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Understanding mobility: Consent and capture of geoloca1on data in web surveys Sco4 D. Crawford [1] Colleen McClain [2] Robert H. Young [1] Toben F. Nelson [3] [1] Survey Sciences Group, LLC; [2] Michigan Program in Survey Methodology; [3] University of Minnesota, Twin CiOes

Understanding mobility: Consent and capture of geoloca1on data in web surveys

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Paper presented at the 2014 AAPOR Conference.

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Page 1: Understanding mobility: Consent and capture of geoloca1on data in web surveys

Understanding  mobility:    Consent  and  capture  of  geoloca1on  

data  in  web  surveys  

Sco4  D.  Crawford  [1]  Colleen  McClain  [2]  Robert  H.  Young  [1]  Toben  F.  Nelson  [3]  

[1]  Survey  Sciences  Group,  LLC;  [2]  Michigan  Program  in  Survey  Methodology;    [3]  University  of  Minnesota,  Twin  CiOes  

Page 2: Understanding mobility: Consent and capture of geoloca1on data in web surveys

Mobile  Devices:  A  Disruptor  Technology  in  Survey  Research  

•  We  must  adjust  –  but  will  be  rewarded  with  new  opportuniOes!  – “In  the  moment”  surveys  – Self-­‐administered  biomarker  collecOon  – Sound  and  image  captures  – “Internet  of  Things”  integraOon  (i.e.  thermostat  readings,  electricity  use,  pedometers,  etc.)  

– Geoloca'on  capture  

2  

Page 3: Understanding mobility: Consent and capture of geoloca1on data in web surveys

What  is  GeolocaOon?  Is  it  the  same  as  GPS?  

3  

1  

2   3  

4  

Page 4: Understanding mobility: Consent and capture of geoloca1on data in web surveys

Easing  in  to  GeolocaOon  Capture  Our  Domains  of  Interest  

A.    Is  it  possible?  • What  would  respondents  think  about  it?  

B.    Does  it  work?  • Can  we  actually  capture  the  data?  • Do  respondents  allow  it?  

C.    What  are  the  best  pracOces?  • How  do  we  handle  device  prompts?  • Is  standard  consent  form  appropriate  and  adequate?  • Should  we  ask  permission  explicitly?  • Do  we  capture  more  than  once?  

Quality:  How  well  did  it  work?  • What  does  the  data  look  like?    Is  it  complete?  

• Can  it  cause  any  error?    Can  it  help  idenOfy  error?  

4  

Page 5: Understanding mobility: Consent and capture of geoloca1on data in web surveys

Study:  Baseline  QuesOonnaire  (April  2013)  

•  Random  sample  of  8,000  U  of  Minnesota  students  •  Baseline  quesOonnaire  (T12)  –  Alcohol,  Drugs,  Mental  Health  and  related  behaviors  &  experiences  

– Web  Survey  Length      •  Mean=24.3  minutes;  Median=22  minutes  

–  AAPOR  RR#2:    28%  –  Other  

•  Prenote  email  requested  users  complete  the  survey  on  a  desktop  or  laptop  computer  

•  All  Email  (Invite,  3  reminders  to  NRs)  •  Sweepstakes  incenOve  for  $500  cash  

5  

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Study:  Rapid  Response  QuesOonnaires  •  Follow-­‐up  Surveys  of  Responders  to  Baseline  –  Short  version  of  key  measures  from  baseline  –  No  incenOve  used,  all  email  communicaOons,  references  made  to  survey  being  designed  for  a  mobile  device  

6  

Time   Month  in  2013   Length   AAPOR  RR#2  

T14   June   Mean=3.9  min;  Median=3   67%    

T16   August   Mean=3.63  min;  Median=3   66%    

T18   October   Mean=3.83  min;  Median=3   61%    

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Study:  Sample  CharacterisOcs  

48.6  

72.9  

8.6   15.6   17.9  25.5   32.4  38.3  

77.6  

7.5   14.2   15.4  23.4  

39.4  

Male   White   Class:  1st  Year  

Class:  2nd  Year  

Class:  3rd  Year  

Class:  4th  Year  

Class:  Grad  Student  

Baseline  Sample  vs.  Baseline  Responders  

Sample   Baseline  

7  

All  differences  were  significant  in  a  Χ2  test  p<0.01  

Quality:  How  well  did  it  work?  

In  Rapid  Response  surveys  –  no  further  differences.    They  were  the  same  as  Baseline  responders.  

More  White  

Less  Male   Older  

Page 8: Understanding mobility: Consent and capture of geoloca1on data in web surveys

Hypothesis  1a:    Will  respondents  cooperate  (hypotheOcally)  

at  T14  Rapid  Response?  •  Hypothesis  1a:    When  asked,  a  majority  of  those  responding  will  cooperate  with  a  hypotheOcal  request  to  collect  geolocaOon  data.  

 

8  A.    Is  it  possible?  

Yes!    58%  accepted  when  asked  the  hypotheOcal  quesOon.  

 

SUPPORTED  …but,  42%  did  say  NO…  

Page 9: Understanding mobility: Consent and capture of geoloca1on data in web surveys

The  “HypotheOcals”…    Were  there  any  data  quality  concerns?    

•  No  differences  demographically  •  No  differences  on  any  substanOve  measures  captured,  including:  – Past  2  weeks  binge  drinking  – NegaOve  consequences  from  alcohol  use  – Past  4  hours  drinking  or  drug  use  

9  Quality:  How  well  did  it  work?  

Page 10: Understanding mobility: Consent and capture of geoloca1on data in web surveys

Will  respondents  cooperate  with  an  ACTUAL  geolocaOon  request?  

•  Hypothesis  1b:    When  asked,  a  majority  of  those  responding  will  cooperate  with  a  request  to  collect  actual  geolocaOon  data.  

•  So  how  do  we  get  permission?  – GeolocaOon  data  is  above  and  beyond  what  a  typical  survey  respondent  would  expect  or  even  understand  is  being  collected  when  they  agree  to  complete  a  Web  survey,  thus,  it  should  be  described  in  the  consen1ng  process  for  the  survey…  

10  B.    Does  it  work?  

Page 11: Understanding mobility: Consent and capture of geoloca1on data in web surveys

RequesOng  GeolocaOon  Data:  Devices  Already  Do  This  –  But  Beware  

•  W3C  GeolocaOon  API  SpecificaOons  require  permission1  

•  …While  the  technology  currently  requests  permission  prior  to  capturing  this  type  of  data,  we  do  not  have  control  over  that  and  we  cannot  guarantee  that  it  will  be  maintained.    We  believe  that  the  automated  request  provided  by  the  technology  is  not  sufficient  and  it  should  be  supplemented.  

 

11  

1)    h4p://www.w3.org/TR/geolocaOon-­‐API/#security  

C.    What  are  the  best  pracOces?  

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The  SoluOons  We  Considered…  Add  Language  to  the    Survey  Consent  Form  

Add  a  Separate  Geoloca'on  Specific  Consent  Ques'on  

12  C.    What  are  the  best  pracOces?  

In  addi1on  to  the  ques1ons  in  this  brief  survey  we  would  like  to  collect  data  on  the  loca1on  where  you  are  comple1ng  this  survey  using  features  available  in  desktop  computers  and  mobile  devices.    You  will  be  asked  whether  you  will  allow  loca1on  data  to  be  collected  and  you  may  choose  not  to  allow  collec1on  of  loca1on  data.    

We  would  like  to  understand  more  about  where  respondents  are  when  they  par1cipate  in  surveys.  We  would  like  to  collect  informa1on  made  available  by  your  computer/mobile  device  on  your  geographic  loca1on.    Do  you  accept  or  decline  our  request  to  collect  your  loca1on?    o  Yes,  you  may  collect  geographic  

data  o  No  you  may  not  collect  

geographic  data    

Page 13: Understanding mobility: Consent and capture of geoloca1on data in web surveys

Two  Hypotheses  

•  H2a:  Respondents  who  are  asked  in  a  separate  quesOon  for  permission  to  allow  geolocaOon  capture  will  be  less  likely  to  consent  to  capture  than  those  who  agree  as  part  of  the  main  consent  form.  –  The  “If  you  ask  it,  they  will  say  no!”  hypothesis  

•  H2b:  Respondents  who  consent  to  capture  will  be  more  likely  to  actually  provide  geolocaOon  data  if  they  are  consented  with  a  separate  quesOon.  –  The  “Surprise,  we  are  tracking  you!”  backfire  hypothesis.  

13  C.    What  are  the  best  pracOces?  

Page 14: Understanding mobility: Consent and capture of geoloca1on data in web surveys

The  Consent  Experiment  Treatments  

14  

Consent  to  Survey  with  GeolocaOon  Text  

Start  Survey  &  GeolocaOon  Capture  

Consent  to  Survey  with  GeolocaOon  Text   Consent  to  GeolocaOon  

Start  Survey  &  GeolocaOon  Capture  

(if  Consented)  

Treatment  A:  Consent  Form  Only  

Treatment  B:  Geoloca'on  Consent  Ques'on  

Consent  to  Survey   Start  Survey  

Treatment  C:  Control  (T16  only)  

C.    What  are  the  best  pracOces?  

B.    Does  it  work?  

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Did  respondents  consent  to  the  survey?  (T16)  

15  

Consent  to  Survey  96%  (n=136)  

Start  Survey  &  GeolocaOon  Capture  

Consent  to  Survey  96%  (n=151)   Consent  to  GeolocaOon  

Start  Survey  &  GeolocaOon  Capture  

(if  Consented)  

Treatment  A:  Consent  Form  Only  (n=142)  

Treatment  B:  GeolocaOon  Consent  QuesOon  (n=157)  

Consent  to  Survey  93%  (n=135)   Start  Survey  

Treatment  C:  Control  

B.    Does  it  work?  

Page 16: Understanding mobility: Consent and capture of geoloca1on data in web surveys

But  what  about  the  extra  step  with  the  Consent  QuesOon?  (T16)  

16  

Consent  to  Survey  95.8%  (n=136)  

Start  Survey  &  GeolocaOon  Capture  

Treatment  A:  Consent  Form  Only  (n=142)  

Consent  to  Survey  96%  (n=151)  

Consent  to  GeolocaOon  

60%  Agreed  (n=90)  40%  said  NO  or  blank  

Start  Survey  &  GeolocaOon  Capture  

(if  Consented)  

Consent  to  Survey  93.1%  (n=135)   Start  Survey  

Treatment  C:  Control  

C.    What  are  the  best  pracOces?  

This  replicated  in  T18  data  collec'on  with  67%  agreeing  to  par'cipate.    

Treatment  B:  Geoloca'on  Consent  Ques'on  (n=157)  

Page 17: Understanding mobility: Consent and capture of geoloca1on data in web surveys

The  “If  you  ask  it,  they  will  say  no!”  Result  

•  H2a:  Respondents  who  are  asked  in  a  separate  quesOon  for  permission  to  allow  geolocaOon  capture  will  be  less  likely  to  consent  to  capture  than  those  who  agree  as  part  of  the  main  consent  form.  – The  “If  you  ask  it,  they  will  say  no!”  hypothesis    

17  C.    What  are  the  best  pracOces?  

SUPPORTED  

Page 18: Understanding mobility: Consent and capture of geoloca1on data in web surveys

Did  we  capture  geolocaOon  data?  Possible  outcomes  

18  

•  LaOtude  /  Longitude  data  and  related  data  is  received  

1.    Success:  We  Capture  Data  

•  Permission  Denied  or  Permission  Unknown  

2.    Permission  Error:  Error  Code  Received  

•  And  no  informaOon  as  to  why  

3.    No  Data:  We  Get  Nothing  

Quality:  How  well  did  it  work?  

Page 19: Understanding mobility: Consent and capture of geoloca1on data in web surveys

Consent  to  Survey  •  96.9%  (n=189)  

Consent  to  GeolocaOon  • 66.7%  Agreed  (n=130)  • 33.3%  said  NO  or  leu  blank  

GeolocaOon  Captured?  • Success:    49.2%  (n=64)  • Permiss  Denied:  14.6%  (n=19)  • No  Data:  36.2%  (n=47)  

Did  we  capture  data  auer  consent?  (T18)  

Consent  to  Survey  (with  GeolocaOon  text)  •  97%  (n=212)  

GeolocaOon  Captured?  • Success:  20%  (n=43)  • Permiss  Denied:  29%  (n=62)  • No  Data:  51%  (n=107)  

19  

Treatment  A:  Consent  Form  Only  (n=219)  

Treatment  B:  Geoloca'on  Consent  Ques'on  (n=195)  

C.    What  are  the  best  pracOces?  

Quality:  How  well  did  it  work?  

Page 20: Understanding mobility: Consent and capture of geoloca1on data in web surveys

Final  Usable  GeolocaOon  Data  •  n=64  cases  

•  32.8%  of  sample  

Net:    More  Data  With  GeolocaOon  Consent  QuesOon  

20  

Final  Usable  GeolocaOon  Data  •  n=43  cases  

•  19.6%  of  sample  

Treatment  A:  Consent  Form  Only  (n=219)  

Treatment  B:  Geoloca'on  Consent  Ques'on  (n=195)  

C.    What  are  the  best  pracOces?  

Quality:  How  well  did  it  work?  

Page 21: Understanding mobility: Consent and capture of geoloca1on data in web surveys

Hypothesis  2b  Result  

•  H2b:  Respondents  who  consent  to  capture  will  be  more  likely  to  actually  provide  geolocaOon  data  if  they  are  consented  with  a  separate  quesOon.  

 

21  C.    What  are  the  best  pracOces?  

Quality:  How  well  did  it  work?  

SUPPORTED  

Page 22: Understanding mobility: Consent and capture of geoloca1on data in web surveys

Hypothesis  2c:  Where  geolocaOon  providers  demographically  the  same?  

•  H2c:  Sample  characterisOcs  and  substanOve  measures  collected  from  those  who  successfully  provide  geolocaOon  data  will  be  similar  to  those  who  did  not.  

Ø No  differences  found  in  gender,  race/ethnicity  and  year  in  school.  

22  Quality:  How  well  did  it  work?  

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Hypothesis  2d:  What  did  this  do  to  survey  break-­‐off?  

•  H2d:  Survey  break-­‐off  rates  among  those  who  successfully  provide  geolocaOon  data  will  be  similar  to  the  breakoff  rates  of  those  who  did  not.  

 

23  Quality:  How  well  did  it  work?  

•  Compared  to  the  control,  no  significant  impact  (very  small  sample  sizes)  –  T16:  2.3%  Treat  A  /  1.8%  Treat  B  /  0%  Treat  C  (control)  –  T18:  5.5%  Treat  A  (n=12)  /  3.3%  Treat  B  (n=6)    

SUPPORTED  

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Hypothesis  2e:  What  did  this  do  substanOve  responses?  

•  H2e:  SubstanOve  responses  provided  by  those  who  successfully  provide  geolocaOon  data  will  be  similar  to  responses  provided  by  those  who  did  not.  

 

24  Quality:  How  well  did  it  work?  

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H2e  Results  –  So  Far…  

•  Ongoing  analysis  here…  some  mixed  early  news:  – No  differences  on  most  measures  – Respondents  more  than  twice  as  likely  to  have  drank  alcohol  within  the  past  four  hours  (10.5%  vs.  4.2%)  if  they  successfully  provided  geolocaOon  data  (p<0.01)  •  But  not  other  drugs…  

25  Quality:  How  well  did  it  work?  

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Hypothesis  3:  Mobile  vs.  Non-­‐Mobile  

•  H3a:    Mobile  users  (phones  and  tablets)  will  consent  (when  asked  explicitly)  to  geolocaOon  capture  at  a  higher  rate  than  non-­‐mobile  users.  

•  No  difference  found:  – 66%  of  non-­‐mobile  users  consented  – 69%  of  mobile  users  consented  

 26  C.    What  are  the  best  pracOces?  

Quality:  How  well  did  it  work?  

NOT  SUPPORTED  

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Hypothesis  3:  Mobile  vs.  Non-­‐Mobile  

•  H3b:    Mobile  users  will  end  up  providing  a  higher  rate  of  successful  geolocaOon  captures  than  non-­‐mobile  users.  

 

27  C.    What  are  the  best  pracOces?  

Quality:  How  well  did  it  work?  

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H3b  –  Does  mobile  lead  to  a  higher  capture  success  rate?  

28  

27%  46%  

17%  

46%  56%  

8%  

0%  

20%  

40%  

60%  

80%  

100%  

Non-­‐Mobile  Respondents  

Mobile  Respondents  

No  Data  

Error  Capture  

Successful  GeolocaOon  

NOTE:    Difference  was  significant  in  a  Χ2  test  at  p<0.01  

Quality:  How  well  did  it  work?  

Yes  SUPPORTED  

Page 29: Understanding mobility: Consent and capture of geoloca1on data in web surveys

And  what  did  we  get?  LaOtude/Longitude  

•  Lat/Long  Accuracy  Data  –  100%  complete  – Accuracy  to  within  5  to  95000  meters    (16.4  feet  to  59  miles)  

•  InteresOng  arOfact  –  5  cases  with  22,000  meters  and  1  case  with  95,000  meters  all  with  the  SAME  Lat/Long  point  

–  Lat/Long  point  corresponds  to  a  large  512  unit  apartment  building  

– All  Respondents  with  this  point  were  using  Windows  

29  Quality:  How  well  did  it  work?  

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And  what  did  we  get?  AlOtude  Data  

•  AlOtude  – 25.6%  with  a  non-­‐NULL  value;  Min:  21  -­‐  Max:  302  – Mean:  254  meters  (833  feet)  •  Per  Wikipedia:  Eleva'on  of  Minneapolis  is  830  feet  

30  Quality:  How  well  did  it  work?  

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So  what  does  the  data  look  like?  

31  Quality:  How  well  did  it  work?  

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Study  LimitaOons  

•  Student  populaOon  at  one  University  •  Low  response  rate  with  some  nonresponse  bias  •  Short  quesOonnaire  •  Small  sample  sizes  

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Next  Steps  

•  Evaluate  differences  using  baseline  data  •  Build  and  test  some  models  to  be4er  evaluate  substanOve  difference(s)  

•  How  can  we  improve  consent  rate  further?  •  How  can  we  reduce  geolocaOon  failure  to  provide  data?  

•  Explore  what  geolocaOon  data  itself  can  do  to  tell  us  about  data  quality  (i.e.  do  those  who  stay  sOll  provide  be4er  data?)  

•  What  else  can  we  collect?  

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Thank  You!  

•  QuesOons?  

•  Contact:  Sco4  D.  Crawford  [email protected]  734-­‐527-­‐2150  (office)  734-­‐395-­‐8790  (cell)  

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