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WHO CAN BECOME A MEMBER OF THE CANADIAN GERIATRICS SOCIETY?We encourage all physicians with an interest in geriatrics and other allied health care professionals, medical students, residents, and fellows to join the Society. We also invite researchers in the field of aging to join our organization. For more information please visit canadiangeriatrics.ca/default/.
BENEFITS OF MEMBERSHIPThe annual membership fee of $170 (or 3 years for $450) provides members access to the following services:
journal dedicated to original research related to the care of the 4.4 million Canadians over the age of 65
BECOME A MEMBER / RENEW YOUR MEMBERSHIP
Residents, graduate students and medical student memberships are free.
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CANADIANGERIATRICS.CA
CONTENTS
4 An Open Letter from the Canadian Geriatrics SocietyRoger Y.M. Wong, BMSc, MD, FRCPC, FACP
4 A Modest Beginning …Barry Goldlist, MD, FRCPC, FACP, AGSF
5 Cognition-Enhancing Drugs in Dementia: Tips for the Primary Care PhysicianLinda Lee, MD, MClSc(FM), CCFP, FCFP, Carlos Rojas-Fernandez, BScPharm, PharmD, George Heckman, MD, MMATH, MSc, BASc, FRCPC, Micheline Gagnon, MD, BSc, Med, FRCPC, FACP
10 Reduction of MRSA Transmission in a Geriatric Setting following the Implementation of Daily Baths with Disposable 2% Chlorhexidine Gluconate ClothsHeather L. Candon, MSc, CIC, Jane E. Van Toen, BSc, MLT, CIC,
Chingiz Amirov, MPH, CIC
13 How Not to Harm Your Patients: Tips on Prescribing for the ElderlyAnthony Amadio, BScPhm, Vicky Chau, MD, Andrew Wyllie, BScPhm, ACPR, PharmD, Chris Fan-Lun, BScPhm, ACPR, CGP
17 Practical Tips for Recognition and Management of Behavioural and Psychological Symptoms of Dementia Kiran Rabheru, MD, CCFP, FRCP
23 Physician Practice in the Nursing Home: Exploring New ModelsPaul R. Katz, MD, CMD, Patrick Quail, MD, CCFP, CMD, Michael J. McBryde, MBBS, DObst RCOG, CCFP, Jurgis Karuza, PhD
VOLUME 1, ISSUE 1, 2011 3CGS JOURNAL OF CME
CMEC A N A D I A N G E R I A T R I C S S O C I E T Y J O U R N A L O F
Vo l ume 1 , I s s u e 1 • 2 011
EDITOR-IN-CHIEFBarry Goldlist
ASSOCIATE EDITORS-IN-CHIEFShabbir Alibhai, Frank Molnar
ASSOCIATE EDITORSAngela Juby, Robert Lam
MANAGING EDITORSusan Harrison
ART DIRECTORAndrea Brierley
PROOFREADERScott Bryant
MEDICAL ILLUSTRATORVictoria Cansino
http://www3.sympatico.ca/vrowsell/VictoriaHome.html
GROUP PUBLISHERJohn D. Birkby
Canadian Geriatrics Society Journal of CME is published threetimes a year by Andrew John Publishing Inc., with offices locatedat 115 King Street West, Suite 220, Dundas ON L9H 1V1.
We welcome editorial submissions but cannot assumeresponsibility or commitment for unsolicited material. Anyeditorial material, including photographs that are accepted froman unsolicited contributor, will become the property of AndrewJohn Publishing Inc.
The publisher and the Canadian Geriatrics Society shall not beliable for any of the views expressed by the authors publishedin Canadian Geriatrics Society Journal of CME, nor shall theseopinins necessarily reflect those of the publisher.
n n n n n
Every effort has been made to ensure that the informationprovided herein is accurate and in accord with standardsaccepted at the time of printing. However, readers are advisedto check the most current product information provided by themanufacturer of each drug to verify the recommended dose, themethod and duration of administration, and contraindications. Itis the responsibility of the licensed prescriber to determine thedoseages and best treatment for each patient. Neither thepublisher nor the editor assumes any liability for any injuryand/or damage to persons or property arising from thispublication.
FOR INSTRUCTIONS FOR AUTHORS, PLEASE VISIT CANADIANGERIATRICS.CA
CGS JOURNAL OF CME4 VOLUME 1, ISSUE 1, 2011
AN OPEN LETTER FROM THE CANADIAN GERIATRICS SOCIETY
Dear Colleagues:
On behalf of the Canadian Geriatrics Society (CGS), we are pleased to
present to you the inaugural issue of the Canadian Geriatrics Society
Journal of CME, the official publication of CGS with a focus on
addressing the continuing professional development needs of primary
care physicians and specialist physicians involved in geriatrics in
Canada.
One of the key objectives in the constitution of the Canadian Geriatrics
Society is “to promote the dissemination of knowledge of the clinical
care of the elderly by continuing medical education of physicians
throughout Canada.” In the past, CGS had provided a CME journal,
Geriatrics and Aging, to its membership. Unfortunately, Geriatrics and
Aging ceased publishing in 2010 when its parent company went into
receivership. In recognition of the benefit that a CME journal brings
to our members, the CGS Council explored the possibility of
resurrecting a CME journal. Our efforts have met with success as CGS
has identified a suitable publisher. We are proud to officially launch
the Canadian Geriatrics Society Journal of CME, which has been made
possible as the result of the tireless efforts of many people. Specifically,
we wish to express our heartfelt thanks to the editorial team, composed
of Dr. Barry Goldlist (editor-in-chief), Dr. Shabbir Alibhai (associate
editor-in-chief), Dr. Frank Molnar (associate editor-in-chief),
Dr. Angela Juby (associate editor), and Dr. Robert Lam (associate
editor).
We would like to thank you for your patience and understanding with
us. We envision that the Canadian Geriatrics Society Journal of CME
will publish regular editions moving forward. The topics will once
again cover clinical topics that our members feel will be of great benefit
to their clinical practices. Content for this CME journal will be solicited
from CGS members around the country, allowing us to tap into our
areas of national expertise. We are currently developing a formal
process to assess our members’ educational needs, but until then, do
not hesitate to let us know what topics you are interested in. We look
forward to working with all CGS members on articles that will be both
practical and highly relevant to our practices.
We welcome your feedback. Please feel free to contact the editor-in-
chief at [email protected].
Thank you once again for your support of CGS.
Sincerely,
Roger Y.M. Wong, BMSc, MD, FRCPC, FACP
President, Canadian Geriatrics Society
A MODEST BEGINNING …
This marks the first issue of the Canadian Geriatrics Society Journal of
CME. Unlike the previous society journal, which simply reflected an
affiliation with a privately owned (and excellent) publication, this one
is wholly controlled by CGS. This means that our only purpose is to
satisfy the educational needs of our members. As well, we will not be
at the mercy of higher-level corporate financial difficulties.
Although this issue is a modest beginning, we anticipate that the
journal will become a key component of CGS’s planned interactive
educational program.
We certainly hope you enjoy this edition.
Barry Goldlist, MD, FRCPC, FACP, AGSF
Editor-in-Chief,
on behalf of the editorial team
VOLUME 1, ISSUE 1, 2011 5CGS JOURNAL OF CME
COGNITION-ENHANCING DRUGS IN DEMENTIA: TIPS FOR THE PRIMARY
CARE PHYSICIAN
With the demographic aging of the
Canadian population and critical
shortage of geriatricians,1 family
physicians will be expected to care for the
majority of patients suffering from dementia.
Studies have demonstrated, however, that many
primary care physicians are not confident in their
ability to manage patients with dementia.2,3
Quality dementia care requires multi-faceted
treatment interventions, and the appropriate
prescribing of cognitive enhancers represents one
important aspect of care. This article reviews
dementia treatment objectives and provides
practical tips for starting, maintaining, and
stopping cognitive enhancers with the
perspective of safe prescribing practice by
primary care clinicians.
In The Nature of Suffering and the Goals of
Medicine,4 Eric Cassell writes of the three goals
of medical care that are applicable to any chronic
disease: (1) make all diagnostic or therapeutic
plans in terms of the sick person, not the disease;
(2) maximize the patient’s function; and (3)
minimize the suffering of the patient and the
family. Suffering, according to Cassell, is defined
as “the state of severe distress associated with
events that threaten the intactness of a person.”5
In terms of suffering, the impact of dementia is
unrivalled: patients with dementia not only suffer
from a progressive, terminal illness but are also
faced with loss of their social identity and a shift
to a highly stigmatized social group.6 Treatment
considerations should include the degree of
suffering in context of the patient’s illness
experience, and the goal of treatment should be
to reduce suffering and improve functioning.
Treatment decisions must therefore be
individualized. In Canada, two types of cognitive
enhancers are available that may be offered to
patients with dementia: the acetylcholinesterase
inhibitors (AchEIs) donepezil (Aricept),
rivastigmine (Exelon), and galantamine
(Reminyl), and the N-methyl-D-aspartate
(NMDA) receptor antagonist memantine
(Ebixa).
Acetylcholinesterase InhibitorsAchEIs work by blocking the enzyme
acetylcholinesterase and thereby inhibit the
breakdown of acetylcholine, a neurotransmitter
required for memory (Figure 1). Since the
introduction of AchEIs in the 1990s, the evidence
supporting their use has been questioned, largely
because of conflicting study results due to
methodological differences and study end points
that are in hindsight questionable. Several
systematic reviews have nonetheless concluded
that AchEIs are modestly effective in modifying
the symptoms of Alzheimer’s disease in measures
of cognitive functioning, activities of daily living,
and behaviour.7–9 Current Canadian consensus
guidelines recommend that AchEIs be considered
as viable treatment options for most patients
with mild to moderate Alzheimer’s disease,
vascular dementia, and mixed dementia
(Alzheimer’s disease with vascular dementia).8
Additionally, the recently revised consensus
statement of the British Association for
Psychopharmacology recommends use of AchEIs
for the treatment of Lewy body dementias
(Parkinson’s disease dementia and Lewy body
dementia).10 AchEIs are not currently
recommended for the treatment of most
frontotemporal dementias. According to the
recent Canadian guidelines, currently available
AChEIs are “modestly efficacious for mild to
moderate AD [Alzheimer’s disease]” and are “all
viable treatment options for most patients with
mild to moderate AD.”8 Additionally, recent
clinical practice guidelines from the American
College of Physicians state that the decision to
initiate a trial of therapy should be based on an
individualized assessment.9 Thus, physicians
must consider each case in proper context when
offering these medications as part of the overall
treatment strategy for patients and their
caregivers.
The decision to initiate an AchEI begins with
ensuring that an adequate baseline cognitive and
functional assessment has been performed using
validated tools such as the Montreal Cognitive
Assessment11 and Functional Activities
Linda Lee, MD, MClSc(FM),CCFP, FCFP, family physician,Kitchener-Waterloo, Ontario;director of the Centre forFamily Medicine MemoryClinic; assistant professor inthe Departments of FamilyMedicine at McMasterUniversity, the University ofWestern Ontario, and Queen’sUniversity
Carlos Rojas-Fernandez,BScPharm, PharmD, Schlegelresearch chair in geriatricpharmacotherapy; assistantprofessor at the School ofPharmacy, University ofWaterloo, Waterloo, Ontario
George Heckman, MD,MMATH, MSc, BASc, FRCPC,Schlegel research chair ingeriatric medicine; associateprofessor in the Department ofHealth Studies andGerontology at the Universityof Waterloo, Waterloo; assistantclinical professor in theDivision of Geriatric Medicine,Department of Medicine,McMaster University, Hamilton,Ontario
Micheline Gagnon, MD, BSc,Med, FRCPC, FACP, head ofgeriatrics at St. Joseph’sHealthcare; professor in theDivision of Geriatric Medicine,Department of Medicine,McMaster University, Hamilton,Ontario
Correspondence may be directed toDr. Lee at [email protected].
CGS JOURNAL OF CME6 VOLUME 1, ISSUE 1, 2011
Cognit ion-Enhancing Drugs in Dementia
Figure 1. Mechanism of action of acetylcholinesterase inhibitors (AchEIs). CoA = coenzyme A.
VOLUME 1, ISSUE 1, 2011 7CGS JOURNAL OF CME
Lee et al .
Questionnaire.12 In discussing treatment with an AchEI, it is critical
to set realistic patient and caregiver expectations. It should be made
clear to patients and their caregivers that AchEIs treat symptoms but
are not curative. The anticipated benefit of these drugs for most
patients is to stabilize cognitive functioning for a period of time; a
minority of patients may demonstrate a temporary improvement over
baseline.13 For example, from a practical perspective, clinicians and
caregivers may notice improvements in apathy, attention, and the
ability of patients to engage in functional activities.14 It is also useful
to consider other benefits of these drugs, including the potential for
delayed time to nursing home placement, higher retention in assisted-
living facilities (versus progression into full nursing care), and a higher
likelihood of slower progression.15–18
The next step before initiating these drugs entails assessing relevant
safety considerations. In our training program for family physicians,19
we recommend obtaining a baseline electrocardiogram (ECG).
Because of the known effect of these drugs on cardioinhibition and
bradyarrythmia, which can increase the risk of syncope,20 we suggest
that the opinion of a specialist (internist, cardiologist, or geriatrician)
be sought prior to initiating an AchEI in the following conditions: left
bundle branch block, second- or third-degree heart block, sick sinus
syndrome, or bradycardia with heart rate <50 beats per minute. In
first-degree atrioventricular (AV) block with P–R intervals of 0.26 or
less, AchEIs can be initiated with consideration of repeating an ECG
a few weeks later to ensure no further widening of the P–R interval.
Other contraindications to AchEIs include uncontrolled asthma,
severe chronic obstructive pulmonary disease, and angle-closure
glaucoma. Patients should be warned of common, dosage-related,
often-transient side effects of AchEIs, which include gastrointestinal
symptoms (anorexia, nausea, vomiting, diarrhea), sleep disturbances,
vivid dreams or nightmares, dizziness, urinary frequency, muscle
cramps, and fatigue. If renal or hepatic dysfunction exists, the choice
of AchEI can be guided by the predominant route of elimination
(Table 1).
Dosage escalations are generally made every 4 weeks with an aim to
achieve a minimally effective target dosage (Figure 2). It is
recommended that the patient be reassessed prior to each dosage
escalation to monitor for side effects, particularly syncopal
symptoms,20 and to ensure that blood pressure and heart rate are
maintained. In persons with renal impairment, it is unclear based on
published literature whether target dosages needs to be modified when
using AchEIs that are less dependent on renal clearance (e.g., donepezil
and galantamine); however, in Table 2 we offer a conservative
approach for the family physician (also see below, under “NMDA
Receptor Antagonist”). As noted, it may be prudent to warn patients
with significant renal impairment about symptoms suggestive of
cholinergic excess (nausea, diarrhea, rhinorrhea) when escalating the
dosage of an AchEI. If these symptoms develop, they often occur
within days of the dosage increase, and patients should reduce the
dosage of the AchEI to the previously tolerated dosage. A repeat ECG
may also be considered to ensure that there is no widening of the
P–R interval or development of other types of heart block.
The patient’s cognitive functioning should be reassessed after 3
months21 of achieving a minimally effective dosage of an AchEI and,
if stable, repeated yearly thereafter. Reassessment may be required
sooner if the patient or family members notice a worsening of
symptoms. As dementia is a progressive disease, stabilization of
cognition, behaviour, or function is considered a positive treatment
response. Switching to a different AchEI may be considered if patients
develop intolerable side effects or if there is progressive cognitive
decline. If a switch is made due to side effects, a washout period of 1
week is recommended prior to initiating a different AchEI according
to the dosage titration schedule outlined in Figure 2. While there is
limited evidence to support switching AchEIs due to non-response, it
has been suggested that up to 50% of initial non-responders to one
AchEI may respond to a different AchEI.10 Switching in this case can
be easily accomplished by replacing the AchEI with its dosage
equivalent alternative: refer to Figure 2 to find the vertically aligned
dosage equivalent, with no washout period suggested.
NMDA Receptor Antagonist Unlike AchEIs, memantine works by blocking glutamatergic NMDA
receptors. Memantine can be used to treat moderate to severe
Alzheimer’s disease either as monotherapy or in combination with an
AchEI.8 Studies have demonstrated modest benefits on cognition and
behaviour.22,23 Overall, this drug is well tolerated. In clinical trials, the
most commonly reported side effects included agitation, falls,
dizziness, and diarrhea, but these occurred at the same (or lower) rates
as those in placebo-treated patients. Dosage adjustment is required in
patients with renal impairment. In those patients with a creatinine
Table 1. Dosing Guidelines for Cognitive Enhancers and Pharmacokinetic and Pharmacodynamic Parameters
Predominant Route Minimal Effective Drug Selectivity Half-Life of Elimination Starting Dosage Dosage Usual DosageDonepezil (Aricept) AchEI 70–80 h Hepatic 5 mg qam 5 mg qam 10 mg qamRivastigmine* (Exelon) AchEI and BuChEI 2 h Renal 1.5 mg bid 3 mg bid 4.5 mg bidGalantamine (Reminyl) AchEI and nicotinic 10 h Hepatic, some renal 8 mg od 16 mg od 16–24 mg od
modulatorMemantine (Ebixa) NMDA receptor 60–100 h Renal 5 mg qam 10 mg bid 10 mg bid
antagonistAchEI = acetylcholinesterase inhibitor; BuChEI = butyrylcholinesterase inhibitor; NMDA = N-methyl-D-disparate. *Exelon Patch 5 is equivalent to rivastigmine 3 mg bid oral dosage; Exelon Patch 10 is equivalent to rivastigmine 6 mg bid oral dosage.Adapted, with permission, from a table created by William B. Dalziel, MD, The Ottawa Hospital.
CGS JOURNAL OF CME8 VOLUME 1, ISSUE 1, 2011
Cognit ion-Enhancing Drugs in Dementia
clearance (CrCl) of 30–49 mL/min, it is recommended that the dosage
initially be 10 mg/d and, if tolerated, increased to 20 mg/d.24 For those
with severe renal impairment (CrCl <30 mL/min), the suggested
dosage is 10 mg/d. It is worth noting that these dosing guidelines as
well as those for AChEIs (see Table 2) are based on estimated CrCl
rates using the Cockcroft-Gault method, not estimated glomerular
filtration rates (eGFRs), which are commonly reported by laboratories.
For older persons, eGFRs provided by laboratories (based on the
Modification of Diet in Renal Disease [MDRD] method) tends to
overestimate the actual CrCl.25 We therefore recommend that if a
patient’s eGFR is within 5–10 mL/min of the cut-off for dosage
adjustment, CrCl be calculated using the Cockcroft-Gault method26
(see Table 2 footnote) in order to obtain a more accurate CrCl
estimation to guide dosing.
Discontinuation of Treatment The decision to discontinue treatment must be individualized based
on the balance of benefits and harm. It is reasonable to discontinue a
cognitive enhancer in the following circumstances: when the patient’s
dementia progresses to a stage where there is no meaningful benefit
from continued therapy; when the patient’s overall condition is
deemed palliative; when there is no beneficial response, or intolerable
side effects occur; or when the patient is non-adherent and the patient
or proxy decision maker decides to stop the treatement.8,21 Sometimes
when a cognitive enhancer is discontinued, a noticeable deterioration
occurs,27 reflecting positive benefits of treatment that had not been
recognized. Patients should therefore be closely monitored after
stopping cognitive enhancers and considered for prompt
reinstatement of treatment should a significant decline in cognition,
functional abilities, or behaviour occur. For some patients,
interrupting therapy for prolonged periods of time (6 weeks in one
study28) may result in the loss of treatment benefits that cannot be
regained.
Conclusions While a few considerations are required in ensuring the safe use of
cognitive enhancers, these medications can be properly initiated and
managed by primary care physicians. For appropriate patients, the use
Table 2. Suggested Dosing Adjustments for Renal Impairment
CrCl (mL/min)* AchEI Dosage Adjustments>61 Any AchEI can be used and titrated to the
minimum effective dosage40–60 Any AchEI can be used but exercise caution† when
exceeding 16 mg/d of galantamine or 6 mg/d of rivastigmine
<39 Consider using donepezil as it is has mainly hepatic clearance, but exercise caution† in exceeding 5 mg/d; galantamine is not recommended for use in patients with CrCl <9 mL/min
CrCl (mL/min)* NMDA Receptor Antagonist (Memantine) Dosage Adjustment
>50 None required30–49 If patient tolerates 10 mg/d after 7 days, begin further
titration to target 20 mg/d15–29 Suggested dosage is 10 mg/d
AchEI = acetylcholinesterase inhibitor; CrCl = creatinine clearance; NMDA = N-methyl-D-disparate. *See text for further details. CrCl as estimated by the Cockcroft-Gault method:
CrCl = (140 − Age) ×Weight (kg) × K, Scr (μmol/L)
where K represents a constant of 1.23 for men and of 1.04 for women, and Scrindicates serum creatinine.†Watch for symptoms of cholinergic excess (nausea, diarrhea, runny nose); usually willoccur within days of dosing increase. Consider an electrocardiogram to ensure nowidening of P–R interval.
Figure 2. Dosage titration of cognitive enhancers.*Dosage titration is generally every 4 weeks, although slower titration may beused if side effects occur. Dosage titration assumes normal renal function. †Exelon Patch 5 is equivalent to rivastigmine 3 mg bid oral dosage. Exelon Patch 10is equivalent to rivastigmine 6 mg bid oral dosage. Adapted, with permission, from a figure created by William B. Dalziel, MD, TheOttawa Hospital.
†
40 8 12 16
Key PointsThe decision to treat with a cognitive enhancer should bebased on an individualized assessment.Realistic patient and caregiver expectations should beestablished.An adequate baseline cognitive and functional assessmentmust be performed prior to initiating treatment.A baseline electrocardiogram should be obtained and aspecialist’s referral considered in the presence of certainconduction abnormalities. A conservative approach to dosage escalations issuggested for patients with renal impairment.
of cognitive enhancers can contribute to holistic, compassionate
dementia care that allows patients to maintain their quality of life and
independent living for as long as possible.
AcknowledgementsDr. Lee has received educational grants or honoraria from Pfizer,
Janssen-Ortho, Novartis, Astra-Zeneca, and Solvay. Dr. Rojas-
Fernandez has received consulting honoraria from Otsuka
Pharmaceutical Inc (US), received grants from Pfizer, Purdue, and
Astra Zeneca, and served on an expert panel for Ortho-McNeil (US).
Dr. Heckman has received grant-in-aid funding from CIHR and
HSFO, received salary support from HSFC, and served on advisory
boards for Pfizer, Janssen-Ortho, and Novartis. Dr. Gagnon has
received honoraria and served on advisory panels for Pfizer, Novartis,
Lundbeck, and Janssen-Ortho, and has received research grants from
Pfizer.
This article has been peer reviewed.
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VOLUME 1, ISSUE 1, 2011 9CGS JOURNAL OF CME
Lee et al .
CGS JOURNAL OF CME10 VOLUME 1, ISSUE 1, 2011
Heather L. Candon, MSc, CIC,infection control practitioner,Baycrest Geriatric Health CareSystem, in Toronto, Ontario
Jane E. Van Toen, BSc, MLT,CIC, infection controlpractitioner, Baycrest GeriatricHealth Care System
Chingiz Amirov, MPH, CIC,director, Infection Preventionand Control, Baycrest GeriatricHealth Care System
Correspondence may be directed [email protected].
REDUCTION OF MRSA TRANSMISSION IN A GERIATRIC SETTING FOLLOWING THE IMPLEMENTATION OF DAILY BATHS WITH
DISPOSABLE 2% CHLORHEXIDINE GLUCONATE CLOTHS
Many chronic care facilities and nursing
homes contend with endemic rates of
methicillin-resistant Staphylococcus
aureus (MRSA) colonization among residents.
Risk factors for MRSA acquisition in chronic care
patients include prior treatment in an acute care
facility, prolonged hospitalization, complexity of
co-morbidities, administration of multiple anti-
biotics, intravenous therapy, multiple wounds,
and the presence of a gastric tube.1,2 Studies have
indicated that colonized residents in nursing
home settings are six times more likely to develop
an infection than are non-colonized patients,
thereby potentially increasing the risk of
mortality.3 Few studies have been conducted
investigating control measures to prevent MRSA
transmission among elderly residents in chronic
care facilities or nursing home settings.4
Over a 3-year period, 21% of all nosocomial
MRSA cases at Baycrest Geriatric Health Care
System originated within a single Acute Care and
Transition (ACT) unit. Given the condition of
residents and the multiple-bed ward rooms
present in this unit, there was an urgent need to
implement an infection prevention and control
intervention to limit MRSA transmission. An
interrupted time series design was used to
evaluate the effectiveness of daily bathing with
2% chlorhexidine gluconate (CHG)–impreg-
nated disposable cloths on all patients in the ACT
unit to reduce the incidence of MRSA.
MethodsThe study was approved by the research ethics
board at Baycrest. The requirement for written
informed consent was waived. The study was
conducted in a 27-bed ACT unit at Baycrest, from
October 2008 to October 2009. Two patient
groups were included in this study: the pre-
intervention period included all patients on the
unit from October 2008 to March 2009; the post-
intervention period included all patients on the
unit from May 2009 to October 2009. During the
1-month washout period, between pre- and post-
intervention time periods, unit staff were
educated in the use of 2% CHG bathing cloths.
Patients on the ACT unit were >65 years of age,
with an average age of 87 years. The ACT unit is
an alternative to preventing an admission to an
acute care hospital for elderly patients with
subacute or chronic disabilities requiring
assessment and treatment interventions. Patients
are admitted from other Baycrest units, the
community, acute care hospitals, emergency
departments and other chronic care facilities.
Colonization pressure (CP) was calculated to
verify that the reservoir of MRSA was similar for
both study periods. CP was calculated monthly
pre- and post-intervention (Number of MRSA
Patient-Days × 100 ÷ Total Number of Patient
Days).5 MRSA patient days on the ACT unit were
counted starting with first day a patient was
identified as MRSA positive until that patient’s
death or discharge.5
To assess MRSA transmission on the ACT unit,
Baycrest policy is to collect swabs within 48 hours
of admission and on discharge. An MRSA point
prevalence survey was performed on the first and
last days of the post-intervention period.
Compliance with timely MRSA swab collection
was monitored pre- and post-intervention.
Pooled swabbing technique (multiple swabs from
the same patient processed in one broth culture)
was used to test specimens from the nares,
perianal area, and any wounds or indwelling
devices. Results were available within 24–48
hours of specimen collection. MRSA-colonized
or -infected patients were placed on contact
precautions pre- and post-intervention.
The intervention consisted of nurses providing
daily baths with disposable 2% CHG cloths (Sage
Products Inc., Cary, Illinois) for all patients on
the ACT unit. All other bathing products (basins
and non-rinse bath products) were removed
from the unit to ensure compliance with the
intervention. Consistent compliance with the
VOLUME 1, ISSUE 1, 2011 11CGS JOURNAL OF CME
Candon et al .
bathing protocol and product availability was enforced. Patients were
bathed with 2% CHG cloths as per package instructions, avoiding all
mucous membranes and facial areas. There were no other changes in
practice on the unit (e.g., environmental cleaning, indwelling device
maintenance, etc.).
The main outcome measure was the incidence of new ACT-acquired
MRSA. Data were analyzed using the SPSS program (SPSS Inc.,
Chicago, Illinois). We considered p values <.05 to be statistically
significant. MRSA acquisition rates during the two study periods were
compared using a chi-square test. The t test was used to compare
demographic data pre- and post-intervention.
ResultsDuring the pre-intervention period from October 2008 to March
2009, 169 patients were admitted to the ACT unit and there were a
total of 3,811 patient days. Post-intervention, May 2009–October 2009,
there were 168 admissions and a total of 3,598 patient days. Swab
collection compliance on admission and at discharge was 95% for both
pre- and post-intervention. Demographics of patients for both study
periods were similar (Table 1).
The CP pre- and post-intervention did not differ significantly (p = .79,
t test), with average colonization being 11.8% and 10.8%, respectively.
We do recognize that during June of the post-intervention period, the
CP was much lower than in other months; however, this did not affect
the significance between study periods.
Following the implementation of disposable 2% CHG cloths for
bathing on the ACT unit, the incidence of MRSA decreased
significantly, from 4.99 pre-intervention to 0.56 post-intervention per
1,000 patient days (p < .001, chi-square analysis). Overall, this
represented an 89% reduction in ACT unit–acquired MRSA
transmission (Figure 1).
DiscussionDaily bathing of geriatric patients on an ACT unit with disposable 2%
CHG-impregnated cloths resulted in an 89% relative decline in
incidence of MRSA. Previous studies have examined the utility of
disposable 2% CHG bathing cloths as a preoperative skin preparation
and as a daily bathing regimen in such settings as medical intensive
care, general medicine, and trauma units.6–9 To our knowledge, there
are no studies that have investigated the effect of daily bathing with
2% CHG cloths in a geriatric setting.4
It has been well established that length of stay in a healthcare facility,
especially a nursing home, is a risk factor for MRSA acquisition.4 Many
geriatric facilities struggle with controlling MRSA transmission.4
Interventions focusing on reducing MRSA incidence have been largely
behavioural based, and results are generally not sustained over time.10
By implementing daily bathing with disposable 2% CHG cloths, a
non-behavioural intervention, the reduction in MRSA transmission
was sustained over time. This is valuable in chronic care, where lengths
of stay can last from months to years. Our study has led to Baycrest
implementing the use of daily 2% CHG bathing cloths as a standard
of care on the ACT unit.
We acknowledge that there may have been specific patient-related risk
factors rendering patients more susceptible to MRSA acquisition;
Table 1. Patient Demographics for the Pre-intervention and Post-intervention Study Periods afterAdmission to the ACT Unit
Demographic Variables Pre-intervention Post-intervention p ValueNo. of MRSA cases acquired 19 2 .0002*Average MRSA incidence 4.99 0.56 .0002* (per 1,000 patient days)Patient days 3,811 3,598 .55MRSA patient days 450 389 .56CP (%) 11.8 10.8 .79Admissions 169 168 .98Discharges 166 173 .79Deaths 30 27 .78Average LOS (days) 20 16 .21Occupancy (%) 77 72 .47Median age, in years (IQR) 89 (83–93) 88 (83–90) .17Average Braden Scale score† 16.1 16.7 .20
ACT = Acute Care and Transition; CP = colonization pressure; IQR = inter-quartile range; LOS = length of stay;MRSA = methicillin-resistant Staphylococcus aureus.*Statistically significant result (p < .05).†Braden Scale assesses a patient’s risk of developing a pressure ulcer by examining six criteria: sensory perception, moisture,activity level, mobility, nutrition, and friction and shear. An adult with a score of 18 or less is considered at risk for developing pressureulcers.
Key PointDaily bathing with 2% chlorhexidine gluconate clothssignificantly reduced the incidence of methicillin-resistantStaphylococcus aureus in a geriatric setting from 4.99 to0.56 per 1,000 patient days, representing an 89%reduction.
CGS JOURNAL OF CME12 VOLUME 1, ISSUE 1, 2011
CHG to Reduce MRSA Transmission in Geriatric Setting
however, patient demographics (see Table 1) appeared similar for both
the pre- and post-intervention periods. Although this interrupted time
series design was useful, we recognize that a randomized control trial
is the most robust method for controlling for confounding variables.
AcknowledgementsWe would like to acknowledge the receipt of an unrestricted
educational grant from Sage Products, Inc. Sage Products Inc. had no
role in the development, analysis, or preparation of this manuscript.
We would also like to acknowledge the Baycrest Acute Care and
Transition Unit staff, especially Judy Ritchie, for their ongoing
dedication to patient quality.
These findings were reported in a poster presented at the Community
and Hospital Infection Control Association – Canada National
Education Conference, May 29 – June 3, 2010, in Vancouver, British
Columbia.
This article has been peer reviewed.
References1. Loeb MB, Craven S, McGeer AJ, et al. Risk factors for
resistance to antimicrobial agents among nursing home residents.
Am J Epidemiol 2003;157:40–7.
2. Guerrero J, O’Grady S, Takata-Schewchuk J, Gardam M. 2006.
Usefulness of post-antibiotic treatment screening for methicillin
resistant Staphylococcus aureus in a complex continuing care
facility. Can J Infect Control 2006;21:31.
3. Capitano B, Lesham A, Nightingale CH, et al. Cost effect of
managing methicillin-resistant Staphylococcus aureus in a long-
term care facility. J Am Geriatr Soc 2003;51(1):10–6.
4. Hughes C, Smith M, Tunney M. Infection control strategies for
preventing the spread of meticillin-resistant Staphylococcus
aureus (MRSA) in nursing homes for older people. Cochrane
Database Syst Rev 2008;(23):1.
5. Williams VR, Callery S, Vearncombe M, Simor AE. The role of
colonization pressure in nosocomial transmission of methicillin-
resistant Staphylococcus aureus. Am J Infect Control
2009;37:106–10.
6. Evans HL, Dellit TH, Chan J, et al. Effect of chlorhexidine whole-
body bathing on hospital-acquired infections among trauma
patients. Arch Surg 2010;145:240–6.
7. Rauk PN. Educational intervention, revised instrument
sterilization methods, and comprehensive preoperative skin
preparation protocol reduce cesarean section surgical site
infections. Am J Infect Control 2010;38:319–23.
8. Bleasdale SC, Trick WE, Gonzalez IM, et al. Effectiveness of
chlorhexidine bathing to reduce catheter-associated bloodstream
infections in medical intensive care unit patients. Arch Intern
Med 2007;167:2073–9.
9. Kassakian SK, Mermel LA, Jefferson JA, et al. Impact of
chlorhexidine bathing on hospital-acquired infections among
general medical patients. Infect Control Hosp Epidemiol
2011;32:238–43.
10. Kretzer EK, Larson El. Behavioural interventions to improve
infection control practices. Am J Infect Control 1998;26:245–53.
Pre-intervention Post-interventionM
RS
A incid
ence p
er
1,0
00 p
atient
days
8
7
6
5
4
3
2
1
0
Reduction in MRSAtransmission by 89%
(p <.001)4.8
7.4
2.8
5.5
4.2
5.1 5.1
1.8 2.0
0.0 0.0 0.0 0.0
CHG bathing implemented
ColonizationPressure (%)
Oct Nov Dec Jan Feb Mar Apr May Jun Jul Aug Sep Oct
15.8 14.1 10.1 8.5 7.9 14.2 18.6 1.0 14.3 16.1 8.7 7.0Wash-
Out
2008 2009
Figure 1. Results of aninterrupted time-series study:methicillin-resistantStaphylococcus aureus (MRSA)transmission rates andcolonization pressure. Baycrest Acute Care and TransitionUnit–acquired MRSA transmission ratesbefore (October 2008 – March 2009)and after (May – October 2009) theimplementation of a daily bathingregimen using disposable clothsimpregnated with 2% chlorhexidinegluconate (CHG). Colonization pressure(%) by month is indicated at the bottomof the figure.
CGS JOURNAL OF CME VOLUME 1, ISSUE 1, 2011 13
Anthony Amadio, BScPhm,pharmacy resident, MountSinai Hospital, Department ofPharmacy Services, in Toronto,Ontario
Vicky Chau, MD, fellow,Division of Geriatric Medicine,Department of Medicine,University of Toronto, inToronto, Ontario
Andrew Wyllie, BScPhm,ACPR, PharmD, druginformation pharmacist, MountSinai Hospital, Department ofPharmacy Services
Chris Fan-Lun, BScPhm,ACPR, CGP, geriatrics clinicalpharmacist, Mount SinaiHospital, Department ofPharmacy Services
Correspondence may be directed to
HOW NOT TO HARM YOUR PATIENTS: TIPS ON PRESCRIBING FOR THE ELDERLY
Polypharmacy increases the risk of adverse
drug reactions (ADRs) in the elderly.1 It
has been estimated that by the year 2041,
25% of the Canadian population will be over the
age of 65 years, although more recent census data
suggest that this may happen sooner.2 The fact
that patients aged 60–79 years fill an average of 35
prescriptions per year, which is estimated to
increase to 74 per year in patients over the age of
80 years, suggests the risk of ADRs is high.3
Indeed, the risk is underestimated given that 68%
of older adults also use over-the-counter (OTC)
medications.4 A study looking at ADRs in the
community determined that 95% of ADRs are
predictable and that 28% are preventable.5
Notable ADRs in the elderly include falls,
cognitive impairment, constipation, insomnia,
and mortality.
Clinicians should attempt to optimize medication
therapy while aiming to improve outcomes and
reduce ADRs. The process of conducting periodic
medication reviews is a practical way of achieving
this goal and can lead to discontinuing
inappropriate medications, changing medications
to those documented to be safer in older adults,
reducing dosages, or employing additional
therapy.
New signs and symptoms should be investigated
before being treated, and ADRs should be
included in the differential diagnosis. This may
lead to the discovery of an ADR and avoid a
harmful and unnecessary prescribing cascade
(Figure 1).
The following patient case highlights some
commonly prescribed medications in elderly
patients and the risks associated with these drugs.
The resolution of the case follows a discussion of
potentially harmful medications in this
population.
Case ReportMs. P was an 81-year-old woman admitted to
hospital with a right hip fracture. She presented
with a 2-week history of progressive left leg
edema, pain, and erythema that contributed to
instability and resulted in a fall while walking to
the bathroom at night. Her past medical history
included hypertension, atrial fibrillation (AF),
renal insufficiency, osteoporosis, osteoarthritis,
and urinary frequency.
Her medications included acetylsalicylic acid
(ASA) 81 mg daily, metoprolol 25 mg bid, digoxin
0.0625 mg daily, amitriptyline 50 mg qhs,
warfarin 2 mg daily, calcium 500 mg daily,
vitamin D 1,000 units daily, alendronate 70 mg
weekly, lorazepam 1 mg qhs prn, tolterodine 2 mg
bid prn, and ibuprofen 200 mg qid prn. A
comprehensive geriatric assessment was requested
by her orthopedic team.
Potentially InappropriateMedications This patient was taking a number of medications
that may have contributed to her fall and
subsequent admission to hospital. Outlined below
are five medications or classes of medications that
Prescribing Cascade
NSAIDArthritis Pain
Worsens HeartFailure
DigoxinCHF Symptom
Control
Delirium
RisperidoneAntipsychotic
Figure 1. Example of a prescribingcascade. CHF = congestive heart failure; NSAID =nonsteroidal anti-inflammatory drug. Source:Reprinted from The Lancet 346(8966), Rochon PAand Gurwitz JH, Drug therapy, 32–6, Copyright 1995,with permission from Elsevier.6
CGS JOURNAL OF CME14 VOLUME 1, ISSUE 1, 2011
Tips on Prescribing for the Elderly
have been identified by the Beers criteria7 and are potentially unsafe
for use in elderly patients. The rationale for avoiding these medications
is provided, and safer alternatives are suggested.
Digoxin for AF and Congestive Heart Failure Age-related changes to total body water, lean muscle mass, and renal
function predispose older patients to developing digoxin toxicity. This
toxicity presents as nausea, blurred vision, weakness, and confusion;
patients with more severe cases can experience heart block, delirium,
and psychosis. In older patients, these ADRs also occur at serum
concentrations considered to be in the therapeutic range
(1–2.6 nmol/L).8
β-Blockers and non-dihydropyridine calcium channel blockers
(e.g., verapamil, diltiazem) are preferred as initial therapy for rate
control of AF as they more effectively control heart rate (HR) during
exercise. The addition of digoxin can be considered in those patients
whose HR remains refractory despite optimal therapy.8
In patients with congestive heart failure (CHF) whose symptoms
persist despite optimized first-line therapies, digoxin can be considered
for symptomatic control. If initiated, digoxin should not be abruptly
discontinued as this may lead to worsening heart failure and increase
the risk of hospitalization.9 A safe approach to the use of digoxin in
elderly patients is to target lower serum concentrations. In studies,
older patients whose digoxin levels were between 0.6 and 1.2 nmol/L
did not experience worsening CHF symptoms compared with those
whose serum levels were >1.3 nmol/L. A reduced risk of
hospitalization and mortality was also observed with lower serum
concentrations.10,11
Tricyclic Antidepressants for Depression, Insomnia, andNeuropathic PainA major concern with tricyclic antidepressants (TCAs) is the elevated
anticholinergic activity and related adverse effects (cognitive
impairment, constipation, dry mouth, dizziness, and falls), especially
with first-generation agents such as amitriptyline and doxepin.12 The
rate of depression in the geriatric population has been reported as
approximately 15%, and 15–25% of nursing home residents suffer from
a major depressive disorder.13 These numbers highlight the need for
screening elderly patients and weighing the risks and benefits of therapy.
Selective serotonin reuptake inhibitors (SSRIs) and selective
norepinephrine reuptake inhibitors (SNRIs) are less anticholinergic
than TCAs and are thus considered safer in elderly depressed
patients.14 These medications do carry their own risks, and the guiding
principle of “start low and go slow” should still be applied. Studies
comparing the efficacy of TCAs and SSRIs15 have not shown either
agent to be superior for treating depression, thus leaving TCAs as a
viable option in older patients who cannot tolerate SSRIs. Among the
TCAs, agents such as nortriptyline and desipramine have relatively
lower anticholinergic activity and may be preferable in these
situations.16
For older patients with untreated insomnia, non-pharmacological
therapy including sleep hygiene, stimulus control, and cognitive
behavioural therapy (CBT) should be preferred over medications. The
need for TCAs to aid in sleep should be reassessed, and the use of TCAs
over less anticholinergic options should be re-examined. Sedating
antidepressants such as trazodone and mirtazapine may be preferred
over TCAs in this setting because of the lower anticholinergic activity;
however, evidence to support their use is lacking in patients without
underlying depression.
TCAs have been used successfully to treat neuropathic pain. However,
their anticholinergic effects limit their use in older patients.
Gabapentin and pregabalin are other first-line agents that are not as
anticholinergic as TCAs and can be considered, but slow dosage
titration is necessary due to side effects such as sedation.17 As discussed
above, the lowest effective dosages should always be used and, in these
cases, adjunct acetaminophen or low-dose opioids may help to lower
dosages and reduce pain.
Nonsteroidal Anti-inflammatory Drugs for PainMusculoskeletal pain from injury or arthritis can be a common
symptom in older patients and negatively impact their quality of life.
Nonsteroidal anti-inflammatory drugs (NSAIDs) are effective options
for both chronic and acute pain; however, their mechanism of action
(prostaglandin inhibition) can cause or worsen hypertension, CHF,
acute renal failure, and upper gastrointestinal bleeds (UGIBs).18,19 All
drugs in the NSAID class appear to cause these adverse events, with
the exception of UGIBs, at similar rates.19 Cyclooxygenase 2 (COX-2)
selective agents (e.g., celecoxib) appear to cause fewer gastrointestinal
bleeds than do non-selective agents (diclofenac, ibuprofen, etc.).20
Non-pharmacological options such as structured physical activity can
be effective in relieving pain in arthritic patients. If pain is
unresponsive to activity, regularly dosed acetaminophen should be
considered first-line therapy. If pain control is still insufficient, low-
dose opioids can be added along with increased monitoring for side
effects of constipation, sedation, and cognitive impairment.21 NSAIDs
remain an option but require a discussion with the patient of the
benefits and risks, including the need for increased monitoring of
cardiac and renal functions. The need for pain relief should also be
assessed continually, which may prompt discontinuation of the drug.
Oxybutynin and Tolterodine for Overactive BladderOveractive bladder occurs in an estimated 18% of the Canadian
population and negatively impacts quality of life for patients. The
Key PointsPhysiological changes combined with polypharmacyincrease the risks of adverse drug reactions (ADRs) inelderly patients.Routine medication reviews and a team-based approachmay help reduce ADRs.Medication therapy needs to be individualized (treatmentplans created and goals of therapy established).Thorough histories of signs and symptoms should betaken to avoid a prescribing cascade.The medications discussed in this article carry anincreased risk for ADRs in elderly patients; the risksassociated with these drugs must be weighed against thepotential benefits of treatment.
VOLUME 1, ISSUE 1, 2011 15CGS JOURNAL OF CME
Amadio et al .
anticholinergic agents oxybutynin and tolterodine have an
antispasmodic effect on the detrusor muscle, which decreases urinary
urgency and frequency. They are the most commonly used and
effective agents available22 because of their potent anticholinergic
effects, which can be amplified in older patients. The combination of
bladder training, pelvic muscle exercise, relaxation, and voiding diaries
with these agents may help to lower the required dosage of these
medications and reduce the risks of ADRs.22
In order to individualize therapy, there are a number of formulations
that exist: immediate- and extended-release tablets and capsules and
a transdermal oxybutynin patch. Available data suggest that there is
no difference in efficacy between immediate- and extended-release
products, and neither oxybutynin nor tolterodine offers a clinical
advantage over the other. However, a Cochrane Review found
oxybutynin use to be more likely to result in discontinuation of
therapy secondary to adverse events.23 The transdermal and oral
preparations appear to have similar efficacy and ADRs.24
The results of one study were analyzed to look at whether there is a
treatment difference in older (>65 years) compared with younger
patients. It was found that treatment was more effective than placebo,
with similar adverse event rates. However, older patients suffered from
more episodes of dry mouth.25
Benzodiazepines for InsomniaBenzodiazepines have been shown to be effective for the short-term
treatment of insomnia, but use for extended periods has been linked
to cognitive and memory impairment and poor sleep structure.
Another concern is daytime sedation, especially with longer-acting
agents, which can predispose patients to falls, fractures, and motor
vehicle accidents. Patients have also experienced tolerance and
withdrawal syndromes with long-term use.26
These agents should be periodically reassessed and, if possible, plans
should be made to taper the dosage slowly and eventually remove these
agents.27 Patients on short-acting agents are more likely to experience
withdrawal, and this can be managed by first switching to a long-
acting agent prior to the discontinuation of therapy.
Patients should be assessed for other conditions that may be causing
the insomnia, and these underlying issues should be treated first. For
the management of insomnia, non-pharmacological therapies such as
stimulus control and sleep hygiene28 should be first-line therapy. If
required, short courses (i.e., <1 week) of benzodiazepines are
preferred. Trazodone remains an option for insomnia and can be
considered, but data for its use in non-depressed individuals are
lacking.29 Non-benzodiazepine sedatives and hypnotics (i.e.,
zopiclone) can be tried, but again only for short periods of time as
their effectiveness appears to diminish with prolonged use and next-
day drowsiness may still be observed.28,30
A meta-analysis of sedative hypnotics in older patients countered the
belief that non-benzodiazepines are safer than benzodiazepines. There
was no significant difference in cognitive or psychomotor adverse
events, and the same benefit seen in younger patients did not translate
to elderly patients. The increased rate of adverse events (number
needed to harm [NNH] for any adverse event rate = 6) suggests that
these agents may not be suitable for elderly patients.31
Case ConclusionOn assessment, there was no evidence of delirium or history of
cognitive impairment in Ms. P. Her physical examination was relatively
unremarkable aside from erythema and peripheral edema in her lower
extremities, with chronic venous skin changes. She also reported a
history of functional incontinence due to her inability to get to the
washroom on time, her long-standing history of chronic leg edema,
and osteoarthritis.
ASA was discontinued because she was on warfarin and did not have
strong indications for antiplatelet therapy. Metoprolol was continued
as her preoperative blood pressure was 125/65 mm Hg and her heart
rate was 75 bpm. The digoxin was stopped because she had no history
of systolic CHF. Her digoxin level upon discharge was 1 nmol/L. Her
amitriptyline dosage was reduced to 25 mg qhs, with further tapering
instructions after discharge. She did not have a history of depression
or a neuropathic component to her pain. Lorazepam and tolterodine
were discontinued as they both have been associated with an increased
risk of delirium. Moreover, the patient infrequently used lorazepam
and reported grogginess in the morning after use. The ibuprofen was
stopped because of renal insufficiency. Instead, Ms. P was started on
acetaminophen 1 g tid and low-dose hydromorphone q4h prn for pain
management.
After surgical repair of her hip, she developed mild CHF requiring
diuresis. She did not tolerate the hypotensive effects of metoprolol and
required the re-initiation of digoxin to optimize her arrhythmia
control. She continued her medications for bone health, and an
outpatient bone mineral density test was arranged.
Ultimately, Ms. P was successfully transferred to rehabilitation care,
with the eventual goal of returning home to the community.
DiscussionAll medications have inherent risks that need to be weighed against
the benefits before initiating therapy. Elderly patients appear to be at
an increased risk for adverse events, especially from select medication
classes. Efforts to limit the prescribing and use of these agents in older
patients can reduce harm and help to avoid dangerous prescribing
cascades.
AcknowledgementWe thank Lisa Burry for reviewing the manuscript.
This article has been peer reviewed.Conflict of interest: None declared.
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Canada: National Opioid Use Guideline Group (NOUGG), 2010;
http://nationalpaincentre.mcmaster.ca/opioid/.
22. Alhasso AA, McKinlay J, Patrick K, et al. Anticholinergic drugs
versus non-drug active therapies for overactive bladder
syndrome in adults. Cochrane Database Syst Rev
2006;(4):CD003193.
23. Hay-Smith J, Herbison P, Ellis G, et al. Which anticholinergic
drug for overactive bladder symptoms in adults? Cochrane
Database Syst Rev 2005;(3):CD005429.
24. Dmochowski RR, Sand PK, Zinner NR, et al. Comparative
efficacy and safety of transdermal oxybutynin and oral
tolterodine versus placebo in previously treated patients with
urge and mixed urinary incontinence. Urology 2003;62(2):237–
42.
25. Zinner NR, Mattiasson A, Stanton SL. Efficacy, safety, and
tolerability of extended-release once-daily tolterodine treatment
for overactive bladder in older versus younger patients. J Am
Geriatr Soc 2002;50(5):799–807.
26. Wagner AK, Zhang F, Soumerai SB, et al. Benzodiazepine use and
hip fractures in the elderly: who is at greatest risk? Arch Intern
Med 2004;164(14):1567–72.
27. Baillargeon L, Landreville P, Verreault R, et al. Discontinuation
of benzodiazepines among older insomniac adults treated with
cognitive-behavioural therapy combined with gradual tapering:
a randomized trial. Can Med Assoc J 2003;169(10):1015–20.
28. Sivertsen B, Omvik S, Pallesen S, et al. Cognitive behavioral
therapy vs zopiclone for treatment of chronic primary insomnia
in older adults: a randomized controlled trial. JAMA
2006;295(24):2851–8.
29. Schatzberg AF, Cole JO, DeBattista C. Manual of clinical
psychopharmacology, 6th edition. Washington (DC): American
Psychiatric Pub.; 2007.
30. Wang PS, Bohn RL, Glynn RJ, et al. Zolpidem use and hip
fractures in older people. J Am Geriatr Soc 2001;49(12):1685–
90.
31. Glass J, Lanctot KL, Herrmann N, et al. Sedative hypnotics in
older people with insomnia: meta-analysis of risks and benefits.
BMJ 2005;331(7526):1169.
Kiran Rabheru, MD, CCFP,FRCP, geriatric psychiatrist, theOttawa Hospital and ElizabethBruyere Continuing Care;associate professor, Universityof Ottawa, Ottawa, Ontario
Correspondence may be directed to
PRACTICAL TIPS FOR RECOGNITION AND MANAGEMENT OF BEHAVIOURAL AND
PSYCHOLOGICAL SYMPTOMS OF DEMENTIA
In 2010, there were 505,351 Canadians
affected by Alzheimer’s disease and related
dementias. This number is projected to grow
to 581,252 in 2015 and a staggering 1,042,113 in
2035.1 This translates to a new case every 5
minutes in 2008, and one every 2 minutes in 2038!
The economic burden of dementia is estimated to
double in every decade, increasing from
$15 billion in 2008 to a startling $153 billion in
2038.1 Patients suffering with dementia typically
experience alterations in cognition, function, and
behaviour. While all three are affected, it is the
behavioural domain that has proved to be the
major challenge in dementia care and is
experienced by over 90% of patients.1 These
behavioural and psychological symptoms of
dementia (BPSD) can cause a great deal of
emotional turmoil and pose a physical risk to the
patient, family, and other caregivers. BPSD are
known to be the most common cause of
institutionalization and prolong in-hospital
lengths of stay. Many retirement homes and long-
term care facilities find patients with BPSD very
difficult to care for as these institutions are ill
equipped to care for aggressive and disruptive
behaviours as their staff are inadequately trained
and insufficient in numbers. Safety of other frail
and vulnerable residents becomes a major issue,
often leading to injuries and even death. The
picture is complicated by many patients with
BPSD who are incapable of making informed
choices regarding the complex decisions related
to their own care. This places an additional
burden on scarce clinicians’ time as they are
required to communicate and obtain informed
consent from substitute decision makers (SDMs).
Since extremely complex clinical issues are at play,
SDMs find giving consent a very difficult process,
especially when there are multiple family
members with divergent opinions involved.
Caregiver Attitude and EducationAll persons treating or caring for patients with
dementia must be aware of their own attitudes
and biases toward the illness and the individual
patients. The quality of interaction and personal
“approach” of the caregiver toward each patient
varies tremendously, and can significantly affect
how a patient responds clinically; this can reduce
the need for psychotropic drug use. An
appropriate level of understanding of dementia
and education related to best care practices are
critical for successful outcomes.
Systematic Approach to BPSDA systematic approach is critical for successful
outcomes in dealing with any BPSD. A “SMART”
approach is suggested below as an aide for
caregivers2:
• Safety – remove patient to safe environment• Medical – perform an organic workup to
treat reversible causes; reduce medication
load
• Assess competency – decisions regarding personal care, finances, driving; protect
assets
• Rest, nutrition, hydration ensured; address problems with pain, ambulation, vision,
hearing, constipation
• Trial of medication – cholinesterase inhibitor/antipsychotic/antidepressant/
mood stabilizer
Non-pharmacological Interventionsand the Prevention of BPSDNon-pharmacological approaches and proactive
recognition of the behaviour trigger(s) may often
avert behavioural crises altogether. Developing
simple approaches to address these early signals
are the key to preventing BPSD. All patients must
have non-pharmacological interventions tailored
to their individual care needs for routine
implementation. Look for signs of increased levels
of distress, irritability, mood disturbance, and
suspiciousness. Be alert for a decreased level of
social activity, increased time spent in bed, a poor
appetite, decreased weight, and a reversal of the
sleep-wake cycle. Many BPSD are rooted in
frustrations resulting from unmet needs based on
social and environmental factors such as social
isolation, the need for touch or intimacy, the need
CGS JOURNAL OF CME VOLUME 1, ISSUE 1, 2011 17
for privacy during personal care, environmental noise, and
temperature. Other triggers to consider include physical or verbal
limitations such as the inability to verbally communicate needs or
wants or to express physical or emotional distress, and the inability to
move the body or a limb at will. Biological triggers to consider include
difficulty with vision, hearing, the mouth or dentition, and
swallowing; dehydration and malnourishment; skin problems
(dryness, itching, pressure sores); bowel problems (constipation);
urinary problems (infection, retention, incontinence); and feet
problems (painful lesions). These factors should be routinely checked
in all patients who are unable to express their own needs verbally as
many serious problems can be easily prevented.
Non-pharmacological interventions for BPSD are summarized below:
• Approach – A kind, unrushed, non-confrontational, face-to-faceapproach may work best.
• Schedules – Employ patient-centred care schedules.• Demands – Reduce demands on the patient.
CGS JOURNAL OF CME18 VOLUME 1, ISSUE 1, 2011
Practical T ips for Recognition and Management of BPSD
Figure 1. Non-pharmacological options for the treatment of behavioural and psychological symptoms of dementia (BPSD).
• Communication – Communicate more effectively.• Personal care – Meticulous attention to good personal care is
essential.
• Activity and environment – Ensure that daytime activities and the environment are appropriate.
Non-pharmacological options for the treatment of BPSD are
presented in Figure 1.
Three-Phase Approach to BPSDIn the event of an acute behavioural crisis, safety is the first priority.
This includes safety of the patient, other residents and family
members, and staff involved in caring for the patient. Caregivers and
front-line staff should routinely receive training for age-appropriate
and dementia-specific behavioural crisis interventions. Caregivers
facing an acute behavioural crisis should notify emergency services or
hospital staff for prompt back-up. Temporary application of the least
restrictive physical or chemical intervention may be necessary as a
safety measure and to allow careful assessment of the patient.
Treatment of BPSD is divided into three phases: acute, medium, and
long-term (Figure 2).
Behavioural Vital SignsIn any acute behavioural crisis, it is important to document the
patient’s vital signs, including behavioural vital signs (BVS). When
done accurately, BVS monitoring may give clues to the etiology of the
behaviour disturbance, suggest targeted pharmacotherapy for
behavioural symptoms or clusters (Figure 3), and help monitor the
effectiveness of interventions over time. Please refer to the Behavioural
Vital Signs Tool3 available at the Canadian Academy of Geriatric
Psychiatry website.
Process of Targeting Drug Therapy for BPSDAn algorithm for the management of BPSD is presented in Figure 4.
A step-by-step approach should be taken:
Acute Phase1. Consider the target symptoms/clusters for drug therapy (see the
BVS Tool).
2. Consider the overall behavioural frequency, severity, and impact
(see BVS Tool).
3. Decide on an appropriate drug therapy for use in an acute
behavioural crisis.
Medium Term4. Decide on an appropriate pharmacotherapy for medium-term
use (4–6 weeks).
5. Perform a mandatory review and consider tapering the
medication, if appropriate, after 4–6 weeks.
Long Term6. Carefully review whether long-term drug therapy is required
(for >6 weeks).
7. Carefully document the impact of drug therapy for all phases
(see the BVS Tool).
VOLUME 1, ISSUE 1, 2011 19CGS JOURNAL OF CME
Rabheru
ACUTE
MEDIUM
LONG-TERM
SAFETY Patient, Staff, Residents
ASSESS 1) Rule out delirium2) Medicate or not?
MAINTENANCE 1) On what?2) How long?
Figure 2. Phases and goals of treatment of behavioural andpsychological symptoms of dementia (BPSD).
‘Aggression’
Aggressive resistancePhysical aggressionVerbal aggression
Walking aimlesslyPacingTrailing
RestlessnessRepetitive actions
Dressing/undressingSleep disturbance
HallucinationsDelusions
Misidentifications
SadTearful
HopelessLow self-esteem
AnxietyGuilt
WithdrawnLack of interest
Amotivation
‘Agitation’
‘Psychosis’‘Depression’
‘Apathy’
Figure 3. Behavioural symptoms and clusters. Source: Adapted from McShane.4
Identify and document target cluster(s)/symptom(s): consider BVS Tool
Rule out new medical and psychiatric causesNew-onset behavioural problem =
delirium until proven otherwise
Implement caregiver-led non-pharmacological interventions and monitor closely
Initiate pharmacological treatment if target symptom(s) sufficiently severe, persistent,
disturbing, or dangerous
Start appropriate initial and maintenance pharmacotherapyMonitor effects and side effects
If not meeting therapeutic goals, consider switching agents, adjunctive therapy,
or consult geriatric psychiatry
Figure 4. Algorithm for the management of behavioural andpsychological symptoms of dementia (BPSD). BVS = behavioural vital signs. Source: Adapted from Mintzer and Brawman-Mintzer.5
Therapy for Severe Symptoms during Acute PhaseThe goals to accomplish during the acute phase are (1) to ensure thesafety of all, (2) to allow for physical and laboratory examinations to
rule out medical causes for the acute change in behaviour and (3) to
provide the time and opportunity for communication between the
physician, family, and other caregivers to develop a treatment plan.
Considerations are as follows:
• Target symptoms: Limited to physical or verbal aggression, aggressive resistance, aggressive psychosis, and aggressive
agitation
• Frequency of behaviour: Usually constant, several times a day, at least once a day but severe in each case
• Severity of behaviour: How difficult is it to distract or redirect the patient? Usually impossible in acute phase
• Impact of behaviour: Usually with significant potential for serious harm to self or others
• Suggested medications: Consider an antipsychotic ± benzodiazepine for a few doses only, usually one or two doses.
This can be administered by mouth if the patient is compliant;
give intramuscularly if non-compliant. Used to regain necessary
safety for all. Recommended for acute mangement only and must
not constitute medium or long-term therapy
The choice of recommended agent(s) includes the following:
• Atypical antipsychotics: See Table 1. Patients known to have
dementia of Lewy body type (DLB) or Parkinson’s disease
dementia (PDD) should receive quetiapine if at all possible. If
other antispychotics are used, consider lowering the dose to
minimize adverse effects.
• Typical antipsychotics:
• Haloperidol: 0.25–0.5 mg PO tablets, liquid, or IM q2–4h as
needed and tolerated. Maximum dose: 2 mg for many
dementia patients; lower for patients with DLB/PDD.
• Loxapine: 2.5–5 mg PO, liquid, or IM q2–4h as needed and
tolerated. Maximum dose 10–25 mg; lower for patients with
DLB/PDD.
• Benzodiazepines: Lorazepam 0.5–1 mg PO, liquid, sublingual, or
IM q2–4 hours as needed and tolerated. Can be combined with
haloperidol or loxapine for greater efficacy and to reduce the dose
for each medication individually.
Medium-Term TherapyThe goal in the medium phase is to provide transitional drug therapysupport for 4–6 weeks following an acute episode of BPSD. Once an
acute delirium has been adequately treated medically or ruled out as
a cause of BPSD, a decision must be made as to whether to continue
or stop the psychotropic medication. Atypical antipsychotics do confer
modest benefits in treating aggression and psychosis over 6–12 weeks
(Table 2), with a number needed to treat that ranges from 5 to 14.
However, they are associated with a number of major adverse
outcomes and side effects, including sedation, parkinsonism, gait
disturbance, dehydration, falls, chest infections, accelerated cognitive
decline, stroke, and death. Therefore, they should only be continued
for persistent and severe symptoms that have a major impact on safety,
as described above. It is important to review the need for ongoing
antipsychotic therapy after 4–6 weeks of treatment as many people
with BPSD experience a significant improvement or resolution of
symptoms over that period.
Long-Term Management of Severe Symptoms: Beyond6–12 WeeksThe goal of long-term management is to continue treatment in orderto maintain a patient’s function and quality of life. This is to be done
with the least effective dosage and for the shortest possible duration,
while maintaining safety as well as optimal physical and mental health.
Of the atypical antipsychotics, only risperidone has Health Canada
approval for short-term use for aggression ± psychosis. Risperidone
and olanzapine have stronger evidence base than quetiapine, but
quetiapine is often chosen preferentially in patients with DLB or PDD
due to an increased risk of extrapyramidal side effects in these patients.
The benefit of long-term use beyond 12 weeks is not known. Longer-
term trials (up to 12 months) have not shown consistent benefit.
Symptoms often fluctuate and are unstable over time, particularly in
the case of Alzheimer’s dementia, where hallucinations tend to resolve
CGS JOURNAL OF CME20 VOLUME 1, ISSUE 1, 2011
Practical T ips for Recognition and Management of BPSD
Table 1. Suggested Treatment with Atypical Antipsychotics in Acute/Urgent Situations for BPSD
Atypical Medication Usual Dosage and Formulation Usual Frequency Maximum Dose in 24 HoursRisperidone 0.25–1 mg PO tablets, liquid, or M-tabs* q2–4h as needed and tolerated 2 mg for many dementia patients
Not DLB/PDDMay be higher in other conditions, e.g., schizophrenia, bipolar disorder, etc.
Olanzapine 2.5–5 mg PO tablets (Zydis) q2–4h as needed and tolerated 10 mg for dementia patientsNote: IM formulation is available, but May be higher in other conditions, there is little experience with its use in e.g., schizophrenia, bipolar disorder, etc.Canada with the elderly dementia population.Dosage 2.5–5 mg IM, max. 10 mg/24 h. Not given IV.
Quetiapine 12.5–25 mg bid 75.0 mg bid (150.0 mg tablet split = 2 × 75.0 mg)
BPSD = behavioural and psychological symptoms of dementia; DLB = dementia of Lewy body type; PDD = Parkinson’s disease dementia. *M-tabs are rapid-dissolving tablets.
over a period of a few months, but delusions, aggression, and agitation
may be more persistent. Therefore, long-term antipsychotic therapy
beyond 6 months should only be undertaken with meticulous
behavioural charting and documentation of the need for antipsychotic
therapy. Careful consideration and documentation of the benefits and
risks of long-term therapy are critical. Several national and
international guidelines now recommend periodic attempts to taper
the antipsychotic medication and monitoring for breakthrough
symptoms.
The choice of recommended agent(s) includes the following:
• For non-severe symptoms, such as agitation. These are verbal or
motor activities that are repetitive and purposeless. They are
often moderate in frequency, severity, and impact, with little or
no risk of harm to self or others. The recommended drug class is
antidepressants (see below for details).
• For depression and/or anxiety symptoms, antidepressants are
recommended (see below for details):
• Risks: all associated with higher risk of falls, fractures,
hyponatremia, gastrointestinal bleeding
• Citalopram 10–40 mg PO daily
• Sertraline 25–200 mg PO daily
• Venlafaxine XR 150–300 mg PO daily
• Special point: sedating – mirtazapine 7.5–30 mg PO hs
(sedating: promotes sleep, appetite, weight gain)
• Trazodone 12.5–200 mg PO daily. Special point: sedating –
useful in divided doses for agitation and to promote sleep
Other Classes of Medications and Target Symptomsfor BPSD Cholinesterase InhibitorsCholinesterase inhibitors may attenuate mood, anxiety, apathy,
agitation, and psychotic symptoms if used in patients with very mild
symptoms of BPSD. They are not replacements for antidepressants or
antipsychotics. Recommended agents are galantamine 8–24 mg/d,
donepezil 5–10 mg/d, and rivastigmine 3–9 mg/d.
NMDA Glutamate Receptor AntagonistN-methyl-D-aspartate (NMDA) glutamate receptor agonists may be
useful in stabilizing agitation and may have an antipsychotic sparing
effect; however, they may also exacerbate the symptoms in some
patients. They are usually recommended for moderate to severe
Alzheimer’s dementia. They are not replacements for antidepressants
or antipsychotics. The recommended agent is memantine 10–20 mg/d.
Short-Acting BenzodiazepinesShort-acting benzodiazepines must not be used for BPSD on a long-
term basis. They are useful for the acute phase treatment of severe
VOLUME 1, ISSUE 1, 2011 21CGS JOURNAL OF CME
Rabheru
Table 2. Guidelines for Maintenance Therapy of BPSD with Atypical Antipsychotics
Atypical Antipsychotic Starting Dosage Usual Daily Dosage Maximum DosageRisperidone 0.25 mg/d in very old, frail, 1 mg/d for most dementias; 2.0 mg/d for most dementias –
or patients with DLB or PDD not for patients with DLB or PDD not for patients with DLB or PDDUsual starting dosage is 0.5 mg/d May be given as single dose Dosages may be higherMay be increased q3–5d by or divided dose, as tolerated (e.g., in schizophrenia) or lower 0.25–0.5 mg/d, as tolerated (e.g., in DLB or PDD)
Official indication for BPSD in Canada
Olanzapine 1.25–2.5 mg/d in very old, frail, 5–10 mg/d for most dementias; 10 mg/d for most dementias – or patients with DLB or PDD not for patients with DLB or PDD not for patients with DLB or PDDUsual starting dosage is 2.5–5 mg/d May be given as single dose Dosages may be higher May be increased q3–5d by or divided dose, as tolerated (e.g., in schizophrenia) or lower1.25–2.5 mg/d, as tolerated (e.g., in DLB or PDD)
Quetiapine 6.25–12.5 mg/d in very old, frail, 100 mg/d for most dementias; 150 mg/d – some dementiaor patients with DLB or PDD may be lower for patients patients need higher dosagesUsual starting dosage is 12.5–25 mg/d with DLB or PDD Wide range of dosingMay be increased q3–5d by Wide range of dosing Consider first for patients with DLB 25–50 mg/d, as tolerated May be given as single dose or PDD
or divided dose, as tolerated Dosages may be higher (e.g., in schizophrenia) or lower (e.g., in DLB or PDD)
BPSD = behavioural and psychological symptoms of dementia; DLB = dementia of Lewy body type; PDD = Parkinson’s disease dementia.
Key PointsBehavioural and psychological symptoms of dementia(BPSD) are very common and have a major negative impacton patients’ and caregivers’ quality of life.A systematic approach is critical when managing BPSD(“SMART”): safety; medical; assessment of competency;rest, nutrition, hydration ensured; address problems withpain, ambulation, vision, hearing, constipation; and trial ofmedication. A comprehensive set of behavioural vital signs (see BVSTool) must be monitored to systematically help recognizebehavioural target symptoms and clusters of BPSD, and tomonitor the effectiveness of various interventions.Non-pharmacological therapies must be an integral part ofmanaging every patient with BPSD. Pharmacological therapy must target specific behaviouralsymptoms or clusters of BPSD. The therapy must becarefully monitored for efficacy and adverse effects, and betime limited.
anxiety in patients with BPSD (see above). They may also be used for
sedation prior to a specific procedure (e.g., a computed tomography
scan, a catheterization, or on bath days). They are not replacements
for antidepressants or antipsychotics. The recommended agent is
lorazepam 0.25–2mg PO as needed, used sparingly.
Miscellaneous MedicationsValproic acid, carbamazepine, lithium, lamotrigine, gabapentin,
opioids, β-blockers, and hormone therapy have insufficient evidence
for use as first-line agents for treatment of BPSD.
Author’s Guide for Stopping Drug Use in BPSDTo stop the use of antidepressants in BPSD, slowly wean or taper the
drugs over 2–3 months after symptoms have been stable for 9–12
months. For cholinesterase inhibitors and memantine in BPSD, slowly
wean or taper over 2–3 months when the patient has reached a stage
of dementia with little or no independent function.
SummaryIn summary, treating patients who have BPSD with sensitivity, respect,
and patient-centred care may help to prevent the onset of symptoms.
Once symptoms develop, many improve within 4–6 weeks of watchful
waiting without the need for drugs. The physician and other caregivers
must tailor a treatment plan specifically to the person’s needs, with
valuable input from the family. Antipsychotic drugs work for just over
half of those with BPSD. They can cause side effects that can become
serious if used for longer than 12 weeks. The physician must review
the use of antipsychotic drugs after 6 weeks and stop the drug after 12
weeks, if possible. Patient and family input is critical at all stages of
treatment decision making, where possible and appropriate. Careful
observations and documentation of behavioural symptoms will clarify
and simplify treatment decisions.
AcknowledgementsThe author has done presentations for and is on the advisory boards
of Pfizer, Lundbeck, and Bristol-Myers.
This article has been peer reviewed.
References 1. Alzheimer Society of Canada. Rising Tide: The Impact of
Dementia on Canadian Society. Toronto (ON): The Society;
2010.
2. Rabheru K. Take a ‘S-M-A-R-T’ approach: unpredictable course
of dementia symptoms can be managed. Can Fam
Physician2003;49: 389.
3. Rabheru K. Behavioral Vital Signs Tool. Toronto (ON): Canadian
Academy of Geriatric Psychiatry; http://www.cagp.ca/resources/
Documents/Module%202%20-%20BVS%20Tool.pdf. Accessed
December 19, 2011.
4. McShane RH. What are the syndromes of behavioral and
psychological symptoms of dementia? Int Psychogeriatr 2000;12
Suppl 1:147–53.
5. Mintzer JE, Brawman-Mintzer O. Agitation as a possible
expression of generalized anxiety disorder in demented elderly
patients: toward a treatment approach. J Clin Psychiatry 1996;57
Suppl 7:55–63.
BibliographyDe Deyn PP, Rabheru K, Rasmussen A, et al. A randomized trial of
risperidone, placebo, and haloperidol for behavioral symptoms
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Ellison M. Agitation in dementia: update and prospectus. Psych Times
2008;25(2):1–2.
Guidelines and Protocols Advisory Committee. BC Provincial
Dementia Guidelines for Family Physicians. Victoria (BC): BC
Ministry of Health, 2007; http://www.bcguidelines.ca/pdf/
cognitive.pdf. Accessed December 19, 2011.
Mittal V, Kurup L, Williamson D, et al. Review: risk of cerebrovascular
adverse events and death in elderly patients with dementia when
treated with antipsychotic medications: a literature review of
evidence. Am J Alzheimers Dis Other Demen 2011;26:10–28.
Passmore MJ, Gardner D, Polak Y, Rabheru K. Alternatives to atypical
antipsychotics for the management of dementia-related
agitation. Drugs Aging 2008;25(5):381–98.
Patterson CJS, Gauthier S, Bergman H, et al. The recognition,
assessment and management of dementing disorders:
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Dementia. Can Med Assoc J 1999;160(12 Suppl):s1–15.
Rabheru K. Depression in dementia: diagnosis and treatment. Psych
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Schuyler D. Recognition of apathy as marker for dementia growing.
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Practical T ips for Recognition and Management of BPSD
PHYSICIAN PRACTICE IN THE NURSING HOME:EXPLORING NEW MODELS
CGS JOURNAL OF CME VOLUME 1, ISSUE 1, 2011 23
Paul R. Katz, MD, CMD, vice-president Medical ServicesBaycrest Geriatric HealthCentre, and professor ofmedicine, University ofToronto, in Toronto, Ontario
Patrick Quail, MD, CCFP, CMD,medical leader supportiveliving integrated seniors andcommunity care, Calgary Zone,Alberta Health Services, inCalgary, Alberta
Michael J. McBryde, MBBS,DObst RCOG, CCFP, medicaldirector of residential andassisted living, Fraser HealthAuthority, in Surrey, BritishColumbia
Jurgis Karuza, PhD, directorof program evaluation,Baycrest Geriatric HealthCentre, and professor ofmedicine (status only),University of Toronto
Correspondence may be directed to
Nursing homes (NHs) play an increasingly
vital role within the health care
continuum. Physicians who practise in
this setting, however, often lack credibility despite
having a significant impact on quality of care. This
article seeks to highlight physician workforce issues
related to NH care with a focus on training,
medical staff organization, and quality. In this
report, NHs refer to both long-term care (LTC)
homes and other institutions for persons with
disabilities, such as complex continuing care
hospitals (CCC).
While there is no question that the Canadian
population is aging, there has been some debate
about the health of the elderly and their need for
LTC services. Increasing obesity has tempered
previous declines in disability, presaging increasing
numbers of older adults with significant physical
and functional limitations.1 These trends, as well as
an ever-increasing prevalence of dementia, will,
according to some estimates, call for an additional
400,000 LTC beds by 2038.2 Even now, almost a
third of adults 85 years and over reside in nursing
homes,3 and 25% of all deaths occur in NHs.4
Interestingly, there is a lack of consensus that this
rising tide of older adults will have a significant
negative impact on health care in Canada. On one
side are the crisis proponents, most notably Foot,5
who argue that the future growth in older adults
will create major increases in health care
expenditures that are unlikely to be sustained given
the current funding rates. On the other side are the
theorists6,7 who argue that the growth in health care
costs and government expenditures due to the
increased numbers of older adults will be
manageable and will result in only modest
increases in the gross domestic product (GDP)
devoted to health care. Most of the projected
increased costs are due to other factors (e.g., costly
new drugs, growing public expectations,
investment in more health technology). An
important corollary to their argument is the need
to develop new technologies and integrated health
care systems (as discussed below) that bring about
greater productivity and efficiencies.
NHs have become a critical component of the
health care continuum and are often key to
successful transitions. This is reflected, in part, by
the diversity of the population served. In the
United States, 20% of all admissions to NHs have
a length of stay less than 3 months, reflecting short-
term rehabilitation, while almost 45% have stays
less than 12 months.8 Further, in the United States,
discharge to an LTC facility is the second most
common type of discharge from acute hospitals.9
In Ontario, 17% of residents are discharged from
CCCs back to acute hospitals within the first 90
days from admission. Further, the acute hospital is
a frequent discharge destination for NH residents,
ranging from 34% in the Yukon Territory to 89%
in Manitoba.10 In many jurisdictions, alternative
level of care (ALC) bed days and emergency
department (ED) wait times are inextricably linked
to NH bed availability. Increasing emphasis on
person-centred care and performance-based
reimbursement highlight the role of the NH within
the continuum.
As NH residents have become increasingly frail
over the past one to two decades, suffering from
multiple physical and cognitive decrements, the
quality of care delivered to these individuals
remains inconsistent and generally suboptimal
throughout North America.11–13 Of the many
variables that impact quality, the caregiving
workforce is among the most powerful. This is seen
most clearly in the relationship between nurse-to-
resident ratios, educational level, and quality of
care.11–14 Unfortunately, the ratio of nurses to
residents remains relatively low in Canada
compared with those in the United States.12 In most
countries, including Canada, few licensed
caregivers have attained undergraduate or graduate
training in geriatrics. The fact that 23.5% of
Medicare beneficiaries in the United States
admitted to an LTC institution are readmitted
within 30 days speaks to both quality and resource
gaps.9 Estimates are that 40–78% of these
admissions are potentially preventable.15 In British
Columbia, 25% of all deaths among residents in
free-standing residential care facilities still occur in
the hospital.16
While the link between the nursing workforce and
quality is clear, relatively little is known about the physician workforce
in NHs. Estimates, both in the United States and Canada, are that 20–
25% of primary care physicians care for NH residents.17,18 In Ontario,
the majority of residents are attended by family physicians, many of
whom have limited training in the care of the elderly. While it is
estimated that physicians currently spend 70% of their time with older
adults, the medical school curriculum devoted to geriatrics is less than
1%. The rather limited supply of geriatricians (211 per 2007 data) is
far below the projected minimum number of 538 needed to respond
to the growing number of older adults in Canada.19
Surveys from professional organizations such as the American Medical
Directors Association bolster the perception of ongoing issues related
to physician recruitment and retention. The fact that Canada’s
primary care workforce of 33,000 physicians is aging (average age of
49 years) also speaks to future shortages within the LTC sector.20
Indeed, between 1990 and 2000, there was a 5% decline in the
proportion of general practitioners providing services to LTC
facilities.21
In 2002, a survey of 100 attending physicians in the Calgary region
revealed that only 40% were satisfied or very satisfied with the practice
of LTC and 60% of the total were interested in an alternative
remuneration model.22 Physicians who had been in practice less than
10 years were more dissatisfied than older physicians. Furthermore,
respondents reported a 69% intention to quit practice within 5 years
of the survey, and of this group only 30% were satisfied with the
practice of LTC. However, physicians who visited on a weekly basis,
who visited during the day, had more than 10 patients, and were in
the second half of their career appeared to be more satisfied.
Dissatisfaction with LTC practice should not be attributed to a lack of
role definition as this has been clearly articulated over the past several
years based on regulatory mandates and professional standards.23 Table
1 summarizes these key physician responsibilities. It has been argued
that the manner in which physicians perform their role in NHs
correlates directly with quality. The three physician-related factors
posited as most important to optimizing quality include physician
competence, physician commitment to the NH, and the extent to
which the organizational structure empowers, supports, and integrates
physicians into the NH24 (Table 2).
A literature is just now emerging that is lending credence to this
construct. Paralleling the evidence base that links nursing staffing
levels, educational attainment, and quality,11,12,14 physician presence in
the NH, medical director certification, and nurse-physician
communication have been shown to improve care.25,26 Katz and
colleagues have also recently defined dimensions of NH medical staff
organization and linked them to quality measures.27
With clear role definitions and evidence highlighting the physician’s
impact on care in the NH, why does the public continue to perceive
the physician as “missing in action?”28 While some of this perception
is rooted in the reality of physician shortages as discussed earlier, much
of it also relates to what might be referred to as the “Dangerfield
Effect,” named after the late, great comedian Rodney Dangerfield, who
repeatedly lamented getting “no respect.” In essence, there is a lack of
respect, and underappreciation, for the unique physician skills
necessary to attend to the host of clinical, ethical, legal, and
interdisciplinary issues that characterize the contemporary NH. This
lack of respect extends to both the public and much of the leadership
in medicine, in part a consequence of the continued primacy of the
medical model and its hyper-focus on acute care. There remains a lack
of understanding of the complexity of LTC practice and its vital role
within the continuum.
Changing this paradigm will require attention to extant undergraduate
and graduate training models.29 As pointed out above, only 1% of
medical school training focuses on geriatric medicine, with
inconsistent exposure to LTC. Medical students and residents require
meaningful exposure to NH care as well as time with physician role
models. These role models can not only demonstrate the skill set
necessary to practise in the NH but also highlight many of the lifestyle
advantages of an LTC practice. Transforming many facilities into
“teaching nursing homes” will go a long way toward improving
quality, recruiting the next-generation workforce, and advancing an
LTC-focused research agenda.30 The recent awarding of three LTC
Centres for Research, Education and Innovation in Ontario is a direct
response to this need.
Research will likely take many directions, ranging from the impact of
care guidelines to new organizational models. The case examples that
follow, although somewhat different in form and outcomes, highlight
the potential impact of new physician funding paradigms and may
serve as a guidepost for future demonstrations.
Case History: CalgaryThe need to better support medical practice and improve patient
outcomes in NHs prompted the new model of patient care described
below. Today, this model is operational in four LTC sites in Calgary,
with a dedicated medical staff of 23 physicians partnered with seven
nurse managers and providing weekly facility visits.
The perceived advantages of an alternative remuneration model
CGS JOURNAL OF CME24 VOLUME 1, ISSUE 1, 2011
Physician Practice in the Nursing Home
Table 1. Physician Responsibilities in the Nursing Home• Comprehensively assess each resident and assist in care plan
development and coordination• Ensure the highest practicable well-being of each resident• Implement treatment to enhance or maintain function and avoid
accidents • Respond in a timely and appropriate fashion to a change in function• Physically attend to each resident consistent with provincial/federal
guidelines• Ensure appropriate and timely diagnostic tests and freedom from
unnecessary drug use• Optimize the resident's ability for self-determination • Determine each resident’s decision-making capacity while establishing
advance directives
Table 2. A Model for Nursing Home PhysiciansCommitment, conceptualized as a percentage of the physician’s practicedevoted to NH care and the amount of time, on average, spent per NHpatient encounterPhysician NH practice competency, defined by specialized training andexperience necessary to handle the complex medical care in a highlyregulated, interdisciplinary care context that is the contemporary NHOrganizational structure, reflects the cohesive integration of the medicalproviders into the culture of the facility NH = nursing home.
(Alternate Relationship Plan [ARP]) are that physicians have more
time to interact with other team members in a collaborative fashion
and provide more appropriate care. An alternative payment model
also facilitates the care of complex or challenging patients by freeing
physicians from the sometimes-perverse incentives of the fee-for-
service system. Most importantly, it promotes interdisciplinary
practice and strengthens the relationship between the physician and
the rest of the team.
An alternative payment model was designed primarily to support
physician practice with the intention of reintegrating physicians into
the total care of the patient. Support from the LTC provider
organization was sought at the design stage. At the centre of the model
is a new relationship with a nurse manager (known as an associate
team leader, or ATL) who would facilitate the physicians’ visits.
Physicians would visit once a week at a set time on the same day and
meet with the ATL prior to seeing patients. They would then use the
physician visit form to review the patients to be seen. This would also
allow for some shared care planning and organization of the
physicians’ time in the facility. Prioritization would be given to those
patients who were unwell, and routine clinical activities could be
arranged ahead of time. It would be the responsibility of the ATL to
complete the physician visit form prior to the arranged time by visiting
each unit to establish concerns and priorities. In essence, the ATL and
the physician would jointly plan their work for the duration of a
session.
During visits, the ATL and the physician would round on each unit
and meet with the professional staff, usually the registered
nurse/licensed practical nurse, to further review concerns on the
physician visit form and identify new problems. Planned clinical
activity would include the assessment and treatment of intercurrent
medical problems, admissions, three monthly medication reviews,
annual physical examinations, meeting with residents and families,
medication reconciliations, the review of antipsychotic medication,
care conferences, and shared care planning with the unit staff, allied
health staff (occupational therapy, physical therapy, clinical pharmacy,
social work, nutrition), and health care aides.
The physician would be paid on a sessional basis for hours spent
providing care in the facility. No fee-for-service billing could be used
except for work outside of the visits such as phone calls out of hours
or call-back visits to the centre.
The principles of the alternative payment plan were laid out and
interest was sought from the existing medical staff. Eight physicians
expressed interest and an informal assignation of “ARP physician” was
used with each participating physician. There was regular
communication to the group regarding progress and updates as well
as regular informal meetings to discuss planning. The physicians
continued to use the fee schedule until the ARP was finally approved
in July 2008. A process of gradual conversion of medical staff to ARP
status was possible over the intervening 6 years through attrition and
the ability to assign to chosen attending physicians (i.e., there was
usually no physician in the community to follow new admissions). By
this time, there were 12 family physicians (mostly new physicians as
the original group retired or lost interest) who were being paid at the
hourly provincial rate on a sessional basis. Physicians chose how many
hours a week they wished to work, and a rough formula of seven
patients per sessional hour was used to calculate patient censuses based
on the wishes of each physician. Physicians chose which sites they
worked out of and which day of the week they would be available to
round on their patients. From the outset, physicians were encouraged
to consider taking on at least a half-day a week. Physicians signed an
individual service agreement and were free to return to fee-for-service
at any time. Physicians would provide their own on-call service during
the day (with Primary Care Network on call after hours and on
weekends and statutory holidays). Physicians made their own
arrangements during vacations. Physicians usually saw only their own
patients during rounds, but could asked to see their colleagues’
patients if deemed necessary by staff. One physician provided skin and
wound consultation to the group. Development funding through the
Medical Services Development Innovation Fund (MSDIF) was
approved for 3 years to assist in the implementation of the model, for
quality improvement activities (fall and fracture prevention and
hospital transfers), and for the hiring of a project manager.
Since implementation, there have been quarterly physician meetings
where operational issues and quality improvement activities are
discussed as well as planning for future growth and development. A
mailing list Listserv-type is active and keeps the physicians up to date
VOLUME 1, ISSUE 1, 2011 25CGS JOURNAL OF CME
Katz et al .
Table 3. The ARP Model
Workforce Indicators• 90% ARP physician coverage (542 of 602 beds) • Approximately 10 minutes of physician time per resident per week• Physician demographic shift (63% female [originally 100% male]);
69% overseas trained; 73% under age 50 years (originally 75% over 50years)
• 50% increase in number of attending physicians since July 2008 (currently 24 physicians)
• 50% increase in the number of patients under the care of an ARP physician
Satisfaction • Universal acceptance by physicians and staff• Physicians agree or strongly agree with the statement “physicians
embrace the mandate of the ARP”• 90% of physicians agree or strongly agree with the statement “a
positive difference is being made to patient-centred care”• 100% of physicians agree or strongly agree with the statement
“physicians seek the recommendations of the ATL”
Clinical Indicators (12 months up to April 2011)• 10% reduction in restraint use: 23 to 20.8% (13 patients)• 22% reduction in wounds: 8.5 to 6.6% (11 patients)• 7% reduction in anxiolytic utilization: 23 to 21.5% (9 patients)• 20% reduction in transfers to hospital: 1.8 to 1.4 /1,000 RD (80
transfers)• 49% decrease in hip fractures: 12.9 to 6.6/100,000 RD (13 fewer hip
fractures)• 66% reduction in “other” fractures: 14 to 4.7/100,000 RD (20 fewer
“other” fractures)• 19% decrease in discharges due to death: 0.86 to 0.7 /1,000 RD (34
fewer deaths)• 5% increase in antipsychotic use: 18.8 to 19.8%• 15% increase in patients on ≥9 medications: 60.9 to 62% ARP = Alternative Relationship Plan; ATL = associate team leader; RD = resident days.Sources: Data from minimum data set quality indicator panels, pharmacy providerdata, and routine self-reported indicator data on transfers, fractures, falls, and deaths.
on all clinical and relevant administrative developments. A dashboard
of 11 selected quality indicators is distributed every quarter and on an
annual basis to the physicians for discussion. Two continuing
education initiatives have arisen from the group: a practice-based
small group (PBSG) and a journal club with an emphasis on the
practice of LTC medicine. The Alberta Medical Association and
Alberta Health and Wellness oversee the project, and quarterly and
annual progress reporting are conditions of the agreement (as well as
“shadow billing” the fee schedule). An LTC ARP Intercare Physician
Evaluation report in February 2010 sought to document
improvements in care; these are highlighted in Table 3.
Case History: British ColumbiaResponding to pressures similar to those experienced in Calgary, the
model introduced through Fraser Health was implemented in two
phases. The first phase was introduced in 2007 in the town of Surrey
in response to the relocation of an extended care unit that had been
co-located with acute care and was to be transferred to a new site. In
addition, there was a new build of a contracted facility. The total
number of beds was approximately 300, one third of which were
additional beds to the system.
A group of nine family physicians were engaged in the discussions.
They were all experienced family physicians with an interest and
expertise in residential care.
The features of the model were that this group was to provide care for
all of the residents within the two facilities. They would make regularly
scheduled weekly visits to their residents and attend care conferences
on their own residents, although this could be delegated to the site
medical director where this was not possible. The physicians would
maintain their admitting privileges to the local acute care hospital and
would follow up their residents who were transferred to the acute care
hospital and facilitate an early return to the residential facility. Further,
participating physicians would respond to urgent and semi-urgent
issues in a timely manner and would make site visits where appropriate
in addition to their regularly scheduled weekly site visits. The group
of nine would provide a 24/7 on-call service for all of the residents and
would not delegate this to other physicians. They would meet on a
monthly basis with administrative and clinical staff of the facilities to
discuss areas of common interest and concern, including educational
topics. Two of the nine physicians would serve as site medical directors.
The physicians would be paid a monthly stipend that would recognize
the increased time commitment and support that they were
providing for the individual residents and the facilities.
The success of this enhanced service was to be measured by various
performance and quality indicators, which would include but not be
limited to family/resident/staff satisfaction surveys; a reduction in the
unscheduled transfer rate to emergency rooms; a reduction in the
number of medications per resident; a reduction in the length of stay
of residents who were admitted to acute care; a reduction in the drug-
drug interactions; and improvement in communication between
physicians and staff and among physicians. While most of these
outcome measures are in the process of being collected, a significant
reduction (50% of the health authority average) in unscheduled
transfers to acute care has already been demonstrated!
The second phase was introduced in 2011 and involved two different
geographical locations within the health authority (White Rock and
Abbotsford). Each was linked with the respective division of family
medicine and involved the coverage of approximately 800 beds. It was
an agreement between the Ministry of Health, the health authority,
and the division of family practice.
A group of family physicians from within each division agreed to
provide enhanced coverage for all of the residents within their
geographical location. These physicians were all experienced family
physicians with a prior interest and expertise in residential care. Each
physician undertook to make regularly scheduled weekly visits to one
of the facilities in the area; the group provided a 24/7 backup rotation
for all residents that would operate where the attending physicians
could not be reached within 30 minutes or where they indicated they
were unavailable to make a site assessment. The group would retain
acute care admitting privileges at the local hospital and would arrange
admissions and follow-up while in acute care and discharge back to
the facility. Efforts would be made to ensure that communications
were maintained with the attending physician if that individual was
unable to admit a resident. They would hold monthly meetings to
discuss common issues and provide an educational forum. The
physicians would be paid on a monthly basis that would recognize the
number of residents covered in the geographical area and their on-site
time commitment to individual facilities.
Outcome measures included a reduction in the number of
unscheduled transfers to the emergency department, a reduction in
the number of residents on nine or more medications, and a
satisfaction survey for staff and for family physicians in the
geographical area served. Similar to the model implemented in phase
one, outcome measures are currently being collected; initial feedback
from staff in the participating residential facilities has been very
positive. In addition, early trends point to a significant decrease in
unscheduled transfers to acute care.
ConclusionsThe models described above demonstrate how a change in medical
staff organization can significantly impact care. These improvements
are presumably linked not only to physician attributes (i.e.,
commitment and competence) but also to enhanced communication
between physicians, nurses, and other professionals delivering care
throughout the continuum. Successful physician engagement in the
care team in NHs requires a clear understanding by all of the value
CGS JOURNAL OF CME26 VOLUME 1, ISSUE 1, 2011
Physician Practice in the Nursing Home
Key Points Nursing homes (NHs) play an increasingly important rolein our health care continuum.Recent declines in age-related disability might slow oreven reverse because of the increase of obesity in oursociety, further increasing the need for NHs.How the NH physician workforce is organized andremunerated can have major impacts on the quality ofcare for residents.
and role of the attending physicians. The support of medical and
facility leadership is essential in articulating such vision and goals of
care. Integration of the physicians into the culture of each facility
guarantees shared priorities and a care delivery system that is truly
patient centred.
It is hoped that future demonstration projects will continue to explore
how to effectively integrate physicians into NHs. Such efforts will not
only enhance overall quality but will also go a long way to garnering
the “respect” that is so clearly needed to cement professional
credibility and attract a dedicated workforce.
This article has been peer reviewed.Conflicts of interest: None declared
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Katz et al .
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