the integration of "Smart Beamforming" technologies withMulti-Input Multi-Output (MIMO) antennas, a combination that improves

    the performance and range for WiMAX services and lowers the overalldeployment and operational costs for service providers….

    Cisco also expects that its broadband wireless solution portfolio, that nowincludes WiMAX products, will play a key role in Cisco´s CountryTransformation and "Digital Inclusion" initiatives to drive broadband

     penetration to consumers and business in emerging countries. "Emerging country service providers are in expansion mode, building out

     broadband wireless networks and are concerned about deployment costsand the availability of skilled resources," said Brett Galloway, vice

     president and general manager of the Wireless Networking Business Unit,Cisco. "Around the world broadband wireless networks based uponWiMAX have the potential to add millions of new Internet users whocannot be reached economically using copper or fiber infrastructures.Additionally, WiMAX networks will help drive the transition to open IP-

     based broadband wireless architectures and accelerate the rollout of newapplications and services."

    Byteandswitch.com 11/07

    WiMAXMay 2008

    S

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    May 2008

    Summary

     New entrant to crowded market

    Large potentialIndustry backing

    State of the art technologies

    Adaptable to diverse niches

    4G in developed marketsLast mile in underdeveloped markets

    WiMAXMay 2008

    O tli

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    May 2008

    Outline

    WiMAX Intro - 1 hour 

    What is WiMAX?

    Industry activitiesWiMAX Technology - 1 hour

    Technology overview

    802.16 elements

    Technology features

    Equipment characteristics

    WiMAXMay 2008

    Th M F f WiMAX

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    y

    The Many Faces of WiMAX

    Line of sight / non-line of sightDifferent bands and channel bandwidths

    Licensed / unlicensed spectrum

    Frequency division / time division / half-duplexfrequency division channel usage

    Fixed / mobile

    Single carrier / OFDM / OFDMA

    Plus many configurable optionsSecurity

    ReliabilityAdvanced antennas

    Etc.OFDM : orthogonal frequency division multiplexing

    OFDMA: orthogonal frequency division multiple access

    OFDM : orthogonal frequency division multiplexing

    OFDMA: orthogonal frequency division multiple access

    WiMAXMay 2008

    Spectrum Allocation

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    y

    Spectrum Allocation

    3.5 GHzWidely allocated and available for WiMAX in

    Europe & elsewhere

    2.5 GHzIn US, mostly licensed by Sprint/Clearwire

    To be allocated in Europe in 2008

    Allocations exist elsewhere5.8 GHzLicensed-free in the US, parts of Europe

    Other bands to watch2.3 GHz used for WiBro in Korea

    700 MHz, 900 MHz, 3.6 GHz, 5.4 GHz

    WiMAXMay 2008

    WiMAX Features Related to Spectrum

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    WiMAX Features Related to Spectrum

     NLOS

    OFDM, OFDMA, SC

    Licensed, unlicensed

    Fixed

    LOS

    Single carrier 

    Mostly licensed

    Fixed

         6     G     H    z

         6     6     G     H    z

     LOS: line of sight 

     NLOS: non-line of sight 

    OFDM: orthogonal frequency division multiplex

    OFDMA: orthogonal frequency division multiple access

    SC: single carrier 

     LOS: line of sight 

     NLOS: non-line of sight 

    OFDM: orthogonal frequency division multiplex

    OFDMA: orthogonal frequency division multiple access

    SC: single carrier 

         2     G     H    z

    Mobile

    OFDMA

         1     1     G     H    z

         1     0     G     H    z

     Added

    2004

     Added

    2005

    WiMAXMay 2008

    Mobile Network Model

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    Mobile Network Model

    From WiMAX Forum Network Architecture

    Rn designates reference interface

    R1 specified in 802.16

     AAA: authentication,

    authorization, accounting

     ASN : access service network 

     ASP: application service provider 

    CSN : connectivity service network 

    GW : gateway

     HA: home agent 

     NAP: network access provider 

     NSP: network service provider 

     PF: policy function

     AAA: authentication,

    authorization, accounting

     ASN : access service network 

     ASP: application service provider 

    CSN : connectivity service network 

    GW : gateway

     HA: home agent 

     NAP: network access provider 

     NSP: network service provider 

     PF: policy function

     ASP

    R6

    R4

    WiMAXMay 2008

    Outline

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    Outline

    WiMAX IntroOverview

    What is WiMAX?

    Industry activitiesWiMAX TechnologyTechnology overview

    802.16 elements

    • Protocol model – Service-Specific Convergence Sublayer  – MAC Common Part Sublayer 

     – Security Sublayer 

     – Physical layer 

    • ModulationTechnology features

    Equipment characteristics

    WiMAXMay 2008

    Protocol Models

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    Protocol Models

    802.16 Model

    Physical

    Presentation

    Application

    Session

    Transport

     Network 

    Data Link 

    Logical Link

    Control 802.2

    Physical

    Medium

    Access

    Control

    Service-SpecificConvergence Sublayer 

    Security Sublayer 

    MAC Common

    Part Sublayer 

    Physical

    OSI Model IEEE Model

     Note: mappings are approximate

    WiMAXMay 2008

    Service-Specific Convergence Sublayer

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    Service-Specific Convergence Sublayer 

    Service-Specific Convergence Sublayer (CS)Supports higher layer “services”

    • ATM

    • Packet – IPv4

     – IPv6

     – Ethernet

     – VLAN

    Classify data to the proper MAC connection, preserve or enable QoS, and enable bandwidthallocation; optional header suppression

    There may be multiple CS per MAC/PHY

    PHYMAC

    CS CS

    IP ATM

     ATM : asynchronous transfer mode

     IP: Internet protocol MAC : medium access control

     PHY : physical layer 

    QoS: quality of service

    VLAN : virtual local area network 

     ATM : asynchronous transfer mode

     IP: Internet protocol

     MAC : medium access control

     PHY : physical layer 

    QoS: quality of service

    VLAN : virtual local area network 

    WiMAXMay 2008

    MAC Common Part Sublayer

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    MAC Common Part Sublayer 

    Core MAC functions

    Quality of service (QoS) management

    Reliability• Dynamic forward error correction (FEC) and

    modulation management

    • Automatic repeat request (ARQ)

    Packet fragmentation/defragmentation

    Scheduling

     MAC: medium access control MAC: medium access control

    WiMAXMay 2008

    WiMAX is Connection Oriented

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    WiMAX is Connection Oriented

    Allows robust QoS

    Connection-oriented 

    A connection, session, or association is formed between the communicating end devices

    All circuit technologies

    Some packet technologies• "Virtual circuits"

    • E.g., TCP, Frame Relay, ATM, WiMAX

    vs Connectionless

     No association, each packet treated individuallyEthernet, IP, UDP

     ATM : Asynchronous Transfer Mode

     IP: Internet ProtocolTCP: Transmission Control Protocol

    UDP: User Datagram Protocol

     ATM : Asynchronous Transfer Mode

     IP: Internet Protocol

    TCP: Transmission Control Protocol

    UDP: User Datagram Protocol

    WiMAXMay 2008

    Security Sublayer

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    Security Sublayer 

    Encryption

    Provides user data privacy

    Uses encryption algorithms and crypto keys

    Authentication/authorization

    Verifies identity of SS

    Verifies identity of BS (added in 802.16e)

    Uses certificates, digital signatures, trusted third-

     party verification

     BS: base station

    SS: subscriber station

     BS: base station

    SS: subscriber station

    WiMAXMay 2008

    Security Features

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    Security Features

    EncryptionProvides user data privacy

    • NOT MAC header or most management messages

    Uses encryption algorithms and crypto keys• Traffic encryption key (TEK)

    Authentication/authorizationVerifies identity of SS

    Verifies identity of BS (added in 802.16e)

    Uses certificates, digital signatures, trusted third-partyverification

    Key exchangeManagement plane

    Control message validation

     BS: base station

    SS: subscriber station

     BS: base station

    SS: subscriber station

    WiMAXMay 2008

    Security Concepts

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    Security Concepts

    Crypto suites

    Triple Data Encryption Standard (3DES)

    Advanced Encryption Standard (AES)• Counter Mode with Cipher Block Chaining with Message

    Authentication Code Protocol (CCMP)

    Privacy Key Management (PKM)

    PKMv1PKMv2

    • RSA (Rivest, Shamir, Aldeman)

    • EAP (Extensible Authentication Protocol)Security Associations (SA)

    Holds security info (e.g., keys) for each connection

    WiMAXMay 2008

    Modulations used in 802.16

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    Modulations used in 802.16

    Modulation and coding adjusted to adapt to signal path

    BPSK 

    1 bit/symbol

    QPSK 

    2 bits/symbol

    16-QAM

    4 bits/symbol

    64-QAM

    8 bits/symbol

    256-QAM

    16 bits/symbol

    -1.5

    -1

    -0.5

    0

    0.5

    1

    1.5

    - 1.5 -1 - 0.5 0 0.5 1 1.5

    Example: BPSK uses phase shift(here 45º and -135º) to represent2 values

    -2

    -1.5

    -1

    -0.5

    0

    0.5

    1

    1.5

    2

    - 2 - 1.5 - 1 - 0.5 0 0.5 1 1.5 2

    Example: 16-QAM uses both

     phase (angle from horizontal) and

    amplitude (distance from origin)

     phase

      a  m  p   l  i  t  u

      d e

     BPSK : binary phase shift keying

    QAM : quadrature amplitude modulationQPSK : quadrature phase shift keying

     BPSK : binary phase shift keying

    QAM : quadrature amplitude modulation

    QPSK : quadrature phase shift keying

    WiMAXMay 2008

    Outline

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    WiMAX Intro

    What is WiMAX?

    Industry activities

    WiMAX Technology

    Technology overview

    802.16 elements

    Technology features• Topology

    • Time/frequency division

    • Quality of service (QoS)

    • Reliability

    • Mobility

    Equipment characteristics

    WiMAXMay 2008

    Topologies Illustrated

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    p g

    Point to point

    Point to multipoint

    Mesh

    Dynamic mobile mesh

     Mesh BS 

     Nodes

    Infrastructure

    relay

     Mesh BS   Nodes

     Mesh BS 

    a c  t  i  v  e  

    WiMAXMay 2008

    TDD and FDD

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    WiMAX includes support for both Frequency DivisionDuplexing (FDD) and Time Division Duplexing (TDD)

    FDD

    Requires paired channels• Usually licensed• Each unit requires dual transceivers

    Good for symmetric traffic

    May be full duplex or half duplex at subscriber 

    TDDSingle shared channel

    • Some channel inefficiencies when radio switches betweentransmit and receive

    Half duplexMay use fixed or adaptive slot sizes

    • Good for asymmetric traffic

    WiMAXMay 2008

    Single Carrier 

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    g

    One radio channel carries each

    transmitter’s signal

         P    o    w    e    r

    Frequency f 

     Bandwidth (BW)

    WiMAXMay 2008

    OFDM Employs Subcarriers

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    p y

    Data

    Pilot - reference

    Guard – interference avoidance

         P    o    w    e    r

    Frequency

    Subcarriers typically ~10 kHz wide

     Number of subcarriers related to Fast Fourier Transform (FFT) size

     Bandwidth (BW)

    OFDM: orthogonal frequency

    division multiplexing

    OFDM: orthogonal frequency

    division multiplexing

    WiMAXMay 2008Orthogonal Frequency Division

    Multiplexing (OFDM)

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    Multiplexing (OFDM)

    Essentially sends data over several parallel channels

    Provides frequency diversity

    Reduces inter-symbol interference

    Used in 802.11a/g (Wi-Fi) and elsewhere

    Users share the channel via time slots

    Data

    Split to

    subcarriers

    AntennaRadio

    WiMAXMay 2008

    OFDM with TDMA

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         U    s    e    r     3

      T  i  m e

    Each transmitter’s signal is carried in a series ofrelated subcarriers

    One transmitter on the channel at a time

         P    o    w    e    r

    Frequency f 0  f n

         U    s    e

        r     2

         U    s    e    r     1

    OFDM: orthogonal frequency division multiplexingTDMA: time division multiple access

    OFDM: orthogonal frequency division multiplexingTDMA: time division multiple access

    WiMAXMay 2008Orthogonal Frequency Division Multiple

    Access (OFDMA)

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    Access (OFDMA)

    Subsets of subcarriers are allocated to different usersUplink and downlink 

    Multiple users may share the channel simultaneously

    A superior frequency can be chosen for a given user 

    User 2Data

    Split to

    subcarriers

    AntennaRadio

    User 1

    Data

     Downlink side illustrated 

    WiMAXMay 2008

    OFDMA

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    Each transmitter’s signal is assigned to a subchannel ,

    i.e., subset of the available subcarriers

         P    o    w    e    r

    Frequency

    User4

      T  i  m e

         U    s    e    r     2

    User5

    User1

    User4User1

    User3

    User5

    User3

    WiMAXMay 2008

    Quality of Service (QoS)

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    QoS is required to support the requirements of

    different traffic types

    Access to the channel is controlled by the BSUnlike Wi-Fi or Ethernet, which use contention

    access schemes under control of the stations

    BS can efficiently allocate uplink and downlinkresources based on requests from SS

     BS: base station

    SS: subscriber station

     BS: base station

    SS: subscriber station

    WiMAXMay 2008

    Fundamental QoS Metrics

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    Throughput

    Connection capacity, in bits per second

    LatencyConnection delay, in milliseconds (ms)

    Jitter 

    Variability of delay, in milliseconds

     How much…

     How quick…

     How consistent…

    WiMAXMay 2008

    Robust Reliability Options

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    Forward error correction (FEC)

    Code rates adapt to link quality

    Reed-Solomon (RS)

    Optional Block Turbo Codes and Convolutional Turbo Codes

    Automatic Repeat Request (ARQ)

    MAC Block based

    Acknowledgements (ACKs) can be selective or cumulative;standalone or piggybacked

    Optional Hybrid ARQ (HARQ)

    • Incorporates FEC as well ACKs and resends

    WiMAXMay 2008

    Mobility

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    802.16e introduces the Mobile Station (MS)

    class of SS

    Moving MS may cross BS coverage boundariesHandover: MS migrates from one BS to another 

    Break-before-make

    Make-before-break • Fast BS switching

    • Macro diversity handover 

    ASN-anchored vs. CSN anchored

     ASN: access service network 

     BS: base station

    CSN: connectivity service network SS: subscriber station

     ASN: access service network 

     BS: base station

    CSN: connectivity service network 

    SS: subscriber station

    WiMAXMay 2008

    Outline

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    WiMAX Intro

    What is WiMAX?

    Industry activitiesWiMAX Technology

    Technology overview

    802.16 elementsTechnology features

    Equipment characteristics

    WiMAXMay 2008

     Equipment Characteristics

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    Subscriber station

    Base station

    Certification

    Antennas

    Alvarion BreezeMAX

    WiMAXMay 2008

    Subscriber Station

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    Fixed

    Indoor 

    • Consumer installation

    • Inexpensive, low performance

    Outdoor 

    • Technician mounted

    • Expensive, high gain, better path

    Mobile

    Dedicated WiMAX devices (e.g., tablet, phone)

    Add on (PC card)

    Embedded in multipurpose devices (e.g., PC, phone)

    WiMAXMay 2008

    Base Station

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    Comparable to cellular base stations Indoor equipment

    Outdoor equipment

    Antenna spec, mounting Technical featuresBand, bandwidth, FDD/TDD, ….

    Support for optional features

    Management interface CapacitySectors, channels, connections, ….

    Performance specsPower, sensitivity, ….

    Interfaces

    WiMAXMay 2008

    WiMAX Forum Certification

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    Includes conformance and interoperability tests

    Certified equipment must conform to

    Specific IEEE 802.16 standard

    A particular defined profile

    WiMAX Forum test documentation

    • System Profiles

    • Test Suite Structure (TSS) and Test Purposes (TP)• Protocol/Profile Implementation Conformance Statements (PICS)

    Tests must be performed by a Designated Certification

    Laboratory

    AT4 Wireless (Spain), Telecommunications Technology

    Association (Korea), China Academy of Telecommunication

    Research (China)

    WiMAXMay 2008

    Certification Stagesa cti

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    Wave 1: Air interface

    3.5 GHz, 2.3 GHz, other 

    Wave 2: QoS, security, advanced radiofeatures for outdoor customer premiseequipment (CPE)

    Wave 3: Indoor CPE, PC cards, nomadicservice

    Wave 4: Handoffs, simple mobilityWave 5: Full mobility

    ac  t  i  v  e  

    WiMAXMay 2008

    Availability

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    Certified products*

    Fixed only

    • 2.3 and 3.5 GHz only

    10+ companies

    30+ products

    • Base station, subscriber 

    A number on “WiMAX-class”

     products are on the market

    *As of April 2007

    WiMAXMay 2008

    Antennas

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    802.16 offers protocol support for advanced

    antenna options under 11 GHz

    Adaptive antenna systems (AAS)

    • AKA “smart antennas,” “beam forming”

    Multiple input/multiple output (MIMO)

    Space time coding (STC)

    Line of sight systems above 11 GHz do not get

    much benefit from these features

    WiMAXMay 2008MIMO Exploits

    Spatial & Frequency Diversity

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    Multiple Input Multiple OutputEssentially sends data over several parallel radios/channels

    Provides spatial and frequency diversity

    Used in 802.11n and elsewhere

    802.16 provides protocol support for MIMOExtended in 802.16e

    Options include open loop and closed loop (i.e., with feedback)

    RadiosAntennas

    Data

    Split to

    subcarriers

    WiMAXMay 2008

    Performance

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    Can be evaluated using many different criteriaCoverage

    User data throughput

    User capacity

    Reliability

    Cost

    TNSTAAFLOptimizing one aspect of performance generally

    impacts performance in other areas

    TNSTAAFL: There’s no such thing as a free lunch!TNSTAAFL: There’s no such thing as a free lunch!

    WiMAXMay 2008

    Representative Performance

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    “WiMAX Deployment Considerations for Fixed Wireless Access in the 2.5 GHz and 3.5 GHz Licensed Bands”

    Simulation results for 3.5GHz band, paired 3.5 MHz FDD channel Fixed user devices

    Average shared downlink throughput, per channel, includingoverhead

    WiMAXMay 2008

    References

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    IEEE (specs)

    WiMAX Forum (white papers,

    certification) News feeds

    Texts

    WiMAXMay 2008

    Summary

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     New entrant to crowded market

    Large potentialIndustry backing

    State of the art technologies

    Adaptable to diverse niches

    4G in developed marketsLast mile in underdeveloped markets