U.S. District Court Southern District of New York (Foley ...securities.stanford.edu/filings-documents/1049/GM... · Diana M Watral Kirkland & Ellis, LLP 300 North Lasalle Chicago,

US District Court Civil Docket as of February 7, 2013 Retrieved from the court on February 8, 2013

U.S. District Court Southern District of New York (Foley Square)

CIVIL DOCKET FOR CASE #: 1:12-cv-05124-LTS

Date Filed: 06/29/2012 Jury Demand: Plaintiff Nature of Suit: 850 Securities/Commodities Jurisdiction: Federal Question

Stewarts Law US LLP 535 Fifth Avenue, 4th Floor New York, NY 10010 (212) 897-3730 Fax: (212) 897-3733 Email: [email protected] ATTORNEY TO BE NOTICED

Katharine M. Ryan Ryan & Maniskas, LLP 995 Old Eagle School Road Wayne, PA 19087 (484) 588-5516 Fax: (484-450-2582 Email: [email protected] ATTORNEY TO BE NOTICED

Michele S. Carino Stewarts Law US LLP 535 Fifth Avenue, 4th Floor New York, NY 10010 (212) 897-3730 Fax: (212) 897-3733 Email: [email protected] ATTORNEY TO BE NOTICED

Ralph Nicholas Sianni Stewarts Law US LLP 535 Fifth Avenue, 4th Floor New York, NY 10010 (212) 897-3730 Fax: (212) 897-3733

Scott et al v. Whitacre et al Assigned to: Judge Laura Taylor Swain Cause: 15:78m(a) Securities Exchange Act

Plaintiff

George Scott Individually and on Behalf of All Others Similarly Situated

represented by David A. Straite

Email: [email protected] ATTORNEY TO BE NOTICED

Richard A. Maniskas Schiffrin & Barroway L.L.P. 280 King of Prussia Road Radnor, PA 19087 (610) 667-7706 ATTORNEY TO BE NOTICED

V.

Movant

Teamsters Local 710 Pension Fund represented by Andrea Yoon Lee Robbins Geller Rudman & Dowd LLP 58 South Services Road, Suite 200 Melville, NY 11747 (631) 367-7100 Fax: (631) 367-1173 Email: [email protected] ATTORNEY TO BE NOTICED

Brian O. O'Mara Robbins Geller Rudman & Dowd LLP (SANDIEGO) 655 West Broadway Suite 1900 San Diego, CA 92101 619-231-1058 Fax: (619) 231-7423 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED

David Avi Rosenfeld Robbins Geller Rudman & Dowd LLP(LI) 58 South Service Road Suite 200 Melville, NY 11747 631-367-7100 Fax: 631-367-1173 Email: [email protected] ATTORNEY TO BE NOTICED

Mario Alba , Jr Robbins Geller Rudman & Dowd LLP(LI) 58 South Service Road Suite 200 Melville, NY 11747 631-367-7100

Fax: 631-367-1173 Email: [email protected] ATTORNEY TO BE NOTICED

Samuel Howard Rudman Robbins Geller Rudman & Dowd LLP(LI) 58 South Service Road Suite 200 Melville, NY 11747 (631) 367-7100 Fax: (631) 367-1173 Email: [email protected] ATTORNEY TO BE NOTICED

V.

Defendant

General Motors Company represented by Robert J. Kopecky Kirkland & Ellis LLP (IL) 300 North LaSalle Street Chicago, IL 60654 (312) 861-2000 Fax: (312)-862-2000 Email: [email protected] LEAD ATTORNEY PRO HAC VICE

Diana M Watral Kirkland & Ellis, LLP 300 North Lasalle Chicago, IL 60654 (312)-862-2772 Fax: (312)-862-2200 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED

Lauren Oland Casazza Kirkland & Ellis LLP (NYC) 601 Lexington Avenue New York, NY 10022 (212)-446-4661 Fax: (212)-446-4900 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

Edward E. Whitacre represented by Robert J. Kopecky (See above for address) LEAD ATTORNEY

PRO HAC VICE ATTORNEY TO BE NOTICED

Diana M Watral (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED

Lauren Oland Casazza (See above for address) ATTORNEY TO BE NOTICED

Defendant

Christopher P. Liddell represented by Robert J. Kopecky (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED



Defendant

Nick S. Cyprus represented by Robert J. Kopecky (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED



Defendant

Daniel F. Akerson represented by Robert J. Kopecky (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED



Defendant

David Bonderman represented by Robert J. Kopecky (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED



Defendant

Erroll B. Davis, Jr. represented by Robert J. Kopecky (See above for address) LEAD ATTORNEY PRO HAC VICE



Defendant

Stephen J. Girsky represented by Robert J. Kopecky (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Diana M Watral (See above for address)

PRO HAC VICE ATTORNEY TO BE NOTICED


Defendant

E. Neville Isdell represented by Robert J. Kopecky (See above for address) LEAD ATTORNEY PRO HAC VICE



Defendant

Robert D. Krebs represented by Robert J. Kopecky (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED



Defendant

Philip A. Laskaway represented by Robert J. Kopecky (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED



Defendant

Morgan Stanley & Co. Incorporated

Defendant

J.P. Morgan Securiries LLC.

Defendant

Citigroup Global Markets Inc.

Defendant

Barclays Capital Inc.

Defendant

Credit Suisse Securities (USA) LLC.

Defendant

Deutsche Bank Securities Inc.

Defendant

Goldman Sachs & Co.

Defendant

RBC Capital Markets Corporation

Defendant

Banco Bradesco BBI S.A.

Defendant

CIBC World Markets Corp.

Defendant

Commerz Markets LLC.

Defendant

BNY Mellon Capital Markets LLC

Defendant

ICBC International Securities Limited

Defendant

ITAU BBA USA Securities Inc.

Defendant

Lloyds TSB Bank PLC

Defendant

China International Capital Corporation Hong Kong Securities Limited

Defendant

Loop Capital Markets LLC.

Defendant

The Williams Capital Group L.P.

Defendant

SoleilSecurities Corporation

Defendant

Scotia Capital (USA) Inc.

Defendant

Piper Jaffray & Co.

Defendant

SMBC Nikko Capital Markets Limited

Defendant

Sanford C. Bernstein & Co. LLC.

Defendant

Castleoak Securities L.P.

Defendant

C.L. King & Associates Inc.

Defendant

FBR Capital Markets & Co.

Defendant

Gardner Rich LLC.

Defendant

Lebenthal & Co., LLC

Defendant

Muriel Siebert & Co. Inc.

Defendant

Cabrera Capital Markets LLC.

Defendant

CF Global Trading LLC.

Defendant

Merril Lynch, Pierce, Fenner & Smith Incorporated

Defendant

Samuel Ramirez & Company, Inc.

Date Filed # Docket Text

I COMPLAINT against Daniel F. Akerson, BNY Mellon Capital Markets LLC, Banco Bradesco BBI S.A., Barclays Capital Inc., David Bonderman, C.L. King & Associates Inc., CF Global Trading LLC., CIBC World Markets Corp., Cabrera Capital Markets LLC., Castleoak Securities L.P., China International Capital Corporation Hong Kong Securities Limited, Citigroup Global Markets Inc., Commerz Markets LLC., Credit Suisse Securities (USA) LLC., Nick S. Cyprus, Erroll B. Davis, Jr, Deutsche Bank Securities Inc., FBR Capital Markets & Co., Fenner & Smith Incorporated, Gardner Rich LLC., General Motors Company, Stephen J. Girsky, Goldman Sachs & Co., ICBC International Securities Limited, ITAU BBA USA Securities Inc., E. Neville Isdell, J.P. Morgan Securiries LLC., Robert D. Krebs, Philip A. Laskaway, Lebenthal & Co., LLC, Christopher P. Liddell, Lloyds TSB Bank PLC, Loop Capital Markets LLC., Merrill Lynch, Morgan Stanley & Co. Incorporated, Muriel Siebert & Co. Inc., Pierce, Piper Jaffray & Co., RBC Capital Markets Corporation, Samuel Ramirez, SMBC Nikko Capital Markets Limited, Sanford C. Bernstein & Co. LLC., Scotia Capital (USA) Inc., SoleilSecurities Corporation, The Williams Capital Group L.P., Edward E. Whitacre. (Filing Fee $ 350.00, Receipt Number 465401042454)Document filed by George Scott.(js) (Entered: 07/05/2012)

06/29/2012 1

06/29/2012 SUMMONS ISSUED as to Daniel F. Akerson, BNY Mellon Capital Markets LLC, Banco Bradesco BBI S.A., Barclays Capital Inc., David Bonderman, C.L. King & Associates Inc., CF Global Trading LLC., CIBC World Markets Corp., Cabrera Capital Markets LLC., Castleoak Securities L.P., China International Capital Corporation Hong Kong Securities Limited, Citigroup Global Markets Inc., Commerz Markets LLC., Credit Suisse Securities (USA) LLC., Nick S. Cyprus, Erroll B. Davis, Jr, Deutsche Bank Securities Inc., FBR Capital Markets & Co., Fenner & Smith Incorporated, Gardner Rich LLC., Stephen J. Girsky, Goldman Sachs & Co., ICBC International Securities Limited, ITAU BBA USA Securities Inc., E. Neville Isdell, J.P. Morgan Securiries LLC., Robert D. Krebs, Philip A. Laskaway, Lebenthal & Co., LLC, Christopher P. Liddell, Lloyds TSB Bank PLC, Loop Capital Markets LLC., Merrill Lynch, Morgan Stanley & Co. Incorporated, Muriel Siebert & Co. Inc., Pierce, Piper Jaffray & Co., RBC Capital Markets Corporation, Samuel Ramirez, SMBC Nikko Capital Markets Limited, Sanford C. Bernstein & Co. LLC., Scotia Capital (USA) Inc., George Scott, SoleilSecurities Corporation, The Williams Capital Group L.P., Edward E. Whitacre. (js) (Entered: 07/05/2012)

Magistrate Judge James L. Cott is so designated. (js) (Entered: 07/05/2012)

Case Designated ECF. (js) (Entered: 07/05/2012)

06/29/2012

06/29/2012

06/29/2012 2 STANDING ORDER IN RE PILOT PROJECT REGARDING CASE MANAGEMENT TECHNIQUES FOR COMPLEX CIVIL CASES IN THE SOUTHERN DISTRICT OF NEW YORK (See M-10-468 Order filed November 1, 2011). This case is hereby designated for inclusion in the Pilot Project Regarding Case Management Techniques for Complex Civil Cases in the Southern District of New York (the Pilot Project), unless the judge to whom this case is assigned determines otherwise. This case is designated for inclusion in the Pilot Project because it is a class action, an MDL action, or is in one of the following Nature of Suit categories: 160, 245, 315, 355, 365, 385, 410, 830, 840, 850, 893, or 950. The presiding judge in a case that does not otherwise qualify for inclusion in the Pilot Project may nevertheless designate the case for inclusion in the Pilot Project by issuing an order directing that the case be included in the Pilot Project. The description of the Pilot Project, including procedures to be followed, is attached to this Order. (Signed by Judge Loretta A. Preska on 10/31/2011) (js) (js). (Entered: 07/05/2012)

07/09/2012 3 SUMMONS RETURNED EXECUTED. Gardner Rich LLC. served on 7/3/2012, I I answer due 7/24/2012. Service was accepted by Heather Konesey. Document filed by

George Scott. (Straite, David) (Entered: 07/09/2012)

07/09/2012

07/09/2012

07/09/2012

4 SUMMONS RETURNED EXECUTED. Lebenthal & Co., LLC served on 7/3/2012, answer due 7/24/2012. Service was accepted by Susan Rhea. Document filed by George Scott. (Straite, David) (Entered: 07/09/2012)

5 SUMMONS RETURNED EXECUTED. Credit Suisse Securities (USA) LLC. served on 7/3/2012, answer due 7/24/2012. Service was accepted by Susan Rhea. Document filed by George Scott. (Straite, David) (Entered: 07/09/2012)

6 SUMMONS RETURNED EXECUTED. RBC Capital Markets Corporation served on 7/3/2012, answer due 7/24/2012. Service was accepted by Susan Rhea. Document filed by George Scott. (Straite, David) (Entered: 07/09/2012)

07/09/2012 7 SUMMONS RETURNED EXECUTED. CIBC World Markets Corp. served on I 7/3/2012, answer due 7/24/2012. Service was accepted by Susan Rhea. Document filed by George Scott. (Straite, David) (Entered: 07/09/2012)

07/09/2012 8 SUMMONS RETURNED EXECUTED. Castleoak Securities L.P. served on 7/3/2012, answer due 7/24/2012. Service was accepted by Scott LaScala. Document filed by George Scott. (Straite, David) (Entered: 07/09/2012)

07/09/2012 9 SUMMONS RETURNED EXECUTED. Sanford C. Bernstein & Co. LLC. served on 7/3/2012, answer due 7/24/2012. Service was accepted by Scott LaScala. Document filed by George Scott. (Straite, David) (Entered: 07/09/2012)

07/09/2012 10 SUMMONS RETURNED EXECUTED. FBR Capital Markets & Co. served on 7/3/2012, answer due 7/24/2012. Service was accepted by Scott LaScala. Document filed by George Scott. (Straite, David) (Entered: 07/09/2012)

07/09/2012 11 SUMMONS RETURNED EXECUTED. Muriel Siebert & Co. Inc. served on 7/3/2012, answer due 7/24/2012. Service was accepted by Scott LaScala. Document filed by George Scott. (Straite, David) (Entered: 07/09/2012)

07/09/2012 12 SUMMONS RETURNED EXECUTED. CF Global Trading LLC. served on 7/3/2012, answer due 7/24/2012. Service was accepted by Scott LaScala. Document filed by

George Scott. (Straite, David) (Entered: 07/09/2012)

07/09/2012 13 SUMMONS RETURNED EXECUTED. Cabrera Capital Markets LLC. served on 7/3/2012, answer due 7/24/2012. Service was accepted by Scott LaScala. Document filed by George Scott. (Straite, David) (Entered: 07/09/2012)

07/09/2012 14 SUMMONS RETURNED EXECUTED. Piper Jaffray & Co. served on 7/3/2012, answer due 7/24/2012. Service was accepted by Scott LaScala. Document filed by George Scott. (Straite, David) (Entered: 07/09/2012)

07/09/2012 15 SUMMONS RETURNED EXECUTED. The Williams Capital Group L.P. served on 7/3/2012, answer due 7/24/2012. Service was accepted by Scott LaScala. Document filed by George Scott. (Straite, David) (Entered: 07/09/2012)

07/09/2012 16 SUMMONS RETURNED EXECUTED. Loop Capital Markets LLC. served on I 7/3/2012, answer due 7/24/2012. Service was accepted by Scott LaScala. Document filed by George Scott. (Straite, David) (Entered: 07/09/2012)

07/09/2012 17 SUMMONS RETURNED EXECUTED. SoleilSecurities Corporation served on 7/3/2012, answer due 7/24/2012. Service was accepted by Scott LaScala. Document filed by George Scott. (Straite, David) (Entered: 07/09/2012)

07/09/2012 18 SUMMONS RETURNED EXECUTED. ITAU BBA USA Securities Inc. served on 7/3/2012, answer due 7/24/2012. Service was accepted by Scott LaScala. Document filed by George Scott. (Straite, David) (Entered: 07/09/2012)

07/09/2012 19 SUMMONS RETURNED EXECUTED. Commerz Markets LLC. served on 7/3/2012, answer due 7/24/2012. Service was accepted by Scott LaScala. Document filed by George Scott. (Straite, David) (Entered: 07/09/2012)

07/09/2012 20 SUMMONS RETURNED EXECUTED. Deutsche Bank Securities Inc. served on 7/3/2012, answer due 7/24/2012. Service was accepted by Scott LaScala. Document filed by George Scott. (Straite, David) (Entered: 07/09/2012)

07/09/2012 21 SUMMONS RETURNED EXECUTED. Citigroup Global Markets Inc. served on 7/3/2012, answer due 7/24/2012. Service was accepted by Scott LaScala. Document filed by George Scott. (Straite, David) (Entered: 07/09/2012)

07/09/2012 22 SUMMONS RETURNED EXECUTED. Merril Lynch, Pierce, Fenner & Smith Incorporated served on 7/3/2012, answer due 7/24/2012. Service was accepted by Scott LaScala. Document filed by George Scott. (Straite, David) (Entered: 07/09/2012)

07/09/2012 23 SUMMONS RETURNED EXECUTED. BNY Mellon Capital Markets LLC served on 7/3/2012, answer due 7/24/2012. Service was accepted by Scott LaScala. Document filed by BNY Mellon Capital Markets LLC. (Straite, David) (Entered: 07/09/2012)

07/09/2012 24 SUMMONS RETURNED EXECUTED. J.P. Morgan Securiries LLC. served on 7/3/2012, answer due 7/24/2012. Service was accepted by Scott LaScala. Document filed by George Scott. (Straite, David) (Entered: 07/09/2012)

07/09/2012 25 SUMMONS RETURNED EXECUTED. General Motors Company served on 7/3/2012, answer due 7/24/2012. Service was accepted by Susan Rhea. Document filed by George Scott. (Straite, David) (Entered: 07/09/2012)

07/20/2012 26 I AFFIDAVIT OF SERVICE of Summons; Complaint served on Samuel A. Ramirez &

Company, Inc. on 07/06/2012. Service was accepted by Peter Sigismondi, Compliance Officer. Document filed by George Scott. (Straite, David) (Entered: 07/20/2012)

07/20/2012 27 AFFIDAVIT OF SERVICE. Barclays Capital Inc. served on 7/6/2012, answer due 7/27/2012. Service was accepted by Axia Flores, Process Specialist. Document filed by George Scott. (Straite, David) (Entered: 07/20/2012)

07/20/2012

07/20/2012

28 AFFIDAVIT OF SERVICE. Morgan Stanley & Co. Incorporated served on 7/9/2012, answer due 7/30/2012. Service was accepted by Nadine Lee, Authorized Legal Dept.. Document filed by George Scott. (Straite, David) (Entered: 07/20/2012)

29 AFFIDAVIT OF SERVICE. Goldman Sachs & Co. served on 7/6/2012, answer due 7/27/2012. Service was accepted by Joanne Cook, Vice President. Document filed by George Scott. (Straite, David) (Entered: 07/20/2012)

07/20/2012 30 AFFIDAVIT OF SERVICE. Banco Bradesco BBI S.A. served on 7/6/2012, answer due 7/27/2012. Service was accepted by Edward Majikowski, Controller. Document filed by George Scott. (Straite, David) (Entered: 07/20/2012)

07/20/2012 31 AFFIDAVIT OF SERVICE. Scotia Capital (USA) Inc. served on 7/6/2012, answer due 7/27/2012. Service was accepted by Joseph Lennox, Manager. Document filed by George Scott. (Straite, David) (Entered: 07/20/2012)

07/20/2012 32 AFFIDAVIT OF SERVICE. C.L. King & Associates Inc. served on 7/3/2012, answer due 7/24/2012. Service was accepted by Greg Miller, Vice President of Compliance. Document filed by George Scott. (Straite, David) (Entered: 07/20/2012)

07/25/2012 33 INITIAL CONFERENCE ORDER: that a Initial Conference is set for 10/3/2012 at 02:15 PM in Courtroom 11C, 500 Pearl Street, New York, NY 10007 before Judge Laura Taylor Swain. Additional relief as set forth in this Order. (Signed by Judge Laura Taylor Swain on 7/25/2012) (pl) (Entered: 07/26/2012)

07/31/2012 34 STIPULATION AND ORDER EXTENDING DEFENDANTS' TIME TO ANSWER, MOVE, OR OTHERWISE RESPOND TO COMPLAINT: Plaintiff George G. Scott filed an initial complaint on June 29, 2012. Plaintiff has not yet effectuated service of the Complaint on certain of the defendants; the parties wish to continue the date for any response to the Complaint until after the entry of an order appointing lead plaintiff and approving of lead plaintiff's selection of lead counsel pursuant to the Private Securities Litigation Reform Act, 15 U.S.C. Sec. 77z-1(a)(3) & 78u-4(a)(3)(the "PSLRA"). IT IS HEREBY STIPULATED AND AGREED, by and among the undersigned counsel, unless otherwise ordered by the Court, that: 1) Lead plaintiff shall have sixty (60) days from the entry of the order appointing lead plaintiff and lead counsel pursuant to the PSLRA to file a consolidated amended complaint or designate the Complaint as the oeprative complaint; 2) All defendants who have been served in the action shall move, answer, or otherwise respond to the Operative Complaint within sixty (60) days after the filing or designation of the Operative Complaint; 3) In the event that a defendant moves to dismiss the Operative Complaint: a. Lead plaintiff shall have forty-five (45) days from the date such motions is served to serve opposition papers; and b) That defendant shall have twenty-one (21) days from the date opposition papers are served by lead plaintiff to serve reply papers; 4) Defendants shall have no obligation to move, answer, or otherwise respond to the Complaint unless lead plaintiff designates the Complaint as the Operative Complaint; and Defendants reserve all of their respective rights and defenses, including without limitation any defenses that a defendant may

have as to adequacy of service, subject matter jurisdiction, and personal jurisdiction. (Signed by Judge Laura Taylor Swain on 7/30/2012) (ja) Modified on 8/2/2012 (ja). (Entered: 07/31/2012)

08/20/2012 35 MOTION for Diana M. Watral to Appear Pro Hac Vice. Filing fee $ 200.00, receipt I number 0208-7746125. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Daniel F. Akerson, David Bonderman, Nick S. Cyprus, Erroll B. Davis, Jr, General Motors Company, Stephen J. Girsky, E. Neville Isdell, Robert D. Krebs, Philip A. Laskaway, Christopher P. Liddell, Edward E. Whitacre. (Attachments: # 1 Exhibit A - Certificate of Good Standing, # 2 Exhibit B - Proposed Order)(Watral, Diana) (Entered: 08/20/2012)

08/20/2012 >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. 35 MOTION for Diana M. Watral to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-7746125. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (wb) (Entered: 08/20/2012)

08/20/2012 36 FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Robert J.

08/20/2012

Kopecky to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-7746329. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Daniel F. Akerson, David Bonderman, Nick S. Cyprus, Erroll B. Davis, Jr, General Motors Company, Stephen J. Girsky, E. Neville Isdell, Robert D. Krebs, Philip A. Laskaway, Christopher P. Liddell, Edward E. Whitacre. (Attachments: # 1 Exhibit A - Certificate of Good Standing, # 2 Exhibit B - Proposed Order)(Watral, Diana) Modified on 8/20/2012 (wb). (Entered: 08/20/2012)

>>>NOTICE REGARDING DEFICIENT MOTION TO APPEAR PRO HAC VICE. Notice regarding Document No. 36 MOTION for Robert J. Kopecky to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-7746329. Motion and supporting papers to be reviewed by Clerk's Office staff.. Motions for Pro Hac Vice are to be electronically filed by the attorney. (wb) (Entered: 08/20/2012)

08/20/2012 37 MOTION for Robert J. Kopecky to Appear Pro Hac Vice. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Daniel F. Akerson, David Bonderman, Nick S. Cyprus, Erroll B. Davis, Jr, General Motors Company, Stephen J. Girsky, E. Neville Isdell, Robert D. Krebs, Philip A. Laskaway, Christopher P. Liddell, Edward E. Whitacre. (Attachments: # 1 Exhibit A - Certificate of Good Standing, # 2 Exhibit B - Proposed Order)(Kopecky, Robert) (Entered: 08/20/2012)

08/20/2012 >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. 37 MOTION for Robert J. Kopecky to Appear Pro Hac Vice. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (wb) (Entered: 08/20/2012)

08/24/2012 38 ORDER FOR ADMISSION PRO HAC VICE granting 37 Motion for Robert J. Kopecky to Appear Pro Hac Vice. (Signed by Judge Alison J. Nathan - Part I on 8/23/2012) (djc) (Entered: 08/24/2012)

08/24/2012 39 1ORDER FOR ADMISSION PRO HAC VICEgranting 35 Motion for Diana M. Watral to Appear Pro Hac Vice. (Signed by Judge Alison J. Nathan - Part I on 8/23/2012) (djc) (Entered: 08/24/2012)

09/10/2012 40 MOTION to Appoint Teamsters Local 710 Pension Fund to serve as lead plaintiff(s)., MOTION to Appoint Counsel. Document filed by Teamsters Local 710 Pension Fund. (Attachments: # 1 Text of Proposed Order)(Alba, Mario) (Entered: 09/10/2012)

09/10/2012 41 MEMORANDUM OF LAW in Support re: 40 MOTION to Appoint Teamsters Local I 710 Pension Fund to serve as lead plaintiff(s). MOTION to Appoint Counsel.. Document filed by Teamsters Local 710 Pension Fund. (Alba, Mario) (Entered: 09/10/2012)

09/10/2012 42 DECLARATION of Mario Alba, Jr. in Support re: 40 MOTION to Appoint Teamsters Local 710 Pension Fund to serve as lead plaintiff(s). MOTION to Appoint Counsel.. Document filed by Teamsters Local 710 Pension Fund. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D)(Alba, Mario) (Entered: 09/10/2012)

09/13/2012 43 MOTION for Brian O. O'Mara to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-7815323. Motion and supporting papers to be reviewed by Clerk's Office staff. Document filed by Teamsters Local 710 Pension Fund.(O'Mara, Brian) (Entered: 09/13/2012)

09/13/2012 >>>NOTICE REGARDING PRO HAC VICE MOTION. Regarding Document No. 43 MOTION for Brian O. O'Mara to Appear Pro Hac Vice. Filing fee $ 200.00, receipt number 0208-7815323. Motion and supporting papers to be reviewed by Clerk's Office staff.. The document has been reviewed and there are no deficiencies. (bcu) (Entered: 09/13/2012)

09/14/2012 44 JOINT MOTION for Extension of Time / Joint Motion to Postpone Initial Conference Deadlines. Document filed by Daniel F. Akerson, David Bonderman, Nick S. Cyprus, Erroll B. Davis, Jr, General Motors Company, Stephen J. Girsky, E. Neville Isdell, Robert D. Krebs, Philip A. Laskaway, Christopher P. Liddell, George Scott, Edward E. Whitacre.(Watral, Diana) (Entered: 09/14/2012)

09/18/2012 45 NOTICE OF APPEARANCE by Lauren Oland Casazza on behalf of Daniel F. Akerson, David Bonderman, Nick S. Cyprus, Erroll B. Davis, Jr, General Motors Company, Stephen J. Girsky, E. Neville Isdell, Robert D. Krebs, Philip A. Laskaway, Christopher P. Liddell, Edward E. Whitacre (Casazza, Lauren) (Entered: 09/18/2012)

09/19/2012 46 MEMO ENDORSED ON MOTION TO POSTPONE INITIAL CONFERENCE I I DEADLINES: ENDORSEMENT: Motion granted. This endorsement resolves docket

entry No. 44.:. (Signed by Judge Laura Taylor Swain on 9/19/2012) (js) (Entered: 09/20/2012)

09/25/2012 47 ORDER SETTING BRIEFING AND HEARING SCHEDULE FOR APPOINTMENT OF LEAD PLAINTIFF AND APPOINTMENT OF LEAD COUNSEL MOTION: that: Any and all papers in opposition to the aforementioned motion must be filed with this Court and served on all parties, with a courtesy copy provided for the Chambers of the undersigned, so as to be received no later than October 15, 2012. Any and all reply papers must be filed and served, with a courtesy copy to Chambers, no later than October 22, 2012. A hearing concerning the appointment of a lead plaintiff pursuant to 15 U.S.C. § 77z-1(a)(3)(B)(ii) and the applications for appointment of lead plaintiffs counsel will be held in this matter, if necessary, on November 2, 2012 at 3:45 p.m., ( Responses due by 10/15/2012, Replies due by 10/22/2012.) (Signed by Judge Laura Taylor Swain on 9/24/2012) (pl) (Entered: 09/26/2012)

09/25/2012 Set/Reset Deadlines as to 40 MOTION to Appoint Teamsters Local 710 Pension Fund to serve as lead plaintiff(s). MOTION to Appoint Counsel.. Motion Hearing set for 11/2/2012 at 03:45 PM before Judge Laura Taylor Swain. (pl) (Entered: 09/26/2012)

10/01/2012 48 ORDER GRANTING MOTION FOR ADMISSION PRO HAC VICE: granting 43 I Motion for Brian O. O'Mara to Appear Pro Hac Vice. (Signed by Judge Laura Taylor Swain on 9/28/2012) (djc) (Entered: 10/01/2012)

10/22/2012 49 NOTICE of Unopposed Motion re: 40 MOTION to Appoint Teamsters Local 710 Pension Fund to serve as lead plaintiff(s). MOTION to Appoint Counsel.. Document filed by Teamsters Local 710 Pension Fund. (O'Mara, Brian) (Entered: 10/22/2012)

11/08/2012 50 ORDER: The Initial Pretrial Conference scheduled for November 2, 2012, is rescheduled to December 11, 2012, at 3:30 p.m. in Courtroom 11C.( Initial Conference set for 12/11/2012 at 03:30 PM in Courtroom 11C, 500 Pearl Street, New York, NY 10007 before Judge Laura Taylor Swain.) (Signed by Judge Laura Taylor Swain on 11/8/2012) (mro) Modified on 11/9/2012 (mro). (Entered: 11/08/2012)

11/21/2012

51 ORDER GRANTING TEAMSTERS LOCAL 710 PENSION FUND'S MOTION FOR

12/07/2012 52

APPOINTMENT AS LEAD PLAINTIFF AND APPROVAL OF LEAD PLAINTIFF'S SELECTION OF COUNSEL: granting 40 Motion to Appoint Teamsters Local 710 Pension Fund as Lead Plaintiff(s); granting 40 Motion to Appoint Counsel. Having considered Teamsters Local 710 Pension Fund's Motion for Appointment as LeadPlaintiff and Approval of Lead Plaintiffs Selection of Lead Counsel (the "Motion"), and good causeappearing therefor, the Court ORDERS as follows:1. The Motion is GRANTED; 2. The Court, having considered the provisions of the Private Securities LitigationReform Act of 1995, 15 U.S.C. §78u-4(a)(3)(B), appoints Teamsters Local 710 Pension Fund asLead Plaintiff; and3. Pursuant to 15 U.S.C. §78u-4(a)(3)(B)(v), Robbins Geller Rudman & Dowd LLP is approved as Lead Counsel for the class. ENDORSEMENT: The operative complaint must be filed or designated within 60 days from the date of this order and the briefing of any motion to dismiss must be in accordance with the schedule set forth in docket entry No. 34. (Signed by Judge Laura Taylor Swain on 11/21/2012) (ago) (Entered: 11/21/2012)

I ENDORSED LETTER addressed to Judge Laura Taylor Swain, from Diana M. Watral, dated 12/5/2012, re: request that the Court adjourn the Initial Pretrial Conference until after briefing on the defendants' anticipated motion(s) to dismiss the Operative Complaint has been completed. ENDORSEMENT: The initial conference is adjourned to July 19, 2013, at 10:00 a.m. ( Initial Conference set for 7/19/2013 at 10:00 AM before Judge Laura Taylor Swain.) (Signed by Judge Laura Taylor Swain on 12/7/2012) (ja) (Entered: 12/10/2012)

01/24/2013 53 STIPULATION AND ORDER EXTENDING TIME TO FILE OPERATIVE COMPLAINT, MOTION TO DISMISS AND RELATED BRIEFING: Lead Plaintiff shall file its Operative Complaint by no later than February 1, 2013; Defendants shall file their motion to dismiss no later than sixty (60) days after the filing of the Operative Complaint. Lead Plaintiff shall file its opposition no later than forty-five (45) days from the date such motion is served; and Defendants shall file their reply no later than twenty-one (21) days from the date the opposition papers are served. ( Amended Pleadings due by 2/1/2013.) (Signed by Judge Laura Taylor Swain on 1/24/2013) (cd) (Entered: 01/25/2013)

02/01/2013 54 AMENDED CLASS ACTION COMPLAINT amending 1 Complaint against Daniel F. Akerson, Banco Bradesco BBI S.A., Barclays Capital Inc., David Bonderman, CIBC World Markets Corp., Citigroup Global Markets Inc., Commerz Markets LLC., Credit Suisse Securities (USA) LLC., Nick S. Cyprus, Erroll B. Davis, Jr, Deutsche Bank Securities Inc., General Motors Company, Stephen J. Girsky, Goldman Sachs & Co., E. Neville Isdell, J.P. Morgan Securiries LLC., Robert D. Krebs, Philip A. Laskaway, Christopher P. Liddell, Merril Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, RBC Capital Markets Corporation, Edward E. Whitacre with JURY DEMAND.Document filed by Teamsters Local 710 Pension Fund. (Received in the night deposit box on 2/1/2013 @7:45 p.m) Related document: 1 Complaint,,,,, filed by George Scott.(mro) (Entered: 02/07/2013)

02/07/2013 ***NOTE TO ATTORNEY TO E-MAIL PDF. Note to Attorney Samuel Howard Rudman for noncompliance with Section 14.3 of the S.D.N.Y. Electronic Case Filing Rules & Instructions. E-MAIL the PDF for Document 54 Amended Complaint,,, to: [email protected] . (mro) (Entered: 02/07/2013)

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Documents

U.S. District Court Southern District of New York (Foley ...securities.stanford.edu/filings-documents/1049/GM... · Diana M Watral Kirkland & Ellis, LLP 300 North Lasalle Chicago,