8
REVIEW Vascular Risk Factors and Depression in Later Life: A Systematic Review and Meta-Analysis Vyara Valkanova and Klaus P. Ebmeier Reports of the association between cardiovascular risk factors and depression in later life are inconsistent; to establish the nature of their association seems important for prevention and treatment of late-life depression. We searched MEDLINE, EMBASE, and PsycINFO for relevant cohort or case control studies over the last 22 years; 1097 were retrieved; 26 met inclusion criteria. Separate meta-analyses were performed for Risk Factor Composite Scores (RFCS) combining different subsets of risk factors, Framingham Stroke Risk Score, and single factors. We found a positive association (odds ratio [OR]: 1.49; 95% confidence interval [CI]: 1.27–1.75) between RFCS and late-life depression. There was no association between Framingham Stroke Risk Score (OR: 1.25; 95% CI: .99–1.57), hypertension (OR: 1.14; 95% CI: .94–1.40), or dyslipidemia (OR: 1.08; 95% CI: .91–1.28) and late-life depression. The association with smoking was weak (OR: 1.35; 95% CI: 1.00–1.81), whereas positive associations were found with diabetes (OR: 1.51; 95% CI: 1.30–1.76), cardiovascular disease (OR: 1.76; 95% CI: 1.52–2.04), and stroke (OR: 2.11; 95% CI: 1.61–2.77). Moderate to high heterogeneity was found in the results for RFCS, smoking, hypertension, dyslipidemia, and stroke, whereas publication bias was detected for RFCS and diabetes. We therefore found convincing evidence of a strong relationship between key diseases and depression (cardiovascular disease, diabetes, and stroke) and between composite vascular risk and depression but not between some vascular risk factors (hypertension, smoking, dyslipidemia) and depression. More evidence is needed to be accumulated from large longitudinal epidemiological studies, particularly if complemented by neuroimaging. Key Words: Cardiovascular, major depressive disorder, meta- analysis, old age, risk, stroke L ate-life depression (LLD) and particularly late-onset depres- sion (LOD) have been conceptualized as distinct from depression with early onset (EOD) (1–4). Compared with EOD, LOD is more often associated with no family history of depression and depressive ideation but more psychomotor retardation (5,6), cognitive impairment (especially executive dysfunction [7–9]), lack of insight, poor response to treatment (1), and a greater chance of progression to dementia (10,11). In addition, magnetic resonance imaging studies have demon- strated higher rates and greater severity of white matter hyperintensities in LOD compared with healthy volunteers (12–15) and with EOD patients (15,16). The differences between early and late-life depression might be due to different underlying pathophysiological mechanisms (17). The term vascular (or subcortical ischemic) depression postulates a link between cerebrovascular disease and later life depression (18–20). It implies that micro-damage to small vessels compromises the integrity of the frontal-subcortical circuits involved in mood regulation (6,16,21–25). The vascular depres- sion hypothesis can explain increased risk of depression after stroke and myocardial infarction (26–28) and the association of LLD with brain scans suggestive of subclinical cerebrovascular disease (12,21,23). However, studies of common cardiovascular risk factorssuch as smoking, hypertension, dyslipidemia and diabetes, and depressionhave yielded mixed results. Some studies provide support for an association (29–35), whereas others fail to do so (36–46). There is also strong evidence for a reciprocal relationship (47–52). Recent meta-analyses report that depression predicts incident myocardial infarction and earlier death, coronary artery disease, stroke, other cardiovascular diseases (CVDs), and diabetes; apart from common causes of both CVD and depression, potential mechanisms for depression causing CVD span the depressive stress response, lifestyle factors such as exercise and food intake, as well as aspects of the treatments used (47,53). The importance of vascular risks and diseases preceding depression might not be greater than that of other chronic diseases. Vascular diseases might be associated with depression, not because of associated pathology (i.e., small or large brain vessel disease) but because of their effect on function and the resulting poor quality of life. Consistent with the chronic illness hypothesis, the relationship between vascular risks or diseases and depression was significantly attenuated after controlling for presence of chronic illness (37,54,55), although attribution of variability to one (chronic illness) or the other (vascular risk and disease) will be arbitrary or at least uncertain in most cases. Depression seems associated with poor general health (56), chronic obstructive pulmonary disease (27), chronic renal disease (57), arthritis (27), and loss of hearing or vision (27). Further support for a causal relationship between general chronic illness and depression is provided by a recent prospective cohort study that found an equally strong association between long-term nonvascular conditions and risk of depressive symptoms (46). Although several systematic reviews have focused on the vascular depression hypothesis (13,20,58–62), the relationship between vascular risk factors (VRFs) or vascular diseases and depression has not been quantified. This systematic review and meta-analysis aims to provide an overview of the literature to date, to quantify the extent to which VRFs or vascular diseases might be associated with or might be risk factors for depression in late life, and to consider the contribution of the associated disability. If vascular risks and pathological changes are etiologi- cal factors for depression, we expect to find significant associa- tions even after controlling for the complex effects of chronic illness and disability. Establishing the nature of the relationship From the Department of Psychiatry, University of Oxford, Oxford, United Kingdom. Address correspondence to Klaus P. Ebmeier, M.D., Department of Psychiatry, University of Oxford, Warneford Hospital, Oxford OX3 7JX, United Kingdom; E-mail: [email protected]. Received Jul 6, 2012; revised Oct 22, 2012; accepted Oct 31, 2012. 0006-3223/$36.00 BIOL PSYCHIATRY 2013;73:406–413 http://dx.doi.org/10.1016/j.biopsych.2012.10.028 & 2013 Society of Biological Psychiatry

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Page 1: Vascular Risk Factors and Depression in Later Life: A Systematic Review and Meta-Analysis

REVIEW

Vascular Risk Factors and Depression in Later Life:A Systematic Review and Meta-Analysis

Vyara Valkanova and Klaus P. Ebmeier

Reports of the association between cardiovascular risk factors and depression in later life are inconsistent; to establish the nature of theirassociation seems important for prevention and treatment of late-life depression. We searched MEDLINE, EMBASE, and PsycINFO forrelevant cohort or case control studies over the last 22 years; 1097 were retrieved; 26 met inclusion criteria. Separate meta-analyses wereperformed for Risk Factor Composite Scores (RFCS) combining different subsets of risk factors, Framingham Stroke Risk Score, and singlefactors. We found a positive association (odds ratio [OR]: 1.49; 95% confidence interval [CI]: 1.27–1.75) between RFCS and late-lifedepression. There was no association between Framingham Stroke Risk Score (OR: 1.25; 95% CI: .99–1.57), hypertension (OR: 1.14; 95%CI: .94–1.40), or dyslipidemia (OR: 1.08; 95% CI: .91–1.28) and late-life depression. The association with smoking was weak (OR: 1.35; 95%CI: 1.00–1.81), whereas positive associations were found with diabetes (OR: 1.51; 95% CI: 1.30–1.76), cardiovascular disease (OR: 1.76;95% CI: 1.52–2.04), and stroke (OR: 2.11; 95% CI: 1.61–2.77). Moderate to high heterogeneity was found in the results for RFCS, smoking,hypertension, dyslipidemia, and stroke, whereas publication bias was detected for RFCS and diabetes. We therefore found convincingevidence of a strong relationship between key diseases and depression (cardiovascular disease, diabetes, and stroke) and betweencomposite vascular risk and depression but not between some vascular risk factors (hypertension, smoking, dyslipidemia) anddepression. More evidence is needed to be accumulated from large longitudinal epidemiological studies, particularly if complementedby neuroimaging.

Key Words: Cardiovascular, major depressive disorder, meta-analysis, old age, risk, stroke

Late-life depression (LLD) and particularly late-onset depres-sion (LOD) have been conceptualized as distinct fromdepression with early onset (EOD) (1–4). Compared with

EOD, LOD is more often associated with no family history ofdepression and depressive ideation but more psychomotorretardation (5,6), cognitive impairment (especially executivedysfunction [7–9]), lack of insight, poor response to treatment(1), and a greater chance of progression to dementia (10,11). Inaddition, magnetic resonance imaging studies have demon-strated higher rates and greater severity of white matterhyperintensities in LOD compared with healthy volunteers (12–15)and with EOD patients (15,16).

The differences between early and late-life depression mightbe due to different underlying pathophysiological mechanisms(17). The term vascular (or subcortical ischemic) depressionpostulates a link between cerebrovascular disease and later lifedepression (18–20). It implies that micro-damage to small vesselscompromises the integrity of the frontal-subcortical circuitsinvolved in mood regulation (6,16,21–25). The vascular depres-sion hypothesis can explain increased risk of depression afterstroke and myocardial infarction (26–28) and the association ofLLD with brain scans suggestive of subclinical cerebrovasculardisease (12,21,23). However, studies of common cardiovascularrisk factors—such as smoking, hypertension, dyslipidemia anddiabetes, and depression—have yielded mixed results. Somestudies provide support for an association (29–35), whereasothers fail to do so (36–46). There is also strong evidence for a

From the Department of Psychiatry, University of Oxford, Oxford, United

Kingdom.

Address correspondence to Klaus P. Ebmeier, M.D., Department of

Psychiatry, University of Oxford, Warneford Hospital, Oxford OX3

7JX, United Kingdom; E-mail: [email protected].

Received Jul 6, 2012; revised Oct 22, 2012; accepted Oct 31, 2012.

0006-3223/$36.00http://dx.doi.org/10.1016/j.biopsych.2012.10.028

reciprocal relationship (47–52). Recent meta-analyses report thatdepression predicts incident myocardial infarction and earlierdeath, coronary artery disease, stroke, other cardiovasculardiseases (CVDs), and diabetes; apart from common causes ofboth CVD and depression, potential mechanisms for depressioncausing CVD span the depressive stress response, lifestyle factorssuch as exercise and food intake, as well as aspects of thetreatments used (47,53).

The importance of vascular risks and diseases precedingdepression might not be greater than that of other chronicdiseases. Vascular diseases might be associated with depression,not because of associated pathology (i.e., small or large brainvessel disease) but because of their effect on function and theresulting poor quality of life. Consistent with the chronic illnesshypothesis, the relationship between vascular risks or diseasesand depression was significantly attenuated after controlling forpresence of chronic illness (37,54,55), although attribution ofvariability to one (chronic illness) or the other (vascular risk anddisease) will be arbitrary or at least uncertain in most cases.Depression seems associated with poor general health (56),chronic obstructive pulmonary disease (27), chronic renal disease(57), arthritis (27), and loss of hearing or vision (27). Furthersupport for a causal relationship between general chronicillness and depression is provided by a recent prospectivecohort study that found an equally strong association betweenlong-term nonvascular conditions and risk of depressivesymptoms (46).

Although several systematic reviews have focused on thevascular depression hypothesis (13,20,58–62), the relationshipbetween vascular risk factors (VRFs) or vascular diseases anddepression has not been quantified. This systematic review andmeta-analysis aims to provide an overview of the literature todate, to quantify the extent to which VRFs or vascular diseasesmight be associated with or might be risk factors for depressionin late life, and to consider the contribution of the associateddisability. If vascular risks and pathological changes are etiologi-cal factors for depression, we expect to find significant associa-tions even after controlling for the complex effects of chronicillness and disability. Establishing the nature of the relationship

BIOL PSYCHIATRY 2013;73:406–413& 2013 Society of Biological Psychiatry

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V. Valkanova and K.P. Ebmeier BIOL PSYCHIATRY 2013;73:406–413 407

between VRFs or diseases and LLD is important both in terms ofprevention and treatment of depression.

Methods and Materials

Search StrategyWe systematically searched for studies that investigated the

association between VRFs and depression in late life. Studiesconsidering vascular diseases such as coronary heart diseasetogether with VRFs were included, because it is a commonfeature of risk scales to include previous disease. The MEDLINE,EMBASE, and PsycINFO databases were searched for publicationsin all languages between 1990 and May 2012. The search termswere: [“depress*”] AND [“late life” OR “late onset” OR “olderadults” OR “geriatric”]; and second: [“depress*”] AND [“vasculardiseases” OR “vascular risk factors” OR “cerebrovascular riskfactors” OR “vascular”]. Additional studies were identified fromreference lists of relevant reviews and studies. Unpublishedliterature was identified from the DART Europe E-thesis Portal(dissertations and thesis), ZeTOC (conference proceedings), andOpen Grey (Grey Literature) databases. A total of 1097 resultswere retrieved. After screening of titles and abstracts 140 studieswere considered potentially relevant. The inclusion criteria were:cohort or case control studies, age ‡50 years, and frequencyor new cases of depression reported with and without VRFs,respectively. After review of the full text, 26 studies met theinclusion criteria. Common reasons for exclusion were reviewarticles, dual publications, or insufficient data to calculate out-come measures. Further reasons for exclusion were “exposure tovascular risk factors not reported” and “depression not reportedas an outcome” (Figure 1). Where there was an overlap insamples between studies, the study of higher quality or theone providing stronger evidence was included (e.g., moreparticipants, longitudinal design) (Figure 1).

The quality of the studies was assessed by scoring on a self-devised checklist (Table S1 in Supplement 1) that included thefollowing parameters: sample representativeness, study design,quality of reporting, VRFs measurement, outcome measurement,

Figure 1. Identification and attrition of studies. VRF, vascular risk factor.

and confounding factors (Supplement 1). Following the recom-mendations of the Meta-Analysis of Observational Studies inEpidemiology guidelines, we performed a sensitivity analysisexcluding studies with a score below 8 (Table 1).

Depression in studies was defined as: 1) diagnosis of majordepression, minor depression, or dysthymia according to the DSM-III R, DSM-IV, or other standard psychiatric diagnostic criteria; 2)depressive disorder or depressive symptoms, as defined by scoresabove a cutoff point on a standard mood rating scale (Centers forEpidemiologic Studies Depression Scale, Hamilton Rating Scale forDepression, or Geriatric Depression Scale). Of the studies included,three did not use these criteria. In two studies depressivesymptoms were identified through a single question from aquestionnaire (31,33), and one study used data recorded bygeneral practitioners in problem lists of patients (44).

Data ExtractionData were extracted in a systematic fashion as follows:

1) study characteristics (name, authors, publication year); 2) studydesign; 3) sample source; 4) sample characteristics (e.g., age, gender);5) inclusion and exclusion criteria; 6) definition and measures ofexposure; 7) definition and measures of outcome; and 8) analysisstrategy (statistical models, measures of effect size, confoundersthat were controlled). Data were extracted independently by bothauthors, and inconsistencies were resolved by consent.

Data AnalysisA meta-analysis was performed for studies that use a compo-

site measure of vascular risk (Risk Factor Composite Score [RFCS]).The RFCSs included different subsets of risk factors, and differentstudies used different RFCS groupings (e.g., two, three, or fourgroups; the low-risk group in some studies comprised participantswithout risk factors, whereas in other studies it included partici-pants with one risk factor). To make studies comparable, the datawere organized into two categories representing low vascular risk(0 or 1 risk factor) and high vascular risk (2 or more risk factors).A separate analysis was performed for studies using the Framing-ham Stroke Risk Score (FSRS), because it has been specificallydeveloped for assessing the risk of cerebrovascular disease(especially stroke). The FSRS is also well-validated and widelyused (63,64), although whether it predicts incident depression inlater life is not known. Most importantly, the studies using theFSRS used the same subset and definition of risk factors, thusincreasing the reliability of the results. Separate meta-analyseswere also conducted for the single factors smoking, hypertension,diabetes, dyslipidemia, CVD, and stroke.

Data were analyzed with Comprehensive Meta-Analysis, version2.2 (65). First, odds ratios (ORs) with confidence intervals (CIs) wereextracted or calculated from the available data (e.g., percentages orfractions, w2 with 1 df). When it was not possible to compute ORdirectly, standardized mean differences (Cohen’s d) were computedfrom means and SDs or from regression coefficient and transformedto ORs with conventional formulae (66). A random-effects model wasused to calculate the pooled mean effect size. The random-effectsmodel was preferred over a fixed effect model, because the includedstudies are heterogeneous in terms of population characteristics,definition and measurement of vascular risk, and outcomes (implicat-ing that the true effect size varies from one study to another) andalso to allow generalization of the results (67). Heterogeneity acrossstudies was assessed with the Cochrane Q statistic (p � .10 wasconsidered to indicate statistically significant heterogeneity) and theI2 statistic (25%, 50%, and 75% were considered to represent low,medium, and high heterogeneity, respectively). Publication bias was

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Table 1. Weighted Mean Effect Sizes and Measures of Heterogeneity and Bias

Vascular

Risk

Factor

Number

of Studies Odds Ratio

95% CI

(lower and

upper limits) p

Heterogeneity

Begg & Mazumdar

Rank Correlation

Egger’s Regression

Intercept

Q p I2 Kendall‘s t p (2-tail) t df p (2-tail)

D 10 1.08 .91–1.28 .40 15.3 .08 41.0 .07 .79 .37 8 .72

HTN 14 1.14 .94–1.40 .19 32.7 .002 60.3 �.21 .30 .80 12 .44

Smoking 10 1.35 1.00–1.81 .05 27.1 .001 66.8 .16 .53 .20 8 .85

DM 15 1.51 1.30–1.76 �.0005 18.7 .18 25.0 �.42 .03 2.07 13 .06

DMa 5 1.46 1.14–1.86 .003 6.3 .18 36.5 .20 .62 .82 3 .47

CVD 10 1.76 1.52–2.04 �.0005 12.1 .21 25.7 �.16 .53 .27 8 .80

CVDa 6 1.40 1.08–1.80 .01 10.6 .06 53.0 .07 .85 .09 4 .93

Stroke 10 2.11 1.61–2.77 �.0005 21.9 .01 58.9 �.11 .65 .40 8 .70

Strokea 5 1.80 1.24–2.62 .002 7.3 .12 45.4 .4 .33 2.10 3 .13

RFCS 18 1.49 1.27–1.75 �.0005 71.3 �.0005 76.2 �.10 .57 3.94 16 .001

RFCSa 8 1.15 1.02–1.28 .02 10.2 .18 31.2 .07 .80 1.10 6 .32

FSRS 5 1.25 .99–1.57 .06 7.2 .12 44.6 .2 .62 1.98 3 .14

CI, confidence interval; CVD, cardiovascular disease; D, dyslipidemia; DM, diabetes mellitus; HTN, hypertension; FSRS, Framingham Stroke Risk Score;RFCS, Risk Factor Composite Score.

aAdjusted for chronic illness/disability.

408 BIOL PSYCHIATRY 2013;73:406–413 V. Valkanova and K.P. Ebmeier

assessed with funnel plots with the Duval and Tweedie trim-and-fillmethod, Begg and Mazumdar’s rank correlations, and Egger’sregression intercept test (65). Finally, sensitivity and subgroupanalyses were performed to estimate the effect of study andparticipant characteristics on the results, such as mean age, studydesign (cross sectional vs. longitudinal), source of sample (communityvs. hospital), measure of vascular risk (self-report vs. clinical examina-tion), definition of vascular risk (patient with stroke included orexcluded), and outcome measure (rating scale vs. clinical interview). Inaddition, to assess the influence of chronic illness and disability onthe relationship between VRFs and LLD, subgroup analyses includingstudies that controlled for these factors were performed for diabetes,CVD, stroke, and RFCS.

Results

The literature search identified 1097 studies. Twenty-six studiesmet the inclusion criteria (29–33,35,37–39,41,44,46,54,55,68–79). Theirbaseline characteristics are summarized in Tables S2 (20 cross-sectional studies) and S3 (6 longitudinal studies) in Supplement 1.

Composite Measure of Vascular RiskThe RFCS were available from 18 studies, yielding a total

sample of 17,899 participants (29–33,35,37,39,41,44,46,54,68,69,71,75,77,79). The random-model pooled OR showed that theodds of LLD are 1.49� greater in participants with high vascularrisk compared with participants with low vascular risk (95% CI:1.27–1.75; p � .0005) (Figure S1 in Supplement 1). The studieswere highly heterogeneous (Q ¼ 71.3; p � .0005; I2 ¼ 76.2),suggesting that the variability of effect sizes is caused not bysampling error but by systematic differences between studies.Begg and Mazumdar rank correlation showed no significantpublication bias (Kendall’s t ¼ �.10, two-tailed p ¼ .57), butthe more sensitive Egger’s regression intercept detected bias(t(16) ¼ 3.94; two-tailed p � .0005), and analysis with Duval &Tweedie’s trim-and-fill method (65) trimmed eight studies andresulted in a lower but still significant pooled OR (OR: 1.10; 95%CI: 1.05 to 1.16) (Table 1; Figure S2 in Supplement 1).

The pooled effect sizes in subgroups defined by differentstudy characteristics are summarized in Table 2. Generally, higher

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vascular risk was associated with greater odds of depression in allsubgroups, particularly in studies with cross-sectional design(OR: 1.54; 95% CI: 1.27–1.87; p � .0005), noncommunity samples(OR: 1.60; 95% CI: 1.20–2.12; p ¼ .001), self-report of vascular risk(OR: 1.75; 95% CI: 1.50–2.04; p � .0005), clinical diagnosis ofdepression (OR: 1.63; 95% CI: 1.19–2.25; p ¼ .003), and studiesthat excluded patients with stroke (OR: 1.53; 95% CI: 1.21–1.93;p � .0005). When the analysis was confined to the five studiesthat used FSRS, the mean effect size decreased greatly, resultingin a nonsignificant relationship between FSRS and LLD (OR: 1.25;95% CI: .99–1.57; p ¼ .06). The strength of the associationbetween vascular risk and LLD weakened when only studies thatadjusted for sociodemographic variables were considered (OR:1.37; 95% CI: 1.15–1.63; p � .0005). It was further attenuatedwhen the analysis was confined to the eight studies thatcontrolled for chronic illness but remained statistically significant(OR: 1.15; 95% CI: 1.02–1.28; p ¼ .02). Sensitivity analysis limitedto the studies with quality score ‡8 (30,35,37,39,41,46,54,71,75,77,79) also showed an attenuated but significant association(OR: 1.34; 95% CI: 1.12–1.16; p � .0005).

Individual VRFs/Vascular DiseasesSmoking. Ten studies reported data on the association

between smoking and LLD (30,35,38,39,55,74–77,79). In totalthere were 20,120 participants. The pooled random-model ORwas 1.35 (95% CI: 1.00–1.81; p = .05). Studies were significantlyheterogeneous (Q = 27.1; p = .001; I2 = 66.8) (Table 1).

Hypertension. Fourteen studies compared the prevalence orincidence of LLD between individuals with and without hyper-tension (30,35,38,39,44,70,72–79). This yielded a total sampleof 20,197. After pooling these 14 studies, the random-modelOR was � 1 but statistically nonsignificant (OR: 1.14; 95% CI:.94–1.40; p = .19). The effects were moderately heterogeneous(Q = 32.7; p = .002; I2 = 60.3) (Table 1).

Dyslipidemia. Data on the association between dyslipidemiaand LLD were available from 10 studies, with 17,957 participantsin total (30,39,55,72–75,77–79). After pooling these 10 studies,the random-model OR was 1.08 (95% CI: .91–1.28; p = .4).A moderate heterogeneity was found with an I2 = 41.0 (Q = 15.26;p = .08) (Table 1).

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Table 2. Vascular Risk and Likelihood of Late-Life Depression in Different Subgroups

Studies Included n OR (95% CI) p

All Studies 18 1.49 (1.27–1.75) �.0005

Study Design

Longitudinal studies (30,35,37,46,75) 5 1.38 (1.06–1.79) .02

Cross-sectional studies (29,31–33,39,41,44,54,68,69,71,77,79) 13 1.54 (1.27–1.87) �.0005

Age: Studies that Include Persons ‡65 yrs (30–32,35,39,46,54,69,71) 9 1.47 (1.17–1.85) .001

Source of Sample

Studies that used community-based samples (30–33,35,39,41,46,68,71,75,79) 12 1.45 (1.19–1.75) �.0005

Studies that used non community-based samples (29,37,44,54,69,77) 6 1.60 (1.20–2.12) .001

Measures of Exposure

Self-report (31–33,35,68) 5 1.75 (1.50–2.04) �.0005

Examination and blood tests (29,30,37,39,41,44,46,54,69,71,75,77,79) 13 1.38 (1.15–1.65) �.0005

Measures of Outcome

Studies that measured outcome with rating scale:(30,31,33,35,39,41,44,46,69,71) 10 1.42 (1.18–1.71) �.0005

Studies that measured outcome with clinical interview (29,32,37,54,68,75,77,79) 8 1.63 (1.19–2.25) .003

Studies that Controlled for SDV (30,31,35,37,39,41,46,54,71,75,77,79) 12 1.37 (1.15–1.63) �.0005

Studies that Controlled for Chronic Illness/Disability (30,35,37,39,44,46,71,75) 8 1.15 (1.02–1.28) .02

Studies that Used FSRS (37,46,54,75,77) 5 1.25 (.99–1.57) .06

Studies that Exclude Patients with Stroke (29–31,33,39,44,46,69,77) 9 1.53 (1.21–1.93) �.0005

Odds ratios (ORs) with 95% confidence intervals (CIs).FSRS, Framingham Stroke Risk Score; SDV, sociodemographic variables.

V. Valkanova and K.P. Ebmeier BIOL PSYCHIATRY 2013;73:406–413 409

Diabetes mellitus. Fifteen studies, with a total sample of24,466 participants, reported data on prevalence or incidence ofLLD in individuals with and without diabetes (30,35,38,39,44,55,70,72–79). The pooled effect sizes revealed that the likelihoodof LLD was 1.51� greater in individuals diagnosed with diabetes(OR: 1.51; 95% CI: 1.30–1.76; p � .0005; random-effects model).The studies were homogeneous (Q = 18.7; p = .18; I2 = 25.0).When the analysis was confined to the five studies thatcontrolled for chronic illness (30,44,55,75,76), the overall ORwas 1.46 (95% CI: 1.14–1.86; p = .003) (Table 1).

CVD. Ten studies compared the prevalence or incidence ofLLD between individuals with and without CVD (30,35,44,55,70,73–76,78). In total there were 21,841 participants. The random-model pooled OR showed 1.76� greater odds of LLD in indivi-duals diagnosed with CVD (95% CI: 1.52–2.04; p � .0005). Theeffects were homogeneous (Q = 12.1, p = .21, I2 = 25.7). When theanalysis was confined to the six studies that control for chronicillness (30,44,55,73,75,76), the overall effect size decreased butremained statistically significant (OR: 1.40; 95% CI: 1.08–1.80;p = .01) (Table 1)

Stroke. Ten included studies compared the prevalence orincidence of LLD between individuals with and without stroke(35,38,39,41,55,69,71,73,74,78). The total sample consisted of16,221 participants. A diagnosis of stroke was associatedwith 2.11� greater likelihood of LLD (OR: 2.11; 95% CI:1.61–2.77; p � .0005, random-effects model). Measures of hetero-geneity were significant (Q = 21.9; p = .01; I2 = 58.9). Fivestudies controlled for chronic illness (38,39,55,71,73) with apooled random-model OR of 1.80 (95% CI: 1.24–2.62; p = .002)(Table 1).

Publication BiasThere was no evidence of publication bias except for the studies

examining the association between diabetes and LLD, in whichthere was significant bias as measured by Begg and Mazumdar rankcorrelation (Kendall’s t ¼ �.42; two-tailed p ¼ .03) and Egger’sregression intercept (t ¼ 2.07; two-tailed p ¼ .06) (Table 1).

Discussion

The central question of this review was whether VRFs aredirectly related to LLD or whether the observed relationshipis nonspecific. A significant association was found betweenthe composite measure of vascular risk and depression inlater life. The positive association also persisted and remainedstatistically significant across several subgroups stratified by studycharacteristics, such as study design, source of sample, measuresof exposure, and measures of outcome. These results support thevascular—or subcortical ischemic—hypothesis (18–20).

However, although the association remained significant, itsstrength was considerably attenuated when only studies control-ling for chronic illnesses were included. A recent review reportedan association between LLD and nonvascular as well as vascularchronic conditions (27). If nonspecific chronic illness can, to agreat extent, account for the association between vasculardisorders and LLD, this challenges the vascular hypothesis. Therelationship between chronic illness and vascular health iscomplex. Vascular disease might be only one of several patho-physiological steps leading to depression. Causes or conse-quences of many chronic nonbrain illnesses might affectbehavior and might promote neurohumoral (immune or endo-crine) responses, influencing vascular integrity and ultimately thecortico-limbic circuits implicated in depression. Patients with highmedical burden are more likely to have vascular disease, andtherefore controlling for overall medical burden might removea significant part of the impact of vascular disease.

We found a lack of association between the FSRS and LLD.In a risk score like the FSRS acute vascular diseases are less likelyto be considered. This implies that vascular risk without acutevascular disease might not precede depression and is in keepingwith the other results of this meta-analysis. Alternatively, thisnegative finding—in the context of a robust relationshipbetween CVD and depression—might simply suggest that theFSRS is not suitable for assessing the relationship betweenperipheral VRFs and depression, as opposed to stroke, and a

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410 BIOL PSYCHIATRY 2013;73:406–413 V. Valkanova and K.P. Ebmeier

better instrument is still needed. The use of the FSRS made itmore likely that risks were measured in a systematic way, andthus studies were more comparable, leading to a moderatevariability in effect size. This contrasts with the highly hetero-geneous results for the RFCS on the basis of different subsets ofrisk factors.

When individual risk factors were considered, no associationwas found between hypertension and LLD. Dyslipidemia was alsonot associated with LLD, whereas the effects for smoking justreached significance. Diabetes, heart disease, and stroke werestrongly associated with LLD, and the association was stillsignificant after adjustment for chronic illnesses. Therefore, themeta-analysis demonstrates a clear effect of current vasculardisease on the rates of depression, which is in agreement withearlier meta-analyses (26–28,80). The strong association withdiabetes, heart disease, and stroke is consistent with a vascularmechanism for LLD, but the weak association with smoking andthe lack of association with hypertension and dyslipidemia arenot supportive.

A number of explanations could account for the discrepantfindings. First, it is possible that certain risk factors are more closelylinked to LLD than others. However, all the aforementioned riskfactors are associated with small-vessel brain disease (81), whichhas been implicated in the pathogenesis of vascular depression(6,16,21–25). The negative finding for hypertension generatesparticular challenges for the vascular depression hypothesis.Hypertension is strongly related to small-vessel brain disease (82);has greater predictive power for atherothrombotic disease in thecerebrovascular territory compared with other risk factors (e.g.,smoking) (83); and increases the risk of white matter hyperinten-sities (60,84–87), which have been linked to LLD (12–16).

Second, LLD might result only from severe vascular pathology,which is typically associated with overt vascular disease. Thesignificant association found with the composite score whereparticipants with high risk (two or more risk factors) werecompared with participants with low risk (no or one risk factors)and the lack of association with some individual risk factorsimplies that the risk of depression increases when the vascularburden increases. The relationship between severity of vascularlesions and vascular symptoms, however, is not straightforward.Krishnan et al. (21) found that only 16% of those with severevascular lesions demonstrated vascular symptoms, whereas ina later study they found that participants with and withoutmagnetic resonance imaging-defined subcortical ischemic depressioncan have similar vascular scores (19). These findings suggest that therisk of depression might not be linearly related to the severity ofvascular pathology but that vascular changes are only associated withdepression, if they become severe enough to compromise organfunction. This might explain the absence of associations withhypertension, dyslipidemia, and the weak association with smokingas single factors. In addition to severity of lesions, the important factormight be lesion location. In this case, vascular pathology in thefrontal-subcortical circuits that are related to mood regulation wouldbe predictive of depression (23,88–90).

Third, risk-factor studies assume that brain changes correspondwith peripheral changes. Atherosclerosis, the main cause ofvascular disease, is a systemic disease that affects arteries simulta-neously in different vascular territories, but it might develop atdifferent rates of progression in different locations (83). Althoughthere is evidence that cerebral and extra-cerebral atherosclerosisare associated (91,92), the degree of cerebral atherosclerosis mightnot always correlate with the degree of extra-cerebral athero-sclerosis. Furthermore, much evidence supporting the vascular

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depression hypothesis comes from neuroimaging studies, in whichcerebral atherosclerosis is measured as the presence and severityof white matter lesions (12–15,21,90). Therefore, it is possible thatonly cerebral atherosclerosis increases the risk of depression in oldage. For instance, Lee et al. (93) found that white matterhyperintensities in patients with ischemic stroke were associatedwith intracranial rather than extra-cranial atherosclerosis, whereasin a large longitudinal study measures of extra-cerebral athero-sclerosis did not increase the risk of LLD (45).

Finally, it is possible that depression in later-life is a hetero-geneous condition, so patients with vascular depression repre-sent a small subgroup of elders with depressive disorders. Notonly can different neuropathological pathways lead to illness, butVRFs themselves are linked to depression through varyingpathophysiological mechanisms. There is evidence for the roleof structural and functional disconnection, chronic low-gradeinflammation, and hypoperfusion (94–97). These processesdevelop to a different degree in patients with one or more riskfactors and might explain the weakness of associations ofdepression with individual risk factors.

Methodological LimitationsDefinitional problems made comparison between studies diffi-

cult. There is disagreement about the age cutoff (50, 60, or 65years) to differentiate between early- and late-onset depression, soparticipants classified as LOD in one study would be consideredEOD in another. Furthermore, many studies did not control for ahistory of depression. Even though a substantial number ofparticipants with LLD might have a late age of onset, some ofthem might have suffered from a recurrent depressive episode. Theinterpretation of results was further complicated, because aspectsof each individual risk factor—such as duration, appropriatetreatment, and adherence to treatment—were not considered,which might result in measurement error. Not all studies controlledfor chronic illness, and some of the studies that did includedvascular disease within the overall medical burden, thus minimizingthe relationship between vascular disease and depression. Therewere inconsistencies between studies in the definitions of VRFs.Vascular risk in some studies was conceptualized as the presence ofone or a number of VRFs, such as smoking or hypertension,whereas others included in the RFCS definite vascular diseases,such as stroke. Moreover, VRFs were grouped together andregarded as having an equal impact on depression. However, otherstudies (42,73,75,76) and this meta-analysis found that the effects ofVRFs on depression were heterogeneous, challenging the use ofnonweighted composite scores to quantify risk. Because manystudies considered only a limited range of risk factors, undetectedvascular conditions in the low-risk group that would attenuate atrue relationship between vascular risk and LLD cannot beexcluded. Finally, there was moderate-to-high heterogeneity inthe effects for RFCS, smoking, hypertension, dyslipidemia, andstroke, which might be due to study design, sample size,participant characteristics, and definitions or measurement of riskfactors and LLD. In addition, publication bias was detected for RFCSand diabetes. The results of the meta- analysis therefore have to beinterpreted with caution.

Conclusions

We found convincing evidence of a strong relationshipbetween key diseases—such as CVD, diabetes, and stroke—andbetween composite vascular risk and depression but notbetween some VRFs (hypertension, smoking, dyslipidemia) and

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depression. More evidence needs to be accumulated from largelongitudinal epidemiological studies that consider biological(vascular and nonvascular), psychological, and social risk factorsas well as mediators on their relationship in the context ofmechanism-specific investigations. The main problem in theassociative studies is that they use VRFs as proxies for brainchanges, assuming that evidence of peripheral vascular changesis associated with brain changes, which might not necessarilybe true. Risk-factor studies should therefore be complemented byneuroimaging to examine brain processes more directly. Combin-ing these two approaches might help to identify pathogeneticallydistinct pathways to LLD, which is crucial in terms of earlyintervention and specific treatment.

KPE received grant and other support from the Medical ResearchCouncil (United Kingdom), Gordon Edward Small Charitable Trust,Norman Collisson Foundation, HDH Wills 1965 Charitable Trust, andNational Institute for Health Research (England).

The authors report no biomedical financial interests or potentialconflicts of interest.

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