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WWhy an HIV vaccine?hy an HIV vaccine?
Catherine Hankins MD MSc FRCPCChief Scientific Adviser to UNAIDS
Office of the Deputy Executive Director
Journalist training, HIV vaccine researchNational Press Foundation and Global HIV Vaccine Enterprise
Atlanta, Georgia, September 27th, 2010
Why an HIV Vaccine?Why an HIV Vaccine?
• Global epidemic (facts and figures)– Know Your Epidemic/Know your
Response
• Economic burden– Funding trends and resource needs
• New prevention technologies– Male circumcision, microbicides, pre-
exposure prophylaxis
Global estimates for adults and children, 2008
• People living with HIV 33.4 million [31.1 – 35.8]
• New HIV infections in 2008 2.7 million [ 2.4 – 3.0]
• Deaths due to AIDS in 2008 2.0 million [1.7 – 2.4]
Almost half of people living with HIV are womenOf the 7400 new infections per day in 2008, about 1200
were in children under 15 years of age
UNAIDS epidemic update 2009 * National household surveys
4
HIV: a stabilized epidemic (incidence/deaths)
spread of HIV peaked in 1996 at 3.5 new infections (2008: 2.7 million) new infections have dropped by 17% since 2001 deaths peaked in 2004 at 2.2 million
(2008: 2 million)
Number of patients newly infected with HIV
UNAIDS epidemic update 2009 5
HIV: a stabilized epidemic (prevalence)
Almost 60 million people have been infected by HIV and 25 million
have died of HIV-related causes 2008: stabilized HIV prevalence is the result of reduced new infections and the effect of antiretroviral therapy
Adult HIV prevalence
Know your epidemic and Know your epidemic and response synthesis processresponse synthesis process
Epidemiological Review: Drivers/
country specificity
Incidence data (modelled or otherwise)
Prevention policies, response and strategic info
review
Review of resources for prevention
SYNTHESIS
ANALYSIS OF EPIDEMIC
ANALYSIS OF RESPONSE
7April
2010
Incidence by mode of HIV transmission in East and Southern Africa
Source: MOT country reports available at http://www.unaidsrstesa.org/hiv-prevention-modes-of-transmission
0%
20%
40%
60%
80%
100%
Kenya Lesotho Swaziland Uganda Zambia
Per
cen
t new
infe
ctio
ns
Stable heterosexual couples Partners (casual heterosexual sex)Casual heterosexual sex Men having sex with menPrison population (measured only in Kenya) Injecting drug usersPartners of clients of female sex workers Clients of female sex workersFemale sex workers Other
Collectively we’ve made remarkable Collectively we’ve made remarkable
progress in many aspects of the progress in many aspects of the
response to HIV…response to HIV…
… incidence of new … incidence of new
infections, antiretroviral treatment, infections, antiretroviral treatment,
human rightshuman rights
ART Scale up Progression in Resource Limited Settings (2003 - 2008)
0
1,000,000
2,000,000
3,000,000
4,000,000
5,000,000
6,000,000
Dec-03 Jun-04 Dec-04 Jun-05 Dec-05 Jun-06 Dec-06 Jun-07 Dec-07 Jun-08 Dec-08 Dec-09
Cu
mu
lati
ve N
um
ber
of
Pati
en
ts o
n A
RT
0
20,000
40,000
60,000
80,000
100,000
120,000
Nu
mb
er
of
Pati
en
ts o
n A
RT
/Mo
nth
Cumulative Number of PatientsReceiving ART
Mean Rate of Increase (patients onART/month)
2009 AIDS epidemic update
Estimated number of Life- years added due to antiretroviral therapy, by region, 1996–2008
8
7
6
4
5
3
(mill
ions)
2
1
Sub-SaharanAfrica
Asia Caribbean MiddleEast
and NorthAfrica
WesternEurope
and NorthAmerica
LatinAmerica
EasternEurope
and CentralAsia
Oceania0
Figure VII
7.2 million
2.3 million
1.4 million
590 000
73 000 40 000 49 000 7500
2009 AIDS epidemic update
Estimated number of AIDS- related deaths with and without antiretroviral therapy, globally, 1996–2008
2.5
2.0
1.5
0.5
1.0
3.0
0
Num
ber
(mill
ions
)
Year
1996 1998 2000 2002 2004 2006 20081997 1999 2001 2003 2005 2007
Figure V
No antiretroviral therapy
At current levels of antiretroviral therapy
The number of AIDS-related deaths has declined by over 10% over the past five years…
Since 1996 the availability of effective treatment, has saved some 2.9 million lives…
Treatment benefits are clear….
People in the poorest places have access to life-prolonging medicines
Why we need a prevention revolution• # people accessing antiretroviral treatment has
increased 12-fold in just 6 years • 2010 WHO guidelines for treatment initiation (CD4
count of 350 cells) increased # in need by 50%• Globally, 2 of every 3 people who need treatment are
not accessing it - 10 million people are waiting now• Globally, new infections are outstripping expansion of
treatment availability - for every 2 people who start taking antiretroviral drugs, another 5 are newly infected
• Great progress but not only are we not keeping up, we are increasingly behind
• Need a prevention revolution to break the trajectory of the epidemic
Young people are leading the prevention Young people are leading the prevention revolution by taking definitive action torevolution by taking definitive action toprotect themselves from HIVprotect themselves from HIV
HIV prevalence in young people aged 15-24 has declined in 22 high burden countries in sub-Saharan Africa:
delaying onset of sex
fewer partners
correct & consistent condom use
Human rights issues Human rights issues
and the AIDS movementand the AIDS movement
“Gay couple freed by Malawi presidential pardon return to home villages”Human rights campaigner says men have not been reunited amid fears for their safety
• Recent advances include the decision of the Delhi high court to strike down an anti-sodomy law dating back to the early days of the British Raj
• China’s launching of needle exchange and methadone programmes for people who inject drugs need to be multiplied
• Lifting of travel restrictions: USA, China
One of the biggest human rights issues One of the biggest human rights issues
facing the AIDS movement is fundingfacing the AIDS movement is funding
TOTAL annual resources available for AIDS in low and middle income countries, 1996-2009
$15.9
$15.6
$11.4
$8.9
$8.3
$6.1
$5.0
$0.3 $0.5 $0.5$0.9
$1.4 $1.6
$3.2
0.0
2.5
5.0
7.5
10.0
12.5
15.0
17.5
1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009
US
$ b
illio
n
UNAIDS Gates Foundation
World Bank MAP launch
Signing of Decleration of Commitment on HIV/AIDS, UNGASS
PEPFAR
The Global Fund
$12,8
$09,9
$14,3
$17,0
UNITAID
HIP+
$14.4
$17.4
$0.10 - $1 per capita
> $10 per capita $1 - $10 per capita
< $0.10 per capita
Spending per capita for HIV
Source: UNAIDS global report 2008, Annex 2
International AIDS Assistance: Trends in G8/EC & International AIDS Assistance: Trends in G8/EC & Other Donor Government Assistance, 2002-2009Other Donor Government Assistance, 2002-2009
USD billions
Commitments(Enacted Amounts)
Disbursements
Sources: KFF and UNAIDS, Financing the response to AIDS in low- and middle- income countries: International assistance from the G8, European Commission and other donor Governments in 2009, July 2010
$1.6$2.0
$3.6$4.3
$5.6
$6.6
$8.7 $8.7
2002 2003 2004 2005 2006 2007 2008 2009
Assessing Fair Share 2: Donor Rank by Assessing Fair Share 2: Donor Rank by Disbursements for AIDS per US$1 Million GDP*, Disbursements for AIDS per US$1 Million GDP*,
20092009
Sources: KFF and UNAIDS, Financing the response to AIDS in low- and middle- income countries: International assistance from the G8, European Commission and other donor Governments in 2009, July 2010
Eastern Europe and Central Asia
Latin America and the Caribbean
Sub-Saharan Africa
South East Asia and the Pacific
DONOR 3.5 BILLION
DONOR 2 BILLION
DONOR 21 MILLION
DONOR 8 MILLION
119
518
1,600
ReceivedAid
Domesticspending
Needed Aid
3,7721,306
12,000
ReceivedAid
Domesticspending
Needed Aid
International Assistance for HIV, domestic International Assistance for HIV, domestic spending, and financing gapsspending, and financing gaps
Resources needed to provide ART under two Resources needed to provide ART under two CD4 eligibility criteria (New WHO ART CD4 eligibility criteria (New WHO ART guidelines)guidelines)
23
0
2,000
4,000
6,000
8,000
10,000
12,000
2010 2011 2012 2013 2014 2015
US
$
Mill
ion
s
CD4 <350
CD4 <200
24
Investing in AIDS: Investing in AIDS:
• linked to individual and societal benefits
• essential for attainment of MDG 3, 4, 5, 6
• saves money in the long term
Millennium development goals (AIDS+MDGs)Millennium development goals (AIDS+MDGs)
1. Eradicate extreme poverty and hunger 2. Achieve universal primary education 3. Promote gender equality and empower women 4. Reduce child mortality 5. Improve maternal health 6. Combat HIV/AIDS, malaria and other diseases 7. Ensure environmental sustainability8. Develop a global partnership for development
Worst case scenarios if funding Worst case scenarios if funding decreases:decreases:
• Increased mortality and morbidity• Greater transmission risks• Treatment interruption• Increased burden on health systems• Reversal of economic and social
gains
How much is too much?How much is too much?
- 25 50 75 100 125 150 175 200
Cost of war in Iraq in 2008
Amounts spent on
Valentine's day
Bonus paid to London
Financial staff at Christmas
2006
Bilateral Aid for AIDS in
2008
US$ billion
2010 estimated need: 26.8 billion US$. Available: 15.9 billion US$Is the 11 billion USD gap that we are trying to close too much?
Resource mobilization action! Financing Resource mobilization action! Financing optionsoptions• Increase domestic funding
• Fair share from bilaterals
• Corporate Partnerships
• Framework Agreement on Debt2Health
• Airline ticket tax
• BRICS governments becoming donors
• Huge accumulation of wealth (Sovereign Wealth Funds, HNI)
• Robin Hood Tax (take a look at the videos on http://robinhoodtax.org.uk/)
27
Why an HIV Vaccine?Why an HIV Vaccine?
• Global epidemic (facts and figures)– Know Your Epidemic/Know your
Response
• Economic burden– Funding trends and resource needs
• New prevention technologies– Male circumcision, microbicides, pre-
exposure prophylaxis
HIV Prevention at the Crossroads
Behaviour change can be effective• need tailored, sustainable strategiesStructural interventions• need better understanding of underlying determinants Biomedical interventions with partial efficacy• male circumcision in HIV- heterosexual men (clinical
trial)• antiretroviral therapy (observational & ecologic data)• pre-exposure prophylaxis trials underway• modest protective efficacy in the Thai RV144 vaccine
trial• proof of concept for antiretroviral-containing topical
microbicides in CAPRISA 004No single strategy will work alone:• multi-component, integrated, biomedical, behavioural, biomedical, behavioural,
and structural approachesand structural approaches: rights-based, evidence-informed combination HIV prevention approaches
What works for HIV prevention:What works for HIV prevention:Results from randomised controlled trials Results from randomised controlled trials
with HIV incidence endpointswith HIV incidence endpoints
Efficacy
Study Effect size (CI)
STD treatment (Mwanza)
42% (21; 58)
Circumcision (Orange Farm, Rakai, Kisumu)
57% (42; 68) : M-A
HIV Vaccine (Thai RV144) 31% (1; 51)
0% 10 20 30 40 50 60 70 80 90 100%
Padian NS, et al. Weighing the gold in the gold standard: challenges in HIV prevention research. AIDS 2010, 24:621–635
Review of 37 HIV prevention RCTs on 39 interventions:PrEP : 1PrEP : 1 Behavioural: 7 Microfinance:1 Diaphragm: 1 Behavioural: 7 Microfinance:1 Diaphragm: 1 STI treatment: 9 Vaccines: 4 Microbic: 12 Male Circ: 4STI treatment: 9 Vaccines: 4 Microbic: 12 Male Circ: 4
CAPRISA 004 39% (6;60)
Courtesy Q. Abdool Karim
Impact on HIV incidence: Evidence from observational studies and
RCTs Weiss & Hayes
Effect size .15 .2 .3 .4 .5 1 1.5
Study
Effect size
(95% CI)
Overall 0.42 ( 0.34, 0.52)
High-risk groups 0.29 ( 0.20, 0.42)
General Population 0.56 ( 0.44, 0.71)
South Africa 0.40 ( 0.24, 0.67)
Kenya 0.41 ( 0.24, 0.70)
Uganda 0.49 ( 0.28, 0.86)
Weiss et al. AIDS 2008
CROI 2010CROI 201017th Conference on Retroviruses and 17th Conference on Retroviruses and
Opportunistic InfectionsOpportunistic Infections
Snapshot of Country Progress, Jan 2010Snapshot of Country Progress, Jan 2010
Botswana
Kenya
Lesotho
Malawi
Mozambique
Namibia
Rwanda
South Africa
Swaziland
Tanzania
Uganda
Zambia
Zimbabwe
National
Coordinator Task Force
Situation
Analysis Policy Training
Quality Service
Assurance Delivery M&E
Population-level Impacts by Coverage
Hankins et al. Male circumcision for HIV prevention in high
HIV prevalence settings: What can mathematical modelling contribute to informed decision making? PLoS Medicine 2009;6, September 8
Communicating about partial protection
Courtesy Q. Abdool Karim
Pre-exposure prophylaxis (PrEP)
• PrEP is a strategy for HIV-negative individuals to reduce or prevent their risk of infection by:– taking oral antiretroviral drugs used for HIV treatment
or– applying microbicides containing the active
antiretroviral agent in the vagina or rectum
• Dosing can be:– daily– intermittently (e.g. Fridays & Mondays)– episodically (i.e. before & after sex)
• PMTCT, PEP, animal studies promising
Completed/ongoing PrEP studies - safety
Location Sponsor/Funder
Population / Primary Goal
PrEP Agent Status
Cameroon, Ghana, Nigeria
FHI / BMGF 936 high-risk women safety
TDF Completed 2006Safety demonstrated.
United States Extended Safety Trial
CDC 400 MSM safety
TDF Completed Results Q3 2010
Botswana TDF2 Study
CDC 1200 heterosexual men and women safety and behaviour
FTC/TDF Fully enrolledResults Q4 2010
Kenya, Uganda E001/002
IAVI 150 MSM, high-risk women, HIV discordant couples safety, acceptability
FTC/TDF (daily &
intermittent)
Fully enrolledResults Q4 2010
United States ATN 082
ATN / NIH 99 young MSM safety, acceptability
FTC/TDF EnrollingResults 2011
United States HPTN 066
HPTN / NIH 60 MSM PK
FTC/TDF (different dosing strategies)
Planning
TBD (Thailand, Africa) HPTN 067
HPTN / NIH 360 MSM, women safety, behavior
FTC/TDF (intermittent)
Planning
Characteristics of ongoing PrEP efficacy trials
• HIV seroconversion is 1° endpoint = event-driven trials– Studies continue until a pre-defined number of endpoints achieved (=timeline
uncertain)
• Safety is co-1° endpoint– Given sample sizes, will provide large amount of safety data
• Distinct trials– Population/route of exposure: IDUs, heterosexual women & men, MSM– Agent: TDF, FTC/TDF, vaginal tenofovir gel – Location: Africa, Americas, Asia– Follow-up: 1-3 years per person
• Trials designed to detect ~50-70% efficacy– Larger trials are designed so that lower limit of 95% confidence bound
will exclude low efficacy (25-30%)
• Seroconverters followed for ≥1 year – CD4, HIV-1 RNA, resistance testing
Ongoing PrEP studies - efficacy
Location Sponsor/Funder
Population PrEP Agent Status
Thailand Bangkok Tenofovir Study
CDC 2400 IDU TDF >95% enrolledResults Q4 2011?
South Africa CAPRISA 004
CAPRISA / USAID
900 women Vaginal TDF gel(coitally dep)
Completed.Results Q3 2010
Brazil, Ecuador, Peru, S. Africa, Thailand, US iPrEX
UCSF/NIH& BMGF
2499 MSM FTC/TDF Fully enrolled.Results end 2010
Kenya, Uganda Partners PrEP Study
UW / BMGF
4700 HIV discordant couples
TDF, FTC/TDF ~75% enrolledResults Q4 2012
Kenya, South Africa (Malawi, Tanzania Zambia) FEM-PrEP
FHI / USAID& BMGF
3900 high-risk women FTC/TDF ~20% enrolled Results 2013
South Africa, Uganda, Zimbabwe (Malawi, Zambia) VOICE / MTN 003
MTN / NIH
4200 ( 4950) women TDF, FTC/TDF,Vaginal TDF gel
(daily)
~10% enrolled Results 2013
Systemic versus topical administration in Systemic versus topical administration in womenwomen
Past & Current Microbicide Clinical Trials(courtesy of CAPRISA, Durban)
Stopped for futility Safe but not effective Increased HIV infection
Zena Stein publishes seminal article “HIV prevention: the need for methods women can use”
KenyaN-9 sponge
trial
FHIN-9 film trial
UNAIDSCOL-1492
trial
CONRADCS trial
FHI SAVVY trial
PopCouncilCarraguard trial
HPTN PRO2000 &
BufferGel trial
1st class:Surfactants
eg. N9, SAVVY
2nd class:Polymers
eg. PRO2000,Carraguard,
Cellulose Sulfate (CS)
3rd class:ARVs
eg. Tenofovir gel,Dapivirine gel/ring
4th class:Co-receptor
Blockers
eg. CD4 blocker,CCR5 Blockers
CAPRISATenofovir gel trial
MDP 0.5%PRO2000
trial
‘‘90 ‘92 ’98 ’00 ‘03 ‘04 ‘04 ’05 ’05 ’07 90 ‘92 ’98 ’00 ‘03 ‘04 ‘04 ’05 ’05 ’07 ‘10 ‘10
FHI CSTrial
2% PRO2000
67
MTN 003VOICE trial
IPMDapivirinegel & ring
trial
44
CAPRISA 004 dosing strategy (BAT 24) CAPRISA 004 dosing strategy (BAT 24) – based on nevirapine in childbirth– based on nevirapine in childbirth
• BAT 24 Insert 1 gel up to 12 hours Before sex, insert 1 gel as soon as possible within 12 hours After sex, no more than Two doses in 24 hours
HIVNET 012 nevirapine regimen CAPRISA 004 tenofovir gel regimen
asapasap72 hrs12 hrs
Onset of labour
Delivery
CAPRISA Vulindlela Clinic
KwaZulu-Natal Midlands
CAPRISA eThekwini Clinic
Durban City Centre
CAPRISA 004: Urban and Rural sites CAPRISA 004: Urban and Rural sites
Effectiveness of tenofovir gel in Effectiveness of tenofovir gel in preventing HIV infection preventing HIV infection
46
Tenofovir Placebo
# HIV infections 38 60
Women-years (# women) 680.6 (445) 660.7 (444)
HIV incidence(per 100 women-years)
5.6 9.1
Incidence rate ratio: 0.61 (CI: 0.4 to 0.94); p = 0.017
39% lower HIV incidence in tenofovir gel group
Impact of adherence on effectiveness of Impact of adherence on effectiveness of tenofovir gel tenofovir gel (overall 39% [6,60])(overall 39% [6,60])
47
# HIV N
HIV incidence
EffectTFV Placebo
High adherers(>80% gel adherence)
36 336 4.2 9.3 54%
Intermediate adherers (50-80% adherence)
20 181 6.3 10.0 38%
Low adherers(<50% gel adherence)
41 367 6.2 8.6 28%
HIV infection rates in the Tenofovir and HIV infection rates in the Tenofovir and placebo gel groups: Kaplan-Meier survival placebo gel groups: Kaplan-Meier survival
probabilityprobabilityP
rob
ab
ilit
y o
f H
IV i
nfe
cti
on
0.0 0.5 1.0 1.5 2.0 2.5
Years
Months of follow-up 6 12 18 24 30
Cumulative HIV endpoints 37 65 88 97 98
Cumulative women-years 432 833 1143 1305 1341
HIV incidence rates(Tenofovir vs Placebo)
6.0 vs 11.2 5.2 vs 10.5 5.3 vs 10.2 5.6 vs 9.4 5.6 vs 9.1
Effectiveness (p-value)
47%
(0.069)
50%
(0.007)
47%
(0.004)40%
(0.013)39%
(0.019)
p=0.019
Tenofovir
Placebo
0.20
0.18
0.16
0.14
0.12
0.10
0.08
0.06
0.04
0.02
0.00
p=0.017
(0.017)
After 12 months of gel use:
HIV endpoints: 65
Effectiveness: 50%
P-value: 0.007
TenofovirPlacebo
Tenofovir gel – Next stepsTenofovir gel – Next steps
• VOICE trial reports in 2013: daily dosing, powered to provide strength of evidence to support licensure of tenofovir gel if it shows at least 58% effectiveness
• FACTS 001: proposed South African trial 16 to 30 years BAT24• MDP 302: proposed trial in other African countries: BAT24 plus
single dose arm• CAPRISA 008: implementation trial in HIV-negative women• CAPRISA 009: seroconverter study
Moral obligation and public health imperative to confirm whether tenofovir gel is a viable HIV prevention option for women
Funding need: US$100 million over 3 years ( US$33 million/year)Committed: US$58 million Gap: US$42 millionGap: US$42 millionIn comparison: US $868 million invested in HIV vaccines in 2009 of US$1.165 billion invested in HIV prevention R& D
Acknowledgements
• Carlos Avila• Salim Abdool Karim• Helen Weiss• Richard Hayes• Jared Baeton• Connie Celum• Quarraisha Abdool Karim• Eleanor Gouws• Alexandra Calmy
• Tim Hallett• Lynn Paxton• Dawn Smith• Myron Cohen• Toby Kasper • Kim Dickson• John Stover• Tim Farley• Elizabeth McGrory
hivthisweek.unaids.org
Zero new HIV infections
Zero discrimination
Zero HIV-related deaths