33
Detection of the Adulteration of Fresh Coconut Water via NMR Spectroscopy and Chemometrics Paul I. C. Richardson 1 , Howbeer Muhamadali 1,2 , Yang Lei 1 , Alexander P. Golovanov 1 *, David I. Ellis 1 *, Royston Goodacre 1,2 * 1 School of Chemistry, Manchester Institute of Biotechnology, 131 Princess Street, University of Manchester, UK, M1 7DN. 2 Department of Biochemistry, Institute of Integrative Biology, University of Liverpool, Biosciences Building, Crown Street, Liverpool, L69 7ZB, UK Email: [email protected] , [email protected] , [email protected] Keywords: coconut water, food fraud, adulteration, sugars, dilution, masking, NMR, chemometrics 1 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17

 · Web viewDetection of the Adulteration of Fresh Coconut Water via NMR Spectroscopy and Chemometrics Paul I. C. Richardson1, Howbeer Muhamadali1,2, Yang Lei1, Alexander P. Golovanov1*,

  • Upload
    others

  • View
    5

  • Download
    0

Embed Size (px)

Citation preview

Page 1:  · Web viewDetection of the Adulteration of Fresh Coconut Water via NMR Spectroscopy and Chemometrics Paul I. C. Richardson1, Howbeer Muhamadali1,2, Yang Lei1, Alexander P. Golovanov1*,

Detection of the Adulteration of Fresh Coconut Water via NMR Spectroscopy and Chemometrics

Paul I. C. Richardson1, Howbeer Muhamadali1,2, Yang Lei1, Alexander P. Golovanov1*, David I. Ellis1*, Royston Goodacre1,2*

1School of Chemistry, Manchester Institute of Biotechnology, 131 Princess Street, University of Manchester, UK, M1 7DN.

2Department of Biochemistry, Institute of Integrative Biology, University of Liverpool, Biosciences Building, Crown Street, Liverpool, L69 7ZB, UK

Email: [email protected], [email protected] , [email protected]

Keywords: coconut water, food fraud, adulteration, sugars, dilution, masking, NMR, chemometrics

1

1

2

3

45

67

89

10

1112

13

1415

16

Page 2:  · Web viewDetection of the Adulteration of Fresh Coconut Water via NMR Spectroscopy and Chemometrics Paul I. C. Richardson1, Howbeer Muhamadali1,2, Yang Lei1, Alexander P. Golovanov1*,

Abstract

Here, we applied NMR spectroscopy in combination with chemometrics to quantify the

adulteration of fresh coconut water, stretched with water-sugar mixture. Coconut water was

extracted from young Costa Rican coconuts and adulterated with concentrations of various

sugar solutions.  A total of 45 samples were analysed by 1D proton NMR spectroscopy and

chemometrics. Results showed highly sensitive quantification, with a limit of detection of

adulteration with sugars of 1.3% and a root-mean-squared error of prediction of 0.58%.

Interestingly, we observed a regular drift in the chemical shift and change in the lineshape of

malic acid signals concomitant with increasing levels of adulteration was identified. On

further investigation this was found to originate from changes in the concentration of divalent

cations such as magnesium within the samples. It can be concluded that NMR enables

accurate quantification for the degree of adulteration in this product, with the added discovery

finding that the shift and lineshape of malic acid signal can be utilised as a potential

diagnostic marker for partial substituting of fresh coconut water with extrinsic components

such as sugar mixtures.

2

17

18

19

20

21

22

23

24

25

26

27

28

29

30

31

32

33

Page 3:  · Web viewDetection of the Adulteration of Fresh Coconut Water via NMR Spectroscopy and Chemometrics Paul I. C. Richardson1, Howbeer Muhamadali1,2, Yang Lei1, Alexander P. Golovanov1*,

1.Introduction

Coconut water is a refreshing beverage obtained by extracting the liquid endosperm from

immature (6-9 months) coconut fruits (cocos nucifera). While all parts of the fruit and tree

have been utilised throughout history within their native tropical regions for a multitude of

purposes including building, horticultural substrate1, or emergency ersatz intravenous drip2,3,

the high mineral content in coconut water along with its suggested health benefits have led to

the drink being advertised as a natural alternative to isotonic sports drinks. These factors have

contributed to a rapid expansion in the coconut water market, with sales in the UK reaching

over £100 M in 20164; a 20-fold increase since 2012.

The sudden popularity of this product can lead to the risk of demand outstripping supply, as

coconut palms require several years of maturation before they are able to bear fruit5.

Furthermore, with the vast majority of coconut water coming from only five countries

worldwide (Brazil, Sri Lanka, Indonesia, Philippines and Thailand), these factors can result in

coconut water being vulnerable to food fraud6,7.

The characterisation of coconut water has been undertaken using several different methods.

High-performance liquid chromatography (HPLC) and liquid chromatography mass

spectrometry (LC-MS) have been used to analyse multiple classes of phytohormones8, and

headspace solid phase micro-extraction gas chromatography (HS-SPME-GC) used to

characterise the volatile organic profile. Nuclear magnetic resonance (NMR) spectroscopy

combined with chemometric methods has also been applied to analyse and monitor the effect

of different industrial processing methods9. However, the novelty of coconut water and recent

popularity has meant that the detection of fraud in this product has not as yet been studied in

detail, with only one study published to date10.

3

34

35

36

37

38

39

40

41

42

43

44

45

46

47

48

49

50

51

52

53

54

55

56

Page 4:  · Web viewDetection of the Adulteration of Fresh Coconut Water via NMR Spectroscopy and Chemometrics Paul I. C. Richardson1, Howbeer Muhamadali1,2, Yang Lei1, Alexander P. Golovanov1*,

Moreover, fraudulent activity involving coconut water products has already been observed11–

13. With an investigation in late 2017 by the National Food Crime Unit of the UK Food

Standards Agency (FSA) showing that at least 14 major coconut water products contained

undeclared sugars14. These were detected using isotopic ratio mass spectrometry (IRMS)15

and site-specific natural isotope fractionation NMR (SNIF-NMR)16. While these are powerful

and versatile method for the absolute detection of adulteration with sugars17, they require

lengthy preparation times (24 & 72 hours respectively), and are thus poorly suited as

screening methods.

Here, we used 1H NMR and chemometric methods to detect product dilution masked with a

normalised sugar profile substitution. Fresh coconut water was adulterated at various

concentrations using a buffered sugar solution emulating the natural concentrations of

glucose, fructose, and sucrose present in our sample. In order to achieve our aim for a

screening method, minimal sample processing was performed. Furthermore, we investigated

a systematic drift observed for the signals belonging to malic acid with increasing levels of

substitution with sugar solution, which revealed its origin in the changing metal coordination

state of malate caused by such an adulteration. This effect on malic acid signal shift and

lineshape has the potential to be used as a diagnostic marker for tampering with coconut

water products.

2. Methodology

Preparation of coconut water:

Seven immature coconuts (6-9 months) originating from Costa Rica were obtained from a

UK-based online retailer. The juice was extracted from each of these using a specialised

4

57

58

59

60

61

62

63

64

65

66

67

68

69

70

71

72

73

74

75

76

77

78

79

Page 5:  · Web viewDetection of the Adulteration of Fresh Coconut Water via NMR Spectroscopy and Chemometrics Paul I. C. Richardson1, Howbeer Muhamadali1,2, Yang Lei1, Alexander P. Golovanov1*,

Cocodrill® device obtained from the same retailer, centrifuged at 18,000 g, for 10 min at 4°C

and pooled together to make a consistent stock solution. The pooled solution was then stored

at -80°C in 45 mL aliquots until required. Prior to use, the coconut water was thawed at room

temperature and separated into 1 mL aliquots, which were heat-treated using a TechneDri-

Block DB-3A (Cole-Parmer, Staffordshire, UK) hot-plate for 150 s at 70 °C to simulate an

industrial pasteurisation process, recombined and cooled in a refrigerator at 5 °C. Heat-

treated aliquots were used for a maximum of three days after being thawed. Sugar solutions

were made using D-glucose anhydrous, D-sucrose (analytical grade for biochemistry 99%,

RNAse and DNAse free), and D-(-)-fructose 99%≤ purchased from Fisher Scientific (Fisher

Scientific Ltd. Loughborough, Leics, UK), Acros Organics (Acros Organics, Geel, Belgium)

and Sigma-Aldrich (Sigma-Aldrich Chemie GMBH, Stanheim, Germany) respectively.

K2HPO4 and KH2PO4 were obtained from Alfa Aesar (Alfa Aesar, Haysham, United

Kingdom).

Adulteration of coconut water

Fructose (12.44 g), glucose (13.29 g) and sucrose (5.77 g) were dissolved in deionised water

(500 mL) to make a solution emulating the natural concentrations of each of these sugars in

coconut water (24.88, 26.58 and 11.54 mg.mL-1 respectively) obtained in our previous

study10. To ensure that the pH and conductivity remained constant at all levels of adulteration,

1 M K2PO4 (0.177 mL) and 1 M KH2PO4 (4.724 mL) were added to 45.1 mL sugar solution

(pH: 5.31, conductivity: 5.69 mS.m-1). Aliquots of heat-treated coconut water were then

adulterated with this buffered solution (0-100% adulteration, in 5% increments) each with a

total volume of 2 mL. Each sample was spiked with 50 μL of a 4,4-dimethyl-4-silapentane-1-

sulfonic acid (DSS) (Sigma-Aldrich) in D2O solution (Sigma-Aldrich) (98.17 mg.mL-1) to

provide chemical shift reference as well as a signal for radiofrequency lock. Finally, prior to

analysis, samples were divided into three 0.6 mL aliquots. Excluding one sample at 75%

5

80

81

82

83

84

85

86

87

88

89

90

91

92

93

94

95

96

97

98

99

100

101

102

103

104

Page 6:  · Web viewDetection of the Adulteration of Fresh Coconut Water via NMR Spectroscopy and Chemometrics Paul I. C. Richardson1, Howbeer Muhamadali1,2, Yang Lei1, Alexander P. Golovanov1*,

adulteration that was rendered unusable due to human error, all prepared samples were

analysed using 1H NMR spectroscopy, leading to a total of 62 spectra for this experiment.

NMR analysis:

Proton 1D spectra were acquired at 20°C using a Bruker 800 MHz NMR AVANCE III

spectrometer (Bruker, Coventry, UK) equipped with a 5mm TCI cryoprobe with temperature

control unit using standard pulse program “zgesp” from the Bruker library. A relaxation

delay of 1.4 s and an acquisition time of 1.47 s were used with 16 scans, and exponential

window function with 1 Hz line broadening was applied prior to Fourier transformation in

Topspin 3.5 (Bruker). All NMR spectra were referenced to the DSS peak at 0.00 ppm.

Addition of Mg2+ ions to a sodium malate solution:

A 11.88 mg.mL-1 stock solution of malic acid (Sigma-Aldrich) was made, as well as a 0.5 M

solution of MgCl2 (Fischer Scientific). Buffered malate solution meant to approximate that

found in coconut water was made by combining 2896 µL of the malic acid stock solution,

824 µL 1M KH2PO4 solution, 26 µL 1M K2HPO4 solution, 563 µL 1 M KOH (Fischer

Scientific) solution and 5711 µL H2O (3.40 mg.mL-1 malate18, pH: 5.32). The stock solution

was then spiked with 25 µL DSS solution. An 800 µL aliquot of malate solution was added to

an NMR tube and analysed using NMR as a control sample, then charged with 5 µL of the

MgCl2 solution. It was analysed again, then sequentially charged with 10 µL aliquots of

MgCl2 solution five times (end volume of MgCl2 added: 55 µL). This final solution was

diluted in a malate-free buffer solution (stock: 824 µL 1M KH2PO4 solution, 26 µL 1M

K2HPO4 solution, 9150 µL H2O) to 75, 50, 25, 12.5, and 6.25% concentration(s), and each of

these was analysed using 1H NMR spectroscopy. A total of 12 spectra were obtained.

Data analysis:

6

105

106

107

108

109

110

111

112

113

114

115

116

117

118

119

120

121

122

123

124

125

126

127

Page 7:  · Web viewDetection of the Adulteration of Fresh Coconut Water via NMR Spectroscopy and Chemometrics Paul I. C. Richardson1, Howbeer Muhamadali1,2, Yang Lei1, Alexander P. Golovanov1*,

Fourier transformed NMR spectra were imported to Matlab and truncated to include only the

spectral region between 5.6004 and -0.0503 ppm containing the main peaks (these comprised

13277 data points per spectrum). Baseline correction was then performed using a de-trending

algorithm, spectra were-scaled using the peak intensity of internal reference signal of DSS,

and the spectral region containing water signal around 4.8 ppm removed. When required, the

processed spectra were further divided into two spectral sections at 3.2 ppm. Principal

components analysis (PCA) was employed to reduce the dimensionality within the spectral

datasets into uncorrelated principal components (PCs) and describe relationships between

samples. A linear predictive model, used for quantification, was also obtained using partial

least squares regression (PLSR)19. The spectral dataset was divided into a training-set

containing spectra for adulteration levels starting at 0% in 10% increments of increasing

concentration (0%, 10%, 20%, 30%, up to 100%) and a test-set containing spectra for

adulteration levels starting at 5% in 10% increments of increasing concentration (e.g. 5%,

15%, 25%, 35%, up to 95%). Several predictive models were created using the training-set,

with each of the models using an increasing number of latent variables (LVs). During

calibration each model (on the training set only) was then tested using a k-fold cross-

validation (k=20) algorithm, and the optimal model was chosen by aiming to minimise the

number of LVs along with the root-mean-squared error of cross-validation (RMSECV). Once

chosen, the predictive model was evaluated by challenging the model with the tests-set.

To investigate the relationship between the chemical shift of malic acid signals and

adulteration, maxima locations for the strongest peaks in the signal at 2.7 ppm were found

using the Matlab “findpeaks” command. These data were then imported into Microsoft Excel

and a least-squares linear regression algorithm was used to acquire a line of best fit. Due to

the lack of malic acid in the 100% adulteration samples, these spectra were not included in

these calculations.

7

128

129

130

131

132

133

134

135

136

137

138

139

140

141

142

143

144

145

146

147

148

149

150

151

152

Page 8:  · Web viewDetection of the Adulteration of Fresh Coconut Water via NMR Spectroscopy and Chemometrics Paul I. C. Richardson1, Howbeer Muhamadali1,2, Yang Lei1, Alexander P. Golovanov1*,

3. Results and Discussion

Although the full spectral range measured during experiments was 12 to -3 ppm, the vast

majority of strong signals were contained within 5.4 to 0 ppm. To minimise the effect of

noise and simplify further calculations, spectra were therefore truncated to an effective

spectral range of 5.6 to -0.05 ppm. Furthermore, the high concentrations of sugar in coconut

water relative to its other constituents led to these signals being orders of magnitude more

intense and subsequently overpowering statistical models. To remedy this and obtain a clear

understanding of the effect of variance within other coconut water constituents, spectra were

further divided into two subsections: the first containing the signals associated with sugars

(5.6 to 3.2 ppm) and the second containing signals associated with other coconut water

constituents (3.2 to -0.05 ppm). Both of these sections were then analysed with PCA (Figure

1).

PCA scores plot for the coconut water constituents region (Figure 1A) showed very little

variance within adulteration levels– indicating that replicate measurements were highly

reproducible. While PC 1 shows a clear and constant trend from positive to negative scores

with increasing adulteration, PC 2 shows a "boomerang effect", with the scores increasing

until approximately 50% adulteration and a gradual decrease to return to their initial negative

scores as the level of adulteration increases.

Loadings in PC 1 (Figure S1B) closely resemble the NMR spectra (Figure S1A), indicating

that the trend is an overall decrease in intensity, with the only peaks not present being those

ascribed to the internal DSS standard at 0.00, 0.63, 1.75, 2.91, and 3.14 ppm. This trend is

expected, as virtually all the signals in this region are ascribed to coconut water, and

increasing the level of adulteration will consequently decrease the intensity of those peaks.

8

153

154

155

156

157

158

159

160

161

162

163

164

165

166

167

168

169

170

171

172

173

174

175

176

Page 9:  · Web viewDetection of the Adulteration of Fresh Coconut Water via NMR Spectroscopy and Chemometrics Paul I. C. Richardson1, Howbeer Muhamadali1,2, Yang Lei1, Alexander P. Golovanov1*,

The loadings of PC 2 (Figure S1C) however, show the main cause for this boomerang effect

to be due to the two signals at ~2.70 and ~2.45 ppm assigned to malic acid 20. Along with a

decrease in intensity, a decrease in chemical shift occurs with increasing levels of

adulteration as well as signal sharpening (Figure 4). For both signals, this is reflected in the

loadings by negative weighting at the more de-shielded part of the NMR spectra in samples

with lower adulteration levels, and a positive weighting with the effect of decreasing intensity

of the signals.

PCA scores plot for the sugar signal section (Figure 1B) also shows a clear trend related to

adulteration, this time along a composite axis combining PC 1 and PC 2, allowing for a clear

separation between different levels of adulteration. Unlike the coconut water constituents

section, however, the sugar signals section shows significant variance within classes,

indicating that, predictably, the detection is not as obvious. Nonetheless, the ability to detect

even small discrepancies readily in the sugar profile using NMR is promising. Interestingly, a

further examination of the loadings plot allows for the discrimination of signals for each

sugar and provides further details concerning the imperfections in our masking of dilution.

Figure 2 provides an enhanced view of the signals associated with glucose, fructose and

sucrose (4.3-3.2 ppm). Although the overlaid spectra (Figure 2A) show a high signal density

in this area, the loadings plot of PC 1 (Figure 2B) combined with the NMR spectrum of each

sugar allows for the assignment of peaks and thus a description of the imperfections in

masking. For example, our mixed solution was found to contain slightly less glucose and

fructose, while containing more sucrose. Moreover, utilising this information could

potentially allow for the differentiation between natural variation in the sugar profiles of

coconut water samples and the intentional addition of sugars.

Quantitative analysis

9

177

178

179

180

181

182

183

184

185

186

187

188

189

190

191

192

193

194

195

196

197

198

199

200

Page 10:  · Web viewDetection of the Adulteration of Fresh Coconut Water via NMR Spectroscopy and Chemometrics Paul I. C. Richardson1, Howbeer Muhamadali1,2, Yang Lei1, Alexander P. Golovanov1*,

In addition to exploratory analysis, a quantitative predictive model was created using partial

least-squares regression (PLSR). PLSR was performed on both sugar signals and coconut

water constituent subsections, along with the full effective spectral range. Plots of each model

are presented in Figure 3, while a summary of the overall statistics of PLS in terms of

linearity, error and detection limits is presented as Table 1.

It is immediately clear upon observing the resulting plots (Figure 3) that the combination of

NMR and PLSR allow for the creation of a powerful predictive model. Both individual

subsections, along with the full effective range, showed high accuracy within both the test

and cross-validation sets even at low levels of adulteration and despite the naturally occurring

sugar profile being emulated within the adulterant.

The strength of this analytical model is further confirmed by the various statistical results

(Table 1). Based on the R² and Q² values for the cross-validation and test sets consistently

reaching >0.99, these data demonstrated a very good fit to the linear predictive models.

Additionally, the RMSE on the test sets are all within 1%, indicating that the models can

quantitatively predict the level of adulteration within 5%. Two models are presented for the

coconut water region, one using 3 LVs and one using 5 LVs. While the optimal model can

generally be discerned from the plot comparing the RMSECV to the number of latent

variables used in each model (data not shown), both could be viewed as acceptable without

the requirement for supplementary testing. It is also interesting to compare the prediction

error of the whole spectral range to that of the individual regions; while one would intuitively

expect to see either an average of the two or, similarly to the PCA scores, a peak intensity-

based weighting leading to equivalent results to the sugar section, the combined sections

seem to create a more powerful model than its individual components (with the provision that

the 3 LV model is correct for the coconut water section). A possible reason for this may be a

higher number of peaks that can be used to validate the model’s predictions, thus lowering

10

201

202

203

204

205

206

207

208

209

210

211

212

213

214

215

216

217

218

219

220

221

222

223

224

225

Page 11:  · Web viewDetection of the Adulteration of Fresh Coconut Water via NMR Spectroscopy and Chemometrics Paul I. C. Richardson1, Howbeer Muhamadali1,2, Yang Lei1, Alexander P. Golovanov1*,

random uncertainty. While increasing the number of data points used in the spectra also often

increases the contribution of background noise, the signal-to-noise ratio in these spectra is so

high that this drawback is not significant. Furthermore, the limits of detection (LODs), which

were calculated using a comparison of the predicted and real values on the test set with a

false positive/negative rate of 0.05, were found to be within 2%, reaching 0.6% for the 5LV

coconut constituent region model. Given the results of each model, we recommend the use of

the entire dataset (5.6-0 ppm) rather than individual parts to ensure that all factors relevant to

adulteration are taken into account.

Previously, we presented Raman spectroscopy for the first time as an effective screening

method for the detection of adulteration in coconut water, as it is an inexpensive, portable and

very fast method, requiring virtually no sample preparation10. Using this vibrational

spectroscopic method, we showed it was possible to detect adulteration by dilution and its

masking with single sugars down to 1.9%. However, due to its reliance on discrepancies in

the sugar profile to adulteration, the ability of Raman spectroscopy to detect fraudulent

dilution of coconut water was hampered by normalising the individual concentrations of

glucose, fructose, and sucrose throughout the adulteration. The use of NMR spectroscopy,

though more time and resource intensive, would detect virtually all cases of intentional

substitution while retaining the advantage of minimal sample preparation, as lower levels of

adulteration would likely not be commercially worth the risk inherent to the practice.

Malate signal drift analysis

While the peaks present in the NMR spectra generally presented changes in intensity related

to adulteration, three signals (~2.4, ~2.7, and ~4.3 ppm) in the spectra presented an additional

drift in chemical shift and change in lineshape with respect to the addition of increasing

levels of sugar solution (Figure 4). All of these signals were attributed to malic acid or

11

226

227

228

229

230

231

232

233

234

235

236

237

238

239

240

241

242

243

244

245

246

247

248

249

Page 12:  · Web viewDetection of the Adulteration of Fresh Coconut Water via NMR Spectroscopy and Chemometrics Paul I. C. Richardson1, Howbeer Muhamadali1,2, Yang Lei1, Alexander P. Golovanov1*,

malate, an organic di-carboxylic acid (and its conjugate base) naturally present in coconut

water. Each malate signal shows a similar unique increase in chemical shift and signal

broadening with increasing concentration of coconut water that is not observed for any other

signals. When plotted against the proportion of coconut water in the samples, the chemical

shifts of two visible peaks in the 2.7 ppm range depicted a linear drift (Figure 4D & E).

Three hypotheses were postulated and tested to explain the potential source(s) of this

behaviour: (i) slight variations in pH; (ii) the variation of concentration of malic acid itself;

and (iii) variation of divalent cation concentrations leading to differences in malate metal

coordination state. The pH hypothesis was tested by altering the pH of coconut water

aliquots using 1M solutions of NaOH and HCl (Figure S3), while the concentration

hypothesis was tested by diluting a buffered 3.4 mg.mL-1 solution of sodium malate,

emulating the natural concentrations in coconut water (Figure S4). Neither of these led to any

significant drift in the malate peaks and were therefore ruled out. Further details on these

experiments can be found in the Supplementary Information.

To test the divalent cation coordination cation hypothesis, separate aliquots of buffered

sodium malate solution were spiked with increasing concentrations of zinc (in the form of

ZnCl2) and magnesium (in the form of MgCl2), two metal cations naturally present in coconut

water, and the drift in chemical shift of the malate signal at ~2.7 ppm examined. All analysis

was performed on this signal as it was the most sharply defined and contained a consistent

double doublet; however, a similar drift was present in all three malate signals.

The presence of divalent cations led to a significant increase in chemical shift. The addition

of MgCl2 solution to the sodium malate solution led to the malate signal to shift to more

positive values, which is in agreement with the effect observed with increasing

concentrations of coconut water. Furthermore, based on the linear interpolation of the fit, the

12

250

251

252

253

254

255

256

257

258

259

260

261

262

263

264

265

266

267

268

269

270

271

272

273

Page 13:  · Web viewDetection of the Adulteration of Fresh Coconut Water via NMR Spectroscopy and Chemometrics Paul I. C. Richardson1, Howbeer Muhamadali1,2, Yang Lei1, Alexander P. Golovanov1*,

amplitude of the drift fits with that found in coconut water. The concentrations of the two

main divalent cation constituents in coconut water, calcium and magnesium, add up to a total

of ~17 mM: similar addition of MgCl2 would lead to an approximate shift of 0.017 ppm,

based on the results presented in Figure 5B, which matches the total magnitude of 0.017-

0.022 ppm drift observed as a result of adulteration (Figure S3). The agreement between the

shifts in adulteration experiments and separate malate titration with divalent metal ions

provides strong evidence to defend our hypothesis that the signal shift is due to changed

metal coordination state of malate. Furthermore, increasing the concentration of Zn2+ (Figure

S5) to 10 mM led to a drift of 0.05 ppm in the chemical shift; although the concentration of

zinc cations in coconut water is <0.1 mM, meaning the absolute shift as a result of the

presence of Zn cations is likely not very significant, the presence of this effect provides

further evidence for these cations being the source of the drift.

A final confirmation of our hypothesis was acquired through the dilution of the final MgCl2-

spiked sodium malate solution with buffer solution (Figure 6). Although the change in

chemical shift was less linear than that observed in the spiking experiments, the chemical

shift did return close to its original position prior to spiking with divalent cations (Figure 5A).

Interestingly, while the source of the signal drift has now been accounted for, the relative

signal broadening of malate peaks when the higher percentage of coconut water is present in

the sample is currently unclear but can likely be explained by further malate binding to other

yet unknown natural ingredients of coconut water. Importantly, malate signals serve as a

sensitive reporter for the relative concentration of this genuine product in adulterated

samples.

4. Conclusion

13

274

275

276

277

278

279

280

281

282

283

284

285

286

287

288

289

290

291

292

293

294

295

296

297

Page 14:  · Web viewDetection of the Adulteration of Fresh Coconut Water via NMR Spectroscopy and Chemometrics Paul I. C. Richardson1, Howbeer Muhamadali1,2, Yang Lei1, Alexander P. Golovanov1*,

Coconut water is a refreshing and nutritious beverage which has gained huge popularity in

recent years4. This sudden increase in popularity and sales, however, has greatly increased the

vulnerability and potential risk of illicit behaviours such as economically motivated

adulteration (food fraud). Further, this relatively recent and sudden increase in popularity and

sales of this product could be said to result in there not currently being a sufficient range and

application of testing methods available to food regulatory bodies, which instead rely on

IRMS and SNIF-NMR. Here, we proposed a combination of NMR and chemometrics to

create a powerful model which, importantly, requires virtually no sample preparation. Using

this approach, we were able to detect substitution of coconut water with a sugar solution

emulating the natural concentrations of glucose, fructose and sucrose (this drink’s major

soluble solids) at levels as low as 1.3%, while being able to quantify it to within 0.6% error.

Additionally, we investigated a regular linear drift observed in the chemical shift of malate

peaks as the percentage of adulteration increased. While changes in pH and concentration of

malate were not found to be significant, changes in the concentration of 2+ cations was found

to cause a drift in our malate solution that is in complete agreement with our findings in

coconut water spectra. Chemical shift being an absolute measurement, this property could be

utilised as a diagnostic marker21 of adulteration indicative of the intentional substitution, or

stretching, of coconut water with foreign, cheaper liquids.

Acknowledgements:

DIE and RG thank the UK ESRC and UK FSA for funding (Food fraud: a supply network

integrated systems analysis (Grant number ES/ M003183/1)).

14

298

299

300

301

302

303

304

305

306

307

308

309

310

311

312

313

314

315

316

317

318

319

320

Page 15:  · Web viewDetection of the Adulteration of Fresh Coconut Water via NMR Spectroscopy and Chemometrics Paul I. C. Richardson1, Howbeer Muhamadali1,2, Yang Lei1, Alexander P. Golovanov1*,

References:

1 S. Ikram, U. Habib and N. Khalid, Pakistan J. Agric. Sci., 2012, 49, 121–125.

2 G. A. Petroianu, M. Kosanovic, I. Saad Shehatta, B. Mahgoub, A. Saleh and W. H. Maleck, J. Trace Elem. Exp. Med., 2004, 17, 273–282.

3 B. Eiseman, AMA Arch Surg., 1954, 68, 167–178.

4 J. Glotz, Infographic: The UK coconut water market at a glance, https://www.thegrocer.co.uk/buying-and-supplying/categories/soft-drinks/infographic-the-uk-coconut-water-market-at-a-glance/541126.article, (accessed 12 October 2017).

5 P. Batugal and R. Bourdeix, in Coconut Genetic Resources, eds. P. Batugal, V. R. Rao and J. Oliver, 2005, pp. 251–267.

6 D. I. Ellis, H. Muhamadali, S. A. Haughey, C. T. Elliott and R. Goodacre, Anal. Methods, 2015, 7, 9401–9414.

7 D. I. Ellis, V. L. Brewster, W. B. Dunn, J. W. Allwood, A. P. Golovanov and R. Goodacre, Chem. Soc. Rev., 2012, 41, 5706–5727.

8 Z. Ma, L. Ge, A. S. Y. Lee, J. W. H. Yong, S. N. Tan and E. S. Ong, Anal. Chim. Acta, 2008, 610, 274–281.

9 N. R. Sucupira, E. G. Alves Filho, L. M. A. Silva, E. S. de Brito, N. J. Wurlitzer and P. H. M. Sousa, Food Chem., 2017, 216, 217–224.

10 P. I. C. Richardson, H. Muhamadali, D. I. Ellis and R. Goodacre, Food Chem., , DOI:10.1016/j.foodchem.2018.08.038.

11 L. Sorias, It’s now Solo ‘coconut flavoured’ water, http://www.trinidadexpress.com/20160617/news/its-now-solo-coconut-flavoured-water, (accessed 18 September 2017).

12 Food Standards Agency, V Fresh Coconut Milk Drink withdrawn because it contains milk, https://www.food.gov.uk/news-updates/news/2015/14760/v-fresh-coconut-milk-drink-withdrawn-due-to-undeclared-milk, (accessed 18 September 2017).

13 Food Standards Agency, Interlink Direct recalls its Orthodox Coconut Palm brand Coconut Juice due to undeclared milk, https://www.food.gov.uk/news-updates/news/2015/14774/interlink-direct-recalls-its-orthodox-coconut-palm-brand-coconut-juice-due-to-undeclared-milk, (accessed 18 September 2017).

14 J. Glotz, FSA probe finds widespread addition of undeclared sugar in coconut water, https://www.thegrocer.co.uk/buying-and-supplying/categories/soft-drinks/fsa-probe-finds-widespread-addition-of-undeclared-sugar-in-coconut-water/558787.article.

15 E. Jamin, R. Guérin, M. Rétif, M. Lees and G. J. Martin, J. Agric. Food Chem., 2003, 51, 5202–5206.

16 I. J. Košir, M. Kocjančič, N. Ogrinc and J. Kidrič, Anal. Chim. Acta, 2001, 429, 195–

15

321

322

323324

325

326327328

329330

331332

333334

335336

337338

339340

341342343

344345346

347348349350351

352353354

355356

357

Page 16:  · Web viewDetection of the Adulteration of Fresh Coconut Water via NMR Spectroscopy and Chemometrics Paul I. C. Richardson1, Howbeer Muhamadali1,2, Yang Lei1, Alexander P. Golovanov1*,

206.

17 G. G. Martin, Y. L. Martin, N. Naulet and H. J. D. McManus, J. Agric. Food Chem., 1996, 44, 3206–3213.

18 U. Santoso, K. Kubo, T. Ota, T. Tadokoro and A. Maekawa, Food Chem., 1996, 57, 299–304.

19 P. S. Gromski, H. Muhamadali, D. I. Ellis, Y. Xu, E. Correa, M. L. Turner and R. Goodacre, Anal. Chim. Acta, 2015, 879, 10–23.

20 G. Campo and J. I. Santos, 2006, 556, 462–468.

21 D. I. Ellis, H. Muhamadali, D. P. Allen, C. T. Elliott and R. Goodacre, Curr. Opin. Food Sci., 2016, 10, 7–15.

16

358

359360

361362

363364

365

366367

368

369

Page 17:  · Web viewDetection of the Adulteration of Fresh Coconut Water via NMR Spectroscopy and Chemometrics Paul I. C. Richardson1, Howbeer Muhamadali1,2, Yang Lei1, Alexander P. Golovanov1*,

Figures and tables:

Figure 1: PCA scores plots for adulteration of coconut water with our mixed sugar solution.

To obtain a meaningful representation of the variance within different regions of the spectral

range, spectra were truncated into two sections prior to analysis: a sugar region (5.00 – 3.20

ppm) containing higher intensity peaks originating from glucose, sucrose and fructose; and a

coconut region (3.20 –-0.05 ppm) containing signals originating from other components of

coconut water. A: PCA scores plot for the coconut region, obtained with two PCs and 89.7%

total explained variance (EV). B: PCA scores plot for the sugar region, obtained with two

PCs and 88.4% TEV. The inset colour bars represent the percentage level of adulteration.

17

370

371

372

373

374

375

376

377

378

379

380

Page 18:  · Web viewDetection of the Adulteration of Fresh Coconut Water via NMR Spectroscopy and Chemometrics Paul I. C. Richardson1, Howbeer Muhamadali1,2, Yang Lei1, Alexander P. Golovanov1*,

Figure 2A : 1H NMR spectra for the adulteration of coconut water with our mixed sugar

solution ranging from 0% (blue) to 100% (red) adulteration. Spectra have been truncated to

show only the main saccharide signals (4.25-3.20 ppm); the inset colour bars represent the

percentage level of adulteration. B: PC 1 loadings plot for the spectral dataset above,

demonstrating the variance associated with each chemical shift measured. Negative loadings

indicate a higher intensity at that chemical shift at lower adulteration levels, while positive

loadings indicate a higher intensity at higher adulteration levels. NMR spectra for sucrose

(blue), glucose (green) and fructose (red) obtained from literature are also presented in B.

18

381

382

383

384

385

386

387

388

389

390

391

392

Page 19:  · Web viewDetection of the Adulteration of Fresh Coconut Water via NMR Spectroscopy and Chemometrics Paul I. C. Richardson1, Howbeer Muhamadali1,2, Yang Lei1, Alexander P. Golovanov1*,

Table 1: PLSR results for the optimal models of the sugar region, coconut region, and the

combined spectral range. LVs represents the number of latent variables used in each model,

R² and Q² represent the goodness of the model’s fit to the dataset, while trn, CV and tst

denote results pertaining to the training, cross-validation and test set, respectively. The limit

of detection (LOD) is also presented. For the coconut (CW) region, the results of two models

with different number of LVs used in model construction are presented as both seemed

equally viable.

Method LVs

R² Q² (CV)

Q²(tst)

RMSE (trn, %)

RMSE (CV, %)

RMSE (tst, %)

LOD (%)

Sugar region 3 0.9992 0.9991 0.9991 0.8863 0.7810 0.8416 1.9836

CW region 3 0.9994 0.9989 0.9991 0.7631 0.8426 0.8515 1.6790

CW region 5 0.9999 0.9995 0.9999 0.2993 0.5541 0.2974 0.6513

Full Range 4 0.9998 0.9995 0.9996 0.4948 0.5889 0.5767 1.3418

Figure 3: PLSR results plots comparing the predicted actual concentrations for the coconut

region (A), sugar region (B) and combined spectral range (C). For Figure 3A, the model with

3 LVs was used.

19

393

394

395

396

397

398

399

400

401

402

403

404

405

Page 20:  · Web viewDetection of the Adulteration of Fresh Coconut Water via NMR Spectroscopy and Chemometrics Paul I. C. Richardson1, Howbeer Muhamadali1,2, Yang Lei1, Alexander P. Golovanov1*,

Figure 4A-C: 1H NMR spectra for the adulteration of coconut water with our mixed sugar

solution ranging from 0% (blue) to 100% (red) adulteration, zoomed in on each peak

assigned to malate. 4D-E: chemical shift of malic acid peaks plotted against level of

adulteration (0% being pure coconut water, 100% being pure sugar solution) for the malate

signal at ~2.7 ppm, along with regression results.

20

406

407

408

409

410

411

412

413

Page 21:  · Web viewDetection of the Adulteration of Fresh Coconut Water via NMR Spectroscopy and Chemometrics Paul I. C. Richardson1, Howbeer Muhamadali1,2, Yang Lei1, Alexander P. Golovanov1*,

Figure 5A: Overlaid 1H NMR spectra depicting the effect on the ~2.7 ppm malate

signalmultiplet of the incremental addition of aqueous Mg2+ (MgCl2) to a buffered 3.44

mg.mL-1 solution of sodium malate ranging from 0 mM Mg2+ (blue) to 31.43 mM Mg2+ (red).

B: Plot comparing the drift in chemical shiftof each peak in the malate signal

multipletrelative to its corresponded initial position prior to addition of Mg2+ ions.

21

414

415

416

417

418

419

420

Page 22:  · Web viewDetection of the Adulteration of Fresh Coconut Water via NMR Spectroscopy and Chemometrics Paul I. C. Richardson1, Howbeer Muhamadali1,2, Yang Lei1, Alexander P. Golovanov1*,

Figure 6A: Overlaid 1H NMR spectra depicting the effect of dilution of the sample containing

sodium malate mixture with MgCl2. The malate signal at ~2.7 ppm was monitored, with

spectra overlaid for various proportions of these original components, from 100% in the

undiluted sample to 6.25% for the most diluted one. B: Plot comparing the drift in chemical

shift of each peak in the malate signal multipletrelative to its position in the undiluted sample.

22

421

422

423

424

425

426