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Type 2 Translational Research: Advances, Challenges, Illustrative Studies, and Strategic Next Steps 2016 Interdisciplinary Translational Science Retreat Nebraska Center for Research on Children, Youth, Families and Schools, University of Nebraska–Lincoln Richard Spoth Partnerships in Prevention Science Institute, Iowa State University PROmoting School-community-university Partnerships to Enhance Resilience Reported research has been funded by grants from the National Institute on Drug Abuse (DA13709, DA028879), the Centers for Disease Control and Prevention (DP002279), and the Annie E. Casey Foundation, with co-funding from the National Institute on Alcohol Abuse and Alcoholism.

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Page 1: Type 2 Translational Research: Advances, …cyfs.unl.edu/conference/2016/ITSRetreat/downloads/Spoth...2016/09/19  · Part 3. Translation Research Review Core Challenge #2: Needed

Type2TranslationalResearch:Advances,Challenges,IllustrativeStudies,andStrategicNextSteps2016InterdisciplinaryTranslationalScienceRetreatNebraskaCenterforResearchonChildren,Youth,FamiliesandSchools,UniversityofNebraska–LincolnRichardSpothPartnershipsinPreventionScienceInstitute,IowaStateUniversity

PROmotingSchool-community-universityPartnershipstoEnhanceResilience

ReportedresearchhasbeenfundedbygrantsfromtheNationalInstituteonDrugAbuse(DA13709,DA028879),theCentersforDiseaseControlandPrevention(DP002279),andtheAnnieE.CaseyFoundation,withco-fundingfromtheNationalInstituteonAlcoholAbuseandAlcoholism.

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Overview

1. Context:Evidence-BasedPreventionAdvancesandTranslationChallenges

2. IllustrativePROSPERDeliverySystemResearch

3. TranslationResearchReviewSummary

4. PrioritiesandStrategicNextSteps

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Part1.Context:Advances&Challenges

AdvancesinEvidence-BasedPrevention• NRC-IOM2009Report*reviewsanarrayofevidence-basedpreventiveinterventions(EBIs)– Prenatalthroughadolescentstages– Preventmultiplebehavioralproblems,withlong-termeffects– Manyshowcostbenefit/costeffectiveness

• Highlightsevidenceonfamily-focusedprogramsinparticular

*NationalResearchCouncilandInstituteofMedicine(2009).Preventingmental,emotional,andbehavioraldisordersamongyoungpeople:progressandpossibilities.CommitteeonthePreventionofMentalDisordersandSubstanceAbuseAmongChildren,Youth,andYoungAdults:ResearchAdvancesandPromisingInterventions.MaryEllenO’Connell,ThomasBoat,andKennethE.Warner,Editors.WashingtonDC:TheNationalAcademiesPress.

éCaregiver-childbonding,childmanagement,aswellassocial,emotionalandcognitivecompetencies

ê Substanceuse,delinquency,conductproblems,othermentalhealthproblems

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Part1.Context:Advances&Challenges

KeyAdvances:DemonstrationsofCrossoverEffects• Universalinterventionprimarygoal:Delayyoungadolescentinitiationofgatewaysubstanceuse

• Effects– Upto14yearspastbaselineêWide-rangingtypesofsubstanceuseéParentingskillsandfamilyfunctioning,youthskills(e.g.,peerresistance,socialcompetencies),schoolengagementandgrades

êAggressive/destructivebehaviors,conductproblems,mentalhealthproblems(e.g.,depression),health-riskingsexualbehaviors

How? Programsaddresscommonrisk/protectivefactors;impactprimarysocializingenvironments(socialnetworks)Source:Spoth,GlobalImplementationConferencePlenary,2013.

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Part1.Context:Advances&Challenges

Advances:UpsidesandDownsides

• Upside – AdvancesnotedinNRC-IOM2009Report,e.g.,EBIsandpositivedevelopmentaltrajectories

• Downside – SlowflowofEBIstopopulationimpact,duetomanybarriers

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Part1.Context:Advances&Challenges

InOtherWords,AdvancesNotwithstanding

• Mostinterventionsactuallyimplementedinrealworldareuntested

• Mostlyhaveonlylimited,oftenineffectiveimplementationordeliverysystems,so…– Poorimplementationquality– Limitedsustainability– Slowscaling,resultingfrommanybarriers

• Inotherwords,thereislimitedtranslationofinterventionsciencetopractice.

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Part1.Context:Advances&Challenges

ImprovingTranslation:AddressCoreChallengesforEnhanced“Flow”toPractice

#1:Infrastructureandsystemsdevelopmentforenhancedtranslation– buildingnecessarysupportsforpracticeandresearch– includingworkforcedevelopment

#2:Neededscientificadvancesforsystems-orientedT2research

*Source:Spoth,Rohrbach,Greenberg,etal.(2013).AddressingcorechallengesforthenextgenerationofType2translationresearchandsystems:TheTranslationSciencetoPopulationImpact(TSci Impact)framework. PreventionScience,14(4),319-351.

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Part2.IllustrativePROSPERResearch

IllustrativeTranslationalResearch:PROSPERPROmoting School-community-universityPartnershipstoEnhanceResilience)

THEPROSPERAPPROACH

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Part2.IllustrativePROSPERResearch

PROSPERResearch– BuildingonExistingInterventionInfrastructures/EducationSystems

• USDA – CooperativeExtensionSystem– Largestinformaleducationsystemintheworld– Reachintoeverycountyinthecountry

• DoE – StatePublicSchoolSystems– Universalsystemreachingnearlyallchildren– ExistingrelationshipswithExtensionSystem

• DoD – MilitaryFamilySupportSystems– TiesintoNationalGuardsupportsystems– Couldlinktoexistingmilitarytraininginfrastructures

• Groundworkforlinkageofthesystemsbeganinthelate1980s

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Part2.IllustrativePROSPERResearch

TestedCommunityPartnershipSustainabilityModel

LocalCommunityTeams–ExtensionAgent,PublicSchoolStaff,

SocialServiceAgencyRepresentatives,Parent/YouthRepresentatives

University/State-LevelTeam–UniversityResearchers,ExtensionProgramDirectors

PROSPER

PreventionCoordinatorTeam–ExtensionPreventionCoordinators

• PrimaryTask:Sustained,qualityimplementationoffamilyandschoolEBIsselectedfromamenu

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CommunityTeams:

• Planandcoordinatefamilyprograms,includingrecruitmentandmonitoringforquality

• Workwiththeschooltocoordinateaschoolprogram,includingmonitoringforquality

Part2.IllustrativePROSPERResearch

Goal1:SustainEvidence-basedInterventionswithHighQuality

• Generateresourcesforongoingprogramming

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Part2.IllustrativePROSPERResearch

WhoisInvolvedattheCommunityLevel?

• Small,strategicPROSPERCommunityTeams• Teamsstartwithbetween8-10membersincluding:

– Familyand/oryouthExtension-basedTeamLeader–average10hours/week

– School-basedCo-teamLeader– about1hour/week– Communityvolunteers– about3hours/month

* Localmentalhealth/publichealthrepresentatives* Localsubstanceabuseagencyrepresentative* Parents* Youth

• TeamsandEBIsexpandasteamsmature,guidedbyTA

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Part2.IllustrativePROSPERResearch

Goal2:BuildandMaintainaWell-functioning,ProductiveTeamCommunityTeams:

• Internally,theteamfocusesonholdingregular,effectivemeetingsandmaintaininganactivemembership

• Externally,theteamfocuseson:– Buildingconnectionswiththeschoolandcommunityorganizations

– Strategiccommunicationthroughoutthecommunitytopromoteawarenessofitsefforts

– Recognizingandrewardingsupportersandcontributors

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Part2.IllustrativePROSPERResearch

PreventionCoordinators(MiddleTier)–TechnicalAssistancetoSupportTeams• Attendteammeetingsintheirassignedcommunity

• ContactTeamLeadersnearlyeveryweektodiscussPROSPERactivitiesandgoals

• InteractwithotherPreventionCoordinatorstosharesuccessfulstrategiesandapproaches

• ActasliaisonbetweentheircommunityteamandtheStateManagementTeamtoproblemsolveissuesbeforetheybecomesevere

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Part2.IllustrativePROSPERResearch

OutcomeStudy• CollaborationwithPSU

• Design:RCTof28schooldistricts(14IA,14PA)– Fullpartnershipwithcommunityteams– Delayedintervention

• Participants:Twocohortsof6thgradechildren(≈ 6,000studentspercohort);2nd cohorthas≈1,000intensiveassessmentfamilies

• Multimethod,multi-informantmeasurement(nowat10thwaveofdatacollection–posthighschool)

PROSPERisfundedbyagrantfromtheNationalInstituteonDrugAbuse#DA013709-R.Spoth(PI,IowaStateUniversity),M.Greenberg(PIonsubcontract,PennsylvaniaStateUniversity),C.Redmond(Co-PIatISU),M.Feinberg(Co-PIatPSU),withco-fundingfromtheNationalInstituteonAlcoholAbuseandAlcoholism.

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Part2.IllustrativePROSPERResearch

“Snapshot”ofLong-termOutcomes–PositiveTrajectories

Source:Spoth,Redmond,Shin,Greenberg,Feinberg,Schainker(2013).PROSPERcommunity-universitypartnershipsdeliverysystemeffectsonsubstancemisusethrough6½yearspastbaselinefromaclusterrandomizedcontrolledinterventiontrial.PreventiveMedicine,56,190-196.*Sumofsixlifetimeillicitusemeasures(methamphetamines,Ecstasy,inhalants,Vicodin,prescriptiondrugmisuseoverall,otherillicitdruguse).

Long-termImpactonIllicitSubstanceUseIndexThrough6½YearsPastBaseline

Differenceingrowthofuseisstatisticallysignificant,asaredifferencesatmultipletimepoints,including11thand12thgrades.

Strongereffectsforhigher-riskyouth.

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Part2.IllustrativePROSPERResearch

SnapshotofFindings─PeerNetworks/NegativePeerInfluences

(Blackdot=substanceuser,Whitedot=non-user)– Indicates thatnon-usernominatedasubstanceuserasafriend

– Morenonuser studentschooseusersasfriends

– Peernetworkfavorsuse

– Moresubstanceuserschoosenon-usersasfriends

– Peernetworkopposesuse

PROSPERshiftspeerinfluencetowardnon-users.Source:Osgood,Feinberg,Gest,Moody,Ragan,Spoth,Greenberg&Redmond(2013).EffectsofPROSPERontheinfluencepotentialofprosocial versusantisocialyouthinadolescentfriendshipnetworks.JournalofAdolescentHealth,53(2),174-179.

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PROSPERLowEstimate

PROSPERHighEstimate

EconomistReport

Estimate**

DirectCostsPerFamily $278.56* $348.25* $851.00

Part2.IllustrativePROSPERResearch

SnapshotofFindings– CostEffectiveImplementationofEvidence-basedPrograms

Source:Crowley,Jones,Greenberg,Feinberg&Spoth(2012).Resourceconsumptionofadisseminationmodelforpreventionprograms:ThePROSPERdeliverysystem.JournalofAdolescentHealth,50,256-263.(Seeexplanationof“dayofimplementation”costs.)**SeeWashingtonStateInstituteforpublicPolicyReport,2004.

SFP10-14Implementation:PROSPERteamvs.SFP10-14alone.

*Representsa59-67%reductionincosts.

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PROSPERApproachtoTranslationofScienceattheCommunityLevel

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Part2.IllustrativePROSPERResearch

BarrierstoTranslationattheCommunityLevelKeyBarrierstoCommunityImplementation:1. Inadequatetechnicalassistanceandsupportsystems

forevidenced-basedprogramdelivery2. Limitedparticipation/activeengagementoftargeted

generalpopulations3. Poorimplementationqualityofevidence-based

programs4. Limitedprogramsustainability(especiallyfunding)5. Limitedintegrationofongoingevaluationforquality

improvement

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Part2.IllustrativePROSPERResearch

AddressingImplementationQualityBarrier–OngoingEBIMonitoring

• Educate/trainPROSPERpartnershipmembersabouttheimportanceofqualitymonitoringat:– Statewidemeetings– Learningcommunities– Facilitatorandobservertrainings– “Feedbacksessions”afterprogram(e.g.SFP10-14)sessioniscompleted

– Facilitatorsupervision

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Part2.IllustrativePROSPERResearch

SnapshotofFindings– PROSPERStrategiestoImplementationve Findings

90.9 90.8 89.3 92.6 92.0 94.1

0

10

20

30

40

50

60

70

80

90

100

Percen

tage

Cohort1

Cohort2

Cohort3

Cohort4

Cohort5

Cohort6

See:Spothetal.(2007).PROSPERstudyofevidence-basedinterventionimplementationqualitybycommunity-universitypartnerships.JournalofCommunityPsychology,35(8),981-999.AlsoseeSpothetal.(2011).Six-yearsustainabilityofevidence-basedinterventionimplementationqualitybycommunity-universitypartnerships:ThePROSPERstudy.AmericanJournalofCommunityPsychology,48,412-425.

PROSPERLong-TermAdherenceRatings

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Part2.IllustrativePROSPERResearch

AddressingSustainabilityBarrier–Benchmarking/TechnicalAssistance• Assessbenchmarkedprogressacrossallphases,withspecialattentiontocorecomponents– Usedtomonitorsustainabilityeffortsreteamandprograms

– Facilitatessustained,long-termdevelopment

InstructionsforCompletingPROSPERModelBenchmarkScoring

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ProgramQuality

Management/Planning

Purpose: Improved Child and Family Outcomes

AddressingSustainabilityBarrier– TeamTrainingGuidedbyPROSPERSustainabilityModel

Stra

tegi

es ConductingEffective, Regular Meetings

Planning forRecognitions

and Rewards

Monitoring Team

Structure & Roles &

Participation

StrengtheningPartnerships with Schools/

Other Organizations

StrategicCommunication

PlanningCommunity/

School Positioning

Resource Generation

for Programs

Effective External Relationships

Effective Internal Relationships

Evidence-basedFamily Program

Evidence-basedSchool Program O

bjec

tives

Goal 1:Sustaining Growth &

Quality of Programming

Goal 2: Sustaining Well-

Functioning Teams

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Part2.IllustrativePROSPERResearch

SnapshotofFindings– TeamFinancialSustainabilityAverageTotalContributionsReceivedAcrossAllProjectCommunitiesbyAcademicYear

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Part3.TranslationResearchReview

Type2TranslationResearchReviewSummary– ThankstoOurCo-authors

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Part3.TranslationResearchReview

DefinitionofT2TranslationResearchin“Advances”Paper

• Investigatesthecomplex processesandsystemsthroughwhichsustainableEBIsareintegratedintopracticeonalargescale,acrosstargetedpopulationsandsettings

• Essentialforrealizingthepopulation-levelhealthimpactofEBIs

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T2TranslationFunctionstoInvestigateEBIswithPopulationImpact

ImplementationAdoptionPre-Adoption SustainabilityStartResearchCycleforEBIs

TheTranslationSciencetoPopulationImpactFramework─BasicTranslationFunctions

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T2TranslationFunctionstoInvestigate

TheTranslationSciencetoPopulationImpactFramework─BasicTranslationFunctionSupportsandContexts

EBIswithPopulationImpact

ImplementationAdoptionPre-Adoption SustainabilityStartResearchCycleforEBIs

InfrastructureSupportsPractice-orientedResearch,Practitioner-Scientist

Partnerships,FinancingStructures

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Part3.TranslationResearchReview

CoreChallenge#2:NeededScientificAdvances-KeyResearchQuestionsforEachTranslationPhase

*Source:Spoth,Rohrbach,Greenberg,etal.(2013).AddressingcorechallengesforthenextgenerationofType2translationresearchandsystems:TheTranslationSciencetoPopulationImpact(TSci Impact)framework. PreventionScience,14(4),319-351.

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Part3.TranslationResearchReview

Pre-Adoption/AdoptionPhases─IllustrativeFactorstoInvestigate• Consumerpreferences

• Program/providerdecision-making• Economicbenefitanalysis

• Organizationalreadiness• Illustrativequestions:“Howdoprogramadministratorsevaluatedifferenttypesofevidence?

• Howarecostandothereconomicdatausedinthedecision-makingprocess?”(e.g.,Asen etal.studyofschoolboardmembers)

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WhichCombinationofProgramFeaturesareMostPreferred?

Question:DoyoupreferProgramA,ProgramB,ordoyouhavenopreference?

1. Meetsweekenddays2. Meetsatachurch3. Taughtbyparents4. Endorsedbyschool

administrators

Doyouslightlypreferthisprogramorstronglypreferthisprogram?SeeSandleretal.,2005.Developingeffectivepreventionservicesfortherealworld:Apreventionservicedevelopmentmodel.AmericanJournalofCommunityPsychology,35(3-4),127-142.Source:Spoth&Redmond,1993. Identifyingprogrampreferencesthroughconjointanalysis:Illustrativeresultsfromaparentsample.AmericanJournalofHealthPromotion,8(2),124-133.

1. Meetsweekdayevenings2. Meetsataschool3. Taughtbychild

developmentspecialist4. Endorsedbyparents

Pre-AdoptionPhase─IllustrativeConsumerPreferenceResearchSnapshot:ConjointAnalysis

A B

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Part3.TranslationResearchReview

ImplementationPhase─IllustrativeFactorstoInvestigate• FactorsinparticipantengagementinEBIs

• Provider/organization/teamfactorsaffectingimplementation

• Training/technicalassistance(TA)• Fidelity/adaptation• Forexample:IsonlineEBItrainingaseffectiveasin-persontraining?

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Part3.TranslationResearchReview

ImplementationPhase– lllustrative ResearchSnapshot:ParticipantEngagementona4-pointScale

3.6 3.63.5

3.7 3.7 3.73.4 3.5 3.5 3.6 3.5

1.0

1.5

2.0

2.5

3.0

3.5

4.0

Year1 Year2 Year3 Year4 Year5 Year6

PROSPERFamilyProgram PROSPERSchool-basedProgram

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Part3.TranslationResearchReview

SustainabilityPhase─IllustrativeFactorstoInvestigate• Effectivefunding/financingstrategies• Provider/organizationteamfactorsaffectingsustainability

• Interventioncharacteristics/costs• Organizational/communitysystemfactors• Supportivepolicy• Illustrativequestion:“Whatfundingstrategiesaremostconducivetosustainability?”

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Part3.TranslationResearchReview

SustainabilityPhase– IllustrativeResearchSnapshot:CommunityTeamFundingSources

0

0.05

0.1

0.15

0.2

0.25

0.3

0.35

0.4

0.45

0.5

AY0506 AY0607 AY0708 AY0809 AY0910

Federal

State

Local

School

NGLA

Foundation

Business

Fundraising

Prosper

Extension

Other

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Part4.PrioritiesandStrategies

PrioritiesandPossibleStrategicSteps

Question:Allthingsconsidered,whataresomestrategicsteps?Whataretherelatedresearchand*organizationalpriorities?

*ForTranslationalCenterdevelopment

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Part4.PrioritiesandStrategies

OverviewofPossibleStrategicStepsfromT2AdvancesArticle*1. PlanningandOrganizationforInfrastructure

DevelopmentandCapacityBuilding– BuildinteragencycollaborationusingNationalPreventionStrategy,focusingonEBIscalingsystems,withacommonconceptualframework

– Buildpreventionworkforce—“buildout”currentlyavailabletraining/certificationsystems;organizenetworkofuniversity-supportedtrainers(e.g.,ICUDDR)

– Strengtheninfrastructurefornetworkedpreventionsystems—buildonexistinginfrastructure;learnfromexistingimplementationsystemsresearch;linkwithACAhealthcarereformefforts(e.g.,CommunityBenefit)

*Updated/supplementedActionStepsfromSpoth,Rohrbach,Greenberg,etal.(2013).AddressingcorechallengesforthenextgenerationofType2translationresearchandsystems.PreventionScience,14(4),319-351

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Part4.PrioritiesandStrategies

IncreasingImpact:PossibleStrategicStepsfromT2AdvancesArticle(cont.)2. InnovativeFundingMechanisms

– Supportbraidedfundingapproachesv Acrossserviceandresearchagenciesv Stateagencyfundingtosupportcommunitygrantswithfederalagencysupportforresearch

– Develop state/regionpreventionfinancingteamswithCommunitiesofInterest,tosupportprioritypreventiongoals

– Engageprivate-publicpartnerships(e.g.,foundationsandnon-profithospitals)

– Developpreventionandwellnessfundstosupportnetworkedcommunities

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Part4.PrioritiesandStrategies

IncreasingImpact:PossibleStrategicStepsfromT2AdvancesArticle(cont.)3. Develop,test,coordinatescalableEBIdeliverysystems,

withembeddedresearch– Clarifytranslationlessonsfromwide-rangingsuccessfulsystemsv SystemsfordeliveringindividualEBIs,orEBIsonmenusv ConsidersystemsforuniversalEBIswithcrossovereffectsasgatewaystomoretargeted,orintensiveinterventions

– Embedresearchinstateandnationalpreventionsystemstodevelop,test,disseminateEBIs,andusecontinuoussystemsimprovementacrosstranslationphases

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IowaStateUniversity PennsylvaniaStateUniversityPartnershipinPreventionScienceInstitute PreventionResearchCenterRichardSpoth,Director MarkGreenberg,Director

PPSIScientists: PRCScientists:CleveRedmond ChungyeolShin MarkFeinberg DanielF.PerkinsLisaSchainker KateRalston ClaudiaMincemoyer JanetWelsh

SarahMeyerChilenski

HumanInteractionResearchInstituteTomBacker,Director

THANKYOUfromPPSIandThePROSPERPartnershipGroup

FundedbyTheCentersforDiseaseControlandPrevention

TheAnnieE.CaseyFoundationTheNationalInstituteonDrugAbuse

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Pleasevisitourwebsite…HelpingKidsPROSPER.org