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Microneedle-mediated Transdermal and Intradermal Drug Delivery, First Edition. Ryan F. Donnelly,
Thakur Raghu Raj Singh, Desmond I.J. Morrow and A. David Woolfson.
© 2012 John Wiley & Sons, Ltd. Published 2012 by John Wiley & Sons, Ltd.
CHAPTER 1
Transdermal Drug Delivery
1.1 Genesis of transdermal drug delivery
The administration of chemical agents to the skin surface has long been
practised, whether for healing, protective or cosmetic reasons. Historically,
the skin was thought to be totally impervious to exogenous chemicals [1].
Thus, topical drug therapy typically involved the localized administration
of medicinal formulations to the skin, generally when the skin surface was
breached by disease or infection and a route of drug absorption into the
deeper cutaneous layers was consequently open. However, once it was
understood that the skin was a semipermeable membrane rather than a
totally impermeable barrier, new possibilities arose for the use of this
route as a portal for systemic drug absorption.
In the early twentieth century it was recognized that more lipophilic
agents had increased skin permeability. The barrier properties of the skin
were attributed specifically to the outermost layers in 1919 [2]. Scheuplein
and co-workers thoroughly investigated skin permeability to a wide range
of substances in vitro [3]. They modelled skin as a three-layer laminate of
stratum corneum, epidermis and dermis, with drug permeation driven by
Fickian diffusion. By digesting the epidermal layer, stratum corneum was
separated from the lower layers of the skin and was determined to be the
principal barrier to drug absorption.
Transdermal drug delivery refers to the delivery of the drug across
intact, healthy skin and into the systemic circulation. The diffusive process
by which this is achieved is known as percutaneous absorption. Thus,
classical topical formulations can be distinguished from those intended
for transdermal drug delivery in that, whilst the former are generally
Donnelly_c01.indd 1Donnelly_c01.indd 1 10/21/2011 9:11:22 PM10/21/2011 9:11:22 PM
COPYRIG
HTED M
ATERIAL
2 Microneedle-mediated Transdermal and Intradermal Drug Delivery
applied to a broken, diseased or damaged integument, the latter are used
exclusively on healthy skin where the barrier function is intact.
It is, indeed, fortuitous for all of us that the skin is a self-repairing organ.
This ability, together with the barrier protective properties associated with
the integument, is a direct function of skin anatomy. Therefore, in order to
develop an effective approach to transdermal drug delivery, it is necessary
to be aware of how skin anatomy restricts the percutaneous absorption of
exogenously applied chemicals. So effective is the skin as a barrier to the
external environment that, even now, the majority of licensed prepara-
tions applied to the skin are aimed at delivering the drug for a local, rather
than a systemic, action.
1.2 Skin anatomy
As the largest and one of the most complex organs in the human body, the
skin is designed to carry out a wide range of functions [4]. Thus, the skin
forms a complex membrane with a nonhomogenous structure (Figure 1.1).
It contains and protects the internal body organs and fluids, and exercises
environmental control over the body in respect of temperature and, to
some extent, humidity. In addition, the skin is a communicating organ,
relaying the sensations of heat, cold, touch, pressure and pain to the central
nervous system.
1.2.1 The epidermisThe multilayered nature of human skin can be resolved into three distinct
layers. These are the outermost layer, the epidermis, beneath which lies
the much larger dermis and, finally, the deepest layer, the subcutis. The
epidermis, which is essentially a stratified epithelium, lies directly above
the dermo-epidermal junction. This provides mechanical support for the
epidermis and anchors it to the underlying dermis. The junction itself is a
complex glycoprotein structure about 50 nm thick [5].
Directly above the undulating ridges of the dermo-epidermal junction
lies the basal layer of the epidermis, the stratum germinativum. This layer
is single-cell in thickness with columnar-to-oval shaped cells, which are
actively undergoing mitosis. As the name implies, the stratum germinati-
vum generates replacement cells to counterbalance the constant shedding
of dead cells from the skin surface. In certain disease states, such as
psoriasis, the rate of mitosis in this layer is substantially raised in order to
compensate for a diminished epidermal barrier, the epidermal turnover
time being as fast as four days. As the cells of the basal layer gradually
move upwards through the epidermis, they undergo rapid differentiation,
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Transdermal Drug Delivery 3
becoming flattened and granular. The ability to divide by mitosis is lost.
Directly above the stratum germinativum is a layer, several cells in
thickness, in which the cells are irregular and polyhedral in shape. This
layer is the stratum spinosum, and each cell has distinct spines or prickles
protruding from the surface in all directions. Although they do not
undergo mitosis, the cells of this layer are metabolically active. The
prickles of adjacent cells interconnect via desmosomes or intercellular
bridges. The increased structural rigidity produced by this arrangement
increases the resistance of the skin to abrasion.
As the epidermal cells migrate upwards towards the skin surface they
become flatter and more granular in appearance, forming the next
epidermal layer, which is the stratum granulosum, consisting of a few
layers of granular cells. Their appearance is due to the actively meta-
bolizing cells producing granular protein aggregates of keratohyalin, a
precursor of keratin [6]. As cells migrate through the stratum granulosum,
cell organelles undergo intracellular digestion and disappear. The cells of
the stratum granulosum die due to degeneration of the cell nuclei and
metabolic activity ceases towards the top of this layer. A further differen-
tiation of cells above the stratum granulosum can be seen in sections taken
from thick skin, such as on the palm of the hand or the sole of the foot.
200–400µm
2–4 mm
Dermis
SweatGland
Micro-circulation
Subcutaneous fat
Vein
Adipose tissue
Pressure receptor
Stratum germinativum
Stratum granulosum
Stratum lucidum
Stratum corneum10–15 μm
Stratum spinosum
NociceptorsEpidermis
Figure 1.1 Diagrammatic representation of the major features of skin anatomy.
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4 Microneedle-mediated Transdermal and Intradermal Drug Delivery
This distinct layer of cells, which is now substantially removed from
nutrients supplied via the dermal circulation, is the stratum lucidum.
The cells of this layer are elongated, translucent and anuclear.
1.2.2 The stratum corneumThe stratum corneum, or horny layer, is the outermost layer of the
epidermis, and thus the skin. It is now well accepted that this layer
constitutes the principal barrier for penetration of most drugs [7]. The
horny layer represents the final stage of epidermal cell differentiation. The
thickness of this layer is typically 10 μm, but a number of factors, including
the degree of hydration and skin location, influence this. For example, the
stratum corneum on the palms and soles can be, on average, 400–600 μm
thick [7] whilst hydration can result in a 4-fold increase in thickness [8].
The stratum corneum consists of 10–25 rows of dead keratinocytes,
now called corneocytes, embedded in the secreted lipids from lamellar
bodies [7]. The corneocytes are flattened, elongated, dead cells, lacking
nuclei and other organelles [9]. The cells are joined together by des-
mosomes, maintaining the cohesiveness of this layer [10]. The heteroge-
neous structure of the stratum corneum is composed of approximately
75–80% protein, 5–15% lipid and 5–10% other substances on a dry weight
basis [11].
The majority of protein present in the stratum corneum is keratin and
is located within the corneocytes [11]. The keratins are a family of
Multilamellar orderedlipid domains
Bimolecular leaflet
Polar head groups(hydrophilic region)
Hydrocarbon chains(hydrophobic region)
Site of action for lipid fluidising agents(chemical penetration enhancers)
Figure 1.2 Arrangement of lipids in the stratum corneum.
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Transdermal Drug Delivery 5
α-helical polypeptides. Individual molecules aggregate to form
filaments (7–10 nm diameter and many microns in length) that are
stabilized by insoluble disulphide bridges. These filaments are thought
to be responsible for the hexagonal shape of the corneocyte and provide
mechanical strength for the stratum corneum [12]. Corneocytes possess
a protein rich envelope around the periphery of the cell, formed from
precursors, such as involucrin, loricrin and cornifin. Transglutaminases
catalyze the formation of γ-glutamyl cross-links between the envelope
proteins that render the envelope resistant and highly insoluble. The
protein envelope links the corneocyte to the surrounding lipid enriched
matrix [10].
The main lipids located in the stratum corneum are ceramides, fatty
acids, cholesterol, cholesterol sulphate and sterol/wax esters [11,12].
These lipids are arranged in multiple bilayers called lamellae (Figure 1.2).
Phospholipids are largely absent, a unique feature for a mammalian
membrane. The ceramides are the largest group of lipids in the stratum
corneum, accounting for approximately half of the total lipid mass [13],
and are crucial to the lipid organization of the stratum corneum [10].
The bricks and mortar model of the stratum corneum (Figure 1.3) is a
common representation of this layer [8]. The bricks correspond to parallel
plates of dead keratinized corneocytes, and the mortar represents the
continuous interstitial lipid matrix. It is important to note that the corneo-
cytes are not actually brick-shaped, but rather are polygonal, elongated
and flat (0.2–1.5 μm thick and 34.0–46.0 μm in diameter) [9]. The ‘mortar’
is not a homogenous matrix. Rather, lipids are arranged in the lamellar
phase (alternating layers of water and lipid bilayers), with some of the
lipid bilayers in the gel or crystalline state [14]. The extracellular matrix
is further complicated by the presence of intrinsic and extrinsic proteins,
such as enzymes. The barrier properties of the stratum corneum have
been assigned to the multiple lipid bilayers residing in the intercellular
space. These bilayers prevent desiccation of the underlying tissues by
inhibiting water loss and limit the penetration of substances from the
external environment [14].
Corneocyte
Desmosome
Intercellular lipid domains
Figure 1.3 ‘Bricks and mortar’ model of stratum corneum.
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6 Microneedle-mediated Transdermal and Intradermal Drug Delivery
1.2.3 The dermisThis region, also known as the corium, underlies the dermo-epidermal
junction and varies in thickness from 2 to 4 mm. Collagen, a fibrous
protein, is the main component of the dermis and is responsible for the
tensile strength of this layer. Elastin, also a fibrous protein, forms a network
between the collagen bundles and is responsible for the elasticity of the
skin and its resistance to external deforming forces. These protein compo-
nents are embedded in a gel composed largely of mucopolysaccharides.
The skin appendages such as the sebaceous and sweat glands, together
with hair follicles, penetrate this region. Since these open to the external
environment they present a possible entry point into the skin.
The dermis has a rich blood supply extending to within 0.2 mm of the
skin surface and derived from the arterial and venous systems in the
subcutaneous tissue. This blood supply consists of microscopic vessels
and does not extend into the epidermis. Thus, a drug reaching the dermis
through the epidermal barrier will be rapidly absorbed into the systemic
circulation, a key advantage in the use of microneedles to by-pass the
barrier to drug penetration offered by the stratum corneum.
1.2.4 Skin appendagesThe skin appendages comprise the hair follicles and associated sebaceous
glands, together with the eccrine and apocrine glands. Hairs are formed
from compacted plates of keratinocytes, with the hair shaft housed in a
hair follicle formed as an epidermal invagination. Associated flasklike
sebaceous glands are formed as epidermal outgrowths. The sebaceous
gland secretes an oily material (sebum), which plays a role in lubricating
the skin surface and maintaining skin pH around 5 [15]. This mixture of
lipids acts as a plasticizer for the stratum corneum and maintains an acid
mantle of about pH 5 on the skin surface. Hairs can be pigmented or
nonpigmented and can extend more than 3 mm into the hypodermis [16].
In humans, the skin density of these units varies with body region. For
example, on the face, follicular openings can account for up to 10% of the
surface area, whilst on other parts of the body, these orifices make up only
0.1% of the surface area [16]. Thus, a transfollicular route may be important
for certain veterinary transdermal drug delivery applications, where the
hair follicle density is much higher, but not in humans.
The eccrine glands respond to increased temperature and stress by exud-
ing a dilute salt solution (sweat), where its evaporation plays an important
thermoregulatory role. The coiled and tubular eccrine gland is located in the
dermal tissue, and is connected to a duct that ascends towards the surface.
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Transdermal Drug Delivery 7
They are distributed throughout the body surface, with the hands and feet
particularly concentrated [15]. Humans have approximately 3-4 million
eccrine glands on their skin, which produce as much as 3 litres of sweat
per hour [17]. The apocrine glands are found closer to the epidermal-dermal
boundary and are associated with the axillae, and ano-genital regions [15].
Apocrine ducts exit to the skin surface via the hair follicle [17].
1.3 Routes to percutaneous drug absorption
It is now well established that the stratum corneum is the principle barrier
to the percutaneous absorption of exogenous substances, including drugs
seeking to use the skin as a portal via transdermal drug delivery. There are
three routes by which a drug can, in theory, breach the stratum corneum
barrier, thus reaching viable tissue and, ultimately, the skin microcircula-
tion (Figure 1.4). From here, entry is made into the systemic circulation to
complete the drug absorption process. The available routes are trans-
appendageal, via the hair follicles and sweat glands (sometimes referred
to as the shunt route); transcellular, by diffusion through and across the
corneocytes; intercellular, by diffusion through the ordered domains of
intercellular skin lipids. The relative contributions of the pathways to the
overall drug flux are governed by the physicochemical properties of the
permeating molecule, the fractional area of the route and whether drug
permeation is facilitated in any way by disruption of the skin barrier.
An elegant model for the percutaneous absorption of a topically applied
drug has been proposed [18] based on an analogy between the flow of
electrons in an electrical circuit through series and parallel resistors, and
the passive diffusional flow of a drug through the resistances offered by
the various skin components. The current flow is driven by an electrical
Intercellular route Transcellular route
Lipid ‘mortar’
Transappendageal route
Corneocyte ‘brick’
Figure 1.4 Routes of percutaneous penetration through the stratum corneum.
Donnelly_c01.indd 7Donnelly_c01.indd 7 10/21/2011 9:11:23 PM10/21/2011 9:11:23 PM
8 Microneedle-mediated Transdermal and Intradermal Drug Delivery
R2
R1
R3
R4
Concentrationgradient
R1 Vehicle resistanceR2 Appendageal resistanceR3 Stratum corneum resistanceR4 Viable tissue resistance
Figure 1.5 Series and parallel resistances to percutaneous drug penetration.
potential gradient whereas the diffusional drug flow, in contrast, is driven
by a concentration gradient across the skin (Figure 1.5).
Skin diffusional resistances can be thought of as the transepidermal and
transappendageal routes, in parallel. The transepidermal resistance is essen-
tially that offered by the stratum corneum. As with the ohmic magnitude of
an electrical resistance, the chemical magnitude (R) of a membrane resistor
with respect to drug diffusion through that membrane can be expressed as
=h
RF D K
(1.1)
where h is the thickness of the resistor membrane, F is the fractional area
of the route (where there is more than one pathway involved), D is the
diffusion coefficient of the drug through that resistor (the ease of move-
ment of the drug through the tissue) and K represents the capacity of a
particular tissue for the drug (in effect, the partition coefficient of the drug
between one tissue phase and that immediately preceding it). It follows
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Transdermal Drug Delivery 9
that the rate of skin penetration of a given drug is inversely proportional
to the total diffusional resistance due to the various skin layers and
components.
The transepidermal route has a fractional area approaching unity. In the
percutaneous absorption process the total diffusional resistance offered by
this route would consist of the sum of resistances due to the stratum
corneum, viable epidermis and dermis. However, any diffusional
resistance due to the dermis is minimal compared to that of the stratum
corneum and can be neglected.
The stratum corneum is a narrow layer; hence the value of h in (1.1) is
small, thus tending to reduce the diffusional resistance of this layer.
However, the main factor to consider is the densely packed, organized
anatomical characteristics of this layer, ensuring that its overall resistance
to chemical penetration is substantial, notwithstanding the reduced thick-
ness of the horny layer compared to that of the viable epidermis.
The transappendageal route has a very low fractional area [1]. Shunt
diffusion of penetrants through the skin appendages appears to be of
significance only during the initial phase following application of the
drug. The higher diffusion coefficients through the appendages compared
to the stratum corneum [1] leads to an excess initial penetration via this
route, with an exponential relationship to time compared to the linear
time dependency of drug penetration that characterizes the establishment
of steady state diffusion. Thus, although the transappendageal route may
be important initially, its small fractional area suggests that it is of no great
significance in the overall percutaneous penetration of most topically
applied drugs [19]. Given the tortuous nature of the skin ducts and glands,
and the upwards flow of material towards the skin surface opposing the
downwards diffusion of an applied drug, it is not surprising that the shunt
route is unimportant in steady state drug diffusion through the skin [20].
However, the initial build-up of drug achieved by rapid diffusion along
the appendageal route, probably the hair follicles, prior to the establish-
ment of steady state transepidermal diffusion, may explain the appear-
ance of vasoactive phenomena associated with nicotinates (erythema) and
steroids (skin blanching), both effects rapidly seen following topical
administration of these agents [21].
Since the transappendageal route can be neglected as a major contribu-
tor to the overall penetration of non-electrolytes, the overall resistance to
the drug reaching its target site of action can be seen as analogous to the
flow of current through electrical resistors in series. Thus, the total resist-
ance (R) of the skin to the percutaneous absorption of a diffusing molecule
can be described by
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10 Microneedle-mediated Transdermal and Intradermal Drug Delivery
= +sc sc sc e e e
h hR
F D K F D K (1.2)
where the denominator subscripts refer to the stratum corneum and viable
epidermis respectively.
The stratum corneum has been shown to have approximately 103 times
greater resistance to water penetration than the dermis, and is thus even
more resistant to the passage of polar solutes [22]. For nonpolar lipophilic
solutes the stratum corneum has a lower resistance than to the passage of
water. Although the viable epidermis and the dermis are more resistant to
the passage of nonpolar compared to polar materials, as might reason ably be
expected, this effect is relative and minimal, with only 4% of the total skin
resistance being ascribed to these viable layers [22]. It is clear, therefore, that
the passage of the drug through the stratum corneum is the rate-limiting
step for the percutaneous absorption of both polar and non polar molecules.
The decreased resistance of the horny layer to lipophilic drugs dictates the
use of lipophilic molecules for conventional transdermal delivery, i.e. where
diffusion is driven by the drug concentration gradient across the barrier.
Although numerous mathematical models are available to describe
the process of percutaneous absorption, that proposed by Flynn and co-
workers [23] provides a good description of the overall process involved
in the percutaneous absorption of a drug. Where that drug is a relatively
low molecular weight, lipophilic molecule, the model can be considerably
simplified. Thus, the resistance to drug penetration of the dermis can be
neglected since it is minimal compared to that of the stratum corneum.
The transappendageal route is largely insignificant, and the resistance due
to the viable epidermis is so small compared to that due to the stratum
corneum that it approaches zero. Thus, the stratum corneum fractional
area can, in this case, be taken as unity. When steady state diffusion of the
drug across the stratum corneum barrier has been established, the amount
of material passing through the barrier per unit area of vehicle coverage
per unit time, i.e. the drug flux, J, is given by
⎛ ⎞= Δ⎜ ⎟⎝ ⎠
sc sc/w
sc
D KJ C
h (1.3)
where Ksc/w
represents the partition coefficient between the stratum
corneum and the formulation vehicle and ΔC is the drug concentration
gradient across the stratum corneum, which, assuming sink conditions, is
the effective drug concentration in the vehicle. This equation, which is
essentially Fick’s first law for steady state [24], can be simplified to:
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Transdermal Drug Delivery 11
J = P (ΔC) (1.4)
where P is the permeability coefficient of the drug through the skin. P is
described by the term in brackets in (1.3).
Equation (1.3) provides a guide to those factors that can be acted upon to
maximize the efficiency of the percutaneous absorption of a drug through
the stratum corneum barrier. Clearly, little can be done to reduce the value
of h, the barrier thickness, unless an adhesive tape stripping technique was
employed [20]. The barrier thickness may be reduced in the event of an
existing clinical disease state but otherwise it may be regarded as a constant.
The drug diffusivity in the stratum corneum, as measured by Dsc
, is a
physicochemical parameter of the chosen drug or drug combination.
Although the barrier characteristics may be altered by the use of a chemi-
cal penetration enhancer [25], the relative values of Dsc
for different drug
molecules will retain their same comparative ranking. An increase in the
value of Ksc/w
, the vehicle/stratum corneum partition coefficient, therefore
represents the best available means to ensure that an adequate concentra-
tion of drug can penetrate through the stratum corneum barrier. In practice,
therefore, a conventional approach to transdermal drug delivery via drug
diffusion through the stratum corneum along a concentration gradient is
highly dependent on the physicochemical properties of the drug, with
some limited influence exerted by formulation factors. Hence, for water-
soluble or large, particularly macromolecular, actives, other approaches
are needed if the transdermal route is to be used to its full potential.
1.4 Facilitated transdermal drug delivery
Transdermal drug delivery has many advantages, including: ● controlled delivery, achieving a steady-state profile, thus reducing the
likelihood of peak-associated side effects and ensuring that drug levels are
above the minimal therapeutic concentration; ● reduced dosing frequency, with one transdermal patch delivering drug
from typically 24 to 72 hours; ● avoidance of first pass metabolism; ● noninvasive means of drug delivery, putting the patient in control
(dosage form can be easily removed in the event of an adverse reaction); ● less susceptible to bioavailability issues compared to the oral route; ● provides an alternative route when the patient is unable to take drugs
orally.
However, the use of the route is severely limited by the restrictions
imposed by the lipophilic stratum corneum barrier, such that only lipophilic
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12 Microneedle-mediated Transdermal and Intradermal Drug Delivery
drugs of relatively low molecular weight and reasonable potency (low
dose) are suitable candidates for conventional transdermal delivery.
Modulation of formulation excipients and addition of chemical enhancers
can increase drug flux but not sufficiently to ensure delivery of pharmaco-
logically effective concentration of drug. Therefore, several new active
rate- controlled transdermal drug delivery technologies (electrically based,
structure-based, velocity-based, etc.) have been developed for the
transdermal delivery of ‘difficult’ drugs [26]. This is particularly so, given
the high economic value of the transdermal delivery market despite the
relatively small number of actives (currently around 20) that can be
delivered by the route [27]. Broadly, facilitated delivery falls into two cat-
egories: technological [28], of which microneedles, the subject of this text,
is a good example, and formulation approaches, most notably the focus on
nanoscale delivery systems [29]. The following are some of the technolo-
gies presently being considered as aids to transdermal drug delivery.
1.4.1 Cryopneumatic and photopneumatic technologiesNovel approaches to facilitated transdermal delivery have recently been
reported [30] using cryopneumatic technology and photopneumatic
technology to enhance the permeation of the stratum corneum. Cryopneu-
matic technology produces micro-cracks at the skin surface by succes-
sively freezing and stretching the skin with vacuum suction. Photopneumatic
technology combines stretching of the skin by vacuum suction with intense
pulsed light. The enhancing effects of both methods were studied on ex vivo porcine skin and in vivo human skin models using fluorescent hydro-
philic macromolecules as drug surrogates. This showed that the enhancing
effect of cryopneumatic technology is due to drug permeation through the
micro-cracks produced by freezing-stretching cycles, while photopneumatic
technology could promote drug permeation through sweat glands.
1.4.2 Sonophoresis (low-frequency ultrasound)The use of low-frequency ultrasound [31] for the transdermal delivery of
drugs, referred to as low-frequency sonophoresis, has been shown to
increase skin permeability to a wide range of therapeutic compounds,
including both hydrophilic molecules and macromolecules [32]. Recent
research has demonstrated the feasibility of delivering proteins, hormones,
vaccines, liposomes and other nanoparticles through treated skin. In vivo
studies have also established that low-frequency sonophoresis can act as a
physical immunization adjuvant.
Low-frequency ultrasound (frequencies below 100 KHz) has been used
to enhance delivery of a range of low and high molecular weight drugs
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Transdermal Drug Delivery 13
across the skin [33,34]. In vitro studies using human stratum corneum
demonstrate enhanced transport (by several orders of magnitude) of the
macromolecules insulin, interferon-γ, and erythropoietin, using low
frequency ultrasound [35]. Park and collaborators [36] reported the use of
a compact, lightweight, low-frequency transducer to enhance transdermal
insulin delivery. The ultrasound-treated group showed a significant
reduction in blood glucose, compared to control. The authors proposed
that the device was capable of safely reducing blood glucose to within a
normal range.
In vitro and in vivo studies have demonstrated the efficacy of sonopho-
resis, with some studies reporting up to 1000-fold better penetration
compared to simple topical application. However, challenges remain in
terms of gaining a full understanding of how the technology operates and
to fully evaluate its safety profile [37]. Singer et al. [38] demonstrated that
low-intensity ultrasound induced only minor skin reactions in dogs, but
high-intensity ultrasound was capable of causing second-degree burns.
1.4.3 IontophoresisPerhaps the oldest method in use for facilitated transdermal delivery, this
technique employs a power source, terminating with a positive electrode
(anode), and a negative electrode (cathode). Drug transport across the
skin is facilitated by two primary mechanisms, electrorepulsion and
electroosmosis. Using electrorepulsion, whereby like charges repel each
other, delivery of a positively charged drug can be achieved by dissolving
the drug in a suitable vehicle in contact with an electrode of similar
polarity (anode). Application of a small direct current (approximately
0.5 mA cm−2) causes the drug to be repelled from the anode, and it is
attracted towards the oppositely charged electrode (cathode) [39]. This
process is termed anodal iontophoresis. Conversely, cathodal iontophore-
sis occurs when anions are repelled from the cathode towards the anode.
Importantly, iontophoresis is not only reserved for charged drugs. Delivery
of small neutral molecules may also be enhanced through electroosmosis.
At pH values above 4, the skin is negatively charged due to ionization of
carboxylic acid groups within the membrane. Positively charged ions,
such as Na+, are more easily transported as they attempt to neutralize the
charge in the skin; hence there is a flow of Na+ to the cathode [39]. Owing
to a net build-up of NaCl at the cathodal compartment, osmotic flow of
water is induced from the anode to the cathode. It is this net flow of water
that facilitates transfer of neutral molecules across the skin.
The transappendageal route is thought to offer the path of least electrical
resistance across the skin and is suggested to be the principal pathway
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14 Microneedle-mediated Transdermal and Intradermal Drug Delivery
taken by a permeant during iontophoresis [40]. Many factors influence
iontophoresis, including pH of the donor solution, electrode type, buffer
concentration, current strength and current type. These parameters have
been reviewed extensively elsewhere [40–43].
1.4.4 ElectroporationIn contrast to iontophoresis, which uses small voltages (< 10 V),
electroporation employs relatively high voltage pulses (10–1000 V) for
brief periods of time (< a few hundred milliseconds). When applied to
stratum corneum, pulses are thought to induce formation of aqueous
pores in the lipid bilayers. The aqueous pores may facilitate drug transport
by passive diffusion, electroosmosis or iontophoresis during the pulse.
Transdermal delivery of charged molecules may be further enhanced by
iontophoretic transport through the transfollicular pathway during
pulsation [44]. Most recently, a laser microporation technology has been
described and successfully demonstrated ex vivo [45].
1.4.5 Jet injectionJet (needless) injectors, either powder or liquid, are typically powered by a
spring or by compressed gas. Transdermal powder delivery is where the
therapeutic compound is formulated as a fine powder (20–100 μm
diameter) and is accelerated in a supersonic flow of helium gas to penetrate
the skin [46]. The PMED® (Pfizer) device, formerly known as PowderJect®,
has been reported to successfully deliver, for example, vaccines [47, 48]
and lidocaine [49]. Dry powder formulations are generally more stable than
solutions and may negate the need for the ‘cold chain’ to be maintained
when using vaccines, for example. This would be particularly advantageous
for large-scale immunization in developing countries with hot climates.
Liquid jet injectors [50] consist of a power source (compressed gas or
spring), piston, drug-loaded compartment and a nozzle with orifice size
typically ranging between 150 and 300 μm. Upon triggering the actuation
mechanism, the power source pushes the piston that impacts the drug-
loaded compartment, thereby leading to a quick increase in pressure [51].
This forces the drug solution through the nozzle orifice as a liquid jet with
velocity ranging between 100 and 200 m/s.
It is claimed that needle-free injection has several potential benefits. The
fear of needles can be avoided [52], specific skin strata can be targeted and
needlestick injuries avoided. However, dosing accuracy may vary due to
skin variability between patients. The long-term side effects of high-speed
particles or liquids on the skin are not known and some jet injection tech-
nologies have resulted in reports of adverse reactions [53].
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Transdermal Drug Delivery 15
1.4.6 MicroneedlesMicroneedles are presently attracting the most interest of all available
facilitated transdermal drug delivery technologies. A search of the
scientific literature over the past five years using the term ‘transdermal
delivery technologies’ reveals that around 30% of published studies
involve microneedles. The first report of microneedle assisted topical drug
delivery was in the late 1990s, whereby puncturing the skin using micron-
sized needles was shown to increase permeability of human skin to a
model drug, calcein [54]. Subsequently, there has been intense interest in
this technology with significant developments being made both in the
fields of microneedle fabrication and drug delivery.
Microneedle arrays are manufactured based on etching methods used
by the microelectronics industry to create arrays of micron-sized needles
[55,56]. The majority of studies to date have used silicon or metal micronee-
dles, although devices have also been made from dextrin [57,58], glass
[59], maltose [60,61] and various polymers [62–65].
Microneedles can be made of varying length, as short as 25 μm and as
long as 2000 μm. In addition, base diameter of the needle and needle
density can also be altered. These devices have been shown to penetrate
across the stratum corneum and into the viable epidermis, avoiding
nerve fibres and blood vessels that reside primarily in the dermal layer.
The overriding benefit of using microneedles is the promise of pain-free
injection of both small and large molecular weight active pharmaceutical
ingredients [66]. Therefore, in the present text, the focus is on emerging
microneedle technologies [67] and the possibilities that they offer for the
future in widening the scope and applications of transdermal drug
delivery.
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