Welcome to theICA Q&A session

Jonathan BowdlerHead of Regulatory Compliance

Objectives of the session

1) What qualification shall I do?

2) What level is right for me?

3) What will the impact be on my career?

4) What are my next steps?

What shall I study?

• What’s my current role?• What’s my aspirational role?• What is my experience, where should I start?

New Entrant/ operations

Analyst/officer Manager/Senior Manager

Senior Manager/Director

Certificate Advanced Certificate

Diploma PGDip

Affiliate Associate (AICA) Member (MICA) Fellow (FICA)

Understanding Doing Managing Leading

FCCFinancial Crime Compliance qualification framework

ICA Professional Postgraduate Diploma in Financial Crime Compliance

ICA Diploma in Financial Crime Prevention ICA International Diploma in Anti Money Laundering

ICA Advanced Certificate

in Managing Fraud

ICA International Advanced Certificate in Anti Money Laundering

ICA Advanced Certificate in Practical Customer

Due Diligence

ICA Advanced Certificate in Managing

Sanctions Risk

ICA Certificate in Financial Crime

Prevention

ICA Certificate in Managing Sanctions

Risk

ICA Certificate in Anti Money Laundering

ICA Certificate in KYC and CDD

ICA Specialist Certificate in Managing Financial

Crime in Global Banking & Markets

ICA Specialist Certificate in Combating Financing

of Terrorism

ICA Specialist Certificate in Money Laundering

Risk in Private Banking

ICA Specialist Certificate in Trade

Based Money Laundering

ICA Specialist Certificate in Managing Financial

Crime in Mobile Financial Services

ICA Specialist Certificate in Money Laundering Risk in Correspondent

Banking

ICA Specialist Certificate in Money Laundering

Risk in Betting and Gaming

ICA Specialist Certificate in Anti-

Corruption

Regulatory Compliance qualification framework

ICA Professional Postgraduate Diploma in Governance, Risk and Compliance

ICA International Diploma in Governance, Risk and Compliance

ICA International Advanced Certificate in Regulatory Compliance

ICA Advanced Certificate in Business Compliance

ICA Advanced Certificate in Legal Compliance

ICA Certificate in Compliance

ICA Specialist Certificate in Conduct Risk

Course format

Level 2 Certificate qualification

(3 months)

Level 4 Advanced Certificate qualification

(6 months)

Level 6 Diploma qualification

(9 months)

Level 7 Professional Postgraduate qualification

(6 months)

Online Two workshops or virtual classrooms

Four workshops or virtual classrooms

Two residentialweekend

workshops

25 multiple-choice questions completed

online

Two 2500 word assignments

Three 3500 word assignments

Eight 1000 word masterclass

commentaries

3 hours for CDDexamination(exam only)

2-3 hour competency-based oralinterview

How do I study?Self

study

Workshops

Assignment(s)

End of course examination

(certain courses only)

Tutor Support

Virtual classrooms

Your learning experience

Practical skills

Interactive workshops

ICA qualifications frameworkLevels Regulatory Compliance Financial Crime Compliance

Expert (Level 7) ICA Professional Postgraduate Diploma in Governance, Risk and Compliance

ICA Professional Postgraduate Diploma in Financial Crime Compliance

Advanced (Level 6)

ICA Diploma in Governance, Risk and Compliance

ICA Diploma in Financial Crime Prevention

ICA International Diploma in Anti Money Laundering

Intermediate (Level 4)

ICA Advanced Certificate in Compliance

ICA Advanced Certificate in Business Compliance

ICA Advanced Certificate in Legal Compliance

ICA Advanced Certificatein Managing Fraud

ICA International Advanced Certificate in Anti Money Laundering

ICA Advanced Certificate in Practical Customer Due Diligence

ICA Advanced Certificate in Managing Sanctions Risk

Introductory (Level 2) ICA Certificate in Compliance

ICA Certificate in Corporate Governance

ICA Certificate in Conduct Risk

ICA Certificate in Financial Crime Prevention

ICA Certificate in Anti-Corruption

ICA Certificate in Anti Money Laundering

ICA Certificate in KYC and CDD

You

Regulators

AMBS

Recruiters

Designations

National Occupational Standards of Competence

UK Finance

We keep you current

Your professional community

ICA’s 11th Annual Conference:The BIG Compliance

Conversation11 April 2019, Central London

Accessibility

• Online and virtual courses• Face-to-face courses

• Apprenticeship scheme

• The risk compliance officer (L3) standard – Certificates, Specialist

Certificates and the Advanced Certificate in Compliance

• The senior risk compliance officer (L6) standard – Advanced Certificate in

AML, Advanced Certificate in FCP, Advanced Certificate in CDD, Diploma in

GRC, Diploma in AML, and Diploma in FCP.

Courses starting soon

• London• Guernsey• Jersey• Isle of Man• Spain• Russia• Malaysia• Singapore

• Dublin• Mauritius• Nicosia• Limassol• Bahamas• Bahrain• Slovenia• Malta

Q&AOver to you