UNITED STATES DISTRICT COURT for the CENTRAL DISTRICT OF ...securities.stanford.edu/.../1045/RINO10_01/2012820_r01k_10CV0869… · 2:10-cv-09011-DDP-VBK Jurisdiction: Federal Question

US District Court Civil Docket as of February 27, 2013 Retrieved from the court on March 5, 2013

UNITED STATES DISTRICT COURT for the CENTRAL DISTRICT OF CALIFORNIA (Western Division - Los Angeles)

CIVIL DOCKET FOR CASE #: 2:10-cv-08695-DDP-VBK

Susan Hufnagle v. Rino International Corporation et al Date Filed: 11/12/2010 Assigned to: Judge Dean D. Pregerson Jury Demand: Plaintiff Referred to: Magistrate Judge Victor B. Kenton Nature of Suit: 850 Related Cases: 8:10-cv-01754-DDP-VBK Securities/Commodities

2:10-cv-09011-DDP-VBK Jurisdiction: Federal Question

2:10-cv-09517-DDP-VBK 2:11-cv-00655-DDP-VBK 8:10-cv-01887-VBF-VBK 8:10-cv-01908-DDP-VBK

Cause: 15:78m(a) Securities Exchange Act

Plaintiff

Susan Hufnagle represented by John E Torbett , Jr Individually and on behalf of all others Attorney at Law similarly situated 1801 Century Park East

24th Floor Los Angeles, CA 90067 310-556-9648 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Brian Oliver O'Mara Robbins Geller Rudman and Dowd LLP 655 West Broadway Suite 1900 San Diego, CA 92101-3301 619-231-1058 Fax: 619-231-7423 Email: [email protected] ATTORNEY TO BE NOTICED

Jeff S Westerman Westerman Law Corp 1925 Century Park East Suite 2100 Los Angeles, CA 90067 213-505-3090 Email: [email protected] ATTORNEY TO BE NOTICED

Laurence M Rosen

Rosen Law Firm 355 South Grand Avenue Suite 2450 Los Angeles, CA 90071 213-785-2610 Fax: 213-226-4684 Email: [email protected] ATTORNEY TO BE NOTICED

Lee M Gordon Hagens Berman Sobol Shapiro LLP 301 North Lake Avenue Suite 203 Pasadena, CA 91101 213-330-7150 Fax: 213-330-7152 Email: [email protected]

Mark I Labaton Motley Rice LLP 1801 Century Park East Suite 475 Los Angeles, CA 90067 310-552-8109 Fax: 310-552-8054 Email: [email protected] ATTORNEY TO BE NOTICED

Michael D Braun Braun Law Group PC 10680 West Pico Boulevard Suite 280 Los Angeles, CA 90064 310-836-6000 Fax: 310-836-6010 Email: [email protected] ATTORNEY TO BE NOTICED

Phillip Kim The Rosen Law Firm PA 275 Madison Avenue 34th Floor New York, NY 10016 212-686-1060 Fax: 212-202-3827 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED

Sarah Catherine Boone Marshack Hays LLP 870 Roosevelt Irvine, CA 92620 949-333-7777 Fax: 949-333-7778

Email: [email protected] TERMINATED: 04/05/2011 ATTORNEY TO BE NOTICED

V.

Consol Plaintiff

Stream SICAV Individually and on Behalf of All Other Similarly Situtated

Consol Plaintiff

Todd Marx Individually and On Behalf of All Others Similarly Situated

Consol Plaintiff

Xi Zhang Individually and on Behalf of All Others Similarly Situated

represented by Laurence M Rosen (See above for address) ATTORNEY TO BE NOTICED

represented by Laurence M Rosen (See above for address) ATTORNEY TO BE NOTICED

represented by Christopher T Heffelfinger Berman DeValerio One California Street Suite 900 San Francisco, CA 94111 415-433-3200 Fax: 415-433-6382 Email: [email protected] ATTORNEY TO BE NOTICED

Matthew D Pearson Berman DeValerio One California Street, Suite 900 San Franicsco, CA 94111 415-433-3200 Fax: 415-433-6382 Email: [email protected] ATTORNEY TO BE NOTICED

Roy L Jacobs Roy Jacobs & Associates 60 East 42nd Street 46th Floor New York, NY 10165 212-867-1156 Fax: 212-504-8343 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED

V.

Movant

Rino Investor Group The represented by Lionel Zevi Glancy

Glancy Binkow and Goldberg LLP 1925 Century Park East Suite 2100 Los Angeles, CA 90067 310-201-9150 Fax: 310-201-9160 Email: [email protected] ATTORNEY TO BE NOTICED

Michael M Goldberg Glancy Binkow and Goldberg LLP 1925 Century Park East Suite 2100 Los Angeles, CA 90067 310-201-9150 Fax: 310-201-9160 Email: [email protected] ATTORNEY TO BE NOTICED

Movant

Anna Hassenplug represented by Lionel Zevi Glancy (See above for address) ATTORNEY TO BE NOTICED

Michael M Goldberg (See above for address) ATTORNEY TO BE NOTICED

Movant

Roman Shteynshlyuger represented by Lionel Zevi Glancy (See above for address) ATTORNEY TO BE NOTICED


Movant

Pierce Gore represented by Lionel Zevi Glancy (See above for address) ATTORNEY TO BE NOTICED


Movant

James Graham represented by Lionel Zevi Glancy (See above for address) ATTORNEY TO BE NOTICED

Michael M Goldberg

(See above for address) ATTORNEY TO BE NOTICED

Movant

Diane Araiche represented by Lionel Zevi Glancy (See above for address) ATTORNEY TO BE NOTICED


Movant

M. Aileen Morningstar represented by Daniel Lawrence Germain derivative plaintiff from CV 11-0655 DDP

Rosman and Germain LLP

TERMINATED: 12/14/2012

16311 Ventura Boulevard Suite 1200 Encino, CA 91436-2152 818-788-0877 Fax: 818-788-0885 Email: [email protected] ATTORNEY TO BE NOTICED

Movant

Alice Slettedahl represented by Daniel Lawrence Germain derivative plaintiff from CV 11-0655 DDP

(See above for address)

TERMINATED: 12/14/2012

ATTORNEY TO BE NOTICED

V.

Defendant

Rino International Corporation represented by Emily V Griffen Shearman & Sterling LLP 4 Embarcadero Center Suite 3800 San Francisco, CA 94111 415-616-1100 Fax: 415-616-1199 Email: [email protected] ATTORNEY TO BE NOTICED

Jeffrey S Facter Shearman & Sterling LLP 4 Embarcadero Center Suite 3800 San Francisco, CA 94111 415-616-1100 Fax: 415-616-1199 Email: [email protected] ATTORNEY TO BE NOTICED

Patrick D Robbins Shearman & Sterling LLP 4 Embarcadero Center Suite 3800 San Francisco, CA 94111 415-616-1100 Fax: 415-616-1199 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

Dejun Zou

Defendant

Yi Jenny Liu also known as Jenny Liu

Defendant

Ben Wang

Defendant

Li Yu

Defendant

Kennith C. Johnson represented by John C Dwyer also known as

Cooley LLP Kenneth C. Johnson

Five Palo Alto Square 3000 El Camino Real Palo Alto, CA 94306-2155 650-843-5000 Fax: 650-849-7400 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Adam C Trigg Cooley Godward Kronish LLP Five Palo Alto Square 3000 El Camino Real Palo Alto, CA 94306 650-843-5000 Fax: 650-849-7400 Email: [email protected] ATTORNEY TO BE NOTICED

Emily V Griffen (See above for address) TERMINATED: 05/05/2011

ATTORNEY TO BE NOTICED

Jessica Valenzuela Santamaria Cooley LLP 5 Palo Alto Square 300 El Camino Real Palo Alto, CA 94306 650-843-5000 Fax: 650-849-7400 Email: [email protected] ATTORNEY TO BE NOTICED

Jonathan Bach Cooley LLP 1114 Avenue of the Americas New York, NY 10036 212-479-6000 Fax: 212-479-6275 Email: [email protected] TERMINATED: 09/12/2011 PRO HAC VICE ATTORNEY TO BE NOTICED

Patrick D Robbins (See above for address) ATTORNEY TO BE NOTICED

Defendant

Jianping Qiu

Defendant

Xie Quan

Defendant

Zejin Li

Defendant

Frazer Frost, LLP formerly known as Moore Stephens Wurth Frazer and Torbet, LLP

represented by Daniel S Agle Klinedinst 501 West Broadway Suite 600 San Diego, CA 92101 619-239-8131 Email: [email protected] ATTORNEY TO BE NOTICED

V.

Consol Defendant

Weiguo Zhang represented by Amitabh Chibber

Davis Polk & Wardwell LLP 1600 El Camino Real Menlo Park, CA 94025 650-752-2000 TERMINATED: 09/19/2012 ATTORNEY TO BE NOTICED

Michael R Petrocelli Davis Polk & Wardwell LLP 1600 El Camino Real Menlo Park, CA 94025 650-752-2000 Fax: 650-750-2111 Email: [email protected] ATTORNEY TO BE NOTICED

Neal Alan Potischman Davis Polk and Wardwell LLP 1600 El Camino Real Menlo Park, CA 94025 650-752-2000 Fax: 650-752-2111 Email: [email protected] ATTORNEY TO BE NOTICED

Date Filed # Docket Text

11/12/2010 1 CLASS ACTION COMPLAINT against Defendants Kenneth C. Johnson, Zejin Li, Jenny Liu, Jianping Qiu, Xie Quan, Rino International Corporation, Ben Wang, Li Yu, Dejun Zou. Case assigned to Judge Valerie Baker Fairbank for all further proceedings. Discovery referred to Magistrate Judge Victor B. Kenton.(Filing fee $ 350 PAID.) Jury Demanded., filed by Plaintiff Susan Hufnagle.(et) (mg). (Entered: 11/15/2010)

11/12/2010 21 DAY Summons Issued re Complaint - (Discovery) 1 as to Defendants Kenneth C. Johnson, Zejin Li, Jenny Liu, Jianping Qiu, Xie Quan, Rino International Corporation, Ben Wang, Li Yu, Dejun Zou. (et) (Entered: 11/15/2010)

11/12/2010 2 CERTIFICATION AND NOTICE of Interested Parties filed by Plaintiff Susan Hufnagle. (et) (ds). (Entered: 11/15/2010)

11/12/2010 3 NOTICE TO PARTIES OF ADR PROGRAM filed. (et) (Entered: 11/15/2010)

11/12/2010 4 NOTICE OF FILING FEE DUE on Pro Hac Vice Application mailed to attorney Phillip Kim for Plaintiff Susan Hufnagle. Your Pro Hac Vice application has not been received by the court. Please return your completed Application of Non-Resident Attorney to Appear in a Specific Case, form G-64, or a copy of the Notice of Electronic Filing of your application and the $275.00 fee and this notice immediately. Out-of-state federal government attorneys who are not employed by the U.S. Department of Justice are required to file a Pro Hac Vice application; no filing fee is required. (et) (Entered: 11/15/2010)

11/30/2010

11/30/2010

5 STANDING ORDER by Judge Valerie Baker Fairbank (se) (Entered: 11/16/2010)

6 CLERKS RE LOCAL RULE 3-2 TO COUNSEL on 11/19/10 addressed to [email protected] . COURT REQUIRES YOUR IMMEDIATE RESPONSE. Pursuant to Local Rule 3-2, you are required to e-mail, within 24 hours of filing, a Filed stamped copy of your complaint and other civil case initiating documents, in PDF format to the Court. To date, we have not received the PDF images of your filing. Please do so within 24 hours or this matter will be referred to the Chief Judge for further proceedings. (mg) (Entered: 11/30/2010)

7 MINUTES OF IN CHAMBERS ORDER TO COMPLY WITH LOCAL RULE 3-2 held before Judge Audrey B. Collins: PLAINTIFF is reminded that all manually filed civil initiating documents shall be e-mailed to the Court within 24 hours of their filing with the Court in PDF format only. PLAINTIFF is hereby ordered to e-mail PDF copies of the Summons, Notice of Assignment, Civil Cover Sheet, Certification and Notice of Interested Parties to the Civil Intake e-mail address for the appropriate Court Division within 24 hours of the issuance of this order. Failure to do so will result in a hearing before this Court and imposition of sanctions pursuant to Local Rule 83-7(a). (mg) (Entered: 11/30/2010)

8 CORRECTED MINUTES OF IN CHAMBERS ORDER TO COMPLY WITH LOCAL RULE 3-2 held before Judge Audrey B. Collins: PLAINTIFF is reminded that all manually filed civil initiating documents shall be e-mailed to the Court within 24 hours of their filing with the Court in PDF format only. PLAINTIFF is hereby ordered to e-mail PDF copies of the Summons, Notice of Assignment, Civil Cover Sheet to the Civil Intake e-mail address for the appropriate Court Division within 24 hours of the issuance of this order. Failure to do so will result in a hearing before this Court and imposition of sanctions pursuant to Local Rule 83-7(a). (mg) (Entered: 11/30/2010)

11/16/2010

11/19/2010

12/01/2010 9 PDF DOCUMENTS RECEIVED RE LOCAL RULE 3-2. The following PDF Documents were received by the Court on 12/1/10: Complaint, Summons, Notice of Assignment, Civil Cover Sheet. (mg) (Entered: 12/01/2010)

12/01/2010

12/21/2010

10 PDF DOCUMENTS ATTACHED TO DOCKET RE LOCAL RULE 3-2. The following PDF Documents were attached to the Court docket on 12/1/10: Complaint, Summons, Notice of Assignment, Civil Cover Sheet. (mg) (Entered: 12/01/2010)

11 MINUTE ORDER IN CHAMBERS by Judge Valerie Baker Fairbank: Counsel are hereby notified that a Scheduling Conference has been set for 2/14/2011 at 8:30 AM before Judge Valerie Baker Fairbank. Counsel are directed to comply with Rule 26(f) of the Federal Rules of Civil Procedure and Local Rule 26-1 in a timely fashion and to file a Joint Rule 26(f) Report, ADR Pilot Program Questionnaire,and a Notice of Settlement Procedure Selection Form ADR-1/ADR-12 on or before 1/31/2011. (jp) (Entered: 12/21/2010)

12/22/2010 12 STIPULATION for Extension of Time to File Answer to 60 days after lead plaintiff files consolidated complaint filed by Defendants Kenneth C. Johnson, Rino International Corporation. (Attachments: # 1 Proposed Order)(Griffen, Emily) (Entered: 12/22/2010)

12/27/2010 13 MINUTE ORDER IN CHAMBERS by Judge Valerie Baker Fairbank: re: Notice of Filing Fee Due (PHV) 4 . On November 12, 2010 the Clerk for the U.S. District Court

issued a notice to attorney Phillip Kim advising that his Pro Hac Vice Application fee had not been paid. As of the date of this minute order, the Pro Hac Vice application fee of $275 remains unpaid. If counsel fails to pay within 21 days of this notice, the Clerk is directed to remove the applicants name and address information from the docket. If the applicant believes payment has been satisfied, please provide proof of payment to the Fiscal Department. (cbr) (Entered: 12/27/2010)

12/27/2010

14 ORDER GRANTING EXTENSION OF TIME FOR DEFENDANTS TO RESPOND TO COMPLAINT re: Stipulation to Extend Time to Answer 12 , by Judge Valerie Baker Fairbank. (kbr) (Entered: 12/27/2010)

01/14/2011 15 NOTICE OF MOTION AND MOTION for Appointment of Counsel and Lead Plaintiff filed by (Proposed Lead Plaintiff Rosalina Lim) Susan Hufnagle. Motion set for hearing on 2/14/2011 at 01:30 PM before Judge Valerie Baker Fairbank. (Attachments: # 1 Memorandum, # 2 Declaration, # 3 Proposed Order)(Braun, Michael) (Entered: 01/14/2011)

01/14/2011 16 NOTICE OF MOTION AND MOTION to Consolidate Cases, as to 10-9517, 10- 01754, 10-09011, 10-01887, 10-01908,, MOTION for Appointment of Counsel MOTION OF THE RINO SHAREHOLDER GROUP FOR CONSOLIDATION, APPOINTMENT AS LEAD PLAINTIFF AND APPROVAL OF PROPOSED LEAD COUNSEL filed by Movant Susan Hufnagle. Motion set for hearing on 2/14/2011 at 01:30 PM before Judge Valerie Baker Fairbank. (Attachments: # 1 Proposed Order)(Gordon, Lee) (Entered: 01/14/2011)

01/14/2011 17 DECLARATION of Peter B. Borkon in support of MOTION to Consolidate Cases, as to 10-9517, 10-01754, 10-09011, 10-01887, 10-01908, MOTION for Appointment of Counsel MOTION OF THE RINO SHAREHOLDER GROUP FOR CONSOLIDATION, APPOINTMENT AS LEAD PLAINTIFF AND APPROVAL OF PROPOSED LEAD COUNSEL 16 filed by Plaintiff Susan Hufnagle. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D)(Gordon, Lee) (Entered: 01/14/2011)

01/14/2011 18 NOTICE of Appearance filed by attorney Mark Peter Kindall on behalf of Plaintiff Susan Hufnagle (Kindall, Mark) (Entered: 01/14/2011)

01/14/2011 19 NOTICE OF MOTION AND MOTION for Appointment of Counsel and Appointment of James BLackwood-Murray as Lead Plaintiff ( Motion set for hearing on 2/14/2011 at 01:30 PM before Judge Valerie Baker Fairbank.), MOTION to Consolidate Cases, as to 10-1754;10-1887;10-1908; 10-9011; 10-9517, filed by lead plaintiff movant Susan Hufnagle. (Attachments: # 1 Affidavit, # 2 Exhibit, # 3 Exhibit, # 4 Exhibit, # 5 Proposed Order)(Kindall, Mark) (Entered: 01/14/2011)

01/14/2011 20 of Interested Parties filed by lead plaintiff movant Susan Hufnagle, identifying James Blackwood-Murray, Izard Nobel LLP, the Class. (Kindall, Mark) (Entered: 01/14/2011)

01/14/2011 21 NOTICE OF MOTION AND MOTION to Consolidate Cases, as to 10-09517; 10- 01754; 10-09011; 10-01887; 10-01908,, MOTION for Appointment of Counsel and Appointment of Lead Plaintiff filed by Movant Frank Botta Susan Hufnagle. Motion set for hearing on 2/14/2011 at 01:30 PM before Judge Valerie Baker Fairbank. (Attachments: # 1 Proposed Order)(Robbins, Brian) (Entered: 01/14/2011)

01/14/2011 22 MEMORANDUM in Support of MOTION to Consolidate Cases, as to 10-09517; 10- 01754; 10-09011; 10-01887; 10-01908, MOTION for Appointment of Counsel and Appointment of Lead Plaintiff 21 filed by Movant Frank Botta filed by Plaintiff Susan Hufnagle. (Robbins, Brian) (Entered: 01/14/2011)

01/14/2011 23 DECLARATION of Gregory E. Del Gaizo in support of MOTION to Consolidate Cases, as to 10-09517; 10-01754; 10-09011; 10-01887; 10-01908, MOTION for Appointment of Counsel and Appointment of Lead Plaintiff 21 filed by Movant Frank Botta filed by Plaintiff Susan Hufnagle. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)(Robbins, Brian) (Entered: 01/14/2011)

01/14/2011 24 NOTICE OF MOTION AND MOTION for Appointment of Counsel and Appointment of Lead Plaintiff by Anupam Sarkar filed by Movant Susan Hufnagle. Motion set for hearing on 2/14/2011 at 01:30 PM before Judge Valerie Baker Fairbank. (Abadou, Ramzi) (Entered: 01/14/2011)

01/14/2011 25 DECLARATION of Ramzi Abadou in Support of MOTION for Appointment of Counsel and Appointment of Lead Plaintiff by Anupam Sarkar 24 filed by Plaintiff Susan Hufnagle. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D)(Abadou, Ramzi) (Entered: 01/14/2011)

01/14/2011 26 MEMORANDUM in Support of Motion of Zheming Ruan for Consolidation, Appointment as Lead Plaintiff, and Approval of Selection of Counsel filed by Plaintiff Susan Hufnagle. (Labaton, Mark) (Entered: 01/14/2011)

01/14/2011 27 NOTICE OF MOTION AND MOTION for Hearing For Consolidation, Appointment As Lead Plaintiff and Approval of Selection of Counsel, re Memorandum in Support of Motion 26 , filed by plaintiff Susan Hufnagle. Motion set for hearing on 2/14/2011 at 01:30 PM before Judge Valerie Baker Fairbank. (Labaton, Mark) (Entered: 01/14/2011)

01/14/2011 28 DECLARATION of Michael W. Stocker in support of MOTION for Hearing For Consolidation, Appointment As Lead Plaintiff and Approval of Selection of Counsel, re Memorandum in Support of Motion 26 , MOTION for Hearing For Consolidation, Appointment As Lead Plaintiff and Approval of Selection of Counsel, re Memorandum in Support of Motion 26 , 27 filed by Plaintiff Susan Hufnagle. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F)(Labaton, Mark) (Entered: 01/14/2011)

01/14/2011 29 Certification and Notice of Interested Parties filed by Plaintiff Susan Hufnagle, (Labaton, Mark) (Entered: 01/14/2011)

01/14/2011 30 NOTICE OF MOTION AND MOTION for Appointment of Counsel and Appointment of Guerrilla and Hua-Mei Partnerships as Lead Plaintiffs filed by Movant Guerrilla Partners, L.P. and Hua-Mei 21st Century Partners, L.P. Susan Hufnagle. Motion set for hearing on 2/14/2011 at 01:30 PM before Judge Valerie Baker Fairbank. (Attachments: # 1 Proposed Order)(Torbett, John) (Entered: 01/14/2011)

01/14/2011 31 MEMORANDUM in Support of MOTION for Appointment of Counsel and Appointment of Guerrilla and Hua-Mei Partnerships as Lead Plaintiffs 30 filed by Plaintiff Susan Hufnagle. (Torbett, John) (Entered: 01/14/2011)

01/14/2011 32 OF SERVICE filed by Plaintiff Susan Hufnagle, re MOTION for Hearing For

Consolidation, Appointment As Lead Plaintiff and Approval of Selection of Counsel, re Memorandum in Support of Motion 26 , MOTION for Hearing For Consolidation, Appointment As Lead Plaintiff and Approval of Selection of Counsel, re Memorandum in Support of Motion 26 , 27 , Memorandum in Support of Motion 26 , Certificate/Notice of Interested Parties 29 , Declaration (Motion related), Declaration (Motion related), Declaration (Motion related) 28 served on 1/14/11. (Labaton, Mark) (Entered: 01/14/2011)

01/14/2011 33 DECLARATION of Thomas C. Bright in Support of Motion of the Guerrilla and Hua- Mei Partnerships as Lead Plaintiffs MOTION for Appointment of Counsel and Appointment of Guerrilla and Hua-Mei Partnerships as Lead Plaintiffs 30 filed by Plaintiff Susan Hufnagle. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)(Torbett, John) (Entered: 01/14/2011)

01/14/2011 34 NOTICE OF MOTION AND MOTION for Appointment of Counsel Notice of Motion to Consolidate Related Actions; To be Appointed Lead Plaintiff; and to Approve Proposed Lead Plaintiff's Choice of Counsel; and Memorandum of Points and Authorities in Support (Filed by Bourouis Investor Group) filed by Movant Susan Hufnagle. (Attachments: # 1 Declaration of Kim E. Miller, # 2 Exhibit A-E to Miller Declaration, # 3 Proposed Order)(Westerman, Jeff) (Entered: 01/14/2011)

01/14/2011 35 NOTICE OF MOTION AND MOTION for Appointment of Counsel Notice of Motion and Motion of Stream SICAV to Consolidate Related Actions, For Appointment as Lead Plaintiff and Approval of Choice of Counsel ( Motion set for hearing on 2/14/2011 at 01:30 PM before Judge Valerie Baker Fairbank.), MOTION to Consolidate Cases filed by Movant Susan Hufnagle. (Attachments: # 1 Proposed Order)(Rosen, Laurence) (Entered: 01/14/2011)

01/14/2011 36 MEMORANDUM in Support of MOTION for Appointment of Counsel Notice of Motion and Motion of Stream SICAV to Consolidate Related Actions, For Appointment as Lead Plaintiff and Approval of Choice of Counsel MOTION to Consolidate Cases 35 filed by Plaintiff Susan Hufnagle. (Rosen, Laurence) (Entered: 01/14/2011)

01/14/2011 37 NOTICE OF MOTION AND MOTION to Consolidate Cases, as to 10-cv-1754; 10- cv-9011; 10-cv-1887; 10-cv-9517; 10-cv-1908,, MOTION for Appointment of Counsel and for Appointment as Lead Plaintiff by Giuliano and Adriana Biondi Lazzeretti and Regulos Davila filed by proposed lead plaintiff Susan Hufnagle. Motion set for hearing on 2/14/2011 at 01:30 PM before Judge Valerie Baker Fairbank. (O'Mara, Brian) (Entered: 01/14/2011)

01/14/2011 38 MEMORANDUM in Support of MOTION to Consolidate Cases, as to 10-cv-1754; 10-cv-9011; 10-cv-1887; 10-cv-9517; 10-cv-1908, MOTION for Appointment of Counsel and for Appointment as Lead Plaintiff by Giuliano and Adriana Biondi Lazzeretti and Regulos Davila 37 filed by Plaintiff Susan Hufnagle. (O'Mara, Brian) (Entered: 01/14/2011)

01/14/2011 39 DECLARATION of Laurence Rosen in support of MOTION for Appointment of Counsel Notice of Motion and Motion of Stream SICAV to Consolidate Related Actions, For Appointment as Lead Plaintiff and Approval of Choice of Counsel MOTION to Consolidate Cases 35 filed by Plaintiff Susan Hufnagle. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5)(Rosen,

Laurence) (Entered: 01/14/2011)

01/14/2011 40 DECLARATION of Brian O. O'Mara in Support of MOTION to Consolidate Cases, as to 10-cv-1754; 10-cv-9011; 10-cv-1887; 10-cv-9517; 10-cv-1908, MOTION for Appointment of Counsel and for Appointment as Lead Plaintiff by Giuliano and Adriana Biondi Lazzeretti and Regulos Davila 37 filed by Plaintiff Susan Hufnagle. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E)(O'Mara, Brian) (Entered: 01/14/2011)

01/14/2011 42 NOTICE OF MOTION AND MOTION for Order (a) Consolidating Related Actions, (b) Appointing Anna Hassenplug, Roman Shteynshlyuger, Pierce Gore, James Graham and Diane Araiche as Lead Plaintiff, and (c) Approving their selection of Glancy Binkow & Goldberg LLP and Lieff Cabraser heimann & Bernstein LLP as Co-Lead Counsel fot he Class. Motion set for hearing on 2/14/2011 at 01:30 PM before Judge Valerie Baker Fairbank, filed by Movants Rino Investor Group The, Anna Hassenplug, Roman Shteynshlyuger, Pierce Gore, James Graham, Diane Araiche. Lodged Proposed Order. (jp) (Entered: 01/18/2011)

01/14/2011 43 MEMORANDUM OF POINTS AND AUTHORITIES in Support of MOTION of The Rino Investor Group for Consolidation of Related Actions, Appointment as Lead Plaintiff and Approval of Co-Lead Counsel 42 filed by Movants Diane Araiche, Pierce Gore, James Graham, Anna Hassenplug, Rino Investor Group The, Roman Shteynshlyuger. (jp) (Entered: 01/18/2011)

01/14/2011 44 DECLARATION of MICHAEL GOLDBERG in support of MOTION of The Rino Investor Group for Consolidation of Related Actions, Appointment as Lead Plaintiff and Approval of Co-Lead Counsel 42 filed by Movants Diane Araiche, Pierce Gore, James Graham, Anna Hassenplug, Rino Investor Group The, Roman Shteynshlyuger. (jp) (Additional attachment(s) added on 1/18/2011: # 1 Part 2 of 3, # 2 Part 3 of 3) (jp). (Entered: 01/18/2011)

01/18/2011 41 Notice of Withdrawal of Motion for Appointment of Counsel 24 , Declaration (Motion related), Declaration (Motion related) 25 filed by Movant Susan Hufnagle. (Abadou, Ramzi) (Entered: 01/18/2011)

01/18/2011

01/18/2011

01/18/2011

45 NOTICE OF ERRATA filed by Plaintiff Susan Hufnagle. correcting MOTION for Hearing For Consolidation, Appointment As Lead Plaintiff and Approval of Selection of Counsel, re Memorandum in Support of Motion 26 , MOTION for Hearing For Consolidation, Appointment As Lead Plaintiff and Approval of Selection of Counsel, re Memorandum in Support of Motion 26 , 27 (Attachments: # 1 Proposed Order)(Labaton, Mark) (Entered: 01/18/2011)

46 NOTICE OF ERRATA filed by Plaintiff Susan Hufnagle. correcting MOTION for Hearing For Consolidation, Appointment As Lead Plaintiff and Approval of Selection of Counsel, re Memorandum in Support of Motion 26 , MOTION for Hearing For Consolidation, Appointment As Lead Plaintiff and Approval of Selection of Counsel, re Memorandum in Support of Motion 26 , 27 (Attachments: # 1 Proposed Order)(Labaton, Mark) (Entered: 01/18/2011)

47 CERTIFICATE OF SERVICE filed by Plaintiff Susan Hufnagle, re Errata, 46 , Errata, 45 served on January 18, 2011. (Labaton, Mark) (Entered: 01/18/2011)

01/24/2011 48 STIPULATION to Vacate Scheduling Conference and All Related Deadlines and

Filings Off Calendar filed by Defendants Kenneth C. Johnson, Rino International Corporation. (Attachments: # 1 Proposed Order)(Griffen, Emily) (Entered: 01/24/2011)

01/24/2011

49 RESPONSE OF MOVANT ZHEMING RUAN re COMPETING MOTIONS FOR CONSOLIDATION, APPOINTMENT AS LEAD PLAINTIFF, AND APPROVAL OF SELECTION OF COUNSEL filed by Plaintiff Susan Hufnagle. (Attachments: # 1 Certificate of Service)(Labaton, Mark) (Entered: 01/24/2011)

01/24/2011 50 MEMORANDUM in Support of MOTION to Consolidate Cases MOTION for Order for Appointing as Lead Plaintiff and Approval of Co-Lead Counsel 42 [Memorandum in Further Support] filed by Movants Diane Araiche, Pierce Gore, James Graham, Anna Hassenplug, Rino Investor Group The, Roman Shteynshlyuger. (Glancy, Lionel) (Entered: 01/24/2011)

01/24/2011 51 DECLARATION of Lionel Z. Glancy re Memorandum in Support of Motion, 50 filed by Movants Diane Araiche, Pierce Gore, James Graham, Anna Hassenplug, Rino Investor Group The, Roman Shteynshlyuger. (Attachments: # 1 Exhibit A - Order Appointing Lead Plaintiff in In re Dell Inc., Sec. Litig., # 2 Exhibit B - Order Appointing Lead Plaintiff in Murdeshwar v. Searchmedia Holdings Ltd., et al.)(Glancy, Lionel) (Entered: 01/24/2011)

01/24/2011 52 MEMORANDUM in Opposition Guerrilla Partners' and Hua-Mei 21st Century Partners' Memorandum in Opposition to Competing Motions for Appointment as Lead Plaintiff filed by Plaintiff Susan Hufnagle. (Cera, Solomon) (Entered: 01/24/2011)

01/24/2011 53 OPPOSITION filed by Plaintiff Susan Hufnagle. (O'Mara, Brian) (Entered: 01/24/2011)

01/24/2011 54 MEMORANDUM in Opposition of Stream SICAV to competing lead plaintiff motions filed by Plaintiff Susan Hufnagle. (Rosen, Laurence) (Entered: 01/24/2011)

01/24/2011 55 DECLARATION of Laurence Rosen in opposition to competing led plaintiff motions filed by Plaintiff Susan Hufnagle. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2)(Rosen, Laurence) (Entered: 01/24/2011)

01/24/2011 56 OPPOSITION Frank Botta's Opposition to the Motions for Appointment as Lead Plaintiff and Approval of Selection of Counsel filed by Plaintiff Susan Hufnagle. (Robbins, Brian) (Entered: 01/24/2011)

01/24/2011 57 DECLARATION of Gregory E. Del Gaizo re Objection/Opposition (Motion related) 56 in Support of Frank Botta's Opposition to the Motions for Appointment as Lead Plaintiff and Approval of Selection of Counsel filed by Plaintiff Susan Hufnagle. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3)(Robbins, Brian) (Entered: 01/24/2011)

01/24/2011

01/24/2011

58 MEMORANDUM of Points and Authorities in Support [Memorandum in Further Support] filed by the Bourouis Investor Group (Miller, Kim) (Entered: 01/24/2011)

59 DECLARATION of Kim E. Miller re Memorandum of Points and Authorities in Support (non-motion) 58 [Supplemental Declaration] filed by the Bourouis Investor Group filed by Plaintiff Susan Hufnagle. (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Miller, Kim) (Entered: 01/24/2011)

01/24/2011 60 RESPONSE IN SUPPORT of MOTION to Consolidate Cases, as to 10-9517, 10- 01754, 10-09011, 10-01887, 10-01908, MOTION for Appointment of Counsel MOTION OF THE RINO SHAREHOLDER GROUP FOR CONSOLIDATION, APPOINTMENT AS LEAD PLAINTIFF AND APPROVAL OF PROPOSED LEAD COUNSEL 16 AND IN OPPOSITION TO COMPETING MOTIONS filed by Plaintiff Susan Hufnagle. (Gordon, Lee) (Entered: 01/24/2011)

01/24/2011 61 DECLARATION of Peter E. Borkon In Support of MOTION to Consolidate Cases, as to 10-9517, 10-01754, 10-09011, 10-01887, 10-01908, MOTION for Appointment of Counsel MOTION OF THE RINO SHAREHOLDER GROUP FOR CONSOLIDATION, APPOINTMENT AS LEAD PLAINTIFF AND APPROVAL OF PROPOSED LEAD COUNSEL 16 AND IN OPPOSITION TO COMPETING MOTIONS filed by Plaintiff Susan Hufnagle. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3)(Gordon, Lee) (Entered: 01/24/2011)

01/24/2011 62 ORDER TAKING FEBRUARY 14, 2011 SCHEDULING CONFERENCE AND ALL RELATED DEADLINES AND FILINGS OFF CALENDAR by Judge Valerie Baker Fairbank, re Stipulation to Vacate 48 . (kbr) (Entered: 01/25/2011)

01/25/2011 63 RESPONSE IN SUPPORT of James Blackwood-Murray and Response to Motions For Appointment as Lead Plaintiff filed by Plaintiff Susan Hufnagle. (Kindall, Mark) (Entered: 01/25/2011)

01/31/2011 64 REPLY MOTION for Appointment of Counsel and Lead Plaintiff 15 (Movant Rosalina Lim) filed by Plaintiff Susan Hufnagle. (Braun, Michael) (Entered: 01/31/2011)

01/31/2011 65 REPLY in support MOTION to Consolidate Cases, as to 10-09517; 10-01754; 10- 09011; 10-01887; 10-01908, MOTION for Appointment of Counsel and Appointment of Lead Plaintiff 21 filed by Frank Botta filed by Plaintiff Susan Hufnagle. (Robbins, Brian) (Entered: 01/31/2011)

01/31/2011 66 DECLARATION of Gregory E. Del Gaizo re Reply (Motion related), Reply (Motion related) 65 filed by Frank Botta filed by Plaintiff Susan Hufnagle. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3)(Robbins, Brian) (Entered: 01/31/2011)

01/31/2011 67 REPLY in support of Motion MOTION for Appointment of Counsel and Appointment of Guerrilla and Hua-Mei Partnerships as Lead Plaintiffs 30 filed by Plaintiff Susan Hufnagle. (Bright, Thomas) (Entered: 01/31/2011)

01/31/2011 68 DECLARATION of Thomas C. Bright in support of Motion MOTION for Appointment of Counsel and Appointment of Guerrilla and Hua-Mei Partnerships as Lead Plaintiffs 30 [Supplemental Declaration] filed by Plaintiff Susan Hufnagle. (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Bright, Thomas) (Entered: 01/31/2011)

01/31/2011 69 REPLY Reply in Further Support MOTION for Appointment of Counsel Notice of Motion and Motion of Stream SICAV to Consolidate Related Actions, For Appointment as Lead Plaintiff and Approval of Choice of Counsel MOTION to Consolidate Cases 35 filed by Plaintiff Susan Hufnagle. (Rosen, Laurence) (Entered: 01/31/2011)

01/31/2011 70 DECLARATION of Laurence Rosen In Futher Support MOTION for Appointment of Counsel Notice of Motion and Motion of Stream SICAV to Consolidate Related

Actions, For Appointment as Lead Plaintiff and Approval of Choice of Counsel MOTION to Consolidate Cases 35 filed by Plaintiff Susan Hufnagle. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3)(Rosen, Laurence) (Entered: 01/31/2011)

01/31/2011 71 REPLY in Support of the Bourouis Investor Group's Motion to Consolidate Related Actions; to be Appointed Lead Plaintiff; and to Approve Proposed Lead Plaintiff's Choice of Counsel filed by Plaintiff Susan Hufnagle. (Attachments: # 1 Declaration, # 2 Exhibit)(Westerman, Jeff) (Entered: 01/31/2011)

01/31/2011 72 RESPONSE IN SUPPORT of MOTION to Consolidate Cases, as to 10-9517, 10- 01754, 10-09011, 10-01887, 10-01908, MOTION for Appointment of Counsel MOTION OF THE RINO SHAREHOLDER GROUP FOR CONSOLIDATION, APPOINTMENT AS LEAD PLAINTIFF AND APPROVAL OF PROPOSED LEAD COUNSEL 16 AND IN OPPOSITION TO COMPETING MOTIONS filed by Plaintiff Susan Hufnagle. (Gordon, Lee) (Entered: 01/31/2011)

01/31/2011 73 DECLARATION of Peter E. Borkon In Support Of MOTION to Consolidate Cases, as to 10-9517, 10-01754, 10-09011, 10-01887, 10-01908, MOTION for Appointment of Counsel MOTION OF THE RINO SHAREHOLDER GROUP FOR CONSOLIDATION, APPOINTMENT AS LEAD PLAINTIFF AND APPROVAL OF PROPOSED LEAD COUNSEL 16 And In Opposition to Competing Motions filed by Plaintiff Susan Hufnagle. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5)(Gordon, Lee) (Entered: 01/31/2011)

02/04/2011 74 STIPULATION to Strike Declaration (Motion related), Declaration (Motion related) 70 , Declaration (Motion related) 55 , Reply (Motion related), Reply (Motion related) 69 , MEMORANDUM in Opposition to Motion 54 filed by Movant Stream SICAV Susan Hufnagle. (Attachments: # 1 Proposed Order)(Rosen, Laurence) (Entered: 02/04/2011)

02/10/2011 75 MINUTE ORDER IN CHAMBERS by Judge Valerie Baker Fairbank. Due to calendar congestion, the Court continues the hearing on Plaintiffs' Motions to Consolidate, Appoint Lead Plaintiff and Approve Lead Counsel (dkts. #15, #16, #19, #21, #27, #30, #34, #35, #37, #42) from February 14, 2011 at 1:30 p.m. to February 16, 2011 at 1:30 p.m. (kbr) (Entered: 02/10/2011)

02/11/2011 76 ORDER by Judge Valerie Baker Fairbank GRANTING Stipulation to Strike 74 Certain of Stream SICAV'S Arguments Concerning The Bourouis Investor Group. (se) (Entered: 02/14/2011)

02/14/2011 77 MEMORANDUM in Opposition (Redacted Version Per Docket no. 76) filed by Plaintiff Susan Hufnagle. (Rosen, Laurence) (Entered: 02/14/2011)

02/14/2011 78 DECLARATION of Laurence Rosen in opposition to (redacted version per docket no. 76) filed by Plaintiff Susan Hufnagle. (Attachments: # 1 Exhibit 1)(Rosen, Laurence) (Entered: 02/14/2011)

02/14/2011 79 REPLY in further support MOTION for Appointment of Counsel Notice of Motion and Motion of Stream SICAV to Consolidate Related Actions, For Appointment as Lead Plaintiff and Approval of Choice of Counsel MOTION to Consolidate Cases 35 (redacted version per docket no. 76) filed by Plaintiff Susan Hufnagle. (Rosen, Laurence) (Entered: 02/14/2011)

02/14/2011

80 DECLARATION of Laurence Rosen in further support MOTION for Appointment of Counsel Notice of Motion and Motion of Stream SICAV to Consolidate Related Actions, For Appointment as Lead Plaintiff and Approval of Choice of Counsel MOTION to Consolidate Cases 35 (redacted version per docket no. 76) filed by Plaintiff Susan Hufnagle. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2)(Rosen, Laurence) (Entered: 02/14/2011)

02/14/2011 82 MINUTE ORDER IN CHAMBERS by Judge Valerie Baker Fairbank: TENTATIVE ORDER RE PLAINTIFFS' MOTIONS TO CONSOLIDATE, APPOINT LEAD PLAINTIFF AND APPROVE LEAD COUNSEL - DKTS. 15 , 16 , 19 , 21 , 27 , 30 , 34 , 35 , 37 , and 42 . (kbr) (Entered: 02/15/2011)

02/16/2011

81 NOTICE of Appearance filed by attorney Sarah Catherine Boone on behalf of Plaintiff Susan Hufnagle (Boone, Sarah) (Entered: 02/15/2011)

83 MINUTES: PROCEEDINGS: HEARING AND RULING ON SUBMITTED MATTER RE PLAINTIFFS MOTIONS TO CONSOLIDATE, APPOINT LEAD PLAINTIFF AND APPROVE LEAD COUNSEL (DKTS. # 15 , # 16 , # 19 , # 21 , # 27 , # 30 , # 34 , # 35 , # 37 , # 42 ) before Judge Valerie Baker Fairbank: Case called. the Court adopts its Tentative Ruling and for the reasons set forth therein hereby GRANTS each Motion, in part, with respect to the requests to consolidate these related actions, and GRANTS Stream SICAV Motion with respect to the request to be appointed lead plaintiff and the request to approve the Rosen Law Firm, P.A. as lead counsel for the class. The Court DENIES the Motions by each other Moving Plaintiff with respect to the request to be appointed lead plaintiff and for approval of choice of counsel. See dkts. #15, #16, #19, #21, #27, #30, #34, #35, #37, #42. (See attached Minute order for further information). Accordingly, the Court appoints Plaintiff Stream SICAV as lead plaintiff. Pursuant to the Court Order Granting Extension of Time for Defendants to Respond to Complaint (dkt. #14), Stream SICAV must file a consolidated complaint within 60 days from entry of this Order appointing Stream SICAV lead plaintiff pursuant to Section 21D(a)(3)(B) of the Private Securities Litigation Reform Act. Court Reporter: Rosalyn Adams. (jp) (Entered: 03/01/2011)

84 MINUTE IN CHAMBERS by Judge Valerie Baker Fairbank: ORDER REMOVING CV 11-655 VBF (MORNINGSTAR ET AL. V. JIANPING, ET AL.) AS A MEMBER OF THE CONSOLIDATED CASES IN CV 10-8695(HUFNAGLE V. RINO INTERNATIONAL CORPORATION, ET AL.) On 2/16/2011, the Court ruled on Plaintiffs Motions to Consolidate, Appoint Lead Plaintiff and Approve Lead Counsel in Hufnagle v. Rino International Corporation, et al., Case No. CV 10-8695. (Dkt. 12 in CV 11-655). Due to clerical error, Morningstar et al. v. Jianping, et al., Case No. CV 11-655, was incorrectly included as a member of the consolidated group of cases in Hufnagle, et al., Case No. CV 10-8695. Accordingly, it is hereby ordered that Morningstar et al., Case No. CV 11-655, be removed as a member of the consolidated group of cases Hufnagle, et al., Case No. CV 10-8695. The Morningstar case, however, shall remain as a related case to Hufnagle, et al., Case No. 10-8695, pursuant to the Notice of Related Case filed on 1/21/2011. (Dkt. 3 in CV 11-655). (jp) (Entered: 03/02/2011)

02/15/2011

02/16/2011

04/05/2011 85 NOTICE of Change of Attorney Information for attorney Sarah Catherine Boone counsel for Plaintiff Susan Hufnagle.Sarah C. Boone is no longer attorney of record for the aforementioned party in this case for the reason indicated in the G-06 Notice. Filed by Plaintiff Bourouis Investor Group (Boone, Sarah) (Entered: 04/05/2011)

04/18/2011 86 21 DAY Summons Issued re Complaint - (Discovery), Complaint - (Discovery) 1 as to Defendants. (se) (Entered: 04/25/2011)

04/18/2011 87 CONSOLIDATED AMENDED COMPLAINT CLASS ACTION related to: Complaint - (Discovery) 1 with JURY DEMAND, filed by Plaintiffs Stream SICAV, Todd Marx. (jp) (Additional attachment(s) added on 4/27/2011: # 1 21 Days summons Issued) (jp). (Entered: 04/27/2011)

04/18/2011 21 DAY Summons Issued re Consolidated Amended Complaint 87 as to defendants Kenneth C. Johnson, Jenny Liu, Jianping Qiu, Xie Quan, Rino International Corporation, Ben Wang, Li Yu, Weiguo Zhang, Dejun Zou. (jp) (Entered: 04/27/2011)

05/03/2011 88 REQUEST to Substitute attorney John C. Dwyer in place of attorney Patrick Robbins filed by Defendant Kenneth C. Johnson. (Attachments: # 1 Proposed Order Proposed Order)(Dwyer, John) (Entered: 05/03/2011)

05/03/2011 89 NOTICE OF ERRATA filed by Defendant Kenneth C. Johnson. correcting REQUEST to Substitute attorney John C. Dwyer in place of attorney Patrick Robbins 88 (Dwyer, John) (Entered: 05/03/2011)

05/03/2011 90 REQUEST to Substitute attorney John Dwyer in place of attorney Patrick Robbins filed by Defendant Kenneth C. Johnson. (Attachments: # 1 Proposed Order Proposed Order)(Dwyer, John) (Entered: 05/03/2011)

05/05/2011 91 ORDER by Judge Valerie Baker Fairbank: granting 90 Request to Substitute Attorney. Attorney Patrick Robbins terminated (lt) (Entered: 05/05/2011)

05/13/2011 92 APPLICATION for attorney Phillip C. Kim to Appear Pro Hac Vice(PHV Fee of $275 receipt number 0973-8646314 paid.) filed by Lead Plaintiff Stream SICAV. (Attachments: # 1 Proposed Order)(Rosen, Laurence) (Entered: 05/13/2011)

05/17/2011 93 STIPULATION for Extension of Time to File Answer to July 29, 2011 filed by Defendants Kenneth C. Johnson, Rino International Corporation. (Attachments: # 1 Proposed Order)(Robbins, Patrick) (Entered: 05/17/2011)

05/18/2011 96 ORDER GRANTING EXTENSION OF TIME FOR DEFENDANTS RINO I INTERNATIONAL CORPORATION AND KENNITH C. JOHNSON TO RESPOND TO CONSOLIDATED AMENDED COMPLAINT by Judge Valerie Baker Fairbank. The time for Defendants RINO International Corporation and Kennith C. Johnson to answer or otherwise respond to the Consolidated Amended Complaint is extended until July 29, 2011. (kbr) (Entered: 05/19/2011)

05/18/2011 97 ORDER by Judge Valerie Baker Fairbank: granting 92 Application to Appear Pro Hac Vice by Attorney Phillip Kim on behalf of Plaintiff, designating Laurence Rosen as local counsel. (lt) (Entered: 05/20/2011)

05/19/2011

94 NOTICE of Appearance filed by attorney Jessica Valenzuela Santamaria on behalf of Defendant Kenneth C. Johnson (Santamaria, Jessica) (Entered: 05/19/2011)

05/19/2011

95 NOTICE of Appearance filed by attorney Adam C Trigg on behalf of Defendant Kenneth C. Johnson (Trigg, Adam) (Entered: 05/19/2011)

05/26/2011

98 WAIVER OF SERVICE Returned Executed filed by Plaintiffs Stream SICAV, Todd Marx. upon Weiguo Zhang waiver sent by Plaintiff on 5/13/2011, answer due

7/12/2011. Waiver of Service signed by Michael Petrocelli. (Rosen, Laurence) (Entered: 05/26/2011)

05/27/2011 99 MINUTE IN CHAMBERS ORDER DISMISSING ACTION IN ITS ENTIRETY by Judge Valerie Baker Fairbank: In light of the Notice of Voluntary Dismissal (dkt. #16) filed by Plaintiff Xi Zhang on 5/26/2011, this action, Case No. SACV 10-1887-VBF (VBKx) is hereby dismissed in its entirety. See FRCP 41a(1)). This action, only, is closed and all future dates are vacated. (jp) (Entered: 05/27/2011)

06/02/2011 100 APPLICATION for Order for Lifting Discovery Stay to Permit Plaintiffs to Serve Special Interrogatory filed by Plaintiff Stream SICAV. Application set for hearing on 6/28/2011 at 10:00 AM before Magistrate Judge Victor B. Kenton. (Attachments: # 1 Proposed Order, # 2 Interrogatory)(Rosen, Laurence) (Entered: 06/02/2011)

06/02/2011 101 ***DOCUMENT WITHDRAWN*** PLEASE DISREGARD THIS DOCUMENT. MINUTE ORDER IN CHAMBERS by Judge Valerie Baker Fairbank: Counsel are hereby notified that a Scheduling Conference has been set for 8/8/2011 08:30 AM before Judge Valerie Baker Fairbank. Counsel are directed to comply with Rule 26(f) of the Federal Rules of Civil Procedure and Local Rule 26-1 in a timely fashion and to file a Joint Rule 26(f) Report, ADR Program Questionnaire, and a Notice of Settlement Procedure Selection Form ADR-1 on or before 7/25/2011. (jp) Modified on 6/3/2011 (jre). (Entered: 06/02/2011)

06/03/2011 102 NOTICE OF CLERICAL ERROR: Due to clerical error Minutes of In Chambers Order 101 setting a Scheduling Confrence was inadvertently issued. The document 101 is WITHDRAWN and the hearing taken off calendar. (jre) (Entered: 06/03/2011)

06/03/2011 103 MINUTE ORDER IN CHAMBERS by Magistrate Judge Victor B. Kenton, The Court is in receipt of Plaintiffs Application for Order for Lifting Discovery Stay to Permit Plaintiffs to Serve Special Interrogatory, Special Interrogatory and Proposed Order Granting Application for Order for Lifting Discovery Stay to Permit Plaintiffs to Serve Special Interrogatory. The Court Orders the hearing on June 28, 2011 at 10:00 a.m. VACATED. The Application for Order Lifting Discovery Stay to Permit Plaintiffs to Serve Special Interrogatory will be referred to the Clerk for the District Judge in this action. re: APPLICATION for Order for Lifting Discovery Stay to Permit Plaintiffs to Serve Special Interrogatory 100 (lmh) (Entered: 06/03/2011)

06/03/2011 104 NOTICE OF CLERICAL ERROR: Due to clerical error Re: Minutes of In Chambers Order 101 inadvertently filed by clerk. Document is withdrawn and date previously scheduled is off calendar. (se) (Entered: 06/03/2011)

06/06/2011 105 MINUTE ORDER IN CHAMBERS by Judge Valerie Baker Fairbank: Application for Order for Lifting Discovery Stay set for hearing on 7/11/2011 at 01:30 PM before Judge Valerie Baker Fairbank. (se) (Entered: 06/06/2011)

06/07/2011 106 First EX PARTE APPLICATION for Writ of Right to Attach and Writ of Attachment filed by Plaintiff Stream SICAV. (Attachments: # 1 Proposed Order, # 2 Memorandum)(Rosen, Laurence) (Entered: 06/07/2011)

06/07/2011 107 AFFIDAVIT re First EX PARTE APPLICATION for Writ of Right to Attach and Writ of Attachment 106 filed by Consol Plaintiff Stream SICAV (Attachments: # 1 Exhibit, # 2 Exhibit, # 3 Exhibit, # 4 Exhibit)(Rosen, Laurence) (Entered: 06/07/2011)

06/07/2011 108 First EX PARTE APPLICATION for Writ of Right to attach and Writ of Attachment Amended filed by Plaintiff Stream SICAV.(Rosen, Laurence) (Entered: 06/07/2011)

06/09/2011 109 NOTICE REGARDING PLAINTIFF'S EX PARTE APPLICATION filed by Specially Appearing Defendants Jianping Qiu, Dejun Zou. (Pennington, Lindsay) (Entered: 06/09/2011)

06/10/2011 110 JOINT OPPOSITION OF SPECIALLY APPEARING DEFENDANTS in opposition to re: First EX PARTE APPLICATION for Writ of Right to Attach and Writ of Attachment 106 filed by Defendants Jianping Qiu, Dejun Zou. (Attachments: # 1

. Declaration of Michael C. Tu in Support of Specially Appearing Defendants' Opposition to Ex Parte Application, # 2 Declaration of Diane Doolittle in Support of Specially Appearing Defendants' Opposition to Ex Parte Application)(Pennington, Lindsay) (Entered: 06/10/2011)

06/13/2011 111 MINUTES (IN CHAMBERS): ORDER by Judge Valerie Baker Fairbank: denying Ex Parte Application for Right to Attache and Writ of Attachment 106 and 108 . (kbr) (Entered: 06/14/2011)

06/20/2011 112 OPPOSITION re: APPLICATION for Order for Lifting Discovery Stay to Permit Plaintiffs to Serve Special Interrogatory 100 filed by Defendant Rino International

I Corporation. (Facter, Jeffrey) (Entered: 06/20/2011)

06/20/2011

06/21/2011

06/21/2011

06/21/2011

113 DECLARATION of EMILY V. GRIFFEN IN OPPOSITION TO APPLICATION for Order for Lifting Discovery Stay to Permit Plaintiffs to Serve Special Interrogatory 100 filed by Defendant Rino International Corporation. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D)(Facter, Jeffrey) (Entered: 06/20/2011)

114 NOTICE of Appearance filed by attorney Neal Alan Potischman on behalf of Consol Defendant Weiguo Zhang (Potischman, Neal) (Entered: 06/21/2011)

115 NOTICE of Appearance filed by attorney Michael R Petrocelli on behalf of Consol Defendant Weiguo Zhang (Petrocelli, Michael) (Entered: 06/21/2011)

116 NOTICE of Appearance filed by attorney Amitabh Chibber on behalf of Consol Defendant Weiguo Zhang (Chibber, Amitabh) (Entered: 06/21/2011)

06/21/2011 117 CERTIFICATION AND NOTICE of Interested Parties filed by Defendant Weiguo Zhang, identifying National Union Fire Insurance Company. (Chibber, Amitabh) (Entered: 06/21/2011)

06/21/2011 118 STIPULATION Extending Time to Answer the complaint as to Weiguo Zhang answer now due 7/29/2011, filed by Defendant Weiguo Zhang.(Chibber, Amitabh) (Entered: 06/21/2011)

06/24/2011 119 Joint STIPULATION to Continue Hearing on Lead Plaintiff's Motion Partially to Lift Discovery Stay from July 11, 2011 at 1:30 p.m. to July 18, 2011 at 3:30 p.m. filed by Defendant Rino International Corporation. (Attachments: # 1 Declaration of Emily V. Griffen, # 2 Proposed Order)(Griffen, Emily) (Entered: 06/24/2011)

06/27/2011 120 REPLY in support APPLICATION for Order for Lifting Discovery Stay to Permit Plaintiffs to Serve Special Interrogatory 100 filed by Plaintiff Susan Hufnagle, Consol Plaintiff Stream SICAV. (Attachments: # 1 Declaration)(Rosen, Laurence) (Entered: 06/27/2011)

06/27/2011 121 ORDER by Judge Valerie Baker Fairbank GRANTING Stipulation to Continue, 119 : Motion Partially to Lift Discovery Stay continued to 7/18/2011 at 03:30 PM before Judge Valerie Baker Fairbank. (se) (Entered: 06/28/2011)

07/05/2011 122 STIPULATION for Extension of Time to File Response filed by Defendant Rino International Corporation. (Attachments: # 1 Declaration of Emily V. Griffen, # 2 Proposed Order)(Griffen, Emily) (Entered: 07/05/2011)

07/06/2011 123 MINUTES (IN CHAMBERS) by Judge Valerie Baker Fairbank: COURT ORDER Re Plaintiff's Motion Partially to Lift Discovery Stay to Obtain Addresses to Serve Defendants with the Summons and Complaint (Dkt. 100). The Court hereby GRANTS the Motion 100 as follows: The PSLRA discovery stay is hereby lifted for the limited purpose of allowing Plaintiff to serve its Special Interrogatories (dkt 100-2) on RINO, edited to exclude requests for information about Weiguo Zhang. RINO shall respond within 30 days of service. (jp) (Entered: 07/06/2011)

07/06/2011 126 ORDER granting Stipulation for Extension of Time to File Response/Reply 122 : defendant Kenneth C. Johnson answer due 8/26/2011; Rino International Corporation answer due 8/26/2011; Weiguo Zhang answer due 8/26/2011 by Judge Valerie Baker Fairbank. (se) (Entered: 07/07/2011)

07/07/2011 124 NOTICE of Change of Attorney Information for attorney Emily V Griffen counsel for Defendant Rino International Corporation. Changing address to 4 Embarcadero Center, Suite 3800, San Francisco, CA 94111. Filed by Defendant RINO International Corporation (Griffen, Emily) (Entered: 07/07/2011)

07/07/2011 125 NOTICE of Change of Attorney Information for attorney Patrick D Robbins counsel for Defendant Rino International Corporation. Changing address to 4 Embarcadero Center, Suite 3800, San Francisco, CA 94111. Filed by defendant RINO International Corporation (Robbins, Patrick) (Entered: 07/07/2011)

08/02/2011 127 NOTICE of Change of Attorney Information for attorney Laurence M Rosen counsel for Plaintiff Susan Hufnagle. Changing Address to 355 South Grand Avenue, Suite 2450, Los Angeles, California 90071. Filed by Plaintiff Susan Hufnagle (Rosen, Laurence) (Entered: 08/02/2011)

08/16/2011 128 STIPULATION for Extension of Time to File Response filed by Defendant Rino International Corporation. (Attachments: # 1 Declaration of Emily V. Griffen, # 2 Proposed Order)(Griffen, Emily) (Entered: 08/16/2011)

08/17/2011 129 ORDER GRANTING EXTENSION OF TIME FOR DEFENDANTS TO RESPOND TO CONSOLIDATED AMENDED COMPLAINT by Judge Valerie Baker Fairbank, granting Stipulation for Extension of Time to File Response 128 . The time for Defendants RINO International Corporation, Kennith C. Johnson and Weiguo Zhang to answer or otherwise respond to the Consolidated Amended Complaint is extended until September 9, 2011. (kbr) (Entered: 08/17/2011)

08/23/2011 130 Joint STIPULATION for Protective Order filed by Defendant Rino International Corporation. (Attachments: # 1 Proposed Order)(Griffen, Emily) (Entered: 08/23/2011)

08/24/2011 131 NOTICE OF ERRATA filed by Defendant Rino International Corporation. correcting Stipulation for Protective Order 130 (Griffen, Emily) (Entered: 08/24/2011)

08/24/2011 132 Joint STIPULATION for Protective Order filed by Defendant Rino International Corporation. (Attachments: # 1 Proposed Order)(Griffen, Emily) (Entered: 08/24/2011)

08/26/2011 133 PROTECTIVE ORDER by Magistrate Judge Victor B. Kenton, Pursuant to the stipulation of the Parties, the Court hereby ORDERS as follows: 1. This Stipulated Protective Order applies only to information, documents and things produced pursuant to the Order or any subsequent order made to enforce the provisions of the Order, and to copies or information extracted therefrom that might reveal information deemed CONFIDENTIAL pursuant to this Stipulated Protective Order. re Stipulation for Protective Order 132 (SEE ORDER FOR FURTHER DETAILS/NOTE CHANGES MADE BY COURT) (lmh) (Entered: 08/29/2011)

09/09/2011 134 First APPLICATION for attorney Jonathan Bach to Appear Pro Hac Vice(PHV Fee of $275 receipt number 0973-9198676 paid.) filed by Defendant Kenneth C. Johnson. (Attachments: # 1 Proposed Order Order on Application of Non-Resident Attorney to Appear in a Specific Case, # 2 Exhibit Certificate of Good Standing)(Santamaria, Jessica) (Entered: 09/09/2011)

09/09/2011 135 NOTICE OF MOTION AND MOTION to Dismiss Case RINO International Corporation's Notice of Motion and Motion to Dismiss Plaintiffs' Consolidated Amended Complaint; Memorandum of Points and Authorities in Support Thereof filed by Defendant Rino International Corporation. Motion set for hearing on 11/14/2011 at 01:30 PM before Judge Valerie Baker Fairbank. (Attachments: # 1 Proposed Order [Proposed] Order Granting RINO International Corporation's Motion to Dismiss Plaintiffs' Consolidated Amended Complaint)(Facter, Jeffrey) (Entered: 09/09/2011)

09/09/2011 136 DECLARATION of Emily V. Griffen in support of MOTION to Dismiss Case RINO International Corporation's Notice of Motion and Motion to Dismiss Plaintiffs' Consolidated Amended Complaint; Memorandum of Points and Authorities in Support Thereof 135 Declaration of Emily V. Griffen in Support of RINO International Corporation's Motion to Dismiss Plaintiffs' Consolidated Amended Complaint filed by Defendant Rino International Corporation. (Attachments: # 1 Exhibit Exhibit A, # 2 Exhibit Exhibit B)(Griffen, Emily) (Entered: 09/09/2011)

09/09/2011

137 REQUEST FOR JUDICIAL NOTICE re MOTION to Dismiss Case RINO International Corporation's Notice of Motion and Motion to Dismiss Plaintiffs' Consolidated Amended Complaint; Memorandum of Points and Authorities in Support Thereof 135 Notice of Request and Request for Judicial Notice in Support ofRINO International Corporation's Motion to Dismiss Plaintiffs' Consolidated Amended Complaint filed by Defendant Rino International Corporation. (Facter, Jeffrey) (Entered: 09/09/2011)

09/09/2011 138 RINO International Corporation's Notice of Interested Parties NOTICE of Interested Parties filed by Defendant Rino International Corporation, (Facter, Jeffrey) (Entered: 09/09/2011)

09/09/2011 139 NOTICE OF MOTION AND MOTION to Dismiss Case Defendants Kennith C. Johnson and Weiguo Zhang's Notice of Motion and Motion to Dismiss Consolidated Amended Complaint filed by Defendant Kenneth C. Johnson. Motion set for hearing on 11/14/2011 at 01:30 PM before Judge Valerie Baker Fairbank. (Dwyer, John) (Entered: 09/09/2011)

09/09/2011 140 MEMORANDUM in Support of MOTION to Dismiss Case Defendants Kennith C. Johnson and Weiguo Zhang's Notice of Motion and Motion to Dismiss Consolidated Amended Complaint 139 filed by Defendant Kenneth C. Johnson. (Dwyer, John) (Entered: 09/09/2011)

09/09/2011 141 DECLARATION of Adam Trigg In Support of MOTION to Dismiss Case Defendants Kennith C. Johnson and Weiguo Zhang's Notice of Motion and Motion to Dismiss Consolidated Amended Complaint 139 filed by Defendant Kenneth C. Johnson. (Dwyer, John) (Entered: 09/09/2011)

09/09/2011 142 REQUEST FOR JUDICIAL NOTICE re MOTION to Dismiss Case Defendants Kennith C. Johnson and Weiguo Zhang's Notice of Motion and Motion to Dismiss Consolidated Amended Complaint 139 filed by Defendant Kenneth C. Johnson. (Dwyer, John) (Entered: 09/09/2011)

09/09/2011 143 Notice of Interested Parties filed by Defendant Kenneth C. Johnson, (Dwyer, John) (Entered: 09/09/2011)

09/12/2011 144 ORDER by Judge Valerie Baker Fairbank: denying 134 Application to Appear Pro Hac Vice. Terming Attorney Jonathan Bach. Local counsel does not reside within the Central District. (lt) (Entered: 09/13/2011)

09/20/2011 145 Joint REQUEST to Exceed Page Limitation Permission to file an omnibus brief of 45 pages in opposition to defendants' motions to dismiss instead of two 25 page briefs in opposition to defendants' separate motions to dismiss filed by Lead Plaintiff Todd Marx, Stream SICAV. (Attachments: # 1 Proposed Order)(Rosen, Laurence) (Entered: 09/20/2011)

09/20/2011 149 ORDER by Judge Percy Anderson: granting 145 Request for Leave to File a Single 45-Page Memorandum Instead of Two 25-page Memos of Law in Opposition to Defendants' Two Motions to Dismiss. (se) (Entered: 09/21/2011)

09/21/2011 146 NOTICE OF MOTION AND MOTION to Compel Answers to Interrogatories of Defendant RINO International Corporation filed by Lead Plaintiffs Todd Marx, Stream SICAV. Motion set for hearing on 10/11/2011 at 10:00 AM before Magistrate Judge Victor B. Kenton. (Attachments: # 1 Memorandum Joint Stipulation pursuant to Local Rule 37-2, # 2 Declaration of Jonathan Horne, # 3 Exhibit 1, # 4 Exhibit 2, # 5 Proposed Order)(Rosen, Laurence) (Entered: 09/21/2011)

09/21/2011 147 DECLARATION of Emily V. Griffen in opposition to MOTION to Compel Answers to Interrogatories of Defendant RINO International Corporation 146 filed by Defendant Rino International Corporation. (Attachments: # 1 Exhibit A - M)(Griffen, Emily) (Entered: 09/21/2011)

09/21/2011 148 DECLARATION of Zhou Qi in opposition to MOTION to Compel Answers to Interrogatories of Defendant RINO International Corporation 146 filed by Defendant Rino International Corporation. (Griffen, Emily) (Entered: 09/21/2011)

09/27/2011 150 MEMORANDUM in Support of MOTION to Compel Answers to Interrogatories of Defendant RINO International Corporation 146 filed by Consol Plaintiffs Todd Marx, Stream SICAV. (Attachments: # 1 Declaration of Gang Song)(Rosen, Laurence) (Entered: 09/27/2011)

09/27/2011 151 ORDER by Magistrate Judge Victor B. Kenton, This Tentative Decision is provided

for the assistance of counsel in preparation for the hearing in this matter. It may not be cited in this or any other case for any purpose. No supplemental documents may be filed with the Court unless they are timely and in compliance with Local Rule 37-2.3. Supplemental documents may not exceed five (5) pages, including exhibits. Courtesy copies of all supplemental documents will be delivered to chambers. If both counsel wish to submit on this Tentative Decision, they should notify the Court Clerk. The matter will be taken off-calendar, and a final decision will be issued consistent with this Tentative Decision. re MOTION to Compel Answers to Interrogatories of Defendant RINO International Corporation 146 (SEE ORDER FOR FURTHER DETAILS) (lmh) (Entered: 09/27/2011)

09/27/2011 152 MEMORANDUM in Opposition to MOTION to Dismiss Case Defendants Kennith C. Johnson and Weiguo Zhang's Notice of Motion and Motion to Dismiss Consolidated Amended Complaint 139 , MOTION to Dismiss Case RINO International Corporation's Notice of Motion and Motion to Dismiss Plaintiffs' Consolidated Amended Complaint; Memorandum of Points and Authorities in Support Thereof 135 filed by Consol Plaintiffs Todd Marx, Stream SICAV. (Rosen, Laurence) (Entered: 09/27/2011)

09/27/2011 153 DECLARATION of Laurence Rosen in opposition to MOTION to Dismiss Case Defendants Kennith C. Johnson and Weiguo Zhang's Notice of Motion and Motion to Dismiss Consolidated Amended Complaint 139 , MOTION to Dismiss Case RINO International Corporation's Notice of Motion and Motion to Dismiss Plaintiffs' Consolidated Amended Complaint; Memorandum of Points and Authorities in Support Thereof 135 filed by Consol Plaintiffs Todd Marx, Stream SICAV. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12, # 13 Exhibit 13, # 14 Exhibit 14, # 15 Exhibit 15)(Rosen, Laurence) (Entered: 09/27/2011)

09/27/2011 154 REQUEST FOR JUDICIAL NOTICE re MOTION to Dismiss Case Defendants Kennith C. Johnson and Weiguo Zhang's Notice of Motion and Motion to Dismiss Consolidated Amended Complaint 139 , MOTION to Dismiss Case RINO International Corporation's Notice of Motion and Motion to Dismiss Plaintiffs' Consolidated Amended Complaint; Memorandum of Points and Authorities in Support Thereof 135 filed by Lead plaintiff Stream SICAV. (Rosen, Laurence) (Entered: 09/27/2011)

10/11/2011 155 STIPULATION to RE-Noticing Motion Hearing to November 21, 2011 at 1:30 p.m. MOTION to Dismiss Case Defendants Kennith C. Johnson and Weiguo Zhang's Notice of Motion and Motion to Dismiss Consolidated Amended Complaint 139 , MOTION to Dismiss Case RINO International Corporation's Notice of Motion and Motion to Dismiss Plaintiffs' Consolidated Amended Complaint; Memorandum of Points and Authorities in Support Thereof 135 filed by Plaintiff Stream SICAV. (Attachments: # 1 Proposed Order)(Rosen, Laurence) (Entered: 10/11/2011)

10/11/2011 156 MINUTES (IN CHAMBERS): ORDER by Magistrate Judge Victor B. Kenton: granting 146 Motion to Compel Answers to Interrogatories. The information will be provided within 30 days of the date of this Order. The hearing scheduled for October 11, 2011 is HEREBY VACATED. (SEE ORDER FOR DETAILS) (rh) (Entered: 10/11/2011)

10/12/2011 157 NOTICE of Decision: Decision of Court in the Central District of California addressing issues relevant to this case filed by Plaintiff Todd Marx, Stream SICAV. (Attachments: # 1 Exhibit Decision of Other Court)(Rosen, Laurence) (Entered: 10/12/2011)

10/12/2011 158 ORDER by Judge Percy Anderson: Motions to Dismiss continued to 11/21/2011 at 01:30 PM before Judge Valerie Baker Fairbank. (se) (Entered: 10/12/2011)

10/26/2011 159 NOTICE OF REASSIGNMENT OF CASE due to Unavailability of Judicial Officer filed. The previously assigned District Judge is no longer available. Pursuant to directive of the Chief District Judge and in accordance with the rules of this Court, the case has been returned to the Clerk for reassignment. This case has been reassigned to Judge Dean D. Pregerson for all further proceedings. Case number will now read CV 10-08695 DDP(VBKx). (rn) (Entered: 10/26/2011)

10/28/2011 160 NOTICE of Decision: Decision of Other Court relevant to Defendants' Motions to Dismiss (Dkt. 135, 139) filed by Plaintiff Todd Marx, Stream SICAV, Xi Zhang. (Attachments: # 1 Exhibit 1)(Rosen, Laurence) (Entered: 10/28/2011)

10/28/2011 161 First APPLICATION for Sanctions Fed. R. Civ. Pro. 37(a)(5)(A), dkt # 156 and this Court's order # 156 filed by Plaintiff Todd Marx, Stream SICAV. Application set for hearing on 12/6/2011 at 10:00 AM before Magistrate Judge Victor B. Kenton. (Attachments: # 1 Proposed Order)(Rosen, Laurence) (Entered: 10/28/2011)

10/28/2011 162 First APPLICATION for Sanctions Fed. R. Civ. Pro. 37(a)(5)(A), dkt # 156 and this court's order #156 filed by Plaintiff Todd Marx, Stream SICAV. Application set for hearing on 12/6/2011 at 10:00 AM before Magistrate Judge Victor B. Kenton. (Rosen, Laurence) (Entered: 10/28/2011)

10/28/2011 163 First APPLICATION for Sanctions Fed. R. Civ. Pro. 37(a)(5)(A), dkt # 156 and this court's order #156 filed by Plaintiff Todd Marx, Stream SICAV. Application set for hearing on 12/6/2011 at 10:00 AM before Magistrate Judge Victor B. Kenton. (Attachments: # 1 Exhibit)(Rosen, Laurence) (Entered: 10/28/2011)

11/02/2011 164 NOTICE OF ERRATA filed by Consol Plaintiffs Todd Marx, Stream SICAV. correcting First APPLICATION for Sanctions Fed. R. Civ. Pro. 37(a)(5)(A), dkt # 156 and this court's order #156First APPLICATION for Sanctions Fed. R. Civ. Pro. 37(a)(5)(A), dkt # 156 and this court's order #156 162 CORRECTING WRONG EVENT SELECTED -- CORRECT EVENT IS MEMORANDUM OF POINTS AND AUTHORITIES IN SUPPORT OF MOTION FOR SANCTIONS (DKT. # 161) (Rosen, Laurence) Modified on 11/3/2011 (lc). (Entered: 11/02/2011)

11/02/2011 165 NOTICE OF ERRATA filed by Consol Plaintiffs Todd Marx, Stream SICAV. correcting First APPLICATION for Sanctions Fed. R. Civ. Pro. 37(a)(5)(A), dkt # 156 and this court's order #156First APPLICATION for Sanctions Fed. R. Civ. Pro. 37(a)(5)(A), dkt # 156 and this court's order #156 163 CORRECTING WRONG EVENT SELECTED -- CORRECT EVENT IS DECLARATION OF JONATHAN HORNE IN SUPPORT OF MOTION FOR SANCTIONS (DKT. # 161) (Attachments: # 1 Exhibit)(Rosen, Laurence) (Entered: 11/02/2011)

11/03/2011 166 MEMORANDUM in Support of Motion For Costs and Attorneys' Fees filed by Consol Plaintiffs Todd Marx, Stream SICAV. (Rosen, Laurence) (Entered: 11/03/2011)

11/03/2011 167 DECLARATION of Jonathan Horne in support of First APPLICATION for Sanctions Fed. R. Civ. Pro. 37(a)(5)(A), dkt # 156 and this Court's order # 156First APPLICATION for Sanctions Fed. R. Civ. Pro. 37(a)(5)(A), dkt # 156 and this Court's order # 156 161 filed by Consol Plaintiffs Todd Marx, Stream SICAV. (Attachments: # 1 Exhibit 1-2)(Rosen, Laurence) (Entered: 11/03/2011)

11/03/2011 168 NOTICE OF ERRATA filed by Consol Plaintiffs Todd Marx, Stream SICAV. correcting First APPLICATION for Sanctions Fed. R. Civ. Pro. 37(a)(5)(A), dkt # 156 and this court's order #156First APPLICATION for Sanctions Fed. R. Civ. Pro. 37(a)(5)(A), dkt # 156 and this court's order #156 162 (Rosen, Laurence) (Entered: 11/03/2011)

11/03/2011 169 NOTICE OF ERRATA filed by Consol Plaintiffs Todd Marx, Stream SICAV. correcting First APPLICATION for Sanctions Fed. R. Civ. Pro. 37(a)(5)(A), dkt # 156 and this court's order #156First APPLICATION for Sanctions Fed. R. Civ. Pro. 37(a)(5)(A), dkt # 156 and this court's order #156 163 (Rosen, Laurence) (Entered: 11/03/2011)

11/03/2011 170 NOTICE OF ERRATA filed by Consol Plaintiffs Todd Marx, Stream SICAV. correcting Errata, 164 (Rosen, Laurence) (Entered: 11/03/2011)

11/03/2011 171 NOTICE OF ERRATA filed by Consol Plaintiffs Todd Marx, Stream SICAV. correcting Errata,, 165 (Rosen, Laurence) (Entered: 11/03/2011)

11/07/2011 172 REPLY in support of MOTION to Dismiss Case RINO International Corporation's Notice of Motion and Motion to Dismiss Plaintiffs' Consolidated Amended Complaint; Memorandum of Points and Authorities in Support Thereof 135 filed by Defendant Rino International Corporation. (Facter, Jeffrey) (Entered: 11/07/2011)

11/07/2011 173 REPLY Johnson and Zhang's Reply In Support of MOTION to Dismiss Case Defendants Kennith C. Johnson and Weiguo Zhang's Notice of Motion and Motion to Dismiss Consolidated Amended Complaint 139 filed by Defendant Kenneth C. Johnson. (Santamaria, Jessica) (Entered: 11/07/2011)

11/07/2011 174 DECLARATION of Trigg, Adam In Support of Reply 173 to Opposition to Motion to Dismiss MOTION to Dismiss Case Defendants Kennith C. Johnson and Weiguo Zhang's Notice of Motion and Motion to Dismiss Consolidated Amended Complaint 139 filed by Defendant Kenneth C. Johnson. (Santamaria, Jessica) (Entered: 11/07/2011)

11/07/2011 175 REQUEST FOR JUDICIAL NOTICE re MOTION to Dismiss Case Defendants Kennith C. Johnson and Weiguo Zhang's Notice of Motion and Motion to Dismiss Consolidated Amended Complaint 139 In Support of Reply 173 to Opposition filed by defendants Kenneth C. Johnson. (Santamaria, Jessica) (Entered: 11/07/2011)

11/07/2011 176 DEFENDANTS JOHNSON AND ZHANG'S OPPOSITION TO PLAINTIFF'S REQUEST FOR JUDICIAL NOTICE 154 re MOTION to Dismiss Case Defendants Kennith C. Johnson and Weiguo Zhang's Notice of Motion and Motion to Dismiss Consolidated Amended Complaint 139 filed by Defendant Kenneth C. Johnson. (Santamaria, Jessica) (Entered: 11/07/2011)

11/08/2011 177 MINUTE ORDER (IN CHAMBERS) by Judge Dean D. Pregerson. This action has been assigned to the calendar of Judge Dean D. Pregerson. Counsel are encouraged to

review the Central Districts website for additional information. It is not necessary to clear a motion date with the Court Clerk prior to filing the motion. The Court hears motions only on Mondays at 10:00 a.m. The Court requires delivery of two non-blue backed Mandatory Chambers Copies of only the following manual and electronically filed documents: (1) All noticed motions and related documents; (2) All ex parte applications and related documents; and (3) All exhibits and attachments must be separately tabbed. [Refer to the Court's General Order No. 10-07 regarding ECF Courtesy Paper Copies.] (sch) (Entered: 11/08/2011)

11/10/2011 178 MEMORANDUM of Points and Authorities in Support filed by Plaintiff Todd Marx, Stream SICAV. Re: Request for Judicial Notice, Request for Relief,,,, 154 (Rosen, Laurence) (Entered: 11/10/2011)

11/15/2011 179 OPPOSITION re: First APPLICATION for Sanctions Fed. R. Civ. Pro. 37(a)(5)(A), dkt # 156 and this Court's order # 156First APPLICATION for Sanctions Fed. R. Civ. Pro. 37(a)(5)(A), dkt # 156 and this Court's order # 156 161 filed by Defendant Rino International Corporation. (Attachments: # 1 Proposed Order)(Griffen, Emily) (Entered: 11/15/2011)

11/15/2011 180 DECLARATION of EMILY V. GRIFFEN IN OPPOSITION TO First APPLICATION for Sanctions Fed. R. Civ. Pro. 37(a)(5)(A), dkt # 156 and this Court's order # 156First APPLICATION for Sanctions Fed. R. Civ. Pro. 37(a)(5)(A), dkt # 156 and this Court's order # 156 161 filed by Defendant Rino International Corporation. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J, # 11 Exhibit K, # 12 Exhibit L, # 13 Exhibit M)(Griffen, Emily) (Entered: 11/15/2011)

11/16/2011 181 MINUTE ORDER (IN CHAMBERS) by Judge Dean D. Pregerson. COUNSEL ARE NOTIFIED that on the Court's own motion the MOTION TO DISMISS PLAINTIFFS'

I CONSOLIDATED AMENDED COMPLAINT FILED BY DEFENDANT RINO INTERNATIONAL CORPORATION 135 and the MOTION TO DISMISS CONSOLIDATED AMENDED COMPLAINT FILED BY DEFENDANT KENNETH C. JOHNSON 139 is hereby continued from November 21, 2011 to November 28, 2011 at 10:00 a.m. (sch) (Entered: 11/16/2011)

11/17/2011 182 MINUTES (IN CHAMBERS) ORDER by Magistrate Judge Victor B. Kenton, On October 11, 2011, this Court granted Plaintiffs Motion to Compel Answers to Interrogatories, and vacated a hearing noticed for that date. (See Docket No. 156.) Defendants indicate in their response to this current motion that they have complied with this Courts Order. Plaintiffs are now bringing a Motion for Attorneys Fees and Costs to be awarded in their favor with regard to this prior motion.1 Plaintiffs filed this Motion without complying with Local Rule 37. But in any event, Plaintiffs are not entitled to attorneys fees. The Court finds that the Defendants objections to the discovery sought by Plaintiffs was not frivolous, but was reasonable andsubstantially justified as set forth in Federal Rule of Civil Procedure 37(a)(5)(A). Consequently, Plaintiffs Motion for Attorneys Fees and Costs will be DENIED. 161 Application for Sanctions (lmh) (Entered: 11/17/2011)

11/21/2011 183 STIPULATION to Continue Hearing on Defendants' Motions to Dismiss from November 28, 2011 to January 9, 2012 filed by Defendant Rino International Corporation. (Attachments: # 1 Proposed Order)(Robbins, Patrick) (Entered: 11/21/2011)

11/22/2011 184 ORDER by Judge Dean D. Pregerson, re Stipulation 183 : The hearing on the Motion to Dismiss Plaintiffs Consolidated Amended Complaint filed by Defendant RINO International Corporation 135 and the Motion to Dismiss Consolidated Amended Complaint filed by Defendants Kennith C. Johnson and Weiguo Zhang 139 is hereby continued from November 28, 2011 to January 9, 2012 at 10:00 a.m. (lc) (Entered: 11/22/2011)

12/08/2011 185 NOTICE of Decision: Notice of Recent Decision filed by Defendants Kenneth C. Johnson, Rino International Corporation, Weiguo Zhang. (Attachments: # 1 Exhibit A)(Robbins, Patrick) (Entered: 12/08/2011)

01/05/2012 186 STIPULATION for Order to Continue Hearing on Defendants' Motions to Dismiss filed by Defendant Rino International Corporation. (Attachments: # 1 Proposed Order)(Robbins, Patrick) (Entered: 01/05/2012)

01/05/2012 187 ORDER by Judge Dean D. Pregerson, re Stipulation 186 The hearing on the Motion to Dismiss Plaintiffs Consolidated Amended Complaint filed by Defendant RINO International Corporation 135 and the Motion to Dismiss Consolidated Amended Complaint filed by Defendants Kennith C. Johnson and Weiguo Zhang 139 are hereby continued from January 9, 2012 at 10:00 a.m. to March 19, 2012 at 10:00 am. (lc) (Entered: 01/05/2012)

03/14/2012 188 STIPULATION to Vacate Hearing on Defendants' Motions to Dismiss and Set Status Conference MOTION to Dismiss Case Defendants Kennith C. Johnson and Weiguo Zhang's Notice of Motion and Motion to Dismiss Consolidated Amended Complaint 139 , MOTION to Dismiss Case RINO International Corporation's Notice of Motion and Motion to Dismiss Plaintiffs' Consolidated Amended Complaint; Memorandum of Points and Authorities in Support Thereof 135 filed by Defendant Rino International Corporation. (Attachments: # 1 Proposed Order)(Robbins, Patrick) (Entered: 03/14/2012)

03/14/2012 189 MINUTE ORDER IN CHAMBERS by Judge Dean D. Pregerson:COUNSEL ARE NOTIFIED that the STIPULATION TO VACATE HEARING 188 is denied. The MOTION TO DISMISS PLAINTIFFS' CONSOLIDATED AMENDED COMPLAINT FILED BY DEFENDANT RINO INTERNATIONAL CORPORATION 135 and the MOTION TO DISMISS CONSOLIDATEDAMENDED COMPLAINT FILED BY DEFENDANT KENNETH C. JOHNSON 139 is hereby continued from March 19, 2012 to April 16, 2012 at 10:00 a.m. In addition, a STATUS CONFERENCE RE: SETTLEMENT is set for April 16, 2012 at 10:00 a.m. (lc) (Entered: 03/14/2012)

04/09/2012 190 NOTICE OF MOTION AND MOTION for Settlement Approval of class action (preliminary approval) filed by plaintiff Stream SICAV. Motion set for hearing on 5/14/2012 at 10:00 AM before Judge Dean D. Pregerson. (Attachments: # 1 Proposed Order Order preliminarily approviing settlement and establishing notice procedures)(Rosen, Laurence) (Entered: 04/09/2012)

04/09/2012 191 MEMORANDUM in Support of MOTION for Settlement Approval of class action (preliminary approval) MOTION for Settlement Approval of class action (preliminary approval) 190 filed by Consol Plaintiff Stream SICAV. (Rosen, Laurence) (Entered: 04/09/2012)

04/09/2012 192 Class Action Settlement Agreement re MOTION for Settlement Approval of class

04/11/2012 193

action (preliminary approval) MOTION for Settlement Approval of class action (preliminary approval) 190 filed by Consol Plaintiff Stream SICAV. (Attachments: # 1 Proposed Order Order Preliminarily Approving Settlement and Notice Procedures, # 2 Exhibit Summary Notice to Class, # 3 Exhibit Long-Form Notice to Class, # 4 Exhibit Proof of Claim Form, # 5 Proposed Order Final Judgment)(Rosen, Laurence) (Entered: 04/09/2012)

MINUTES (IN CHAMBERS) by Judge Dean D. Pregerson: COUNSEL ARE NOTIFIED that on the Court's own motion the MOTION TO DISMISS PLAINTIFFS' CONSOLIDATED AMENDED COMPLAINT FILED BY DEFENDANT RINO INTERNATIONAL CORPORATION (135), MOTION TO DISMISS CONSOLIDATED AMENDED COMPLAINT FILED BY DEFENDANT KENNETH C. JOHNSON 139 and the STATUS CONFERENCE RE: SETTLEMENT set for April 16, 2012 at 10:00 a.m.,are hereby taken off calendar, the hearing date vacated and will be decided without oral argument. (lc) (Entered: 04/11/2012)

05/14/2012 194 MINUTES OF Motion Hearing held before Judge Dean D. Pregerson: REMOTION FOR SETTLEMENT APPROVAL OF CLASS ACTION (PRELIMINARY APPROVAL) FILED BY PLAINTIFF STREAM SICAV 190 . Court and counsel confer as reflected on the record. Counsel shall submit a new Order re Settlement Approval.Court Reporter: Maria Bustillos. (lc) (Entered: 05/21/2012)

05/21/2012 195 PRELIMINARY APPROVAL ORDER 190 by Judge Dean D. Pregerson: the Court adopts all defined terms as set forth in the Stipulation for approval of the proposed Settlement of the claims against Defendants and Individual Defendants in the Action, in accordance with the Stipulation; dismissal of those claims with prejudice; certification of the Class in the Action solely for purposes of settlement; and the provision of notice to the Class.(SEE DOCUMENT FOR SPECIFIC REQUIREMENTS AND INSTRUCTIONS). There shall be a Final Approval Hearing onSeptember 17, 2012 at 10:00 a.m. to finally certify the Class.(SEE DOCUMENT FOR SPECIFIC REQUIREMENTS AND INSTRUCTIONS). (lc) (Entered: 05/21/2012)

07/06/2012 197 SECOND AMENDED COMPLAINT against defendants Kenneth C. Johnson, Jenny Liu, Jianping Qiu, Xie Quan, Rino International Corporation, Ben Wang, Li Yu, Weiguo Zhang, Dejun Zou, Frazer Frost, LLP fka Moore Stephens Wurth Frazer and Tobet, LLP amending Consolidated Complaint 87 Jury Demand,filed by plaintiff Stream SICAV, Todd Marx (lc) (lc). (Additional attachment(s) added on 9/4/2012: # 1 issued summons) (lc). (Entered: 07/17/2012)

07/13/2012 196 ORDER that on the May 14, 2012 the Court held a hearing to consider,among other things, Lead Plaintiff Stream SICAVs request for leave to file an amended complaint; and WHEREAS, good cause is appearing for the reasons set forth in the record; IT IS HEREBY ORDERED THAT: Lead Plaintiff is granted leave to file an amended complaint by Judge Dean D. Pregerson. (lc) Modified on 7/13/2012 (lc). (Entered: 07/13/2012)

08/15/2012 198 NOTICE OF MOTION AND MOTION for Settlement Approval of FINAL I APPROVAL OF PARTIAL CLASS ACTION SETTLEMENT AND PLAN OF ALLOCATION filed by Lead Plaintiff Stream SICAV. Motion set for hearing on 9/17/2012 at 08:30 AM before Judge Dean D. Pregerson. (Attachments: # 1 Proposed

Order Proposed Final Judgment)(Rosen, Laurence) (Entered: 08/15/2012)

08/15/2012 199 MEMORANDUM in Support of MOTION for Settlement Approval of FINAL APPROVAL OF PARTIAL CLASS ACTION SETTLEMENT AND PLAN OF ALLOCATION 198 filed by Consol Plaintiff Stream SICAV. (Rosen, Laurence) (Entered: 08/15/2012)

08/15/2012 200 NOTICE OF MOTION AND MOTION for Attorney Fees filed by Lead Plaintiff Stream SICAV. Motion set for hearing on 9/17/2012 at 08:30 AM before Judge Dean D. Pregerson. (Attachments: # 1 Proposed Order)(Rosen, Laurence) (Entered: 08/15/2012)

08/15/2012 201 MEMORANDUM in Support of MOTION for Attorney Fees 200 filed by Consol Plaintiff Stream SICAV. (Rosen, Laurence) (Entered: 08/15/2012)

08/15/2012 202 DECLARATION of Laurence Rosen in support of MOTION for Attorney Fees 200 , MOTION for Settlement Approval of FINAL APPROVAL OF PARTIAL CLASS ACTION SETTLEMENT AND PLAN OF ALLOCATION 198 filed by Consol Plaintiff Stream SICAV. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2)(Rosen, Laurence) (Entered: 08/15/2012)

08/16/2012 203 MINUTE ORDER IN CHAMBERS by Judge Dean D. Pregerson:COUNSEL ARE i NOTIFIED that the MOTION FOR SETTLEMENT APPROVAL OF FINAL APPROVAL OF PARTIAL CLASS ACTION SETTLEMENT AND PLAN OF ALLOCATION FILED BY LEAD PLAINTIFF STREAM SICAV 198 ) and the MOTION FOR ATTORNEY FEES FILED BY LEAD PLAINTIFF STREAM SICAV 200 ) were noticed for an incorrect time. The hearing will held at 10:00 a.m. (lc) (Entered: 08/16/2012)

08/29/2012 21 DAY Summons Issued re Second Amended Complaint, 197 as to defendants Frazer Frost, LLP, Kenneth C. Johnson, Zejin Li, Jenny Liu, Jianping Qiu, Xie Quan, Ben Wang, Li Yu, Weiguo Zhang, Dejun Zou. (lc) (Entered: 09/04/2012)

08/31/2012 204 I STIPULATION to Continue Final Settlement Approval Hearing from September 17, 2012 to December 17, 2012 filed by Defendant Rino International Corporation. (Attachments: # 1 Proposed Order)(Robbins, Patrick) (Entered: 08/31/2012)

09/12/2012 205 Joint STIPULATION Extending Time to Answer the complaint as to Frazer Frost, LLP answer now due 10/15/2012, filed by Defendant Frazer Frost, LLP. (Attachments: # 1 Proposed Order)(Agle, Daniel) (Entered: 09/12/2012)

09/12/2012 206 ORDER by Judge Dean D. Pregerson, re Stipulation 204 The Final Approval Hearing on the pending settlement is hereby continued from September 17, 2012 at 10:00 am to December 17, 2012 at 10:00 am. (lc) (Entered: 09/12/2012)

09/12/2012 207 Notice of Electronic Filing re Order, Set/Reset Hearing 206 e-mailed to [email protected] bounced due to 550 5.2.0 STOREDRV.Deliver: The Microsoft Exchange Information Store service reported an error. Primary e-mail address corrected. Notice of Electronic Filing resent addressed to [email protected] . Pursuant to the General Order and Local Rules it is the attorneys obligation to maintain all personal contact information including e-mail address in the CM/ECF system. THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY.(tyw) TEXT ONLY ENTRY (Entered: 09/13/2012)

09/19/2012 208 ORDER granting Stipulation 205 extending Frazer Frost time to answer consolidated second amended complaint to 10/15/12 by Judge Dean D. Pregerson (lc) (Entered: 09/19/2012)

09/19/2012 209 Notice of Electronic Filing re Order Extending Answer Due Deadline 208 e-mailed to [email protected] bounced due to 550 5.1.1 <[email protected] >... User unknown. The primary e-mail address associated with the attorney record has been deleted. Pursuant to the General Order and Local Rules it is the attorneys obligation to maintain all personal contact information including e-mail address in the CM/ECF system. THERE IS NO PDF DOCUMENT ASSOCIATED WITH THIS ENTRY.(tyw) TEXT ONLY ENTRY (Entered: 09/19/2012)

09/19/2012 210 NOTICE of Withdrawal of Attorney filed by Defendant Weiguo Zhang. (Potischman, Neal) (Entered: 09/19/2012)

09/20/2012 211 NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents RE: Notice (Other) 210 . pdf is a notice of withdrawal of one attorney. The following error(s) was found: Incorrect event selected.If applicable, The correct event is: Change of lead counsel. Otherwise a proposed order may be required to withdraw from case. In response to this notice the court may order (1) an amended or correct document to be filed (2) the document stricken or (3) take other action as the court deems appropriate. You need not take any action in response to this notice unless and until the court directs you to do so. (lc) (Entered: 09/20/2012)

10/15/2012 212 NOTICE OF MOTION AND MOTION to Dismiss Case filed by Defendant Frazer Frost, LLP. Motion set for hearing on 1/14/2013 at 10:00 AM before Judge Dean D. Pregerson. (Attachments: # 1 Memorandum of Points and Authoriites, # 2 Request for Judicial Notice, # 3 Declaration of Daniel S. Agle, # 4 Exhibit A, # 5 Exhibit B, # 6 Exhibit C, # 7 Exhibit D, # 8 Exhibit E, # 9 Exhibit F)(Agle, Daniel) (Entered: 10/15/2012)

10/16/2012 213 NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents RE: Frazer Frost, LL MOTION to Dismiss Case 212 . The following error(s) was found: Local Rule 7.1-1 No Certification of Interested Parties. In response to this notice the court may order (1) an amended or correct document to be filed (2) the document stricken or (3) take other action as the court deems appropriate. You need not take any action in response to this notice unless and until the court directs you to do so. (lc) (Entered: 10/16/2012)

10/16/2012 214 NOTICE OF ERRATA filed by Defendant Frazer Frost, LLP. correcting MOTION to Dismiss Case 212 (Attachments: # 1 Memorandum)(Agle, Daniel) (Entered: 10/16/2012)

10/18/2012 215 Certification of Interested Parties filed by Defendant Frazer Frost, LLP, identifying Frazer Frost, LLP; Fireman's Fund Insurance Company; and Liberty Mutual Insurance Company. (Agle, Daniel) (Entered: 10/18/2012)

11/19/2012 216 NOTICE OF MOTION AND MOTION for Attorney Fees and Reimbursement of Expenses filed by Derivative Plaintiffs M. Aileen Morningstar and Alice Slettedahl Susan Hufnagle. Motion set for hearing on 12/17/2012 at 10:00 AM before Judge Dean D. Pregerson. (Attachments: # 1 Memorandum, # 2 Declaration of Robin Winchester, # 3 Proposed Order)(Germain, Daniel) Modified on 11/20/2012 (lc).

(STRICKEN PER 11/20/12 MINUTES). (Entered: 11/19/2012)

11/20/2012 217 NOTICE TO FILER OF DEFICIENCIES in Electronically Filed Documents RE: MOTION for Attorney Fees and Reimbursement of Expenses 216 . The following error(s) was found: Neither the NON parties Nor the attorney are on record for this case. No pending motion nor order to permit filer on this case. Non partys first filings are to file their Documents at civil intake. In response to this notice the court may order (1) an amended or correct document to be filed (2) the document stricken or (3) take other action as the court deems appropriate. You need not take any action in response to this notice unless and until the court directs you to do so. (lc) (Entered: 11/20/2012)

11/20/2012 218 MINUTES (IN CHAMBERS) by Judge Dean D. Pregerson: COUNSEL ARE NOTIFIED that the document entitled MOTION FOR ATTORNEY FEES, filed on November 19, 2012, docket number 216 was electronically filed incorrectly and therefore ordered STRICKEN from the docket with the hearing date VACATED. (lc) (Entered: 11/20/2012)

11/20/2012 220 NOTICE of Appearance filed by attorney Daniel Lawrence Germain on behalf of Movants M. Aileen Morningstar, Alice Slettedahl (lc) (Entered: 11/26/2012)

11/21/2012 219 OPPOSITION to Ex Parte Application filed by Consol Plaintiffs Todd Marx, Stream SICAV. (Rosen, Laurence) (Entered: 11/21/2012)

11/21/2012 221 EX PARTE APPLICATION for Relief from From the Court's November 20, 2012 Order Striking Derivative Plaintiffs' Motion for Attorneys' Fees and Reimbursement of Expenses re 218 filed by Derivative Plaintiffs M. Aileen Morningstar, Alice Slettedahl. Lodged Proposed Order.(cch) (Additional attachment(s) added on 11/26/2012: # 1 Proposed Order) (cch). Modified on 12/11/2012 (lc).(STRICKEN PER 12/11/12 MINUTES) Modified on 1/8/2013 (lc). (Entered: 11/26/2012)

11/21/2012 222 DERIVATIVE PLAINTIFFS' NOTICE OF MOTION AND MOTION FOR ATTORNEYS' FEES AND REIMBURSEMENT OF EXPENSES. Motion set for hearing on 12/24/2012 at 10:00 AM before Judge Dean D. Pregerson filed by movant M. Aileen Morningstar, Alice Slettedahl. Lodged order. (Attachments: # 1 proposed order)(lc) Modified on 12/11/2012 (lc). (STRICKEN PER 12/11/12 MINUTES) (Entered: 11/26/2012)

11/21/2012 223 MEMORANDUM in Support of DERIVATIVE PLAINTIFFS' NOTICE OF MOTION AND MOTION FOR ATTORNEYS' FEES AND REIMBURSEMENT OF EXPENSES 222 filed by Movants M. Aileen Morningstar, Alice Slettedahl. (lc) Modified on 1/8/2013 (lc). (Entered: 11/26/2012)

11/21/2012 224 DECLARATION of Robin Winchester in support of Derivative plaintiffs EX PARTE APPLICATION for Relief from From the Court's November 20, 2012 Order Striking Derivative Plaintiffs' Motion for Attorneys' Fees and Reimbursement of Expenses 221 filed by Movants M. Aileen Morningstar, Alice Slettedahl. (lc) Modified on 11/27/2012 (lc). (Entered: 11/26/2012)

11/21/2012 226 DECLARATION of Robin Winchester in support of DERIVATIVE PLAINTIFFS' NOTICE OF MOTION AND MOTION FOR ATTORNEYS' FEES AND REIMBURSEMENT OF EXPENSES 222 filed by Movants M. Aileen Morningstar, Alice Slettedahl. (Attachments: # 1 part 2, # 2 part 3, # 3 part 4, # 4 part 5)(lc)

(Entered: 11/30/2012)

11/29/2012 225 MEMORANDUM in Opposition to MOTION to Dismiss Case 212 filed by Consol Plaintiff Stream SICAV. (Rosen, Laurence) (Entered: 11/29/2012)

12/03/2012 227 MEMORANDUM in Opposition to MOTION for Attorney Fees MOTION for Costs against Jianping Qiu, Rino International Corporation, Dejun Zou 222 filed by Consol Plaintiff Stream SICAV. (Attachments: # 1 Declaration Declaration of Laurence Rosen in Opposition to Derivative Plainitffs' Motion for Attorneys' Fees and Reimbursement of Expenses, # 2 Exhibit Exhibit 1 Part 1, # 3 Exhibit Exhibit 1 Part 2)(Rosen, Laurence) (Entered: 12/03/2012)

12/10/2012 228 REPLY in support of MOTION for Attorney Fees MOTION for Costs against Jianping Qiu, Rino International Corporation, Dejun Zou 222 filed by Movants M. Aileen Morningstar, Alice Slettedahl. (Attachments: # 1 Declaration of Robin Winchester)(Germain, Daniel) (Entered: 12/10/2012)

12/10/2012 229 EX PARTE APPLICATION to Shorten Time for Hearing to December 17, 2012 on Derivative Plaintiffs' Motion for Attorneys' Fees and Reimbursement of Expenses filed by Derivative Plaintiffs M. Aileen Morningstar, Alice Slettedahl. (Attachments: # 1 Declaration of Robin Winchester, # 2 Proposed Order)(Germain, Daniel) Modified on 12/11/2012 (lc).(STRICKEN PER 12/11/12 MINUTES) (Entered: 12/10/2012)

12/11/2012 230 MINUTES (IN CHAMBERS) by Judge Dean D. Pregerson: COUNSEL ARE NOTIFIED Daniel Lawrence Germain is not counsel of record in this case. Therefore, the documents entitled MOTION FOR ATTORNEYS' FEES 222 , EX PARTE APPLICATION FORRELIEF 221 and EX PARTE APPLICATION TO SHORTEN TIME 229 are ordered STRICKEN from the docket. (lc) (Entered: 12/11/2012)

12/12/2012 231 DECLARATION of Paul Mulholland Concerning Mailing of Notice and Claim Form and Exclusion Requests filed by Consol Plaintiff Stream SICAV. (Rosen, Laurence) (Entered: 12/12/2012)

12/13/2012 232 EX PARTE APPLICATION to Intervene and to Vacate Minute Order [dkt. 230] Striking Derivative Plaintiffs' Motion for Attorneys' Fees and Reimbursement of Expenses filed by Derivative Plaintiffs M. Aileen Morningstar, Alice Slettedahl. (Attachments: # 1 Declaration of Eric Zagar, # 2 Exhibit 1 (Proposed Complaint in Intervention), # 3 Exhibit 2 (Declaration of Robin Winchester-part 1), # 4 Exhibit 2 (Declaration of Robin Winchester-part 2), # 5 Exhibit 3 (Supplemental Declaration of Robin Winchester), # 6 Proposed Order)(Germain, Daniel) (Entered: 12/13/2012)

12/14/2012 233 ORDER by Judge Dean D. Pregerson: denying 232 Derivative plaintiffs M. Aileen Morningstar, Alice Slettedahl Ex Parte Application to file Complaint in Intervention. (lc). Modified on 12/14/2012 (lc). (Entered: 12/14/2012)

12/17/2012 234 MINUTES OF Motion Hearing held before Judge Dean D. Pregerson: RE MOTION I FOR SETTLEMENT APPROVAL OF FINAL APPROVAL OF PARTIAL CLASS ACTION SETTLEMENT AND PLAN OF ALLOCATION FILED BY LEAD PLAINTIFF STREAM SICAV 198 and MOTION FOR ATTORNEY FEES FILED BY LEAD PLAINTIFF STREAM SICAV 200 . Court hears oral argument and takes the matters under submission.Court Reporter: Maria Bustillos. (lc) (Entered: 12/17/2012)

12/19/2012 235 FINAL JUDGMENT AND ORDER OF DISMISSAL WITH PREJUDICE: The Settlement is approved as fair, reasonable and adequate, and in the best interests of the Class Members. The Stipulation and the Settlement contained therein are hereby finally approved in all respects and the Parties to the Settlement are directed to consummate the Settlement in accordance with the terms and provisions of the Stipulation. The claims against Defendants and Individual Defendants in theComplaint are hereby dismissed without costs (except as otherwise ordered by this Court) and with prejudice in full and final discharge of any and all claims which were or could have been asserted in the Action as against all Defendants and Individual Defendants by Judge Dean D. Pregerson (see document for detailed specifics). (lc) (Entered: 12/19/2012)

12/27/2012 240 NOTICE OF DISCREPANCY AND ORDER: by Judge Dean D. Pregerson, ORDERING ex parte application to file complaint in intervention submitted by Movants M. Aileen Morningstar, Alice Slettedahl received on 12/13/12 is not to be filed but instead rejected. (lc) (Entered: 01/04/2013)

12/27/2012 241 NOTICE OF DISCREPANCY AND ORDER: by Judge Dean D. Pregerson, ORDERING ex parte submitted by Movants M. Aileen Morningstar, Alice Slettedahl received on 12/23/12 is not to be filed but instead rejected. (Attachments: # 1 part 2, # 2 part 3, # 3 part 4, # 4 part 5, # 5 part 6, # 6 part 7, # 7 part 8, # 8 part 9, # 9 part 10, # 10 part 11, # 11 part 12, # 12 part 13, # 13 part 14, # 14 part 15, # 15 part 16, # 16 part 17, # 17 part 18, # 18 part 19, # 19 part 20, # 20 part 21, # 21 part 22, # 22 part 23, # 23 part 24, # 24 part 25, # 25 part 26, # 26 part 27, # 27 part 28, # 28 part 29, # 29 part 30, # 30 part 31, # 31 part 32, # 32 part 33) (lc) (Entered: 01/04/2013)

12/28/2012 236 REPLY in support of motion MOTION to Dismiss Case 212 filed by Defendant Frazer Frost, LLP. (Agle, Daniel) (Entered: 12/28/2012)

12/28/2012 237 DECLARATION of Dan S. Agle in support of Motion MOTION to Dismiss Case 212 filed by Defendant Frazer Frost, LLP. (Attachments: # 1 Exhibit EX G to supplemental declaration of Dan Agle, # 2 Exhibit EX H to supplemental declaration of Dan Agle)(Agle, Daniel) (Entered: 12/28/2012)

12/28/2012 238 SUPPLEMENT to MOTION to Dismiss Case 212 supplemental request forjudicial notice in support of motion to dismiss filed by Defendant Frazer Frost, LLP. (Agle, Daniel) (Entered: 12/28/2012)

12/28/2012 239 Mail Returned addressed to Amitabh Chibber re Order on Motion for Settlement, Order on Motion for Attorney Fees, Motion Hearing,,, 234 (lc) (Entered: 12/28/2012)

01/14/2013 242 MINUTES OF Motion Hearing held before Judge Dean D. Pregerson: RE: MOTION TO DISMISS CASE 212 .Court hears oral argument and takes the matter under submission.Court Reporter: Maria Bustillos. (lc) (Entered: 01/14/2013)

01/14/2013 243 ORDER by Judge Dean D. Pregerson: granting 212 Frazer Frosts Motion to Dismiss is GRANTED, with leave to amend. Any amended complaint shall be filed within fourteen days of the date of this order. (lc). Modified on 1/15/2013 (lc). (Entered: 01/15/2013)

01/24/2013 244 THIRD AMENDED COMPLAINT against defendants Frazer Frost, LLP, Kenneth C. Johnson, Jenny Liu, Jianping Qiu, Xie Quan, Rino International Corporation, Ben Wang, Li Yu, Weiguo Zhang, Dejun Zou amending Amended Complaint, 197 Jury

demand,filed by plaintiffs Stream SICAV, Todd Marx Susan Hufnagle, (lc) (lc). (Entered: 01/29/2013)

01/30/2013 245 Joint STIPULATION for Extension of Time to File response to third amended complaint filed by Defendant Frazer Frost, LLP. (Attachments: # 1 Proposed Order)(Agle, Daniel) (Entered: 01/30/2013)

02/04/2013 246 ORDER granting Stipulation 245 :1. The time for Defendant Frazer Frost to answer or otherwise respond to the consolidated third amended complaint is extended until February 27, 2013; 2. In the event Defendant Frazer Frost files a motion to dismiss the consolidated third amended complaint, lead plaintiff shall have 30 days from the filing of such motion in which to file papers in opposition to the motion; 3. Defendant Frazer Frost shall have 21 days from the filing of lead plaintiffs opposition papers in which to file reply papers by Judge Dean D. Pregerson (lc) (Entered: 02/04/2013)

02/22/2013 247 NOTICE OF MOTION AND MOTION to Dismiss Case filed by Defendant Frazer Frost, LLP. Motion set for hearing on 4/29/2013 at 10:00 AM before Judge Dean D. Pregerson. (Attachments: # 1 Memorandum of Points and Authorities, # 2 Declaration of Daniel S. Agle, # 3 Request for Judicial Notice, # 4 Exhibit A, # 5 Exhibit B, # 6 Exhibit C, # 7 Exhibit D, # 8 Exhibit E, # 9 Exhibit F)(Agle, Daniel) (Entered: 02/22/2013)

02/27/2013 248 ORDER AWARDING LEAD PLAINTIFFS COUNSEL ATTORNEYS FEES AND REIMBURSEMENT OF EXPENSES 200 by Judge Dean D. Pregerson: Lead Plaintiffs Counsel, The Rosen Law Firm, P.A. are awarded $1,400,000.00 as attorneys fees in thisAction, together with a proportionate share of the interest earned on the fund, at the same rate as earned by the balance of the fund, from the date of the establishment of the fund to the date of payment. The expenses of Class Counsel shall be reimbursed out of the Settlement Fund in the amount of $125,000.00.Except as otherwise provided herein, the attorneys fees, and reimbursement of expenses shall be paid in the manner and procedure provided for in the Settlement of Settlement, dated April 5, 2012. Lead Plaintiff shall be awarded $10,000 for an incentive fee award.and reimbursement for its lost time in connection with its prosecution of thisaction.5. (lc) (Entered: 02/28/2013)

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