Warren W Eginton Financial Disclosure Report for 2009

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  • 8/3/2019 Warren W Eginton Financial Disclosure Report for 2009

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    [x an 1o I FINANCIAL DISCLOSURE REPORT R e p o r t R e q u i r e d b y l h e E t h i c sin Government Act o/1978 m , v . J / 2 o t o FOR CALENDAR YEAR 2009 ( 5 u . s . c , a p p . ,~ I . Person R e p o r t i n g ( l a s t n a m e , f i r x t , m i d d l e i n i t i a l) 2. Cour t o r Organiza t ion 3 . Date of ReporlEGINTON, WARREN W. U.S. DISTRICT COURT - CT 0513/2010

    4. Ti t le (Article I I l judges indicate act ive or sen ior s tares; I 5 a . R e p o r t T y p e ( c h e e k a p p r o p r i a t e t y p e ) 6, Repor t ing Per iodmagist rate judge~ indicate fuj i - or pan - t ime): I --] Nomina t ion , D a t e 01/01/2009SENIOR U.S . DISTRICT JUDGE , [] Initial [] Annual [] Final to1 2 / 3 1 1 2 0 0 95 b . [] A m e n d e d R e p o r t

    7 . C h a m b e r s o r O f f ic e A d d r e s ~ 8 . O n t h e b a s i s o f t h e i n f o r m a t i o n c o n t a i n e d i n t h i s R e p o r t a n d a n ymo dif ica t ions per ta in ing there to , I t I s , in m y o p i n i o n , I n c o m p l i a n c eU.S . CO URTH O USE - ROOM 33 5 with appl icable taws and regula t ions .915 LAFAYETTE BLVD.BR1DGEPORT,CT 06604-4765 Reviewing Off ice r D a t e

    I M P O R T A N T N O T E S : T h e i n s t r u c t i o n s accom pan.~ing th is form must be fo l lewe~L Com plete a ll par ts ,checldng the NONE, box for each part where you have no reportable information. Sign on last page.

    I . P O S I T I O N S . < R e ~ o , i n ~ i , a ~ . t o ~ t ~ ; ~ e , ~ e . ~ - ~ ~ o / /a i .z + ~ t ,~ a i o ~ )[~ NONE (No reportable positions.)

    pOSITION N A M E , O F O R G A N I Z A TI O N /E N TI TYI. HONORARY TRUSTEE LOOMIS CH AFFEE SCHOOL2. ADVISORY TRUSTEE HILLA REBAY FOUNDATION3. DIRECTOR EMERITU S PINE ISLAND CAM P4. BO A RD M EM BER ADVISORY COMM ITTEE OF THE JUDICIARY LEADERSHIP

    DEVELOPMENT COUNCIL

    I I . A G R E E M E N T S . t + , , o , ,i ~ + i . a ~ U : n t o ~ + ~ ; : e , + + 1 4 - 1 6 o f fi l i n g i n s t r u e t i o n s . )

    ~ PARTIES A~ T E R M S

    2.

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    Name of Person Reporting Date of ~eportPageFINANCIAL2 of 6 DISCLOSURE REPORT [ EGINTON, WARREN W. 05/3/2010

    III. NON-INVESTMENT INCOME. (gepo~,~n~A. Filers N o n -I n v e s t m e n t I n c o m e

    NONE (No reportable non-inv~tment income.)DATE S_~QURCE AND TYPE INCOME( you r s , no t s pous e s )

    I.

    2.

    3.4.

    B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - If you were married during any l~ortian of the reporting )~ar, complete this section.(Dollar amount not required except for honoraria.)

    [] N O N E ( N o repor t able n on- i nves tmen t i ncom e. )DATE SOURCE AND TYPE

    I.2.

    3.4.

    IV. R E I M B U R S E M E N T S --,ra~portatio~, t oag i .g , oo~ , entertainment.(Includes those to spouse and dependent children; see pp. 25-27 offding instructior~,)

    NONE (No reportable reimbursements.)S _ _ O _ U _ I L C ~ - ~ LOCATION PURPOSE I T E M S P A I D O R ; P R O V I D ED

    I.2.3.4.5.

  • 8/3/2019 Warren W Eginton Financial Disclosure Report for 2009

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    FINANCIAL D IS C L O S U R E R E P O R T [ ~ .... fP .... ~ e p o r t i . ~Page 3 of 6

    I EGINTON, W A R R E N W .0 5 / 3 1 2 0 | 0

    V . G I F T S . a n a ~ d , ~ th o , , to ~ o u s , u ~ d ~ , ~ n ~ e ~ children; see p p . 2 ~ - 3 1 o filling instructions.)N O N E (No reportable gifts.)

    SOURCE DESCRIPTIONI.2.3.4.5.

    V I . L I A B I L I T I E S . a , , c l ~ d ~ t ~ , o s o o ~ ~ . . .. .. , ~ , ~ o ~ , , ,, d e n , ~ h i t ~ , ,~ ~ , ~ ,~ . ~ Z - J Z o / p ~ i , , ~ i , ,~ , r u ~ i o , ,~ )N O N E (No repo rtable liabilities.)

    CREDITOR DESCRIPTION VALUE CODEI.2.3.4.5.

  • 8/3/2019 Warren W Eginton Financial Disclosure Report for 2009

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    FINANCIAL DISCLOSURE REPORT NameofP ..... Reporting I Date of Repot ,Page 4 of 6 EGINTON, \VARREN W.I

    0513~010

    V I I . I N V E S T M E N T S a n d T R U S T S - ~ . c o ~ o , , , .t . . . , .. . .. . a o . ~ anctudes d, o se of sp ...... d dependant children; s e e p p . 3 4 - 6 0 of filing instructionx.)I----] NONE (No reportable inco me , assets, or transaction s.)

    A. ! B C. D.Desc r i p t i on o fAsse~ s

    [I n c o m e d u r in g G r o s s v a l u e a t e nd Tra n s a c t i o n s d u r i n g r e po r t i n g p e r i o d

    ( in c lu d in g tru s t a s s e ts ) r e p o ~ .in g p e r io d o f r ep o r t i ng p e r i od(l) (2 ) (i) --(2) (I) (2) (3) (4) I (5 )

    P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t I V a l ue V a u e Ty p e ( e . g . , Date Value GainI I d e n t i t y o fCdel [

    Type(eg"

    [ ~

    e x e m p t f r o m p r i o r d i s c lo s u r e d i v . , r e n t , Co d e 2 M e th o d bu y, s e ll , mm.Ydd /yy Code 2 C o d e I buye r / s e l l e r(A-H) o r i n t . ) ( J -P ) C o d e 3 r e d e m p t i o n ) A-H) ( i f p r i v a t e( Q-W) t r a n sa c t i on )

    I. MYSTIC WHALER CRUISES, INC. None K U

    1 0 .

    112.

    1 3 .

    1 4 .

    1 5 .

    1 6 .1 7 .

    l , l no t ne Gai n Codes : A ~1.000 or l e ss B :$1.001 - $2.500 C =$2,501 - $5,000 D ~$5,001 - $15,000 E =$15 ,1)OI. $50,000( S c C o lum n s B I a n d D 4 ) F =t50,001 - $ 100,000 G =$1 00.001 - $1.000,000 HI -$1 ,000,001 - $5 ,000,000 H 2 = M o r t h a n $ 5 , 0 0 0 .0 0 Q2. Value COd~ ,I -$15,000 or less K *$1S,00I - $5 0,000 L -$5~ ,001 - $1 00,000 M ~ $100,001 - $250,000(See Co lurmas CI and D3) N -$2~0,001 - $500,000 O ~ $ 5 D 0 , 0 0 1 - $ 1 , 0 0 0 , 0 0 0 Pl = $1,~ 0,00| - $5,000,000 P2 "$5,000,00! - $25,00~,000P3 -$ 25,000,1K II - $50,000,000 P4 =More lhanL V~ lue M~ thod Codes Q ~App rats al R -Co st (Real Esta~," Only ) S ~Asscs smen t " 1 " ~ < : a s h M a r k e t( S e c Co ,u tah C2) LI =Book Value V =O~h~ W =Es t imat ed

  • 8/3/2019 Warren W Eginton Financial Disclosure Report for 2009

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    FINANCIAL DISCLOSURE REPORT r~ .... f P ..... R e p o r t i n g D a t e o f R e p o r tPage 5 of 6 E G I N T O N , W A R R E N W . 0 5 / 3 1 2 0 1 0

    VIII . ADDITIONAL INF ORM ATION O R EXPLANA TIONS. ~,dicaeo p,,, o,~Ropor~J

    O N F E B R U A R Y 7 , 19 92 , JU D G E R E M A R R I E D. T H I S R E PO R T C O N T A I N S N O I N F O R M A T I O N O N : ]. !UDGE DOES NOT SUPPORT ].INCOM E AND ESTATES ARE KEP T SEPARATE. SEPARAT E INCOME TAX RETURNS AP .E FILED. DETAILED LETTER OF EXPLANATION FILEDWIT }{ FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 1993. NO CHANG E IN 2009.

  • 8/3/2019 Warren W Eginton Financial Disclosure Report for 2009

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    F I N A N C I A L D IS C L O S U R E R E P O R T ~ . m eo te cr ~ o o a cp o .i. g ~ o ,. o rR ~ p o ~ t Page 60~" 6 EGINTON, WARREN W. 0513/2010

    IX . C E R T I F IC A T IO N .1 c e r t i f y th a t a l l i n f o rm a t i o n g i v e n a bo v e ( i n c l u d i n g i n f o rm a t io n p e r t a in i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i ld r e n , i f a n y ) i sa c c u r a t e , tr u e , a n d c o m p l e t e t o t h e be s t o f m y k n o w l e d g e a n d b e l ie f , a n d t h a t a n y in f o rm a t i o n n o t r e p o r t e d w a s w i t h h d d b e c a u s e i t m e t a p p l i c a b le ~ t a t u t o r y

    p r o v i s i o n s p e r m i t ti n g n o n - d i s c lo s u r e .! f u r t h e r c e r ti f y th a t e a r n e d i n c o m e f r o m o u t s id e e m p l o y m e n t a n d h o n o r a r ia a n d t h e a c c e p t a n c e o f g i f ts w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U .S .C . a p p . 50 1 e t . s e q . , 5 [ LS .C . 7 353 , a n d J u d i c i a l Co n f e r e n c e r e g u l a t i o n s .

    S ig n a t u r e___ .

    N O TE: A N Y IND IV ID U A L W I t O K N O ~V IN GLY A N D WILFU LLY FA LSIFIES O R FA ILS TO FILE T I t IS REPO RT M A Y BE SU B JECT TO C IV ILA N D CRIM IN A L SA N CTIO NS ( 5 U .S .C . a p p . 10 4 )

    FILING INSTRUCTIONSM a i l s i g n e d o r ig i n a l a n d 3 a d d i ti o n a l c o p i e s t o :

    C o m m i tt e e o n F i n a n c i a l D is c l o s u r eAdm i n i s t ra t iv e O f f i c e o f t h e U n i t e d S t a te s C ou r t sSu i t e 2 -301One Columbus Circle, N.E.W a s h i n g t o n , D .C . 205 4 4