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UNITED STATES OF AMERICA
Before the SECURITIES AND EXCHANGE COMMISSION
SECURITIES EXCHANGE ACT OF 1934
Release No 80892 Jone 8 2017
RECEIVED
JUL 1 9 2018
OFFICE OF THE SECRETARY
ADMINISTRATIVE PROCEEDING
File No 3-18017
RESPONDENT CAN-CAL RESOURCES LTDS FURTHER SUPPLEMENT AL DOCUMENTS IN SUPPORT OF TO DIVISION OF ENFORCEMENTS
OPPOSITION
MOTION FOR SUMMARY DISPOSITION
Respondent Can-Cal Resources Ltd (Can-Cal) by and through its counsel of Justin
C Jones Esq of Jones Lovelock hereby files the following Further Supplemental Documents
in Support of Opposition to Division of Enforcements (Division) Motion for Summary
Disposition (Motion) in accordance with the telephonic hearing conducted before Judge
Brenda P Murray on May 7 2018 The attached exhibits consist of the following
1) Notice of Entry of Final Judgment and Order of Dismissal (Nevada action)
2) Filed SEC Forms 3 and 4 for Can-Cal officers Casey Douglass Gary Oosterhoff
and Case Korver
In the Matter of
Can-Cal Resources Ltd China Fruits Corp and SkyStar Bio-Pharmaceutical Co
Respondents
__________________ ___
I
Respectfully submitted this 11th day of July 2018
n Jones Esq ES LOVELOCK S 4th St Ste 500
Las Vegasi Nevada 89101 Telephone (702) 805-8450 FampX (702) 805-8451 Email jjonesjoneslovelockcom
Attorneysor Respondent Can-Cal Resourcei Ltd
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CERTIFICATE OF SERVICE
I hereby certify that true copies of RESPONDENT CAN--CAL RESOURCES LTDS FURTHER SUPPLEMENTAL DOCUMENTS IN SUPPORT OF OPPOSITION TO DIVISION OF ENFORCEMENTS MOTION FOR SUMMARY DISPOSITION were served on thisltifrac14ay of July 2018 in the manner indicated below
By US Mail
The Honorable Brenda P Murray Chief Administrative Law Judge
Securities and Exchange Commission 100 F Street N E Washington DC 20549-2557
Kevin P ORourke Neil J Welch Jr Securities and Exchange Commission 100 F Street N E Washington DC 20549-6010 (Counsel for Division of Enforcement)
Stephen R Hackett Esq Sklar Williams PLLC 410 S Rampart Blvd bull Suite 350 Las Vegas NV 89145 (Counsel for Intervenors)
William R Fishman Esq 2000 S Colorado Blvd Tower 1 Suite 9000 Denver CO 80222 (Counsel for Intervenors)
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STEPHEN R HACKETT ESQ Nevada Bar No 5010
2 JOHNATHON FAYEGHI ESQANevada Bar No 127363 SKLAR WILLIAMS PLLC
4 410 South Rampart Boulevard Suite 350 Las Vegas Nevada 89145 Telephone (702) 360-6000 Facsimile (702) 360-0000
6 Email shackettsklar-lawmiddotcomA7 Email ifavegbisklar-lawcom
Attorneys for Plaintiffs 8
Electronically Filed 792018 426 PM Steven 0 Grierson o u
_
DISTRICT COURT
CLARK COUNTY NEVADA
RONALD D SLOAN ROBIN SCHWARZ 11 GARY COLLINS JILL BROWN LARK
TERRELL NANCY HERBOLD DANIEL 12 R SLOAN BETTY ANN SLOAN PEARL
KIRK JAMES BOAN NO WAIT LARRY 13 ORWICK PATRICIA LA SALLE BRIAN
WOLFE STUART R CAMERON 14 ROBERT WEBSTER HUGO BONDI
JOAN BRA TSETH P A BRA TSETR DEREK MILANI DEAN RACHEY SAM BROUNSTEIN SANDRA JANSEN BRIAN
16 JANSEN RHONDA KIM NICHOLS SCOTT NICHOLS CARMEN ADAIR
17 KRISTA SCHOFIELD MARK BRATSETH ROSE TRUST 11 CLIFF OLSON DON
18 COLLINS ROYCE NORDSTROM NATALIE MAYZEL DAVID JESSKE
19 THORNTON D BARNES JAMES HASON SANDRA HASON EDDIE GUILLET RY AN GUILLET
21 ON BEHALF OF CAN-CAL RESOURCES LTD
22 Plaintiffs
23 vs
24 CAN-CAL RESOURCES LTD a Nevada corporation WILLIAM J I I OGAN THOMPSON MACDONALD RONALD
26 SCI-HNNOUR MICHAEL HOGAN CANDEO LAV A PRODUCTS INC a
27 Canadian Corporation and FUTUREWORTH CAPITAL CORP a Canadian Corporation
28 Defendants
Case No A-14-701465-B Dept No XI
NOTICE OF ENTRY OF FINAL JUDGMENT AND ORDER OF DISMISSAL
Case Number A-14-701465-B
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lTO ALL JNTERESTEl PARTIES anda
TO TIIEIRCOUNSEL OF RECORD
PLEASE TAKE NOTICE tnat9n the 9$ day of July2018 a FINAL JUDGMENT 4
AND ORDEROFOISMISSAL Va entered in the abov_e-entitled mattera-copy of which is
attache4 hereto 6
DATEDth)s9th day ofJuly201_8 7
SLAR WILLIAMS 8 p If
9 By L TEPHEN R HACKETT ESQ
Nevadamiddot middotBar No SO 10 11 410 S Rampart Blvd Ste 350
Las Vgas NV 89145 12 Attorneys for Plaintijjs
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CERTIFICATE OF SERVICE
9r-The undersigned hereby certifies 1hat on the ---- day of July 2018 a true and correct
copy of the above and forgoing NOTICE OF ENTRY OF FINAL JUDGMENT AND
ORDER OF DISMISSAL was submitted electronically for filing and service with the Eighth
Judicial District Court Electronic Service of the foregoing document shaH be made to all parties
listed on the E-SERVICE MASTER LIST in accordance with the Electronic Service and Filing
Order
Holland amp Hart LLP Contactmiddot Andrea M Champion Susann fhpmps9n Yolonda J Dekle Julie [1nton middot middot Ptrlck J Reilly middot
Jones Lovelock Contact Justin C Jones
Sklar Williams PLLC middot Coiitactmiddotmiddot
middot Emilymiddot Kapq_lnaL Johnathon Fayeghl Esq bull middot Stephen R bullbull ttckett Esq
EService Master List
Email amchampionhollandhartcom middot middot sthompsofruholandhajtcom
yfdekletiolfandhartcom middotmiddot jHntonhollandhartcom prelllvhollandhartcom middot
jjonesjoneslovelockcom
Email ekapolnaisklar-lawcom ifaveqhisklar-lawcom
shackettsklar-awcom
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Electronically Filed 792018117 PM Steven D Grierson
I Ho u ___
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8 IN THE EIGHTH JUDICIAL DISTRICT COURT OF THE STATE OF NEV ADA
9 IN AND FOR CLARK COUNTY
RONALD D SLOAN ROBIN SCHWARZ GARY COLLINS JILL BROWN LARK
11 TERRELL NANCY HERBOLD DANIEL ROSLOAN BETTY ANN SLOAN PEARLO
12 KIRK JAJvIES BOAN NO WAIT LARRY ORWICK PATRICIA LA SALLE BRIAN
13 WOLFE STUART R CAMERON ROBERT WEBSTER HUGO BONDI
14 JOAN BRATSETH P A BRATSETH DEREK MILANI DEAN RACHEY SAM BROUNSTEIN SANDRA JANSEN BRIAN JANSEN RHONDA KIM NICHOLS
16 SCOTT NICHOLS CARMEN ADAIR KRISTA SCHOFIELD MARK BRATSETH
17 ROSE TRUST 11 CLIFF OLSON DON COLLINS ROYCE NORDSTROM
18 NATALIE MA YZEL DAVID JESSKE THORNTON D BARNES JAMES HASON
19 SANDRA HASON EDDIE GUlLLET RYAN GUILLET
ON BEHALF OF CAN-CAL RESOURCES 21 LTD
22 Plaintiffs
23 vs
24 CAN-CAL RESOURCES LTD corporation WILLIAM J THOMPSON MACDONALD SCHINNOUR MICHAEL
a Nevada HOGANO
RONALD HOGAN
26 CANDEC LAV A PRODUCTS INC a Canadian Corporation and FUTUREWORTH
27 CAPITAL CORP a Canadian Corporation
28 Defendants
Case Number A-14-701465-B
Case No A-14-701465-B Dept No XI
FINAL JUDGMENT AND ORDER OF DISMISSAL
1o This matter came before this Court for hearing pursuant to this Courts Preliminaryo2o Approval Order dated April2 2018 and the Parties Motion in Support of Final Approval ofo3o Settlement and Application for Attorneys Fees and Expenses filed June 11 2018 seeking finalo4o approval of the Settlement set forth in the Stipulation and Agreement of Settlement dated Marcho5o 16 2018 (the Stipulation) The Parties w(frac34resent by and through their counsel of recordo6o Sklar Williams PLLC and William Fishm Plaintiffs Holland amp Hart LLP and Joneso7o Lovelock for Defendants Due and adequate notice having been given to Current Can-Calo8o Shareholders as required in the Preliminary Approval Order and this Court having considered allo9o papers filed and proceedings had herein and otherwise being fully informed in the premises ando
10o good cause appearing therefore IT IS HEREBY ORDERED ADJUDGED AND DECREEDo11o thato12o 1o For purposes of this Final Judgment and Order of Dismissal (the Judgment) theo13o Court incorporates by reference the definitions in the Stipulation and all capitalized termsoI4o contained herein shall have the same meanings as set forth in the Stipulation unless otherwiseo1 So defined hereino16o 2o This Judgment incorporates and makes a part hereof i) the Stipulation and (ii)o17 the Court-approved Notice which was filed with the Court as Exhibit C to the Stipulationo18o 3o This Court has jurisdiction over the subject matter of the Derivative Actiono19 including all matters necessary to effectuate the Settlement and over all Partieso20o 4o The Court finds that the Settlement as set forth in the Stipulation- is fairo21o reasonable and adequate to Can-Cal and Current Can-Cal Shareholders and that it provideso22o substantial benefits to and is in the best interests of Can-Cal Current Can-Cal Shareholderso23o Plaintiffs and the Parties The Court hereby directs that the Settlement be consummated ino24o accordance with the terms and conditions of the Stipulation and hereby finally approves theo25o Settlement set forth in the Stipulation in all respectso26o 5oThe Derivative Action and all claims therein are hereby dismissed as to all Defendantso27o with prejudice As among Plaintiffs Can-Cal the Corporate Defendants and the Individualo28o E --
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f)No oip1r fu- aampV-1(5s i av12Was ever-Hpound
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Defendants the Parties are to bear their ow11 costs except as provided in Paragraphs 11 and 12
below
6aUpon the Effective Date the Releasing Persons shall be deemed to have and bya
operation of this Judgment shall have fully finally and forever released relinquished and
discharged the Released Claims (including Unknown Claims) against the Released Persons
Nothing herein shall in any way impair or restrict the rights of any Party to enforce the terms of
the Stipulation or this Judgment Releasing Persons shall be deemed to have and by operation of
8 this Judgment shall have covenanted not to sue any Released Person with respect to any
9 Released Claims and shall be permanently barred and enjoined from instituting commencing or
prosecuting the Released Claims against e Released Persons
11 7aExcept as set forth in Paragraph 8 below upon the Effective Date each of the Releaseda
12 Persons shall be deemed to have fully finally and forever released relinquished and discharged
13 Plaintiffs Plaintiffs Counsel and Can-Cal from all claims (including Unknown Claims) arising
14 out of relating to or in connection with the institution prosecution assertion settlement or
resolution of the Derivative Action or the Released Claims Nothing herein shall in any way
16 impair or restrict the rights of any Party to enforce the tenns of the Stipulation or this Judgment
17 8 Nothing in the Stipulation or in Paragraph 7 above constitutes or reflects a waiver ora
18 release of any rights or claims of Defendants against their insurers or their insurers subsidiaries
19 predecessors successorsagt assignsgt affiliates or representatives including but not limited to any
rights or claims of Defendants under any directors and officers liability insurance or other
21 middotappHcable insurance coverage maintained by the Companya
22 9aThis Court finds that the Notice of Proposed Settlement and Settlement Hearinga
23 (Notice) to Current Can-Cal Shareholders posted on Defendants Counsels websites Holland
24 amp Hart and Jones Lovelock and the website of Plaintiffs Counsel Sklar Williams PLLC and the
Summary Notice to Current Can-Cal Shareholders (Swnmary Notice) tiled by Can-Cal with
26 the Securities and Exchange Commission via a Current Report on Form 8-K mailed by Pacific
27 Stock Transfer Company to all common shareholders of record of Can-Cal as of April 10 2018
28 published once in the Calga1y Herald once in the Vancouver Star and once in the Las Vegas
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1--1 11Uyenpound--ti - u1 t11 f( en t-lPi-JJf -J ft4 l t1e
Review Journal and the issuance of a press release publicly available on the internet at Yahoo 2 finance satisfied the requirements of due process constituted the best notice practicable under 3 the circumstances to Can-Cals shareholders fully satisfied the requirements of Nevada law due 4 process under the United States Constitution and any other applicable law and constituted due
and adequate notice to all persons entitled thereto 6 10sThis Court finds that during the course of the Derivative Action the Parties and theirs7 counsel at all times acted professionally and in compliance with Nevada Rule of Civil Procedure 8 11 and all other similar _rules of professional conduct with respect to any claims or defenses
tJ( _ r L - - r I J - IkXna
in
+t1 11sThis Cowtapproves the Plaintiffs Fee-d Expense Amount of $375000 in -fw SkCctrlds
9 the Action r-shy
CttgtPCIgt
_sunsel i
1-1s accordance with the Stipulation Payment of the Fee and Expense Amount shall b made in middot-1-fX) of) )s12s accordance with the terms and subject to the conditions of the Stipulatioh with $50ood to lie-middot 13 retained by Can-Cal as working capital 14 The Coyrtlfroves th Ads to PIn1ffs cs ylliCmiddotont oJ ___ I r
$375000 in adrdance 1wiihmiddotthe1erms and coriaitionsf the Stipufatnnlt ______ ) 16 13sNeither the Stipulation (including the exhibits attached thereto) nor the Settlements17 nor any act performed or document executed pursuant to or in furtherance of the Stipulation or 18 the Settlement (a) is or may be deemed to be or may be offered attempted to be offered or used 19 in any way by the Parties as a preswnption a concession or an admission of or evidence of the
validity of any Released Claims or of any fault wrongdoing or liability of any of the Parties 21 Plaintiffs Counsel Defendants Counsel or Released Persons or (b) is or may be deemed to be 22 or may be offered attempted to be offered or used in any way by the Parties or any other Person 23 as a presumption a concession or an admission of or evidence of any fauli omission 24 wrongdoing or liability of any of the Parties Plaintiffs Counsel Defendants Counsel or
Released Persons in any civil criminal or administrative proceeding in any court administrative 26 agency or other tribunal The Parties Plaintiffs Counsel Defendants Counsel and Released 27 Persons may file the Stipulation andor this Judgment in any action that may be brought against 28 middot them in order to support a defense or counterclaim based on principles of res judicata collaterals
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I 8 The Court directs immediate entry of this Final Judgment by the Clerk of the Court
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estoppet release good-faith settlement judgment bar or reduction or any other theory of claim
preclusion or issue preclusion or similar defense or counterclaim
14sWithout affecting the finality of this Judgment in any way the Court hereby retainss
jurisdiction (a) over the interpretation implementation administration conswrunation and
enforcement of the Settlement tb) over the Parties until the Judgment contemplated hereby has
become effective the Initial Settlement Payment is received by Plaintiffs Counsel as set forth in
Section 22(a) of the Stipulation the Fee and Expense -mount is paid to Plaintiffs Counsel as
set forth in Section 52 of the Stipulation and the Can-Cal Shares are issued to Plaintiffs
Counsel as set forth in Section 52 of the Stipulation and (c) over the Parties for the purpose of
construing enforcing and administering the Stipulation including if necessary setting aside
and vacating this Judgment on motion of a Party to the extent consistent with and in accordance
with the Stipulation
15sIn the event that a termination and cancellation of the Settlement occurs pursuant tos
the Stipulation or if the Judgement is set aside (a) the terms and provisions of the Stipulation
shall have no further force and effect except as otherwise provided in the Stipulation and (b) the
Parties shall be deemed to have reverted to their positions as of immediately prior to the
execution of the Stipulation
16sWithout further order of the Court the Parties may agree to reasonable extensions ofs
time to carry out any of the provisions of the Stipulation
17sThis Judgment is a final appealable judgment and should be entered forthwiths
IT IS SO ORDERED
DATED --------
ICIAL DISTRICT COURT
-
4)
7112018 SEC FORM 3A
IL 0MB APPROVL __
i 0MB Number t
3235-
0104
1 Estimated average burden I hours per 0_5 1
response bullmiddotmiddot-- _ _ -bullmiddotmiddotmiddot _
SEC Form 3
FORM3 UNITED STATES SECURITIES AND EXCHANGE
COMMISSION Washington DC 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF
SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
1eName and Address of Reporting Persone 2eDate of Evente 3 Issuer Name and Ticker or Trading SymboleRequiring Statemente CAN CAL RESOURCES LTD I CCRE IDouglass CaseY- (MonthDayNear)e
----middotmiddotmiddot - - 06132016-
4eRelationship of Reporting Person(s) toe 5 If Amendment Date of Originale(Last) (First) (Middle) Issuere Filed (MonthDayYear)e
(Check all applicable) 07i03i208 X Director 10 Owner
RED DEER Officer (give Other (specify
middot- - - --middot -- middot -- --
6 Individual or JointGroup Filingetitle below) below) (Check Applicable Line) (Street) Fonn filed by One Reporting
X PersonAlBERTA AO Form filed by More than One
Reporting Person (NADA
City) (State) (Zip)
Table I - Non-Derivative Securities Beneficially Owned
1 Tille of Security (Instr 4)e 2 Amount of Securitiese 3eOwnership 4 Nature of Indirect BunaficialeBeneficially Owned (Instr Form Direct Ownership (Instr 5)
(D) or Indirect (I)e(Instr 5)e
Common Sl(gtck 263000 I By Spouse
Table II - Derivative Securities Beneficially Owned (eg puts calls warrants options convertible securities)
1eTitle of Derivative Security (Instr 4) 2eDate Exercisable and 3 Title and Amount of Securities 4 5 6 Nature ofeExpiration Date Underlying Derivative Security Conversion Ownership Indirect Beneficial (MonthDayYear) (Instr 4) or Exercise Form Ownership (Instr
Price of Direct (0) 5) Amount Derivative or Indirect or Security (I) (Instr 5) Number
Date Expiration of Exercisable Date Title Shares
Explanation of Responses
isllt middotascy Douglas 071()32018
Signature of Reporting DatePerson Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly If the form is filed by more than one reporting person see Instruction 5 (b)(v) Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a)eNote File three copies of this Form one of which must be manually signed If space is insufficient see Instruction 6 for procedure Persons who respond to the collection of lnfonnation contained In this form are not required to respond unless the form displays a currently valid OMS Number
httpswwwsecgovArchivcscdgardataJ08384800016831688001867xslF3iSX02owncrship I I ml
----
1 lltle of Derivative Security(Instr 3)
2 Conversion or Exercise Prtcoof Derivative Security
3 Transaction Date (MonthDayVear)
3ADeemed Execution Date Ifany(MonthDayNear)
4Transaction Code Instr 8)
5 Number of Derlvauve Securities Acquired (A) or Diosposed of (D) (Instr 34and5)
6 Dato Exerciosable and Expoi ration Dato CMonthlDaylYcar)
7 Titlo and Amount of Securioties UnderlyingDerivative Security (Instr 3 and 4)
Amount
8Priceof Derivative Security(Instr 5)
9 Number or derivative Sacurttles Beneflcloally Owned Followtng Reported Transactlon(os) (lnatr4)
10 Ownershiop Form Dlrecto(D) or Indirect (I) (Instr 4)
11 Nature of Indirect Beneficial Ownership(tnstr4)
or
Code V (A) (D) Dato
Exercisable Expoiration Date lltle
Number of Shares
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7112018 SEC FORM 4
SEC form4
FORM4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION 0MB APPROVAL washlngton oc 20549
OMBNumber 3235-0287 I Estimated average burden
Check this box If no longer SubJect to STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP hOurs per response
D Section 16 Form 4 or Form 5 ___ middot-obligations may continue See Instruction 1(b) Filed pursuant to Section 16(a) of the Sewrilies Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
1 Name and Address of Reporting Person 2 Issuer Name and Ticker or Trading Symbol 5 Relationship of Reporting Person(s) to Issuer (Check all applicable) CAN CAL RESOl JRCFS l TD f ccRE IDnuglacs Case) X Oiredor 100wner
----- -- middotbullmiddot - -- -middotmiddot middot--middot-bullmiddot -middot -bull middotmiddotmiddot- -middot---- -middot--middot-- ---------------bull--------- Officer (give tlUe Other (specify 3 Date of Earliest Transaction (MonthOayNear) below) below)12312017(Last) (First) (Middle)
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X Form flied by One Reporting Person RED DEFR AO
Form filed by More than One Reporting + - - middot-bullbull- middotmiddotmiddotmiddotmiddotbull- - middot middot Person
(City) (Stale) (Zip
Table I - Non-Derivative Securities Acquired Disposed of or Beneficially Owned
1 Title of Security (Instr 3) 2 Transaction Date (MonthDayYear)
2A Deemoed Execution Date If any (MonthDayYear)
3 Transaction Code (Instr 8)
Code V
4 Securiotioes Acquired (A) or Disposed or (D) (Instr 3 4 and 5)
(A)orAmount Price(D)
5AmountofoSecurttles BeneficiallyOwned Following ReportedTransactton(s)(Instr 3 and 4)
6 Ownership Form Direct (D) or Indirect (I) (t nstr 4)
7 Nature of Indirect Beneficial ownership (lnstr4)
B) for
Common Stock 12312017 0-l 1820 18 J 100000 A $0tn Jhnno I I ifc FinanckI Ltd
Table II - Derivative Securities Acquired Disposed of or Beneficially Owned (eg puts calls warrants options convertible securities)
ExplanaUon of Responses
Remarks
Isl Casey I )oug 07iOJ201X
bullbull Signature of Reporting Person Date Reminder Report on a separate line for each class of securities beneficially owned directly or Indirectly bull If lhe fonn is filed by more than one reporting person see Instruction 4 (b)(v) - Intentional misstatements or omissions or fads constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a) Note File three copies of this Form one ot which must be manually signed If space is Insufficient see Instruction 6 for procedure Persons who respond to the collection of Information contaioned In this form are not required to respond unless the form displays a currently valid 0MB Number
httpswwwsecgovArchivesedgardata I 0838480001683 J 68 I 800 I 864xs1F345X03ownershipxml II
middot
7112018 SEC FORMJ
SEC Form 3
FORM3 UNITED STATES SECURITIES AND EXCHANGE [ 9J1B APPf3_QV _l COMMISSION I 30MB Number Washington DC 20549 0104
Estimated average burden middot hours per 1INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF 0_5 1_r - _ iSECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
1oName and Address of Reporting Person 2 Date of Evento 3oIssuer Name and licker or Trading SymboloRequiring Statement CAN CAL RESOURCES LTD I CCRE ) Oosterhoff Gary_ (MonthDayYear)
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Table 1- Non-Derivative Securities Beneficially Owned
1 Title of Security (Instr 4) 2oAmount of Securitieso 3oOwnership 4 Nature of Indirect Beneficial Beneficially Owned (Instr Fonn Direct Ownership (Instr 6) 4)o (D) or Indirect
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Table II - Derivative Securities Beneficially Owned (eg puts calls warrants options convertible securities)
1 Title of Derivative Security (Instr 4)o 2 Date Exercisable and 3 Title and Amount of Securitieso 4 5 6oNature ofoExpiration Date Underlying Derivative Security Conversion Ownership Indirect Beneficial (MonthDayYear) (Instr 4) or Exercise Fonn Ownership (Instr
Price of Direct (0) 5) Amount Derivative or Indirect or Security (I) (Instr 5)oNumber
Date Expiration of Exercisable Date Title Shares
Explanation of Responses
sl lt jary 0(1Scrhnff 07iOV201R bullbull Signature of Reporting DatePersono
Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly bull If the form is tiled by more than one reporting person see Instruction 5 (b)(v)o Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a)oNote File three copies of this Form one of which must be manually signed If space is insufficient see Instruction 6 for procedureoPersons who respond to the collection of Information contained In this fonn are not required to respond unless the form displays a currently valid 0MB Number
11httpswwwsccgov Archivescdgardata l 083848000 I 683168 l8001868xslF345X02ownersbi pxml
8)
Gary_
7112018
SEC Form4
FORM4
Check this box rr no longer subject to Section 16 Form 4 or Form 5 obligations may continue See Instruction 1 (b)
1 Name and Address of Reporting Person
SEC FORM4
or Section 30h) of the Investment Company Act of 1940
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington DC 20549
j 0MB APPROVAL J 0MB Number 3235-0287 I
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Esbmated aVlllage burden I
h-----middotmiddot------ 05
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
2 Issuer Name and Ticker or Trading Symbol 5 Relationship of Reporting Person(s) to Issuer (Check all applicable)
Onstcrhoff CAN CAL RESOURCES ITP f ccRE I X Director 100wner
_ bullbull - bull-bullbull-bullA--bull - bull middotmiddot- - _ ---bulllt- middot --middot bull middotbull-bullbull-bullbullmiddot-- ---middot-middot--middot
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RHgt DEER X Fonn filed by One Reporting Person ALHERTA r(1
Form filed by More than One Reporting Person
CANADA
middotmiddot---- -
(City) (Slate) (Zip)
Table I - Non-Derivative Securities Acquired Disposed of or Beneficially Owned
1 Title of Security (Instr 3) 2 Transaction 2A Deemed 3 4 Securities Acquired (A) or 6Amount of 6 OWnershlp 7 Nature of Date Execution Dato Transaction Disposed or (0) (Instr 3 4 and 6) Securities Form Direct Indirect (MonthDayYear) If any Code (Instr Beneficially (D) or Indirect Boneflclal
(MonthDayYearj 8) Owned FolloWlng (I) (Instr 4) OwnershipReported (Instr 4)
(A)or Transactton(s)Code V Amount Prfce(D) (Instr 3 and 4)
llltH589() Common Stock 123W0l7 J IOOJ)OO A $003 200000 I Alhcrtl
ltd
Table II - Derivative Securities Acquired Disposed of or Beneficially Owned (eg puts calls warrants options convertible securities)
1 Title of 2 3 Transaction 3AOeemed 4 6Numbernof 6 Date Exercisable and 7 Tille and Amount 8 Prlce of 9Numberof 10 11 Nature Dertvntlve Conversion Date Execution Date Transaction DertvaUve Expiration Date of Securities Darlvatlve derlvaUve OWnershlp of Indirect
If any Code (Instr SecurfUes (MonthDayYear) Underlying Security Securities Fom Beneficial (Instr 3) Dertvatlve Security (Instr 5)
_ --middotmiddot
Security or Exercise (MonthOayYoar)Price of (MonthfDayYear) Acquired (A) Baneftclally Dlrectn(D) Ownership
Owned or Indirect (Instr 4) 0ertv11tlve (Instr 3 and 4) Security
or Disposed cf (D) (Instr 34nand5)
FollowingReported
(I) (Instr 4)
Code V (A) (D) Date Exercisable
Expiration Dato Tltle
Amount or Number of Shares
Tran5actlOR(5)(Instr 4)
Sllbulld Op1i 1 bull11 $11(1( I ll211li 121middot017 j l(H)Ool 12JI 017 12middot12112
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100000 So lll(f(Ji)II I
PltiJ5XN
lhcrta Lid
Explanation of Responses Remarks
Y Onslcrhnff ()7i0i20J8 - Signature of Reporting Person Date
Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly bull If lhe form is filed by more than one reporting person see Instruction 4 (b)(v) Intentional misstatements or omissions of facts conslilute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a) Note File lhree copies of this Form one of which must be manually signed If space is insufficient see Instruction 6 tor procedure Persons who respond to the collection of lnfonnatlon contained In this form are not required to respond unless the fonn displays a currently valid 0MB Number
httpswwwsecgov Archi vcscdgardata I 08384800016831681800 I 869xslF34SX03ownershipxml I I
I OMBAPPROVAL j
0MB Number 3235- I0104
Estimated c1verage burden j
_sI_________________ 05 J
7il li2018 SEC FORM 3
SEC Form 3
FORM3 UNITED STATES SECURITIES AND EXCHANGE
COMMISSION Washington DC 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF
SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the lnvestmnt Company Act of 1940
1eName and Address of Reporting Person 2eDate of Evente 3eIssuer Name and licker or Trading SymboleRequiring Statemente CAN CAL RESOURCES LTD I CCRE I Korver Case (MonthDayYear)e
middot - - middotmiddotmiddotbull-bull- 0920i206
(Last) -(Middle) 4 Relationship of Reporting Person(s) toe 5eIf Amendment Date of Originale(First) - Issuere Filed (MonthDayYear)e
(Check all applicable)e
X Director 10 Owner 6eIndividual or JoinVGroup Filinge bull-middot -- - Officer (give Other (specify (Check Applicable Line)
(Street) title below) below)
X Fonn filed by One Reporting Person
AIBElffA F onn filed by More than One (ANADA Reporting Person
AO
middot-middotmiddotmiddot -middot middot middotmiddotmiddotbull bullmiddot-- -
(City) (State) (Zip)
Table I - Non-Derivative Securities Beneficially Owned
1 Title of Security (Instr 4) 2 Amount of Securities 3eCgtwnership 4 Nature of Indirect BeneficialeBeneficially Owned (Instr Fonn Direct Ownership (Instr 5) 4) (D) or Indirect
(I) (Instr 5)
Com1mm Stock 100000 IJ
Table II - Derivative Securities Beneficially Owned (eg puts calls warrants optioris convertible securities)
1eTitle of Derivative Security (Instr 4) 2eDate Exercisable and 3 Title and Amount of Securities 4 5 6 Nature ofeExpiration Date Underlying Derivative Security Conversion Ownership Indirect Beneficial
(MonthDayYear) (Instr 4) or Exercise Fonn Ownership (Instr Price of Dlrect(D) 5)
Amount Derivative or Indirect or Security (I) (Instr 5) Number
Date Expiration ofExercisable Date Title Shares
Explanation of Responses
Isl ( middotas Korvcr 07112018
Signature of Reporting DatePerson Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly bull If the form is filed by more than one reporting person see Instruction 5 (b)v)e Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(aNote File three copies of this Form one of which must be manually signed If space is insufficient see Instruction 6 for procedurePersons who respond to the collection of information contained in this fonn are not required to respond unless the fonn displays a currently valid 0MB Number
httpswwwsccgovArchivescdgardata I083848000 I 68l l681800 I 922xslf345X02ownershipxml 11
_____
(A)
7112013 SECFORM4
SEC Form4
FORM4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION r ___ OMBAPPROVAL __jwashington DC 20549
0MB Number 3235-02871 Estimated average burden Check this box if no longer subject to STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP0 Section 16 Form 4 or Form 5 -urs per response middot--middotmiddotmiddotmiddot---middot-middotI
obligations may continue See nslrucbon 1(b) Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
1 Name and Address of Reporting Person 2 Issuer Name and Ticker or Trading Symbole 5 Relationship of Reporting Person(s) to Issuer (Check all applicable)
KoncrCasc CA CAL RfcSQlflCr ITP I CCRE I X Director 10Owner
-middot _ ----- middot-middot -----middot---middotmiddot-middot ---- bullbull r -bull bull-bullbull-bull
Officer (give title Other (specify (Last) (First) (Middle) 3 Date of Earliest Transaction (MonthDayYear) below) below)
l2i312017
--middot --- ____ - middot- _____ -- __ - middot-middot middot- --bullbull-bull middot--------------_- 4 If Amendment Date of Original Filed (MonthDayYear) 6 Individual or JointGroup Filing (Check Applicable (Street) Line)
X Form filed by One Reporting Person AlBERfA AO Form filed by More than One Reporting
Person(ANrDA
middotj -bullmiddotbullmiddot ---middotmiddot- --middotmiddotmiddot ---middotbullmiddotmiddotmiddotmiddotmiddot-
(City) (Stale) (Zip)
Table I - Non-Derivative Securities Acquired Disposed of or Beneficially Owned
1 Title of Security (Instr 3) 2 Transaction 2A Deemed 3 4 Securities Acquired (A) or 5Amount of 6 Ownership 7 Nature of Date Execution Date Transaction Disposed Of (D) (Instr 3 4 and 5) Securities Form Direct lndlroct (MonthDayYear) If any Code (Instr Beneflclally (D) or Indirect Beneficial
(MonthDayYear) 8) Owned Followlng (I) (Instr 4) Ownership Reported (lnstr4)
(A)or Transactlon(s)Code V Amount Price
(0) (Instr 3 and 4)
lltcmiddotrctkComnwn S1ok 123Ji2017 J 100000 A $0([ 200000 I
Finn Ird
Table II - Derivative Securities Acquired Disposed of-or Beneficially Owned (eg puts calls warrants options convertible securities)
1 Title of 2 3 Transaction 3A Deemed 4 6 Number of 6 Date Exerclsabla and 7 Title and Amount a Price of 9Numberof 10 11 Nature Derivative Conversion Date Execution Date Transaction Derivative Expiration Date or Securities Derivative derivative Ownership oflridlrect Security or Exercise (MonthDayYear) If any Code (Instr Securities (MonthlDayYear) Underlying Securtty securities Fonn Benetlctal (Instr 3) Price of (MonthDayYear) 8) Acquired (A) Derivative Security (Instr 5) Baneflclally Direct (D) Ownerohlp
Derivative or Disposed (Instr 3 and 4) Owned or Indirect (Instr 4) Security of (D) (Instr Followlng (I) (Instr 4)
3 4 and 5) ReportedTransactlon(s)
Amount (lnstr4)or
Dato Expiration Number Code V (D) Exercisable Date Title of Shares
SlltI rmmon Rcinik SOlit lJWl7 J ltl(oJl(JO I Jt2117 lH2D 100000 so 1(1111bull10 I
01i1J1- Stud lr111 lhl
Explanation of Responses
Remarks
Is Cal Kornmiddotr 07) l018 bullbull Signature of Reporting Person Date
Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly bull If the form is filed by more than one reporting person see Instruction 4 (b)(v) Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a) Note File three copies of this Form one of which must be manually signed If space is Insufficient see Instruction 6 for procedure Person$ who respond to the collectlon of Information c ontained In this form are not required to respond u nless the form displays a currently valld 0MB Number
httpswwwsecgovArchivcsedgardata1083848000168316818001923xslF345X03owncrshipxml I I
Respectfully submitted this 11th day of July 2018
n Jones Esq ES LOVELOCK S 4th St Ste 500
Las Vegasi Nevada 89101 Telephone (702) 805-8450 FampX (702) 805-8451 Email jjonesjoneslovelockcom
Attorneysor Respondent Can-Cal Resourcei Ltd
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CERTIFICATE OF SERVICE
I hereby certify that true copies of RESPONDENT CAN--CAL RESOURCES LTDS FURTHER SUPPLEMENTAL DOCUMENTS IN SUPPORT OF OPPOSITION TO DIVISION OF ENFORCEMENTS MOTION FOR SUMMARY DISPOSITION were served on thisltifrac14ay of July 2018 in the manner indicated below
By US Mail
The Honorable Brenda P Murray Chief Administrative Law Judge
Securities and Exchange Commission 100 F Street N E Washington DC 20549-2557
Kevin P ORourke Neil J Welch Jr Securities and Exchange Commission 100 F Street N E Washington DC 20549-6010 (Counsel for Division of Enforcement)
Stephen R Hackett Esq Sklar Williams PLLC 410 S Rampart Blvd bull Suite 350 Las Vegas NV 89145 (Counsel for Intervenors)
William R Fishman Esq 2000 S Colorado Blvd Tower 1 Suite 9000 Denver CO 80222 (Counsel for Intervenors)
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STEPHEN R HACKETT ESQ Nevada Bar No 5010
2 JOHNATHON FAYEGHI ESQANevada Bar No 127363 SKLAR WILLIAMS PLLC
4 410 South Rampart Boulevard Suite 350 Las Vegas Nevada 89145 Telephone (702) 360-6000 Facsimile (702) 360-0000
6 Email shackettsklar-lawmiddotcomA7 Email ifavegbisklar-lawcom
Attorneys for Plaintiffs 8
Electronically Filed 792018 426 PM Steven 0 Grierson o u
_
DISTRICT COURT
CLARK COUNTY NEVADA
RONALD D SLOAN ROBIN SCHWARZ 11 GARY COLLINS JILL BROWN LARK
TERRELL NANCY HERBOLD DANIEL 12 R SLOAN BETTY ANN SLOAN PEARL
KIRK JAMES BOAN NO WAIT LARRY 13 ORWICK PATRICIA LA SALLE BRIAN
WOLFE STUART R CAMERON 14 ROBERT WEBSTER HUGO BONDI
JOAN BRA TSETH P A BRA TSETR DEREK MILANI DEAN RACHEY SAM BROUNSTEIN SANDRA JANSEN BRIAN
16 JANSEN RHONDA KIM NICHOLS SCOTT NICHOLS CARMEN ADAIR
17 KRISTA SCHOFIELD MARK BRATSETH ROSE TRUST 11 CLIFF OLSON DON
18 COLLINS ROYCE NORDSTROM NATALIE MAYZEL DAVID JESSKE
19 THORNTON D BARNES JAMES HASON SANDRA HASON EDDIE GUILLET RY AN GUILLET
21 ON BEHALF OF CAN-CAL RESOURCES LTD
22 Plaintiffs
23 vs
24 CAN-CAL RESOURCES LTD a Nevada corporation WILLIAM J I I OGAN THOMPSON MACDONALD RONALD
26 SCI-HNNOUR MICHAEL HOGAN CANDEO LAV A PRODUCTS INC a
27 Canadian Corporation and FUTUREWORTH CAPITAL CORP a Canadian Corporation
28 Defendants
Case No A-14-701465-B Dept No XI
NOTICE OF ENTRY OF FINAL JUDGMENT AND ORDER OF DISMISSAL
Case Number A-14-701465-B
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lTO ALL JNTERESTEl PARTIES anda
TO TIIEIRCOUNSEL OF RECORD
PLEASE TAKE NOTICE tnat9n the 9$ day of July2018 a FINAL JUDGMENT 4
AND ORDEROFOISMISSAL Va entered in the abov_e-entitled mattera-copy of which is
attache4 hereto 6
DATEDth)s9th day ofJuly201_8 7
SLAR WILLIAMS 8 p If
9 By L TEPHEN R HACKETT ESQ
Nevadamiddot middotBar No SO 10 11 410 S Rampart Blvd Ste 350
Las Vgas NV 89145 12 Attorneys for Plaintijjs
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CERTIFICATE OF SERVICE
9r-The undersigned hereby certifies 1hat on the ---- day of July 2018 a true and correct
copy of the above and forgoing NOTICE OF ENTRY OF FINAL JUDGMENT AND
ORDER OF DISMISSAL was submitted electronically for filing and service with the Eighth
Judicial District Court Electronic Service of the foregoing document shaH be made to all parties
listed on the E-SERVICE MASTER LIST in accordance with the Electronic Service and Filing
Order
Holland amp Hart LLP Contactmiddot Andrea M Champion Susann fhpmps9n Yolonda J Dekle Julie [1nton middot middot Ptrlck J Reilly middot
Jones Lovelock Contact Justin C Jones
Sklar Williams PLLC middot Coiitactmiddotmiddot
middot Emilymiddot Kapq_lnaL Johnathon Fayeghl Esq bull middot Stephen R bullbull ttckett Esq
EService Master List
Email amchampionhollandhartcom middot middot sthompsofruholandhajtcom
yfdekletiolfandhartcom middotmiddot jHntonhollandhartcom prelllvhollandhartcom middot
jjonesjoneslovelockcom
Email ekapolnaisklar-lawcom ifaveqhisklar-lawcom
shackettsklar-awcom
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Electronically Filed 792018117 PM Steven D Grierson
I Ho u ___
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8 IN THE EIGHTH JUDICIAL DISTRICT COURT OF THE STATE OF NEV ADA
9 IN AND FOR CLARK COUNTY
RONALD D SLOAN ROBIN SCHWARZ GARY COLLINS JILL BROWN LARK
11 TERRELL NANCY HERBOLD DANIEL ROSLOAN BETTY ANN SLOAN PEARLO
12 KIRK JAJvIES BOAN NO WAIT LARRY ORWICK PATRICIA LA SALLE BRIAN
13 WOLFE STUART R CAMERON ROBERT WEBSTER HUGO BONDI
14 JOAN BRATSETH P A BRATSETH DEREK MILANI DEAN RACHEY SAM BROUNSTEIN SANDRA JANSEN BRIAN JANSEN RHONDA KIM NICHOLS
16 SCOTT NICHOLS CARMEN ADAIR KRISTA SCHOFIELD MARK BRATSETH
17 ROSE TRUST 11 CLIFF OLSON DON COLLINS ROYCE NORDSTROM
18 NATALIE MA YZEL DAVID JESSKE THORNTON D BARNES JAMES HASON
19 SANDRA HASON EDDIE GUlLLET RYAN GUILLET
ON BEHALF OF CAN-CAL RESOURCES 21 LTD
22 Plaintiffs
23 vs
24 CAN-CAL RESOURCES LTD corporation WILLIAM J THOMPSON MACDONALD SCHINNOUR MICHAEL
a Nevada HOGANO
RONALD HOGAN
26 CANDEC LAV A PRODUCTS INC a Canadian Corporation and FUTUREWORTH
27 CAPITAL CORP a Canadian Corporation
28 Defendants
Case Number A-14-701465-B
Case No A-14-701465-B Dept No XI
FINAL JUDGMENT AND ORDER OF DISMISSAL
1o This matter came before this Court for hearing pursuant to this Courts Preliminaryo2o Approval Order dated April2 2018 and the Parties Motion in Support of Final Approval ofo3o Settlement and Application for Attorneys Fees and Expenses filed June 11 2018 seeking finalo4o approval of the Settlement set forth in the Stipulation and Agreement of Settlement dated Marcho5o 16 2018 (the Stipulation) The Parties w(frac34resent by and through their counsel of recordo6o Sklar Williams PLLC and William Fishm Plaintiffs Holland amp Hart LLP and Joneso7o Lovelock for Defendants Due and adequate notice having been given to Current Can-Calo8o Shareholders as required in the Preliminary Approval Order and this Court having considered allo9o papers filed and proceedings had herein and otherwise being fully informed in the premises ando
10o good cause appearing therefore IT IS HEREBY ORDERED ADJUDGED AND DECREEDo11o thato12o 1o For purposes of this Final Judgment and Order of Dismissal (the Judgment) theo13o Court incorporates by reference the definitions in the Stipulation and all capitalized termsoI4o contained herein shall have the same meanings as set forth in the Stipulation unless otherwiseo1 So defined hereino16o 2o This Judgment incorporates and makes a part hereof i) the Stipulation and (ii)o17 the Court-approved Notice which was filed with the Court as Exhibit C to the Stipulationo18o 3o This Court has jurisdiction over the subject matter of the Derivative Actiono19 including all matters necessary to effectuate the Settlement and over all Partieso20o 4o The Court finds that the Settlement as set forth in the Stipulation- is fairo21o reasonable and adequate to Can-Cal and Current Can-Cal Shareholders and that it provideso22o substantial benefits to and is in the best interests of Can-Cal Current Can-Cal Shareholderso23o Plaintiffs and the Parties The Court hereby directs that the Settlement be consummated ino24o accordance with the terms and conditions of the Stipulation and hereby finally approves theo25o Settlement set forth in the Stipulation in all respectso26o 5oThe Derivative Action and all claims therein are hereby dismissed as to all Defendantso27o with prejudice As among Plaintiffs Can-Cal the Corporate Defendants and the Individualo28o E --
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f)No oip1r fu- aampV-1(5s i av12Was ever-Hpound
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Defendants the Parties are to bear their ow11 costs except as provided in Paragraphs 11 and 12
below
6aUpon the Effective Date the Releasing Persons shall be deemed to have and bya
operation of this Judgment shall have fully finally and forever released relinquished and
discharged the Released Claims (including Unknown Claims) against the Released Persons
Nothing herein shall in any way impair or restrict the rights of any Party to enforce the terms of
the Stipulation or this Judgment Releasing Persons shall be deemed to have and by operation of
8 this Judgment shall have covenanted not to sue any Released Person with respect to any
9 Released Claims and shall be permanently barred and enjoined from instituting commencing or
prosecuting the Released Claims against e Released Persons
11 7aExcept as set forth in Paragraph 8 below upon the Effective Date each of the Releaseda
12 Persons shall be deemed to have fully finally and forever released relinquished and discharged
13 Plaintiffs Plaintiffs Counsel and Can-Cal from all claims (including Unknown Claims) arising
14 out of relating to or in connection with the institution prosecution assertion settlement or
resolution of the Derivative Action or the Released Claims Nothing herein shall in any way
16 impair or restrict the rights of any Party to enforce the tenns of the Stipulation or this Judgment
17 8 Nothing in the Stipulation or in Paragraph 7 above constitutes or reflects a waiver ora
18 release of any rights or claims of Defendants against their insurers or their insurers subsidiaries
19 predecessors successorsagt assignsgt affiliates or representatives including but not limited to any
rights or claims of Defendants under any directors and officers liability insurance or other
21 middotappHcable insurance coverage maintained by the Companya
22 9aThis Court finds that the Notice of Proposed Settlement and Settlement Hearinga
23 (Notice) to Current Can-Cal Shareholders posted on Defendants Counsels websites Holland
24 amp Hart and Jones Lovelock and the website of Plaintiffs Counsel Sklar Williams PLLC and the
Summary Notice to Current Can-Cal Shareholders (Swnmary Notice) tiled by Can-Cal with
26 the Securities and Exchange Commission via a Current Report on Form 8-K mailed by Pacific
27 Stock Transfer Company to all common shareholders of record of Can-Cal as of April 10 2018
28 published once in the Calga1y Herald once in the Vancouver Star and once in the Las Vegas
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Review Journal and the issuance of a press release publicly available on the internet at Yahoo 2 finance satisfied the requirements of due process constituted the best notice practicable under 3 the circumstances to Can-Cals shareholders fully satisfied the requirements of Nevada law due 4 process under the United States Constitution and any other applicable law and constituted due
and adequate notice to all persons entitled thereto 6 10sThis Court finds that during the course of the Derivative Action the Parties and theirs7 counsel at all times acted professionally and in compliance with Nevada Rule of Civil Procedure 8 11 and all other similar _rules of professional conduct with respect to any claims or defenses
tJ( _ r L - - r I J - IkXna
in
+t1 11sThis Cowtapproves the Plaintiffs Fee-d Expense Amount of $375000 in -fw SkCctrlds
9 the Action r-shy
CttgtPCIgt
_sunsel i
1-1s accordance with the Stipulation Payment of the Fee and Expense Amount shall b made in middot-1-fX) of) )s12s accordance with the terms and subject to the conditions of the Stipulatioh with $50ood to lie-middot 13 retained by Can-Cal as working capital 14 The Coyrtlfroves th Ads to PIn1ffs cs ylliCmiddotont oJ ___ I r
$375000 in adrdance 1wiihmiddotthe1erms and coriaitionsf the Stipufatnnlt ______ ) 16 13sNeither the Stipulation (including the exhibits attached thereto) nor the Settlements17 nor any act performed or document executed pursuant to or in furtherance of the Stipulation or 18 the Settlement (a) is or may be deemed to be or may be offered attempted to be offered or used 19 in any way by the Parties as a preswnption a concession or an admission of or evidence of the
validity of any Released Claims or of any fault wrongdoing or liability of any of the Parties 21 Plaintiffs Counsel Defendants Counsel or Released Persons or (b) is or may be deemed to be 22 or may be offered attempted to be offered or used in any way by the Parties or any other Person 23 as a presumption a concession or an admission of or evidence of any fauli omission 24 wrongdoing or liability of any of the Parties Plaintiffs Counsel Defendants Counsel or
Released Persons in any civil criminal or administrative proceeding in any court administrative 26 agency or other tribunal The Parties Plaintiffs Counsel Defendants Counsel and Released 27 Persons may file the Stipulation andor this Judgment in any action that may be brought against 28 middot them in order to support a defense or counterclaim based on principles of res judicata collaterals
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I 8 The Court directs immediate entry of this Final Judgment by the Clerk of the Court
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estoppet release good-faith settlement judgment bar or reduction or any other theory of claim
preclusion or issue preclusion or similar defense or counterclaim
14sWithout affecting the finality of this Judgment in any way the Court hereby retainss
jurisdiction (a) over the interpretation implementation administration conswrunation and
enforcement of the Settlement tb) over the Parties until the Judgment contemplated hereby has
become effective the Initial Settlement Payment is received by Plaintiffs Counsel as set forth in
Section 22(a) of the Stipulation the Fee and Expense -mount is paid to Plaintiffs Counsel as
set forth in Section 52 of the Stipulation and the Can-Cal Shares are issued to Plaintiffs
Counsel as set forth in Section 52 of the Stipulation and (c) over the Parties for the purpose of
construing enforcing and administering the Stipulation including if necessary setting aside
and vacating this Judgment on motion of a Party to the extent consistent with and in accordance
with the Stipulation
15sIn the event that a termination and cancellation of the Settlement occurs pursuant tos
the Stipulation or if the Judgement is set aside (a) the terms and provisions of the Stipulation
shall have no further force and effect except as otherwise provided in the Stipulation and (b) the
Parties shall be deemed to have reverted to their positions as of immediately prior to the
execution of the Stipulation
16sWithout further order of the Court the Parties may agree to reasonable extensions ofs
time to carry out any of the provisions of the Stipulation
17sThis Judgment is a final appealable judgment and should be entered forthwiths
IT IS SO ORDERED
DATED --------
ICIAL DISTRICT COURT
-
4)
7112018 SEC FORM 3A
IL 0MB APPROVL __
i 0MB Number t
3235-
0104
1 Estimated average burden I hours per 0_5 1
response bullmiddotmiddot-- _ _ -bullmiddotmiddotmiddot _
SEC Form 3
FORM3 UNITED STATES SECURITIES AND EXCHANGE
COMMISSION Washington DC 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF
SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
1eName and Address of Reporting Persone 2eDate of Evente 3 Issuer Name and Ticker or Trading SymboleRequiring Statemente CAN CAL RESOURCES LTD I CCRE IDouglass CaseY- (MonthDayNear)e
----middotmiddotmiddot - - 06132016-
4eRelationship of Reporting Person(s) toe 5 If Amendment Date of Originale(Last) (First) (Middle) Issuere Filed (MonthDayYear)e
(Check all applicable) 07i03i208 X Director 10 Owner
RED DEER Officer (give Other (specify
middot- - - --middot -- middot -- --
6 Individual or JointGroup Filingetitle below) below) (Check Applicable Line) (Street) Fonn filed by One Reporting
X PersonAlBERTA AO Form filed by More than One
Reporting Person (NADA
City) (State) (Zip)
Table I - Non-Derivative Securities Beneficially Owned
1 Tille of Security (Instr 4)e 2 Amount of Securitiese 3eOwnership 4 Nature of Indirect BunaficialeBeneficially Owned (Instr Form Direct Ownership (Instr 5)
(D) or Indirect (I)e(Instr 5)e
Common Sl(gtck 263000 I By Spouse
Table II - Derivative Securities Beneficially Owned (eg puts calls warrants options convertible securities)
1eTitle of Derivative Security (Instr 4) 2eDate Exercisable and 3 Title and Amount of Securities 4 5 6 Nature ofeExpiration Date Underlying Derivative Security Conversion Ownership Indirect Beneficial (MonthDayYear) (Instr 4) or Exercise Form Ownership (Instr
Price of Direct (0) 5) Amount Derivative or Indirect or Security (I) (Instr 5) Number
Date Expiration of Exercisable Date Title Shares
Explanation of Responses
isllt middotascy Douglas 071()32018
Signature of Reporting DatePerson Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly If the form is filed by more than one reporting person see Instruction 5 (b)(v) Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a)eNote File three copies of this Form one of which must be manually signed If space is insufficient see Instruction 6 for procedure Persons who respond to the collection of lnfonnation contained In this form are not required to respond unless the form displays a currently valid OMS Number
httpswwwsecgovArchivcscdgardataJ08384800016831688001867xslF3iSX02owncrship I I ml
----
1 lltle of Derivative Security(Instr 3)
2 Conversion or Exercise Prtcoof Derivative Security
3 Transaction Date (MonthDayVear)
3ADeemed Execution Date Ifany(MonthDayNear)
4Transaction Code Instr 8)
5 Number of Derlvauve Securities Acquired (A) or Diosposed of (D) (Instr 34and5)
6 Dato Exerciosable and Expoi ration Dato CMonthlDaylYcar)
7 Titlo and Amount of Securioties UnderlyingDerivative Security (Instr 3 and 4)
Amount
8Priceof Derivative Security(Instr 5)
9 Number or derivative Sacurttles Beneflcloally Owned Followtng Reported Transactlon(os) (lnatr4)
10 Ownershiop Form Dlrecto(D) or Indirect (I) (Instr 4)
11 Nature of Indirect Beneficial Ownership(tnstr4)
or
Code V (A) (D) Dato
Exercisable Expoiration Date lltle
Number of Shares
H) hbullr s1__ OpllltbullIh
$(HI( 1210l1 J Oll011(1 JH2017 12-J l12 Cm11n1n
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7112018 SEC FORM 4
SEC form4
FORM4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION 0MB APPROVAL washlngton oc 20549
OMBNumber 3235-0287 I Estimated average burden
Check this box If no longer SubJect to STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP hOurs per response
D Section 16 Form 4 or Form 5 ___ middot-obligations may continue See Instruction 1(b) Filed pursuant to Section 16(a) of the Sewrilies Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
1 Name and Address of Reporting Person 2 Issuer Name and Ticker or Trading Symbol 5 Relationship of Reporting Person(s) to Issuer (Check all applicable) CAN CAL RESOl JRCFS l TD f ccRE IDnuglacs Case) X Oiredor 100wner
----- -- middotbullmiddot - -- -middotmiddot middot--middot-bullmiddot -middot -bull middotmiddotmiddot- -middot---- -middot--middot-- ---------------bull--------- Officer (give tlUe Other (specify 3 Date of Earliest Transaction (MonthOayNear) below) below)12312017(Last) (First) (Middle)
bull - - - - middotbull -- -middotmiddotmiddot- middotmiddotmiddot-middotmiddotmiddot 4 If Amendment Date of Original Filed MonthDayiYear) 6 Individual or JoinVGroup FIiing (Check Applicable Line)(Street)
X Form flied by One Reporting Person RED DEFR AO
Form filed by More than One Reporting + - - middot-bullbull- middotmiddotmiddotmiddotmiddotbull- - middot middot Person
(City) (Stale) (Zip
Table I - Non-Derivative Securities Acquired Disposed of or Beneficially Owned
1 Title of Security (Instr 3) 2 Transaction Date (MonthDayYear)
2A Deemoed Execution Date If any (MonthDayYear)
3 Transaction Code (Instr 8)
Code V
4 Securiotioes Acquired (A) or Disposed or (D) (Instr 3 4 and 5)
(A)orAmount Price(D)
5AmountofoSecurttles BeneficiallyOwned Following ReportedTransactton(s)(Instr 3 and 4)
6 Ownership Form Direct (D) or Indirect (I) (t nstr 4)
7 Nature of Indirect Beneficial ownership (lnstr4)
B) for
Common Stock 12312017 0-l 1820 18 J 100000 A $0tn Jhnno I I ifc FinanckI Ltd
Table II - Derivative Securities Acquired Disposed of or Beneficially Owned (eg puts calls warrants options convertible securities)
ExplanaUon of Responses
Remarks
Isl Casey I )oug 07iOJ201X
bullbull Signature of Reporting Person Date Reminder Report on a separate line for each class of securities beneficially owned directly or Indirectly bull If lhe fonn is filed by more than one reporting person see Instruction 4 (b)(v) - Intentional misstatements or omissions or fads constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a) Note File three copies of this Form one ot which must be manually signed If space is Insufficient see Instruction 6 for procedure Persons who respond to the collection of Information contaioned In this form are not required to respond unless the form displays a currently valid 0MB Number
httpswwwsecgovArchivesedgardata I 0838480001683 J 68 I 800 I 864xs1F345X03ownershipxml II
middot
7112018 SEC FORMJ
SEC Form 3
FORM3 UNITED STATES SECURITIES AND EXCHANGE [ 9J1B APPf3_QV _l COMMISSION I 30MB Number Washington DC 20549 0104
Estimated average burden middot hours per 1INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF 0_5 1_r - _ iSECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
1oName and Address of Reporting Person 2 Date of Evento 3oIssuer Name and licker or Trading SymboloRequiring Statement CAN CAL RESOURCES LTD I CCRE ) Oosterhoff Gary_ (MonthDayYear)
middotbull middot - - middot-bullmiddotmiddot bull-bull bull - --- -0lJ202016
(Last) (First) (Middle) 4 Relationship of Reporting Person(s) to 5oIf Amendment Date of Original Issuer Filed (MonthDayYear)(Check all applicable)o
X Director 10Owner 6 Individual or JointGroup Filing
(Street) Officer (give Other (specify (Check Applicable Line)title below) below)
RED Form filed by One ReportingX PersonDEER
AO Farm filed by More than One AIBERIA Reporting Person CANADA
middot - -r bull- bull-
(City) (State) (Zip)
Table 1- Non-Derivative Securities Beneficially Owned
1 Title of Security (Instr 4) 2oAmount of Securitieso 3oOwnership 4 Nature of Indirect Beneficial Beneficially Owned (Instr Fonn Direct Ownership (Instr 6) 4)o (D) or Indirect
(I) (Instr 5)o
Common Stock 100000 D
Table II - Derivative Securities Beneficially Owned (eg puts calls warrants options convertible securities)
1 Title of Derivative Security (Instr 4)o 2 Date Exercisable and 3 Title and Amount of Securitieso 4 5 6oNature ofoExpiration Date Underlying Derivative Security Conversion Ownership Indirect Beneficial (MonthDayYear) (Instr 4) or Exercise Fonn Ownership (Instr
Price of Direct (0) 5) Amount Derivative or Indirect or Security (I) (Instr 5)oNumber
Date Expiration of Exercisable Date Title Shares
Explanation of Responses
sl lt jary 0(1Scrhnff 07iOV201R bullbull Signature of Reporting DatePersono
Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly bull If the form is tiled by more than one reporting person see Instruction 5 (b)(v)o Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a)oNote File three copies of this Form one of which must be manually signed If space is insufficient see Instruction 6 for procedureoPersons who respond to the collection of Information contained In this fonn are not required to respond unless the form displays a currently valid 0MB Number
11httpswwwsccgov Archivescdgardata l 083848000 I 683168 l8001868xslF345X02ownersbi pxml
8)
Gary_
7112018
SEC Form4
FORM4
Check this box rr no longer subject to Section 16 Form 4 or Form 5 obligations may continue See Instruction 1 (b)
1 Name and Address of Reporting Person
SEC FORM4
or Section 30h) of the Investment Company Act of 1940
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington DC 20549
j 0MB APPROVAL J 0MB Number 3235-0287 I
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Esbmated aVlllage burden I
h-----middotmiddot------ 05
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
2 Issuer Name and Ticker or Trading Symbol 5 Relationship of Reporting Person(s) to Issuer (Check all applicable)
Onstcrhoff CAN CAL RESOURCES ITP f ccRE I X Director 100wner
_ bullbull - bull-bullbull-bullA--bull - bull middotmiddot- - _ ---bulllt- middot --middot bull middotbull-bullbull-bullbullmiddot-- ---middot-middot--middot
(Last) (First) (Middle)
-middotbull Officer (give title Other (specify 3 bull Date of Earliest Transaction (MonthDayYear) below) below) 123liWl7
-bullbull ---
(Street) 4 If Amendment Date of Orlglnal Filed (MonthDayYear) 6 Individual or JointGroup Filing Check Applicable Line)
RHgt DEER X Fonn filed by One Reporting Person ALHERTA r(1
Form filed by More than One Reporting Person
CANADA
middotmiddot---- -
(City) (Slate) (Zip)
Table I - Non-Derivative Securities Acquired Disposed of or Beneficially Owned
1 Title of Security (Instr 3) 2 Transaction 2A Deemed 3 4 Securities Acquired (A) or 6Amount of 6 OWnershlp 7 Nature of Date Execution Dato Transaction Disposed or (0) (Instr 3 4 and 6) Securities Form Direct Indirect (MonthDayYear) If any Code (Instr Beneficially (D) or Indirect Boneflclal
(MonthDayYearj 8) Owned FolloWlng (I) (Instr 4) OwnershipReported (Instr 4)
(A)or Transactton(s)Code V Amount Prfce(D) (Instr 3 and 4)
llltH589() Common Stock 123W0l7 J IOOJ)OO A $003 200000 I Alhcrtl
ltd
Table II - Derivative Securities Acquired Disposed of or Beneficially Owned (eg puts calls warrants options convertible securities)
1 Title of 2 3 Transaction 3AOeemed 4 6Numbernof 6 Date Exercisable and 7 Tille and Amount 8 Prlce of 9Numberof 10 11 Nature Dertvntlve Conversion Date Execution Date Transaction DertvaUve Expiration Date of Securities Darlvatlve derlvaUve OWnershlp of Indirect
If any Code (Instr SecurfUes (MonthDayYear) Underlying Security Securities Fom Beneficial (Instr 3) Dertvatlve Security (Instr 5)
_ --middotmiddot
Security or Exercise (MonthOayYoar)Price of (MonthfDayYear) Acquired (A) Baneftclally Dlrectn(D) Ownership
Owned or Indirect (Instr 4) 0ertv11tlve (Instr 3 and 4) Security
or Disposed cf (D) (Instr 34nand5)
FollowingReported
(I) (Instr 4)
Code V (A) (D) Date Exercisable
Expiration Dato Tltle
Amount or Number of Shares
Tran5actlOR(5)(Instr 4)
Sllbulld Op1i 1 bull11 $11(1( I ll211li 121middot017 j l(H)Ool 12JI 017 12middot12112
Cmmon S111d
100000 So lll(f(Ji)II I
PltiJ5XN
lhcrta Lid
Explanation of Responses Remarks
Y Onslcrhnff ()7i0i20J8 - Signature of Reporting Person Date
Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly bull If lhe form is filed by more than one reporting person see Instruction 4 (b)(v) Intentional misstatements or omissions of facts conslilute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a) Note File lhree copies of this Form one of which must be manually signed If space is insufficient see Instruction 6 tor procedure Persons who respond to the collection of lnfonnatlon contained In this form are not required to respond unless the fonn displays a currently valid 0MB Number
httpswwwsecgov Archi vcscdgardata I 08384800016831681800 I 869xslF34SX03ownershipxml I I
I OMBAPPROVAL j
0MB Number 3235- I0104
Estimated c1verage burden j
_sI_________________ 05 J
7il li2018 SEC FORM 3
SEC Form 3
FORM3 UNITED STATES SECURITIES AND EXCHANGE
COMMISSION Washington DC 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF
SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the lnvestmnt Company Act of 1940
1eName and Address of Reporting Person 2eDate of Evente 3eIssuer Name and licker or Trading SymboleRequiring Statemente CAN CAL RESOURCES LTD I CCRE I Korver Case (MonthDayYear)e
middot - - middotmiddotmiddotbull-bull- 0920i206
(Last) -(Middle) 4 Relationship of Reporting Person(s) toe 5eIf Amendment Date of Originale(First) - Issuere Filed (MonthDayYear)e
(Check all applicable)e
X Director 10 Owner 6eIndividual or JoinVGroup Filinge bull-middot -- - Officer (give Other (specify (Check Applicable Line)
(Street) title below) below)
X Fonn filed by One Reporting Person
AIBElffA F onn filed by More than One (ANADA Reporting Person
AO
middot-middotmiddotmiddot -middot middot middotmiddotmiddotbull bullmiddot-- -
(City) (State) (Zip)
Table I - Non-Derivative Securities Beneficially Owned
1 Title of Security (Instr 4) 2 Amount of Securities 3eCgtwnership 4 Nature of Indirect BeneficialeBeneficially Owned (Instr Fonn Direct Ownership (Instr 5) 4) (D) or Indirect
(I) (Instr 5)
Com1mm Stock 100000 IJ
Table II - Derivative Securities Beneficially Owned (eg puts calls warrants optioris convertible securities)
1eTitle of Derivative Security (Instr 4) 2eDate Exercisable and 3 Title and Amount of Securities 4 5 6 Nature ofeExpiration Date Underlying Derivative Security Conversion Ownership Indirect Beneficial
(MonthDayYear) (Instr 4) or Exercise Fonn Ownership (Instr Price of Dlrect(D) 5)
Amount Derivative or Indirect or Security (I) (Instr 5) Number
Date Expiration ofExercisable Date Title Shares
Explanation of Responses
Isl ( middotas Korvcr 07112018
Signature of Reporting DatePerson Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly bull If the form is filed by more than one reporting person see Instruction 5 (b)v)e Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(aNote File three copies of this Form one of which must be manually signed If space is insufficient see Instruction 6 for procedurePersons who respond to the collection of information contained in this fonn are not required to respond unless the fonn displays a currently valid 0MB Number
httpswwwsccgovArchivescdgardata I083848000 I 68l l681800 I 922xslf345X02ownershipxml 11
_____
(A)
7112013 SECFORM4
SEC Form4
FORM4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION r ___ OMBAPPROVAL __jwashington DC 20549
0MB Number 3235-02871 Estimated average burden Check this box if no longer subject to STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP0 Section 16 Form 4 or Form 5 -urs per response middot--middotmiddotmiddotmiddot---middot-middotI
obligations may continue See nslrucbon 1(b) Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
1 Name and Address of Reporting Person 2 Issuer Name and Ticker or Trading Symbole 5 Relationship of Reporting Person(s) to Issuer (Check all applicable)
KoncrCasc CA CAL RfcSQlflCr ITP I CCRE I X Director 10Owner
-middot _ ----- middot-middot -----middot---middotmiddot-middot ---- bullbull r -bull bull-bullbull-bull
Officer (give title Other (specify (Last) (First) (Middle) 3 Date of Earliest Transaction (MonthDayYear) below) below)
l2i312017
--middot --- ____ - middot- _____ -- __ - middot-middot middot- --bullbull-bull middot--------------_- 4 If Amendment Date of Original Filed (MonthDayYear) 6 Individual or JointGroup Filing (Check Applicable (Street) Line)
X Form filed by One Reporting Person AlBERfA AO Form filed by More than One Reporting
Person(ANrDA
middotj -bullmiddotbullmiddot ---middotmiddot- --middotmiddotmiddot ---middotbullmiddotmiddotmiddotmiddotmiddot-
(City) (Stale) (Zip)
Table I - Non-Derivative Securities Acquired Disposed of or Beneficially Owned
1 Title of Security (Instr 3) 2 Transaction 2A Deemed 3 4 Securities Acquired (A) or 5Amount of 6 Ownership 7 Nature of Date Execution Date Transaction Disposed Of (D) (Instr 3 4 and 5) Securities Form Direct lndlroct (MonthDayYear) If any Code (Instr Beneflclally (D) or Indirect Beneficial
(MonthDayYear) 8) Owned Followlng (I) (Instr 4) Ownership Reported (lnstr4)
(A)or Transactlon(s)Code V Amount Price
(0) (Instr 3 and 4)
lltcmiddotrctkComnwn S1ok 123Ji2017 J 100000 A $0([ 200000 I
Finn Ird
Table II - Derivative Securities Acquired Disposed of-or Beneficially Owned (eg puts calls warrants options convertible securities)
1 Title of 2 3 Transaction 3A Deemed 4 6 Number of 6 Date Exerclsabla and 7 Title and Amount a Price of 9Numberof 10 11 Nature Derivative Conversion Date Execution Date Transaction Derivative Expiration Date or Securities Derivative derivative Ownership oflridlrect Security or Exercise (MonthDayYear) If any Code (Instr Securities (MonthlDayYear) Underlying Securtty securities Fonn Benetlctal (Instr 3) Price of (MonthDayYear) 8) Acquired (A) Derivative Security (Instr 5) Baneflclally Direct (D) Ownerohlp
Derivative or Disposed (Instr 3 and 4) Owned or Indirect (Instr 4) Security of (D) (Instr Followlng (I) (Instr 4)
3 4 and 5) ReportedTransactlon(s)
Amount (lnstr4)or
Dato Expiration Number Code V (D) Exercisable Date Title of Shares
SlltI rmmon Rcinik SOlit lJWl7 J ltl(oJl(JO I Jt2117 lH2D 100000 so 1(1111bull10 I
01i1J1- Stud lr111 lhl
Explanation of Responses
Remarks
Is Cal Kornmiddotr 07) l018 bullbull Signature of Reporting Person Date
Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly bull If the form is filed by more than one reporting person see Instruction 4 (b)(v) Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a) Note File three copies of this Form one of which must be manually signed If space is Insufficient see Instruction 6 for procedure Person$ who respond to the collectlon of Information c ontained In this form are not required to respond u nless the form displays a currently valld 0MB Number
httpswwwsecgovArchivcsedgardata1083848000168316818001923xslF345X03owncrshipxml I I
CERTIFICATE OF SERVICE
I hereby certify that true copies of RESPONDENT CAN--CAL RESOURCES LTDS FURTHER SUPPLEMENTAL DOCUMENTS IN SUPPORT OF OPPOSITION TO DIVISION OF ENFORCEMENTS MOTION FOR SUMMARY DISPOSITION were served on thisltifrac14ay of July 2018 in the manner indicated below
By US Mail
The Honorable Brenda P Murray Chief Administrative Law Judge
Securities and Exchange Commission 100 F Street N E Washington DC 20549-2557
Kevin P ORourke Neil J Welch Jr Securities and Exchange Commission 100 F Street N E Washington DC 20549-6010 (Counsel for Division of Enforcement)
Stephen R Hackett Esq Sklar Williams PLLC 410 S Rampart Blvd bull Suite 350 Las Vegas NV 89145 (Counsel for Intervenors)
William R Fishman Esq 2000 S Colorado Blvd Tower 1 Suite 9000 Denver CO 80222 (Counsel for Intervenors)
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STEPHEN R HACKETT ESQ Nevada Bar No 5010
2 JOHNATHON FAYEGHI ESQANevada Bar No 127363 SKLAR WILLIAMS PLLC
4 410 South Rampart Boulevard Suite 350 Las Vegas Nevada 89145 Telephone (702) 360-6000 Facsimile (702) 360-0000
6 Email shackettsklar-lawmiddotcomA7 Email ifavegbisklar-lawcom
Attorneys for Plaintiffs 8
Electronically Filed 792018 426 PM Steven 0 Grierson o u
_
DISTRICT COURT
CLARK COUNTY NEVADA
RONALD D SLOAN ROBIN SCHWARZ 11 GARY COLLINS JILL BROWN LARK
TERRELL NANCY HERBOLD DANIEL 12 R SLOAN BETTY ANN SLOAN PEARL
KIRK JAMES BOAN NO WAIT LARRY 13 ORWICK PATRICIA LA SALLE BRIAN
WOLFE STUART R CAMERON 14 ROBERT WEBSTER HUGO BONDI
JOAN BRA TSETH P A BRA TSETR DEREK MILANI DEAN RACHEY SAM BROUNSTEIN SANDRA JANSEN BRIAN
16 JANSEN RHONDA KIM NICHOLS SCOTT NICHOLS CARMEN ADAIR
17 KRISTA SCHOFIELD MARK BRATSETH ROSE TRUST 11 CLIFF OLSON DON
18 COLLINS ROYCE NORDSTROM NATALIE MAYZEL DAVID JESSKE
19 THORNTON D BARNES JAMES HASON SANDRA HASON EDDIE GUILLET RY AN GUILLET
21 ON BEHALF OF CAN-CAL RESOURCES LTD
22 Plaintiffs
23 vs
24 CAN-CAL RESOURCES LTD a Nevada corporation WILLIAM J I I OGAN THOMPSON MACDONALD RONALD
26 SCI-HNNOUR MICHAEL HOGAN CANDEO LAV A PRODUCTS INC a
27 Canadian Corporation and FUTUREWORTH CAPITAL CORP a Canadian Corporation
28 Defendants
Case No A-14-701465-B Dept No XI
NOTICE OF ENTRY OF FINAL JUDGMENT AND ORDER OF DISMISSAL
Case Number A-14-701465-B
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lTO ALL JNTERESTEl PARTIES anda
TO TIIEIRCOUNSEL OF RECORD
PLEASE TAKE NOTICE tnat9n the 9$ day of July2018 a FINAL JUDGMENT 4
AND ORDEROFOISMISSAL Va entered in the abov_e-entitled mattera-copy of which is
attache4 hereto 6
DATEDth)s9th day ofJuly201_8 7
SLAR WILLIAMS 8 p If
9 By L TEPHEN R HACKETT ESQ
Nevadamiddot middotBar No SO 10 11 410 S Rampart Blvd Ste 350
Las Vgas NV 89145 12 Attorneys for Plaintijjs
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CERTIFICATE OF SERVICE
9r-The undersigned hereby certifies 1hat on the ---- day of July 2018 a true and correct
copy of the above and forgoing NOTICE OF ENTRY OF FINAL JUDGMENT AND
ORDER OF DISMISSAL was submitted electronically for filing and service with the Eighth
Judicial District Court Electronic Service of the foregoing document shaH be made to all parties
listed on the E-SERVICE MASTER LIST in accordance with the Electronic Service and Filing
Order
Holland amp Hart LLP Contactmiddot Andrea M Champion Susann fhpmps9n Yolonda J Dekle Julie [1nton middot middot Ptrlck J Reilly middot
Jones Lovelock Contact Justin C Jones
Sklar Williams PLLC middot Coiitactmiddotmiddot
middot Emilymiddot Kapq_lnaL Johnathon Fayeghl Esq bull middot Stephen R bullbull ttckett Esq
EService Master List
Email amchampionhollandhartcom middot middot sthompsofruholandhajtcom
yfdekletiolfandhartcom middotmiddot jHntonhollandhartcom prelllvhollandhartcom middot
jjonesjoneslovelockcom
Email ekapolnaisklar-lawcom ifaveqhisklar-lawcom
shackettsklar-awcom
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Electronically Filed 792018117 PM Steven D Grierson
I Ho u ___
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8 IN THE EIGHTH JUDICIAL DISTRICT COURT OF THE STATE OF NEV ADA
9 IN AND FOR CLARK COUNTY
RONALD D SLOAN ROBIN SCHWARZ GARY COLLINS JILL BROWN LARK
11 TERRELL NANCY HERBOLD DANIEL ROSLOAN BETTY ANN SLOAN PEARLO
12 KIRK JAJvIES BOAN NO WAIT LARRY ORWICK PATRICIA LA SALLE BRIAN
13 WOLFE STUART R CAMERON ROBERT WEBSTER HUGO BONDI
14 JOAN BRATSETH P A BRATSETH DEREK MILANI DEAN RACHEY SAM BROUNSTEIN SANDRA JANSEN BRIAN JANSEN RHONDA KIM NICHOLS
16 SCOTT NICHOLS CARMEN ADAIR KRISTA SCHOFIELD MARK BRATSETH
17 ROSE TRUST 11 CLIFF OLSON DON COLLINS ROYCE NORDSTROM
18 NATALIE MA YZEL DAVID JESSKE THORNTON D BARNES JAMES HASON
19 SANDRA HASON EDDIE GUlLLET RYAN GUILLET
ON BEHALF OF CAN-CAL RESOURCES 21 LTD
22 Plaintiffs
23 vs
24 CAN-CAL RESOURCES LTD corporation WILLIAM J THOMPSON MACDONALD SCHINNOUR MICHAEL
a Nevada HOGANO
RONALD HOGAN
26 CANDEC LAV A PRODUCTS INC a Canadian Corporation and FUTUREWORTH
27 CAPITAL CORP a Canadian Corporation
28 Defendants
Case Number A-14-701465-B
Case No A-14-701465-B Dept No XI
FINAL JUDGMENT AND ORDER OF DISMISSAL
1o This matter came before this Court for hearing pursuant to this Courts Preliminaryo2o Approval Order dated April2 2018 and the Parties Motion in Support of Final Approval ofo3o Settlement and Application for Attorneys Fees and Expenses filed June 11 2018 seeking finalo4o approval of the Settlement set forth in the Stipulation and Agreement of Settlement dated Marcho5o 16 2018 (the Stipulation) The Parties w(frac34resent by and through their counsel of recordo6o Sklar Williams PLLC and William Fishm Plaintiffs Holland amp Hart LLP and Joneso7o Lovelock for Defendants Due and adequate notice having been given to Current Can-Calo8o Shareholders as required in the Preliminary Approval Order and this Court having considered allo9o papers filed and proceedings had herein and otherwise being fully informed in the premises ando
10o good cause appearing therefore IT IS HEREBY ORDERED ADJUDGED AND DECREEDo11o thato12o 1o For purposes of this Final Judgment and Order of Dismissal (the Judgment) theo13o Court incorporates by reference the definitions in the Stipulation and all capitalized termsoI4o contained herein shall have the same meanings as set forth in the Stipulation unless otherwiseo1 So defined hereino16o 2o This Judgment incorporates and makes a part hereof i) the Stipulation and (ii)o17 the Court-approved Notice which was filed with the Court as Exhibit C to the Stipulationo18o 3o This Court has jurisdiction over the subject matter of the Derivative Actiono19 including all matters necessary to effectuate the Settlement and over all Partieso20o 4o The Court finds that the Settlement as set forth in the Stipulation- is fairo21o reasonable and adequate to Can-Cal and Current Can-Cal Shareholders and that it provideso22o substantial benefits to and is in the best interests of Can-Cal Current Can-Cal Shareholderso23o Plaintiffs and the Parties The Court hereby directs that the Settlement be consummated ino24o accordance with the terms and conditions of the Stipulation and hereby finally approves theo25o Settlement set forth in the Stipulation in all respectso26o 5oThe Derivative Action and all claims therein are hereby dismissed as to all Defendantso27o with prejudice As among Plaintiffs Can-Cal the Corporate Defendants and the Individualo28o E --
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f)No oip1r fu- aampV-1(5s i av12Was ever-Hpound
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Defendants the Parties are to bear their ow11 costs except as provided in Paragraphs 11 and 12
below
6aUpon the Effective Date the Releasing Persons shall be deemed to have and bya
operation of this Judgment shall have fully finally and forever released relinquished and
discharged the Released Claims (including Unknown Claims) against the Released Persons
Nothing herein shall in any way impair or restrict the rights of any Party to enforce the terms of
the Stipulation or this Judgment Releasing Persons shall be deemed to have and by operation of
8 this Judgment shall have covenanted not to sue any Released Person with respect to any
9 Released Claims and shall be permanently barred and enjoined from instituting commencing or
prosecuting the Released Claims against e Released Persons
11 7aExcept as set forth in Paragraph 8 below upon the Effective Date each of the Releaseda
12 Persons shall be deemed to have fully finally and forever released relinquished and discharged
13 Plaintiffs Plaintiffs Counsel and Can-Cal from all claims (including Unknown Claims) arising
14 out of relating to or in connection with the institution prosecution assertion settlement or
resolution of the Derivative Action or the Released Claims Nothing herein shall in any way
16 impair or restrict the rights of any Party to enforce the tenns of the Stipulation or this Judgment
17 8 Nothing in the Stipulation or in Paragraph 7 above constitutes or reflects a waiver ora
18 release of any rights or claims of Defendants against their insurers or their insurers subsidiaries
19 predecessors successorsagt assignsgt affiliates or representatives including but not limited to any
rights or claims of Defendants under any directors and officers liability insurance or other
21 middotappHcable insurance coverage maintained by the Companya
22 9aThis Court finds that the Notice of Proposed Settlement and Settlement Hearinga
23 (Notice) to Current Can-Cal Shareholders posted on Defendants Counsels websites Holland
24 amp Hart and Jones Lovelock and the website of Plaintiffs Counsel Sklar Williams PLLC and the
Summary Notice to Current Can-Cal Shareholders (Swnmary Notice) tiled by Can-Cal with
26 the Securities and Exchange Commission via a Current Report on Form 8-K mailed by Pacific
27 Stock Transfer Company to all common shareholders of record of Can-Cal as of April 10 2018
28 published once in the Calga1y Herald once in the Vancouver Star and once in the Las Vegas
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Review Journal and the issuance of a press release publicly available on the internet at Yahoo 2 finance satisfied the requirements of due process constituted the best notice practicable under 3 the circumstances to Can-Cals shareholders fully satisfied the requirements of Nevada law due 4 process under the United States Constitution and any other applicable law and constituted due
and adequate notice to all persons entitled thereto 6 10sThis Court finds that during the course of the Derivative Action the Parties and theirs7 counsel at all times acted professionally and in compliance with Nevada Rule of Civil Procedure 8 11 and all other similar _rules of professional conduct with respect to any claims or defenses
tJ( _ r L - - r I J - IkXna
in
+t1 11sThis Cowtapproves the Plaintiffs Fee-d Expense Amount of $375000 in -fw SkCctrlds
9 the Action r-shy
CttgtPCIgt
_sunsel i
1-1s accordance with the Stipulation Payment of the Fee and Expense Amount shall b made in middot-1-fX) of) )s12s accordance with the terms and subject to the conditions of the Stipulatioh with $50ood to lie-middot 13 retained by Can-Cal as working capital 14 The Coyrtlfroves th Ads to PIn1ffs cs ylliCmiddotont oJ ___ I r
$375000 in adrdance 1wiihmiddotthe1erms and coriaitionsf the Stipufatnnlt ______ ) 16 13sNeither the Stipulation (including the exhibits attached thereto) nor the Settlements17 nor any act performed or document executed pursuant to or in furtherance of the Stipulation or 18 the Settlement (a) is or may be deemed to be or may be offered attempted to be offered or used 19 in any way by the Parties as a preswnption a concession or an admission of or evidence of the
validity of any Released Claims or of any fault wrongdoing or liability of any of the Parties 21 Plaintiffs Counsel Defendants Counsel or Released Persons or (b) is or may be deemed to be 22 or may be offered attempted to be offered or used in any way by the Parties or any other Person 23 as a presumption a concession or an admission of or evidence of any fauli omission 24 wrongdoing or liability of any of the Parties Plaintiffs Counsel Defendants Counsel or
Released Persons in any civil criminal or administrative proceeding in any court administrative 26 agency or other tribunal The Parties Plaintiffs Counsel Defendants Counsel and Released 27 Persons may file the Stipulation andor this Judgment in any action that may be brought against 28 middot them in order to support a defense or counterclaim based on principles of res judicata collaterals
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I 8 The Court directs immediate entry of this Final Judgment by the Clerk of the Court
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estoppet release good-faith settlement judgment bar or reduction or any other theory of claim
preclusion or issue preclusion or similar defense or counterclaim
14sWithout affecting the finality of this Judgment in any way the Court hereby retainss
jurisdiction (a) over the interpretation implementation administration conswrunation and
enforcement of the Settlement tb) over the Parties until the Judgment contemplated hereby has
become effective the Initial Settlement Payment is received by Plaintiffs Counsel as set forth in
Section 22(a) of the Stipulation the Fee and Expense -mount is paid to Plaintiffs Counsel as
set forth in Section 52 of the Stipulation and the Can-Cal Shares are issued to Plaintiffs
Counsel as set forth in Section 52 of the Stipulation and (c) over the Parties for the purpose of
construing enforcing and administering the Stipulation including if necessary setting aside
and vacating this Judgment on motion of a Party to the extent consistent with and in accordance
with the Stipulation
15sIn the event that a termination and cancellation of the Settlement occurs pursuant tos
the Stipulation or if the Judgement is set aside (a) the terms and provisions of the Stipulation
shall have no further force and effect except as otherwise provided in the Stipulation and (b) the
Parties shall be deemed to have reverted to their positions as of immediately prior to the
execution of the Stipulation
16sWithout further order of the Court the Parties may agree to reasonable extensions ofs
time to carry out any of the provisions of the Stipulation
17sThis Judgment is a final appealable judgment and should be entered forthwiths
IT IS SO ORDERED
DATED --------
ICIAL DISTRICT COURT
-
4)
7112018 SEC FORM 3A
IL 0MB APPROVL __
i 0MB Number t
3235-
0104
1 Estimated average burden I hours per 0_5 1
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SEC Form 3
FORM3 UNITED STATES SECURITIES AND EXCHANGE
COMMISSION Washington DC 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF
SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
1eName and Address of Reporting Persone 2eDate of Evente 3 Issuer Name and Ticker or Trading SymboleRequiring Statemente CAN CAL RESOURCES LTD I CCRE IDouglass CaseY- (MonthDayNear)e
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X PersonAlBERTA AO Form filed by More than One
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City) (State) (Zip)
Table I - Non-Derivative Securities Beneficially Owned
1 Tille of Security (Instr 4)e 2 Amount of Securitiese 3eOwnership 4 Nature of Indirect BunaficialeBeneficially Owned (Instr Form Direct Ownership (Instr 5)
(D) or Indirect (I)e(Instr 5)e
Common Sl(gtck 263000 I By Spouse
Table II - Derivative Securities Beneficially Owned (eg puts calls warrants options convertible securities)
1eTitle of Derivative Security (Instr 4) 2eDate Exercisable and 3 Title and Amount of Securities 4 5 6 Nature ofeExpiration Date Underlying Derivative Security Conversion Ownership Indirect Beneficial (MonthDayYear) (Instr 4) or Exercise Form Ownership (Instr
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Date Expiration of Exercisable Date Title Shares
Explanation of Responses
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Signature of Reporting DatePerson Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly If the form is filed by more than one reporting person see Instruction 5 (b)(v) Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a)eNote File three copies of this Form one of which must be manually signed If space is insufficient see Instruction 6 for procedure Persons who respond to the collection of lnfonnation contained In this form are not required to respond unless the form displays a currently valid OMS Number
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1 lltle of Derivative Security(Instr 3)
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7 Titlo and Amount of Securioties UnderlyingDerivative Security (Instr 3 and 4)
Amount
8Priceof Derivative Security(Instr 5)
9 Number or derivative Sacurttles Beneflcloally Owned Followtng Reported Transactlon(os) (lnatr4)
10 Ownershiop Form Dlrecto(D) or Indirect (I) (Instr 4)
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SEC form4
FORM4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION 0MB APPROVAL washlngton oc 20549
OMBNumber 3235-0287 I Estimated average burden
Check this box If no longer SubJect to STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP hOurs per response
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Form filed by More than One Reporting + - - middot-bullbull- middotmiddotmiddotmiddotmiddotbull- - middot middot Person
(City) (Stale) (Zip
Table I - Non-Derivative Securities Acquired Disposed of or Beneficially Owned
1 Title of Security (Instr 3) 2 Transaction Date (MonthDayYear)
2A Deemoed Execution Date If any (MonthDayYear)
3 Transaction Code (Instr 8)
Code V
4 Securiotioes Acquired (A) or Disposed or (D) (Instr 3 4 and 5)
(A)orAmount Price(D)
5AmountofoSecurttles BeneficiallyOwned Following ReportedTransactton(s)(Instr 3 and 4)
6 Ownership Form Direct (D) or Indirect (I) (t nstr 4)
7 Nature of Indirect Beneficial ownership (lnstr4)
B) for
Common Stock 12312017 0-l 1820 18 J 100000 A $0tn Jhnno I I ifc FinanckI Ltd
Table II - Derivative Securities Acquired Disposed of or Beneficially Owned (eg puts calls warrants options convertible securities)
ExplanaUon of Responses
Remarks
Isl Casey I )oug 07iOJ201X
bullbull Signature of Reporting Person Date Reminder Report on a separate line for each class of securities beneficially owned directly or Indirectly bull If lhe fonn is filed by more than one reporting person see Instruction 4 (b)(v) - Intentional misstatements or omissions or fads constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a) Note File three copies of this Form one ot which must be manually signed If space is Insufficient see Instruction 6 for procedure Persons who respond to the collection of Information contaioned In this form are not required to respond unless the form displays a currently valid 0MB Number
httpswwwsecgovArchivesedgardata I 0838480001683 J 68 I 800 I 864xs1F345X03ownershipxml II
middot
7112018 SEC FORMJ
SEC Form 3
FORM3 UNITED STATES SECURITIES AND EXCHANGE [ 9J1B APPf3_QV _l COMMISSION I 30MB Number Washington DC 20549 0104
Estimated average burden middot hours per 1INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF 0_5 1_r - _ iSECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
1oName and Address of Reporting Person 2 Date of Evento 3oIssuer Name and licker or Trading SymboloRequiring Statement CAN CAL RESOURCES LTD I CCRE ) Oosterhoff Gary_ (MonthDayYear)
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(Last) (First) (Middle) 4 Relationship of Reporting Person(s) to 5oIf Amendment Date of Original Issuer Filed (MonthDayYear)(Check all applicable)o
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Table 1- Non-Derivative Securities Beneficially Owned
1 Title of Security (Instr 4) 2oAmount of Securitieso 3oOwnership 4 Nature of Indirect Beneficial Beneficially Owned (Instr Fonn Direct Ownership (Instr 6) 4)o (D) or Indirect
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Table II - Derivative Securities Beneficially Owned (eg puts calls warrants options convertible securities)
1 Title of Derivative Security (Instr 4)o 2 Date Exercisable and 3 Title and Amount of Securitieso 4 5 6oNature ofoExpiration Date Underlying Derivative Security Conversion Ownership Indirect Beneficial (MonthDayYear) (Instr 4) or Exercise Fonn Ownership (Instr
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Date Expiration of Exercisable Date Title Shares
Explanation of Responses
sl lt jary 0(1Scrhnff 07iOV201R bullbull Signature of Reporting DatePersono
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11httpswwwsccgov Archivescdgardata l 083848000 I 683168 l8001868xslF345X02ownersbi pxml
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Gary_
7112018
SEC Form4
FORM4
Check this box rr no longer subject to Section 16 Form 4 or Form 5 obligations may continue See Instruction 1 (b)
1 Name and Address of Reporting Person
SEC FORM4
or Section 30h) of the Investment Company Act of 1940
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington DC 20549
j 0MB APPROVAL J 0MB Number 3235-0287 I
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Esbmated aVlllage burden I
h-----middotmiddot------ 05
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CANADA
middotmiddot---- -
(City) (Slate) (Zip)
Table I - Non-Derivative Securities Acquired Disposed of or Beneficially Owned
1 Title of Security (Instr 3) 2 Transaction 2A Deemed 3 4 Securities Acquired (A) or 6Amount of 6 OWnershlp 7 Nature of Date Execution Dato Transaction Disposed or (0) (Instr 3 4 and 6) Securities Form Direct Indirect (MonthDayYear) If any Code (Instr Beneficially (D) or Indirect Boneflclal
(MonthDayYearj 8) Owned FolloWlng (I) (Instr 4) OwnershipReported (Instr 4)
(A)or Transactton(s)Code V Amount Prfce(D) (Instr 3 and 4)
llltH589() Common Stock 123W0l7 J IOOJ)OO A $003 200000 I Alhcrtl
ltd
Table II - Derivative Securities Acquired Disposed of or Beneficially Owned (eg puts calls warrants options convertible securities)
1 Title of 2 3 Transaction 3AOeemed 4 6Numbernof 6 Date Exercisable and 7 Tille and Amount 8 Prlce of 9Numberof 10 11 Nature Dertvntlve Conversion Date Execution Date Transaction DertvaUve Expiration Date of Securities Darlvatlve derlvaUve OWnershlp of Indirect
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or Disposed cf (D) (Instr 34nand5)
FollowingReported
(I) (Instr 4)
Code V (A) (D) Date Exercisable
Expiration Dato Tltle
Amount or Number of Shares
Tran5actlOR(5)(Instr 4)
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Cmmon S111d
100000 So lll(f(Ji)II I
PltiJ5XN
lhcrta Lid
Explanation of Responses Remarks
Y Onslcrhnff ()7i0i20J8 - Signature of Reporting Person Date
Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly bull If lhe form is filed by more than one reporting person see Instruction 4 (b)(v) Intentional misstatements or omissions of facts conslilute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a) Note File lhree copies of this Form one of which must be manually signed If space is insufficient see Instruction 6 tor procedure Persons who respond to the collection of lnfonnatlon contained In this form are not required to respond unless the fonn displays a currently valid 0MB Number
httpswwwsecgov Archi vcscdgardata I 08384800016831681800 I 869xslF34SX03ownershipxml I I
I OMBAPPROVAL j
0MB Number 3235- I0104
Estimated c1verage burden j
_sI_________________ 05 J
7il li2018 SEC FORM 3
SEC Form 3
FORM3 UNITED STATES SECURITIES AND EXCHANGE
COMMISSION Washington DC 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF
SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the lnvestmnt Company Act of 1940
1eName and Address of Reporting Person 2eDate of Evente 3eIssuer Name and licker or Trading SymboleRequiring Statemente CAN CAL RESOURCES LTD I CCRE I Korver Case (MonthDayYear)e
middot - - middotmiddotmiddotbull-bull- 0920i206
(Last) -(Middle) 4 Relationship of Reporting Person(s) toe 5eIf Amendment Date of Originale(First) - Issuere Filed (MonthDayYear)e
(Check all applicable)e
X Director 10 Owner 6eIndividual or JoinVGroup Filinge bull-middot -- - Officer (give Other (specify (Check Applicable Line)
(Street) title below) below)
X Fonn filed by One Reporting Person
AIBElffA F onn filed by More than One (ANADA Reporting Person
AO
middot-middotmiddotmiddot -middot middot middotmiddotmiddotbull bullmiddot-- -
(City) (State) (Zip)
Table I - Non-Derivative Securities Beneficially Owned
1 Title of Security (Instr 4) 2 Amount of Securities 3eCgtwnership 4 Nature of Indirect BeneficialeBeneficially Owned (Instr Fonn Direct Ownership (Instr 5) 4) (D) or Indirect
(I) (Instr 5)
Com1mm Stock 100000 IJ
Table II - Derivative Securities Beneficially Owned (eg puts calls warrants optioris convertible securities)
1eTitle of Derivative Security (Instr 4) 2eDate Exercisable and 3 Title and Amount of Securities 4 5 6 Nature ofeExpiration Date Underlying Derivative Security Conversion Ownership Indirect Beneficial
(MonthDayYear) (Instr 4) or Exercise Fonn Ownership (Instr Price of Dlrect(D) 5)
Amount Derivative or Indirect or Security (I) (Instr 5) Number
Date Expiration ofExercisable Date Title Shares
Explanation of Responses
Isl ( middotas Korvcr 07112018
Signature of Reporting DatePerson Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly bull If the form is filed by more than one reporting person see Instruction 5 (b)v)e Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(aNote File three copies of this Form one of which must be manually signed If space is insufficient see Instruction 6 for procedurePersons who respond to the collection of information contained in this fonn are not required to respond unless the fonn displays a currently valid 0MB Number
httpswwwsccgovArchivescdgardata I083848000 I 68l l681800 I 922xslf345X02ownershipxml 11
_____
(A)
7112013 SECFORM4
SEC Form4
FORM4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION r ___ OMBAPPROVAL __jwashington DC 20549
0MB Number 3235-02871 Estimated average burden Check this box if no longer subject to STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP0 Section 16 Form 4 or Form 5 -urs per response middot--middotmiddotmiddotmiddot---middot-middotI
obligations may continue See nslrucbon 1(b) Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
1 Name and Address of Reporting Person 2 Issuer Name and Ticker or Trading Symbole 5 Relationship of Reporting Person(s) to Issuer (Check all applicable)
KoncrCasc CA CAL RfcSQlflCr ITP I CCRE I X Director 10Owner
-middot _ ----- middot-middot -----middot---middotmiddot-middot ---- bullbull r -bull bull-bullbull-bull
Officer (give title Other (specify (Last) (First) (Middle) 3 Date of Earliest Transaction (MonthDayYear) below) below)
l2i312017
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X Form filed by One Reporting Person AlBERfA AO Form filed by More than One Reporting
Person(ANrDA
middotj -bullmiddotbullmiddot ---middotmiddot- --middotmiddotmiddot ---middotbullmiddotmiddotmiddotmiddotmiddot-
(City) (Stale) (Zip)
Table I - Non-Derivative Securities Acquired Disposed of or Beneficially Owned
1 Title of Security (Instr 3) 2 Transaction 2A Deemed 3 4 Securities Acquired (A) or 5Amount of 6 Ownership 7 Nature of Date Execution Date Transaction Disposed Of (D) (Instr 3 4 and 5) Securities Form Direct lndlroct (MonthDayYear) If any Code (Instr Beneflclally (D) or Indirect Beneficial
(MonthDayYear) 8) Owned Followlng (I) (Instr 4) Ownership Reported (lnstr4)
(A)or Transactlon(s)Code V Amount Price
(0) (Instr 3 and 4)
lltcmiddotrctkComnwn S1ok 123Ji2017 J 100000 A $0([ 200000 I
Finn Ird
Table II - Derivative Securities Acquired Disposed of-or Beneficially Owned (eg puts calls warrants options convertible securities)
1 Title of 2 3 Transaction 3A Deemed 4 6 Number of 6 Date Exerclsabla and 7 Title and Amount a Price of 9Numberof 10 11 Nature Derivative Conversion Date Execution Date Transaction Derivative Expiration Date or Securities Derivative derivative Ownership oflridlrect Security or Exercise (MonthDayYear) If any Code (Instr Securities (MonthlDayYear) Underlying Securtty securities Fonn Benetlctal (Instr 3) Price of (MonthDayYear) 8) Acquired (A) Derivative Security (Instr 5) Baneflclally Direct (D) Ownerohlp
Derivative or Disposed (Instr 3 and 4) Owned or Indirect (Instr 4) Security of (D) (Instr Followlng (I) (Instr 4)
3 4 and 5) ReportedTransactlon(s)
Amount (lnstr4)or
Dato Expiration Number Code V (D) Exercisable Date Title of Shares
SlltI rmmon Rcinik SOlit lJWl7 J ltl(oJl(JO I Jt2117 lH2D 100000 so 1(1111bull10 I
01i1J1- Stud lr111 lhl
Explanation of Responses
Remarks
Is Cal Kornmiddotr 07) l018 bullbull Signature of Reporting Person Date
Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly bull If the form is filed by more than one reporting person see Instruction 4 (b)(v) Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a) Note File three copies of this Form one of which must be manually signed If space is Insufficient see Instruction 6 for procedure Person$ who respond to the collectlon of Information c ontained In this form are not required to respond u nless the form displays a currently valld 0MB Number
httpswwwsecgovArchivcsedgardata1083848000168316818001923xslF345X03owncrshipxml I I
f
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STEPHEN R HACKETT ESQ Nevada Bar No 5010
2 JOHNATHON FAYEGHI ESQANevada Bar No 127363 SKLAR WILLIAMS PLLC
4 410 South Rampart Boulevard Suite 350 Las Vegas Nevada 89145 Telephone (702) 360-6000 Facsimile (702) 360-0000
6 Email shackettsklar-lawmiddotcomA7 Email ifavegbisklar-lawcom
Attorneys for Plaintiffs 8
Electronically Filed 792018 426 PM Steven 0 Grierson o u
_
DISTRICT COURT
CLARK COUNTY NEVADA
RONALD D SLOAN ROBIN SCHWARZ 11 GARY COLLINS JILL BROWN LARK
TERRELL NANCY HERBOLD DANIEL 12 R SLOAN BETTY ANN SLOAN PEARL
KIRK JAMES BOAN NO WAIT LARRY 13 ORWICK PATRICIA LA SALLE BRIAN
WOLFE STUART R CAMERON 14 ROBERT WEBSTER HUGO BONDI
JOAN BRA TSETH P A BRA TSETR DEREK MILANI DEAN RACHEY SAM BROUNSTEIN SANDRA JANSEN BRIAN
16 JANSEN RHONDA KIM NICHOLS SCOTT NICHOLS CARMEN ADAIR
17 KRISTA SCHOFIELD MARK BRATSETH ROSE TRUST 11 CLIFF OLSON DON
18 COLLINS ROYCE NORDSTROM NATALIE MAYZEL DAVID JESSKE
19 THORNTON D BARNES JAMES HASON SANDRA HASON EDDIE GUILLET RY AN GUILLET
21 ON BEHALF OF CAN-CAL RESOURCES LTD
22 Plaintiffs
23 vs
24 CAN-CAL RESOURCES LTD a Nevada corporation WILLIAM J I I OGAN THOMPSON MACDONALD RONALD
26 SCI-HNNOUR MICHAEL HOGAN CANDEO LAV A PRODUCTS INC a
27 Canadian Corporation and FUTUREWORTH CAPITAL CORP a Canadian Corporation
28 Defendants
Case No A-14-701465-B Dept No XI
NOTICE OF ENTRY OF FINAL JUDGMENT AND ORDER OF DISMISSAL
Case Number A-14-701465-B
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lTO ALL JNTERESTEl PARTIES anda
TO TIIEIRCOUNSEL OF RECORD
PLEASE TAKE NOTICE tnat9n the 9$ day of July2018 a FINAL JUDGMENT 4
AND ORDEROFOISMISSAL Va entered in the abov_e-entitled mattera-copy of which is
attache4 hereto 6
DATEDth)s9th day ofJuly201_8 7
SLAR WILLIAMS 8 p If
9 By L TEPHEN R HACKETT ESQ
Nevadamiddot middotBar No SO 10 11 410 S Rampart Blvd Ste 350
Las Vgas NV 89145 12 Attorneys for Plaintijjs
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CERTIFICATE OF SERVICE
9r-The undersigned hereby certifies 1hat on the ---- day of July 2018 a true and correct
copy of the above and forgoing NOTICE OF ENTRY OF FINAL JUDGMENT AND
ORDER OF DISMISSAL was submitted electronically for filing and service with the Eighth
Judicial District Court Electronic Service of the foregoing document shaH be made to all parties
listed on the E-SERVICE MASTER LIST in accordance with the Electronic Service and Filing
Order
Holland amp Hart LLP Contactmiddot Andrea M Champion Susann fhpmps9n Yolonda J Dekle Julie [1nton middot middot Ptrlck J Reilly middot
Jones Lovelock Contact Justin C Jones
Sklar Williams PLLC middot Coiitactmiddotmiddot
middot Emilymiddot Kapq_lnaL Johnathon Fayeghl Esq bull middot Stephen R bullbull ttckett Esq
EService Master List
Email amchampionhollandhartcom middot middot sthompsofruholandhajtcom
yfdekletiolfandhartcom middotmiddot jHntonhollandhartcom prelllvhollandhartcom middot
jjonesjoneslovelockcom
Email ekapolnaisklar-lawcom ifaveqhisklar-lawcom
shackettsklar-awcom
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Electronically Filed 792018117 PM Steven D Grierson
I Ho u ___
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8 IN THE EIGHTH JUDICIAL DISTRICT COURT OF THE STATE OF NEV ADA
9 IN AND FOR CLARK COUNTY
RONALD D SLOAN ROBIN SCHWARZ GARY COLLINS JILL BROWN LARK
11 TERRELL NANCY HERBOLD DANIEL ROSLOAN BETTY ANN SLOAN PEARLO
12 KIRK JAJvIES BOAN NO WAIT LARRY ORWICK PATRICIA LA SALLE BRIAN
13 WOLFE STUART R CAMERON ROBERT WEBSTER HUGO BONDI
14 JOAN BRATSETH P A BRATSETH DEREK MILANI DEAN RACHEY SAM BROUNSTEIN SANDRA JANSEN BRIAN JANSEN RHONDA KIM NICHOLS
16 SCOTT NICHOLS CARMEN ADAIR KRISTA SCHOFIELD MARK BRATSETH
17 ROSE TRUST 11 CLIFF OLSON DON COLLINS ROYCE NORDSTROM
18 NATALIE MA YZEL DAVID JESSKE THORNTON D BARNES JAMES HASON
19 SANDRA HASON EDDIE GUlLLET RYAN GUILLET
ON BEHALF OF CAN-CAL RESOURCES 21 LTD
22 Plaintiffs
23 vs
24 CAN-CAL RESOURCES LTD corporation WILLIAM J THOMPSON MACDONALD SCHINNOUR MICHAEL
a Nevada HOGANO
RONALD HOGAN
26 CANDEC LAV A PRODUCTS INC a Canadian Corporation and FUTUREWORTH
27 CAPITAL CORP a Canadian Corporation
28 Defendants
Case Number A-14-701465-B
Case No A-14-701465-B Dept No XI
FINAL JUDGMENT AND ORDER OF DISMISSAL
1o This matter came before this Court for hearing pursuant to this Courts Preliminaryo2o Approval Order dated April2 2018 and the Parties Motion in Support of Final Approval ofo3o Settlement and Application for Attorneys Fees and Expenses filed June 11 2018 seeking finalo4o approval of the Settlement set forth in the Stipulation and Agreement of Settlement dated Marcho5o 16 2018 (the Stipulation) The Parties w(frac34resent by and through their counsel of recordo6o Sklar Williams PLLC and William Fishm Plaintiffs Holland amp Hart LLP and Joneso7o Lovelock for Defendants Due and adequate notice having been given to Current Can-Calo8o Shareholders as required in the Preliminary Approval Order and this Court having considered allo9o papers filed and proceedings had herein and otherwise being fully informed in the premises ando
10o good cause appearing therefore IT IS HEREBY ORDERED ADJUDGED AND DECREEDo11o thato12o 1o For purposes of this Final Judgment and Order of Dismissal (the Judgment) theo13o Court incorporates by reference the definitions in the Stipulation and all capitalized termsoI4o contained herein shall have the same meanings as set forth in the Stipulation unless otherwiseo1 So defined hereino16o 2o This Judgment incorporates and makes a part hereof i) the Stipulation and (ii)o17 the Court-approved Notice which was filed with the Court as Exhibit C to the Stipulationo18o 3o This Court has jurisdiction over the subject matter of the Derivative Actiono19 including all matters necessary to effectuate the Settlement and over all Partieso20o 4o The Court finds that the Settlement as set forth in the Stipulation- is fairo21o reasonable and adequate to Can-Cal and Current Can-Cal Shareholders and that it provideso22o substantial benefits to and is in the best interests of Can-Cal Current Can-Cal Shareholderso23o Plaintiffs and the Parties The Court hereby directs that the Settlement be consummated ino24o accordance with the terms and conditions of the Stipulation and hereby finally approves theo25o Settlement set forth in the Stipulation in all respectso26o 5oThe Derivative Action and all claims therein are hereby dismissed as to all Defendantso27o with prejudice As among Plaintiffs Can-Cal the Corporate Defendants and the Individualo28o E --
__-----
f)No oip1r fu- aampV-1(5s i av12Was ever-Hpound
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25
Defendants the Parties are to bear their ow11 costs except as provided in Paragraphs 11 and 12
below
6aUpon the Effective Date the Releasing Persons shall be deemed to have and bya
operation of this Judgment shall have fully finally and forever released relinquished and
discharged the Released Claims (including Unknown Claims) against the Released Persons
Nothing herein shall in any way impair or restrict the rights of any Party to enforce the terms of
the Stipulation or this Judgment Releasing Persons shall be deemed to have and by operation of
8 this Judgment shall have covenanted not to sue any Released Person with respect to any
9 Released Claims and shall be permanently barred and enjoined from instituting commencing or
prosecuting the Released Claims against e Released Persons
11 7aExcept as set forth in Paragraph 8 below upon the Effective Date each of the Releaseda
12 Persons shall be deemed to have fully finally and forever released relinquished and discharged
13 Plaintiffs Plaintiffs Counsel and Can-Cal from all claims (including Unknown Claims) arising
14 out of relating to or in connection with the institution prosecution assertion settlement or
resolution of the Derivative Action or the Released Claims Nothing herein shall in any way
16 impair or restrict the rights of any Party to enforce the tenns of the Stipulation or this Judgment
17 8 Nothing in the Stipulation or in Paragraph 7 above constitutes or reflects a waiver ora
18 release of any rights or claims of Defendants against their insurers or their insurers subsidiaries
19 predecessors successorsagt assignsgt affiliates or representatives including but not limited to any
rights or claims of Defendants under any directors and officers liability insurance or other
21 middotappHcable insurance coverage maintained by the Companya
22 9aThis Court finds that the Notice of Proposed Settlement and Settlement Hearinga
23 (Notice) to Current Can-Cal Shareholders posted on Defendants Counsels websites Holland
24 amp Hart and Jones Lovelock and the website of Plaintiffs Counsel Sklar Williams PLLC and the
Summary Notice to Current Can-Cal Shareholders (Swnmary Notice) tiled by Can-Cal with
26 the Securities and Exchange Commission via a Current Report on Form 8-K mailed by Pacific
27 Stock Transfer Company to all common shareholders of record of Can-Cal as of April 10 2018
28 published once in the Calga1y Herald once in the Vancouver Star and once in the Las Vegas
3
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3
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5
10
15
20
25
1--1 11Uyenpound--ti - u1 t11 f( en t-lPi-JJf -J ft4 l t1e
Review Journal and the issuance of a press release publicly available on the internet at Yahoo 2 finance satisfied the requirements of due process constituted the best notice practicable under 3 the circumstances to Can-Cals shareholders fully satisfied the requirements of Nevada law due 4 process under the United States Constitution and any other applicable law and constituted due
and adequate notice to all persons entitled thereto 6 10sThis Court finds that during the course of the Derivative Action the Parties and theirs7 counsel at all times acted professionally and in compliance with Nevada Rule of Civil Procedure 8 11 and all other similar _rules of professional conduct with respect to any claims or defenses
tJ( _ r L - - r I J - IkXna
in
+t1 11sThis Cowtapproves the Plaintiffs Fee-d Expense Amount of $375000 in -fw SkCctrlds
9 the Action r-shy
CttgtPCIgt
_sunsel i
1-1s accordance with the Stipulation Payment of the Fee and Expense Amount shall b made in middot-1-fX) of) )s12s accordance with the terms and subject to the conditions of the Stipulatioh with $50ood to lie-middot 13 retained by Can-Cal as working capital 14 The Coyrtlfroves th Ads to PIn1ffs cs ylliCmiddotont oJ ___ I r
$375000 in adrdance 1wiihmiddotthe1erms and coriaitionsf the Stipufatnnlt ______ ) 16 13sNeither the Stipulation (including the exhibits attached thereto) nor the Settlements17 nor any act performed or document executed pursuant to or in furtherance of the Stipulation or 18 the Settlement (a) is or may be deemed to be or may be offered attempted to be offered or used 19 in any way by the Parties as a preswnption a concession or an admission of or evidence of the
validity of any Released Claims or of any fault wrongdoing or liability of any of the Parties 21 Plaintiffs Counsel Defendants Counsel or Released Persons or (b) is or may be deemed to be 22 or may be offered attempted to be offered or used in any way by the Parties or any other Person 23 as a presumption a concession or an admission of or evidence of any fauli omission 24 wrongdoing or liability of any of the Parties Plaintiffs Counsel Defendants Counsel or
Released Persons in any civil criminal or administrative proceeding in any court administrative 26 agency or other tribunal The Parties Plaintiffs Counsel Defendants Counsel and Released 27 Persons may file the Stipulation andor this Judgment in any action that may be brought against 28 middot them in order to support a defense or counterclaim based on principles of res judicata collaterals
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25
I 8 The Court directs immediate entry of this Final Judgment by the Clerk of the Court
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estoppet release good-faith settlement judgment bar or reduction or any other theory of claim
preclusion or issue preclusion or similar defense or counterclaim
14sWithout affecting the finality of this Judgment in any way the Court hereby retainss
jurisdiction (a) over the interpretation implementation administration conswrunation and
enforcement of the Settlement tb) over the Parties until the Judgment contemplated hereby has
become effective the Initial Settlement Payment is received by Plaintiffs Counsel as set forth in
Section 22(a) of the Stipulation the Fee and Expense -mount is paid to Plaintiffs Counsel as
set forth in Section 52 of the Stipulation and the Can-Cal Shares are issued to Plaintiffs
Counsel as set forth in Section 52 of the Stipulation and (c) over the Parties for the purpose of
construing enforcing and administering the Stipulation including if necessary setting aside
and vacating this Judgment on motion of a Party to the extent consistent with and in accordance
with the Stipulation
15sIn the event that a termination and cancellation of the Settlement occurs pursuant tos
the Stipulation or if the Judgement is set aside (a) the terms and provisions of the Stipulation
shall have no further force and effect except as otherwise provided in the Stipulation and (b) the
Parties shall be deemed to have reverted to their positions as of immediately prior to the
execution of the Stipulation
16sWithout further order of the Court the Parties may agree to reasonable extensions ofs
time to carry out any of the provisions of the Stipulation
17sThis Judgment is a final appealable judgment and should be entered forthwiths
IT IS SO ORDERED
DATED --------
ICIAL DISTRICT COURT
-
4)
7112018 SEC FORM 3A
IL 0MB APPROVL __
i 0MB Number t
3235-
0104
1 Estimated average burden I hours per 0_5 1
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SEC Form 3
FORM3 UNITED STATES SECURITIES AND EXCHANGE
COMMISSION Washington DC 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF
SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
1eName and Address of Reporting Persone 2eDate of Evente 3 Issuer Name and Ticker or Trading SymboleRequiring Statemente CAN CAL RESOURCES LTD I CCRE IDouglass CaseY- (MonthDayNear)e
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4eRelationship of Reporting Person(s) toe 5 If Amendment Date of Originale(Last) (First) (Middle) Issuere Filed (MonthDayYear)e
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RED DEER Officer (give Other (specify
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6 Individual or JointGroup Filingetitle below) below) (Check Applicable Line) (Street) Fonn filed by One Reporting
X PersonAlBERTA AO Form filed by More than One
Reporting Person (NADA
City) (State) (Zip)
Table I - Non-Derivative Securities Beneficially Owned
1 Tille of Security (Instr 4)e 2 Amount of Securitiese 3eOwnership 4 Nature of Indirect BunaficialeBeneficially Owned (Instr Form Direct Ownership (Instr 5)
(D) or Indirect (I)e(Instr 5)e
Common Sl(gtck 263000 I By Spouse
Table II - Derivative Securities Beneficially Owned (eg puts calls warrants options convertible securities)
1eTitle of Derivative Security (Instr 4) 2eDate Exercisable and 3 Title and Amount of Securities 4 5 6 Nature ofeExpiration Date Underlying Derivative Security Conversion Ownership Indirect Beneficial (MonthDayYear) (Instr 4) or Exercise Form Ownership (Instr
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Date Expiration of Exercisable Date Title Shares
Explanation of Responses
isllt middotascy Douglas 071()32018
Signature of Reporting DatePerson Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly If the form is filed by more than one reporting person see Instruction 5 (b)(v) Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a)eNote File three copies of this Form one of which must be manually signed If space is insufficient see Instruction 6 for procedure Persons who respond to the collection of lnfonnation contained In this form are not required to respond unless the form displays a currently valid OMS Number
httpswwwsecgovArchivcscdgardataJ08384800016831688001867xslF3iSX02owncrship I I ml
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1 lltle of Derivative Security(Instr 3)
2 Conversion or Exercise Prtcoof Derivative Security
3 Transaction Date (MonthDayVear)
3ADeemed Execution Date Ifany(MonthDayNear)
4Transaction Code Instr 8)
5 Number of Derlvauve Securities Acquired (A) or Diosposed of (D) (Instr 34and5)
6 Dato Exerciosable and Expoi ration Dato CMonthlDaylYcar)
7 Titlo and Amount of Securioties UnderlyingDerivative Security (Instr 3 and 4)
Amount
8Priceof Derivative Security(Instr 5)
9 Number or derivative Sacurttles Beneflcloally Owned Followtng Reported Transactlon(os) (lnatr4)
10 Ownershiop Form Dlrecto(D) or Indirect (I) (Instr 4)
11 Nature of Indirect Beneficial Ownership(tnstr4)
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Code V (A) (D) Dato
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7112018 SEC FORM 4
SEC form4
FORM4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION 0MB APPROVAL washlngton oc 20549
OMBNumber 3235-0287 I Estimated average burden
Check this box If no longer SubJect to STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP hOurs per response
D Section 16 Form 4 or Form 5 ___ middot-obligations may continue See Instruction 1(b) Filed pursuant to Section 16(a) of the Sewrilies Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
1 Name and Address of Reporting Person 2 Issuer Name and Ticker or Trading Symbol 5 Relationship of Reporting Person(s) to Issuer (Check all applicable) CAN CAL RESOl JRCFS l TD f ccRE IDnuglacs Case) X Oiredor 100wner
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X Form flied by One Reporting Person RED DEFR AO
Form filed by More than One Reporting + - - middot-bullbull- middotmiddotmiddotmiddotmiddotbull- - middot middot Person
(City) (Stale) (Zip
Table I - Non-Derivative Securities Acquired Disposed of or Beneficially Owned
1 Title of Security (Instr 3) 2 Transaction Date (MonthDayYear)
2A Deemoed Execution Date If any (MonthDayYear)
3 Transaction Code (Instr 8)
Code V
4 Securiotioes Acquired (A) or Disposed or (D) (Instr 3 4 and 5)
(A)orAmount Price(D)
5AmountofoSecurttles BeneficiallyOwned Following ReportedTransactton(s)(Instr 3 and 4)
6 Ownership Form Direct (D) or Indirect (I) (t nstr 4)
7 Nature of Indirect Beneficial ownership (lnstr4)
B) for
Common Stock 12312017 0-l 1820 18 J 100000 A $0tn Jhnno I I ifc FinanckI Ltd
Table II - Derivative Securities Acquired Disposed of or Beneficially Owned (eg puts calls warrants options convertible securities)
ExplanaUon of Responses
Remarks
Isl Casey I )oug 07iOJ201X
bullbull Signature of Reporting Person Date Reminder Report on a separate line for each class of securities beneficially owned directly or Indirectly bull If lhe fonn is filed by more than one reporting person see Instruction 4 (b)(v) - Intentional misstatements or omissions or fads constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a) Note File three copies of this Form one ot which must be manually signed If space is Insufficient see Instruction 6 for procedure Persons who respond to the collection of Information contaioned In this form are not required to respond unless the form displays a currently valid 0MB Number
httpswwwsecgovArchivesedgardata I 0838480001683 J 68 I 800 I 864xs1F345X03ownershipxml II
middot
7112018 SEC FORMJ
SEC Form 3
FORM3 UNITED STATES SECURITIES AND EXCHANGE [ 9J1B APPf3_QV _l COMMISSION I 30MB Number Washington DC 20549 0104
Estimated average burden middot hours per 1INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF 0_5 1_r - _ iSECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
1oName and Address of Reporting Person 2 Date of Evento 3oIssuer Name and licker or Trading SymboloRequiring Statement CAN CAL RESOURCES LTD I CCRE ) Oosterhoff Gary_ (MonthDayYear)
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(Last) (First) (Middle) 4 Relationship of Reporting Person(s) to 5oIf Amendment Date of Original Issuer Filed (MonthDayYear)(Check all applicable)o
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RED Form filed by One ReportingX PersonDEER
AO Farm filed by More than One AIBERIA Reporting Person CANADA
middot - -r bull- bull-
(City) (State) (Zip)
Table 1- Non-Derivative Securities Beneficially Owned
1 Title of Security (Instr 4) 2oAmount of Securitieso 3oOwnership 4 Nature of Indirect Beneficial Beneficially Owned (Instr Fonn Direct Ownership (Instr 6) 4)o (D) or Indirect
(I) (Instr 5)o
Common Stock 100000 D
Table II - Derivative Securities Beneficially Owned (eg puts calls warrants options convertible securities)
1 Title of Derivative Security (Instr 4)o 2 Date Exercisable and 3 Title and Amount of Securitieso 4 5 6oNature ofoExpiration Date Underlying Derivative Security Conversion Ownership Indirect Beneficial (MonthDayYear) (Instr 4) or Exercise Fonn Ownership (Instr
Price of Direct (0) 5) Amount Derivative or Indirect or Security (I) (Instr 5)oNumber
Date Expiration of Exercisable Date Title Shares
Explanation of Responses
sl lt jary 0(1Scrhnff 07iOV201R bullbull Signature of Reporting DatePersono
Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly bull If the form is tiled by more than one reporting person see Instruction 5 (b)(v)o Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a)oNote File three copies of this Form one of which must be manually signed If space is insufficient see Instruction 6 for procedureoPersons who respond to the collection of Information contained In this fonn are not required to respond unless the form displays a currently valid 0MB Number
11httpswwwsccgov Archivescdgardata l 083848000 I 683168 l8001868xslF345X02ownersbi pxml
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Gary_
7112018
SEC Form4
FORM4
Check this box rr no longer subject to Section 16 Form 4 or Form 5 obligations may continue See Instruction 1 (b)
1 Name and Address of Reporting Person
SEC FORM4
or Section 30h) of the Investment Company Act of 1940
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington DC 20549
j 0MB APPROVAL J 0MB Number 3235-0287 I
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Esbmated aVlllage burden I
h-----middotmiddot------ 05
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
2 Issuer Name and Ticker or Trading Symbol 5 Relationship of Reporting Person(s) to Issuer (Check all applicable)
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CANADA
middotmiddot---- -
(City) (Slate) (Zip)
Table I - Non-Derivative Securities Acquired Disposed of or Beneficially Owned
1 Title of Security (Instr 3) 2 Transaction 2A Deemed 3 4 Securities Acquired (A) or 6Amount of 6 OWnershlp 7 Nature of Date Execution Dato Transaction Disposed or (0) (Instr 3 4 and 6) Securities Form Direct Indirect (MonthDayYear) If any Code (Instr Beneficially (D) or Indirect Boneflclal
(MonthDayYearj 8) Owned FolloWlng (I) (Instr 4) OwnershipReported (Instr 4)
(A)or Transactton(s)Code V Amount Prfce(D) (Instr 3 and 4)
llltH589() Common Stock 123W0l7 J IOOJ)OO A $003 200000 I Alhcrtl
ltd
Table II - Derivative Securities Acquired Disposed of or Beneficially Owned (eg puts calls warrants options convertible securities)
1 Title of 2 3 Transaction 3AOeemed 4 6Numbernof 6 Date Exercisable and 7 Tille and Amount 8 Prlce of 9Numberof 10 11 Nature Dertvntlve Conversion Date Execution Date Transaction DertvaUve Expiration Date of Securities Darlvatlve derlvaUve OWnershlp of Indirect
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Security or Exercise (MonthOayYoar)Price of (MonthfDayYear) Acquired (A) Baneftclally Dlrectn(D) Ownership
Owned or Indirect (Instr 4) 0ertv11tlve (Instr 3 and 4) Security
or Disposed cf (D) (Instr 34nand5)
FollowingReported
(I) (Instr 4)
Code V (A) (D) Date Exercisable
Expiration Dato Tltle
Amount or Number of Shares
Tran5actlOR(5)(Instr 4)
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100000 So lll(f(Ji)II I
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Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly bull If lhe form is filed by more than one reporting person see Instruction 4 (b)(v) Intentional misstatements or omissions of facts conslilute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a) Note File lhree copies of this Form one of which must be manually signed If space is insufficient see Instruction 6 tor procedure Persons who respond to the collection of lnfonnatlon contained In this form are not required to respond unless the fonn displays a currently valid 0MB Number
httpswwwsecgov Archi vcscdgardata I 08384800016831681800 I 869xslF34SX03ownershipxml I I
I OMBAPPROVAL j
0MB Number 3235- I0104
Estimated c1verage burden j
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7il li2018 SEC FORM 3
SEC Form 3
FORM3 UNITED STATES SECURITIES AND EXCHANGE
COMMISSION Washington DC 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF
SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the lnvestmnt Company Act of 1940
1eName and Address of Reporting Person 2eDate of Evente 3eIssuer Name and licker or Trading SymboleRequiring Statemente CAN CAL RESOURCES LTD I CCRE I Korver Case (MonthDayYear)e
middot - - middotmiddotmiddotbull-bull- 0920i206
(Last) -(Middle) 4 Relationship of Reporting Person(s) toe 5eIf Amendment Date of Originale(First) - Issuere Filed (MonthDayYear)e
(Check all applicable)e
X Director 10 Owner 6eIndividual or JoinVGroup Filinge bull-middot -- - Officer (give Other (specify (Check Applicable Line)
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X Fonn filed by One Reporting Person
AIBElffA F onn filed by More than One (ANADA Reporting Person
AO
middot-middotmiddotmiddot -middot middot middotmiddotmiddotbull bullmiddot-- -
(City) (State) (Zip)
Table I - Non-Derivative Securities Beneficially Owned
1 Title of Security (Instr 4) 2 Amount of Securities 3eCgtwnership 4 Nature of Indirect BeneficialeBeneficially Owned (Instr Fonn Direct Ownership (Instr 5) 4) (D) or Indirect
(I) (Instr 5)
Com1mm Stock 100000 IJ
Table II - Derivative Securities Beneficially Owned (eg puts calls warrants optioris convertible securities)
1eTitle of Derivative Security (Instr 4) 2eDate Exercisable and 3 Title and Amount of Securities 4 5 6 Nature ofeExpiration Date Underlying Derivative Security Conversion Ownership Indirect Beneficial
(MonthDayYear) (Instr 4) or Exercise Fonn Ownership (Instr Price of Dlrect(D) 5)
Amount Derivative or Indirect or Security (I) (Instr 5) Number
Date Expiration ofExercisable Date Title Shares
Explanation of Responses
Isl ( middotas Korvcr 07112018
Signature of Reporting DatePerson Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly bull If the form is filed by more than one reporting person see Instruction 5 (b)v)e Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(aNote File three copies of this Form one of which must be manually signed If space is insufficient see Instruction 6 for procedurePersons who respond to the collection of information contained in this fonn are not required to respond unless the fonn displays a currently valid 0MB Number
httpswwwsccgovArchivescdgardata I083848000 I 68l l681800 I 922xslf345X02ownershipxml 11
_____
(A)
7112013 SECFORM4
SEC Form4
FORM4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION r ___ OMBAPPROVAL __jwashington DC 20549
0MB Number 3235-02871 Estimated average burden Check this box if no longer subject to STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP0 Section 16 Form 4 or Form 5 -urs per response middot--middotmiddotmiddotmiddot---middot-middotI
obligations may continue See nslrucbon 1(b) Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
1 Name and Address of Reporting Person 2 Issuer Name and Ticker or Trading Symbole 5 Relationship of Reporting Person(s) to Issuer (Check all applicable)
KoncrCasc CA CAL RfcSQlflCr ITP I CCRE I X Director 10Owner
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Officer (give title Other (specify (Last) (First) (Middle) 3 Date of Earliest Transaction (MonthDayYear) below) below)
l2i312017
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X Form filed by One Reporting Person AlBERfA AO Form filed by More than One Reporting
Person(ANrDA
middotj -bullmiddotbullmiddot ---middotmiddot- --middotmiddotmiddot ---middotbullmiddotmiddotmiddotmiddotmiddot-
(City) (Stale) (Zip)
Table I - Non-Derivative Securities Acquired Disposed of or Beneficially Owned
1 Title of Security (Instr 3) 2 Transaction 2A Deemed 3 4 Securities Acquired (A) or 5Amount of 6 Ownership 7 Nature of Date Execution Date Transaction Disposed Of (D) (Instr 3 4 and 5) Securities Form Direct lndlroct (MonthDayYear) If any Code (Instr Beneflclally (D) or Indirect Beneficial
(MonthDayYear) 8) Owned Followlng (I) (Instr 4) Ownership Reported (lnstr4)
(A)or Transactlon(s)Code V Amount Price
(0) (Instr 3 and 4)
lltcmiddotrctkComnwn S1ok 123Ji2017 J 100000 A $0([ 200000 I
Finn Ird
Table II - Derivative Securities Acquired Disposed of-or Beneficially Owned (eg puts calls warrants options convertible securities)
1 Title of 2 3 Transaction 3A Deemed 4 6 Number of 6 Date Exerclsabla and 7 Title and Amount a Price of 9Numberof 10 11 Nature Derivative Conversion Date Execution Date Transaction Derivative Expiration Date or Securities Derivative derivative Ownership oflridlrect Security or Exercise (MonthDayYear) If any Code (Instr Securities (MonthlDayYear) Underlying Securtty securities Fonn Benetlctal (Instr 3) Price of (MonthDayYear) 8) Acquired (A) Derivative Security (Instr 5) Baneflclally Direct (D) Ownerohlp
Derivative or Disposed (Instr 3 and 4) Owned or Indirect (Instr 4) Security of (D) (Instr Followlng (I) (Instr 4)
3 4 and 5) ReportedTransactlon(s)
Amount (lnstr4)or
Dato Expiration Number Code V (D) Exercisable Date Title of Shares
SlltI rmmon Rcinik SOlit lJWl7 J ltl(oJl(JO I Jt2117 lH2D 100000 so 1(1111bull10 I
01i1J1- Stud lr111 lhl
Explanation of Responses
Remarks
Is Cal Kornmiddotr 07) l018 bullbull Signature of Reporting Person Date
Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly bull If the form is filed by more than one reporting person see Instruction 4 (b)(v) Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a) Note File three copies of this Form one of which must be manually signed If space is Insufficient see Instruction 6 for procedure Person$ who respond to the collectlon of Information c ontained In this form are not required to respond u nless the form displays a currently valld 0MB Number
httpswwwsecgovArchivcsedgardata1083848000168316818001923xslF345X03owncrshipxml I I
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STEPHEN R HACKETT ESQ Nevada Bar No 5010
2 JOHNATHON FAYEGHI ESQANevada Bar No 127363 SKLAR WILLIAMS PLLC
4 410 South Rampart Boulevard Suite 350 Las Vegas Nevada 89145 Telephone (702) 360-6000 Facsimile (702) 360-0000
6 Email shackettsklar-lawmiddotcomA7 Email ifavegbisklar-lawcom
Attorneys for Plaintiffs 8
Electronically Filed 792018 426 PM Steven 0 Grierson o u
_
DISTRICT COURT
CLARK COUNTY NEVADA
RONALD D SLOAN ROBIN SCHWARZ 11 GARY COLLINS JILL BROWN LARK
TERRELL NANCY HERBOLD DANIEL 12 R SLOAN BETTY ANN SLOAN PEARL
KIRK JAMES BOAN NO WAIT LARRY 13 ORWICK PATRICIA LA SALLE BRIAN
WOLFE STUART R CAMERON 14 ROBERT WEBSTER HUGO BONDI
JOAN BRA TSETH P A BRA TSETR DEREK MILANI DEAN RACHEY SAM BROUNSTEIN SANDRA JANSEN BRIAN
16 JANSEN RHONDA KIM NICHOLS SCOTT NICHOLS CARMEN ADAIR
17 KRISTA SCHOFIELD MARK BRATSETH ROSE TRUST 11 CLIFF OLSON DON
18 COLLINS ROYCE NORDSTROM NATALIE MAYZEL DAVID JESSKE
19 THORNTON D BARNES JAMES HASON SANDRA HASON EDDIE GUILLET RY AN GUILLET
21 ON BEHALF OF CAN-CAL RESOURCES LTD
22 Plaintiffs
23 vs
24 CAN-CAL RESOURCES LTD a Nevada corporation WILLIAM J I I OGAN THOMPSON MACDONALD RONALD
26 SCI-HNNOUR MICHAEL HOGAN CANDEO LAV A PRODUCTS INC a
27 Canadian Corporation and FUTUREWORTH CAPITAL CORP a Canadian Corporation
28 Defendants
Case No A-14-701465-B Dept No XI
NOTICE OF ENTRY OF FINAL JUDGMENT AND ORDER OF DISMISSAL
Case Number A-14-701465-B
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lTO ALL JNTERESTEl PARTIES anda
TO TIIEIRCOUNSEL OF RECORD
PLEASE TAKE NOTICE tnat9n the 9$ day of July2018 a FINAL JUDGMENT 4
AND ORDEROFOISMISSAL Va entered in the abov_e-entitled mattera-copy of which is
attache4 hereto 6
DATEDth)s9th day ofJuly201_8 7
SLAR WILLIAMS 8 p If
9 By L TEPHEN R HACKETT ESQ
Nevadamiddot middotBar No SO 10 11 410 S Rampart Blvd Ste 350
Las Vgas NV 89145 12 Attorneys for Plaintijjs
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CERTIFICATE OF SERVICE
9r-The undersigned hereby certifies 1hat on the ---- day of July 2018 a true and correct
copy of the above and forgoing NOTICE OF ENTRY OF FINAL JUDGMENT AND
ORDER OF DISMISSAL was submitted electronically for filing and service with the Eighth
Judicial District Court Electronic Service of the foregoing document shaH be made to all parties
listed on the E-SERVICE MASTER LIST in accordance with the Electronic Service and Filing
Order
Holland amp Hart LLP Contactmiddot Andrea M Champion Susann fhpmps9n Yolonda J Dekle Julie [1nton middot middot Ptrlck J Reilly middot
Jones Lovelock Contact Justin C Jones
Sklar Williams PLLC middot Coiitactmiddotmiddot
middot Emilymiddot Kapq_lnaL Johnathon Fayeghl Esq bull middot Stephen R bullbull ttckett Esq
EService Master List
Email amchampionhollandhartcom middot middot sthompsofruholandhajtcom
yfdekletiolfandhartcom middotmiddot jHntonhollandhartcom prelllvhollandhartcom middot
jjonesjoneslovelockcom
Email ekapolnaisklar-lawcom ifaveqhisklar-lawcom
shackettsklar-awcom
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Electronically Filed 792018117 PM Steven D Grierson
I Ho u ___
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8 IN THE EIGHTH JUDICIAL DISTRICT COURT OF THE STATE OF NEV ADA
9 IN AND FOR CLARK COUNTY
RONALD D SLOAN ROBIN SCHWARZ GARY COLLINS JILL BROWN LARK
11 TERRELL NANCY HERBOLD DANIEL ROSLOAN BETTY ANN SLOAN PEARLO
12 KIRK JAJvIES BOAN NO WAIT LARRY ORWICK PATRICIA LA SALLE BRIAN
13 WOLFE STUART R CAMERON ROBERT WEBSTER HUGO BONDI
14 JOAN BRATSETH P A BRATSETH DEREK MILANI DEAN RACHEY SAM BROUNSTEIN SANDRA JANSEN BRIAN JANSEN RHONDA KIM NICHOLS
16 SCOTT NICHOLS CARMEN ADAIR KRISTA SCHOFIELD MARK BRATSETH
17 ROSE TRUST 11 CLIFF OLSON DON COLLINS ROYCE NORDSTROM
18 NATALIE MA YZEL DAVID JESSKE THORNTON D BARNES JAMES HASON
19 SANDRA HASON EDDIE GUlLLET RYAN GUILLET
ON BEHALF OF CAN-CAL RESOURCES 21 LTD
22 Plaintiffs
23 vs
24 CAN-CAL RESOURCES LTD corporation WILLIAM J THOMPSON MACDONALD SCHINNOUR MICHAEL
a Nevada HOGANO
RONALD HOGAN
26 CANDEC LAV A PRODUCTS INC a Canadian Corporation and FUTUREWORTH
27 CAPITAL CORP a Canadian Corporation
28 Defendants
Case Number A-14-701465-B
Case No A-14-701465-B Dept No XI
FINAL JUDGMENT AND ORDER OF DISMISSAL
1o This matter came before this Court for hearing pursuant to this Courts Preliminaryo2o Approval Order dated April2 2018 and the Parties Motion in Support of Final Approval ofo3o Settlement and Application for Attorneys Fees and Expenses filed June 11 2018 seeking finalo4o approval of the Settlement set forth in the Stipulation and Agreement of Settlement dated Marcho5o 16 2018 (the Stipulation) The Parties w(frac34resent by and through their counsel of recordo6o Sklar Williams PLLC and William Fishm Plaintiffs Holland amp Hart LLP and Joneso7o Lovelock for Defendants Due and adequate notice having been given to Current Can-Calo8o Shareholders as required in the Preliminary Approval Order and this Court having considered allo9o papers filed and proceedings had herein and otherwise being fully informed in the premises ando
10o good cause appearing therefore IT IS HEREBY ORDERED ADJUDGED AND DECREEDo11o thato12o 1o For purposes of this Final Judgment and Order of Dismissal (the Judgment) theo13o Court incorporates by reference the definitions in the Stipulation and all capitalized termsoI4o contained herein shall have the same meanings as set forth in the Stipulation unless otherwiseo1 So defined hereino16o 2o This Judgment incorporates and makes a part hereof i) the Stipulation and (ii)o17 the Court-approved Notice which was filed with the Court as Exhibit C to the Stipulationo18o 3o This Court has jurisdiction over the subject matter of the Derivative Actiono19 including all matters necessary to effectuate the Settlement and over all Partieso20o 4o The Court finds that the Settlement as set forth in the Stipulation- is fairo21o reasonable and adequate to Can-Cal and Current Can-Cal Shareholders and that it provideso22o substantial benefits to and is in the best interests of Can-Cal Current Can-Cal Shareholderso23o Plaintiffs and the Parties The Court hereby directs that the Settlement be consummated ino24o accordance with the terms and conditions of the Stipulation and hereby finally approves theo25o Settlement set forth in the Stipulation in all respectso26o 5oThe Derivative Action and all claims therein are hereby dismissed as to all Defendantso27o with prejudice As among Plaintiffs Can-Cal the Corporate Defendants and the Individualo28o E --
__-----
f)No oip1r fu- aampV-1(5s i av12Was ever-Hpound
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Defendants the Parties are to bear their ow11 costs except as provided in Paragraphs 11 and 12
below
6aUpon the Effective Date the Releasing Persons shall be deemed to have and bya
operation of this Judgment shall have fully finally and forever released relinquished and
discharged the Released Claims (including Unknown Claims) against the Released Persons
Nothing herein shall in any way impair or restrict the rights of any Party to enforce the terms of
the Stipulation or this Judgment Releasing Persons shall be deemed to have and by operation of
8 this Judgment shall have covenanted not to sue any Released Person with respect to any
9 Released Claims and shall be permanently barred and enjoined from instituting commencing or
prosecuting the Released Claims against e Released Persons
11 7aExcept as set forth in Paragraph 8 below upon the Effective Date each of the Releaseda
12 Persons shall be deemed to have fully finally and forever released relinquished and discharged
13 Plaintiffs Plaintiffs Counsel and Can-Cal from all claims (including Unknown Claims) arising
14 out of relating to or in connection with the institution prosecution assertion settlement or
resolution of the Derivative Action or the Released Claims Nothing herein shall in any way
16 impair or restrict the rights of any Party to enforce the tenns of the Stipulation or this Judgment
17 8 Nothing in the Stipulation or in Paragraph 7 above constitutes or reflects a waiver ora
18 release of any rights or claims of Defendants against their insurers or their insurers subsidiaries
19 predecessors successorsagt assignsgt affiliates or representatives including but not limited to any
rights or claims of Defendants under any directors and officers liability insurance or other
21 middotappHcable insurance coverage maintained by the Companya
22 9aThis Court finds that the Notice of Proposed Settlement and Settlement Hearinga
23 (Notice) to Current Can-Cal Shareholders posted on Defendants Counsels websites Holland
24 amp Hart and Jones Lovelock and the website of Plaintiffs Counsel Sklar Williams PLLC and the
Summary Notice to Current Can-Cal Shareholders (Swnmary Notice) tiled by Can-Cal with
26 the Securities and Exchange Commission via a Current Report on Form 8-K mailed by Pacific
27 Stock Transfer Company to all common shareholders of record of Can-Cal as of April 10 2018
28 published once in the Calga1y Herald once in the Vancouver Star and once in the Las Vegas
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Review Journal and the issuance of a press release publicly available on the internet at Yahoo 2 finance satisfied the requirements of due process constituted the best notice practicable under 3 the circumstances to Can-Cals shareholders fully satisfied the requirements of Nevada law due 4 process under the United States Constitution and any other applicable law and constituted due
and adequate notice to all persons entitled thereto 6 10sThis Court finds that during the course of the Derivative Action the Parties and theirs7 counsel at all times acted professionally and in compliance with Nevada Rule of Civil Procedure 8 11 and all other similar _rules of professional conduct with respect to any claims or defenses
tJ( _ r L - - r I J - IkXna
in
+t1 11sThis Cowtapproves the Plaintiffs Fee-d Expense Amount of $375000 in -fw SkCctrlds
9 the Action r-shy
CttgtPCIgt
_sunsel i
1-1s accordance with the Stipulation Payment of the Fee and Expense Amount shall b made in middot-1-fX) of) )s12s accordance with the terms and subject to the conditions of the Stipulatioh with $50ood to lie-middot 13 retained by Can-Cal as working capital 14 The Coyrtlfroves th Ads to PIn1ffs cs ylliCmiddotont oJ ___ I r
$375000 in adrdance 1wiihmiddotthe1erms and coriaitionsf the Stipufatnnlt ______ ) 16 13sNeither the Stipulation (including the exhibits attached thereto) nor the Settlements17 nor any act performed or document executed pursuant to or in furtherance of the Stipulation or 18 the Settlement (a) is or may be deemed to be or may be offered attempted to be offered or used 19 in any way by the Parties as a preswnption a concession or an admission of or evidence of the
validity of any Released Claims or of any fault wrongdoing or liability of any of the Parties 21 Plaintiffs Counsel Defendants Counsel or Released Persons or (b) is or may be deemed to be 22 or may be offered attempted to be offered or used in any way by the Parties or any other Person 23 as a presumption a concession or an admission of or evidence of any fauli omission 24 wrongdoing or liability of any of the Parties Plaintiffs Counsel Defendants Counsel or
Released Persons in any civil criminal or administrative proceeding in any court administrative 26 agency or other tribunal The Parties Plaintiffs Counsel Defendants Counsel and Released 27 Persons may file the Stipulation andor this Judgment in any action that may be brought against 28 middot them in order to support a defense or counterclaim based on principles of res judicata collaterals
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I 8 The Court directs immediate entry of this Final Judgment by the Clerk of the Court
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estoppet release good-faith settlement judgment bar or reduction or any other theory of claim
preclusion or issue preclusion or similar defense or counterclaim
14sWithout affecting the finality of this Judgment in any way the Court hereby retainss
jurisdiction (a) over the interpretation implementation administration conswrunation and
enforcement of the Settlement tb) over the Parties until the Judgment contemplated hereby has
become effective the Initial Settlement Payment is received by Plaintiffs Counsel as set forth in
Section 22(a) of the Stipulation the Fee and Expense -mount is paid to Plaintiffs Counsel as
set forth in Section 52 of the Stipulation and the Can-Cal Shares are issued to Plaintiffs
Counsel as set forth in Section 52 of the Stipulation and (c) over the Parties for the purpose of
construing enforcing and administering the Stipulation including if necessary setting aside
and vacating this Judgment on motion of a Party to the extent consistent with and in accordance
with the Stipulation
15sIn the event that a termination and cancellation of the Settlement occurs pursuant tos
the Stipulation or if the Judgement is set aside (a) the terms and provisions of the Stipulation
shall have no further force and effect except as otherwise provided in the Stipulation and (b) the
Parties shall be deemed to have reverted to their positions as of immediately prior to the
execution of the Stipulation
16sWithout further order of the Court the Parties may agree to reasonable extensions ofs
time to carry out any of the provisions of the Stipulation
17sThis Judgment is a final appealable judgment and should be entered forthwiths
IT IS SO ORDERED
DATED --------
ICIAL DISTRICT COURT
-
4)
7112018 SEC FORM 3A
IL 0MB APPROVL __
i 0MB Number t
3235-
0104
1 Estimated average burden I hours per 0_5 1
response bullmiddotmiddot-- _ _ -bullmiddotmiddotmiddot _
SEC Form 3
FORM3 UNITED STATES SECURITIES AND EXCHANGE
COMMISSION Washington DC 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF
SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
1eName and Address of Reporting Persone 2eDate of Evente 3 Issuer Name and Ticker or Trading SymboleRequiring Statemente CAN CAL RESOURCES LTD I CCRE IDouglass CaseY- (MonthDayNear)e
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4eRelationship of Reporting Person(s) toe 5 If Amendment Date of Originale(Last) (First) (Middle) Issuere Filed (MonthDayYear)e
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X PersonAlBERTA AO Form filed by More than One
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City) (State) (Zip)
Table I - Non-Derivative Securities Beneficially Owned
1 Tille of Security (Instr 4)e 2 Amount of Securitiese 3eOwnership 4 Nature of Indirect BunaficialeBeneficially Owned (Instr Form Direct Ownership (Instr 5)
(D) or Indirect (I)e(Instr 5)e
Common Sl(gtck 263000 I By Spouse
Table II - Derivative Securities Beneficially Owned (eg puts calls warrants options convertible securities)
1eTitle of Derivative Security (Instr 4) 2eDate Exercisable and 3 Title and Amount of Securities 4 5 6 Nature ofeExpiration Date Underlying Derivative Security Conversion Ownership Indirect Beneficial (MonthDayYear) (Instr 4) or Exercise Form Ownership (Instr
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Date Expiration of Exercisable Date Title Shares
Explanation of Responses
isllt middotascy Douglas 071()32018
Signature of Reporting DatePerson Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly If the form is filed by more than one reporting person see Instruction 5 (b)(v) Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a)eNote File three copies of this Form one of which must be manually signed If space is insufficient see Instruction 6 for procedure Persons who respond to the collection of lnfonnation contained In this form are not required to respond unless the form displays a currently valid OMS Number
httpswwwsecgovArchivcscdgardataJ08384800016831688001867xslF3iSX02owncrship I I ml
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5 Number of Derlvauve Securities Acquired (A) or Diosposed of (D) (Instr 34and5)
6 Dato Exerciosable and Expoi ration Dato CMonthlDaylYcar)
7 Titlo and Amount of Securioties UnderlyingDerivative Security (Instr 3 and 4)
Amount
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9 Number or derivative Sacurttles Beneflcloally Owned Followtng Reported Transactlon(os) (lnatr4)
10 Ownershiop Form Dlrecto(D) or Indirect (I) (Instr 4)
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SEC form4
FORM4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION 0MB APPROVAL washlngton oc 20549
OMBNumber 3235-0287 I Estimated average burden
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1 Title of Security (Instr 3) 2 Transaction Date (MonthDayYear)
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Code V
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7 Nature of Indirect Beneficial ownership (lnstr4)
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Table II - Derivative Securities Acquired Disposed of or Beneficially Owned (eg puts calls warrants options convertible securities)
ExplanaUon of Responses
Remarks
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bullbull Signature of Reporting Person Date Reminder Report on a separate line for each class of securities beneficially owned directly or Indirectly bull If lhe fonn is filed by more than one reporting person see Instruction 4 (b)(v) - Intentional misstatements or omissions or fads constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a) Note File three copies of this Form one ot which must be manually signed If space is Insufficient see Instruction 6 for procedure Persons who respond to the collection of Information contaioned In this form are not required to respond unless the form displays a currently valid 0MB Number
httpswwwsecgovArchivesedgardata I 0838480001683 J 68 I 800 I 864xs1F345X03ownershipxml II
middot
7112018 SEC FORMJ
SEC Form 3
FORM3 UNITED STATES SECURITIES AND EXCHANGE [ 9J1B APPf3_QV _l COMMISSION I 30MB Number Washington DC 20549 0104
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1 Title of Derivative Security (Instr 4)o 2 Date Exercisable and 3 Title and Amount of Securitieso 4 5 6oNature ofoExpiration Date Underlying Derivative Security Conversion Ownership Indirect Beneficial (MonthDayYear) (Instr 4) or Exercise Fonn Ownership (Instr
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Date Expiration of Exercisable Date Title Shares
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11httpswwwsccgov Archivescdgardata l 083848000 I 683168 l8001868xslF345X02ownersbi pxml
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7112018
SEC Form4
FORM4
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1 Name and Address of Reporting Person
SEC FORM4
or Section 30h) of the Investment Company Act of 1940
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington DC 20549
j 0MB APPROVAL J 0MB Number 3235-0287 I
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Esbmated aVlllage burden I
h-----middotmiddot------ 05
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1 Title of Security (Instr 3) 2 Transaction 2A Deemed 3 4 Securities Acquired (A) or 6Amount of 6 OWnershlp 7 Nature of Date Execution Dato Transaction Disposed or (0) (Instr 3 4 and 6) Securities Form Direct Indirect (MonthDayYear) If any Code (Instr Beneficially (D) or Indirect Boneflclal
(MonthDayYearj 8) Owned FolloWlng (I) (Instr 4) OwnershipReported (Instr 4)
(A)or Transactton(s)Code V Amount Prfce(D) (Instr 3 and 4)
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Table II - Derivative Securities Acquired Disposed of or Beneficially Owned (eg puts calls warrants options convertible securities)
1 Title of 2 3 Transaction 3AOeemed 4 6Numbernof 6 Date Exercisable and 7 Tille and Amount 8 Prlce of 9Numberof 10 11 Nature Dertvntlve Conversion Date Execution Date Transaction DertvaUve Expiration Date of Securities Darlvatlve derlvaUve OWnershlp of Indirect
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Amount or Number of Shares
Tran5actlOR(5)(Instr 4)
Sllbulld Op1i 1 bull11 $11(1( I ll211li 121middot017 j l(H)Ool 12JI 017 12middot12112
Cmmon S111d
100000 So lll(f(Ji)II I
PltiJ5XN
lhcrta Lid
Explanation of Responses Remarks
Y Onslcrhnff ()7i0i20J8 - Signature of Reporting Person Date
Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly bull If lhe form is filed by more than one reporting person see Instruction 4 (b)(v) Intentional misstatements or omissions of facts conslilute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a) Note File lhree copies of this Form one of which must be manually signed If space is insufficient see Instruction 6 tor procedure Persons who respond to the collection of lnfonnatlon contained In this form are not required to respond unless the fonn displays a currently valid 0MB Number
httpswwwsecgov Archi vcscdgardata I 08384800016831681800 I 869xslF34SX03ownershipxml I I
I OMBAPPROVAL j
0MB Number 3235- I0104
Estimated c1verage burden j
_sI_________________ 05 J
7il li2018 SEC FORM 3
SEC Form 3
FORM3 UNITED STATES SECURITIES AND EXCHANGE
COMMISSION Washington DC 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF
SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the lnvestmnt Company Act of 1940
1eName and Address of Reporting Person 2eDate of Evente 3eIssuer Name and licker or Trading SymboleRequiring Statemente CAN CAL RESOURCES LTD I CCRE I Korver Case (MonthDayYear)e
middot - - middotmiddotmiddotbull-bull- 0920i206
(Last) -(Middle) 4 Relationship of Reporting Person(s) toe 5eIf Amendment Date of Originale(First) - Issuere Filed (MonthDayYear)e
(Check all applicable)e
X Director 10 Owner 6eIndividual or JoinVGroup Filinge bull-middot -- - Officer (give Other (specify (Check Applicable Line)
(Street) title below) below)
X Fonn filed by One Reporting Person
AIBElffA F onn filed by More than One (ANADA Reporting Person
AO
middot-middotmiddotmiddot -middot middot middotmiddotmiddotbull bullmiddot-- -
(City) (State) (Zip)
Table I - Non-Derivative Securities Beneficially Owned
1 Title of Security (Instr 4) 2 Amount of Securities 3eCgtwnership 4 Nature of Indirect BeneficialeBeneficially Owned (Instr Fonn Direct Ownership (Instr 5) 4) (D) or Indirect
(I) (Instr 5)
Com1mm Stock 100000 IJ
Table II - Derivative Securities Beneficially Owned (eg puts calls warrants optioris convertible securities)
1eTitle of Derivative Security (Instr 4) 2eDate Exercisable and 3 Title and Amount of Securities 4 5 6 Nature ofeExpiration Date Underlying Derivative Security Conversion Ownership Indirect Beneficial
(MonthDayYear) (Instr 4) or Exercise Fonn Ownership (Instr Price of Dlrect(D) 5)
Amount Derivative or Indirect or Security (I) (Instr 5) Number
Date Expiration ofExercisable Date Title Shares
Explanation of Responses
Isl ( middotas Korvcr 07112018
Signature of Reporting DatePerson Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly bull If the form is filed by more than one reporting person see Instruction 5 (b)v)e Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(aNote File three copies of this Form one of which must be manually signed If space is insufficient see Instruction 6 for procedurePersons who respond to the collection of information contained in this fonn are not required to respond unless the fonn displays a currently valid 0MB Number
httpswwwsccgovArchivescdgardata I083848000 I 68l l681800 I 922xslf345X02ownershipxml 11
_____
(A)
7112013 SECFORM4
SEC Form4
FORM4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION r ___ OMBAPPROVAL __jwashington DC 20549
0MB Number 3235-02871 Estimated average burden Check this box if no longer subject to STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP0 Section 16 Form 4 or Form 5 -urs per response middot--middotmiddotmiddotmiddot---middot-middotI
obligations may continue See nslrucbon 1(b) Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
1 Name and Address of Reporting Person 2 Issuer Name and Ticker or Trading Symbole 5 Relationship of Reporting Person(s) to Issuer (Check all applicable)
KoncrCasc CA CAL RfcSQlflCr ITP I CCRE I X Director 10Owner
-middot _ ----- middot-middot -----middot---middotmiddot-middot ---- bullbull r -bull bull-bullbull-bull
Officer (give title Other (specify (Last) (First) (Middle) 3 Date of Earliest Transaction (MonthDayYear) below) below)
l2i312017
--middot --- ____ - middot- _____ -- __ - middot-middot middot- --bullbull-bull middot--------------_- 4 If Amendment Date of Original Filed (MonthDayYear) 6 Individual or JointGroup Filing (Check Applicable (Street) Line)
X Form filed by One Reporting Person AlBERfA AO Form filed by More than One Reporting
Person(ANrDA
middotj -bullmiddotbullmiddot ---middotmiddot- --middotmiddotmiddot ---middotbullmiddotmiddotmiddotmiddotmiddot-
(City) (Stale) (Zip)
Table I - Non-Derivative Securities Acquired Disposed of or Beneficially Owned
1 Title of Security (Instr 3) 2 Transaction 2A Deemed 3 4 Securities Acquired (A) or 5Amount of 6 Ownership 7 Nature of Date Execution Date Transaction Disposed Of (D) (Instr 3 4 and 5) Securities Form Direct lndlroct (MonthDayYear) If any Code (Instr Beneflclally (D) or Indirect Beneficial
(MonthDayYear) 8) Owned Followlng (I) (Instr 4) Ownership Reported (lnstr4)
(A)or Transactlon(s)Code V Amount Price
(0) (Instr 3 and 4)
lltcmiddotrctkComnwn S1ok 123Ji2017 J 100000 A $0([ 200000 I
Finn Ird
Table II - Derivative Securities Acquired Disposed of-or Beneficially Owned (eg puts calls warrants options convertible securities)
1 Title of 2 3 Transaction 3A Deemed 4 6 Number of 6 Date Exerclsabla and 7 Title and Amount a Price of 9Numberof 10 11 Nature Derivative Conversion Date Execution Date Transaction Derivative Expiration Date or Securities Derivative derivative Ownership oflridlrect Security or Exercise (MonthDayYear) If any Code (Instr Securities (MonthlDayYear) Underlying Securtty securities Fonn Benetlctal (Instr 3) Price of (MonthDayYear) 8) Acquired (A) Derivative Security (Instr 5) Baneflclally Direct (D) Ownerohlp
Derivative or Disposed (Instr 3 and 4) Owned or Indirect (Instr 4) Security of (D) (Instr Followlng (I) (Instr 4)
3 4 and 5) ReportedTransactlon(s)
Amount (lnstr4)or
Dato Expiration Number Code V (D) Exercisable Date Title of Shares
SlltI rmmon Rcinik SOlit lJWl7 J ltl(oJl(JO I Jt2117 lH2D 100000 so 1(1111bull10 I
01i1J1- Stud lr111 lhl
Explanation of Responses
Remarks
Is Cal Kornmiddotr 07) l018 bullbull Signature of Reporting Person Date
Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly bull If the form is filed by more than one reporting person see Instruction 4 (b)(v) Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a) Note File three copies of this Form one of which must be manually signed If space is Insufficient see Instruction 6 for procedure Person$ who respond to the collectlon of Information c ontained In this form are not required to respond u nless the form displays a currently valld 0MB Number
httpswwwsecgovArchivcsedgardata1083848000168316818001923xslF345X03owncrshipxml I I
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lTO ALL JNTERESTEl PARTIES anda
TO TIIEIRCOUNSEL OF RECORD
PLEASE TAKE NOTICE tnat9n the 9$ day of July2018 a FINAL JUDGMENT 4
AND ORDEROFOISMISSAL Va entered in the abov_e-entitled mattera-copy of which is
attache4 hereto 6
DATEDth)s9th day ofJuly201_8 7
SLAR WILLIAMS 8 p If
9 By L TEPHEN R HACKETT ESQ
Nevadamiddot middotBar No SO 10 11 410 S Rampart Blvd Ste 350
Las Vgas NV 89145 12 Attorneys for Plaintijjs
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CERTIFICATE OF SERVICE
9r-The undersigned hereby certifies 1hat on the ---- day of July 2018 a true and correct
copy of the above and forgoing NOTICE OF ENTRY OF FINAL JUDGMENT AND
ORDER OF DISMISSAL was submitted electronically for filing and service with the Eighth
Judicial District Court Electronic Service of the foregoing document shaH be made to all parties
listed on the E-SERVICE MASTER LIST in accordance with the Electronic Service and Filing
Order
Holland amp Hart LLP Contactmiddot Andrea M Champion Susann fhpmps9n Yolonda J Dekle Julie [1nton middot middot Ptrlck J Reilly middot
Jones Lovelock Contact Justin C Jones
Sklar Williams PLLC middot Coiitactmiddotmiddot
middot Emilymiddot Kapq_lnaL Johnathon Fayeghl Esq bull middot Stephen R bullbull ttckett Esq
EService Master List
Email amchampionhollandhartcom middot middot sthompsofruholandhajtcom
yfdekletiolfandhartcom middotmiddot jHntonhollandhartcom prelllvhollandhartcom middot
jjonesjoneslovelockcom
Email ekapolnaisklar-lawcom ifaveqhisklar-lawcom
shackettsklar-awcom
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Electronically Filed 792018117 PM Steven D Grierson
I Ho u ___
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8 IN THE EIGHTH JUDICIAL DISTRICT COURT OF THE STATE OF NEV ADA
9 IN AND FOR CLARK COUNTY
RONALD D SLOAN ROBIN SCHWARZ GARY COLLINS JILL BROWN LARK
11 TERRELL NANCY HERBOLD DANIEL ROSLOAN BETTY ANN SLOAN PEARLO
12 KIRK JAJvIES BOAN NO WAIT LARRY ORWICK PATRICIA LA SALLE BRIAN
13 WOLFE STUART R CAMERON ROBERT WEBSTER HUGO BONDI
14 JOAN BRATSETH P A BRATSETH DEREK MILANI DEAN RACHEY SAM BROUNSTEIN SANDRA JANSEN BRIAN JANSEN RHONDA KIM NICHOLS
16 SCOTT NICHOLS CARMEN ADAIR KRISTA SCHOFIELD MARK BRATSETH
17 ROSE TRUST 11 CLIFF OLSON DON COLLINS ROYCE NORDSTROM
18 NATALIE MA YZEL DAVID JESSKE THORNTON D BARNES JAMES HASON
19 SANDRA HASON EDDIE GUlLLET RYAN GUILLET
ON BEHALF OF CAN-CAL RESOURCES 21 LTD
22 Plaintiffs
23 vs
24 CAN-CAL RESOURCES LTD corporation WILLIAM J THOMPSON MACDONALD SCHINNOUR MICHAEL
a Nevada HOGANO
RONALD HOGAN
26 CANDEC LAV A PRODUCTS INC a Canadian Corporation and FUTUREWORTH
27 CAPITAL CORP a Canadian Corporation
28 Defendants
Case Number A-14-701465-B
Case No A-14-701465-B Dept No XI
FINAL JUDGMENT AND ORDER OF DISMISSAL
1o This matter came before this Court for hearing pursuant to this Courts Preliminaryo2o Approval Order dated April2 2018 and the Parties Motion in Support of Final Approval ofo3o Settlement and Application for Attorneys Fees and Expenses filed June 11 2018 seeking finalo4o approval of the Settlement set forth in the Stipulation and Agreement of Settlement dated Marcho5o 16 2018 (the Stipulation) The Parties w(frac34resent by and through their counsel of recordo6o Sklar Williams PLLC and William Fishm Plaintiffs Holland amp Hart LLP and Joneso7o Lovelock for Defendants Due and adequate notice having been given to Current Can-Calo8o Shareholders as required in the Preliminary Approval Order and this Court having considered allo9o papers filed and proceedings had herein and otherwise being fully informed in the premises ando
10o good cause appearing therefore IT IS HEREBY ORDERED ADJUDGED AND DECREEDo11o thato12o 1o For purposes of this Final Judgment and Order of Dismissal (the Judgment) theo13o Court incorporates by reference the definitions in the Stipulation and all capitalized termsoI4o contained herein shall have the same meanings as set forth in the Stipulation unless otherwiseo1 So defined hereino16o 2o This Judgment incorporates and makes a part hereof i) the Stipulation and (ii)o17 the Court-approved Notice which was filed with the Court as Exhibit C to the Stipulationo18o 3o This Court has jurisdiction over the subject matter of the Derivative Actiono19 including all matters necessary to effectuate the Settlement and over all Partieso20o 4o The Court finds that the Settlement as set forth in the Stipulation- is fairo21o reasonable and adequate to Can-Cal and Current Can-Cal Shareholders and that it provideso22o substantial benefits to and is in the best interests of Can-Cal Current Can-Cal Shareholderso23o Plaintiffs and the Parties The Court hereby directs that the Settlement be consummated ino24o accordance with the terms and conditions of the Stipulation and hereby finally approves theo25o Settlement set forth in the Stipulation in all respectso26o 5oThe Derivative Action and all claims therein are hereby dismissed as to all Defendantso27o with prejudice As among Plaintiffs Can-Cal the Corporate Defendants and the Individualo28o E --
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f)No oip1r fu- aampV-1(5s i av12Was ever-Hpound
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Defendants the Parties are to bear their ow11 costs except as provided in Paragraphs 11 and 12
below
6aUpon the Effective Date the Releasing Persons shall be deemed to have and bya
operation of this Judgment shall have fully finally and forever released relinquished and
discharged the Released Claims (including Unknown Claims) against the Released Persons
Nothing herein shall in any way impair or restrict the rights of any Party to enforce the terms of
the Stipulation or this Judgment Releasing Persons shall be deemed to have and by operation of
8 this Judgment shall have covenanted not to sue any Released Person with respect to any
9 Released Claims and shall be permanently barred and enjoined from instituting commencing or
prosecuting the Released Claims against e Released Persons
11 7aExcept as set forth in Paragraph 8 below upon the Effective Date each of the Releaseda
12 Persons shall be deemed to have fully finally and forever released relinquished and discharged
13 Plaintiffs Plaintiffs Counsel and Can-Cal from all claims (including Unknown Claims) arising
14 out of relating to or in connection with the institution prosecution assertion settlement or
resolution of the Derivative Action or the Released Claims Nothing herein shall in any way
16 impair or restrict the rights of any Party to enforce the tenns of the Stipulation or this Judgment
17 8 Nothing in the Stipulation or in Paragraph 7 above constitutes or reflects a waiver ora
18 release of any rights or claims of Defendants against their insurers or their insurers subsidiaries
19 predecessors successorsagt assignsgt affiliates or representatives including but not limited to any
rights or claims of Defendants under any directors and officers liability insurance or other
21 middotappHcable insurance coverage maintained by the Companya
22 9aThis Court finds that the Notice of Proposed Settlement and Settlement Hearinga
23 (Notice) to Current Can-Cal Shareholders posted on Defendants Counsels websites Holland
24 amp Hart and Jones Lovelock and the website of Plaintiffs Counsel Sklar Williams PLLC and the
Summary Notice to Current Can-Cal Shareholders (Swnmary Notice) tiled by Can-Cal with
26 the Securities and Exchange Commission via a Current Report on Form 8-K mailed by Pacific
27 Stock Transfer Company to all common shareholders of record of Can-Cal as of April 10 2018
28 published once in the Calga1y Herald once in the Vancouver Star and once in the Las Vegas
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1--1 11Uyenpound--ti - u1 t11 f( en t-lPi-JJf -J ft4 l t1e
Review Journal and the issuance of a press release publicly available on the internet at Yahoo 2 finance satisfied the requirements of due process constituted the best notice practicable under 3 the circumstances to Can-Cals shareholders fully satisfied the requirements of Nevada law due 4 process under the United States Constitution and any other applicable law and constituted due
and adequate notice to all persons entitled thereto 6 10sThis Court finds that during the course of the Derivative Action the Parties and theirs7 counsel at all times acted professionally and in compliance with Nevada Rule of Civil Procedure 8 11 and all other similar _rules of professional conduct with respect to any claims or defenses
tJ( _ r L - - r I J - IkXna
in
+t1 11sThis Cowtapproves the Plaintiffs Fee-d Expense Amount of $375000 in -fw SkCctrlds
9 the Action r-shy
CttgtPCIgt
_sunsel i
1-1s accordance with the Stipulation Payment of the Fee and Expense Amount shall b made in middot-1-fX) of) )s12s accordance with the terms and subject to the conditions of the Stipulatioh with $50ood to lie-middot 13 retained by Can-Cal as working capital 14 The Coyrtlfroves th Ads to PIn1ffs cs ylliCmiddotont oJ ___ I r
$375000 in adrdance 1wiihmiddotthe1erms and coriaitionsf the Stipufatnnlt ______ ) 16 13sNeither the Stipulation (including the exhibits attached thereto) nor the Settlements17 nor any act performed or document executed pursuant to or in furtherance of the Stipulation or 18 the Settlement (a) is or may be deemed to be or may be offered attempted to be offered or used 19 in any way by the Parties as a preswnption a concession or an admission of or evidence of the
validity of any Released Claims or of any fault wrongdoing or liability of any of the Parties 21 Plaintiffs Counsel Defendants Counsel or Released Persons or (b) is or may be deemed to be 22 or may be offered attempted to be offered or used in any way by the Parties or any other Person 23 as a presumption a concession or an admission of or evidence of any fauli omission 24 wrongdoing or liability of any of the Parties Plaintiffs Counsel Defendants Counsel or
Released Persons in any civil criminal or administrative proceeding in any court administrative 26 agency or other tribunal The Parties Plaintiffs Counsel Defendants Counsel and Released 27 Persons may file the Stipulation andor this Judgment in any action that may be brought against 28 middot them in order to support a defense or counterclaim based on principles of res judicata collaterals
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I 8 The Court directs immediate entry of this Final Judgment by the Clerk of the Court
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estoppet release good-faith settlement judgment bar or reduction or any other theory of claim
preclusion or issue preclusion or similar defense or counterclaim
14sWithout affecting the finality of this Judgment in any way the Court hereby retainss
jurisdiction (a) over the interpretation implementation administration conswrunation and
enforcement of the Settlement tb) over the Parties until the Judgment contemplated hereby has
become effective the Initial Settlement Payment is received by Plaintiffs Counsel as set forth in
Section 22(a) of the Stipulation the Fee and Expense -mount is paid to Plaintiffs Counsel as
set forth in Section 52 of the Stipulation and the Can-Cal Shares are issued to Plaintiffs
Counsel as set forth in Section 52 of the Stipulation and (c) over the Parties for the purpose of
construing enforcing and administering the Stipulation including if necessary setting aside
and vacating this Judgment on motion of a Party to the extent consistent with and in accordance
with the Stipulation
15sIn the event that a termination and cancellation of the Settlement occurs pursuant tos
the Stipulation or if the Judgement is set aside (a) the terms and provisions of the Stipulation
shall have no further force and effect except as otherwise provided in the Stipulation and (b) the
Parties shall be deemed to have reverted to their positions as of immediately prior to the
execution of the Stipulation
16sWithout further order of the Court the Parties may agree to reasonable extensions ofs
time to carry out any of the provisions of the Stipulation
17sThis Judgment is a final appealable judgment and should be entered forthwiths
IT IS SO ORDERED
DATED --------
ICIAL DISTRICT COURT
-
4)
7112018 SEC FORM 3A
IL 0MB APPROVL __
i 0MB Number t
3235-
0104
1 Estimated average burden I hours per 0_5 1
response bullmiddotmiddot-- _ _ -bullmiddotmiddotmiddot _
SEC Form 3
FORM3 UNITED STATES SECURITIES AND EXCHANGE
COMMISSION Washington DC 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF
SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
1eName and Address of Reporting Persone 2eDate of Evente 3 Issuer Name and Ticker or Trading SymboleRequiring Statemente CAN CAL RESOURCES LTD I CCRE IDouglass CaseY- (MonthDayNear)e
----middotmiddotmiddot - - 06132016-
4eRelationship of Reporting Person(s) toe 5 If Amendment Date of Originale(Last) (First) (Middle) Issuere Filed (MonthDayYear)e
(Check all applicable) 07i03i208 X Director 10 Owner
RED DEER Officer (give Other (specify
middot- - - --middot -- middot -- --
6 Individual or JointGroup Filingetitle below) below) (Check Applicable Line) (Street) Fonn filed by One Reporting
X PersonAlBERTA AO Form filed by More than One
Reporting Person (NADA
City) (State) (Zip)
Table I - Non-Derivative Securities Beneficially Owned
1 Tille of Security (Instr 4)e 2 Amount of Securitiese 3eOwnership 4 Nature of Indirect BunaficialeBeneficially Owned (Instr Form Direct Ownership (Instr 5)
(D) or Indirect (I)e(Instr 5)e
Common Sl(gtck 263000 I By Spouse
Table II - Derivative Securities Beneficially Owned (eg puts calls warrants options convertible securities)
1eTitle of Derivative Security (Instr 4) 2eDate Exercisable and 3 Title and Amount of Securities 4 5 6 Nature ofeExpiration Date Underlying Derivative Security Conversion Ownership Indirect Beneficial (MonthDayYear) (Instr 4) or Exercise Form Ownership (Instr
Price of Direct (0) 5) Amount Derivative or Indirect or Security (I) (Instr 5) Number
Date Expiration of Exercisable Date Title Shares
Explanation of Responses
isllt middotascy Douglas 071()32018
Signature of Reporting DatePerson Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly If the form is filed by more than one reporting person see Instruction 5 (b)(v) Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a)eNote File three copies of this Form one of which must be manually signed If space is insufficient see Instruction 6 for procedure Persons who respond to the collection of lnfonnation contained In this form are not required to respond unless the form displays a currently valid OMS Number
httpswwwsecgovArchivcscdgardataJ08384800016831688001867xslF3iSX02owncrship I I ml
----
1 lltle of Derivative Security(Instr 3)
2 Conversion or Exercise Prtcoof Derivative Security
3 Transaction Date (MonthDayVear)
3ADeemed Execution Date Ifany(MonthDayNear)
4Transaction Code Instr 8)
5 Number of Derlvauve Securities Acquired (A) or Diosposed of (D) (Instr 34and5)
6 Dato Exerciosable and Expoi ration Dato CMonthlDaylYcar)
7 Titlo and Amount of Securioties UnderlyingDerivative Security (Instr 3 and 4)
Amount
8Priceof Derivative Security(Instr 5)
9 Number or derivative Sacurttles Beneflcloally Owned Followtng Reported Transactlon(os) (lnatr4)
10 Ownershiop Form Dlrecto(D) or Indirect (I) (Instr 4)
11 Nature of Indirect Beneficial Ownership(tnstr4)
or
Code V (A) (D) Dato
Exercisable Expoiration Date lltle
Number of Shares
H) hbullr s1__ OpllltbullIh
$(HI( 1210l1 J Oll011(1 JH2017 12-J l12 Cm11n1n
S11d 100ono So IWOo I [iltbull
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7112018 SEC FORM 4
SEC form4
FORM4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION 0MB APPROVAL washlngton oc 20549
OMBNumber 3235-0287 I Estimated average burden
Check this box If no longer SubJect to STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP hOurs per response
D Section 16 Form 4 or Form 5 ___ middot-obligations may continue See Instruction 1(b) Filed pursuant to Section 16(a) of the Sewrilies Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
1 Name and Address of Reporting Person 2 Issuer Name and Ticker or Trading Symbol 5 Relationship of Reporting Person(s) to Issuer (Check all applicable) CAN CAL RESOl JRCFS l TD f ccRE IDnuglacs Case) X Oiredor 100wner
----- -- middotbullmiddot - -- -middotmiddot middot--middot-bullmiddot -middot -bull middotmiddotmiddot- -middot---- -middot--middot-- ---------------bull--------- Officer (give tlUe Other (specify 3 Date of Earliest Transaction (MonthOayNear) below) below)12312017(Last) (First) (Middle)
bull - - - - middotbull -- -middotmiddotmiddot- middotmiddotmiddot-middotmiddotmiddot 4 If Amendment Date of Original Filed MonthDayiYear) 6 Individual or JoinVGroup FIiing (Check Applicable Line)(Street)
X Form flied by One Reporting Person RED DEFR AO
Form filed by More than One Reporting + - - middot-bullbull- middotmiddotmiddotmiddotmiddotbull- - middot middot Person
(City) (Stale) (Zip
Table I - Non-Derivative Securities Acquired Disposed of or Beneficially Owned
1 Title of Security (Instr 3) 2 Transaction Date (MonthDayYear)
2A Deemoed Execution Date If any (MonthDayYear)
3 Transaction Code (Instr 8)
Code V
4 Securiotioes Acquired (A) or Disposed or (D) (Instr 3 4 and 5)
(A)orAmount Price(D)
5AmountofoSecurttles BeneficiallyOwned Following ReportedTransactton(s)(Instr 3 and 4)
6 Ownership Form Direct (D) or Indirect (I) (t nstr 4)
7 Nature of Indirect Beneficial ownership (lnstr4)
B) for
Common Stock 12312017 0-l 1820 18 J 100000 A $0tn Jhnno I I ifc FinanckI Ltd
Table II - Derivative Securities Acquired Disposed of or Beneficially Owned (eg puts calls warrants options convertible securities)
ExplanaUon of Responses
Remarks
Isl Casey I )oug 07iOJ201X
bullbull Signature of Reporting Person Date Reminder Report on a separate line for each class of securities beneficially owned directly or Indirectly bull If lhe fonn is filed by more than one reporting person see Instruction 4 (b)(v) - Intentional misstatements or omissions or fads constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a) Note File three copies of this Form one ot which must be manually signed If space is Insufficient see Instruction 6 for procedure Persons who respond to the collection of Information contaioned In this form are not required to respond unless the form displays a currently valid 0MB Number
httpswwwsecgovArchivesedgardata I 0838480001683 J 68 I 800 I 864xs1F345X03ownershipxml II
middot
7112018 SEC FORMJ
SEC Form 3
FORM3 UNITED STATES SECURITIES AND EXCHANGE [ 9J1B APPf3_QV _l COMMISSION I 30MB Number Washington DC 20549 0104
Estimated average burden middot hours per 1INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF 0_5 1_r - _ iSECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
1oName and Address of Reporting Person 2 Date of Evento 3oIssuer Name and licker or Trading SymboloRequiring Statement CAN CAL RESOURCES LTD I CCRE ) Oosterhoff Gary_ (MonthDayYear)
middotbull middot - - middot-bullmiddotmiddot bull-bull bull - --- -0lJ202016
(Last) (First) (Middle) 4 Relationship of Reporting Person(s) to 5oIf Amendment Date of Original Issuer Filed (MonthDayYear)(Check all applicable)o
X Director 10Owner 6 Individual or JointGroup Filing
(Street) Officer (give Other (specify (Check Applicable Line)title below) below)
RED Form filed by One ReportingX PersonDEER
AO Farm filed by More than One AIBERIA Reporting Person CANADA
middot - -r bull- bull-
(City) (State) (Zip)
Table 1- Non-Derivative Securities Beneficially Owned
1 Title of Security (Instr 4) 2oAmount of Securitieso 3oOwnership 4 Nature of Indirect Beneficial Beneficially Owned (Instr Fonn Direct Ownership (Instr 6) 4)o (D) or Indirect
(I) (Instr 5)o
Common Stock 100000 D
Table II - Derivative Securities Beneficially Owned (eg puts calls warrants options convertible securities)
1 Title of Derivative Security (Instr 4)o 2 Date Exercisable and 3 Title and Amount of Securitieso 4 5 6oNature ofoExpiration Date Underlying Derivative Security Conversion Ownership Indirect Beneficial (MonthDayYear) (Instr 4) or Exercise Fonn Ownership (Instr
Price of Direct (0) 5) Amount Derivative or Indirect or Security (I) (Instr 5)oNumber
Date Expiration of Exercisable Date Title Shares
Explanation of Responses
sl lt jary 0(1Scrhnff 07iOV201R bullbull Signature of Reporting DatePersono
Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly bull If the form is tiled by more than one reporting person see Instruction 5 (b)(v)o Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a)oNote File three copies of this Form one of which must be manually signed If space is insufficient see Instruction 6 for procedureoPersons who respond to the collection of Information contained In this fonn are not required to respond unless the form displays a currently valid 0MB Number
11httpswwwsccgov Archivescdgardata l 083848000 I 683168 l8001868xslF345X02ownersbi pxml
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Gary_
7112018
SEC Form4
FORM4
Check this box rr no longer subject to Section 16 Form 4 or Form 5 obligations may continue See Instruction 1 (b)
1 Name and Address of Reporting Person
SEC FORM4
or Section 30h) of the Investment Company Act of 1940
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington DC 20549
j 0MB APPROVAL J 0MB Number 3235-0287 I
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Esbmated aVlllage burden I
h-----middotmiddot------ 05
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
2 Issuer Name and Ticker or Trading Symbol 5 Relationship of Reporting Person(s) to Issuer (Check all applicable)
Onstcrhoff CAN CAL RESOURCES ITP f ccRE I X Director 100wner
_ bullbull - bull-bullbull-bullA--bull - bull middotmiddot- - _ ---bulllt- middot --middot bull middotbull-bullbull-bullbullmiddot-- ---middot-middot--middot
(Last) (First) (Middle)
-middotbull Officer (give title Other (specify 3 bull Date of Earliest Transaction (MonthDayYear) below) below) 123liWl7
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(Street) 4 If Amendment Date of Orlglnal Filed (MonthDayYear) 6 Individual or JointGroup Filing Check Applicable Line)
RHgt DEER X Fonn filed by One Reporting Person ALHERTA r(1
Form filed by More than One Reporting Person
CANADA
middotmiddot---- -
(City) (Slate) (Zip)
Table I - Non-Derivative Securities Acquired Disposed of or Beneficially Owned
1 Title of Security (Instr 3) 2 Transaction 2A Deemed 3 4 Securities Acquired (A) or 6Amount of 6 OWnershlp 7 Nature of Date Execution Dato Transaction Disposed or (0) (Instr 3 4 and 6) Securities Form Direct Indirect (MonthDayYear) If any Code (Instr Beneficially (D) or Indirect Boneflclal
(MonthDayYearj 8) Owned FolloWlng (I) (Instr 4) OwnershipReported (Instr 4)
(A)or Transactton(s)Code V Amount Prfce(D) (Instr 3 and 4)
llltH589() Common Stock 123W0l7 J IOOJ)OO A $003 200000 I Alhcrtl
ltd
Table II - Derivative Securities Acquired Disposed of or Beneficially Owned (eg puts calls warrants options convertible securities)
1 Title of 2 3 Transaction 3AOeemed 4 6Numbernof 6 Date Exercisable and 7 Tille and Amount 8 Prlce of 9Numberof 10 11 Nature Dertvntlve Conversion Date Execution Date Transaction DertvaUve Expiration Date of Securities Darlvatlve derlvaUve OWnershlp of Indirect
If any Code (Instr SecurfUes (MonthDayYear) Underlying Security Securities Fom Beneficial (Instr 3) Dertvatlve Security (Instr 5)
_ --middotmiddot
Security or Exercise (MonthOayYoar)Price of (MonthfDayYear) Acquired (A) Baneftclally Dlrectn(D) Ownership
Owned or Indirect (Instr 4) 0ertv11tlve (Instr 3 and 4) Security
or Disposed cf (D) (Instr 34nand5)
FollowingReported
(I) (Instr 4)
Code V (A) (D) Date Exercisable
Expiration Dato Tltle
Amount or Number of Shares
Tran5actlOR(5)(Instr 4)
Sllbulld Op1i 1 bull11 $11(1( I ll211li 121middot017 j l(H)Ool 12JI 017 12middot12112
Cmmon S111d
100000 So lll(f(Ji)II I
PltiJ5XN
lhcrta Lid
Explanation of Responses Remarks
Y Onslcrhnff ()7i0i20J8 - Signature of Reporting Person Date
Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly bull If lhe form is filed by more than one reporting person see Instruction 4 (b)(v) Intentional misstatements or omissions of facts conslilute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a) Note File lhree copies of this Form one of which must be manually signed If space is insufficient see Instruction 6 tor procedure Persons who respond to the collection of lnfonnatlon contained In this form are not required to respond unless the fonn displays a currently valid 0MB Number
httpswwwsecgov Archi vcscdgardata I 08384800016831681800 I 869xslF34SX03ownershipxml I I
I OMBAPPROVAL j
0MB Number 3235- I0104
Estimated c1verage burden j
_sI_________________ 05 J
7il li2018 SEC FORM 3
SEC Form 3
FORM3 UNITED STATES SECURITIES AND EXCHANGE
COMMISSION Washington DC 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF
SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the lnvestmnt Company Act of 1940
1eName and Address of Reporting Person 2eDate of Evente 3eIssuer Name and licker or Trading SymboleRequiring Statemente CAN CAL RESOURCES LTD I CCRE I Korver Case (MonthDayYear)e
middot - - middotmiddotmiddotbull-bull- 0920i206
(Last) -(Middle) 4 Relationship of Reporting Person(s) toe 5eIf Amendment Date of Originale(First) - Issuere Filed (MonthDayYear)e
(Check all applicable)e
X Director 10 Owner 6eIndividual or JoinVGroup Filinge bull-middot -- - Officer (give Other (specify (Check Applicable Line)
(Street) title below) below)
X Fonn filed by One Reporting Person
AIBElffA F onn filed by More than One (ANADA Reporting Person
AO
middot-middotmiddotmiddot -middot middot middotmiddotmiddotbull bullmiddot-- -
(City) (State) (Zip)
Table I - Non-Derivative Securities Beneficially Owned
1 Title of Security (Instr 4) 2 Amount of Securities 3eCgtwnership 4 Nature of Indirect BeneficialeBeneficially Owned (Instr Fonn Direct Ownership (Instr 5) 4) (D) or Indirect
(I) (Instr 5)
Com1mm Stock 100000 IJ
Table II - Derivative Securities Beneficially Owned (eg puts calls warrants optioris convertible securities)
1eTitle of Derivative Security (Instr 4) 2eDate Exercisable and 3 Title and Amount of Securities 4 5 6 Nature ofeExpiration Date Underlying Derivative Security Conversion Ownership Indirect Beneficial
(MonthDayYear) (Instr 4) or Exercise Fonn Ownership (Instr Price of Dlrect(D) 5)
Amount Derivative or Indirect or Security (I) (Instr 5) Number
Date Expiration ofExercisable Date Title Shares
Explanation of Responses
Isl ( middotas Korvcr 07112018
Signature of Reporting DatePerson Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly bull If the form is filed by more than one reporting person see Instruction 5 (b)v)e Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(aNote File three copies of this Form one of which must be manually signed If space is insufficient see Instruction 6 for procedurePersons who respond to the collection of information contained in this fonn are not required to respond unless the fonn displays a currently valid 0MB Number
httpswwwsccgovArchivescdgardata I083848000 I 68l l681800 I 922xslf345X02ownershipxml 11
_____
(A)
7112013 SECFORM4
SEC Form4
FORM4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION r ___ OMBAPPROVAL __jwashington DC 20549
0MB Number 3235-02871 Estimated average burden Check this box if no longer subject to STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP0 Section 16 Form 4 or Form 5 -urs per response middot--middotmiddotmiddotmiddot---middot-middotI
obligations may continue See nslrucbon 1(b) Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
1 Name and Address of Reporting Person 2 Issuer Name and Ticker or Trading Symbole 5 Relationship of Reporting Person(s) to Issuer (Check all applicable)
KoncrCasc CA CAL RfcSQlflCr ITP I CCRE I X Director 10Owner
-middot _ ----- middot-middot -----middot---middotmiddot-middot ---- bullbull r -bull bull-bullbull-bull
Officer (give title Other (specify (Last) (First) (Middle) 3 Date of Earliest Transaction (MonthDayYear) below) below)
l2i312017
--middot --- ____ - middot- _____ -- __ - middot-middot middot- --bullbull-bull middot--------------_- 4 If Amendment Date of Original Filed (MonthDayYear) 6 Individual or JointGroup Filing (Check Applicable (Street) Line)
X Form filed by One Reporting Person AlBERfA AO Form filed by More than One Reporting
Person(ANrDA
middotj -bullmiddotbullmiddot ---middotmiddot- --middotmiddotmiddot ---middotbullmiddotmiddotmiddotmiddotmiddot-
(City) (Stale) (Zip)
Table I - Non-Derivative Securities Acquired Disposed of or Beneficially Owned
1 Title of Security (Instr 3) 2 Transaction 2A Deemed 3 4 Securities Acquired (A) or 5Amount of 6 Ownership 7 Nature of Date Execution Date Transaction Disposed Of (D) (Instr 3 4 and 5) Securities Form Direct lndlroct (MonthDayYear) If any Code (Instr Beneflclally (D) or Indirect Beneficial
(MonthDayYear) 8) Owned Followlng (I) (Instr 4) Ownership Reported (lnstr4)
(A)or Transactlon(s)Code V Amount Price
(0) (Instr 3 and 4)
lltcmiddotrctkComnwn S1ok 123Ji2017 J 100000 A $0([ 200000 I
Finn Ird
Table II - Derivative Securities Acquired Disposed of-or Beneficially Owned (eg puts calls warrants options convertible securities)
1 Title of 2 3 Transaction 3A Deemed 4 6 Number of 6 Date Exerclsabla and 7 Title and Amount a Price of 9Numberof 10 11 Nature Derivative Conversion Date Execution Date Transaction Derivative Expiration Date or Securities Derivative derivative Ownership oflridlrect Security or Exercise (MonthDayYear) If any Code (Instr Securities (MonthlDayYear) Underlying Securtty securities Fonn Benetlctal (Instr 3) Price of (MonthDayYear) 8) Acquired (A) Derivative Security (Instr 5) Baneflclally Direct (D) Ownerohlp
Derivative or Disposed (Instr 3 and 4) Owned or Indirect (Instr 4) Security of (D) (Instr Followlng (I) (Instr 4)
3 4 and 5) ReportedTransactlon(s)
Amount (lnstr4)or
Dato Expiration Number Code V (D) Exercisable Date Title of Shares
SlltI rmmon Rcinik SOlit lJWl7 J ltl(oJl(JO I Jt2117 lH2D 100000 so 1(1111bull10 I
01i1J1- Stud lr111 lhl
Explanation of Responses
Remarks
Is Cal Kornmiddotr 07) l018 bullbull Signature of Reporting Person Date
Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly bull If the form is filed by more than one reporting person see Instruction 4 (b)(v) Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a) Note File three copies of this Form one of which must be manually signed If space is Insufficient see Instruction 6 for procedure Person$ who respond to the collectlon of Information c ontained In this form are not required to respond u nless the form displays a currently valld 0MB Number
httpswwwsecgovArchivcsedgardata1083848000168316818001923xslF345X03owncrshipxml I I
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CERTIFICATE OF SERVICE
9r-The undersigned hereby certifies 1hat on the ---- day of July 2018 a true and correct
copy of the above and forgoing NOTICE OF ENTRY OF FINAL JUDGMENT AND
ORDER OF DISMISSAL was submitted electronically for filing and service with the Eighth
Judicial District Court Electronic Service of the foregoing document shaH be made to all parties
listed on the E-SERVICE MASTER LIST in accordance with the Electronic Service and Filing
Order
Holland amp Hart LLP Contactmiddot Andrea M Champion Susann fhpmps9n Yolonda J Dekle Julie [1nton middot middot Ptrlck J Reilly middot
Jones Lovelock Contact Justin C Jones
Sklar Williams PLLC middot Coiitactmiddotmiddot
middot Emilymiddot Kapq_lnaL Johnathon Fayeghl Esq bull middot Stephen R bullbull ttckett Esq
EService Master List
Email amchampionhollandhartcom middot middot sthompsofruholandhajtcom
yfdekletiolfandhartcom middotmiddot jHntonhollandhartcom prelllvhollandhartcom middot
jjonesjoneslovelockcom
Email ekapolnaisklar-lawcom ifaveqhisklar-lawcom
shackettsklar-awcom
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Electronically Filed 792018117 PM Steven D Grierson
I Ho u ___
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8 IN THE EIGHTH JUDICIAL DISTRICT COURT OF THE STATE OF NEV ADA
9 IN AND FOR CLARK COUNTY
RONALD D SLOAN ROBIN SCHWARZ GARY COLLINS JILL BROWN LARK
11 TERRELL NANCY HERBOLD DANIEL ROSLOAN BETTY ANN SLOAN PEARLO
12 KIRK JAJvIES BOAN NO WAIT LARRY ORWICK PATRICIA LA SALLE BRIAN
13 WOLFE STUART R CAMERON ROBERT WEBSTER HUGO BONDI
14 JOAN BRATSETH P A BRATSETH DEREK MILANI DEAN RACHEY SAM BROUNSTEIN SANDRA JANSEN BRIAN JANSEN RHONDA KIM NICHOLS
16 SCOTT NICHOLS CARMEN ADAIR KRISTA SCHOFIELD MARK BRATSETH
17 ROSE TRUST 11 CLIFF OLSON DON COLLINS ROYCE NORDSTROM
18 NATALIE MA YZEL DAVID JESSKE THORNTON D BARNES JAMES HASON
19 SANDRA HASON EDDIE GUlLLET RYAN GUILLET
ON BEHALF OF CAN-CAL RESOURCES 21 LTD
22 Plaintiffs
23 vs
24 CAN-CAL RESOURCES LTD corporation WILLIAM J THOMPSON MACDONALD SCHINNOUR MICHAEL
a Nevada HOGANO
RONALD HOGAN
26 CANDEC LAV A PRODUCTS INC a Canadian Corporation and FUTUREWORTH
27 CAPITAL CORP a Canadian Corporation
28 Defendants
Case Number A-14-701465-B
Case No A-14-701465-B Dept No XI
FINAL JUDGMENT AND ORDER OF DISMISSAL
1o This matter came before this Court for hearing pursuant to this Courts Preliminaryo2o Approval Order dated April2 2018 and the Parties Motion in Support of Final Approval ofo3o Settlement and Application for Attorneys Fees and Expenses filed June 11 2018 seeking finalo4o approval of the Settlement set forth in the Stipulation and Agreement of Settlement dated Marcho5o 16 2018 (the Stipulation) The Parties w(frac34resent by and through their counsel of recordo6o Sklar Williams PLLC and William Fishm Plaintiffs Holland amp Hart LLP and Joneso7o Lovelock for Defendants Due and adequate notice having been given to Current Can-Calo8o Shareholders as required in the Preliminary Approval Order and this Court having considered allo9o papers filed and proceedings had herein and otherwise being fully informed in the premises ando
10o good cause appearing therefore IT IS HEREBY ORDERED ADJUDGED AND DECREEDo11o thato12o 1o For purposes of this Final Judgment and Order of Dismissal (the Judgment) theo13o Court incorporates by reference the definitions in the Stipulation and all capitalized termsoI4o contained herein shall have the same meanings as set forth in the Stipulation unless otherwiseo1 So defined hereino16o 2o This Judgment incorporates and makes a part hereof i) the Stipulation and (ii)o17 the Court-approved Notice which was filed with the Court as Exhibit C to the Stipulationo18o 3o This Court has jurisdiction over the subject matter of the Derivative Actiono19 including all matters necessary to effectuate the Settlement and over all Partieso20o 4o The Court finds that the Settlement as set forth in the Stipulation- is fairo21o reasonable and adequate to Can-Cal and Current Can-Cal Shareholders and that it provideso22o substantial benefits to and is in the best interests of Can-Cal Current Can-Cal Shareholderso23o Plaintiffs and the Parties The Court hereby directs that the Settlement be consummated ino24o accordance with the terms and conditions of the Stipulation and hereby finally approves theo25o Settlement set forth in the Stipulation in all respectso26o 5oThe Derivative Action and all claims therein are hereby dismissed as to all Defendantso27o with prejudice As among Plaintiffs Can-Cal the Corporate Defendants and the Individualo28o E --
__-----
f)No oip1r fu- aampV-1(5s i av12Was ever-Hpound
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Defendants the Parties are to bear their ow11 costs except as provided in Paragraphs 11 and 12
below
6aUpon the Effective Date the Releasing Persons shall be deemed to have and bya
operation of this Judgment shall have fully finally and forever released relinquished and
discharged the Released Claims (including Unknown Claims) against the Released Persons
Nothing herein shall in any way impair or restrict the rights of any Party to enforce the terms of
the Stipulation or this Judgment Releasing Persons shall be deemed to have and by operation of
8 this Judgment shall have covenanted not to sue any Released Person with respect to any
9 Released Claims and shall be permanently barred and enjoined from instituting commencing or
prosecuting the Released Claims against e Released Persons
11 7aExcept as set forth in Paragraph 8 below upon the Effective Date each of the Releaseda
12 Persons shall be deemed to have fully finally and forever released relinquished and discharged
13 Plaintiffs Plaintiffs Counsel and Can-Cal from all claims (including Unknown Claims) arising
14 out of relating to or in connection with the institution prosecution assertion settlement or
resolution of the Derivative Action or the Released Claims Nothing herein shall in any way
16 impair or restrict the rights of any Party to enforce the tenns of the Stipulation or this Judgment
17 8 Nothing in the Stipulation or in Paragraph 7 above constitutes or reflects a waiver ora
18 release of any rights or claims of Defendants against their insurers or their insurers subsidiaries
19 predecessors successorsagt assignsgt affiliates or representatives including but not limited to any
rights or claims of Defendants under any directors and officers liability insurance or other
21 middotappHcable insurance coverage maintained by the Companya
22 9aThis Court finds that the Notice of Proposed Settlement and Settlement Hearinga
23 (Notice) to Current Can-Cal Shareholders posted on Defendants Counsels websites Holland
24 amp Hart and Jones Lovelock and the website of Plaintiffs Counsel Sklar Williams PLLC and the
Summary Notice to Current Can-Cal Shareholders (Swnmary Notice) tiled by Can-Cal with
26 the Securities and Exchange Commission via a Current Report on Form 8-K mailed by Pacific
27 Stock Transfer Company to all common shareholders of record of Can-Cal as of April 10 2018
28 published once in the Calga1y Herald once in the Vancouver Star and once in the Las Vegas
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Review Journal and the issuance of a press release publicly available on the internet at Yahoo 2 finance satisfied the requirements of due process constituted the best notice practicable under 3 the circumstances to Can-Cals shareholders fully satisfied the requirements of Nevada law due 4 process under the United States Constitution and any other applicable law and constituted due
and adequate notice to all persons entitled thereto 6 10sThis Court finds that during the course of the Derivative Action the Parties and theirs7 counsel at all times acted professionally and in compliance with Nevada Rule of Civil Procedure 8 11 and all other similar _rules of professional conduct with respect to any claims or defenses
tJ( _ r L - - r I J - IkXna
in
+t1 11sThis Cowtapproves the Plaintiffs Fee-d Expense Amount of $375000 in -fw SkCctrlds
9 the Action r-shy
CttgtPCIgt
_sunsel i
1-1s accordance with the Stipulation Payment of the Fee and Expense Amount shall b made in middot-1-fX) of) )s12s accordance with the terms and subject to the conditions of the Stipulatioh with $50ood to lie-middot 13 retained by Can-Cal as working capital 14 The Coyrtlfroves th Ads to PIn1ffs cs ylliCmiddotont oJ ___ I r
$375000 in adrdance 1wiihmiddotthe1erms and coriaitionsf the Stipufatnnlt ______ ) 16 13sNeither the Stipulation (including the exhibits attached thereto) nor the Settlements17 nor any act performed or document executed pursuant to or in furtherance of the Stipulation or 18 the Settlement (a) is or may be deemed to be or may be offered attempted to be offered or used 19 in any way by the Parties as a preswnption a concession or an admission of or evidence of the
validity of any Released Claims or of any fault wrongdoing or liability of any of the Parties 21 Plaintiffs Counsel Defendants Counsel or Released Persons or (b) is or may be deemed to be 22 or may be offered attempted to be offered or used in any way by the Parties or any other Person 23 as a presumption a concession or an admission of or evidence of any fauli omission 24 wrongdoing or liability of any of the Parties Plaintiffs Counsel Defendants Counsel or
Released Persons in any civil criminal or administrative proceeding in any court administrative 26 agency or other tribunal The Parties Plaintiffs Counsel Defendants Counsel and Released 27 Persons may file the Stipulation andor this Judgment in any action that may be brought against 28 middot them in order to support a defense or counterclaim based on principles of res judicata collaterals
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I 8 The Court directs immediate entry of this Final Judgment by the Clerk of the Court
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estoppet release good-faith settlement judgment bar or reduction or any other theory of claim
preclusion or issue preclusion or similar defense or counterclaim
14sWithout affecting the finality of this Judgment in any way the Court hereby retainss
jurisdiction (a) over the interpretation implementation administration conswrunation and
enforcement of the Settlement tb) over the Parties until the Judgment contemplated hereby has
become effective the Initial Settlement Payment is received by Plaintiffs Counsel as set forth in
Section 22(a) of the Stipulation the Fee and Expense -mount is paid to Plaintiffs Counsel as
set forth in Section 52 of the Stipulation and the Can-Cal Shares are issued to Plaintiffs
Counsel as set forth in Section 52 of the Stipulation and (c) over the Parties for the purpose of
construing enforcing and administering the Stipulation including if necessary setting aside
and vacating this Judgment on motion of a Party to the extent consistent with and in accordance
with the Stipulation
15sIn the event that a termination and cancellation of the Settlement occurs pursuant tos
the Stipulation or if the Judgement is set aside (a) the terms and provisions of the Stipulation
shall have no further force and effect except as otherwise provided in the Stipulation and (b) the
Parties shall be deemed to have reverted to their positions as of immediately prior to the
execution of the Stipulation
16sWithout further order of the Court the Parties may agree to reasonable extensions ofs
time to carry out any of the provisions of the Stipulation
17sThis Judgment is a final appealable judgment and should be entered forthwiths
IT IS SO ORDERED
DATED --------
ICIAL DISTRICT COURT
-
4)
7112018 SEC FORM 3A
IL 0MB APPROVL __
i 0MB Number t
3235-
0104
1 Estimated average burden I hours per 0_5 1
response bullmiddotmiddot-- _ _ -bullmiddotmiddotmiddot _
SEC Form 3
FORM3 UNITED STATES SECURITIES AND EXCHANGE
COMMISSION Washington DC 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF
SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
1eName and Address of Reporting Persone 2eDate of Evente 3 Issuer Name and Ticker or Trading SymboleRequiring Statemente CAN CAL RESOURCES LTD I CCRE IDouglass CaseY- (MonthDayNear)e
----middotmiddotmiddot - - 06132016-
4eRelationship of Reporting Person(s) toe 5 If Amendment Date of Originale(Last) (First) (Middle) Issuere Filed (MonthDayYear)e
(Check all applicable) 07i03i208 X Director 10 Owner
RED DEER Officer (give Other (specify
middot- - - --middot -- middot -- --
6 Individual or JointGroup Filingetitle below) below) (Check Applicable Line) (Street) Fonn filed by One Reporting
X PersonAlBERTA AO Form filed by More than One
Reporting Person (NADA
City) (State) (Zip)
Table I - Non-Derivative Securities Beneficially Owned
1 Tille of Security (Instr 4)e 2 Amount of Securitiese 3eOwnership 4 Nature of Indirect BunaficialeBeneficially Owned (Instr Form Direct Ownership (Instr 5)
(D) or Indirect (I)e(Instr 5)e
Common Sl(gtck 263000 I By Spouse
Table II - Derivative Securities Beneficially Owned (eg puts calls warrants options convertible securities)
1eTitle of Derivative Security (Instr 4) 2eDate Exercisable and 3 Title and Amount of Securities 4 5 6 Nature ofeExpiration Date Underlying Derivative Security Conversion Ownership Indirect Beneficial (MonthDayYear) (Instr 4) or Exercise Form Ownership (Instr
Price of Direct (0) 5) Amount Derivative or Indirect or Security (I) (Instr 5) Number
Date Expiration of Exercisable Date Title Shares
Explanation of Responses
isllt middotascy Douglas 071()32018
Signature of Reporting DatePerson Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly If the form is filed by more than one reporting person see Instruction 5 (b)(v) Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a)eNote File three copies of this Form one of which must be manually signed If space is insufficient see Instruction 6 for procedure Persons who respond to the collection of lnfonnation contained In this form are not required to respond unless the form displays a currently valid OMS Number
httpswwwsecgovArchivcscdgardataJ08384800016831688001867xslF3iSX02owncrship I I ml
----
1 lltle of Derivative Security(Instr 3)
2 Conversion or Exercise Prtcoof Derivative Security
3 Transaction Date (MonthDayVear)
3ADeemed Execution Date Ifany(MonthDayNear)
4Transaction Code Instr 8)
5 Number of Derlvauve Securities Acquired (A) or Diosposed of (D) (Instr 34and5)
6 Dato Exerciosable and Expoi ration Dato CMonthlDaylYcar)
7 Titlo and Amount of Securioties UnderlyingDerivative Security (Instr 3 and 4)
Amount
8Priceof Derivative Security(Instr 5)
9 Number or derivative Sacurttles Beneflcloally Owned Followtng Reported Transactlon(os) (lnatr4)
10 Ownershiop Form Dlrecto(D) or Indirect (I) (Instr 4)
11 Nature of Indirect Beneficial Ownership(tnstr4)
or
Code V (A) (D) Dato
Exercisable Expoiration Date lltle
Number of Shares
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7112018 SEC FORM 4
SEC form4
FORM4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION 0MB APPROVAL washlngton oc 20549
OMBNumber 3235-0287 I Estimated average burden
Check this box If no longer SubJect to STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP hOurs per response
D Section 16 Form 4 or Form 5 ___ middot-obligations may continue See Instruction 1(b) Filed pursuant to Section 16(a) of the Sewrilies Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
1 Name and Address of Reporting Person 2 Issuer Name and Ticker or Trading Symbol 5 Relationship of Reporting Person(s) to Issuer (Check all applicable) CAN CAL RESOl JRCFS l TD f ccRE IDnuglacs Case) X Oiredor 100wner
----- -- middotbullmiddot - -- -middotmiddot middot--middot-bullmiddot -middot -bull middotmiddotmiddot- -middot---- -middot--middot-- ---------------bull--------- Officer (give tlUe Other (specify 3 Date of Earliest Transaction (MonthOayNear) below) below)12312017(Last) (First) (Middle)
bull - - - - middotbull -- -middotmiddotmiddot- middotmiddotmiddot-middotmiddotmiddot 4 If Amendment Date of Original Filed MonthDayiYear) 6 Individual or JoinVGroup FIiing (Check Applicable Line)(Street)
X Form flied by One Reporting Person RED DEFR AO
Form filed by More than One Reporting + - - middot-bullbull- middotmiddotmiddotmiddotmiddotbull- - middot middot Person
(City) (Stale) (Zip
Table I - Non-Derivative Securities Acquired Disposed of or Beneficially Owned
1 Title of Security (Instr 3) 2 Transaction Date (MonthDayYear)
2A Deemoed Execution Date If any (MonthDayYear)
3 Transaction Code (Instr 8)
Code V
4 Securiotioes Acquired (A) or Disposed or (D) (Instr 3 4 and 5)
(A)orAmount Price(D)
5AmountofoSecurttles BeneficiallyOwned Following ReportedTransactton(s)(Instr 3 and 4)
6 Ownership Form Direct (D) or Indirect (I) (t nstr 4)
7 Nature of Indirect Beneficial ownership (lnstr4)
B) for
Common Stock 12312017 0-l 1820 18 J 100000 A $0tn Jhnno I I ifc FinanckI Ltd
Table II - Derivative Securities Acquired Disposed of or Beneficially Owned (eg puts calls warrants options convertible securities)
ExplanaUon of Responses
Remarks
Isl Casey I )oug 07iOJ201X
bullbull Signature of Reporting Person Date Reminder Report on a separate line for each class of securities beneficially owned directly or Indirectly bull If lhe fonn is filed by more than one reporting person see Instruction 4 (b)(v) - Intentional misstatements or omissions or fads constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a) Note File three copies of this Form one ot which must be manually signed If space is Insufficient see Instruction 6 for procedure Persons who respond to the collection of Information contaioned In this form are not required to respond unless the form displays a currently valid 0MB Number
httpswwwsecgovArchivesedgardata I 0838480001683 J 68 I 800 I 864xs1F345X03ownershipxml II
middot
7112018 SEC FORMJ
SEC Form 3
FORM3 UNITED STATES SECURITIES AND EXCHANGE [ 9J1B APPf3_QV _l COMMISSION I 30MB Number Washington DC 20549 0104
Estimated average burden middot hours per 1INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF 0_5 1_r - _ iSECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
1oName and Address of Reporting Person 2 Date of Evento 3oIssuer Name and licker or Trading SymboloRequiring Statement CAN CAL RESOURCES LTD I CCRE ) Oosterhoff Gary_ (MonthDayYear)
middotbull middot - - middot-bullmiddotmiddot bull-bull bull - --- -0lJ202016
(Last) (First) (Middle) 4 Relationship of Reporting Person(s) to 5oIf Amendment Date of Original Issuer Filed (MonthDayYear)(Check all applicable)o
X Director 10Owner 6 Individual or JointGroup Filing
(Street) Officer (give Other (specify (Check Applicable Line)title below) below)
RED Form filed by One ReportingX PersonDEER
AO Farm filed by More than One AIBERIA Reporting Person CANADA
middot - -r bull- bull-
(City) (State) (Zip)
Table 1- Non-Derivative Securities Beneficially Owned
1 Title of Security (Instr 4) 2oAmount of Securitieso 3oOwnership 4 Nature of Indirect Beneficial Beneficially Owned (Instr Fonn Direct Ownership (Instr 6) 4)o (D) or Indirect
(I) (Instr 5)o
Common Stock 100000 D
Table II - Derivative Securities Beneficially Owned (eg puts calls warrants options convertible securities)
1 Title of Derivative Security (Instr 4)o 2 Date Exercisable and 3 Title and Amount of Securitieso 4 5 6oNature ofoExpiration Date Underlying Derivative Security Conversion Ownership Indirect Beneficial (MonthDayYear) (Instr 4) or Exercise Fonn Ownership (Instr
Price of Direct (0) 5) Amount Derivative or Indirect or Security (I) (Instr 5)oNumber
Date Expiration of Exercisable Date Title Shares
Explanation of Responses
sl lt jary 0(1Scrhnff 07iOV201R bullbull Signature of Reporting DatePersono
Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly bull If the form is tiled by more than one reporting person see Instruction 5 (b)(v)o Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a)oNote File three copies of this Form one of which must be manually signed If space is insufficient see Instruction 6 for procedureoPersons who respond to the collection of Information contained In this fonn are not required to respond unless the form displays a currently valid 0MB Number
11httpswwwsccgov Archivescdgardata l 083848000 I 683168 l8001868xslF345X02ownersbi pxml
8)
Gary_
7112018
SEC Form4
FORM4
Check this box rr no longer subject to Section 16 Form 4 or Form 5 obligations may continue See Instruction 1 (b)
1 Name and Address of Reporting Person
SEC FORM4
or Section 30h) of the Investment Company Act of 1940
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington DC 20549
j 0MB APPROVAL J 0MB Number 3235-0287 I
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Esbmated aVlllage burden I
h-----middotmiddot------ 05
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
2 Issuer Name and Ticker or Trading Symbol 5 Relationship of Reporting Person(s) to Issuer (Check all applicable)
Onstcrhoff CAN CAL RESOURCES ITP f ccRE I X Director 100wner
_ bullbull - bull-bullbull-bullA--bull - bull middotmiddot- - _ ---bulllt- middot --middot bull middotbull-bullbull-bullbullmiddot-- ---middot-middot--middot
(Last) (First) (Middle)
-middotbull Officer (give title Other (specify 3 bull Date of Earliest Transaction (MonthDayYear) below) below) 123liWl7
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(Street) 4 If Amendment Date of Orlglnal Filed (MonthDayYear) 6 Individual or JointGroup Filing Check Applicable Line)
RHgt DEER X Fonn filed by One Reporting Person ALHERTA r(1
Form filed by More than One Reporting Person
CANADA
middotmiddot---- -
(City) (Slate) (Zip)
Table I - Non-Derivative Securities Acquired Disposed of or Beneficially Owned
1 Title of Security (Instr 3) 2 Transaction 2A Deemed 3 4 Securities Acquired (A) or 6Amount of 6 OWnershlp 7 Nature of Date Execution Dato Transaction Disposed or (0) (Instr 3 4 and 6) Securities Form Direct Indirect (MonthDayYear) If any Code (Instr Beneficially (D) or Indirect Boneflclal
(MonthDayYearj 8) Owned FolloWlng (I) (Instr 4) OwnershipReported (Instr 4)
(A)or Transactton(s)Code V Amount Prfce(D) (Instr 3 and 4)
llltH589() Common Stock 123W0l7 J IOOJ)OO A $003 200000 I Alhcrtl
ltd
Table II - Derivative Securities Acquired Disposed of or Beneficially Owned (eg puts calls warrants options convertible securities)
1 Title of 2 3 Transaction 3AOeemed 4 6Numbernof 6 Date Exercisable and 7 Tille and Amount 8 Prlce of 9Numberof 10 11 Nature Dertvntlve Conversion Date Execution Date Transaction DertvaUve Expiration Date of Securities Darlvatlve derlvaUve OWnershlp of Indirect
If any Code (Instr SecurfUes (MonthDayYear) Underlying Security Securities Fom Beneficial (Instr 3) Dertvatlve Security (Instr 5)
_ --middotmiddot
Security or Exercise (MonthOayYoar)Price of (MonthfDayYear) Acquired (A) Baneftclally Dlrectn(D) Ownership
Owned or Indirect (Instr 4) 0ertv11tlve (Instr 3 and 4) Security
or Disposed cf (D) (Instr 34nand5)
FollowingReported
(I) (Instr 4)
Code V (A) (D) Date Exercisable
Expiration Dato Tltle
Amount or Number of Shares
Tran5actlOR(5)(Instr 4)
Sllbulld Op1i 1 bull11 $11(1( I ll211li 121middot017 j l(H)Ool 12JI 017 12middot12112
Cmmon S111d
100000 So lll(f(Ji)II I
PltiJ5XN
lhcrta Lid
Explanation of Responses Remarks
Y Onslcrhnff ()7i0i20J8 - Signature of Reporting Person Date
Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly bull If lhe form is filed by more than one reporting person see Instruction 4 (b)(v) Intentional misstatements or omissions of facts conslilute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a) Note File lhree copies of this Form one of which must be manually signed If space is insufficient see Instruction 6 tor procedure Persons who respond to the collection of lnfonnatlon contained In this form are not required to respond unless the fonn displays a currently valid 0MB Number
httpswwwsecgov Archi vcscdgardata I 08384800016831681800 I 869xslF34SX03ownershipxml I I
I OMBAPPROVAL j
0MB Number 3235- I0104
Estimated c1verage burden j
_sI_________________ 05 J
7il li2018 SEC FORM 3
SEC Form 3
FORM3 UNITED STATES SECURITIES AND EXCHANGE
COMMISSION Washington DC 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF
SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the lnvestmnt Company Act of 1940
1eName and Address of Reporting Person 2eDate of Evente 3eIssuer Name and licker or Trading SymboleRequiring Statemente CAN CAL RESOURCES LTD I CCRE I Korver Case (MonthDayYear)e
middot - - middotmiddotmiddotbull-bull- 0920i206
(Last) -(Middle) 4 Relationship of Reporting Person(s) toe 5eIf Amendment Date of Originale(First) - Issuere Filed (MonthDayYear)e
(Check all applicable)e
X Director 10 Owner 6eIndividual or JoinVGroup Filinge bull-middot -- - Officer (give Other (specify (Check Applicable Line)
(Street) title below) below)
X Fonn filed by One Reporting Person
AIBElffA F onn filed by More than One (ANADA Reporting Person
AO
middot-middotmiddotmiddot -middot middot middotmiddotmiddotbull bullmiddot-- -
(City) (State) (Zip)
Table I - Non-Derivative Securities Beneficially Owned
1 Title of Security (Instr 4) 2 Amount of Securities 3eCgtwnership 4 Nature of Indirect BeneficialeBeneficially Owned (Instr Fonn Direct Ownership (Instr 5) 4) (D) or Indirect
(I) (Instr 5)
Com1mm Stock 100000 IJ
Table II - Derivative Securities Beneficially Owned (eg puts calls warrants optioris convertible securities)
1eTitle of Derivative Security (Instr 4) 2eDate Exercisable and 3 Title and Amount of Securities 4 5 6 Nature ofeExpiration Date Underlying Derivative Security Conversion Ownership Indirect Beneficial
(MonthDayYear) (Instr 4) or Exercise Fonn Ownership (Instr Price of Dlrect(D) 5)
Amount Derivative or Indirect or Security (I) (Instr 5) Number
Date Expiration ofExercisable Date Title Shares
Explanation of Responses
Isl ( middotas Korvcr 07112018
Signature of Reporting DatePerson Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly bull If the form is filed by more than one reporting person see Instruction 5 (b)v)e Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(aNote File three copies of this Form one of which must be manually signed If space is insufficient see Instruction 6 for procedurePersons who respond to the collection of information contained in this fonn are not required to respond unless the fonn displays a currently valid 0MB Number
httpswwwsccgovArchivescdgardata I083848000 I 68l l681800 I 922xslf345X02ownershipxml 11
_____
(A)
7112013 SECFORM4
SEC Form4
FORM4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION r ___ OMBAPPROVAL __jwashington DC 20549
0MB Number 3235-02871 Estimated average burden Check this box if no longer subject to STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP0 Section 16 Form 4 or Form 5 -urs per response middot--middotmiddotmiddotmiddot---middot-middotI
obligations may continue See nslrucbon 1(b) Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
1 Name and Address of Reporting Person 2 Issuer Name and Ticker or Trading Symbole 5 Relationship of Reporting Person(s) to Issuer (Check all applicable)
KoncrCasc CA CAL RfcSQlflCr ITP I CCRE I X Director 10Owner
-middot _ ----- middot-middot -----middot---middotmiddot-middot ---- bullbull r -bull bull-bullbull-bull
Officer (give title Other (specify (Last) (First) (Middle) 3 Date of Earliest Transaction (MonthDayYear) below) below)
l2i312017
--middot --- ____ - middot- _____ -- __ - middot-middot middot- --bullbull-bull middot--------------_- 4 If Amendment Date of Original Filed (MonthDayYear) 6 Individual or JointGroup Filing (Check Applicable (Street) Line)
X Form filed by One Reporting Person AlBERfA AO Form filed by More than One Reporting
Person(ANrDA
middotj -bullmiddotbullmiddot ---middotmiddot- --middotmiddotmiddot ---middotbullmiddotmiddotmiddotmiddotmiddot-
(City) (Stale) (Zip)
Table I - Non-Derivative Securities Acquired Disposed of or Beneficially Owned
1 Title of Security (Instr 3) 2 Transaction 2A Deemed 3 4 Securities Acquired (A) or 5Amount of 6 Ownership 7 Nature of Date Execution Date Transaction Disposed Of (D) (Instr 3 4 and 5) Securities Form Direct lndlroct (MonthDayYear) If any Code (Instr Beneflclally (D) or Indirect Beneficial
(MonthDayYear) 8) Owned Followlng (I) (Instr 4) Ownership Reported (lnstr4)
(A)or Transactlon(s)Code V Amount Price
(0) (Instr 3 and 4)
lltcmiddotrctkComnwn S1ok 123Ji2017 J 100000 A $0([ 200000 I
Finn Ird
Table II - Derivative Securities Acquired Disposed of-or Beneficially Owned (eg puts calls warrants options convertible securities)
1 Title of 2 3 Transaction 3A Deemed 4 6 Number of 6 Date Exerclsabla and 7 Title and Amount a Price of 9Numberof 10 11 Nature Derivative Conversion Date Execution Date Transaction Derivative Expiration Date or Securities Derivative derivative Ownership oflridlrect Security or Exercise (MonthDayYear) If any Code (Instr Securities (MonthlDayYear) Underlying Securtty securities Fonn Benetlctal (Instr 3) Price of (MonthDayYear) 8) Acquired (A) Derivative Security (Instr 5) Baneflclally Direct (D) Ownerohlp
Derivative or Disposed (Instr 3 and 4) Owned or Indirect (Instr 4) Security of (D) (Instr Followlng (I) (Instr 4)
3 4 and 5) ReportedTransactlon(s)
Amount (lnstr4)or
Dato Expiration Number Code V (D) Exercisable Date Title of Shares
SlltI rmmon Rcinik SOlit lJWl7 J ltl(oJl(JO I Jt2117 lH2D 100000 so 1(1111bull10 I
01i1J1- Stud lr111 lhl
Explanation of Responses
Remarks
Is Cal Kornmiddotr 07) l018 bullbull Signature of Reporting Person Date
Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly bull If the form is filed by more than one reporting person see Instruction 4 (b)(v) Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a) Note File three copies of this Form one of which must be manually signed If space is Insufficient see Instruction 6 for procedure Person$ who respond to the collectlon of Information c ontained In this form are not required to respond u nless the form displays a currently valld 0MB Number
httpswwwsecgovArchivcsedgardata1083848000168316818001923xslF345X03owncrshipxml I I
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Electronically Filed 792018117 PM Steven D Grierson
I Ho u ___
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8 IN THE EIGHTH JUDICIAL DISTRICT COURT OF THE STATE OF NEV ADA
9 IN AND FOR CLARK COUNTY
RONALD D SLOAN ROBIN SCHWARZ GARY COLLINS JILL BROWN LARK
11 TERRELL NANCY HERBOLD DANIEL ROSLOAN BETTY ANN SLOAN PEARLO
12 KIRK JAJvIES BOAN NO WAIT LARRY ORWICK PATRICIA LA SALLE BRIAN
13 WOLFE STUART R CAMERON ROBERT WEBSTER HUGO BONDI
14 JOAN BRATSETH P A BRATSETH DEREK MILANI DEAN RACHEY SAM BROUNSTEIN SANDRA JANSEN BRIAN JANSEN RHONDA KIM NICHOLS
16 SCOTT NICHOLS CARMEN ADAIR KRISTA SCHOFIELD MARK BRATSETH
17 ROSE TRUST 11 CLIFF OLSON DON COLLINS ROYCE NORDSTROM
18 NATALIE MA YZEL DAVID JESSKE THORNTON D BARNES JAMES HASON
19 SANDRA HASON EDDIE GUlLLET RYAN GUILLET
ON BEHALF OF CAN-CAL RESOURCES 21 LTD
22 Plaintiffs
23 vs
24 CAN-CAL RESOURCES LTD corporation WILLIAM J THOMPSON MACDONALD SCHINNOUR MICHAEL
a Nevada HOGANO
RONALD HOGAN
26 CANDEC LAV A PRODUCTS INC a Canadian Corporation and FUTUREWORTH
27 CAPITAL CORP a Canadian Corporation
28 Defendants
Case Number A-14-701465-B
Case No A-14-701465-B Dept No XI
FINAL JUDGMENT AND ORDER OF DISMISSAL
1o This matter came before this Court for hearing pursuant to this Courts Preliminaryo2o Approval Order dated April2 2018 and the Parties Motion in Support of Final Approval ofo3o Settlement and Application for Attorneys Fees and Expenses filed June 11 2018 seeking finalo4o approval of the Settlement set forth in the Stipulation and Agreement of Settlement dated Marcho5o 16 2018 (the Stipulation) The Parties w(frac34resent by and through their counsel of recordo6o Sklar Williams PLLC and William Fishm Plaintiffs Holland amp Hart LLP and Joneso7o Lovelock for Defendants Due and adequate notice having been given to Current Can-Calo8o Shareholders as required in the Preliminary Approval Order and this Court having considered allo9o papers filed and proceedings had herein and otherwise being fully informed in the premises ando
10o good cause appearing therefore IT IS HEREBY ORDERED ADJUDGED AND DECREEDo11o thato12o 1o For purposes of this Final Judgment and Order of Dismissal (the Judgment) theo13o Court incorporates by reference the definitions in the Stipulation and all capitalized termsoI4o contained herein shall have the same meanings as set forth in the Stipulation unless otherwiseo1 So defined hereino16o 2o This Judgment incorporates and makes a part hereof i) the Stipulation and (ii)o17 the Court-approved Notice which was filed with the Court as Exhibit C to the Stipulationo18o 3o This Court has jurisdiction over the subject matter of the Derivative Actiono19 including all matters necessary to effectuate the Settlement and over all Partieso20o 4o The Court finds that the Settlement as set forth in the Stipulation- is fairo21o reasonable and adequate to Can-Cal and Current Can-Cal Shareholders and that it provideso22o substantial benefits to and is in the best interests of Can-Cal Current Can-Cal Shareholderso23o Plaintiffs and the Parties The Court hereby directs that the Settlement be consummated ino24o accordance with the terms and conditions of the Stipulation and hereby finally approves theo25o Settlement set forth in the Stipulation in all respectso26o 5oThe Derivative Action and all claims therein are hereby dismissed as to all Defendantso27o with prejudice As among Plaintiffs Can-Cal the Corporate Defendants and the Individualo28o E --
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f)No oip1r fu- aampV-1(5s i av12Was ever-Hpound
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Defendants the Parties are to bear their ow11 costs except as provided in Paragraphs 11 and 12
below
6aUpon the Effective Date the Releasing Persons shall be deemed to have and bya
operation of this Judgment shall have fully finally and forever released relinquished and
discharged the Released Claims (including Unknown Claims) against the Released Persons
Nothing herein shall in any way impair or restrict the rights of any Party to enforce the terms of
the Stipulation or this Judgment Releasing Persons shall be deemed to have and by operation of
8 this Judgment shall have covenanted not to sue any Released Person with respect to any
9 Released Claims and shall be permanently barred and enjoined from instituting commencing or
prosecuting the Released Claims against e Released Persons
11 7aExcept as set forth in Paragraph 8 below upon the Effective Date each of the Releaseda
12 Persons shall be deemed to have fully finally and forever released relinquished and discharged
13 Plaintiffs Plaintiffs Counsel and Can-Cal from all claims (including Unknown Claims) arising
14 out of relating to or in connection with the institution prosecution assertion settlement or
resolution of the Derivative Action or the Released Claims Nothing herein shall in any way
16 impair or restrict the rights of any Party to enforce the tenns of the Stipulation or this Judgment
17 8 Nothing in the Stipulation or in Paragraph 7 above constitutes or reflects a waiver ora
18 release of any rights or claims of Defendants against their insurers or their insurers subsidiaries
19 predecessors successorsagt assignsgt affiliates or representatives including but not limited to any
rights or claims of Defendants under any directors and officers liability insurance or other
21 middotappHcable insurance coverage maintained by the Companya
22 9aThis Court finds that the Notice of Proposed Settlement and Settlement Hearinga
23 (Notice) to Current Can-Cal Shareholders posted on Defendants Counsels websites Holland
24 amp Hart and Jones Lovelock and the website of Plaintiffs Counsel Sklar Williams PLLC and the
Summary Notice to Current Can-Cal Shareholders (Swnmary Notice) tiled by Can-Cal with
26 the Securities and Exchange Commission via a Current Report on Form 8-K mailed by Pacific
27 Stock Transfer Company to all common shareholders of record of Can-Cal as of April 10 2018
28 published once in the Calga1y Herald once in the Vancouver Star and once in the Las Vegas
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1--1 11Uyenpound--ti - u1 t11 f( en t-lPi-JJf -J ft4 l t1e
Review Journal and the issuance of a press release publicly available on the internet at Yahoo 2 finance satisfied the requirements of due process constituted the best notice practicable under 3 the circumstances to Can-Cals shareholders fully satisfied the requirements of Nevada law due 4 process under the United States Constitution and any other applicable law and constituted due
and adequate notice to all persons entitled thereto 6 10sThis Court finds that during the course of the Derivative Action the Parties and theirs7 counsel at all times acted professionally and in compliance with Nevada Rule of Civil Procedure 8 11 and all other similar _rules of professional conduct with respect to any claims or defenses
tJ( _ r L - - r I J - IkXna
in
+t1 11sThis Cowtapproves the Plaintiffs Fee-d Expense Amount of $375000 in -fw SkCctrlds
9 the Action r-shy
CttgtPCIgt
_sunsel i
1-1s accordance with the Stipulation Payment of the Fee and Expense Amount shall b made in middot-1-fX) of) )s12s accordance with the terms and subject to the conditions of the Stipulatioh with $50ood to lie-middot 13 retained by Can-Cal as working capital 14 The Coyrtlfroves th Ads to PIn1ffs cs ylliCmiddotont oJ ___ I r
$375000 in adrdance 1wiihmiddotthe1erms and coriaitionsf the Stipufatnnlt ______ ) 16 13sNeither the Stipulation (including the exhibits attached thereto) nor the Settlements17 nor any act performed or document executed pursuant to or in furtherance of the Stipulation or 18 the Settlement (a) is or may be deemed to be or may be offered attempted to be offered or used 19 in any way by the Parties as a preswnption a concession or an admission of or evidence of the
validity of any Released Claims or of any fault wrongdoing or liability of any of the Parties 21 Plaintiffs Counsel Defendants Counsel or Released Persons or (b) is or may be deemed to be 22 or may be offered attempted to be offered or used in any way by the Parties or any other Person 23 as a presumption a concession or an admission of or evidence of any fauli omission 24 wrongdoing or liability of any of the Parties Plaintiffs Counsel Defendants Counsel or
Released Persons in any civil criminal or administrative proceeding in any court administrative 26 agency or other tribunal The Parties Plaintiffs Counsel Defendants Counsel and Released 27 Persons may file the Stipulation andor this Judgment in any action that may be brought against 28 middot them in order to support a defense or counterclaim based on principles of res judicata collaterals
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I 8 The Court directs immediate entry of this Final Judgment by the Clerk of the Court
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estoppet release good-faith settlement judgment bar or reduction or any other theory of claim
preclusion or issue preclusion or similar defense or counterclaim
14sWithout affecting the finality of this Judgment in any way the Court hereby retainss
jurisdiction (a) over the interpretation implementation administration conswrunation and
enforcement of the Settlement tb) over the Parties until the Judgment contemplated hereby has
become effective the Initial Settlement Payment is received by Plaintiffs Counsel as set forth in
Section 22(a) of the Stipulation the Fee and Expense -mount is paid to Plaintiffs Counsel as
set forth in Section 52 of the Stipulation and the Can-Cal Shares are issued to Plaintiffs
Counsel as set forth in Section 52 of the Stipulation and (c) over the Parties for the purpose of
construing enforcing and administering the Stipulation including if necessary setting aside
and vacating this Judgment on motion of a Party to the extent consistent with and in accordance
with the Stipulation
15sIn the event that a termination and cancellation of the Settlement occurs pursuant tos
the Stipulation or if the Judgement is set aside (a) the terms and provisions of the Stipulation
shall have no further force and effect except as otherwise provided in the Stipulation and (b) the
Parties shall be deemed to have reverted to their positions as of immediately prior to the
execution of the Stipulation
16sWithout further order of the Court the Parties may agree to reasonable extensions ofs
time to carry out any of the provisions of the Stipulation
17sThis Judgment is a final appealable judgment and should be entered forthwiths
IT IS SO ORDERED
DATED --------
ICIAL DISTRICT COURT
-
4)
7112018 SEC FORM 3A
IL 0MB APPROVL __
i 0MB Number t
3235-
0104
1 Estimated average burden I hours per 0_5 1
response bullmiddotmiddot-- _ _ -bullmiddotmiddotmiddot _
SEC Form 3
FORM3 UNITED STATES SECURITIES AND EXCHANGE
COMMISSION Washington DC 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF
SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
1eName and Address of Reporting Persone 2eDate of Evente 3 Issuer Name and Ticker or Trading SymboleRequiring Statemente CAN CAL RESOURCES LTD I CCRE IDouglass CaseY- (MonthDayNear)e
----middotmiddotmiddot - - 06132016-
4eRelationship of Reporting Person(s) toe 5 If Amendment Date of Originale(Last) (First) (Middle) Issuere Filed (MonthDayYear)e
(Check all applicable) 07i03i208 X Director 10 Owner
RED DEER Officer (give Other (specify
middot- - - --middot -- middot -- --
6 Individual or JointGroup Filingetitle below) below) (Check Applicable Line) (Street) Fonn filed by One Reporting
X PersonAlBERTA AO Form filed by More than One
Reporting Person (NADA
City) (State) (Zip)
Table I - Non-Derivative Securities Beneficially Owned
1 Tille of Security (Instr 4)e 2 Amount of Securitiese 3eOwnership 4 Nature of Indirect BunaficialeBeneficially Owned (Instr Form Direct Ownership (Instr 5)
(D) or Indirect (I)e(Instr 5)e
Common Sl(gtck 263000 I By Spouse
Table II - Derivative Securities Beneficially Owned (eg puts calls warrants options convertible securities)
1eTitle of Derivative Security (Instr 4) 2eDate Exercisable and 3 Title and Amount of Securities 4 5 6 Nature ofeExpiration Date Underlying Derivative Security Conversion Ownership Indirect Beneficial (MonthDayYear) (Instr 4) or Exercise Form Ownership (Instr
Price of Direct (0) 5) Amount Derivative or Indirect or Security (I) (Instr 5) Number
Date Expiration of Exercisable Date Title Shares
Explanation of Responses
isllt middotascy Douglas 071()32018
Signature of Reporting DatePerson Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly If the form is filed by more than one reporting person see Instruction 5 (b)(v) Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a)eNote File three copies of this Form one of which must be manually signed If space is insufficient see Instruction 6 for procedure Persons who respond to the collection of lnfonnation contained In this form are not required to respond unless the form displays a currently valid OMS Number
httpswwwsecgovArchivcscdgardataJ08384800016831688001867xslF3iSX02owncrship I I ml
----
1 lltle of Derivative Security(Instr 3)
2 Conversion or Exercise Prtcoof Derivative Security
3 Transaction Date (MonthDayVear)
3ADeemed Execution Date Ifany(MonthDayNear)
4Transaction Code Instr 8)
5 Number of Derlvauve Securities Acquired (A) or Diosposed of (D) (Instr 34and5)
6 Dato Exerciosable and Expoi ration Dato CMonthlDaylYcar)
7 Titlo and Amount of Securioties UnderlyingDerivative Security (Instr 3 and 4)
Amount
8Priceof Derivative Security(Instr 5)
9 Number or derivative Sacurttles Beneflcloally Owned Followtng Reported Transactlon(os) (lnatr4)
10 Ownershiop Form Dlrecto(D) or Indirect (I) (Instr 4)
11 Nature of Indirect Beneficial Ownership(tnstr4)
or
Code V (A) (D) Dato
Exercisable Expoiration Date lltle
Number of Shares
H) hbullr s1__ OpllltbullIh
$(HI( 1210l1 J Oll011(1 JH2017 12-J l12 Cm11n1n
S11d 100ono So IWOo I [iltbull
Vin111 iJI Ltd
7112018 SEC FORM 4
SEC form4
FORM4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION 0MB APPROVAL washlngton oc 20549
OMBNumber 3235-0287 I Estimated average burden
Check this box If no longer SubJect to STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP hOurs per response
D Section 16 Form 4 or Form 5 ___ middot-obligations may continue See Instruction 1(b) Filed pursuant to Section 16(a) of the Sewrilies Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
1 Name and Address of Reporting Person 2 Issuer Name and Ticker or Trading Symbol 5 Relationship of Reporting Person(s) to Issuer (Check all applicable) CAN CAL RESOl JRCFS l TD f ccRE IDnuglacs Case) X Oiredor 100wner
----- -- middotbullmiddot - -- -middotmiddot middot--middot-bullmiddot -middot -bull middotmiddotmiddot- -middot---- -middot--middot-- ---------------bull--------- Officer (give tlUe Other (specify 3 Date of Earliest Transaction (MonthOayNear) below) below)12312017(Last) (First) (Middle)
bull - - - - middotbull -- -middotmiddotmiddot- middotmiddotmiddot-middotmiddotmiddot 4 If Amendment Date of Original Filed MonthDayiYear) 6 Individual or JoinVGroup FIiing (Check Applicable Line)(Street)
X Form flied by One Reporting Person RED DEFR AO
Form filed by More than One Reporting + - - middot-bullbull- middotmiddotmiddotmiddotmiddotbull- - middot middot Person
(City) (Stale) (Zip
Table I - Non-Derivative Securities Acquired Disposed of or Beneficially Owned
1 Title of Security (Instr 3) 2 Transaction Date (MonthDayYear)
2A Deemoed Execution Date If any (MonthDayYear)
3 Transaction Code (Instr 8)
Code V
4 Securiotioes Acquired (A) or Disposed or (D) (Instr 3 4 and 5)
(A)orAmount Price(D)
5AmountofoSecurttles BeneficiallyOwned Following ReportedTransactton(s)(Instr 3 and 4)
6 Ownership Form Direct (D) or Indirect (I) (t nstr 4)
7 Nature of Indirect Beneficial ownership (lnstr4)
B) for
Common Stock 12312017 0-l 1820 18 J 100000 A $0tn Jhnno I I ifc FinanckI Ltd
Table II - Derivative Securities Acquired Disposed of or Beneficially Owned (eg puts calls warrants options convertible securities)
ExplanaUon of Responses
Remarks
Isl Casey I )oug 07iOJ201X
bullbull Signature of Reporting Person Date Reminder Report on a separate line for each class of securities beneficially owned directly or Indirectly bull If lhe fonn is filed by more than one reporting person see Instruction 4 (b)(v) - Intentional misstatements or omissions or fads constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a) Note File three copies of this Form one ot which must be manually signed If space is Insufficient see Instruction 6 for procedure Persons who respond to the collection of Information contaioned In this form are not required to respond unless the form displays a currently valid 0MB Number
httpswwwsecgovArchivesedgardata I 0838480001683 J 68 I 800 I 864xs1F345X03ownershipxml II
middot
7112018 SEC FORMJ
SEC Form 3
FORM3 UNITED STATES SECURITIES AND EXCHANGE [ 9J1B APPf3_QV _l COMMISSION I 30MB Number Washington DC 20549 0104
Estimated average burden middot hours per 1INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF 0_5 1_r - _ iSECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
1oName and Address of Reporting Person 2 Date of Evento 3oIssuer Name and licker or Trading SymboloRequiring Statement CAN CAL RESOURCES LTD I CCRE ) Oosterhoff Gary_ (MonthDayYear)
middotbull middot - - middot-bullmiddotmiddot bull-bull bull - --- -0lJ202016
(Last) (First) (Middle) 4 Relationship of Reporting Person(s) to 5oIf Amendment Date of Original Issuer Filed (MonthDayYear)(Check all applicable)o
X Director 10Owner 6 Individual or JointGroup Filing
(Street) Officer (give Other (specify (Check Applicable Line)title below) below)
RED Form filed by One ReportingX PersonDEER
AO Farm filed by More than One AIBERIA Reporting Person CANADA
middot - -r bull- bull-
(City) (State) (Zip)
Table 1- Non-Derivative Securities Beneficially Owned
1 Title of Security (Instr 4) 2oAmount of Securitieso 3oOwnership 4 Nature of Indirect Beneficial Beneficially Owned (Instr Fonn Direct Ownership (Instr 6) 4)o (D) or Indirect
(I) (Instr 5)o
Common Stock 100000 D
Table II - Derivative Securities Beneficially Owned (eg puts calls warrants options convertible securities)
1 Title of Derivative Security (Instr 4)o 2 Date Exercisable and 3 Title and Amount of Securitieso 4 5 6oNature ofoExpiration Date Underlying Derivative Security Conversion Ownership Indirect Beneficial (MonthDayYear) (Instr 4) or Exercise Fonn Ownership (Instr
Price of Direct (0) 5) Amount Derivative or Indirect or Security (I) (Instr 5)oNumber
Date Expiration of Exercisable Date Title Shares
Explanation of Responses
sl lt jary 0(1Scrhnff 07iOV201R bullbull Signature of Reporting DatePersono
Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly bull If the form is tiled by more than one reporting person see Instruction 5 (b)(v)o Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a)oNote File three copies of this Form one of which must be manually signed If space is insufficient see Instruction 6 for procedureoPersons who respond to the collection of Information contained In this fonn are not required to respond unless the form displays a currently valid 0MB Number
11httpswwwsccgov Archivescdgardata l 083848000 I 683168 l8001868xslF345X02ownersbi pxml
8)
Gary_
7112018
SEC Form4
FORM4
Check this box rr no longer subject to Section 16 Form 4 or Form 5 obligations may continue See Instruction 1 (b)
1 Name and Address of Reporting Person
SEC FORM4
or Section 30h) of the Investment Company Act of 1940
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington DC 20549
j 0MB APPROVAL J 0MB Number 3235-0287 I
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Esbmated aVlllage burden I
h-----middotmiddot------ 05
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
2 Issuer Name and Ticker or Trading Symbol 5 Relationship of Reporting Person(s) to Issuer (Check all applicable)
Onstcrhoff CAN CAL RESOURCES ITP f ccRE I X Director 100wner
_ bullbull - bull-bullbull-bullA--bull - bull middotmiddot- - _ ---bulllt- middot --middot bull middotbull-bullbull-bullbullmiddot-- ---middot-middot--middot
(Last) (First) (Middle)
-middotbull Officer (give title Other (specify 3 bull Date of Earliest Transaction (MonthDayYear) below) below) 123liWl7
-bullbull ---
(Street) 4 If Amendment Date of Orlglnal Filed (MonthDayYear) 6 Individual or JointGroup Filing Check Applicable Line)
RHgt DEER X Fonn filed by One Reporting Person ALHERTA r(1
Form filed by More than One Reporting Person
CANADA
middotmiddot---- -
(City) (Slate) (Zip)
Table I - Non-Derivative Securities Acquired Disposed of or Beneficially Owned
1 Title of Security (Instr 3) 2 Transaction 2A Deemed 3 4 Securities Acquired (A) or 6Amount of 6 OWnershlp 7 Nature of Date Execution Dato Transaction Disposed or (0) (Instr 3 4 and 6) Securities Form Direct Indirect (MonthDayYear) If any Code (Instr Beneficially (D) or Indirect Boneflclal
(MonthDayYearj 8) Owned FolloWlng (I) (Instr 4) OwnershipReported (Instr 4)
(A)or Transactton(s)Code V Amount Prfce(D) (Instr 3 and 4)
llltH589() Common Stock 123W0l7 J IOOJ)OO A $003 200000 I Alhcrtl
ltd
Table II - Derivative Securities Acquired Disposed of or Beneficially Owned (eg puts calls warrants options convertible securities)
1 Title of 2 3 Transaction 3AOeemed 4 6Numbernof 6 Date Exercisable and 7 Tille and Amount 8 Prlce of 9Numberof 10 11 Nature Dertvntlve Conversion Date Execution Date Transaction DertvaUve Expiration Date of Securities Darlvatlve derlvaUve OWnershlp of Indirect
If any Code (Instr SecurfUes (MonthDayYear) Underlying Security Securities Fom Beneficial (Instr 3) Dertvatlve Security (Instr 5)
_ --middotmiddot
Security or Exercise (MonthOayYoar)Price of (MonthfDayYear) Acquired (A) Baneftclally Dlrectn(D) Ownership
Owned or Indirect (Instr 4) 0ertv11tlve (Instr 3 and 4) Security
or Disposed cf (D) (Instr 34nand5)
FollowingReported
(I) (Instr 4)
Code V (A) (D) Date Exercisable
Expiration Dato Tltle
Amount or Number of Shares
Tran5actlOR(5)(Instr 4)
Sllbulld Op1i 1 bull11 $11(1( I ll211li 121middot017 j l(H)Ool 12JI 017 12middot12112
Cmmon S111d
100000 So lll(f(Ji)II I
PltiJ5XN
lhcrta Lid
Explanation of Responses Remarks
Y Onslcrhnff ()7i0i20J8 - Signature of Reporting Person Date
Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly bull If lhe form is filed by more than one reporting person see Instruction 4 (b)(v) Intentional misstatements or omissions of facts conslilute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a) Note File lhree copies of this Form one of which must be manually signed If space is insufficient see Instruction 6 tor procedure Persons who respond to the collection of lnfonnatlon contained In this form are not required to respond unless the fonn displays a currently valid 0MB Number
httpswwwsecgov Archi vcscdgardata I 08384800016831681800 I 869xslF34SX03ownershipxml I I
I OMBAPPROVAL j
0MB Number 3235- I0104
Estimated c1verage burden j
_sI_________________ 05 J
7il li2018 SEC FORM 3
SEC Form 3
FORM3 UNITED STATES SECURITIES AND EXCHANGE
COMMISSION Washington DC 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF
SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the lnvestmnt Company Act of 1940
1eName and Address of Reporting Person 2eDate of Evente 3eIssuer Name and licker or Trading SymboleRequiring Statemente CAN CAL RESOURCES LTD I CCRE I Korver Case (MonthDayYear)e
middot - - middotmiddotmiddotbull-bull- 0920i206
(Last) -(Middle) 4 Relationship of Reporting Person(s) toe 5eIf Amendment Date of Originale(First) - Issuere Filed (MonthDayYear)e
(Check all applicable)e
X Director 10 Owner 6eIndividual or JoinVGroup Filinge bull-middot -- - Officer (give Other (specify (Check Applicable Line)
(Street) title below) below)
X Fonn filed by One Reporting Person
AIBElffA F onn filed by More than One (ANADA Reporting Person
AO
middot-middotmiddotmiddot -middot middot middotmiddotmiddotbull bullmiddot-- -
(City) (State) (Zip)
Table I - Non-Derivative Securities Beneficially Owned
1 Title of Security (Instr 4) 2 Amount of Securities 3eCgtwnership 4 Nature of Indirect BeneficialeBeneficially Owned (Instr Fonn Direct Ownership (Instr 5) 4) (D) or Indirect
(I) (Instr 5)
Com1mm Stock 100000 IJ
Table II - Derivative Securities Beneficially Owned (eg puts calls warrants optioris convertible securities)
1eTitle of Derivative Security (Instr 4) 2eDate Exercisable and 3 Title and Amount of Securities 4 5 6 Nature ofeExpiration Date Underlying Derivative Security Conversion Ownership Indirect Beneficial
(MonthDayYear) (Instr 4) or Exercise Fonn Ownership (Instr Price of Dlrect(D) 5)
Amount Derivative or Indirect or Security (I) (Instr 5) Number
Date Expiration ofExercisable Date Title Shares
Explanation of Responses
Isl ( middotas Korvcr 07112018
Signature of Reporting DatePerson Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly bull If the form is filed by more than one reporting person see Instruction 5 (b)v)e Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(aNote File three copies of this Form one of which must be manually signed If space is insufficient see Instruction 6 for procedurePersons who respond to the collection of information contained in this fonn are not required to respond unless the fonn displays a currently valid 0MB Number
httpswwwsccgovArchivescdgardata I083848000 I 68l l681800 I 922xslf345X02ownershipxml 11
_____
(A)
7112013 SECFORM4
SEC Form4
FORM4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION r ___ OMBAPPROVAL __jwashington DC 20549
0MB Number 3235-02871 Estimated average burden Check this box if no longer subject to STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP0 Section 16 Form 4 or Form 5 -urs per response middot--middotmiddotmiddotmiddot---middot-middotI
obligations may continue See nslrucbon 1(b) Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
1 Name and Address of Reporting Person 2 Issuer Name and Ticker or Trading Symbole 5 Relationship of Reporting Person(s) to Issuer (Check all applicable)
KoncrCasc CA CAL RfcSQlflCr ITP I CCRE I X Director 10Owner
-middot _ ----- middot-middot -----middot---middotmiddot-middot ---- bullbull r -bull bull-bullbull-bull
Officer (give title Other (specify (Last) (First) (Middle) 3 Date of Earliest Transaction (MonthDayYear) below) below)
l2i312017
--middot --- ____ - middot- _____ -- __ - middot-middot middot- --bullbull-bull middot--------------_- 4 If Amendment Date of Original Filed (MonthDayYear) 6 Individual or JointGroup Filing (Check Applicable (Street) Line)
X Form filed by One Reporting Person AlBERfA AO Form filed by More than One Reporting
Person(ANrDA
middotj -bullmiddotbullmiddot ---middotmiddot- --middotmiddotmiddot ---middotbullmiddotmiddotmiddotmiddotmiddot-
(City) (Stale) (Zip)
Table I - Non-Derivative Securities Acquired Disposed of or Beneficially Owned
1 Title of Security (Instr 3) 2 Transaction 2A Deemed 3 4 Securities Acquired (A) or 5Amount of 6 Ownership 7 Nature of Date Execution Date Transaction Disposed Of (D) (Instr 3 4 and 5) Securities Form Direct lndlroct (MonthDayYear) If any Code (Instr Beneflclally (D) or Indirect Beneficial
(MonthDayYear) 8) Owned Followlng (I) (Instr 4) Ownership Reported (lnstr4)
(A)or Transactlon(s)Code V Amount Price
(0) (Instr 3 and 4)
lltcmiddotrctkComnwn S1ok 123Ji2017 J 100000 A $0([ 200000 I
Finn Ird
Table II - Derivative Securities Acquired Disposed of-or Beneficially Owned (eg puts calls warrants options convertible securities)
1 Title of 2 3 Transaction 3A Deemed 4 6 Number of 6 Date Exerclsabla and 7 Title and Amount a Price of 9Numberof 10 11 Nature Derivative Conversion Date Execution Date Transaction Derivative Expiration Date or Securities Derivative derivative Ownership oflridlrect Security or Exercise (MonthDayYear) If any Code (Instr Securities (MonthlDayYear) Underlying Securtty securities Fonn Benetlctal (Instr 3) Price of (MonthDayYear) 8) Acquired (A) Derivative Security (Instr 5) Baneflclally Direct (D) Ownerohlp
Derivative or Disposed (Instr 3 and 4) Owned or Indirect (Instr 4) Security of (D) (Instr Followlng (I) (Instr 4)
3 4 and 5) ReportedTransactlon(s)
Amount (lnstr4)or
Dato Expiration Number Code V (D) Exercisable Date Title of Shares
SlltI rmmon Rcinik SOlit lJWl7 J ltl(oJl(JO I Jt2117 lH2D 100000 so 1(1111bull10 I
01i1J1- Stud lr111 lhl
Explanation of Responses
Remarks
Is Cal Kornmiddotr 07) l018 bullbull Signature of Reporting Person Date
Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly bull If the form is filed by more than one reporting person see Instruction 4 (b)(v) Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a) Note File three copies of this Form one of which must be manually signed If space is Insufficient see Instruction 6 for procedure Person$ who respond to the collectlon of Information c ontained In this form are not required to respond u nless the form displays a currently valld 0MB Number
httpswwwsecgovArchivcsedgardata1083848000168316818001923xslF345X03owncrshipxml I I
1o This matter came before this Court for hearing pursuant to this Courts Preliminaryo2o Approval Order dated April2 2018 and the Parties Motion in Support of Final Approval ofo3o Settlement and Application for Attorneys Fees and Expenses filed June 11 2018 seeking finalo4o approval of the Settlement set forth in the Stipulation and Agreement of Settlement dated Marcho5o 16 2018 (the Stipulation) The Parties w(frac34resent by and through their counsel of recordo6o Sklar Williams PLLC and William Fishm Plaintiffs Holland amp Hart LLP and Joneso7o Lovelock for Defendants Due and adequate notice having been given to Current Can-Calo8o Shareholders as required in the Preliminary Approval Order and this Court having considered allo9o papers filed and proceedings had herein and otherwise being fully informed in the premises ando
10o good cause appearing therefore IT IS HEREBY ORDERED ADJUDGED AND DECREEDo11o thato12o 1o For purposes of this Final Judgment and Order of Dismissal (the Judgment) theo13o Court incorporates by reference the definitions in the Stipulation and all capitalized termsoI4o contained herein shall have the same meanings as set forth in the Stipulation unless otherwiseo1 So defined hereino16o 2o This Judgment incorporates and makes a part hereof i) the Stipulation and (ii)o17 the Court-approved Notice which was filed with the Court as Exhibit C to the Stipulationo18o 3o This Court has jurisdiction over the subject matter of the Derivative Actiono19 including all matters necessary to effectuate the Settlement and over all Partieso20o 4o The Court finds that the Settlement as set forth in the Stipulation- is fairo21o reasonable and adequate to Can-Cal and Current Can-Cal Shareholders and that it provideso22o substantial benefits to and is in the best interests of Can-Cal Current Can-Cal Shareholderso23o Plaintiffs and the Parties The Court hereby directs that the Settlement be consummated ino24o accordance with the terms and conditions of the Stipulation and hereby finally approves theo25o Settlement set forth in the Stipulation in all respectso26o 5oThe Derivative Action and all claims therein are hereby dismissed as to all Defendantso27o with prejudice As among Plaintiffs Can-Cal the Corporate Defendants and the Individualo28o E --
__-----
f)No oip1r fu- aampV-1(5s i av12Was ever-Hpound
5
10
15
20
25
Defendants the Parties are to bear their ow11 costs except as provided in Paragraphs 11 and 12
below
6aUpon the Effective Date the Releasing Persons shall be deemed to have and bya
operation of this Judgment shall have fully finally and forever released relinquished and
discharged the Released Claims (including Unknown Claims) against the Released Persons
Nothing herein shall in any way impair or restrict the rights of any Party to enforce the terms of
the Stipulation or this Judgment Releasing Persons shall be deemed to have and by operation of
8 this Judgment shall have covenanted not to sue any Released Person with respect to any
9 Released Claims and shall be permanently barred and enjoined from instituting commencing or
prosecuting the Released Claims against e Released Persons
11 7aExcept as set forth in Paragraph 8 below upon the Effective Date each of the Releaseda
12 Persons shall be deemed to have fully finally and forever released relinquished and discharged
13 Plaintiffs Plaintiffs Counsel and Can-Cal from all claims (including Unknown Claims) arising
14 out of relating to or in connection with the institution prosecution assertion settlement or
resolution of the Derivative Action or the Released Claims Nothing herein shall in any way
16 impair or restrict the rights of any Party to enforce the tenns of the Stipulation or this Judgment
17 8 Nothing in the Stipulation or in Paragraph 7 above constitutes or reflects a waiver ora
18 release of any rights or claims of Defendants against their insurers or their insurers subsidiaries
19 predecessors successorsagt assignsgt affiliates or representatives including but not limited to any
rights or claims of Defendants under any directors and officers liability insurance or other
21 middotappHcable insurance coverage maintained by the Companya
22 9aThis Court finds that the Notice of Proposed Settlement and Settlement Hearinga
23 (Notice) to Current Can-Cal Shareholders posted on Defendants Counsels websites Holland
24 amp Hart and Jones Lovelock and the website of Plaintiffs Counsel Sklar Williams PLLC and the
Summary Notice to Current Can-Cal Shareholders (Swnmary Notice) tiled by Can-Cal with
26 the Securities and Exchange Commission via a Current Report on Form 8-K mailed by Pacific
27 Stock Transfer Company to all common shareholders of record of Can-Cal as of April 10 2018
28 published once in the Calga1y Herald once in the Vancouver Star and once in the Las Vegas
3
2
3
4
6
7
5
10
15
20
25
1--1 11Uyenpound--ti - u1 t11 f( en t-lPi-JJf -J ft4 l t1e
Review Journal and the issuance of a press release publicly available on the internet at Yahoo 2 finance satisfied the requirements of due process constituted the best notice practicable under 3 the circumstances to Can-Cals shareholders fully satisfied the requirements of Nevada law due 4 process under the United States Constitution and any other applicable law and constituted due
and adequate notice to all persons entitled thereto 6 10sThis Court finds that during the course of the Derivative Action the Parties and theirs7 counsel at all times acted professionally and in compliance with Nevada Rule of Civil Procedure 8 11 and all other similar _rules of professional conduct with respect to any claims or defenses
tJ( _ r L - - r I J - IkXna
in
+t1 11sThis Cowtapproves the Plaintiffs Fee-d Expense Amount of $375000 in -fw SkCctrlds
9 the Action r-shy
CttgtPCIgt
_sunsel i
1-1s accordance with the Stipulation Payment of the Fee and Expense Amount shall b made in middot-1-fX) of) )s12s accordance with the terms and subject to the conditions of the Stipulatioh with $50ood to lie-middot 13 retained by Can-Cal as working capital 14 The Coyrtlfroves th Ads to PIn1ffs cs ylliCmiddotont oJ ___ I r
$375000 in adrdance 1wiihmiddotthe1erms and coriaitionsf the Stipufatnnlt ______ ) 16 13sNeither the Stipulation (including the exhibits attached thereto) nor the Settlements17 nor any act performed or document executed pursuant to or in furtherance of the Stipulation or 18 the Settlement (a) is or may be deemed to be or may be offered attempted to be offered or used 19 in any way by the Parties as a preswnption a concession or an admission of or evidence of the
validity of any Released Claims or of any fault wrongdoing or liability of any of the Parties 21 Plaintiffs Counsel Defendants Counsel or Released Persons or (b) is or may be deemed to be 22 or may be offered attempted to be offered or used in any way by the Parties or any other Person 23 as a presumption a concession or an admission of or evidence of any fauli omission 24 wrongdoing or liability of any of the Parties Plaintiffs Counsel Defendants Counsel or
Released Persons in any civil criminal or administrative proceeding in any court administrative 26 agency or other tribunal The Parties Plaintiffs Counsel Defendants Counsel and Released 27 Persons may file the Stipulation andor this Judgment in any action that may be brought against 28 middot them in order to support a defense or counterclaim based on principles of res judicata collaterals
4
5
10
15
20
25
I 8 The Court directs immediate entry of this Final Judgment by the Clerk of the Court
_-
5
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l6
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estoppet release good-faith settlement judgment bar or reduction or any other theory of claim
preclusion or issue preclusion or similar defense or counterclaim
14sWithout affecting the finality of this Judgment in any way the Court hereby retainss
jurisdiction (a) over the interpretation implementation administration conswrunation and
enforcement of the Settlement tb) over the Parties until the Judgment contemplated hereby has
become effective the Initial Settlement Payment is received by Plaintiffs Counsel as set forth in
Section 22(a) of the Stipulation the Fee and Expense -mount is paid to Plaintiffs Counsel as
set forth in Section 52 of the Stipulation and the Can-Cal Shares are issued to Plaintiffs
Counsel as set forth in Section 52 of the Stipulation and (c) over the Parties for the purpose of
construing enforcing and administering the Stipulation including if necessary setting aside
and vacating this Judgment on motion of a Party to the extent consistent with and in accordance
with the Stipulation
15sIn the event that a termination and cancellation of the Settlement occurs pursuant tos
the Stipulation or if the Judgement is set aside (a) the terms and provisions of the Stipulation
shall have no further force and effect except as otherwise provided in the Stipulation and (b) the
Parties shall be deemed to have reverted to their positions as of immediately prior to the
execution of the Stipulation
16sWithout further order of the Court the Parties may agree to reasonable extensions ofs
time to carry out any of the provisions of the Stipulation
17sThis Judgment is a final appealable judgment and should be entered forthwiths
IT IS SO ORDERED
DATED --------
ICIAL DISTRICT COURT
-
4)
7112018 SEC FORM 3A
IL 0MB APPROVL __
i 0MB Number t
3235-
0104
1 Estimated average burden I hours per 0_5 1
response bullmiddotmiddot-- _ _ -bullmiddotmiddotmiddot _
SEC Form 3
FORM3 UNITED STATES SECURITIES AND EXCHANGE
COMMISSION Washington DC 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF
SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
1eName and Address of Reporting Persone 2eDate of Evente 3 Issuer Name and Ticker or Trading SymboleRequiring Statemente CAN CAL RESOURCES LTD I CCRE IDouglass CaseY- (MonthDayNear)e
----middotmiddotmiddot - - 06132016-
4eRelationship of Reporting Person(s) toe 5 If Amendment Date of Originale(Last) (First) (Middle) Issuere Filed (MonthDayYear)e
(Check all applicable) 07i03i208 X Director 10 Owner
RED DEER Officer (give Other (specify
middot- - - --middot -- middot -- --
6 Individual or JointGroup Filingetitle below) below) (Check Applicable Line) (Street) Fonn filed by One Reporting
X PersonAlBERTA AO Form filed by More than One
Reporting Person (NADA
City) (State) (Zip)
Table I - Non-Derivative Securities Beneficially Owned
1 Tille of Security (Instr 4)e 2 Amount of Securitiese 3eOwnership 4 Nature of Indirect BunaficialeBeneficially Owned (Instr Form Direct Ownership (Instr 5)
(D) or Indirect (I)e(Instr 5)e
Common Sl(gtck 263000 I By Spouse
Table II - Derivative Securities Beneficially Owned (eg puts calls warrants options convertible securities)
1eTitle of Derivative Security (Instr 4) 2eDate Exercisable and 3 Title and Amount of Securities 4 5 6 Nature ofeExpiration Date Underlying Derivative Security Conversion Ownership Indirect Beneficial (MonthDayYear) (Instr 4) or Exercise Form Ownership (Instr
Price of Direct (0) 5) Amount Derivative or Indirect or Security (I) (Instr 5) Number
Date Expiration of Exercisable Date Title Shares
Explanation of Responses
isllt middotascy Douglas 071()32018
Signature of Reporting DatePerson Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly If the form is filed by more than one reporting person see Instruction 5 (b)(v) Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a)eNote File three copies of this Form one of which must be manually signed If space is insufficient see Instruction 6 for procedure Persons who respond to the collection of lnfonnation contained In this form are not required to respond unless the form displays a currently valid OMS Number
httpswwwsecgovArchivcscdgardataJ08384800016831688001867xslF3iSX02owncrship I I ml
----
1 lltle of Derivative Security(Instr 3)
2 Conversion or Exercise Prtcoof Derivative Security
3 Transaction Date (MonthDayVear)
3ADeemed Execution Date Ifany(MonthDayNear)
4Transaction Code Instr 8)
5 Number of Derlvauve Securities Acquired (A) or Diosposed of (D) (Instr 34and5)
6 Dato Exerciosable and Expoi ration Dato CMonthlDaylYcar)
7 Titlo and Amount of Securioties UnderlyingDerivative Security (Instr 3 and 4)
Amount
8Priceof Derivative Security(Instr 5)
9 Number or derivative Sacurttles Beneflcloally Owned Followtng Reported Transactlon(os) (lnatr4)
10 Ownershiop Form Dlrecto(D) or Indirect (I) (Instr 4)
11 Nature of Indirect Beneficial Ownership(tnstr4)
or
Code V (A) (D) Dato
Exercisable Expoiration Date lltle
Number of Shares
H) hbullr s1__ OpllltbullIh
$(HI( 1210l1 J Oll011(1 JH2017 12-J l12 Cm11n1n
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7112018 SEC FORM 4
SEC form4
FORM4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION 0MB APPROVAL washlngton oc 20549
OMBNumber 3235-0287 I Estimated average burden
Check this box If no longer SubJect to STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP hOurs per response
D Section 16 Form 4 or Form 5 ___ middot-obligations may continue See Instruction 1(b) Filed pursuant to Section 16(a) of the Sewrilies Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
1 Name and Address of Reporting Person 2 Issuer Name and Ticker or Trading Symbol 5 Relationship of Reporting Person(s) to Issuer (Check all applicable) CAN CAL RESOl JRCFS l TD f ccRE IDnuglacs Case) X Oiredor 100wner
----- -- middotbullmiddot - -- -middotmiddot middot--middot-bullmiddot -middot -bull middotmiddotmiddot- -middot---- -middot--middot-- ---------------bull--------- Officer (give tlUe Other (specify 3 Date of Earliest Transaction (MonthOayNear) below) below)12312017(Last) (First) (Middle)
bull - - - - middotbull -- -middotmiddotmiddot- middotmiddotmiddot-middotmiddotmiddot 4 If Amendment Date of Original Filed MonthDayiYear) 6 Individual or JoinVGroup FIiing (Check Applicable Line)(Street)
X Form flied by One Reporting Person RED DEFR AO
Form filed by More than One Reporting + - - middot-bullbull- middotmiddotmiddotmiddotmiddotbull- - middot middot Person
(City) (Stale) (Zip
Table I - Non-Derivative Securities Acquired Disposed of or Beneficially Owned
1 Title of Security (Instr 3) 2 Transaction Date (MonthDayYear)
2A Deemoed Execution Date If any (MonthDayYear)
3 Transaction Code (Instr 8)
Code V
4 Securiotioes Acquired (A) or Disposed or (D) (Instr 3 4 and 5)
(A)orAmount Price(D)
5AmountofoSecurttles BeneficiallyOwned Following ReportedTransactton(s)(Instr 3 and 4)
6 Ownership Form Direct (D) or Indirect (I) (t nstr 4)
7 Nature of Indirect Beneficial ownership (lnstr4)
B) for
Common Stock 12312017 0-l 1820 18 J 100000 A $0tn Jhnno I I ifc FinanckI Ltd
Table II - Derivative Securities Acquired Disposed of or Beneficially Owned (eg puts calls warrants options convertible securities)
ExplanaUon of Responses
Remarks
Isl Casey I )oug 07iOJ201X
bullbull Signature of Reporting Person Date Reminder Report on a separate line for each class of securities beneficially owned directly or Indirectly bull If lhe fonn is filed by more than one reporting person see Instruction 4 (b)(v) - Intentional misstatements or omissions or fads constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a) Note File three copies of this Form one ot which must be manually signed If space is Insufficient see Instruction 6 for procedure Persons who respond to the collection of Information contaioned In this form are not required to respond unless the form displays a currently valid 0MB Number
httpswwwsecgovArchivesedgardata I 0838480001683 J 68 I 800 I 864xs1F345X03ownershipxml II
middot
7112018 SEC FORMJ
SEC Form 3
FORM3 UNITED STATES SECURITIES AND EXCHANGE [ 9J1B APPf3_QV _l COMMISSION I 30MB Number Washington DC 20549 0104
Estimated average burden middot hours per 1INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF 0_5 1_r - _ iSECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
1oName and Address of Reporting Person 2 Date of Evento 3oIssuer Name and licker or Trading SymboloRequiring Statement CAN CAL RESOURCES LTD I CCRE ) Oosterhoff Gary_ (MonthDayYear)
middotbull middot - - middot-bullmiddotmiddot bull-bull bull - --- -0lJ202016
(Last) (First) (Middle) 4 Relationship of Reporting Person(s) to 5oIf Amendment Date of Original Issuer Filed (MonthDayYear)(Check all applicable)o
X Director 10Owner 6 Individual or JointGroup Filing
(Street) Officer (give Other (specify (Check Applicable Line)title below) below)
RED Form filed by One ReportingX PersonDEER
AO Farm filed by More than One AIBERIA Reporting Person CANADA
middot - -r bull- bull-
(City) (State) (Zip)
Table 1- Non-Derivative Securities Beneficially Owned
1 Title of Security (Instr 4) 2oAmount of Securitieso 3oOwnership 4 Nature of Indirect Beneficial Beneficially Owned (Instr Fonn Direct Ownership (Instr 6) 4)o (D) or Indirect
(I) (Instr 5)o
Common Stock 100000 D
Table II - Derivative Securities Beneficially Owned (eg puts calls warrants options convertible securities)
1 Title of Derivative Security (Instr 4)o 2 Date Exercisable and 3 Title and Amount of Securitieso 4 5 6oNature ofoExpiration Date Underlying Derivative Security Conversion Ownership Indirect Beneficial (MonthDayYear) (Instr 4) or Exercise Fonn Ownership (Instr
Price of Direct (0) 5) Amount Derivative or Indirect or Security (I) (Instr 5)oNumber
Date Expiration of Exercisable Date Title Shares
Explanation of Responses
sl lt jary 0(1Scrhnff 07iOV201R bullbull Signature of Reporting DatePersono
Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly bull If the form is tiled by more than one reporting person see Instruction 5 (b)(v)o Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a)oNote File three copies of this Form one of which must be manually signed If space is insufficient see Instruction 6 for procedureoPersons who respond to the collection of Information contained In this fonn are not required to respond unless the form displays a currently valid 0MB Number
11httpswwwsccgov Archivescdgardata l 083848000 I 683168 l8001868xslF345X02ownersbi pxml
8)
Gary_
7112018
SEC Form4
FORM4
Check this box rr no longer subject to Section 16 Form 4 or Form 5 obligations may continue See Instruction 1 (b)
1 Name and Address of Reporting Person
SEC FORM4
or Section 30h) of the Investment Company Act of 1940
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington DC 20549
j 0MB APPROVAL J 0MB Number 3235-0287 I
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Esbmated aVlllage burden I
h-----middotmiddot------ 05
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
2 Issuer Name and Ticker or Trading Symbol 5 Relationship of Reporting Person(s) to Issuer (Check all applicable)
Onstcrhoff CAN CAL RESOURCES ITP f ccRE I X Director 100wner
_ bullbull - bull-bullbull-bullA--bull - bull middotmiddot- - _ ---bulllt- middot --middot bull middotbull-bullbull-bullbullmiddot-- ---middot-middot--middot
(Last) (First) (Middle)
-middotbull Officer (give title Other (specify 3 bull Date of Earliest Transaction (MonthDayYear) below) below) 123liWl7
-bullbull ---
(Street) 4 If Amendment Date of Orlglnal Filed (MonthDayYear) 6 Individual or JointGroup Filing Check Applicable Line)
RHgt DEER X Fonn filed by One Reporting Person ALHERTA r(1
Form filed by More than One Reporting Person
CANADA
middotmiddot---- -
(City) (Slate) (Zip)
Table I - Non-Derivative Securities Acquired Disposed of or Beneficially Owned
1 Title of Security (Instr 3) 2 Transaction 2A Deemed 3 4 Securities Acquired (A) or 6Amount of 6 OWnershlp 7 Nature of Date Execution Dato Transaction Disposed or (0) (Instr 3 4 and 6) Securities Form Direct Indirect (MonthDayYear) If any Code (Instr Beneficially (D) or Indirect Boneflclal
(MonthDayYearj 8) Owned FolloWlng (I) (Instr 4) OwnershipReported (Instr 4)
(A)or Transactton(s)Code V Amount Prfce(D) (Instr 3 and 4)
llltH589() Common Stock 123W0l7 J IOOJ)OO A $003 200000 I Alhcrtl
ltd
Table II - Derivative Securities Acquired Disposed of or Beneficially Owned (eg puts calls warrants options convertible securities)
1 Title of 2 3 Transaction 3AOeemed 4 6Numbernof 6 Date Exercisable and 7 Tille and Amount 8 Prlce of 9Numberof 10 11 Nature Dertvntlve Conversion Date Execution Date Transaction DertvaUve Expiration Date of Securities Darlvatlve derlvaUve OWnershlp of Indirect
If any Code (Instr SecurfUes (MonthDayYear) Underlying Security Securities Fom Beneficial (Instr 3) Dertvatlve Security (Instr 5)
_ --middotmiddot
Security or Exercise (MonthOayYoar)Price of (MonthfDayYear) Acquired (A) Baneftclally Dlrectn(D) Ownership
Owned or Indirect (Instr 4) 0ertv11tlve (Instr 3 and 4) Security
or Disposed cf (D) (Instr 34nand5)
FollowingReported
(I) (Instr 4)
Code V (A) (D) Date Exercisable
Expiration Dato Tltle
Amount or Number of Shares
Tran5actlOR(5)(Instr 4)
Sllbulld Op1i 1 bull11 $11(1( I ll211li 121middot017 j l(H)Ool 12JI 017 12middot12112
Cmmon S111d
100000 So lll(f(Ji)II I
PltiJ5XN
lhcrta Lid
Explanation of Responses Remarks
Y Onslcrhnff ()7i0i20J8 - Signature of Reporting Person Date
Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly bull If lhe form is filed by more than one reporting person see Instruction 4 (b)(v) Intentional misstatements or omissions of facts conslilute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a) Note File lhree copies of this Form one of which must be manually signed If space is insufficient see Instruction 6 tor procedure Persons who respond to the collection of lnfonnatlon contained In this form are not required to respond unless the fonn displays a currently valid 0MB Number
httpswwwsecgov Archi vcscdgardata I 08384800016831681800 I 869xslF34SX03ownershipxml I I
I OMBAPPROVAL j
0MB Number 3235- I0104
Estimated c1verage burden j
_sI_________________ 05 J
7il li2018 SEC FORM 3
SEC Form 3
FORM3 UNITED STATES SECURITIES AND EXCHANGE
COMMISSION Washington DC 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF
SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the lnvestmnt Company Act of 1940
1eName and Address of Reporting Person 2eDate of Evente 3eIssuer Name and licker or Trading SymboleRequiring Statemente CAN CAL RESOURCES LTD I CCRE I Korver Case (MonthDayYear)e
middot - - middotmiddotmiddotbull-bull- 0920i206
(Last) -(Middle) 4 Relationship of Reporting Person(s) toe 5eIf Amendment Date of Originale(First) - Issuere Filed (MonthDayYear)e
(Check all applicable)e
X Director 10 Owner 6eIndividual or JoinVGroup Filinge bull-middot -- - Officer (give Other (specify (Check Applicable Line)
(Street) title below) below)
X Fonn filed by One Reporting Person
AIBElffA F onn filed by More than One (ANADA Reporting Person
AO
middot-middotmiddotmiddot -middot middot middotmiddotmiddotbull bullmiddot-- -
(City) (State) (Zip)
Table I - Non-Derivative Securities Beneficially Owned
1 Title of Security (Instr 4) 2 Amount of Securities 3eCgtwnership 4 Nature of Indirect BeneficialeBeneficially Owned (Instr Fonn Direct Ownership (Instr 5) 4) (D) or Indirect
(I) (Instr 5)
Com1mm Stock 100000 IJ
Table II - Derivative Securities Beneficially Owned (eg puts calls warrants optioris convertible securities)
1eTitle of Derivative Security (Instr 4) 2eDate Exercisable and 3 Title and Amount of Securities 4 5 6 Nature ofeExpiration Date Underlying Derivative Security Conversion Ownership Indirect Beneficial
(MonthDayYear) (Instr 4) or Exercise Fonn Ownership (Instr Price of Dlrect(D) 5)
Amount Derivative or Indirect or Security (I) (Instr 5) Number
Date Expiration ofExercisable Date Title Shares
Explanation of Responses
Isl ( middotas Korvcr 07112018
Signature of Reporting DatePerson Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly bull If the form is filed by more than one reporting person see Instruction 5 (b)v)e Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(aNote File three copies of this Form one of which must be manually signed If space is insufficient see Instruction 6 for procedurePersons who respond to the collection of information contained in this fonn are not required to respond unless the fonn displays a currently valid 0MB Number
httpswwwsccgovArchivescdgardata I083848000 I 68l l681800 I 922xslf345X02ownershipxml 11
_____
(A)
7112013 SECFORM4
SEC Form4
FORM4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION r ___ OMBAPPROVAL __jwashington DC 20549
0MB Number 3235-02871 Estimated average burden Check this box if no longer subject to STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP0 Section 16 Form 4 or Form 5 -urs per response middot--middotmiddotmiddotmiddot---middot-middotI
obligations may continue See nslrucbon 1(b) Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
1 Name and Address of Reporting Person 2 Issuer Name and Ticker or Trading Symbole 5 Relationship of Reporting Person(s) to Issuer (Check all applicable)
KoncrCasc CA CAL RfcSQlflCr ITP I CCRE I X Director 10Owner
-middot _ ----- middot-middot -----middot---middotmiddot-middot ---- bullbull r -bull bull-bullbull-bull
Officer (give title Other (specify (Last) (First) (Middle) 3 Date of Earliest Transaction (MonthDayYear) below) below)
l2i312017
--middot --- ____ - middot- _____ -- __ - middot-middot middot- --bullbull-bull middot--------------_- 4 If Amendment Date of Original Filed (MonthDayYear) 6 Individual or JointGroup Filing (Check Applicable (Street) Line)
X Form filed by One Reporting Person AlBERfA AO Form filed by More than One Reporting
Person(ANrDA
middotj -bullmiddotbullmiddot ---middotmiddot- --middotmiddotmiddot ---middotbullmiddotmiddotmiddotmiddotmiddot-
(City) (Stale) (Zip)
Table I - Non-Derivative Securities Acquired Disposed of or Beneficially Owned
1 Title of Security (Instr 3) 2 Transaction 2A Deemed 3 4 Securities Acquired (A) or 5Amount of 6 Ownership 7 Nature of Date Execution Date Transaction Disposed Of (D) (Instr 3 4 and 5) Securities Form Direct lndlroct (MonthDayYear) If any Code (Instr Beneflclally (D) or Indirect Beneficial
(MonthDayYear) 8) Owned Followlng (I) (Instr 4) Ownership Reported (lnstr4)
(A)or Transactlon(s)Code V Amount Price
(0) (Instr 3 and 4)
lltcmiddotrctkComnwn S1ok 123Ji2017 J 100000 A $0([ 200000 I
Finn Ird
Table II - Derivative Securities Acquired Disposed of-or Beneficially Owned (eg puts calls warrants options convertible securities)
1 Title of 2 3 Transaction 3A Deemed 4 6 Number of 6 Date Exerclsabla and 7 Title and Amount a Price of 9Numberof 10 11 Nature Derivative Conversion Date Execution Date Transaction Derivative Expiration Date or Securities Derivative derivative Ownership oflridlrect Security or Exercise (MonthDayYear) If any Code (Instr Securities (MonthlDayYear) Underlying Securtty securities Fonn Benetlctal (Instr 3) Price of (MonthDayYear) 8) Acquired (A) Derivative Security (Instr 5) Baneflclally Direct (D) Ownerohlp
Derivative or Disposed (Instr 3 and 4) Owned or Indirect (Instr 4) Security of (D) (Instr Followlng (I) (Instr 4)
3 4 and 5) ReportedTransactlon(s)
Amount (lnstr4)or
Dato Expiration Number Code V (D) Exercisable Date Title of Shares
SlltI rmmon Rcinik SOlit lJWl7 J ltl(oJl(JO I Jt2117 lH2D 100000 so 1(1111bull10 I
01i1J1- Stud lr111 lhl
Explanation of Responses
Remarks
Is Cal Kornmiddotr 07) l018 bullbull Signature of Reporting Person Date
Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly bull If the form is filed by more than one reporting person see Instruction 4 (b)(v) Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a) Note File three copies of this Form one of which must be manually signed If space is Insufficient see Instruction 6 for procedure Person$ who respond to the collectlon of Information c ontained In this form are not required to respond u nless the form displays a currently valld 0MB Number
httpswwwsecgovArchivcsedgardata1083848000168316818001923xslF345X03owncrshipxml I I
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Defendants the Parties are to bear their ow11 costs except as provided in Paragraphs 11 and 12
below
6aUpon the Effective Date the Releasing Persons shall be deemed to have and bya
operation of this Judgment shall have fully finally and forever released relinquished and
discharged the Released Claims (including Unknown Claims) against the Released Persons
Nothing herein shall in any way impair or restrict the rights of any Party to enforce the terms of
the Stipulation or this Judgment Releasing Persons shall be deemed to have and by operation of
8 this Judgment shall have covenanted not to sue any Released Person with respect to any
9 Released Claims and shall be permanently barred and enjoined from instituting commencing or
prosecuting the Released Claims against e Released Persons
11 7aExcept as set forth in Paragraph 8 below upon the Effective Date each of the Releaseda
12 Persons shall be deemed to have fully finally and forever released relinquished and discharged
13 Plaintiffs Plaintiffs Counsel and Can-Cal from all claims (including Unknown Claims) arising
14 out of relating to or in connection with the institution prosecution assertion settlement or
resolution of the Derivative Action or the Released Claims Nothing herein shall in any way
16 impair or restrict the rights of any Party to enforce the tenns of the Stipulation or this Judgment
17 8 Nothing in the Stipulation or in Paragraph 7 above constitutes or reflects a waiver ora
18 release of any rights or claims of Defendants against their insurers or their insurers subsidiaries
19 predecessors successorsagt assignsgt affiliates or representatives including but not limited to any
rights or claims of Defendants under any directors and officers liability insurance or other
21 middotappHcable insurance coverage maintained by the Companya
22 9aThis Court finds that the Notice of Proposed Settlement and Settlement Hearinga
23 (Notice) to Current Can-Cal Shareholders posted on Defendants Counsels websites Holland
24 amp Hart and Jones Lovelock and the website of Plaintiffs Counsel Sklar Williams PLLC and the
Summary Notice to Current Can-Cal Shareholders (Swnmary Notice) tiled by Can-Cal with
26 the Securities and Exchange Commission via a Current Report on Form 8-K mailed by Pacific
27 Stock Transfer Company to all common shareholders of record of Can-Cal as of April 10 2018
28 published once in the Calga1y Herald once in the Vancouver Star and once in the Las Vegas
3
2
3
4
6
7
5
10
15
20
25
1--1 11Uyenpound--ti - u1 t11 f( en t-lPi-JJf -J ft4 l t1e
Review Journal and the issuance of a press release publicly available on the internet at Yahoo 2 finance satisfied the requirements of due process constituted the best notice practicable under 3 the circumstances to Can-Cals shareholders fully satisfied the requirements of Nevada law due 4 process under the United States Constitution and any other applicable law and constituted due
and adequate notice to all persons entitled thereto 6 10sThis Court finds that during the course of the Derivative Action the Parties and theirs7 counsel at all times acted professionally and in compliance with Nevada Rule of Civil Procedure 8 11 and all other similar _rules of professional conduct with respect to any claims or defenses
tJ( _ r L - - r I J - IkXna
in
+t1 11sThis Cowtapproves the Plaintiffs Fee-d Expense Amount of $375000 in -fw SkCctrlds
9 the Action r-shy
CttgtPCIgt
_sunsel i
1-1s accordance with the Stipulation Payment of the Fee and Expense Amount shall b made in middot-1-fX) of) )s12s accordance with the terms and subject to the conditions of the Stipulatioh with $50ood to lie-middot 13 retained by Can-Cal as working capital 14 The Coyrtlfroves th Ads to PIn1ffs cs ylliCmiddotont oJ ___ I r
$375000 in adrdance 1wiihmiddotthe1erms and coriaitionsf the Stipufatnnlt ______ ) 16 13sNeither the Stipulation (including the exhibits attached thereto) nor the Settlements17 nor any act performed or document executed pursuant to or in furtherance of the Stipulation or 18 the Settlement (a) is or may be deemed to be or may be offered attempted to be offered or used 19 in any way by the Parties as a preswnption a concession or an admission of or evidence of the
validity of any Released Claims or of any fault wrongdoing or liability of any of the Parties 21 Plaintiffs Counsel Defendants Counsel or Released Persons or (b) is or may be deemed to be 22 or may be offered attempted to be offered or used in any way by the Parties or any other Person 23 as a presumption a concession or an admission of or evidence of any fauli omission 24 wrongdoing or liability of any of the Parties Plaintiffs Counsel Defendants Counsel or
Released Persons in any civil criminal or administrative proceeding in any court administrative 26 agency or other tribunal The Parties Plaintiffs Counsel Defendants Counsel and Released 27 Persons may file the Stipulation andor this Judgment in any action that may be brought against 28 middot them in order to support a defense or counterclaim based on principles of res judicata collaterals
4
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15
20
25
I 8 The Court directs immediate entry of this Final Judgment by the Clerk of the Court
_-
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estoppet release good-faith settlement judgment bar or reduction or any other theory of claim
preclusion or issue preclusion or similar defense or counterclaim
14sWithout affecting the finality of this Judgment in any way the Court hereby retainss
jurisdiction (a) over the interpretation implementation administration conswrunation and
enforcement of the Settlement tb) over the Parties until the Judgment contemplated hereby has
become effective the Initial Settlement Payment is received by Plaintiffs Counsel as set forth in
Section 22(a) of the Stipulation the Fee and Expense -mount is paid to Plaintiffs Counsel as
set forth in Section 52 of the Stipulation and the Can-Cal Shares are issued to Plaintiffs
Counsel as set forth in Section 52 of the Stipulation and (c) over the Parties for the purpose of
construing enforcing and administering the Stipulation including if necessary setting aside
and vacating this Judgment on motion of a Party to the extent consistent with and in accordance
with the Stipulation
15sIn the event that a termination and cancellation of the Settlement occurs pursuant tos
the Stipulation or if the Judgement is set aside (a) the terms and provisions of the Stipulation
shall have no further force and effect except as otherwise provided in the Stipulation and (b) the
Parties shall be deemed to have reverted to their positions as of immediately prior to the
execution of the Stipulation
16sWithout further order of the Court the Parties may agree to reasonable extensions ofs
time to carry out any of the provisions of the Stipulation
17sThis Judgment is a final appealable judgment and should be entered forthwiths
IT IS SO ORDERED
DATED --------
ICIAL DISTRICT COURT
-
4)
7112018 SEC FORM 3A
IL 0MB APPROVL __
i 0MB Number t
3235-
0104
1 Estimated average burden I hours per 0_5 1
response bullmiddotmiddot-- _ _ -bullmiddotmiddotmiddot _
SEC Form 3
FORM3 UNITED STATES SECURITIES AND EXCHANGE
COMMISSION Washington DC 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF
SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
1eName and Address of Reporting Persone 2eDate of Evente 3 Issuer Name and Ticker or Trading SymboleRequiring Statemente CAN CAL RESOURCES LTD I CCRE IDouglass CaseY- (MonthDayNear)e
----middotmiddotmiddot - - 06132016-
4eRelationship of Reporting Person(s) toe 5 If Amendment Date of Originale(Last) (First) (Middle) Issuere Filed (MonthDayYear)e
(Check all applicable) 07i03i208 X Director 10 Owner
RED DEER Officer (give Other (specify
middot- - - --middot -- middot -- --
6 Individual or JointGroup Filingetitle below) below) (Check Applicable Line) (Street) Fonn filed by One Reporting
X PersonAlBERTA AO Form filed by More than One
Reporting Person (NADA
City) (State) (Zip)
Table I - Non-Derivative Securities Beneficially Owned
1 Tille of Security (Instr 4)e 2 Amount of Securitiese 3eOwnership 4 Nature of Indirect BunaficialeBeneficially Owned (Instr Form Direct Ownership (Instr 5)
(D) or Indirect (I)e(Instr 5)e
Common Sl(gtck 263000 I By Spouse
Table II - Derivative Securities Beneficially Owned (eg puts calls warrants options convertible securities)
1eTitle of Derivative Security (Instr 4) 2eDate Exercisable and 3 Title and Amount of Securities 4 5 6 Nature ofeExpiration Date Underlying Derivative Security Conversion Ownership Indirect Beneficial (MonthDayYear) (Instr 4) or Exercise Form Ownership (Instr
Price of Direct (0) 5) Amount Derivative or Indirect or Security (I) (Instr 5) Number
Date Expiration of Exercisable Date Title Shares
Explanation of Responses
isllt middotascy Douglas 071()32018
Signature of Reporting DatePerson Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly If the form is filed by more than one reporting person see Instruction 5 (b)(v) Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a)eNote File three copies of this Form one of which must be manually signed If space is insufficient see Instruction 6 for procedure Persons who respond to the collection of lnfonnation contained In this form are not required to respond unless the form displays a currently valid OMS Number
httpswwwsecgovArchivcscdgardataJ08384800016831688001867xslF3iSX02owncrship I I ml
----
1 lltle of Derivative Security(Instr 3)
2 Conversion or Exercise Prtcoof Derivative Security
3 Transaction Date (MonthDayVear)
3ADeemed Execution Date Ifany(MonthDayNear)
4Transaction Code Instr 8)
5 Number of Derlvauve Securities Acquired (A) or Diosposed of (D) (Instr 34and5)
6 Dato Exerciosable and Expoi ration Dato CMonthlDaylYcar)
7 Titlo and Amount of Securioties UnderlyingDerivative Security (Instr 3 and 4)
Amount
8Priceof Derivative Security(Instr 5)
9 Number or derivative Sacurttles Beneflcloally Owned Followtng Reported Transactlon(os) (lnatr4)
10 Ownershiop Form Dlrecto(D) or Indirect (I) (Instr 4)
11 Nature of Indirect Beneficial Ownership(tnstr4)
or
Code V (A) (D) Dato
Exercisable Expoiration Date lltle
Number of Shares
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7112018 SEC FORM 4
SEC form4
FORM4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION 0MB APPROVAL washlngton oc 20549
OMBNumber 3235-0287 I Estimated average burden
Check this box If no longer SubJect to STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP hOurs per response
D Section 16 Form 4 or Form 5 ___ middot-obligations may continue See Instruction 1(b) Filed pursuant to Section 16(a) of the Sewrilies Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
1 Name and Address of Reporting Person 2 Issuer Name and Ticker or Trading Symbol 5 Relationship of Reporting Person(s) to Issuer (Check all applicable) CAN CAL RESOl JRCFS l TD f ccRE IDnuglacs Case) X Oiredor 100wner
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bull - - - - middotbull -- -middotmiddotmiddot- middotmiddotmiddot-middotmiddotmiddot 4 If Amendment Date of Original Filed MonthDayiYear) 6 Individual or JoinVGroup FIiing (Check Applicable Line)(Street)
X Form flied by One Reporting Person RED DEFR AO
Form filed by More than One Reporting + - - middot-bullbull- middotmiddotmiddotmiddotmiddotbull- - middot middot Person
(City) (Stale) (Zip
Table I - Non-Derivative Securities Acquired Disposed of or Beneficially Owned
1 Title of Security (Instr 3) 2 Transaction Date (MonthDayYear)
2A Deemoed Execution Date If any (MonthDayYear)
3 Transaction Code (Instr 8)
Code V
4 Securiotioes Acquired (A) or Disposed or (D) (Instr 3 4 and 5)
(A)orAmount Price(D)
5AmountofoSecurttles BeneficiallyOwned Following ReportedTransactton(s)(Instr 3 and 4)
6 Ownership Form Direct (D) or Indirect (I) (t nstr 4)
7 Nature of Indirect Beneficial ownership (lnstr4)
B) for
Common Stock 12312017 0-l 1820 18 J 100000 A $0tn Jhnno I I ifc FinanckI Ltd
Table II - Derivative Securities Acquired Disposed of or Beneficially Owned (eg puts calls warrants options convertible securities)
ExplanaUon of Responses
Remarks
Isl Casey I )oug 07iOJ201X
bullbull Signature of Reporting Person Date Reminder Report on a separate line for each class of securities beneficially owned directly or Indirectly bull If lhe fonn is filed by more than one reporting person see Instruction 4 (b)(v) - Intentional misstatements or omissions or fads constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a) Note File three copies of this Form one ot which must be manually signed If space is Insufficient see Instruction 6 for procedure Persons who respond to the collection of Information contaioned In this form are not required to respond unless the form displays a currently valid 0MB Number
httpswwwsecgovArchivesedgardata I 0838480001683 J 68 I 800 I 864xs1F345X03ownershipxml II
middot
7112018 SEC FORMJ
SEC Form 3
FORM3 UNITED STATES SECURITIES AND EXCHANGE [ 9J1B APPf3_QV _l COMMISSION I 30MB Number Washington DC 20549 0104
Estimated average burden middot hours per 1INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF 0_5 1_r - _ iSECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
1oName and Address of Reporting Person 2 Date of Evento 3oIssuer Name and licker or Trading SymboloRequiring Statement CAN CAL RESOURCES LTD I CCRE ) Oosterhoff Gary_ (MonthDayYear)
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(Last) (First) (Middle) 4 Relationship of Reporting Person(s) to 5oIf Amendment Date of Original Issuer Filed (MonthDayYear)(Check all applicable)o
X Director 10Owner 6 Individual or JointGroup Filing
(Street) Officer (give Other (specify (Check Applicable Line)title below) below)
RED Form filed by One ReportingX PersonDEER
AO Farm filed by More than One AIBERIA Reporting Person CANADA
middot - -r bull- bull-
(City) (State) (Zip)
Table 1- Non-Derivative Securities Beneficially Owned
1 Title of Security (Instr 4) 2oAmount of Securitieso 3oOwnership 4 Nature of Indirect Beneficial Beneficially Owned (Instr Fonn Direct Ownership (Instr 6) 4)o (D) or Indirect
(I) (Instr 5)o
Common Stock 100000 D
Table II - Derivative Securities Beneficially Owned (eg puts calls warrants options convertible securities)
1 Title of Derivative Security (Instr 4)o 2 Date Exercisable and 3 Title and Amount of Securitieso 4 5 6oNature ofoExpiration Date Underlying Derivative Security Conversion Ownership Indirect Beneficial (MonthDayYear) (Instr 4) or Exercise Fonn Ownership (Instr
Price of Direct (0) 5) Amount Derivative or Indirect or Security (I) (Instr 5)oNumber
Date Expiration of Exercisable Date Title Shares
Explanation of Responses
sl lt jary 0(1Scrhnff 07iOV201R bullbull Signature of Reporting DatePersono
Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly bull If the form is tiled by more than one reporting person see Instruction 5 (b)(v)o Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a)oNote File three copies of this Form one of which must be manually signed If space is insufficient see Instruction 6 for procedureoPersons who respond to the collection of Information contained In this fonn are not required to respond unless the form displays a currently valid 0MB Number
11httpswwwsccgov Archivescdgardata l 083848000 I 683168 l8001868xslF345X02ownersbi pxml
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Gary_
7112018
SEC Form4
FORM4
Check this box rr no longer subject to Section 16 Form 4 or Form 5 obligations may continue See Instruction 1 (b)
1 Name and Address of Reporting Person
SEC FORM4
or Section 30h) of the Investment Company Act of 1940
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington DC 20549
j 0MB APPROVAL J 0MB Number 3235-0287 I
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Esbmated aVlllage burden I
h-----middotmiddot------ 05
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
2 Issuer Name and Ticker or Trading Symbol 5 Relationship of Reporting Person(s) to Issuer (Check all applicable)
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(Last) (First) (Middle)
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RHgt DEER X Fonn filed by One Reporting Person ALHERTA r(1
Form filed by More than One Reporting Person
CANADA
middotmiddot---- -
(City) (Slate) (Zip)
Table I - Non-Derivative Securities Acquired Disposed of or Beneficially Owned
1 Title of Security (Instr 3) 2 Transaction 2A Deemed 3 4 Securities Acquired (A) or 6Amount of 6 OWnershlp 7 Nature of Date Execution Dato Transaction Disposed or (0) (Instr 3 4 and 6) Securities Form Direct Indirect (MonthDayYear) If any Code (Instr Beneficially (D) or Indirect Boneflclal
(MonthDayYearj 8) Owned FolloWlng (I) (Instr 4) OwnershipReported (Instr 4)
(A)or Transactton(s)Code V Amount Prfce(D) (Instr 3 and 4)
llltH589() Common Stock 123W0l7 J IOOJ)OO A $003 200000 I Alhcrtl
ltd
Table II - Derivative Securities Acquired Disposed of or Beneficially Owned (eg puts calls warrants options convertible securities)
1 Title of 2 3 Transaction 3AOeemed 4 6Numbernof 6 Date Exercisable and 7 Tille and Amount 8 Prlce of 9Numberof 10 11 Nature Dertvntlve Conversion Date Execution Date Transaction DertvaUve Expiration Date of Securities Darlvatlve derlvaUve OWnershlp of Indirect
If any Code (Instr SecurfUes (MonthDayYear) Underlying Security Securities Fom Beneficial (Instr 3) Dertvatlve Security (Instr 5)
_ --middotmiddot
Security or Exercise (MonthOayYoar)Price of (MonthfDayYear) Acquired (A) Baneftclally Dlrectn(D) Ownership
Owned or Indirect (Instr 4) 0ertv11tlve (Instr 3 and 4) Security
or Disposed cf (D) (Instr 34nand5)
FollowingReported
(I) (Instr 4)
Code V (A) (D) Date Exercisable
Expiration Dato Tltle
Amount or Number of Shares
Tran5actlOR(5)(Instr 4)
Sllbulld Op1i 1 bull11 $11(1( I ll211li 121middot017 j l(H)Ool 12JI 017 12middot12112
Cmmon S111d
100000 So lll(f(Ji)II I
PltiJ5XN
lhcrta Lid
Explanation of Responses Remarks
Y Onslcrhnff ()7i0i20J8 - Signature of Reporting Person Date
Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly bull If lhe form is filed by more than one reporting person see Instruction 4 (b)(v) Intentional misstatements or omissions of facts conslilute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a) Note File lhree copies of this Form one of which must be manually signed If space is insufficient see Instruction 6 tor procedure Persons who respond to the collection of lnfonnatlon contained In this form are not required to respond unless the fonn displays a currently valid 0MB Number
httpswwwsecgov Archi vcscdgardata I 08384800016831681800 I 869xslF34SX03ownershipxml I I
I OMBAPPROVAL j
0MB Number 3235- I0104
Estimated c1verage burden j
_sI_________________ 05 J
7il li2018 SEC FORM 3
SEC Form 3
FORM3 UNITED STATES SECURITIES AND EXCHANGE
COMMISSION Washington DC 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF
SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the lnvestmnt Company Act of 1940
1eName and Address of Reporting Person 2eDate of Evente 3eIssuer Name and licker or Trading SymboleRequiring Statemente CAN CAL RESOURCES LTD I CCRE I Korver Case (MonthDayYear)e
middot - - middotmiddotmiddotbull-bull- 0920i206
(Last) -(Middle) 4 Relationship of Reporting Person(s) toe 5eIf Amendment Date of Originale(First) - Issuere Filed (MonthDayYear)e
(Check all applicable)e
X Director 10 Owner 6eIndividual or JoinVGroup Filinge bull-middot -- - Officer (give Other (specify (Check Applicable Line)
(Street) title below) below)
X Fonn filed by One Reporting Person
AIBElffA F onn filed by More than One (ANADA Reporting Person
AO
middot-middotmiddotmiddot -middot middot middotmiddotmiddotbull bullmiddot-- -
(City) (State) (Zip)
Table I - Non-Derivative Securities Beneficially Owned
1 Title of Security (Instr 4) 2 Amount of Securities 3eCgtwnership 4 Nature of Indirect BeneficialeBeneficially Owned (Instr Fonn Direct Ownership (Instr 5) 4) (D) or Indirect
(I) (Instr 5)
Com1mm Stock 100000 IJ
Table II - Derivative Securities Beneficially Owned (eg puts calls warrants optioris convertible securities)
1eTitle of Derivative Security (Instr 4) 2eDate Exercisable and 3 Title and Amount of Securities 4 5 6 Nature ofeExpiration Date Underlying Derivative Security Conversion Ownership Indirect Beneficial
(MonthDayYear) (Instr 4) or Exercise Fonn Ownership (Instr Price of Dlrect(D) 5)
Amount Derivative or Indirect or Security (I) (Instr 5) Number
Date Expiration ofExercisable Date Title Shares
Explanation of Responses
Isl ( middotas Korvcr 07112018
Signature of Reporting DatePerson Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly bull If the form is filed by more than one reporting person see Instruction 5 (b)v)e Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(aNote File three copies of this Form one of which must be manually signed If space is insufficient see Instruction 6 for procedurePersons who respond to the collection of information contained in this fonn are not required to respond unless the fonn displays a currently valid 0MB Number
httpswwwsccgovArchivescdgardata I083848000 I 68l l681800 I 922xslf345X02ownershipxml 11
_____
(A)
7112013 SECFORM4
SEC Form4
FORM4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION r ___ OMBAPPROVAL __jwashington DC 20549
0MB Number 3235-02871 Estimated average burden Check this box if no longer subject to STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP0 Section 16 Form 4 or Form 5 -urs per response middot--middotmiddotmiddotmiddot---middot-middotI
obligations may continue See nslrucbon 1(b) Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
1 Name and Address of Reporting Person 2 Issuer Name and Ticker or Trading Symbole 5 Relationship of Reporting Person(s) to Issuer (Check all applicable)
KoncrCasc CA CAL RfcSQlflCr ITP I CCRE I X Director 10Owner
-middot _ ----- middot-middot -----middot---middotmiddot-middot ---- bullbull r -bull bull-bullbull-bull
Officer (give title Other (specify (Last) (First) (Middle) 3 Date of Earliest Transaction (MonthDayYear) below) below)
l2i312017
--middot --- ____ - middot- _____ -- __ - middot-middot middot- --bullbull-bull middot--------------_- 4 If Amendment Date of Original Filed (MonthDayYear) 6 Individual or JointGroup Filing (Check Applicable (Street) Line)
X Form filed by One Reporting Person AlBERfA AO Form filed by More than One Reporting
Person(ANrDA
middotj -bullmiddotbullmiddot ---middotmiddot- --middotmiddotmiddot ---middotbullmiddotmiddotmiddotmiddotmiddot-
(City) (Stale) (Zip)
Table I - Non-Derivative Securities Acquired Disposed of or Beneficially Owned
1 Title of Security (Instr 3) 2 Transaction 2A Deemed 3 4 Securities Acquired (A) or 5Amount of 6 Ownership 7 Nature of Date Execution Date Transaction Disposed Of (D) (Instr 3 4 and 5) Securities Form Direct lndlroct (MonthDayYear) If any Code (Instr Beneflclally (D) or Indirect Beneficial
(MonthDayYear) 8) Owned Followlng (I) (Instr 4) Ownership Reported (lnstr4)
(A)or Transactlon(s)Code V Amount Price
(0) (Instr 3 and 4)
lltcmiddotrctkComnwn S1ok 123Ji2017 J 100000 A $0([ 200000 I
Finn Ird
Table II - Derivative Securities Acquired Disposed of-or Beneficially Owned (eg puts calls warrants options convertible securities)
1 Title of 2 3 Transaction 3A Deemed 4 6 Number of 6 Date Exerclsabla and 7 Title and Amount a Price of 9Numberof 10 11 Nature Derivative Conversion Date Execution Date Transaction Derivative Expiration Date or Securities Derivative derivative Ownership oflridlrect Security or Exercise (MonthDayYear) If any Code (Instr Securities (MonthlDayYear) Underlying Securtty securities Fonn Benetlctal (Instr 3) Price of (MonthDayYear) 8) Acquired (A) Derivative Security (Instr 5) Baneflclally Direct (D) Ownerohlp
Derivative or Disposed (Instr 3 and 4) Owned or Indirect (Instr 4) Security of (D) (Instr Followlng (I) (Instr 4)
3 4 and 5) ReportedTransactlon(s)
Amount (lnstr4)or
Dato Expiration Number Code V (D) Exercisable Date Title of Shares
SlltI rmmon Rcinik SOlit lJWl7 J ltl(oJl(JO I Jt2117 lH2D 100000 so 1(1111bull10 I
01i1J1- Stud lr111 lhl
Explanation of Responses
Remarks
Is Cal Kornmiddotr 07) l018 bullbull Signature of Reporting Person Date
Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly bull If the form is filed by more than one reporting person see Instruction 4 (b)(v) Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a) Note File three copies of this Form one of which must be manually signed If space is Insufficient see Instruction 6 for procedure Person$ who respond to the collectlon of Information c ontained In this form are not required to respond u nless the form displays a currently valld 0MB Number
httpswwwsecgovArchivcsedgardata1083848000168316818001923xslF345X03owncrshipxml I I
5
10
15
20
25
1--1 11Uyenpound--ti - u1 t11 f( en t-lPi-JJf -J ft4 l t1e
Review Journal and the issuance of a press release publicly available on the internet at Yahoo 2 finance satisfied the requirements of due process constituted the best notice practicable under 3 the circumstances to Can-Cals shareholders fully satisfied the requirements of Nevada law due 4 process under the United States Constitution and any other applicable law and constituted due
and adequate notice to all persons entitled thereto 6 10sThis Court finds that during the course of the Derivative Action the Parties and theirs7 counsel at all times acted professionally and in compliance with Nevada Rule of Civil Procedure 8 11 and all other similar _rules of professional conduct with respect to any claims or defenses
tJ( _ r L - - r I J - IkXna
in
+t1 11sThis Cowtapproves the Plaintiffs Fee-d Expense Amount of $375000 in -fw SkCctrlds
9 the Action r-shy
CttgtPCIgt
_sunsel i
1-1s accordance with the Stipulation Payment of the Fee and Expense Amount shall b made in middot-1-fX) of) )s12s accordance with the terms and subject to the conditions of the Stipulatioh with $50ood to lie-middot 13 retained by Can-Cal as working capital 14 The Coyrtlfroves th Ads to PIn1ffs cs ylliCmiddotont oJ ___ I r
$375000 in adrdance 1wiihmiddotthe1erms and coriaitionsf the Stipufatnnlt ______ ) 16 13sNeither the Stipulation (including the exhibits attached thereto) nor the Settlements17 nor any act performed or document executed pursuant to or in furtherance of the Stipulation or 18 the Settlement (a) is or may be deemed to be or may be offered attempted to be offered or used 19 in any way by the Parties as a preswnption a concession or an admission of or evidence of the
validity of any Released Claims or of any fault wrongdoing or liability of any of the Parties 21 Plaintiffs Counsel Defendants Counsel or Released Persons or (b) is or may be deemed to be 22 or may be offered attempted to be offered or used in any way by the Parties or any other Person 23 as a presumption a concession or an admission of or evidence of any fauli omission 24 wrongdoing or liability of any of the Parties Plaintiffs Counsel Defendants Counsel or
Released Persons in any civil criminal or administrative proceeding in any court administrative 26 agency or other tribunal The Parties Plaintiffs Counsel Defendants Counsel and Released 27 Persons may file the Stipulation andor this Judgment in any action that may be brought against 28 middot them in order to support a defense or counterclaim based on principles of res judicata collaterals
4
5
10
15
20
25
I 8 The Court directs immediate entry of this Final Judgment by the Clerk of the Court
_-
5
3
4
6
7
8
9
11
12
13
14
l6
17
18
19
21
22
23
24
26
27
28
estoppet release good-faith settlement judgment bar or reduction or any other theory of claim
preclusion or issue preclusion or similar defense or counterclaim
14sWithout affecting the finality of this Judgment in any way the Court hereby retainss
jurisdiction (a) over the interpretation implementation administration conswrunation and
enforcement of the Settlement tb) over the Parties until the Judgment contemplated hereby has
become effective the Initial Settlement Payment is received by Plaintiffs Counsel as set forth in
Section 22(a) of the Stipulation the Fee and Expense -mount is paid to Plaintiffs Counsel as
set forth in Section 52 of the Stipulation and the Can-Cal Shares are issued to Plaintiffs
Counsel as set forth in Section 52 of the Stipulation and (c) over the Parties for the purpose of
construing enforcing and administering the Stipulation including if necessary setting aside
and vacating this Judgment on motion of a Party to the extent consistent with and in accordance
with the Stipulation
15sIn the event that a termination and cancellation of the Settlement occurs pursuant tos
the Stipulation or if the Judgement is set aside (a) the terms and provisions of the Stipulation
shall have no further force and effect except as otherwise provided in the Stipulation and (b) the
Parties shall be deemed to have reverted to their positions as of immediately prior to the
execution of the Stipulation
16sWithout further order of the Court the Parties may agree to reasonable extensions ofs
time to carry out any of the provisions of the Stipulation
17sThis Judgment is a final appealable judgment and should be entered forthwiths
IT IS SO ORDERED
DATED --------
ICIAL DISTRICT COURT
-
4)
7112018 SEC FORM 3A
IL 0MB APPROVL __
i 0MB Number t
3235-
0104
1 Estimated average burden I hours per 0_5 1
response bullmiddotmiddot-- _ _ -bullmiddotmiddotmiddot _
SEC Form 3
FORM3 UNITED STATES SECURITIES AND EXCHANGE
COMMISSION Washington DC 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF
SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
1eName and Address of Reporting Persone 2eDate of Evente 3 Issuer Name and Ticker or Trading SymboleRequiring Statemente CAN CAL RESOURCES LTD I CCRE IDouglass CaseY- (MonthDayNear)e
----middotmiddotmiddot - - 06132016-
4eRelationship of Reporting Person(s) toe 5 If Amendment Date of Originale(Last) (First) (Middle) Issuere Filed (MonthDayYear)e
(Check all applicable) 07i03i208 X Director 10 Owner
RED DEER Officer (give Other (specify
middot- - - --middot -- middot -- --
6 Individual or JointGroup Filingetitle below) below) (Check Applicable Line) (Street) Fonn filed by One Reporting
X PersonAlBERTA AO Form filed by More than One
Reporting Person (NADA
City) (State) (Zip)
Table I - Non-Derivative Securities Beneficially Owned
1 Tille of Security (Instr 4)e 2 Amount of Securitiese 3eOwnership 4 Nature of Indirect BunaficialeBeneficially Owned (Instr Form Direct Ownership (Instr 5)
(D) or Indirect (I)e(Instr 5)e
Common Sl(gtck 263000 I By Spouse
Table II - Derivative Securities Beneficially Owned (eg puts calls warrants options convertible securities)
1eTitle of Derivative Security (Instr 4) 2eDate Exercisable and 3 Title and Amount of Securities 4 5 6 Nature ofeExpiration Date Underlying Derivative Security Conversion Ownership Indirect Beneficial (MonthDayYear) (Instr 4) or Exercise Form Ownership (Instr
Price of Direct (0) 5) Amount Derivative or Indirect or Security (I) (Instr 5) Number
Date Expiration of Exercisable Date Title Shares
Explanation of Responses
isllt middotascy Douglas 071()32018
Signature of Reporting DatePerson Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly If the form is filed by more than one reporting person see Instruction 5 (b)(v) Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a)eNote File three copies of this Form one of which must be manually signed If space is insufficient see Instruction 6 for procedure Persons who respond to the collection of lnfonnation contained In this form are not required to respond unless the form displays a currently valid OMS Number
httpswwwsecgovArchivcscdgardataJ08384800016831688001867xslF3iSX02owncrship I I ml
----
1 lltle of Derivative Security(Instr 3)
2 Conversion or Exercise Prtcoof Derivative Security
3 Transaction Date (MonthDayVear)
3ADeemed Execution Date Ifany(MonthDayNear)
4Transaction Code Instr 8)
5 Number of Derlvauve Securities Acquired (A) or Diosposed of (D) (Instr 34and5)
6 Dato Exerciosable and Expoi ration Dato CMonthlDaylYcar)
7 Titlo and Amount of Securioties UnderlyingDerivative Security (Instr 3 and 4)
Amount
8Priceof Derivative Security(Instr 5)
9 Number or derivative Sacurttles Beneflcloally Owned Followtng Reported Transactlon(os) (lnatr4)
10 Ownershiop Form Dlrecto(D) or Indirect (I) (Instr 4)
11 Nature of Indirect Beneficial Ownership(tnstr4)
or
Code V (A) (D) Dato
Exercisable Expoiration Date lltle
Number of Shares
H) hbullr s1__ OpllltbullIh
$(HI( 1210l1 J Oll011(1 JH2017 12-J l12 Cm11n1n
S11d 100ono So IWOo I [iltbull
Vin111 iJI Ltd
7112018 SEC FORM 4
SEC form4
FORM4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION 0MB APPROVAL washlngton oc 20549
OMBNumber 3235-0287 I Estimated average burden
Check this box If no longer SubJect to STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP hOurs per response
D Section 16 Form 4 or Form 5 ___ middot-obligations may continue See Instruction 1(b) Filed pursuant to Section 16(a) of the Sewrilies Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
1 Name and Address of Reporting Person 2 Issuer Name and Ticker or Trading Symbol 5 Relationship of Reporting Person(s) to Issuer (Check all applicable) CAN CAL RESOl JRCFS l TD f ccRE IDnuglacs Case) X Oiredor 100wner
----- -- middotbullmiddot - -- -middotmiddot middot--middot-bullmiddot -middot -bull middotmiddotmiddot- -middot---- -middot--middot-- ---------------bull--------- Officer (give tlUe Other (specify 3 Date of Earliest Transaction (MonthOayNear) below) below)12312017(Last) (First) (Middle)
bull - - - - middotbull -- -middotmiddotmiddot- middotmiddotmiddot-middotmiddotmiddot 4 If Amendment Date of Original Filed MonthDayiYear) 6 Individual or JoinVGroup FIiing (Check Applicable Line)(Street)
X Form flied by One Reporting Person RED DEFR AO
Form filed by More than One Reporting + - - middot-bullbull- middotmiddotmiddotmiddotmiddotbull- - middot middot Person
(City) (Stale) (Zip
Table I - Non-Derivative Securities Acquired Disposed of or Beneficially Owned
1 Title of Security (Instr 3) 2 Transaction Date (MonthDayYear)
2A Deemoed Execution Date If any (MonthDayYear)
3 Transaction Code (Instr 8)
Code V
4 Securiotioes Acquired (A) or Disposed or (D) (Instr 3 4 and 5)
(A)orAmount Price(D)
5AmountofoSecurttles BeneficiallyOwned Following ReportedTransactton(s)(Instr 3 and 4)
6 Ownership Form Direct (D) or Indirect (I) (t nstr 4)
7 Nature of Indirect Beneficial ownership (lnstr4)
B) for
Common Stock 12312017 0-l 1820 18 J 100000 A $0tn Jhnno I I ifc FinanckI Ltd
Table II - Derivative Securities Acquired Disposed of or Beneficially Owned (eg puts calls warrants options convertible securities)
ExplanaUon of Responses
Remarks
Isl Casey I )oug 07iOJ201X
bullbull Signature of Reporting Person Date Reminder Report on a separate line for each class of securities beneficially owned directly or Indirectly bull If lhe fonn is filed by more than one reporting person see Instruction 4 (b)(v) - Intentional misstatements or omissions or fads constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a) Note File three copies of this Form one ot which must be manually signed If space is Insufficient see Instruction 6 for procedure Persons who respond to the collection of Information contaioned In this form are not required to respond unless the form displays a currently valid 0MB Number
httpswwwsecgovArchivesedgardata I 0838480001683 J 68 I 800 I 864xs1F345X03ownershipxml II
middot
7112018 SEC FORMJ
SEC Form 3
FORM3 UNITED STATES SECURITIES AND EXCHANGE [ 9J1B APPf3_QV _l COMMISSION I 30MB Number Washington DC 20549 0104
Estimated average burden middot hours per 1INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF 0_5 1_r - _ iSECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
1oName and Address of Reporting Person 2 Date of Evento 3oIssuer Name and licker or Trading SymboloRequiring Statement CAN CAL RESOURCES LTD I CCRE ) Oosterhoff Gary_ (MonthDayYear)
middotbull middot - - middot-bullmiddotmiddot bull-bull bull - --- -0lJ202016
(Last) (First) (Middle) 4 Relationship of Reporting Person(s) to 5oIf Amendment Date of Original Issuer Filed (MonthDayYear)(Check all applicable)o
X Director 10Owner 6 Individual or JointGroup Filing
(Street) Officer (give Other (specify (Check Applicable Line)title below) below)
RED Form filed by One ReportingX PersonDEER
AO Farm filed by More than One AIBERIA Reporting Person CANADA
middot - -r bull- bull-
(City) (State) (Zip)
Table 1- Non-Derivative Securities Beneficially Owned
1 Title of Security (Instr 4) 2oAmount of Securitieso 3oOwnership 4 Nature of Indirect Beneficial Beneficially Owned (Instr Fonn Direct Ownership (Instr 6) 4)o (D) or Indirect
(I) (Instr 5)o
Common Stock 100000 D
Table II - Derivative Securities Beneficially Owned (eg puts calls warrants options convertible securities)
1 Title of Derivative Security (Instr 4)o 2 Date Exercisable and 3 Title and Amount of Securitieso 4 5 6oNature ofoExpiration Date Underlying Derivative Security Conversion Ownership Indirect Beneficial (MonthDayYear) (Instr 4) or Exercise Fonn Ownership (Instr
Price of Direct (0) 5) Amount Derivative or Indirect or Security (I) (Instr 5)oNumber
Date Expiration of Exercisable Date Title Shares
Explanation of Responses
sl lt jary 0(1Scrhnff 07iOV201R bullbull Signature of Reporting DatePersono
Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly bull If the form is tiled by more than one reporting person see Instruction 5 (b)(v)o Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a)oNote File three copies of this Form one of which must be manually signed If space is insufficient see Instruction 6 for procedureoPersons who respond to the collection of Information contained In this fonn are not required to respond unless the form displays a currently valid 0MB Number
11httpswwwsccgov Archivescdgardata l 083848000 I 683168 l8001868xslF345X02ownersbi pxml
8)
Gary_
7112018
SEC Form4
FORM4
Check this box rr no longer subject to Section 16 Form 4 or Form 5 obligations may continue See Instruction 1 (b)
1 Name and Address of Reporting Person
SEC FORM4
or Section 30h) of the Investment Company Act of 1940
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington DC 20549
j 0MB APPROVAL J 0MB Number 3235-0287 I
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Esbmated aVlllage burden I
h-----middotmiddot------ 05
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
2 Issuer Name and Ticker or Trading Symbol 5 Relationship of Reporting Person(s) to Issuer (Check all applicable)
Onstcrhoff CAN CAL RESOURCES ITP f ccRE I X Director 100wner
_ bullbull - bull-bullbull-bullA--bull - bull middotmiddot- - _ ---bulllt- middot --middot bull middotbull-bullbull-bullbullmiddot-- ---middot-middot--middot
(Last) (First) (Middle)
-middotbull Officer (give title Other (specify 3 bull Date of Earliest Transaction (MonthDayYear) below) below) 123liWl7
-bullbull ---
(Street) 4 If Amendment Date of Orlglnal Filed (MonthDayYear) 6 Individual or JointGroup Filing Check Applicable Line)
RHgt DEER X Fonn filed by One Reporting Person ALHERTA r(1
Form filed by More than One Reporting Person
CANADA
middotmiddot---- -
(City) (Slate) (Zip)
Table I - Non-Derivative Securities Acquired Disposed of or Beneficially Owned
1 Title of Security (Instr 3) 2 Transaction 2A Deemed 3 4 Securities Acquired (A) or 6Amount of 6 OWnershlp 7 Nature of Date Execution Dato Transaction Disposed or (0) (Instr 3 4 and 6) Securities Form Direct Indirect (MonthDayYear) If any Code (Instr Beneficially (D) or Indirect Boneflclal
(MonthDayYearj 8) Owned FolloWlng (I) (Instr 4) OwnershipReported (Instr 4)
(A)or Transactton(s)Code V Amount Prfce(D) (Instr 3 and 4)
llltH589() Common Stock 123W0l7 J IOOJ)OO A $003 200000 I Alhcrtl
ltd
Table II - Derivative Securities Acquired Disposed of or Beneficially Owned (eg puts calls warrants options convertible securities)
1 Title of 2 3 Transaction 3AOeemed 4 6Numbernof 6 Date Exercisable and 7 Tille and Amount 8 Prlce of 9Numberof 10 11 Nature Dertvntlve Conversion Date Execution Date Transaction DertvaUve Expiration Date of Securities Darlvatlve derlvaUve OWnershlp of Indirect
If any Code (Instr SecurfUes (MonthDayYear) Underlying Security Securities Fom Beneficial (Instr 3) Dertvatlve Security (Instr 5)
_ --middotmiddot
Security or Exercise (MonthOayYoar)Price of (MonthfDayYear) Acquired (A) Baneftclally Dlrectn(D) Ownership
Owned or Indirect (Instr 4) 0ertv11tlve (Instr 3 and 4) Security
or Disposed cf (D) (Instr 34nand5)
FollowingReported
(I) (Instr 4)
Code V (A) (D) Date Exercisable
Expiration Dato Tltle
Amount or Number of Shares
Tran5actlOR(5)(Instr 4)
Sllbulld Op1i 1 bull11 $11(1( I ll211li 121middot017 j l(H)Ool 12JI 017 12middot12112
Cmmon S111d
100000 So lll(f(Ji)II I
PltiJ5XN
lhcrta Lid
Explanation of Responses Remarks
Y Onslcrhnff ()7i0i20J8 - Signature of Reporting Person Date
Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly bull If lhe form is filed by more than one reporting person see Instruction 4 (b)(v) Intentional misstatements or omissions of facts conslilute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a) Note File lhree copies of this Form one of which must be manually signed If space is insufficient see Instruction 6 tor procedure Persons who respond to the collection of lnfonnatlon contained In this form are not required to respond unless the fonn displays a currently valid 0MB Number
httpswwwsecgov Archi vcscdgardata I 08384800016831681800 I 869xslF34SX03ownershipxml I I
I OMBAPPROVAL j
0MB Number 3235- I0104
Estimated c1verage burden j
_sI_________________ 05 J
7il li2018 SEC FORM 3
SEC Form 3
FORM3 UNITED STATES SECURITIES AND EXCHANGE
COMMISSION Washington DC 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF
SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the lnvestmnt Company Act of 1940
1eName and Address of Reporting Person 2eDate of Evente 3eIssuer Name and licker or Trading SymboleRequiring Statemente CAN CAL RESOURCES LTD I CCRE I Korver Case (MonthDayYear)e
middot - - middotmiddotmiddotbull-bull- 0920i206
(Last) -(Middle) 4 Relationship of Reporting Person(s) toe 5eIf Amendment Date of Originale(First) - Issuere Filed (MonthDayYear)e
(Check all applicable)e
X Director 10 Owner 6eIndividual or JoinVGroup Filinge bull-middot -- - Officer (give Other (specify (Check Applicable Line)
(Street) title below) below)
X Fonn filed by One Reporting Person
AIBElffA F onn filed by More than One (ANADA Reporting Person
AO
middot-middotmiddotmiddot -middot middot middotmiddotmiddotbull bullmiddot-- -
(City) (State) (Zip)
Table I - Non-Derivative Securities Beneficially Owned
1 Title of Security (Instr 4) 2 Amount of Securities 3eCgtwnership 4 Nature of Indirect BeneficialeBeneficially Owned (Instr Fonn Direct Ownership (Instr 5) 4) (D) or Indirect
(I) (Instr 5)
Com1mm Stock 100000 IJ
Table II - Derivative Securities Beneficially Owned (eg puts calls warrants optioris convertible securities)
1eTitle of Derivative Security (Instr 4) 2eDate Exercisable and 3 Title and Amount of Securities 4 5 6 Nature ofeExpiration Date Underlying Derivative Security Conversion Ownership Indirect Beneficial
(MonthDayYear) (Instr 4) or Exercise Fonn Ownership (Instr Price of Dlrect(D) 5)
Amount Derivative or Indirect or Security (I) (Instr 5) Number
Date Expiration ofExercisable Date Title Shares
Explanation of Responses
Isl ( middotas Korvcr 07112018
Signature of Reporting DatePerson Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly bull If the form is filed by more than one reporting person see Instruction 5 (b)v)e Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(aNote File three copies of this Form one of which must be manually signed If space is insufficient see Instruction 6 for procedurePersons who respond to the collection of information contained in this fonn are not required to respond unless the fonn displays a currently valid 0MB Number
httpswwwsccgovArchivescdgardata I083848000 I 68l l681800 I 922xslf345X02ownershipxml 11
_____
(A)
7112013 SECFORM4
SEC Form4
FORM4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION r ___ OMBAPPROVAL __jwashington DC 20549
0MB Number 3235-02871 Estimated average burden Check this box if no longer subject to STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP0 Section 16 Form 4 or Form 5 -urs per response middot--middotmiddotmiddotmiddot---middot-middotI
obligations may continue See nslrucbon 1(b) Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
1 Name and Address of Reporting Person 2 Issuer Name and Ticker or Trading Symbole 5 Relationship of Reporting Person(s) to Issuer (Check all applicable)
KoncrCasc CA CAL RfcSQlflCr ITP I CCRE I X Director 10Owner
-middot _ ----- middot-middot -----middot---middotmiddot-middot ---- bullbull r -bull bull-bullbull-bull
Officer (give title Other (specify (Last) (First) (Middle) 3 Date of Earliest Transaction (MonthDayYear) below) below)
l2i312017
--middot --- ____ - middot- _____ -- __ - middot-middot middot- --bullbull-bull middot--------------_- 4 If Amendment Date of Original Filed (MonthDayYear) 6 Individual or JointGroup Filing (Check Applicable (Street) Line)
X Form filed by One Reporting Person AlBERfA AO Form filed by More than One Reporting
Person(ANrDA
middotj -bullmiddotbullmiddot ---middotmiddot- --middotmiddotmiddot ---middotbullmiddotmiddotmiddotmiddotmiddot-
(City) (Stale) (Zip)
Table I - Non-Derivative Securities Acquired Disposed of or Beneficially Owned
1 Title of Security (Instr 3) 2 Transaction 2A Deemed 3 4 Securities Acquired (A) or 5Amount of 6 Ownership 7 Nature of Date Execution Date Transaction Disposed Of (D) (Instr 3 4 and 5) Securities Form Direct lndlroct (MonthDayYear) If any Code (Instr Beneflclally (D) or Indirect Beneficial
(MonthDayYear) 8) Owned Followlng (I) (Instr 4) Ownership Reported (lnstr4)
(A)or Transactlon(s)Code V Amount Price
(0) (Instr 3 and 4)
lltcmiddotrctkComnwn S1ok 123Ji2017 J 100000 A $0([ 200000 I
Finn Ird
Table II - Derivative Securities Acquired Disposed of-or Beneficially Owned (eg puts calls warrants options convertible securities)
1 Title of 2 3 Transaction 3A Deemed 4 6 Number of 6 Date Exerclsabla and 7 Title and Amount a Price of 9Numberof 10 11 Nature Derivative Conversion Date Execution Date Transaction Derivative Expiration Date or Securities Derivative derivative Ownership oflridlrect Security or Exercise (MonthDayYear) If any Code (Instr Securities (MonthlDayYear) Underlying Securtty securities Fonn Benetlctal (Instr 3) Price of (MonthDayYear) 8) Acquired (A) Derivative Security (Instr 5) Baneflclally Direct (D) Ownerohlp
Derivative or Disposed (Instr 3 and 4) Owned or Indirect (Instr 4) Security of (D) (Instr Followlng (I) (Instr 4)
3 4 and 5) ReportedTransactlon(s)
Amount (lnstr4)or
Dato Expiration Number Code V (D) Exercisable Date Title of Shares
SlltI rmmon Rcinik SOlit lJWl7 J ltl(oJl(JO I Jt2117 lH2D 100000 so 1(1111bull10 I
01i1J1- Stud lr111 lhl
Explanation of Responses
Remarks
Is Cal Kornmiddotr 07) l018 bullbull Signature of Reporting Person Date
Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly bull If the form is filed by more than one reporting person see Instruction 4 (b)(v) Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a) Note File three copies of this Form one of which must be manually signed If space is Insufficient see Instruction 6 for procedure Person$ who respond to the collectlon of Information c ontained In this form are not required to respond u nless the form displays a currently valld 0MB Number
httpswwwsecgovArchivcsedgardata1083848000168316818001923xslF345X03owncrshipxml I I
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I 8 The Court directs immediate entry of this Final Judgment by the Clerk of the Court
_-
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estoppet release good-faith settlement judgment bar or reduction or any other theory of claim
preclusion or issue preclusion or similar defense or counterclaim
14sWithout affecting the finality of this Judgment in any way the Court hereby retainss
jurisdiction (a) over the interpretation implementation administration conswrunation and
enforcement of the Settlement tb) over the Parties until the Judgment contemplated hereby has
become effective the Initial Settlement Payment is received by Plaintiffs Counsel as set forth in
Section 22(a) of the Stipulation the Fee and Expense -mount is paid to Plaintiffs Counsel as
set forth in Section 52 of the Stipulation and the Can-Cal Shares are issued to Plaintiffs
Counsel as set forth in Section 52 of the Stipulation and (c) over the Parties for the purpose of
construing enforcing and administering the Stipulation including if necessary setting aside
and vacating this Judgment on motion of a Party to the extent consistent with and in accordance
with the Stipulation
15sIn the event that a termination and cancellation of the Settlement occurs pursuant tos
the Stipulation or if the Judgement is set aside (a) the terms and provisions of the Stipulation
shall have no further force and effect except as otherwise provided in the Stipulation and (b) the
Parties shall be deemed to have reverted to their positions as of immediately prior to the
execution of the Stipulation
16sWithout further order of the Court the Parties may agree to reasonable extensions ofs
time to carry out any of the provisions of the Stipulation
17sThis Judgment is a final appealable judgment and should be entered forthwiths
IT IS SO ORDERED
DATED --------
ICIAL DISTRICT COURT
-
4)
7112018 SEC FORM 3A
IL 0MB APPROVL __
i 0MB Number t
3235-
0104
1 Estimated average burden I hours per 0_5 1
response bullmiddotmiddot-- _ _ -bullmiddotmiddotmiddot _
SEC Form 3
FORM3 UNITED STATES SECURITIES AND EXCHANGE
COMMISSION Washington DC 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF
SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
1eName and Address of Reporting Persone 2eDate of Evente 3 Issuer Name and Ticker or Trading SymboleRequiring Statemente CAN CAL RESOURCES LTD I CCRE IDouglass CaseY- (MonthDayNear)e
----middotmiddotmiddot - - 06132016-
4eRelationship of Reporting Person(s) toe 5 If Amendment Date of Originale(Last) (First) (Middle) Issuere Filed (MonthDayYear)e
(Check all applicable) 07i03i208 X Director 10 Owner
RED DEER Officer (give Other (specify
middot- - - --middot -- middot -- --
6 Individual or JointGroup Filingetitle below) below) (Check Applicable Line) (Street) Fonn filed by One Reporting
X PersonAlBERTA AO Form filed by More than One
Reporting Person (NADA
City) (State) (Zip)
Table I - Non-Derivative Securities Beneficially Owned
1 Tille of Security (Instr 4)e 2 Amount of Securitiese 3eOwnership 4 Nature of Indirect BunaficialeBeneficially Owned (Instr Form Direct Ownership (Instr 5)
(D) or Indirect (I)e(Instr 5)e
Common Sl(gtck 263000 I By Spouse
Table II - Derivative Securities Beneficially Owned (eg puts calls warrants options convertible securities)
1eTitle of Derivative Security (Instr 4) 2eDate Exercisable and 3 Title and Amount of Securities 4 5 6 Nature ofeExpiration Date Underlying Derivative Security Conversion Ownership Indirect Beneficial (MonthDayYear) (Instr 4) or Exercise Form Ownership (Instr
Price of Direct (0) 5) Amount Derivative or Indirect or Security (I) (Instr 5) Number
Date Expiration of Exercisable Date Title Shares
Explanation of Responses
isllt middotascy Douglas 071()32018
Signature of Reporting DatePerson Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly If the form is filed by more than one reporting person see Instruction 5 (b)(v) Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a)eNote File three copies of this Form one of which must be manually signed If space is insufficient see Instruction 6 for procedure Persons who respond to the collection of lnfonnation contained In this form are not required to respond unless the form displays a currently valid OMS Number
httpswwwsecgovArchivcscdgardataJ08384800016831688001867xslF3iSX02owncrship I I ml
----
1 lltle of Derivative Security(Instr 3)
2 Conversion or Exercise Prtcoof Derivative Security
3 Transaction Date (MonthDayVear)
3ADeemed Execution Date Ifany(MonthDayNear)
4Transaction Code Instr 8)
5 Number of Derlvauve Securities Acquired (A) or Diosposed of (D) (Instr 34and5)
6 Dato Exerciosable and Expoi ration Dato CMonthlDaylYcar)
7 Titlo and Amount of Securioties UnderlyingDerivative Security (Instr 3 and 4)
Amount
8Priceof Derivative Security(Instr 5)
9 Number or derivative Sacurttles Beneflcloally Owned Followtng Reported Transactlon(os) (lnatr4)
10 Ownershiop Form Dlrecto(D) or Indirect (I) (Instr 4)
11 Nature of Indirect Beneficial Ownership(tnstr4)
or
Code V (A) (D) Dato
Exercisable Expoiration Date lltle
Number of Shares
H) hbullr s1__ OpllltbullIh
$(HI( 1210l1 J Oll011(1 JH2017 12-J l12 Cm11n1n
S11d 100ono So IWOo I [iltbull
Vin111 iJI Ltd
7112018 SEC FORM 4
SEC form4
FORM4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION 0MB APPROVAL washlngton oc 20549
OMBNumber 3235-0287 I Estimated average burden
Check this box If no longer SubJect to STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP hOurs per response
D Section 16 Form 4 or Form 5 ___ middot-obligations may continue See Instruction 1(b) Filed pursuant to Section 16(a) of the Sewrilies Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
1 Name and Address of Reporting Person 2 Issuer Name and Ticker or Trading Symbol 5 Relationship of Reporting Person(s) to Issuer (Check all applicable) CAN CAL RESOl JRCFS l TD f ccRE IDnuglacs Case) X Oiredor 100wner
----- -- middotbullmiddot - -- -middotmiddot middot--middot-bullmiddot -middot -bull middotmiddotmiddot- -middot---- -middot--middot-- ---------------bull--------- Officer (give tlUe Other (specify 3 Date of Earliest Transaction (MonthOayNear) below) below)12312017(Last) (First) (Middle)
bull - - - - middotbull -- -middotmiddotmiddot- middotmiddotmiddot-middotmiddotmiddot 4 If Amendment Date of Original Filed MonthDayiYear) 6 Individual or JoinVGroup FIiing (Check Applicable Line)(Street)
X Form flied by One Reporting Person RED DEFR AO
Form filed by More than One Reporting + - - middot-bullbull- middotmiddotmiddotmiddotmiddotbull- - middot middot Person
(City) (Stale) (Zip
Table I - Non-Derivative Securities Acquired Disposed of or Beneficially Owned
1 Title of Security (Instr 3) 2 Transaction Date (MonthDayYear)
2A Deemoed Execution Date If any (MonthDayYear)
3 Transaction Code (Instr 8)
Code V
4 Securiotioes Acquired (A) or Disposed or (D) (Instr 3 4 and 5)
(A)orAmount Price(D)
5AmountofoSecurttles BeneficiallyOwned Following ReportedTransactton(s)(Instr 3 and 4)
6 Ownership Form Direct (D) or Indirect (I) (t nstr 4)
7 Nature of Indirect Beneficial ownership (lnstr4)
B) for
Common Stock 12312017 0-l 1820 18 J 100000 A $0tn Jhnno I I ifc FinanckI Ltd
Table II - Derivative Securities Acquired Disposed of or Beneficially Owned (eg puts calls warrants options convertible securities)
ExplanaUon of Responses
Remarks
Isl Casey I )oug 07iOJ201X
bullbull Signature of Reporting Person Date Reminder Report on a separate line for each class of securities beneficially owned directly or Indirectly bull If lhe fonn is filed by more than one reporting person see Instruction 4 (b)(v) - Intentional misstatements or omissions or fads constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a) Note File three copies of this Form one ot which must be manually signed If space is Insufficient see Instruction 6 for procedure Persons who respond to the collection of Information contaioned In this form are not required to respond unless the form displays a currently valid 0MB Number
httpswwwsecgovArchivesedgardata I 0838480001683 J 68 I 800 I 864xs1F345X03ownershipxml II
middot
7112018 SEC FORMJ
SEC Form 3
FORM3 UNITED STATES SECURITIES AND EXCHANGE [ 9J1B APPf3_QV _l COMMISSION I 30MB Number Washington DC 20549 0104
Estimated average burden middot hours per 1INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF 0_5 1_r - _ iSECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
1oName and Address of Reporting Person 2 Date of Evento 3oIssuer Name and licker or Trading SymboloRequiring Statement CAN CAL RESOURCES LTD I CCRE ) Oosterhoff Gary_ (MonthDayYear)
middotbull middot - - middot-bullmiddotmiddot bull-bull bull - --- -0lJ202016
(Last) (First) (Middle) 4 Relationship of Reporting Person(s) to 5oIf Amendment Date of Original Issuer Filed (MonthDayYear)(Check all applicable)o
X Director 10Owner 6 Individual or JointGroup Filing
(Street) Officer (give Other (specify (Check Applicable Line)title below) below)
RED Form filed by One ReportingX PersonDEER
AO Farm filed by More than One AIBERIA Reporting Person CANADA
middot - -r bull- bull-
(City) (State) (Zip)
Table 1- Non-Derivative Securities Beneficially Owned
1 Title of Security (Instr 4) 2oAmount of Securitieso 3oOwnership 4 Nature of Indirect Beneficial Beneficially Owned (Instr Fonn Direct Ownership (Instr 6) 4)o (D) or Indirect
(I) (Instr 5)o
Common Stock 100000 D
Table II - Derivative Securities Beneficially Owned (eg puts calls warrants options convertible securities)
1 Title of Derivative Security (Instr 4)o 2 Date Exercisable and 3 Title and Amount of Securitieso 4 5 6oNature ofoExpiration Date Underlying Derivative Security Conversion Ownership Indirect Beneficial (MonthDayYear) (Instr 4) or Exercise Fonn Ownership (Instr
Price of Direct (0) 5) Amount Derivative or Indirect or Security (I) (Instr 5)oNumber
Date Expiration of Exercisable Date Title Shares
Explanation of Responses
sl lt jary 0(1Scrhnff 07iOV201R bullbull Signature of Reporting DatePersono
Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly bull If the form is tiled by more than one reporting person see Instruction 5 (b)(v)o Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a)oNote File three copies of this Form one of which must be manually signed If space is insufficient see Instruction 6 for procedureoPersons who respond to the collection of Information contained In this fonn are not required to respond unless the form displays a currently valid 0MB Number
11httpswwwsccgov Archivescdgardata l 083848000 I 683168 l8001868xslF345X02ownersbi pxml
8)
Gary_
7112018
SEC Form4
FORM4
Check this box rr no longer subject to Section 16 Form 4 or Form 5 obligations may continue See Instruction 1 (b)
1 Name and Address of Reporting Person
SEC FORM4
or Section 30h) of the Investment Company Act of 1940
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington DC 20549
j 0MB APPROVAL J 0MB Number 3235-0287 I
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Esbmated aVlllage burden I
h-----middotmiddot------ 05
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
2 Issuer Name and Ticker or Trading Symbol 5 Relationship of Reporting Person(s) to Issuer (Check all applicable)
Onstcrhoff CAN CAL RESOURCES ITP f ccRE I X Director 100wner
_ bullbull - bull-bullbull-bullA--bull - bull middotmiddot- - _ ---bulllt- middot --middot bull middotbull-bullbull-bullbullmiddot-- ---middot-middot--middot
(Last) (First) (Middle)
-middotbull Officer (give title Other (specify 3 bull Date of Earliest Transaction (MonthDayYear) below) below) 123liWl7
-bullbull ---
(Street) 4 If Amendment Date of Orlglnal Filed (MonthDayYear) 6 Individual or JointGroup Filing Check Applicable Line)
RHgt DEER X Fonn filed by One Reporting Person ALHERTA r(1
Form filed by More than One Reporting Person
CANADA
middotmiddot---- -
(City) (Slate) (Zip)
Table I - Non-Derivative Securities Acquired Disposed of or Beneficially Owned
1 Title of Security (Instr 3) 2 Transaction 2A Deemed 3 4 Securities Acquired (A) or 6Amount of 6 OWnershlp 7 Nature of Date Execution Dato Transaction Disposed or (0) (Instr 3 4 and 6) Securities Form Direct Indirect (MonthDayYear) If any Code (Instr Beneficially (D) or Indirect Boneflclal
(MonthDayYearj 8) Owned FolloWlng (I) (Instr 4) OwnershipReported (Instr 4)
(A)or Transactton(s)Code V Amount Prfce(D) (Instr 3 and 4)
llltH589() Common Stock 123W0l7 J IOOJ)OO A $003 200000 I Alhcrtl
ltd
Table II - Derivative Securities Acquired Disposed of or Beneficially Owned (eg puts calls warrants options convertible securities)
1 Title of 2 3 Transaction 3AOeemed 4 6Numbernof 6 Date Exercisable and 7 Tille and Amount 8 Prlce of 9Numberof 10 11 Nature Dertvntlve Conversion Date Execution Date Transaction DertvaUve Expiration Date of Securities Darlvatlve derlvaUve OWnershlp of Indirect
If any Code (Instr SecurfUes (MonthDayYear) Underlying Security Securities Fom Beneficial (Instr 3) Dertvatlve Security (Instr 5)
_ --middotmiddot
Security or Exercise (MonthOayYoar)Price of (MonthfDayYear) Acquired (A) Baneftclally Dlrectn(D) Ownership
Owned or Indirect (Instr 4) 0ertv11tlve (Instr 3 and 4) Security
or Disposed cf (D) (Instr 34nand5)
FollowingReported
(I) (Instr 4)
Code V (A) (D) Date Exercisable
Expiration Dato Tltle
Amount or Number of Shares
Tran5actlOR(5)(Instr 4)
Sllbulld Op1i 1 bull11 $11(1( I ll211li 121middot017 j l(H)Ool 12JI 017 12middot12112
Cmmon S111d
100000 So lll(f(Ji)II I
PltiJ5XN
lhcrta Lid
Explanation of Responses Remarks
Y Onslcrhnff ()7i0i20J8 - Signature of Reporting Person Date
Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly bull If lhe form is filed by more than one reporting person see Instruction 4 (b)(v) Intentional misstatements or omissions of facts conslilute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a) Note File lhree copies of this Form one of which must be manually signed If space is insufficient see Instruction 6 tor procedure Persons who respond to the collection of lnfonnatlon contained In this form are not required to respond unless the fonn displays a currently valid 0MB Number
httpswwwsecgov Archi vcscdgardata I 08384800016831681800 I 869xslF34SX03ownershipxml I I
I OMBAPPROVAL j
0MB Number 3235- I0104
Estimated c1verage burden j
_sI_________________ 05 J
7il li2018 SEC FORM 3
SEC Form 3
FORM3 UNITED STATES SECURITIES AND EXCHANGE
COMMISSION Washington DC 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF
SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the lnvestmnt Company Act of 1940
1eName and Address of Reporting Person 2eDate of Evente 3eIssuer Name and licker or Trading SymboleRequiring Statemente CAN CAL RESOURCES LTD I CCRE I Korver Case (MonthDayYear)e
middot - - middotmiddotmiddotbull-bull- 0920i206
(Last) -(Middle) 4 Relationship of Reporting Person(s) toe 5eIf Amendment Date of Originale(First) - Issuere Filed (MonthDayYear)e
(Check all applicable)e
X Director 10 Owner 6eIndividual or JoinVGroup Filinge bull-middot -- - Officer (give Other (specify (Check Applicable Line)
(Street) title below) below)
X Fonn filed by One Reporting Person
AIBElffA F onn filed by More than One (ANADA Reporting Person
AO
middot-middotmiddotmiddot -middot middot middotmiddotmiddotbull bullmiddot-- -
(City) (State) (Zip)
Table I - Non-Derivative Securities Beneficially Owned
1 Title of Security (Instr 4) 2 Amount of Securities 3eCgtwnership 4 Nature of Indirect BeneficialeBeneficially Owned (Instr Fonn Direct Ownership (Instr 5) 4) (D) or Indirect
(I) (Instr 5)
Com1mm Stock 100000 IJ
Table II - Derivative Securities Beneficially Owned (eg puts calls warrants optioris convertible securities)
1eTitle of Derivative Security (Instr 4) 2eDate Exercisable and 3 Title and Amount of Securities 4 5 6 Nature ofeExpiration Date Underlying Derivative Security Conversion Ownership Indirect Beneficial
(MonthDayYear) (Instr 4) or Exercise Fonn Ownership (Instr Price of Dlrect(D) 5)
Amount Derivative or Indirect or Security (I) (Instr 5) Number
Date Expiration ofExercisable Date Title Shares
Explanation of Responses
Isl ( middotas Korvcr 07112018
Signature of Reporting DatePerson Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly bull If the form is filed by more than one reporting person see Instruction 5 (b)v)e Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(aNote File three copies of this Form one of which must be manually signed If space is insufficient see Instruction 6 for procedurePersons who respond to the collection of information contained in this fonn are not required to respond unless the fonn displays a currently valid 0MB Number
httpswwwsccgovArchivescdgardata I083848000 I 68l l681800 I 922xslf345X02ownershipxml 11
_____
(A)
7112013 SECFORM4
SEC Form4
FORM4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION r ___ OMBAPPROVAL __jwashington DC 20549
0MB Number 3235-02871 Estimated average burden Check this box if no longer subject to STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP0 Section 16 Form 4 or Form 5 -urs per response middot--middotmiddotmiddotmiddot---middot-middotI
obligations may continue See nslrucbon 1(b) Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
1 Name and Address of Reporting Person 2 Issuer Name and Ticker or Trading Symbole 5 Relationship of Reporting Person(s) to Issuer (Check all applicable)
KoncrCasc CA CAL RfcSQlflCr ITP I CCRE I X Director 10Owner
-middot _ ----- middot-middot -----middot---middotmiddot-middot ---- bullbull r -bull bull-bullbull-bull
Officer (give title Other (specify (Last) (First) (Middle) 3 Date of Earliest Transaction (MonthDayYear) below) below)
l2i312017
--middot --- ____ - middot- _____ -- __ - middot-middot middot- --bullbull-bull middot--------------_- 4 If Amendment Date of Original Filed (MonthDayYear) 6 Individual or JointGroup Filing (Check Applicable (Street) Line)
X Form filed by One Reporting Person AlBERfA AO Form filed by More than One Reporting
Person(ANrDA
middotj -bullmiddotbullmiddot ---middotmiddot- --middotmiddotmiddot ---middotbullmiddotmiddotmiddotmiddotmiddot-
(City) (Stale) (Zip)
Table I - Non-Derivative Securities Acquired Disposed of or Beneficially Owned
1 Title of Security (Instr 3) 2 Transaction 2A Deemed 3 4 Securities Acquired (A) or 5Amount of 6 Ownership 7 Nature of Date Execution Date Transaction Disposed Of (D) (Instr 3 4 and 5) Securities Form Direct lndlroct (MonthDayYear) If any Code (Instr Beneflclally (D) or Indirect Beneficial
(MonthDayYear) 8) Owned Followlng (I) (Instr 4) Ownership Reported (lnstr4)
(A)or Transactlon(s)Code V Amount Price
(0) (Instr 3 and 4)
lltcmiddotrctkComnwn S1ok 123Ji2017 J 100000 A $0([ 200000 I
Finn Ird
Table II - Derivative Securities Acquired Disposed of-or Beneficially Owned (eg puts calls warrants options convertible securities)
1 Title of 2 3 Transaction 3A Deemed 4 6 Number of 6 Date Exerclsabla and 7 Title and Amount a Price of 9Numberof 10 11 Nature Derivative Conversion Date Execution Date Transaction Derivative Expiration Date or Securities Derivative derivative Ownership oflridlrect Security or Exercise (MonthDayYear) If any Code (Instr Securities (MonthlDayYear) Underlying Securtty securities Fonn Benetlctal (Instr 3) Price of (MonthDayYear) 8) Acquired (A) Derivative Security (Instr 5) Baneflclally Direct (D) Ownerohlp
Derivative or Disposed (Instr 3 and 4) Owned or Indirect (Instr 4) Security of (D) (Instr Followlng (I) (Instr 4)
3 4 and 5) ReportedTransactlon(s)
Amount (lnstr4)or
Dato Expiration Number Code V (D) Exercisable Date Title of Shares
SlltI rmmon Rcinik SOlit lJWl7 J ltl(oJl(JO I Jt2117 lH2D 100000 so 1(1111bull10 I
01i1J1- Stud lr111 lhl
Explanation of Responses
Remarks
Is Cal Kornmiddotr 07) l018 bullbull Signature of Reporting Person Date
Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly bull If the form is filed by more than one reporting person see Instruction 4 (b)(v) Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a) Note File three copies of this Form one of which must be manually signed If space is Insufficient see Instruction 6 for procedure Person$ who respond to the collectlon of Information c ontained In this form are not required to respond u nless the form displays a currently valld 0MB Number
httpswwwsecgovArchivcsedgardata1083848000168316818001923xslF345X03owncrshipxml I I
-
4)
7112018 SEC FORM 3A
IL 0MB APPROVL __
i 0MB Number t
3235-
0104
1 Estimated average burden I hours per 0_5 1
response bullmiddotmiddot-- _ _ -bullmiddotmiddotmiddot _
SEC Form 3
FORM3 UNITED STATES SECURITIES AND EXCHANGE
COMMISSION Washington DC 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF
SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
1eName and Address of Reporting Persone 2eDate of Evente 3 Issuer Name and Ticker or Trading SymboleRequiring Statemente CAN CAL RESOURCES LTD I CCRE IDouglass CaseY- (MonthDayNear)e
----middotmiddotmiddot - - 06132016-
4eRelationship of Reporting Person(s) toe 5 If Amendment Date of Originale(Last) (First) (Middle) Issuere Filed (MonthDayYear)e
(Check all applicable) 07i03i208 X Director 10 Owner
RED DEER Officer (give Other (specify
middot- - - --middot -- middot -- --
6 Individual or JointGroup Filingetitle below) below) (Check Applicable Line) (Street) Fonn filed by One Reporting
X PersonAlBERTA AO Form filed by More than One
Reporting Person (NADA
City) (State) (Zip)
Table I - Non-Derivative Securities Beneficially Owned
1 Tille of Security (Instr 4)e 2 Amount of Securitiese 3eOwnership 4 Nature of Indirect BunaficialeBeneficially Owned (Instr Form Direct Ownership (Instr 5)
(D) or Indirect (I)e(Instr 5)e
Common Sl(gtck 263000 I By Spouse
Table II - Derivative Securities Beneficially Owned (eg puts calls warrants options convertible securities)
1eTitle of Derivative Security (Instr 4) 2eDate Exercisable and 3 Title and Amount of Securities 4 5 6 Nature ofeExpiration Date Underlying Derivative Security Conversion Ownership Indirect Beneficial (MonthDayYear) (Instr 4) or Exercise Form Ownership (Instr
Price of Direct (0) 5) Amount Derivative or Indirect or Security (I) (Instr 5) Number
Date Expiration of Exercisable Date Title Shares
Explanation of Responses
isllt middotascy Douglas 071()32018
Signature of Reporting DatePerson Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly If the form is filed by more than one reporting person see Instruction 5 (b)(v) Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a)eNote File three copies of this Form one of which must be manually signed If space is insufficient see Instruction 6 for procedure Persons who respond to the collection of lnfonnation contained In this form are not required to respond unless the form displays a currently valid OMS Number
httpswwwsecgovArchivcscdgardataJ08384800016831688001867xslF3iSX02owncrship I I ml
----
1 lltle of Derivative Security(Instr 3)
2 Conversion or Exercise Prtcoof Derivative Security
3 Transaction Date (MonthDayVear)
3ADeemed Execution Date Ifany(MonthDayNear)
4Transaction Code Instr 8)
5 Number of Derlvauve Securities Acquired (A) or Diosposed of (D) (Instr 34and5)
6 Dato Exerciosable and Expoi ration Dato CMonthlDaylYcar)
7 Titlo and Amount of Securioties UnderlyingDerivative Security (Instr 3 and 4)
Amount
8Priceof Derivative Security(Instr 5)
9 Number or derivative Sacurttles Beneflcloally Owned Followtng Reported Transactlon(os) (lnatr4)
10 Ownershiop Form Dlrecto(D) or Indirect (I) (Instr 4)
11 Nature of Indirect Beneficial Ownership(tnstr4)
or
Code V (A) (D) Dato
Exercisable Expoiration Date lltle
Number of Shares
H) hbullr s1__ OpllltbullIh
$(HI( 1210l1 J Oll011(1 JH2017 12-J l12 Cm11n1n
S11d 100ono So IWOo I [iltbull
Vin111 iJI Ltd
7112018 SEC FORM 4
SEC form4
FORM4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION 0MB APPROVAL washlngton oc 20549
OMBNumber 3235-0287 I Estimated average burden
Check this box If no longer SubJect to STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP hOurs per response
D Section 16 Form 4 or Form 5 ___ middot-obligations may continue See Instruction 1(b) Filed pursuant to Section 16(a) of the Sewrilies Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
1 Name and Address of Reporting Person 2 Issuer Name and Ticker or Trading Symbol 5 Relationship of Reporting Person(s) to Issuer (Check all applicable) CAN CAL RESOl JRCFS l TD f ccRE IDnuglacs Case) X Oiredor 100wner
----- -- middotbullmiddot - -- -middotmiddot middot--middot-bullmiddot -middot -bull middotmiddotmiddot- -middot---- -middot--middot-- ---------------bull--------- Officer (give tlUe Other (specify 3 Date of Earliest Transaction (MonthOayNear) below) below)12312017(Last) (First) (Middle)
bull - - - - middotbull -- -middotmiddotmiddot- middotmiddotmiddot-middotmiddotmiddot 4 If Amendment Date of Original Filed MonthDayiYear) 6 Individual or JoinVGroup FIiing (Check Applicable Line)(Street)
X Form flied by One Reporting Person RED DEFR AO
Form filed by More than One Reporting + - - middot-bullbull- middotmiddotmiddotmiddotmiddotbull- - middot middot Person
(City) (Stale) (Zip
Table I - Non-Derivative Securities Acquired Disposed of or Beneficially Owned
1 Title of Security (Instr 3) 2 Transaction Date (MonthDayYear)
2A Deemoed Execution Date If any (MonthDayYear)
3 Transaction Code (Instr 8)
Code V
4 Securiotioes Acquired (A) or Disposed or (D) (Instr 3 4 and 5)
(A)orAmount Price(D)
5AmountofoSecurttles BeneficiallyOwned Following ReportedTransactton(s)(Instr 3 and 4)
6 Ownership Form Direct (D) or Indirect (I) (t nstr 4)
7 Nature of Indirect Beneficial ownership (lnstr4)
B) for
Common Stock 12312017 0-l 1820 18 J 100000 A $0tn Jhnno I I ifc FinanckI Ltd
Table II - Derivative Securities Acquired Disposed of or Beneficially Owned (eg puts calls warrants options convertible securities)
ExplanaUon of Responses
Remarks
Isl Casey I )oug 07iOJ201X
bullbull Signature of Reporting Person Date Reminder Report on a separate line for each class of securities beneficially owned directly or Indirectly bull If lhe fonn is filed by more than one reporting person see Instruction 4 (b)(v) - Intentional misstatements or omissions or fads constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a) Note File three copies of this Form one ot which must be manually signed If space is Insufficient see Instruction 6 for procedure Persons who respond to the collection of Information contaioned In this form are not required to respond unless the form displays a currently valid 0MB Number
httpswwwsecgovArchivesedgardata I 0838480001683 J 68 I 800 I 864xs1F345X03ownershipxml II
middot
7112018 SEC FORMJ
SEC Form 3
FORM3 UNITED STATES SECURITIES AND EXCHANGE [ 9J1B APPf3_QV _l COMMISSION I 30MB Number Washington DC 20549 0104
Estimated average burden middot hours per 1INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF 0_5 1_r - _ iSECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
1oName and Address of Reporting Person 2 Date of Evento 3oIssuer Name and licker or Trading SymboloRequiring Statement CAN CAL RESOURCES LTD I CCRE ) Oosterhoff Gary_ (MonthDayYear)
middotbull middot - - middot-bullmiddotmiddot bull-bull bull - --- -0lJ202016
(Last) (First) (Middle) 4 Relationship of Reporting Person(s) to 5oIf Amendment Date of Original Issuer Filed (MonthDayYear)(Check all applicable)o
X Director 10Owner 6 Individual or JointGroup Filing
(Street) Officer (give Other (specify (Check Applicable Line)title below) below)
RED Form filed by One ReportingX PersonDEER
AO Farm filed by More than One AIBERIA Reporting Person CANADA
middot - -r bull- bull-
(City) (State) (Zip)
Table 1- Non-Derivative Securities Beneficially Owned
1 Title of Security (Instr 4) 2oAmount of Securitieso 3oOwnership 4 Nature of Indirect Beneficial Beneficially Owned (Instr Fonn Direct Ownership (Instr 6) 4)o (D) or Indirect
(I) (Instr 5)o
Common Stock 100000 D
Table II - Derivative Securities Beneficially Owned (eg puts calls warrants options convertible securities)
1 Title of Derivative Security (Instr 4)o 2 Date Exercisable and 3 Title and Amount of Securitieso 4 5 6oNature ofoExpiration Date Underlying Derivative Security Conversion Ownership Indirect Beneficial (MonthDayYear) (Instr 4) or Exercise Fonn Ownership (Instr
Price of Direct (0) 5) Amount Derivative or Indirect or Security (I) (Instr 5)oNumber
Date Expiration of Exercisable Date Title Shares
Explanation of Responses
sl lt jary 0(1Scrhnff 07iOV201R bullbull Signature of Reporting DatePersono
Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly bull If the form is tiled by more than one reporting person see Instruction 5 (b)(v)o Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a)oNote File three copies of this Form one of which must be manually signed If space is insufficient see Instruction 6 for procedureoPersons who respond to the collection of Information contained In this fonn are not required to respond unless the form displays a currently valid 0MB Number
11httpswwwsccgov Archivescdgardata l 083848000 I 683168 l8001868xslF345X02ownersbi pxml
8)
Gary_
7112018
SEC Form4
FORM4
Check this box rr no longer subject to Section 16 Form 4 or Form 5 obligations may continue See Instruction 1 (b)
1 Name and Address of Reporting Person
SEC FORM4
or Section 30h) of the Investment Company Act of 1940
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington DC 20549
j 0MB APPROVAL J 0MB Number 3235-0287 I
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Esbmated aVlllage burden I
h-----middotmiddot------ 05
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
2 Issuer Name and Ticker or Trading Symbol 5 Relationship of Reporting Person(s) to Issuer (Check all applicable)
Onstcrhoff CAN CAL RESOURCES ITP f ccRE I X Director 100wner
_ bullbull - bull-bullbull-bullA--bull - bull middotmiddot- - _ ---bulllt- middot --middot bull middotbull-bullbull-bullbullmiddot-- ---middot-middot--middot
(Last) (First) (Middle)
-middotbull Officer (give title Other (specify 3 bull Date of Earliest Transaction (MonthDayYear) below) below) 123liWl7
-bullbull ---
(Street) 4 If Amendment Date of Orlglnal Filed (MonthDayYear) 6 Individual or JointGroup Filing Check Applicable Line)
RHgt DEER X Fonn filed by One Reporting Person ALHERTA r(1
Form filed by More than One Reporting Person
CANADA
middotmiddot---- -
(City) (Slate) (Zip)
Table I - Non-Derivative Securities Acquired Disposed of or Beneficially Owned
1 Title of Security (Instr 3) 2 Transaction 2A Deemed 3 4 Securities Acquired (A) or 6Amount of 6 OWnershlp 7 Nature of Date Execution Dato Transaction Disposed or (0) (Instr 3 4 and 6) Securities Form Direct Indirect (MonthDayYear) If any Code (Instr Beneficially (D) or Indirect Boneflclal
(MonthDayYearj 8) Owned FolloWlng (I) (Instr 4) OwnershipReported (Instr 4)
(A)or Transactton(s)Code V Amount Prfce(D) (Instr 3 and 4)
llltH589() Common Stock 123W0l7 J IOOJ)OO A $003 200000 I Alhcrtl
ltd
Table II - Derivative Securities Acquired Disposed of or Beneficially Owned (eg puts calls warrants options convertible securities)
1 Title of 2 3 Transaction 3AOeemed 4 6Numbernof 6 Date Exercisable and 7 Tille and Amount 8 Prlce of 9Numberof 10 11 Nature Dertvntlve Conversion Date Execution Date Transaction DertvaUve Expiration Date of Securities Darlvatlve derlvaUve OWnershlp of Indirect
If any Code (Instr SecurfUes (MonthDayYear) Underlying Security Securities Fom Beneficial (Instr 3) Dertvatlve Security (Instr 5)
_ --middotmiddot
Security or Exercise (MonthOayYoar)Price of (MonthfDayYear) Acquired (A) Baneftclally Dlrectn(D) Ownership
Owned or Indirect (Instr 4) 0ertv11tlve (Instr 3 and 4) Security
or Disposed cf (D) (Instr 34nand5)
FollowingReported
(I) (Instr 4)
Code V (A) (D) Date Exercisable
Expiration Dato Tltle
Amount or Number of Shares
Tran5actlOR(5)(Instr 4)
Sllbulld Op1i 1 bull11 $11(1( I ll211li 121middot017 j l(H)Ool 12JI 017 12middot12112
Cmmon S111d
100000 So lll(f(Ji)II I
PltiJ5XN
lhcrta Lid
Explanation of Responses Remarks
Y Onslcrhnff ()7i0i20J8 - Signature of Reporting Person Date
Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly bull If lhe form is filed by more than one reporting person see Instruction 4 (b)(v) Intentional misstatements or omissions of facts conslilute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a) Note File lhree copies of this Form one of which must be manually signed If space is insufficient see Instruction 6 tor procedure Persons who respond to the collection of lnfonnatlon contained In this form are not required to respond unless the fonn displays a currently valid 0MB Number
httpswwwsecgov Archi vcscdgardata I 08384800016831681800 I 869xslF34SX03ownershipxml I I
I OMBAPPROVAL j
0MB Number 3235- I0104
Estimated c1verage burden j
_sI_________________ 05 J
7il li2018 SEC FORM 3
SEC Form 3
FORM3 UNITED STATES SECURITIES AND EXCHANGE
COMMISSION Washington DC 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF
SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the lnvestmnt Company Act of 1940
1eName and Address of Reporting Person 2eDate of Evente 3eIssuer Name and licker or Trading SymboleRequiring Statemente CAN CAL RESOURCES LTD I CCRE I Korver Case (MonthDayYear)e
middot - - middotmiddotmiddotbull-bull- 0920i206
(Last) -(Middle) 4 Relationship of Reporting Person(s) toe 5eIf Amendment Date of Originale(First) - Issuere Filed (MonthDayYear)e
(Check all applicable)e
X Director 10 Owner 6eIndividual or JoinVGroup Filinge bull-middot -- - Officer (give Other (specify (Check Applicable Line)
(Street) title below) below)
X Fonn filed by One Reporting Person
AIBElffA F onn filed by More than One (ANADA Reporting Person
AO
middot-middotmiddotmiddot -middot middot middotmiddotmiddotbull bullmiddot-- -
(City) (State) (Zip)
Table I - Non-Derivative Securities Beneficially Owned
1 Title of Security (Instr 4) 2 Amount of Securities 3eCgtwnership 4 Nature of Indirect BeneficialeBeneficially Owned (Instr Fonn Direct Ownership (Instr 5) 4) (D) or Indirect
(I) (Instr 5)
Com1mm Stock 100000 IJ
Table II - Derivative Securities Beneficially Owned (eg puts calls warrants optioris convertible securities)
1eTitle of Derivative Security (Instr 4) 2eDate Exercisable and 3 Title and Amount of Securities 4 5 6 Nature ofeExpiration Date Underlying Derivative Security Conversion Ownership Indirect Beneficial
(MonthDayYear) (Instr 4) or Exercise Fonn Ownership (Instr Price of Dlrect(D) 5)
Amount Derivative or Indirect or Security (I) (Instr 5) Number
Date Expiration ofExercisable Date Title Shares
Explanation of Responses
Isl ( middotas Korvcr 07112018
Signature of Reporting DatePerson Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly bull If the form is filed by more than one reporting person see Instruction 5 (b)v)e Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(aNote File three copies of this Form one of which must be manually signed If space is insufficient see Instruction 6 for procedurePersons who respond to the collection of information contained in this fonn are not required to respond unless the fonn displays a currently valid 0MB Number
httpswwwsccgovArchivescdgardata I083848000 I 68l l681800 I 922xslf345X02ownershipxml 11
_____
(A)
7112013 SECFORM4
SEC Form4
FORM4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION r ___ OMBAPPROVAL __jwashington DC 20549
0MB Number 3235-02871 Estimated average burden Check this box if no longer subject to STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP0 Section 16 Form 4 or Form 5 -urs per response middot--middotmiddotmiddotmiddot---middot-middotI
obligations may continue See nslrucbon 1(b) Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
1 Name and Address of Reporting Person 2 Issuer Name and Ticker or Trading Symbole 5 Relationship of Reporting Person(s) to Issuer (Check all applicable)
KoncrCasc CA CAL RfcSQlflCr ITP I CCRE I X Director 10Owner
-middot _ ----- middot-middot -----middot---middotmiddot-middot ---- bullbull r -bull bull-bullbull-bull
Officer (give title Other (specify (Last) (First) (Middle) 3 Date of Earliest Transaction (MonthDayYear) below) below)
l2i312017
--middot --- ____ - middot- _____ -- __ - middot-middot middot- --bullbull-bull middot--------------_- 4 If Amendment Date of Original Filed (MonthDayYear) 6 Individual or JointGroup Filing (Check Applicable (Street) Line)
X Form filed by One Reporting Person AlBERfA AO Form filed by More than One Reporting
Person(ANrDA
middotj -bullmiddotbullmiddot ---middotmiddot- --middotmiddotmiddot ---middotbullmiddotmiddotmiddotmiddotmiddot-
(City) (Stale) (Zip)
Table I - Non-Derivative Securities Acquired Disposed of or Beneficially Owned
1 Title of Security (Instr 3) 2 Transaction 2A Deemed 3 4 Securities Acquired (A) or 5Amount of 6 Ownership 7 Nature of Date Execution Date Transaction Disposed Of (D) (Instr 3 4 and 5) Securities Form Direct lndlroct (MonthDayYear) If any Code (Instr Beneflclally (D) or Indirect Beneficial
(MonthDayYear) 8) Owned Followlng (I) (Instr 4) Ownership Reported (lnstr4)
(A)or Transactlon(s)Code V Amount Price
(0) (Instr 3 and 4)
lltcmiddotrctkComnwn S1ok 123Ji2017 J 100000 A $0([ 200000 I
Finn Ird
Table II - Derivative Securities Acquired Disposed of-or Beneficially Owned (eg puts calls warrants options convertible securities)
1 Title of 2 3 Transaction 3A Deemed 4 6 Number of 6 Date Exerclsabla and 7 Title and Amount a Price of 9Numberof 10 11 Nature Derivative Conversion Date Execution Date Transaction Derivative Expiration Date or Securities Derivative derivative Ownership oflridlrect Security or Exercise (MonthDayYear) If any Code (Instr Securities (MonthlDayYear) Underlying Securtty securities Fonn Benetlctal (Instr 3) Price of (MonthDayYear) 8) Acquired (A) Derivative Security (Instr 5) Baneflclally Direct (D) Ownerohlp
Derivative or Disposed (Instr 3 and 4) Owned or Indirect (Instr 4) Security of (D) (Instr Followlng (I) (Instr 4)
3 4 and 5) ReportedTransactlon(s)
Amount (lnstr4)or
Dato Expiration Number Code V (D) Exercisable Date Title of Shares
SlltI rmmon Rcinik SOlit lJWl7 J ltl(oJl(JO I Jt2117 lH2D 100000 so 1(1111bull10 I
01i1J1- Stud lr111 lhl
Explanation of Responses
Remarks
Is Cal Kornmiddotr 07) l018 bullbull Signature of Reporting Person Date
Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly bull If the form is filed by more than one reporting person see Instruction 4 (b)(v) Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a) Note File three copies of this Form one of which must be manually signed If space is Insufficient see Instruction 6 for procedure Person$ who respond to the collectlon of Information c ontained In this form are not required to respond u nless the form displays a currently valld 0MB Number
httpswwwsecgovArchivcsedgardata1083848000168316818001923xslF345X03owncrshipxml I I
4)
7112018 SEC FORM 3A
IL 0MB APPROVL __
i 0MB Number t
3235-
0104
1 Estimated average burden I hours per 0_5 1
response bullmiddotmiddot-- _ _ -bullmiddotmiddotmiddot _
SEC Form 3
FORM3 UNITED STATES SECURITIES AND EXCHANGE
COMMISSION Washington DC 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF
SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
1eName and Address of Reporting Persone 2eDate of Evente 3 Issuer Name and Ticker or Trading SymboleRequiring Statemente CAN CAL RESOURCES LTD I CCRE IDouglass CaseY- (MonthDayNear)e
----middotmiddotmiddot - - 06132016-
4eRelationship of Reporting Person(s) toe 5 If Amendment Date of Originale(Last) (First) (Middle) Issuere Filed (MonthDayYear)e
(Check all applicable) 07i03i208 X Director 10 Owner
RED DEER Officer (give Other (specify
middot- - - --middot -- middot -- --
6 Individual or JointGroup Filingetitle below) below) (Check Applicable Line) (Street) Fonn filed by One Reporting
X PersonAlBERTA AO Form filed by More than One
Reporting Person (NADA
City) (State) (Zip)
Table I - Non-Derivative Securities Beneficially Owned
1 Tille of Security (Instr 4)e 2 Amount of Securitiese 3eOwnership 4 Nature of Indirect BunaficialeBeneficially Owned (Instr Form Direct Ownership (Instr 5)
(D) or Indirect (I)e(Instr 5)e
Common Sl(gtck 263000 I By Spouse
Table II - Derivative Securities Beneficially Owned (eg puts calls warrants options convertible securities)
1eTitle of Derivative Security (Instr 4) 2eDate Exercisable and 3 Title and Amount of Securities 4 5 6 Nature ofeExpiration Date Underlying Derivative Security Conversion Ownership Indirect Beneficial (MonthDayYear) (Instr 4) or Exercise Form Ownership (Instr
Price of Direct (0) 5) Amount Derivative or Indirect or Security (I) (Instr 5) Number
Date Expiration of Exercisable Date Title Shares
Explanation of Responses
isllt middotascy Douglas 071()32018
Signature of Reporting DatePerson Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly If the form is filed by more than one reporting person see Instruction 5 (b)(v) Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a)eNote File three copies of this Form one of which must be manually signed If space is insufficient see Instruction 6 for procedure Persons who respond to the collection of lnfonnation contained In this form are not required to respond unless the form displays a currently valid OMS Number
httpswwwsecgovArchivcscdgardataJ08384800016831688001867xslF3iSX02owncrship I I ml
----
1 lltle of Derivative Security(Instr 3)
2 Conversion or Exercise Prtcoof Derivative Security
3 Transaction Date (MonthDayVear)
3ADeemed Execution Date Ifany(MonthDayNear)
4Transaction Code Instr 8)
5 Number of Derlvauve Securities Acquired (A) or Diosposed of (D) (Instr 34and5)
6 Dato Exerciosable and Expoi ration Dato CMonthlDaylYcar)
7 Titlo and Amount of Securioties UnderlyingDerivative Security (Instr 3 and 4)
Amount
8Priceof Derivative Security(Instr 5)
9 Number or derivative Sacurttles Beneflcloally Owned Followtng Reported Transactlon(os) (lnatr4)
10 Ownershiop Form Dlrecto(D) or Indirect (I) (Instr 4)
11 Nature of Indirect Beneficial Ownership(tnstr4)
or
Code V (A) (D) Dato
Exercisable Expoiration Date lltle
Number of Shares
H) hbullr s1__ OpllltbullIh
$(HI( 1210l1 J Oll011(1 JH2017 12-J l12 Cm11n1n
S11d 100ono So IWOo I [iltbull
Vin111 iJI Ltd
7112018 SEC FORM 4
SEC form4
FORM4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION 0MB APPROVAL washlngton oc 20549
OMBNumber 3235-0287 I Estimated average burden
Check this box If no longer SubJect to STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP hOurs per response
D Section 16 Form 4 or Form 5 ___ middot-obligations may continue See Instruction 1(b) Filed pursuant to Section 16(a) of the Sewrilies Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
1 Name and Address of Reporting Person 2 Issuer Name and Ticker or Trading Symbol 5 Relationship of Reporting Person(s) to Issuer (Check all applicable) CAN CAL RESOl JRCFS l TD f ccRE IDnuglacs Case) X Oiredor 100wner
----- -- middotbullmiddot - -- -middotmiddot middot--middot-bullmiddot -middot -bull middotmiddotmiddot- -middot---- -middot--middot-- ---------------bull--------- Officer (give tlUe Other (specify 3 Date of Earliest Transaction (MonthOayNear) below) below)12312017(Last) (First) (Middle)
bull - - - - middotbull -- -middotmiddotmiddot- middotmiddotmiddot-middotmiddotmiddot 4 If Amendment Date of Original Filed MonthDayiYear) 6 Individual or JoinVGroup FIiing (Check Applicable Line)(Street)
X Form flied by One Reporting Person RED DEFR AO
Form filed by More than One Reporting + - - middot-bullbull- middotmiddotmiddotmiddotmiddotbull- - middot middot Person
(City) (Stale) (Zip
Table I - Non-Derivative Securities Acquired Disposed of or Beneficially Owned
1 Title of Security (Instr 3) 2 Transaction Date (MonthDayYear)
2A Deemoed Execution Date If any (MonthDayYear)
3 Transaction Code (Instr 8)
Code V
4 Securiotioes Acquired (A) or Disposed or (D) (Instr 3 4 and 5)
(A)orAmount Price(D)
5AmountofoSecurttles BeneficiallyOwned Following ReportedTransactton(s)(Instr 3 and 4)
6 Ownership Form Direct (D) or Indirect (I) (t nstr 4)
7 Nature of Indirect Beneficial ownership (lnstr4)
B) for
Common Stock 12312017 0-l 1820 18 J 100000 A $0tn Jhnno I I ifc FinanckI Ltd
Table II - Derivative Securities Acquired Disposed of or Beneficially Owned (eg puts calls warrants options convertible securities)
ExplanaUon of Responses
Remarks
Isl Casey I )oug 07iOJ201X
bullbull Signature of Reporting Person Date Reminder Report on a separate line for each class of securities beneficially owned directly or Indirectly bull If lhe fonn is filed by more than one reporting person see Instruction 4 (b)(v) - Intentional misstatements or omissions or fads constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a) Note File three copies of this Form one ot which must be manually signed If space is Insufficient see Instruction 6 for procedure Persons who respond to the collection of Information contaioned In this form are not required to respond unless the form displays a currently valid 0MB Number
httpswwwsecgovArchivesedgardata I 0838480001683 J 68 I 800 I 864xs1F345X03ownershipxml II
middot
7112018 SEC FORMJ
SEC Form 3
FORM3 UNITED STATES SECURITIES AND EXCHANGE [ 9J1B APPf3_QV _l COMMISSION I 30MB Number Washington DC 20549 0104
Estimated average burden middot hours per 1INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF 0_5 1_r - _ iSECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
1oName and Address of Reporting Person 2 Date of Evento 3oIssuer Name and licker or Trading SymboloRequiring Statement CAN CAL RESOURCES LTD I CCRE ) Oosterhoff Gary_ (MonthDayYear)
middotbull middot - - middot-bullmiddotmiddot bull-bull bull - --- -0lJ202016
(Last) (First) (Middle) 4 Relationship of Reporting Person(s) to 5oIf Amendment Date of Original Issuer Filed (MonthDayYear)(Check all applicable)o
X Director 10Owner 6 Individual or JointGroup Filing
(Street) Officer (give Other (specify (Check Applicable Line)title below) below)
RED Form filed by One ReportingX PersonDEER
AO Farm filed by More than One AIBERIA Reporting Person CANADA
middot - -r bull- bull-
(City) (State) (Zip)
Table 1- Non-Derivative Securities Beneficially Owned
1 Title of Security (Instr 4) 2oAmount of Securitieso 3oOwnership 4 Nature of Indirect Beneficial Beneficially Owned (Instr Fonn Direct Ownership (Instr 6) 4)o (D) or Indirect
(I) (Instr 5)o
Common Stock 100000 D
Table II - Derivative Securities Beneficially Owned (eg puts calls warrants options convertible securities)
1 Title of Derivative Security (Instr 4)o 2 Date Exercisable and 3 Title and Amount of Securitieso 4 5 6oNature ofoExpiration Date Underlying Derivative Security Conversion Ownership Indirect Beneficial (MonthDayYear) (Instr 4) or Exercise Fonn Ownership (Instr
Price of Direct (0) 5) Amount Derivative or Indirect or Security (I) (Instr 5)oNumber
Date Expiration of Exercisable Date Title Shares
Explanation of Responses
sl lt jary 0(1Scrhnff 07iOV201R bullbull Signature of Reporting DatePersono
Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly bull If the form is tiled by more than one reporting person see Instruction 5 (b)(v)o Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a)oNote File three copies of this Form one of which must be manually signed If space is insufficient see Instruction 6 for procedureoPersons who respond to the collection of Information contained In this fonn are not required to respond unless the form displays a currently valid 0MB Number
11httpswwwsccgov Archivescdgardata l 083848000 I 683168 l8001868xslF345X02ownersbi pxml
8)
Gary_
7112018
SEC Form4
FORM4
Check this box rr no longer subject to Section 16 Form 4 or Form 5 obligations may continue See Instruction 1 (b)
1 Name and Address of Reporting Person
SEC FORM4
or Section 30h) of the Investment Company Act of 1940
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington DC 20549
j 0MB APPROVAL J 0MB Number 3235-0287 I
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Esbmated aVlllage burden I
h-----middotmiddot------ 05
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
2 Issuer Name and Ticker or Trading Symbol 5 Relationship of Reporting Person(s) to Issuer (Check all applicable)
Onstcrhoff CAN CAL RESOURCES ITP f ccRE I X Director 100wner
_ bullbull - bull-bullbull-bullA--bull - bull middotmiddot- - _ ---bulllt- middot --middot bull middotbull-bullbull-bullbullmiddot-- ---middot-middot--middot
(Last) (First) (Middle)
-middotbull Officer (give title Other (specify 3 bull Date of Earliest Transaction (MonthDayYear) below) below) 123liWl7
-bullbull ---
(Street) 4 If Amendment Date of Orlglnal Filed (MonthDayYear) 6 Individual or JointGroup Filing Check Applicable Line)
RHgt DEER X Fonn filed by One Reporting Person ALHERTA r(1
Form filed by More than One Reporting Person
CANADA
middotmiddot---- -
(City) (Slate) (Zip)
Table I - Non-Derivative Securities Acquired Disposed of or Beneficially Owned
1 Title of Security (Instr 3) 2 Transaction 2A Deemed 3 4 Securities Acquired (A) or 6Amount of 6 OWnershlp 7 Nature of Date Execution Dato Transaction Disposed or (0) (Instr 3 4 and 6) Securities Form Direct Indirect (MonthDayYear) If any Code (Instr Beneficially (D) or Indirect Boneflclal
(MonthDayYearj 8) Owned FolloWlng (I) (Instr 4) OwnershipReported (Instr 4)
(A)or Transactton(s)Code V Amount Prfce(D) (Instr 3 and 4)
llltH589() Common Stock 123W0l7 J IOOJ)OO A $003 200000 I Alhcrtl
ltd
Table II - Derivative Securities Acquired Disposed of or Beneficially Owned (eg puts calls warrants options convertible securities)
1 Title of 2 3 Transaction 3AOeemed 4 6Numbernof 6 Date Exercisable and 7 Tille and Amount 8 Prlce of 9Numberof 10 11 Nature Dertvntlve Conversion Date Execution Date Transaction DertvaUve Expiration Date of Securities Darlvatlve derlvaUve OWnershlp of Indirect
If any Code (Instr SecurfUes (MonthDayYear) Underlying Security Securities Fom Beneficial (Instr 3) Dertvatlve Security (Instr 5)
_ --middotmiddot
Security or Exercise (MonthOayYoar)Price of (MonthfDayYear) Acquired (A) Baneftclally Dlrectn(D) Ownership
Owned or Indirect (Instr 4) 0ertv11tlve (Instr 3 and 4) Security
or Disposed cf (D) (Instr 34nand5)
FollowingReported
(I) (Instr 4)
Code V (A) (D) Date Exercisable
Expiration Dato Tltle
Amount or Number of Shares
Tran5actlOR(5)(Instr 4)
Sllbulld Op1i 1 bull11 $11(1( I ll211li 121middot017 j l(H)Ool 12JI 017 12middot12112
Cmmon S111d
100000 So lll(f(Ji)II I
PltiJ5XN
lhcrta Lid
Explanation of Responses Remarks
Y Onslcrhnff ()7i0i20J8 - Signature of Reporting Person Date
Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly bull If lhe form is filed by more than one reporting person see Instruction 4 (b)(v) Intentional misstatements or omissions of facts conslilute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a) Note File lhree copies of this Form one of which must be manually signed If space is insufficient see Instruction 6 tor procedure Persons who respond to the collection of lnfonnatlon contained In this form are not required to respond unless the fonn displays a currently valid 0MB Number
httpswwwsecgov Archi vcscdgardata I 08384800016831681800 I 869xslF34SX03ownershipxml I I
I OMBAPPROVAL j
0MB Number 3235- I0104
Estimated c1verage burden j
_sI_________________ 05 J
7il li2018 SEC FORM 3
SEC Form 3
FORM3 UNITED STATES SECURITIES AND EXCHANGE
COMMISSION Washington DC 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF
SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the lnvestmnt Company Act of 1940
1eName and Address of Reporting Person 2eDate of Evente 3eIssuer Name and licker or Trading SymboleRequiring Statemente CAN CAL RESOURCES LTD I CCRE I Korver Case (MonthDayYear)e
middot - - middotmiddotmiddotbull-bull- 0920i206
(Last) -(Middle) 4 Relationship of Reporting Person(s) toe 5eIf Amendment Date of Originale(First) - Issuere Filed (MonthDayYear)e
(Check all applicable)e
X Director 10 Owner 6eIndividual or JoinVGroup Filinge bull-middot -- - Officer (give Other (specify (Check Applicable Line)
(Street) title below) below)
X Fonn filed by One Reporting Person
AIBElffA F onn filed by More than One (ANADA Reporting Person
AO
middot-middotmiddotmiddot -middot middot middotmiddotmiddotbull bullmiddot-- -
(City) (State) (Zip)
Table I - Non-Derivative Securities Beneficially Owned
1 Title of Security (Instr 4) 2 Amount of Securities 3eCgtwnership 4 Nature of Indirect BeneficialeBeneficially Owned (Instr Fonn Direct Ownership (Instr 5) 4) (D) or Indirect
(I) (Instr 5)
Com1mm Stock 100000 IJ
Table II - Derivative Securities Beneficially Owned (eg puts calls warrants optioris convertible securities)
1eTitle of Derivative Security (Instr 4) 2eDate Exercisable and 3 Title and Amount of Securities 4 5 6 Nature ofeExpiration Date Underlying Derivative Security Conversion Ownership Indirect Beneficial
(MonthDayYear) (Instr 4) or Exercise Fonn Ownership (Instr Price of Dlrect(D) 5)
Amount Derivative or Indirect or Security (I) (Instr 5) Number
Date Expiration ofExercisable Date Title Shares
Explanation of Responses
Isl ( middotas Korvcr 07112018
Signature of Reporting DatePerson Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly bull If the form is filed by more than one reporting person see Instruction 5 (b)v)e Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(aNote File three copies of this Form one of which must be manually signed If space is insufficient see Instruction 6 for procedurePersons who respond to the collection of information contained in this fonn are not required to respond unless the fonn displays a currently valid 0MB Number
httpswwwsccgovArchivescdgardata I083848000 I 68l l681800 I 922xslf345X02ownershipxml 11
_____
(A)
7112013 SECFORM4
SEC Form4
FORM4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION r ___ OMBAPPROVAL __jwashington DC 20549
0MB Number 3235-02871 Estimated average burden Check this box if no longer subject to STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP0 Section 16 Form 4 or Form 5 -urs per response middot--middotmiddotmiddotmiddot---middot-middotI
obligations may continue See nslrucbon 1(b) Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
1 Name and Address of Reporting Person 2 Issuer Name and Ticker or Trading Symbole 5 Relationship of Reporting Person(s) to Issuer (Check all applicable)
KoncrCasc CA CAL RfcSQlflCr ITP I CCRE I X Director 10Owner
-middot _ ----- middot-middot -----middot---middotmiddot-middot ---- bullbull r -bull bull-bullbull-bull
Officer (give title Other (specify (Last) (First) (Middle) 3 Date of Earliest Transaction (MonthDayYear) below) below)
l2i312017
--middot --- ____ - middot- _____ -- __ - middot-middot middot- --bullbull-bull middot--------------_- 4 If Amendment Date of Original Filed (MonthDayYear) 6 Individual or JointGroup Filing (Check Applicable (Street) Line)
X Form filed by One Reporting Person AlBERfA AO Form filed by More than One Reporting
Person(ANrDA
middotj -bullmiddotbullmiddot ---middotmiddot- --middotmiddotmiddot ---middotbullmiddotmiddotmiddotmiddotmiddot-
(City) (Stale) (Zip)
Table I - Non-Derivative Securities Acquired Disposed of or Beneficially Owned
1 Title of Security (Instr 3) 2 Transaction 2A Deemed 3 4 Securities Acquired (A) or 5Amount of 6 Ownership 7 Nature of Date Execution Date Transaction Disposed Of (D) (Instr 3 4 and 5) Securities Form Direct lndlroct (MonthDayYear) If any Code (Instr Beneflclally (D) or Indirect Beneficial
(MonthDayYear) 8) Owned Followlng (I) (Instr 4) Ownership Reported (lnstr4)
(A)or Transactlon(s)Code V Amount Price
(0) (Instr 3 and 4)
lltcmiddotrctkComnwn S1ok 123Ji2017 J 100000 A $0([ 200000 I
Finn Ird
Table II - Derivative Securities Acquired Disposed of-or Beneficially Owned (eg puts calls warrants options convertible securities)
1 Title of 2 3 Transaction 3A Deemed 4 6 Number of 6 Date Exerclsabla and 7 Title and Amount a Price of 9Numberof 10 11 Nature Derivative Conversion Date Execution Date Transaction Derivative Expiration Date or Securities Derivative derivative Ownership oflridlrect Security or Exercise (MonthDayYear) If any Code (Instr Securities (MonthlDayYear) Underlying Securtty securities Fonn Benetlctal (Instr 3) Price of (MonthDayYear) 8) Acquired (A) Derivative Security (Instr 5) Baneflclally Direct (D) Ownerohlp
Derivative or Disposed (Instr 3 and 4) Owned or Indirect (Instr 4) Security of (D) (Instr Followlng (I) (Instr 4)
3 4 and 5) ReportedTransactlon(s)
Amount (lnstr4)or
Dato Expiration Number Code V (D) Exercisable Date Title of Shares
SlltI rmmon Rcinik SOlit lJWl7 J ltl(oJl(JO I Jt2117 lH2D 100000 so 1(1111bull10 I
01i1J1- Stud lr111 lhl
Explanation of Responses
Remarks
Is Cal Kornmiddotr 07) l018 bullbull Signature of Reporting Person Date
Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly bull If the form is filed by more than one reporting person see Instruction 4 (b)(v) Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a) Note File three copies of this Form one of which must be manually signed If space is Insufficient see Instruction 6 for procedure Person$ who respond to the collectlon of Information c ontained In this form are not required to respond u nless the form displays a currently valld 0MB Number
httpswwwsecgovArchivcsedgardata1083848000168316818001923xslF345X03owncrshipxml I I
----
1 lltle of Derivative Security(Instr 3)
2 Conversion or Exercise Prtcoof Derivative Security
3 Transaction Date (MonthDayVear)
3ADeemed Execution Date Ifany(MonthDayNear)
4Transaction Code Instr 8)
5 Number of Derlvauve Securities Acquired (A) or Diosposed of (D) (Instr 34and5)
6 Dato Exerciosable and Expoi ration Dato CMonthlDaylYcar)
7 Titlo and Amount of Securioties UnderlyingDerivative Security (Instr 3 and 4)
Amount
8Priceof Derivative Security(Instr 5)
9 Number or derivative Sacurttles Beneflcloally Owned Followtng Reported Transactlon(os) (lnatr4)
10 Ownershiop Form Dlrecto(D) or Indirect (I) (Instr 4)
11 Nature of Indirect Beneficial Ownership(tnstr4)
or
Code V (A) (D) Dato
Exercisable Expoiration Date lltle
Number of Shares
H) hbullr s1__ OpllltbullIh
$(HI( 1210l1 J Oll011(1 JH2017 12-J l12 Cm11n1n
S11d 100ono So IWOo I [iltbull
Vin111 iJI Ltd
7112018 SEC FORM 4
SEC form4
FORM4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION 0MB APPROVAL washlngton oc 20549
OMBNumber 3235-0287 I Estimated average burden
Check this box If no longer SubJect to STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP hOurs per response
D Section 16 Form 4 or Form 5 ___ middot-obligations may continue See Instruction 1(b) Filed pursuant to Section 16(a) of the Sewrilies Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
1 Name and Address of Reporting Person 2 Issuer Name and Ticker or Trading Symbol 5 Relationship of Reporting Person(s) to Issuer (Check all applicable) CAN CAL RESOl JRCFS l TD f ccRE IDnuglacs Case) X Oiredor 100wner
----- -- middotbullmiddot - -- -middotmiddot middot--middot-bullmiddot -middot -bull middotmiddotmiddot- -middot---- -middot--middot-- ---------------bull--------- Officer (give tlUe Other (specify 3 Date of Earliest Transaction (MonthOayNear) below) below)12312017(Last) (First) (Middle)
bull - - - - middotbull -- -middotmiddotmiddot- middotmiddotmiddot-middotmiddotmiddot 4 If Amendment Date of Original Filed MonthDayiYear) 6 Individual or JoinVGroup FIiing (Check Applicable Line)(Street)
X Form flied by One Reporting Person RED DEFR AO
Form filed by More than One Reporting + - - middot-bullbull- middotmiddotmiddotmiddotmiddotbull- - middot middot Person
(City) (Stale) (Zip
Table I - Non-Derivative Securities Acquired Disposed of or Beneficially Owned
1 Title of Security (Instr 3) 2 Transaction Date (MonthDayYear)
2A Deemoed Execution Date If any (MonthDayYear)
3 Transaction Code (Instr 8)
Code V
4 Securiotioes Acquired (A) or Disposed or (D) (Instr 3 4 and 5)
(A)orAmount Price(D)
5AmountofoSecurttles BeneficiallyOwned Following ReportedTransactton(s)(Instr 3 and 4)
6 Ownership Form Direct (D) or Indirect (I) (t nstr 4)
7 Nature of Indirect Beneficial ownership (lnstr4)
B) for
Common Stock 12312017 0-l 1820 18 J 100000 A $0tn Jhnno I I ifc FinanckI Ltd
Table II - Derivative Securities Acquired Disposed of or Beneficially Owned (eg puts calls warrants options convertible securities)
ExplanaUon of Responses
Remarks
Isl Casey I )oug 07iOJ201X
bullbull Signature of Reporting Person Date Reminder Report on a separate line for each class of securities beneficially owned directly or Indirectly bull If lhe fonn is filed by more than one reporting person see Instruction 4 (b)(v) - Intentional misstatements or omissions or fads constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a) Note File three copies of this Form one ot which must be manually signed If space is Insufficient see Instruction 6 for procedure Persons who respond to the collection of Information contaioned In this form are not required to respond unless the form displays a currently valid 0MB Number
httpswwwsecgovArchivesedgardata I 0838480001683 J 68 I 800 I 864xs1F345X03ownershipxml II
middot
7112018 SEC FORMJ
SEC Form 3
FORM3 UNITED STATES SECURITIES AND EXCHANGE [ 9J1B APPf3_QV _l COMMISSION I 30MB Number Washington DC 20549 0104
Estimated average burden middot hours per 1INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF 0_5 1_r - _ iSECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
1oName and Address of Reporting Person 2 Date of Evento 3oIssuer Name and licker or Trading SymboloRequiring Statement CAN CAL RESOURCES LTD I CCRE ) Oosterhoff Gary_ (MonthDayYear)
middotbull middot - - middot-bullmiddotmiddot bull-bull bull - --- -0lJ202016
(Last) (First) (Middle) 4 Relationship of Reporting Person(s) to 5oIf Amendment Date of Original Issuer Filed (MonthDayYear)(Check all applicable)o
X Director 10Owner 6 Individual or JointGroup Filing
(Street) Officer (give Other (specify (Check Applicable Line)title below) below)
RED Form filed by One ReportingX PersonDEER
AO Farm filed by More than One AIBERIA Reporting Person CANADA
middot - -r bull- bull-
(City) (State) (Zip)
Table 1- Non-Derivative Securities Beneficially Owned
1 Title of Security (Instr 4) 2oAmount of Securitieso 3oOwnership 4 Nature of Indirect Beneficial Beneficially Owned (Instr Fonn Direct Ownership (Instr 6) 4)o (D) or Indirect
(I) (Instr 5)o
Common Stock 100000 D
Table II - Derivative Securities Beneficially Owned (eg puts calls warrants options convertible securities)
1 Title of Derivative Security (Instr 4)o 2 Date Exercisable and 3 Title and Amount of Securitieso 4 5 6oNature ofoExpiration Date Underlying Derivative Security Conversion Ownership Indirect Beneficial (MonthDayYear) (Instr 4) or Exercise Fonn Ownership (Instr
Price of Direct (0) 5) Amount Derivative or Indirect or Security (I) (Instr 5)oNumber
Date Expiration of Exercisable Date Title Shares
Explanation of Responses
sl lt jary 0(1Scrhnff 07iOV201R bullbull Signature of Reporting DatePersono
Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly bull If the form is tiled by more than one reporting person see Instruction 5 (b)(v)o Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a)oNote File three copies of this Form one of which must be manually signed If space is insufficient see Instruction 6 for procedureoPersons who respond to the collection of Information contained In this fonn are not required to respond unless the form displays a currently valid 0MB Number
11httpswwwsccgov Archivescdgardata l 083848000 I 683168 l8001868xslF345X02ownersbi pxml
8)
Gary_
7112018
SEC Form4
FORM4
Check this box rr no longer subject to Section 16 Form 4 or Form 5 obligations may continue See Instruction 1 (b)
1 Name and Address of Reporting Person
SEC FORM4
or Section 30h) of the Investment Company Act of 1940
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington DC 20549
j 0MB APPROVAL J 0MB Number 3235-0287 I
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Esbmated aVlllage burden I
h-----middotmiddot------ 05
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
2 Issuer Name and Ticker or Trading Symbol 5 Relationship of Reporting Person(s) to Issuer (Check all applicable)
Onstcrhoff CAN CAL RESOURCES ITP f ccRE I X Director 100wner
_ bullbull - bull-bullbull-bullA--bull - bull middotmiddot- - _ ---bulllt- middot --middot bull middotbull-bullbull-bullbullmiddot-- ---middot-middot--middot
(Last) (First) (Middle)
-middotbull Officer (give title Other (specify 3 bull Date of Earliest Transaction (MonthDayYear) below) below) 123liWl7
-bullbull ---
(Street) 4 If Amendment Date of Orlglnal Filed (MonthDayYear) 6 Individual or JointGroup Filing Check Applicable Line)
RHgt DEER X Fonn filed by One Reporting Person ALHERTA r(1
Form filed by More than One Reporting Person
CANADA
middotmiddot---- -
(City) (Slate) (Zip)
Table I - Non-Derivative Securities Acquired Disposed of or Beneficially Owned
1 Title of Security (Instr 3) 2 Transaction 2A Deemed 3 4 Securities Acquired (A) or 6Amount of 6 OWnershlp 7 Nature of Date Execution Dato Transaction Disposed or (0) (Instr 3 4 and 6) Securities Form Direct Indirect (MonthDayYear) If any Code (Instr Beneficially (D) or Indirect Boneflclal
(MonthDayYearj 8) Owned FolloWlng (I) (Instr 4) OwnershipReported (Instr 4)
(A)or Transactton(s)Code V Amount Prfce(D) (Instr 3 and 4)
llltH589() Common Stock 123W0l7 J IOOJ)OO A $003 200000 I Alhcrtl
ltd
Table II - Derivative Securities Acquired Disposed of or Beneficially Owned (eg puts calls warrants options convertible securities)
1 Title of 2 3 Transaction 3AOeemed 4 6Numbernof 6 Date Exercisable and 7 Tille and Amount 8 Prlce of 9Numberof 10 11 Nature Dertvntlve Conversion Date Execution Date Transaction DertvaUve Expiration Date of Securities Darlvatlve derlvaUve OWnershlp of Indirect
If any Code (Instr SecurfUes (MonthDayYear) Underlying Security Securities Fom Beneficial (Instr 3) Dertvatlve Security (Instr 5)
_ --middotmiddot
Security or Exercise (MonthOayYoar)Price of (MonthfDayYear) Acquired (A) Baneftclally Dlrectn(D) Ownership
Owned or Indirect (Instr 4) 0ertv11tlve (Instr 3 and 4) Security
or Disposed cf (D) (Instr 34nand5)
FollowingReported
(I) (Instr 4)
Code V (A) (D) Date Exercisable
Expiration Dato Tltle
Amount or Number of Shares
Tran5actlOR(5)(Instr 4)
Sllbulld Op1i 1 bull11 $11(1( I ll211li 121middot017 j l(H)Ool 12JI 017 12middot12112
Cmmon S111d
100000 So lll(f(Ji)II I
PltiJ5XN
lhcrta Lid
Explanation of Responses Remarks
Y Onslcrhnff ()7i0i20J8 - Signature of Reporting Person Date
Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly bull If lhe form is filed by more than one reporting person see Instruction 4 (b)(v) Intentional misstatements or omissions of facts conslilute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a) Note File lhree copies of this Form one of which must be manually signed If space is insufficient see Instruction 6 tor procedure Persons who respond to the collection of lnfonnatlon contained In this form are not required to respond unless the fonn displays a currently valid 0MB Number
httpswwwsecgov Archi vcscdgardata I 08384800016831681800 I 869xslF34SX03ownershipxml I I
I OMBAPPROVAL j
0MB Number 3235- I0104
Estimated c1verage burden j
_sI_________________ 05 J
7il li2018 SEC FORM 3
SEC Form 3
FORM3 UNITED STATES SECURITIES AND EXCHANGE
COMMISSION Washington DC 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF
SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the lnvestmnt Company Act of 1940
1eName and Address of Reporting Person 2eDate of Evente 3eIssuer Name and licker or Trading SymboleRequiring Statemente CAN CAL RESOURCES LTD I CCRE I Korver Case (MonthDayYear)e
middot - - middotmiddotmiddotbull-bull- 0920i206
(Last) -(Middle) 4 Relationship of Reporting Person(s) toe 5eIf Amendment Date of Originale(First) - Issuere Filed (MonthDayYear)e
(Check all applicable)e
X Director 10 Owner 6eIndividual or JoinVGroup Filinge bull-middot -- - Officer (give Other (specify (Check Applicable Line)
(Street) title below) below)
X Fonn filed by One Reporting Person
AIBElffA F onn filed by More than One (ANADA Reporting Person
AO
middot-middotmiddotmiddot -middot middot middotmiddotmiddotbull bullmiddot-- -
(City) (State) (Zip)
Table I - Non-Derivative Securities Beneficially Owned
1 Title of Security (Instr 4) 2 Amount of Securities 3eCgtwnership 4 Nature of Indirect BeneficialeBeneficially Owned (Instr Fonn Direct Ownership (Instr 5) 4) (D) or Indirect
(I) (Instr 5)
Com1mm Stock 100000 IJ
Table II - Derivative Securities Beneficially Owned (eg puts calls warrants optioris convertible securities)
1eTitle of Derivative Security (Instr 4) 2eDate Exercisable and 3 Title and Amount of Securities 4 5 6 Nature ofeExpiration Date Underlying Derivative Security Conversion Ownership Indirect Beneficial
(MonthDayYear) (Instr 4) or Exercise Fonn Ownership (Instr Price of Dlrect(D) 5)
Amount Derivative or Indirect or Security (I) (Instr 5) Number
Date Expiration ofExercisable Date Title Shares
Explanation of Responses
Isl ( middotas Korvcr 07112018
Signature of Reporting DatePerson Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly bull If the form is filed by more than one reporting person see Instruction 5 (b)v)e Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(aNote File three copies of this Form one of which must be manually signed If space is insufficient see Instruction 6 for procedurePersons who respond to the collection of information contained in this fonn are not required to respond unless the fonn displays a currently valid 0MB Number
httpswwwsccgovArchivescdgardata I083848000 I 68l l681800 I 922xslf345X02ownershipxml 11
_____
(A)
7112013 SECFORM4
SEC Form4
FORM4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION r ___ OMBAPPROVAL __jwashington DC 20549
0MB Number 3235-02871 Estimated average burden Check this box if no longer subject to STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP0 Section 16 Form 4 or Form 5 -urs per response middot--middotmiddotmiddotmiddot---middot-middotI
obligations may continue See nslrucbon 1(b) Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
1 Name and Address of Reporting Person 2 Issuer Name and Ticker or Trading Symbole 5 Relationship of Reporting Person(s) to Issuer (Check all applicable)
KoncrCasc CA CAL RfcSQlflCr ITP I CCRE I X Director 10Owner
-middot _ ----- middot-middot -----middot---middotmiddot-middot ---- bullbull r -bull bull-bullbull-bull
Officer (give title Other (specify (Last) (First) (Middle) 3 Date of Earliest Transaction (MonthDayYear) below) below)
l2i312017
--middot --- ____ - middot- _____ -- __ - middot-middot middot- --bullbull-bull middot--------------_- 4 If Amendment Date of Original Filed (MonthDayYear) 6 Individual or JointGroup Filing (Check Applicable (Street) Line)
X Form filed by One Reporting Person AlBERfA AO Form filed by More than One Reporting
Person(ANrDA
middotj -bullmiddotbullmiddot ---middotmiddot- --middotmiddotmiddot ---middotbullmiddotmiddotmiddotmiddotmiddot-
(City) (Stale) (Zip)
Table I - Non-Derivative Securities Acquired Disposed of or Beneficially Owned
1 Title of Security (Instr 3) 2 Transaction 2A Deemed 3 4 Securities Acquired (A) or 5Amount of 6 Ownership 7 Nature of Date Execution Date Transaction Disposed Of (D) (Instr 3 4 and 5) Securities Form Direct lndlroct (MonthDayYear) If any Code (Instr Beneflclally (D) or Indirect Beneficial
(MonthDayYear) 8) Owned Followlng (I) (Instr 4) Ownership Reported (lnstr4)
(A)or Transactlon(s)Code V Amount Price
(0) (Instr 3 and 4)
lltcmiddotrctkComnwn S1ok 123Ji2017 J 100000 A $0([ 200000 I
Finn Ird
Table II - Derivative Securities Acquired Disposed of-or Beneficially Owned (eg puts calls warrants options convertible securities)
1 Title of 2 3 Transaction 3A Deemed 4 6 Number of 6 Date Exerclsabla and 7 Title and Amount a Price of 9Numberof 10 11 Nature Derivative Conversion Date Execution Date Transaction Derivative Expiration Date or Securities Derivative derivative Ownership oflridlrect Security or Exercise (MonthDayYear) If any Code (Instr Securities (MonthlDayYear) Underlying Securtty securities Fonn Benetlctal (Instr 3) Price of (MonthDayYear) 8) Acquired (A) Derivative Security (Instr 5) Baneflclally Direct (D) Ownerohlp
Derivative or Disposed (Instr 3 and 4) Owned or Indirect (Instr 4) Security of (D) (Instr Followlng (I) (Instr 4)
3 4 and 5) ReportedTransactlon(s)
Amount (lnstr4)or
Dato Expiration Number Code V (D) Exercisable Date Title of Shares
SlltI rmmon Rcinik SOlit lJWl7 J ltl(oJl(JO I Jt2117 lH2D 100000 so 1(1111bull10 I
01i1J1- Stud lr111 lhl
Explanation of Responses
Remarks
Is Cal Kornmiddotr 07) l018 bullbull Signature of Reporting Person Date
Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly bull If the form is filed by more than one reporting person see Instruction 4 (b)(v) Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a) Note File three copies of this Form one of which must be manually signed If space is Insufficient see Instruction 6 for procedure Person$ who respond to the collectlon of Information c ontained In this form are not required to respond u nless the form displays a currently valld 0MB Number
httpswwwsecgovArchivcsedgardata1083848000168316818001923xslF345X03owncrshipxml I I
middot
7112018 SEC FORMJ
SEC Form 3
FORM3 UNITED STATES SECURITIES AND EXCHANGE [ 9J1B APPf3_QV _l COMMISSION I 30MB Number Washington DC 20549 0104
Estimated average burden middot hours per 1INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF 0_5 1_r - _ iSECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
1oName and Address of Reporting Person 2 Date of Evento 3oIssuer Name and licker or Trading SymboloRequiring Statement CAN CAL RESOURCES LTD I CCRE ) Oosterhoff Gary_ (MonthDayYear)
middotbull middot - - middot-bullmiddotmiddot bull-bull bull - --- -0lJ202016
(Last) (First) (Middle) 4 Relationship of Reporting Person(s) to 5oIf Amendment Date of Original Issuer Filed (MonthDayYear)(Check all applicable)o
X Director 10Owner 6 Individual or JointGroup Filing
(Street) Officer (give Other (specify (Check Applicable Line)title below) below)
RED Form filed by One ReportingX PersonDEER
AO Farm filed by More than One AIBERIA Reporting Person CANADA
middot - -r bull- bull-
(City) (State) (Zip)
Table 1- Non-Derivative Securities Beneficially Owned
1 Title of Security (Instr 4) 2oAmount of Securitieso 3oOwnership 4 Nature of Indirect Beneficial Beneficially Owned (Instr Fonn Direct Ownership (Instr 6) 4)o (D) or Indirect
(I) (Instr 5)o
Common Stock 100000 D
Table II - Derivative Securities Beneficially Owned (eg puts calls warrants options convertible securities)
1 Title of Derivative Security (Instr 4)o 2 Date Exercisable and 3 Title and Amount of Securitieso 4 5 6oNature ofoExpiration Date Underlying Derivative Security Conversion Ownership Indirect Beneficial (MonthDayYear) (Instr 4) or Exercise Fonn Ownership (Instr
Price of Direct (0) 5) Amount Derivative or Indirect or Security (I) (Instr 5)oNumber
Date Expiration of Exercisable Date Title Shares
Explanation of Responses
sl lt jary 0(1Scrhnff 07iOV201R bullbull Signature of Reporting DatePersono
Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly bull If the form is tiled by more than one reporting person see Instruction 5 (b)(v)o Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a)oNote File three copies of this Form one of which must be manually signed If space is insufficient see Instruction 6 for procedureoPersons who respond to the collection of Information contained In this fonn are not required to respond unless the form displays a currently valid 0MB Number
11httpswwwsccgov Archivescdgardata l 083848000 I 683168 l8001868xslF345X02ownersbi pxml
8)
Gary_
7112018
SEC Form4
FORM4
Check this box rr no longer subject to Section 16 Form 4 or Form 5 obligations may continue See Instruction 1 (b)
1 Name and Address of Reporting Person
SEC FORM4
or Section 30h) of the Investment Company Act of 1940
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington DC 20549
j 0MB APPROVAL J 0MB Number 3235-0287 I
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Esbmated aVlllage burden I
h-----middotmiddot------ 05
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
2 Issuer Name and Ticker or Trading Symbol 5 Relationship of Reporting Person(s) to Issuer (Check all applicable)
Onstcrhoff CAN CAL RESOURCES ITP f ccRE I X Director 100wner
_ bullbull - bull-bullbull-bullA--bull - bull middotmiddot- - _ ---bulllt- middot --middot bull middotbull-bullbull-bullbullmiddot-- ---middot-middot--middot
(Last) (First) (Middle)
-middotbull Officer (give title Other (specify 3 bull Date of Earliest Transaction (MonthDayYear) below) below) 123liWl7
-bullbull ---
(Street) 4 If Amendment Date of Orlglnal Filed (MonthDayYear) 6 Individual or JointGroup Filing Check Applicable Line)
RHgt DEER X Fonn filed by One Reporting Person ALHERTA r(1
Form filed by More than One Reporting Person
CANADA
middotmiddot---- -
(City) (Slate) (Zip)
Table I - Non-Derivative Securities Acquired Disposed of or Beneficially Owned
1 Title of Security (Instr 3) 2 Transaction 2A Deemed 3 4 Securities Acquired (A) or 6Amount of 6 OWnershlp 7 Nature of Date Execution Dato Transaction Disposed or (0) (Instr 3 4 and 6) Securities Form Direct Indirect (MonthDayYear) If any Code (Instr Beneficially (D) or Indirect Boneflclal
(MonthDayYearj 8) Owned FolloWlng (I) (Instr 4) OwnershipReported (Instr 4)
(A)or Transactton(s)Code V Amount Prfce(D) (Instr 3 and 4)
llltH589() Common Stock 123W0l7 J IOOJ)OO A $003 200000 I Alhcrtl
ltd
Table II - Derivative Securities Acquired Disposed of or Beneficially Owned (eg puts calls warrants options convertible securities)
1 Title of 2 3 Transaction 3AOeemed 4 6Numbernof 6 Date Exercisable and 7 Tille and Amount 8 Prlce of 9Numberof 10 11 Nature Dertvntlve Conversion Date Execution Date Transaction DertvaUve Expiration Date of Securities Darlvatlve derlvaUve OWnershlp of Indirect
If any Code (Instr SecurfUes (MonthDayYear) Underlying Security Securities Fom Beneficial (Instr 3) Dertvatlve Security (Instr 5)
_ --middotmiddot
Security or Exercise (MonthOayYoar)Price of (MonthfDayYear) Acquired (A) Baneftclally Dlrectn(D) Ownership
Owned or Indirect (Instr 4) 0ertv11tlve (Instr 3 and 4) Security
or Disposed cf (D) (Instr 34nand5)
FollowingReported
(I) (Instr 4)
Code V (A) (D) Date Exercisable
Expiration Dato Tltle
Amount or Number of Shares
Tran5actlOR(5)(Instr 4)
Sllbulld Op1i 1 bull11 $11(1( I ll211li 121middot017 j l(H)Ool 12JI 017 12middot12112
Cmmon S111d
100000 So lll(f(Ji)II I
PltiJ5XN
lhcrta Lid
Explanation of Responses Remarks
Y Onslcrhnff ()7i0i20J8 - Signature of Reporting Person Date
Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly bull If lhe form is filed by more than one reporting person see Instruction 4 (b)(v) Intentional misstatements or omissions of facts conslilute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a) Note File lhree copies of this Form one of which must be manually signed If space is insufficient see Instruction 6 tor procedure Persons who respond to the collection of lnfonnatlon contained In this form are not required to respond unless the fonn displays a currently valid 0MB Number
httpswwwsecgov Archi vcscdgardata I 08384800016831681800 I 869xslF34SX03ownershipxml I I
I OMBAPPROVAL j
0MB Number 3235- I0104
Estimated c1verage burden j
_sI_________________ 05 J
7il li2018 SEC FORM 3
SEC Form 3
FORM3 UNITED STATES SECURITIES AND EXCHANGE
COMMISSION Washington DC 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF
SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the lnvestmnt Company Act of 1940
1eName and Address of Reporting Person 2eDate of Evente 3eIssuer Name and licker or Trading SymboleRequiring Statemente CAN CAL RESOURCES LTD I CCRE I Korver Case (MonthDayYear)e
middot - - middotmiddotmiddotbull-bull- 0920i206
(Last) -(Middle) 4 Relationship of Reporting Person(s) toe 5eIf Amendment Date of Originale(First) - Issuere Filed (MonthDayYear)e
(Check all applicable)e
X Director 10 Owner 6eIndividual or JoinVGroup Filinge bull-middot -- - Officer (give Other (specify (Check Applicable Line)
(Street) title below) below)
X Fonn filed by One Reporting Person
AIBElffA F onn filed by More than One (ANADA Reporting Person
AO
middot-middotmiddotmiddot -middot middot middotmiddotmiddotbull bullmiddot-- -
(City) (State) (Zip)
Table I - Non-Derivative Securities Beneficially Owned
1 Title of Security (Instr 4) 2 Amount of Securities 3eCgtwnership 4 Nature of Indirect BeneficialeBeneficially Owned (Instr Fonn Direct Ownership (Instr 5) 4) (D) or Indirect
(I) (Instr 5)
Com1mm Stock 100000 IJ
Table II - Derivative Securities Beneficially Owned (eg puts calls warrants optioris convertible securities)
1eTitle of Derivative Security (Instr 4) 2eDate Exercisable and 3 Title and Amount of Securities 4 5 6 Nature ofeExpiration Date Underlying Derivative Security Conversion Ownership Indirect Beneficial
(MonthDayYear) (Instr 4) or Exercise Fonn Ownership (Instr Price of Dlrect(D) 5)
Amount Derivative or Indirect or Security (I) (Instr 5) Number
Date Expiration ofExercisable Date Title Shares
Explanation of Responses
Isl ( middotas Korvcr 07112018
Signature of Reporting DatePerson Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly bull If the form is filed by more than one reporting person see Instruction 5 (b)v)e Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(aNote File three copies of this Form one of which must be manually signed If space is insufficient see Instruction 6 for procedurePersons who respond to the collection of information contained in this fonn are not required to respond unless the fonn displays a currently valid 0MB Number
httpswwwsccgovArchivescdgardata I083848000 I 68l l681800 I 922xslf345X02ownershipxml 11
_____
(A)
7112013 SECFORM4
SEC Form4
FORM4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION r ___ OMBAPPROVAL __jwashington DC 20549
0MB Number 3235-02871 Estimated average burden Check this box if no longer subject to STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP0 Section 16 Form 4 or Form 5 -urs per response middot--middotmiddotmiddotmiddot---middot-middotI
obligations may continue See nslrucbon 1(b) Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
1 Name and Address of Reporting Person 2 Issuer Name and Ticker or Trading Symbole 5 Relationship of Reporting Person(s) to Issuer (Check all applicable)
KoncrCasc CA CAL RfcSQlflCr ITP I CCRE I X Director 10Owner
-middot _ ----- middot-middot -----middot---middotmiddot-middot ---- bullbull r -bull bull-bullbull-bull
Officer (give title Other (specify (Last) (First) (Middle) 3 Date of Earliest Transaction (MonthDayYear) below) below)
l2i312017
--middot --- ____ - middot- _____ -- __ - middot-middot middot- --bullbull-bull middot--------------_- 4 If Amendment Date of Original Filed (MonthDayYear) 6 Individual or JointGroup Filing (Check Applicable (Street) Line)
X Form filed by One Reporting Person AlBERfA AO Form filed by More than One Reporting
Person(ANrDA
middotj -bullmiddotbullmiddot ---middotmiddot- --middotmiddotmiddot ---middotbullmiddotmiddotmiddotmiddotmiddot-
(City) (Stale) (Zip)
Table I - Non-Derivative Securities Acquired Disposed of or Beneficially Owned
1 Title of Security (Instr 3) 2 Transaction 2A Deemed 3 4 Securities Acquired (A) or 5Amount of 6 Ownership 7 Nature of Date Execution Date Transaction Disposed Of (D) (Instr 3 4 and 5) Securities Form Direct lndlroct (MonthDayYear) If any Code (Instr Beneflclally (D) or Indirect Beneficial
(MonthDayYear) 8) Owned Followlng (I) (Instr 4) Ownership Reported (lnstr4)
(A)or Transactlon(s)Code V Amount Price
(0) (Instr 3 and 4)
lltcmiddotrctkComnwn S1ok 123Ji2017 J 100000 A $0([ 200000 I
Finn Ird
Table II - Derivative Securities Acquired Disposed of-or Beneficially Owned (eg puts calls warrants options convertible securities)
1 Title of 2 3 Transaction 3A Deemed 4 6 Number of 6 Date Exerclsabla and 7 Title and Amount a Price of 9Numberof 10 11 Nature Derivative Conversion Date Execution Date Transaction Derivative Expiration Date or Securities Derivative derivative Ownership oflridlrect Security or Exercise (MonthDayYear) If any Code (Instr Securities (MonthlDayYear) Underlying Securtty securities Fonn Benetlctal (Instr 3) Price of (MonthDayYear) 8) Acquired (A) Derivative Security (Instr 5) Baneflclally Direct (D) Ownerohlp
Derivative or Disposed (Instr 3 and 4) Owned or Indirect (Instr 4) Security of (D) (Instr Followlng (I) (Instr 4)
3 4 and 5) ReportedTransactlon(s)
Amount (lnstr4)or
Dato Expiration Number Code V (D) Exercisable Date Title of Shares
SlltI rmmon Rcinik SOlit lJWl7 J ltl(oJl(JO I Jt2117 lH2D 100000 so 1(1111bull10 I
01i1J1- Stud lr111 lhl
Explanation of Responses
Remarks
Is Cal Kornmiddotr 07) l018 bullbull Signature of Reporting Person Date
Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly bull If the form is filed by more than one reporting person see Instruction 4 (b)(v) Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a) Note File three copies of this Form one of which must be manually signed If space is Insufficient see Instruction 6 for procedure Person$ who respond to the collectlon of Information c ontained In this form are not required to respond u nless the form displays a currently valld 0MB Number
httpswwwsecgovArchivcsedgardata1083848000168316818001923xslF345X03owncrshipxml I I
8)
Gary_
7112018
SEC Form4
FORM4
Check this box rr no longer subject to Section 16 Form 4 or Form 5 obligations may continue See Instruction 1 (b)
1 Name and Address of Reporting Person
SEC FORM4
or Section 30h) of the Investment Company Act of 1940
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington DC 20549
j 0MB APPROVAL J 0MB Number 3235-0287 I
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Esbmated aVlllage burden I
h-----middotmiddot------ 05
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
2 Issuer Name and Ticker or Trading Symbol 5 Relationship of Reporting Person(s) to Issuer (Check all applicable)
Onstcrhoff CAN CAL RESOURCES ITP f ccRE I X Director 100wner
_ bullbull - bull-bullbull-bullA--bull - bull middotmiddot- - _ ---bulllt- middot --middot bull middotbull-bullbull-bullbullmiddot-- ---middot-middot--middot
(Last) (First) (Middle)
-middotbull Officer (give title Other (specify 3 bull Date of Earliest Transaction (MonthDayYear) below) below) 123liWl7
-bullbull ---
(Street) 4 If Amendment Date of Orlglnal Filed (MonthDayYear) 6 Individual or JointGroup Filing Check Applicable Line)
RHgt DEER X Fonn filed by One Reporting Person ALHERTA r(1
Form filed by More than One Reporting Person
CANADA
middotmiddot---- -
(City) (Slate) (Zip)
Table I - Non-Derivative Securities Acquired Disposed of or Beneficially Owned
1 Title of Security (Instr 3) 2 Transaction 2A Deemed 3 4 Securities Acquired (A) or 6Amount of 6 OWnershlp 7 Nature of Date Execution Dato Transaction Disposed or (0) (Instr 3 4 and 6) Securities Form Direct Indirect (MonthDayYear) If any Code (Instr Beneficially (D) or Indirect Boneflclal
(MonthDayYearj 8) Owned FolloWlng (I) (Instr 4) OwnershipReported (Instr 4)
(A)or Transactton(s)Code V Amount Prfce(D) (Instr 3 and 4)
llltH589() Common Stock 123W0l7 J IOOJ)OO A $003 200000 I Alhcrtl
ltd
Table II - Derivative Securities Acquired Disposed of or Beneficially Owned (eg puts calls warrants options convertible securities)
1 Title of 2 3 Transaction 3AOeemed 4 6Numbernof 6 Date Exercisable and 7 Tille and Amount 8 Prlce of 9Numberof 10 11 Nature Dertvntlve Conversion Date Execution Date Transaction DertvaUve Expiration Date of Securities Darlvatlve derlvaUve OWnershlp of Indirect
If any Code (Instr SecurfUes (MonthDayYear) Underlying Security Securities Fom Beneficial (Instr 3) Dertvatlve Security (Instr 5)
_ --middotmiddot
Security or Exercise (MonthOayYoar)Price of (MonthfDayYear) Acquired (A) Baneftclally Dlrectn(D) Ownership
Owned or Indirect (Instr 4) 0ertv11tlve (Instr 3 and 4) Security
or Disposed cf (D) (Instr 34nand5)
FollowingReported
(I) (Instr 4)
Code V (A) (D) Date Exercisable
Expiration Dato Tltle
Amount or Number of Shares
Tran5actlOR(5)(Instr 4)
Sllbulld Op1i 1 bull11 $11(1( I ll211li 121middot017 j l(H)Ool 12JI 017 12middot12112
Cmmon S111d
100000 So lll(f(Ji)II I
PltiJ5XN
lhcrta Lid
Explanation of Responses Remarks
Y Onslcrhnff ()7i0i20J8 - Signature of Reporting Person Date
Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly bull If lhe form is filed by more than one reporting person see Instruction 4 (b)(v) Intentional misstatements or omissions of facts conslilute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a) Note File lhree copies of this Form one of which must be manually signed If space is insufficient see Instruction 6 tor procedure Persons who respond to the collection of lnfonnatlon contained In this form are not required to respond unless the fonn displays a currently valid 0MB Number
httpswwwsecgov Archi vcscdgardata I 08384800016831681800 I 869xslF34SX03ownershipxml I I
I OMBAPPROVAL j
0MB Number 3235- I0104
Estimated c1verage burden j
_sI_________________ 05 J
7il li2018 SEC FORM 3
SEC Form 3
FORM3 UNITED STATES SECURITIES AND EXCHANGE
COMMISSION Washington DC 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF
SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the lnvestmnt Company Act of 1940
1eName and Address of Reporting Person 2eDate of Evente 3eIssuer Name and licker or Trading SymboleRequiring Statemente CAN CAL RESOURCES LTD I CCRE I Korver Case (MonthDayYear)e
middot - - middotmiddotmiddotbull-bull- 0920i206
(Last) -(Middle) 4 Relationship of Reporting Person(s) toe 5eIf Amendment Date of Originale(First) - Issuere Filed (MonthDayYear)e
(Check all applicable)e
X Director 10 Owner 6eIndividual or JoinVGroup Filinge bull-middot -- - Officer (give Other (specify (Check Applicable Line)
(Street) title below) below)
X Fonn filed by One Reporting Person
AIBElffA F onn filed by More than One (ANADA Reporting Person
AO
middot-middotmiddotmiddot -middot middot middotmiddotmiddotbull bullmiddot-- -
(City) (State) (Zip)
Table I - Non-Derivative Securities Beneficially Owned
1 Title of Security (Instr 4) 2 Amount of Securities 3eCgtwnership 4 Nature of Indirect BeneficialeBeneficially Owned (Instr Fonn Direct Ownership (Instr 5) 4) (D) or Indirect
(I) (Instr 5)
Com1mm Stock 100000 IJ
Table II - Derivative Securities Beneficially Owned (eg puts calls warrants optioris convertible securities)
1eTitle of Derivative Security (Instr 4) 2eDate Exercisable and 3 Title and Amount of Securities 4 5 6 Nature ofeExpiration Date Underlying Derivative Security Conversion Ownership Indirect Beneficial
(MonthDayYear) (Instr 4) or Exercise Fonn Ownership (Instr Price of Dlrect(D) 5)
Amount Derivative or Indirect or Security (I) (Instr 5) Number
Date Expiration ofExercisable Date Title Shares
Explanation of Responses
Isl ( middotas Korvcr 07112018
Signature of Reporting DatePerson Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly bull If the form is filed by more than one reporting person see Instruction 5 (b)v)e Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(aNote File three copies of this Form one of which must be manually signed If space is insufficient see Instruction 6 for procedurePersons who respond to the collection of information contained in this fonn are not required to respond unless the fonn displays a currently valid 0MB Number
httpswwwsccgovArchivescdgardata I083848000 I 68l l681800 I 922xslf345X02ownershipxml 11
_____
(A)
7112013 SECFORM4
SEC Form4
FORM4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION r ___ OMBAPPROVAL __jwashington DC 20549
0MB Number 3235-02871 Estimated average burden Check this box if no longer subject to STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP0 Section 16 Form 4 or Form 5 -urs per response middot--middotmiddotmiddotmiddot---middot-middotI
obligations may continue See nslrucbon 1(b) Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
1 Name and Address of Reporting Person 2 Issuer Name and Ticker or Trading Symbole 5 Relationship of Reporting Person(s) to Issuer (Check all applicable)
KoncrCasc CA CAL RfcSQlflCr ITP I CCRE I X Director 10Owner
-middot _ ----- middot-middot -----middot---middotmiddot-middot ---- bullbull r -bull bull-bullbull-bull
Officer (give title Other (specify (Last) (First) (Middle) 3 Date of Earliest Transaction (MonthDayYear) below) below)
l2i312017
--middot --- ____ - middot- _____ -- __ - middot-middot middot- --bullbull-bull middot--------------_- 4 If Amendment Date of Original Filed (MonthDayYear) 6 Individual or JointGroup Filing (Check Applicable (Street) Line)
X Form filed by One Reporting Person AlBERfA AO Form filed by More than One Reporting
Person(ANrDA
middotj -bullmiddotbullmiddot ---middotmiddot- --middotmiddotmiddot ---middotbullmiddotmiddotmiddotmiddotmiddot-
(City) (Stale) (Zip)
Table I - Non-Derivative Securities Acquired Disposed of or Beneficially Owned
1 Title of Security (Instr 3) 2 Transaction 2A Deemed 3 4 Securities Acquired (A) or 5Amount of 6 Ownership 7 Nature of Date Execution Date Transaction Disposed Of (D) (Instr 3 4 and 5) Securities Form Direct lndlroct (MonthDayYear) If any Code (Instr Beneflclally (D) or Indirect Beneficial
(MonthDayYear) 8) Owned Followlng (I) (Instr 4) Ownership Reported (lnstr4)
(A)or Transactlon(s)Code V Amount Price
(0) (Instr 3 and 4)
lltcmiddotrctkComnwn S1ok 123Ji2017 J 100000 A $0([ 200000 I
Finn Ird
Table II - Derivative Securities Acquired Disposed of-or Beneficially Owned (eg puts calls warrants options convertible securities)
1 Title of 2 3 Transaction 3A Deemed 4 6 Number of 6 Date Exerclsabla and 7 Title and Amount a Price of 9Numberof 10 11 Nature Derivative Conversion Date Execution Date Transaction Derivative Expiration Date or Securities Derivative derivative Ownership oflridlrect Security or Exercise (MonthDayYear) If any Code (Instr Securities (MonthlDayYear) Underlying Securtty securities Fonn Benetlctal (Instr 3) Price of (MonthDayYear) 8) Acquired (A) Derivative Security (Instr 5) Baneflclally Direct (D) Ownerohlp
Derivative or Disposed (Instr 3 and 4) Owned or Indirect (Instr 4) Security of (D) (Instr Followlng (I) (Instr 4)
3 4 and 5) ReportedTransactlon(s)
Amount (lnstr4)or
Dato Expiration Number Code V (D) Exercisable Date Title of Shares
SlltI rmmon Rcinik SOlit lJWl7 J ltl(oJl(JO I Jt2117 lH2D 100000 so 1(1111bull10 I
01i1J1- Stud lr111 lhl
Explanation of Responses
Remarks
Is Cal Kornmiddotr 07) l018 bullbull Signature of Reporting Person Date
Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly bull If the form is filed by more than one reporting person see Instruction 4 (b)(v) Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a) Note File three copies of this Form one of which must be manually signed If space is Insufficient see Instruction 6 for procedure Person$ who respond to the collectlon of Information c ontained In this form are not required to respond u nless the form displays a currently valld 0MB Number
httpswwwsecgovArchivcsedgardata1083848000168316818001923xslF345X03owncrshipxml I I
I OMBAPPROVAL j
0MB Number 3235- I0104
Estimated c1verage burden j
_sI_________________ 05 J
7il li2018 SEC FORM 3
SEC Form 3
FORM3 UNITED STATES SECURITIES AND EXCHANGE
COMMISSION Washington DC 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF
SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the lnvestmnt Company Act of 1940
1eName and Address of Reporting Person 2eDate of Evente 3eIssuer Name and licker or Trading SymboleRequiring Statemente CAN CAL RESOURCES LTD I CCRE I Korver Case (MonthDayYear)e
middot - - middotmiddotmiddotbull-bull- 0920i206
(Last) -(Middle) 4 Relationship of Reporting Person(s) toe 5eIf Amendment Date of Originale(First) - Issuere Filed (MonthDayYear)e
(Check all applicable)e
X Director 10 Owner 6eIndividual or JoinVGroup Filinge bull-middot -- - Officer (give Other (specify (Check Applicable Line)
(Street) title below) below)
X Fonn filed by One Reporting Person
AIBElffA F onn filed by More than One (ANADA Reporting Person
AO
middot-middotmiddotmiddot -middot middot middotmiddotmiddotbull bullmiddot-- -
(City) (State) (Zip)
Table I - Non-Derivative Securities Beneficially Owned
1 Title of Security (Instr 4) 2 Amount of Securities 3eCgtwnership 4 Nature of Indirect BeneficialeBeneficially Owned (Instr Fonn Direct Ownership (Instr 5) 4) (D) or Indirect
(I) (Instr 5)
Com1mm Stock 100000 IJ
Table II - Derivative Securities Beneficially Owned (eg puts calls warrants optioris convertible securities)
1eTitle of Derivative Security (Instr 4) 2eDate Exercisable and 3 Title and Amount of Securities 4 5 6 Nature ofeExpiration Date Underlying Derivative Security Conversion Ownership Indirect Beneficial
(MonthDayYear) (Instr 4) or Exercise Fonn Ownership (Instr Price of Dlrect(D) 5)
Amount Derivative or Indirect or Security (I) (Instr 5) Number
Date Expiration ofExercisable Date Title Shares
Explanation of Responses
Isl ( middotas Korvcr 07112018
Signature of Reporting DatePerson Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly bull If the form is filed by more than one reporting person see Instruction 5 (b)v)e Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(aNote File three copies of this Form one of which must be manually signed If space is insufficient see Instruction 6 for procedurePersons who respond to the collection of information contained in this fonn are not required to respond unless the fonn displays a currently valid 0MB Number
httpswwwsccgovArchivescdgardata I083848000 I 68l l681800 I 922xslf345X02ownershipxml 11
_____
(A)
7112013 SECFORM4
SEC Form4
FORM4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION r ___ OMBAPPROVAL __jwashington DC 20549
0MB Number 3235-02871 Estimated average burden Check this box if no longer subject to STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP0 Section 16 Form 4 or Form 5 -urs per response middot--middotmiddotmiddotmiddot---middot-middotI
obligations may continue See nslrucbon 1(b) Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
1 Name and Address of Reporting Person 2 Issuer Name and Ticker or Trading Symbole 5 Relationship of Reporting Person(s) to Issuer (Check all applicable)
KoncrCasc CA CAL RfcSQlflCr ITP I CCRE I X Director 10Owner
-middot _ ----- middot-middot -----middot---middotmiddot-middot ---- bullbull r -bull bull-bullbull-bull
Officer (give title Other (specify (Last) (First) (Middle) 3 Date of Earliest Transaction (MonthDayYear) below) below)
l2i312017
--middot --- ____ - middot- _____ -- __ - middot-middot middot- --bullbull-bull middot--------------_- 4 If Amendment Date of Original Filed (MonthDayYear) 6 Individual or JointGroup Filing (Check Applicable (Street) Line)
X Form filed by One Reporting Person AlBERfA AO Form filed by More than One Reporting
Person(ANrDA
middotj -bullmiddotbullmiddot ---middotmiddot- --middotmiddotmiddot ---middotbullmiddotmiddotmiddotmiddotmiddot-
(City) (Stale) (Zip)
Table I - Non-Derivative Securities Acquired Disposed of or Beneficially Owned
1 Title of Security (Instr 3) 2 Transaction 2A Deemed 3 4 Securities Acquired (A) or 5Amount of 6 Ownership 7 Nature of Date Execution Date Transaction Disposed Of (D) (Instr 3 4 and 5) Securities Form Direct lndlroct (MonthDayYear) If any Code (Instr Beneflclally (D) or Indirect Beneficial
(MonthDayYear) 8) Owned Followlng (I) (Instr 4) Ownership Reported (lnstr4)
(A)or Transactlon(s)Code V Amount Price
(0) (Instr 3 and 4)
lltcmiddotrctkComnwn S1ok 123Ji2017 J 100000 A $0([ 200000 I
Finn Ird
Table II - Derivative Securities Acquired Disposed of-or Beneficially Owned (eg puts calls warrants options convertible securities)
1 Title of 2 3 Transaction 3A Deemed 4 6 Number of 6 Date Exerclsabla and 7 Title and Amount a Price of 9Numberof 10 11 Nature Derivative Conversion Date Execution Date Transaction Derivative Expiration Date or Securities Derivative derivative Ownership oflridlrect Security or Exercise (MonthDayYear) If any Code (Instr Securities (MonthlDayYear) Underlying Securtty securities Fonn Benetlctal (Instr 3) Price of (MonthDayYear) 8) Acquired (A) Derivative Security (Instr 5) Baneflclally Direct (D) Ownerohlp
Derivative or Disposed (Instr 3 and 4) Owned or Indirect (Instr 4) Security of (D) (Instr Followlng (I) (Instr 4)
3 4 and 5) ReportedTransactlon(s)
Amount (lnstr4)or
Dato Expiration Number Code V (D) Exercisable Date Title of Shares
SlltI rmmon Rcinik SOlit lJWl7 J ltl(oJl(JO I Jt2117 lH2D 100000 so 1(1111bull10 I
01i1J1- Stud lr111 lhl
Explanation of Responses
Remarks
Is Cal Kornmiddotr 07) l018 bullbull Signature of Reporting Person Date
Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly bull If the form is filed by more than one reporting person see Instruction 4 (b)(v) Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a) Note File three copies of this Form one of which must be manually signed If space is Insufficient see Instruction 6 for procedure Person$ who respond to the collectlon of Information c ontained In this form are not required to respond u nless the form displays a currently valld 0MB Number
httpswwwsecgovArchivcsedgardata1083848000168316818001923xslF345X03owncrshipxml I I
_____
(A)
7112013 SECFORM4
SEC Form4
FORM4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION r ___ OMBAPPROVAL __jwashington DC 20549
0MB Number 3235-02871 Estimated average burden Check this box if no longer subject to STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP0 Section 16 Form 4 or Form 5 -urs per response middot--middotmiddotmiddotmiddot---middot-middotI
obligations may continue See nslrucbon 1(b) Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
1 Name and Address of Reporting Person 2 Issuer Name and Ticker or Trading Symbole 5 Relationship of Reporting Person(s) to Issuer (Check all applicable)
KoncrCasc CA CAL RfcSQlflCr ITP I CCRE I X Director 10Owner
-middot _ ----- middot-middot -----middot---middotmiddot-middot ---- bullbull r -bull bull-bullbull-bull
Officer (give title Other (specify (Last) (First) (Middle) 3 Date of Earliest Transaction (MonthDayYear) below) below)
l2i312017
--middot --- ____ - middot- _____ -- __ - middot-middot middot- --bullbull-bull middot--------------_- 4 If Amendment Date of Original Filed (MonthDayYear) 6 Individual or JointGroup Filing (Check Applicable (Street) Line)
X Form filed by One Reporting Person AlBERfA AO Form filed by More than One Reporting
Person(ANrDA
middotj -bullmiddotbullmiddot ---middotmiddot- --middotmiddotmiddot ---middotbullmiddotmiddotmiddotmiddotmiddot-
(City) (Stale) (Zip)
Table I - Non-Derivative Securities Acquired Disposed of or Beneficially Owned
1 Title of Security (Instr 3) 2 Transaction 2A Deemed 3 4 Securities Acquired (A) or 5Amount of 6 Ownership 7 Nature of Date Execution Date Transaction Disposed Of (D) (Instr 3 4 and 5) Securities Form Direct lndlroct (MonthDayYear) If any Code (Instr Beneflclally (D) or Indirect Beneficial
(MonthDayYear) 8) Owned Followlng (I) (Instr 4) Ownership Reported (lnstr4)
(A)or Transactlon(s)Code V Amount Price
(0) (Instr 3 and 4)
lltcmiddotrctkComnwn S1ok 123Ji2017 J 100000 A $0([ 200000 I
Finn Ird
Table II - Derivative Securities Acquired Disposed of-or Beneficially Owned (eg puts calls warrants options convertible securities)
1 Title of 2 3 Transaction 3A Deemed 4 6 Number of 6 Date Exerclsabla and 7 Title and Amount a Price of 9Numberof 10 11 Nature Derivative Conversion Date Execution Date Transaction Derivative Expiration Date or Securities Derivative derivative Ownership oflridlrect Security or Exercise (MonthDayYear) If any Code (Instr Securities (MonthlDayYear) Underlying Securtty securities Fonn Benetlctal (Instr 3) Price of (MonthDayYear) 8) Acquired (A) Derivative Security (Instr 5) Baneflclally Direct (D) Ownerohlp
Derivative or Disposed (Instr 3 and 4) Owned or Indirect (Instr 4) Security of (D) (Instr Followlng (I) (Instr 4)
3 4 and 5) ReportedTransactlon(s)
Amount (lnstr4)or
Dato Expiration Number Code V (D) Exercisable Date Title of Shares
SlltI rmmon Rcinik SOlit lJWl7 J ltl(oJl(JO I Jt2117 lH2D 100000 so 1(1111bull10 I
01i1J1- Stud lr111 lhl
Explanation of Responses
Remarks
Is Cal Kornmiddotr 07) l018 bullbull Signature of Reporting Person Date
Reminder Report on a separate line for each class of securities beneficially owned directly or indirectly bull If the form is filed by more than one reporting person see Instruction 4 (b)(v) Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 USC 1001 and 15 USC 78ff(a) Note File three copies of this Form one of which must be manually signed If space is Insufficient see Instruction 6 for procedure Person$ who respond to the collectlon of Information c ontained In this form are not required to respond u nless the form displays a currently valld 0MB Number
httpswwwsecgovArchivcsedgardata1083848000168316818001923xslF345X03owncrshipxml I I