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    WCDMA HSUPA

    Principles

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    Foreword

    HSUPA: High Speed Uplink Packet Access

    HSUPA, as one of important feature from Huawei RAN6,

    has been taken as an important enhancement to improve

    the network performance

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    Objectives

    Upon completion of this course, you will be able to:

    Outline the protocol architecture of HSUPA

    Know the key technologies of HSUPA

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    Contents

    1. Introduction of HSUPA

    2. HSUPA Concepts

    3. Physical Layer Channels and Processing

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    High Speed Uplink Packet Access

    Driver force for HSUPA

    Data Rate demand for higher peak data rates in uplink

    Qos lower latency

    Capacity better uplink throughput

    Coverage better uplink coverage for higher data rate

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    UMTS Data Rate Evolution

    GSM GPRS

    EDGE

    WCDMAR99 HSDPAR5 HSUPAR6

    Mobile Network Uplink Peak Data Rate Downlink Peak Data Rate

    GSM 9.6Kbps 9.6Kbps

    GPRS 20Kbps 40Kbps

    EDGE 60Kbps 120Kbps

    WCDMA Release 99 384Kbps 384Kbps

    HSDPA Release 5 384Kbps 10Mbps

    HSUPA Release 6 1.4Mbps/5.76Mbps 10Mbps

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    Release 99 Uplink Packet Data

    DCH (Dedicated Channel)

    Variable spreading factor

    Closed loop power control

    Macro diversity (soft handover)

    RACH

    Common spreading code

    Fixed spreading factor

    No closed loop power control

    No soft handover

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    Release 99 Uplink Limitation

    Large scheduling delay

    Radio resource is controlled from RNC

    Large latency

    Transmission time interval duration of 10/20/40/80ms

    RNC based retransmission in case of errors (RLC layer)

    Limited uplink data rate

    Deployed peak data rate is 384kbps with limited subscriber

    number

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    High Speed Uplink Packet Access

    E-DCH channel has been introduced

    Interference is shared by multiple users

    NodeB controls all UEs data rate with fast scheduling

    E-DCH

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    Improved Characters by HSUPA

    Higher peak data rate in uplink

    Reduced latency

    Faster retransmission to improve throughput

    Fast scheduling

    Optimize the resource allocation to maximize the total

    throughput

    Quality of Service support

    Improve QoS control and resource utilization

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    HSUPA Key Technology Overview

    HSUPA key technologies

    2ms TTI

    Fast scheduling

    Lower SF

    New Channels

    Fast L1 HARQ

    Improved

    Cell Capacity

    Higher PeakData Rate

    Lower Latency

    Improved QoS

    Support

    Fast ResourceScheduling

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    Application Scenarios for HSUPA

    VoIP (Voice over IP)

    Low latency, Quality of Service control and improved

    uplink capacity

    Game

    Lowe latency, fast resource allocation

    Personal blog update

    Upload personal essay, video, music and picture

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    Contents

    1. Introduction of HSUPA

    2. HSUPA Concepts

    3. Physical Layer Channels and Processing

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    HSUPA vs. HSDPA

    HSDPA HSUPA

    New high-speed shared channel Dedicated channel with

    enhanced capabilities

    HARQ with fast retransmission at layer 1

    Rate/modulation adaptation

    Single serving cell

    Fast power control

    Soft handover

    Fast NodeB scheduler

    Shared NodeB power and code

    Fast NodeB scheduler

    Rise-over-Thermal (ROT)

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    Rise-over-Thermal Noise

    In order to decode received data correctly, the uplink

    interference shall be controlled.

    Rise-over-Thermal is a measure of the uplink load.

    NodeB monitors uplink interference and tells UE

    how much power can be used to transmit uplink data.

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    HSUPA Key Technologies NodebB

    Scheduling During HSUPA operation NodeB scheduler considers the

    trade-off between the following two points:

    Several users those want to transmit at high data rate all the

    time

    Satisfying all requested grants while preventing overloading

    and maximizing resource utilization

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    HSUPA Key Technologies 2ms TTI

    Shorter TTI of 2ms

    In HSUPA both 10ms TTI and 2ms TTI are supported.

    A shorter TTI allows reduction of the latency and increasing the

    average and peak cell throughput.

    TTI for HSUPA (E-DCH)

    TTI for DCH

    2ms

    10ms

    40ms

    20ms

    10ms

    80ms

    HSUPA K T h l i Hi h D t

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    HSUPA Key Technologies Higher Data

    Rate For a 10ms TTI UE, peak data rate is limited to 2 Mbps.

    For a 2ms TTI UE, the theoretical maximum data rate is 5.76Mbps.

    The conditions to get 5.76 Mbps

    Lower channel coding gain

    Effective code rate = 1

    Requires very good channel conditions to decode

    Lower spreading factor

    UE uses SF 2

    Multi-code transmission

    UE uses 4 codes, 2 with SF2 and 2 with SF4

    Calculation of 5.76 Mbps: 2 (3840000 / 2) + 2 (3840000 / 4) = 5.76Mbps

    Two codes with SF2 Two codes with SF4

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    HSUPA Key Technologies HARQ

    Hybrid-ARQ

    N-channel stop-and-wait protocol, with 4 HARQ processes for

    10ms TTI and 8 HARQ processes for 2ms TTI

    Synchronous retransmission Separate HARQ feedback is provided per radio link.

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    HSUPA Key Technologies New

    Channels Five new physical channels and one new transport channel

    are introduced to support HSUPA.

    E-HICH: Carry ACK/NACK for HARQ

    E-RGCH: Carry relative grant for scheduling

    E-AGCH: Carry absolute grant for scheduling

    E-DPDCH: Carry uplink HSUPA data (carry E-DCH)

    E-DPCCH: Carry control information related to uplink HSUPA data

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    HSUPA Key Technologies New

    Channels (cont.)

    DCCH DTCH

    E-DCH

    E-DPCCH

    E-DPDCH

    E-HICH

    E-AGCH

    E-RGCH

    The channel mapping in HSUPA:

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    HSUPA Channel Operation

    The UE sends a transmission request tothe NodeB for getting resources.

    The NodeB responds to the UE with a

    grant assignment, allocating uplink band

    to the UE.

    The UE uses the grant to select the

    appropriate transport format for the Data

    transmission to the NodeB.

    The NodeB attempts to decode the

    received data and send ACK/NACK to

    the UE. In case of NACK, data may be

    retransmitted.

    NodeB

    1.REQ

    UEST

    3.DATA

    2.GRA

    NT

    4.ACK

    /NACK

    UE

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    HSUPA Channel Operation (continued)

    1. Transmission Request

    The UE request data

    transmission by the scheduling

    information (SI), which is

    determined according to the UE

    power and buffer data

    availability.

    The scheduling information issent to the NodeB.

    UE

    UE Buffer UE Power

    Scheduling Information (SI)

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    HSUPA Channel Operation (continued)

    2. Grant Assignment

    The Node B determines the UE

    grantby monitoring uplink

    interference (RoT at he receiver),

    and by considering the UE

    transmission requests and level of

    satisfaction.

    The grant is signaled to the UE bynew grant channels.

    NodeB

    RoT SI

    GRANT

    Satisfaction

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    HSUPA Channel Operation (continued)

    3. Data Transmission

    The UE uses the received grant

    and, based on its power and data

    availability, selects the E-DCH

    transport format and the

    corresponding transmit power.

    Data are transmitted by the UE on

    together with the related controlinformation.

    UE

    GRANT

    UE Power

    Data and related

    control information

    UE Buffer

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    HSUPA Channel Operation (continued)

    4. Data Acknowledgment

    The NodeB attempts to decode

    the received data and indicates to

    the UE with ACK/NACK.

    If no ACK is received by he UE,

    the data may be retransmitted.NodeB

    ACK/NACK

    Data and related

    control information

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    HSUPA Protocol Stack

    SM (Session Management)

    GMM (GPRS Mobility Management)

    RRC (Radio Resource Control)

    MAC-es and MAC-d (Medium Access Control)

    RLC (Radio Link Control)

    MAC-e

    Physical LayerIub Interface

    Iu Interface

    UE NodeB RNC SGSN

    AS

    NAS

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    E-DCH Active Set and Mobility Support

    There are three different types ofradio links in the UE E-DCH active

    set:

    Serving E-DCH Cell: The cell from

    which UE receives AGCH.

    Serving E-DCH RLS: Set of cells that

    contain at least the serving cell and

    from which the UE can receive

    RGCH

    No-Serving RL: Cell that belongs to

    the E-DCH active set but not belong

    to the serving RLS and from which

    the UE can receive a RGCH.

    Serving

    E-DCH cell

    Serving E-DCH

    Radio Link Set

    (RLS)

    Non-Serving

    E-DCH Radio

    Link (RL)

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    HSUPA UE Capabilities

    E-DCH

    category

    Max number

    ofE-DPDCH

    channels

    Minimum

    SF

    Supported

    TTI

    Peak rate

    for TTI =

    10MS

    Peak rate

    for TTI =

    2ms

    Category 1 1 SF4 10ms 711kbps --

    Category 2 2 SF4 2&10 ms 1448kbps 1448kbps

    Category 3 2 SF4 10ms 1448kbps --

    Category 4 2 SF2 2&10 ms 2000kbps 2886kbps

    Category 5 2 SF2 10ms 2000kbps --

    Category 6 4 SF2 2&10ms 2000kbps 5742kbps

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    Contents

    1. Introduction of HSUPA

    2. HSUPA Concepts

    3. Physical Layer Channels and Processing

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    New Channels for HSUPA

    Uplink Transport Channel

    E-DCH: Carries high speed uplink data

    Uplink Physical Channels

    E-DPDCH: Carries E-DCH

    E-DPCCH: Carries control signal for E-DPDCH

    Downlink Physical Channels

    E-HICH: Carries HARQ ACK/NACK indicator for E-DCH

    E-RGCH: Carries relative grant determined by the scheduler

    E-AGCH: Carries absolute grant determined by the scheduler

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    New Channels in HSUPA Operation

    1. The UE sends a request for resources. The

    request includes status of its data buffers and

    is sent on E-DPDCH.

    2. Based on the request from the UE, the

    Node B allocates a resource grant to the UE.

    The grant is sent on the E-AGCH channel. 3. This grant can be modified by the Node B

    every TTI using the E-RGCH channel.

    4. The UE transmits data on E-DPDCH.

    Control information needed to decode the

    data is sent on E-DPCCH.

    5. The Node B decodes the received packet

    and informs the UE whether it could decode

    the data successfully or not on the E-HICH

    channel.

    E-DPDCH

    E-DPCCH

    E-AGCH

    E-RGCH

    E-HICH

    1

    4

    3 521

    4

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    E-DCH

    E-DCH is mapped to one or more E-DPDCHs.

    Control information for E-DCH is sent to E-DPCCH.

    One transport block (TB) is transferred in one TTI.

    Transmission time interval (TTI) can be 10ms or 2ms.

    Support for 10ms is mandatory in the UE.

    Support for 2ms is mandatory for UE with E-DCH peak

    capability above.

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    E-DCH Channel Coding

    CRC

    A 24 bit CRC is attached to the

    transport block.

    Channel Coding Turbo coding with 1/3 coding

    ratio

    Transport block

    from MAC

    Add CRC

    attachment

    Code block

    segmentation

    Channel coding

    Physical layer HARQ/

    rate matching

    Physical channel

    segmentation

    Interleaving & physical

    Channel mapping

    Physical channel(s)

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    E-DCH HARQ Rate MatchingTransport block

    from MAC

    Add CRC

    attachment

    Code block

    segmentation

    Channel coding

    Physical layer HARQ/

    rate matching

    Physical channel

    segmentation

    Interleaving & physical

    Channel mapping

    Physical channel(s)

    Hybrid HARQ/Rate Matching

    Hybrid ARQ match the number of

    bits at the turbo coder to the total

    number of bits available in the E-

    DPDCH(s).

    Redundancy Version (RV)

    controls rate matching.

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    E-DCH Segmentation & Interleaving

    Physical Channel Segmentation

    To distribute bits among multiple E-

    DPDCH when more than one E-DPDCH is

    used.

    Interleaving

    The same as UL DCH interleaving

    Channel Mapping If more than one E-DPDCH is used, the

    bits should be mapped to different E-

    DPDCHs.

    Transport block

    from MAC

    Add CRC

    attachment

    Code block

    segmentation

    Channel coding

    Physical layer HARQ/

    rate matching

    Physical channel

    segmentation

    Interleaving & physical

    Channel mapping

    Physical channel(s)

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    E-DPDCH Spreading Code

    Nmax-dpdch E-DPDCHK Spreading Code

    0 E-DPDCH1Cch,SF,SF/4 if SF >= 4

    Cch,2,1 if SF = 2

    E-DPDCH2

    Cch,4,1 if SF = 4

    Cch,2,1 if SF = 2

    E-DPDCH3

    E-DPDCH4

    Cch,4,1

    1 E-DPDCH1 Cch,SF,SF/2

    E-DPDCH2Cch,4,2 if SF = 4

    Cch,2,1 if SF = 2

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    E-DPDCH I/Q Channel Mapping

    E-DPDCH1

    E-DPDCHK

    E-DPCCH

    .

    .

    .

    Channelization

    codeGain factor

    I + jQ

    Scrambling

    code

    IQk

    Nmax-

    dpdch

    HS-DSCH

    configuredE-DPDCH

    KIQ

    k

    0 NO/YES E-DPDCH1 I

    E-DPDCH2 Q

    E-DPDCH3 I

    E-DPDCH4 Q

    1 NO E-DPDCH1 Q

    E-DPDCH2 I

    1 YES E-DPDCH1 I

    E-DPDCH2 Q

    E-DPDCHk is mapped to I brand or

    Q brand according to IQk.

    E-DPCCH is always mapped to I

    branch.

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    E-DPCCH

    E-DPCCH is always transmitted on uplink with E-DPDCH.

    Always transmitted with E-DPDCH simultaneously.

    E-DPCCH includes:

    RSN: Uplink HARQ transmission number

    E-TFCI: E-DCH transport format combination indicator

    Happy Bit: for support of scheduling

    Channelization code for E-DPCCH is Cch,256,1

    Always mapped to I branch

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    E-DPCCH Coding

    Data in one E-DPCCH subframe

    RSN: 2 bits

    E-TFCI: 7 bits

    Happy bit: 1 bit

    For 10ms TTI, the same coded bit

    sequence is transmitted in 5 sub-

    frames.

    Multiplexing

    Channel Coding

    Physical channel mapping

    one E-DPCCH subframe

    RSN E-TFCI Happy bit

    10 bits

    30 bits

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    E-DPCCH Coding (continued)

    RSN bits in E-DPCCH are used to indicate the type ofredundancy version (RV) of each HARQ transmission and to aid

    in soft buffer management at the NodeB.

    RSN = 0: First transmission

    RSN = 1: Second transmission

    RSN = 2: Third transmission

    RSN = 3: Additional transmission

    RV selection rules:

    UTRAN can configure the UE to use RV = 0 for all transmissions.

    Or UTRAN can configure the UE to use RSN to change RV.

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    E-DPCCH & E-DPDCH Frame Format

    Slot 0 Slot 1 Slot 3 Slot i Slot 14

    10 bits

    Data, Ndata bits

    1 subframe = 2ms

    1 frame = 10ms

    E-DPDCH

    E-DPCCH

    2560 chips

    2560 chips, Ndata = 10*2kbits (k = 07)

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    E-AGCH

    E-AGCH is a common downlink channel.

    Fixed data rate: 30kbps

    QPSK modulation

    Spreading factor: 256

    E-AGCH carries absolute grant for E-DCH for all UEs in the cell.

    Transmission on E-AGCH can be 2ms or 10ms.

    2ms if E-DCH TTI is 2ms

    10ms if E-DCH TTI is 10ms

    UE listens to the E-AGCH from the serving cell only.

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    E-AGCH Coding Multiplexing

    5 bits for the absolute grant values 1 bit (Xags) for the scope of the grant

    CRC

    16 bits CRC is masked with E-RNTI

    E-RNTI is used to address UE.

    Channel Coding

    Rate 1/3 convolutional coding

    Rate Matching

    Puncturing to get 60 bits from 90 bits generated after

    channel coding

    Physical Channel Mapping

    60 bits mapped to one subframe (20 bits per slot)

    For 10ms TTI, same bits get repeated for all 5

    subframe

    Multiplexing

    ID specific

    CRC attachment

    Channel coding

    Rate matching

    Physical channel

    mapping

    5 bits grant 1 bit scope

    One E-AGCH subframe

    6 bits

    22 bits

    90 bits

    60 bits

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    E-AGCH Frame Format

    Slot 0 Slot 1 Slot 3 Slot i Slot 14

    20 bits

    1 subframe = 2ms

    1 frame = 10ms

    E-AGCH

    2560 chips

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    E-HICH

    E-HICH is a dedicated downlink channel that carries HARQ

    ACK/NACK.

    QPSK modulation

    Spreading factor is 128 and the channelization code for E-HICH is

    same with E-RGCH.

    Transmitted from all cells in the E-DCH active set.

    ACK/NACK is indicated using a binary indicator.

    ACK is +1.

    NACK from cells in serving E-DCH radio link set is -1.

    NACK from cells not in serving E-DCH radio link set is 0 (DTX).

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    E-RGCH & E-HICH Coding

    Same channelization code Cch,128,k

    Different signature sequences, Css,40,m(i) and Css,40,n(i) for slot i

    S

    /p

    Q

    P

    S

    K

    1/0/-1

    (UP/HOLD/DOWN)

    Css,40,m(i)

    40 bits/slot

    j

    Cch,128,k

    Scrambling GRGCH

    S

    /

    p

    Q

    PS

    K

    1/(-1 or 0)

    (ACK/NACK)

    Css,40,n(i)

    40 bits/slot

    j

    Cch,128,k

    Scrambling GHICH

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    Channel Configuration

    E-DCH can be established in combination with the followingdownlink configurations:

    Downlink DCH only

    HS-DSCH only

    Both DCH and HS-DSCH

    The following uplink configuration are possible:

    Uplink DCH only

    E-DCH only

    Both uplink DCH and E-DCH

    Downlink and uplink configurations can be combined

    independently.

    C C f

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    Uplink Channel Configuration with

    HSUPA

    Configurations DPDCH HS-

    DPCCH

    E-

    DPDCH

    E-DPCCH

    DCH only 6 1 - -

    DCH + E-DCH 1 1 2 1

    E-DCH only - 1 4 1

    The maximum number of each type of channels for each possibleuplink channel configuration except for DPCCH

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