39
Accepted Manuscript Transcaval Access and Closure for Transcatheter Aortic Valve Replacement: A Prospective Investigation Adam B. Greenbaum, MD, Vasilis C. Babaliaros, MD, Marcus Y. Chen, MD, Annette M. Stine, RN, Toby Rogers, PhD, BM BCh, William W. O’Neill, MD, Gaetano Paone, MD, Vinod H. Thourani, MD, Kamran I. Muhammad, MD, Robert A. Leonardi, MD, Stephen Ramee, MD, James F. Troendle, PhD, Robert J. Lederman, MD PII: S0735-1097(16)36769-9 DOI: 10.1016/j.jacc.2016.10.024 Reference: JAC 23129 To appear in: Journal of the American College of Cardiology Received Date: 8 October 2016 Revised Date: 21 October 2016 Accepted Date: 24 October 2016 Please cite this article as: Greenbaum AB, Babaliaros VC, Chen MY, Stine AM, Rogers T, O’Neill WW, Paone G, Thourani VH, Muhammad KI, Leonardi RA, Ramee S, Troendle JF, Lederman RJ, Transcaval Access and Closure for Transcatheter Aortic Valve Replacement: A Prospective Investigation, Journal of the American College of Cardiology (2016), doi: 10.1016/j.jacc.2016.10.024. This is a PDF file of an unedited manuscript that has been accepted for publication. As a service to our customers we are providing this early version of the manuscript. The manuscript will undergo copyediting, typesetting, and review of the resulting proof before it is published in its final form. Please note that during the production process errors may be discovered which could affect the content, and all legal disclaimers that apply to the journal pertain.

Transcaval Access and Closure for Transcatheter Aortic ... · Access and Closure for Transcatheter Aortic Valve Replacement: A Prospective Investigation, Journal of the American College

  • Upload
    others

  • View
    4

  • Download
    0

Embed Size (px)

Citation preview

Page 1: Transcaval Access and Closure for Transcatheter Aortic ... · Access and Closure for Transcatheter Aortic Valve Replacement: A Prospective Investigation, Journal of the American College

Accepted Manuscript

Transcaval Access and Closure for Transcatheter Aortic Valve Replacement: AProspective Investigation

Adam B. Greenbaum, MD, Vasilis C. Babaliaros, MD, Marcus Y. Chen, MD, AnnetteM. Stine, RN, Toby Rogers, PhD, BM BCh, William W. O’Neill, MD, Gaetano Paone,MD, Vinod H. Thourani, MD, Kamran I. Muhammad, MD, Robert A. Leonardi, MD,Stephen Ramee, MD, James F. Troendle, PhD, Robert J. Lederman, MD

PII: S0735-1097(16)36769-9

DOI: 10.1016/j.jacc.2016.10.024

Reference: JAC 23129

To appear in: Journal of the American College of Cardiology

Received Date: 8 October 2016

Revised Date: 21 October 2016

Accepted Date: 24 October 2016

Please cite this article as: Greenbaum AB, Babaliaros VC, Chen MY, Stine AM, Rogers T, O’Neill WW,Paone G, Thourani VH, Muhammad KI, Leonardi RA, Ramee S, Troendle JF, Lederman RJ, TranscavalAccess and Closure for Transcatheter Aortic Valve Replacement: A Prospective Investigation, Journal ofthe American College of Cardiology (2016), doi: 10.1016/j.jacc.2016.10.024.

This is a PDF file of an unedited manuscript that has been accepted for publication. As a service toour customers we are providing this early version of the manuscript. The manuscript will undergocopyediting, typesetting, and review of the resulting proof before it is published in its final form. Pleasenote that during the production process errors may be discovered which could affect the content, and alllegal disclaimers that apply to the journal pertain.

Page 2: Transcaval Access and Closure for Transcatheter Aortic ... · Access and Closure for Transcatheter Aortic Valve Replacement: A Prospective Investigation, Journal of the American College

MANUSCRIP

T

ACCEPTED

ACCEPTED MANUSCRIPT

1

Transcaval Access and Closure for Transcatheter Aortic Valve Replacement: A Prospective Investigation

Adam B. Greenbaum, MDa; Vasilis C. Babaliaros, MDb; Marcus Y. Chen, MDc; Annette M. Stine, RNc

; Toby Rogers, PhD, BM BChc; William W. O’Neill, MDa; Gaetano Paone, MDa; Vinod H. Thourani, MDb; Kamran I. Muhammad, MDd; Robert A. Leonardi, MDe; Stephen Ramee, MDf; James F. Troendle, PhDc; Robert J. Lederman, MDc

aHenry Ford Hospital, Detroit, Michigan; bEmory University, Atlanta, Georgia; cNational Heart Lung and Blood Institute, National Institutes of Health, Bethesda, Maryland; dOklahoma Heart Institute, Tulsa, Oklahoma; eLexington Medical Center, West Columbia, South Carolina; fOchsner Medical Center, New Orleans, Louisiana Running title: Transcaval TAVR prospective trial Acknowledgements: Supported by the NHLBI Division of Intramural Research Z01-HL006040. Relationships with Industry: ABG is a proctor for Edwards Lifesciences and St Jude Medical and his employer receives research support from St Jude Medical VCB is a consultant for Edwards Lifesciences and for Abbott Vascular, and his employer receives research support from Edwards Lifesciences, Abbott Vascular, Medtronic, St Jude Medical, and Boston Scientific. WWO is a consultant to Edwards Lifesciences, Medtronic, and St Jude Medical. GP is a consultant and proctor for Edwards Lifesciences. VHT is a consultant for Edwards Lifesciences and Abbott Vascular. His employer receives research support from Edwards Lifesciences, Boston Scientific, Medtronic, St Jude Medical, and Abbott Medical. KM is a proctor for Edwards Lifesciences. RAL is a consultant for St Jude Medical and a paid speaker for Edwards Lifesciences. SR is an investigator for Edwards Lifesciences and St Jude Medical, and reports honoraria from Edwards Lifesciences and Medtronic. ABG, TR, and RJL are co-inventors of devices, not tested in this protocol, intended to close transcaval access. All other authors report no financial conflict of interest. Address for Correspondence Robert J. Lederman, MD Cardiovascular and Pulmonary Branch Division of Intramural Research National Heart Lung and Blood Institute National Institutes of Health Building 10, Room 2c713, MSC 1538 Bethesda, Maryland 20892-1538 Telephone: (301) 402-6769 Fax: 301-451-5451 E-mail: [email protected]

Page 3: Transcaval Access and Closure for Transcatheter Aortic ... · Access and Closure for Transcatheter Aortic Valve Replacement: A Prospective Investigation, Journal of the American College

MANUSCRIP

T

ACCEPTED

ACCEPTED MANUSCRIPT

2

ABSTRACT Background: Transcaval access may enable fully percutaneous transcatheter aortic valve replacement (TAVR) without the hazards and discomfort of transthoracic (transapical or transaortic) access. Objectives: We performed a prospective, independently-adjudicated, multi-center, single-arm Investigational Device Exemption trial of transcaval access for TAVR in patients ineligible for femoral artery access and high or prohibitive risk of complications from transthoracic access. Methods: 100 subjects underwent attempted percutaneous transcaval access to the abdominal aorta by electrifying a caval guidewire and advancing into a prepositioned aortic snare. After exchanging for a rigid guidewire, conventional TAVR was performed through transcaval introducer sheaths. Transcaval access ports were closed with nitinol cardiac occluders. A core lab analyzed pre-discharge and 30-day abdominal CT. The STS predicted risk of mortality was 9.6 ± 6.3%. Results: Transcaval access was successful in 99/100 subjects. Device success (access and closure with a nitinol cardiac occluder without death or emergency surgical rescue) was 98/99, except for one closed only with a covered stent. Inpatient survival was 96% and 30-day survival was 92%. VARC2 life-threatening bleeding and modified VARC2 major vascular complications possibly related to transcaval access were 7% and 13%, respectively. Median length of stay was 4 (2-6) days. There were no vascular complications after discharge. Conclusion: Transcaval access enabled TAVR in patients who were not good candidates for transthoracic access. Bleeding and vascular complications, using permeable nitinol cardiac occluders to close the access ports, were common but acceptable in this high risk cohort. Transcaval access should be investigated in patients who are eligible for transthoracic access. Purpose-built closure devices are in development that may simplify the procedure and reduce bleeding. Clinical trial: NCT02280824 on clinicaltrials.gov Condensed Abstract Transcaval access is a new fully-percutaneous extra-thoracic technique. We report a prospective, multi-center trial of transcaval TAVR in 100 patients (STS PROM 9.6±6.3%) ineligible for transfemoral and high or prohibitive risk for transthoracic access. Transcaval access was successful in 99/100. Device success (access and closure with a nitinol cardiac occluder without death or emergency surgical rescue) was 98/99. Inpatient survival was 96% and 30-day survival was 92%. Transcaval-related life-threatening bleeding was 7%. Transcaval access enabled TAVR in patients who were not good candidates for transthoracic access. Bleeding and vascular complications were common but acceptable in this high risk cohort. Key words: Non-transfemoral access, Structural heart disease, Caval-aortic access, Transcaval, Transcatheter aortic valve replacement, Vascular access Abbreviations CT Computed tomography IVC Inferior vena cava RPH Retroperitoneal hematoma STS Society of thoracic surgeons

Page 4: Transcaval Access and Closure for Transcatheter Aortic ... · Access and Closure for Transcatheter Aortic Valve Replacement: A Prospective Investigation, Journal of the American College

MANUSCRIP

T

ACCEPTED

ACCEPTED MANUSCRIPT

3

TAVR Transcatheter aortic valve replacement VARC2 Second valve academic research consortium

Page 5: Transcaval Access and Closure for Transcatheter Aortic ... · Access and Closure for Transcatheter Aortic Valve Replacement: A Prospective Investigation, Journal of the American College

MANUSCRIP

T

ACCEPTED

ACCEPTED MANUSCRIPT

4

Introduction

Transcatheter aortic valve implantation (TAVR) avoids the morbidity and mortality of

surgical aortic valve replacement in high and intermediate risk patients (1-6). Transthoracic

(transapical and transaortic) access is inferior compared with femoral-artery access (6), perhaps

in part because of the clinical features precluding femoral artery access. Discomfort and

morbidity are more pronounced from transthoracic access for TAVR, probably because of

invasiveness and pulmonary insults. An alternative transfemoral access approach to TAVR

might be desirable in these patients to reduce the hazards and discomfort of transthoracic access

and because of the superior operator ergonomics.

We developed a technique of transfemoral venous access for retrograde TAVR by

entering the abdominal aorta through the adjoining inferior vena cava, which is now called

transcaval access (7) (Central Illustration). Animals tolerate the resulting acute aorto-caval

fistula even without repair, because the retroperitoneal space appears to pressurize and cause

aortic blood to return immediately through the corresponding hole in the vena cava (Figure 2).

Patients tolerate transcaval access after implanting nitinol cardiac occluders to close the aortic

port. Transcaval access and closure was uniformly successful in the first 19 patients, all of

whom had no good TAVR access options (8).

We have refined the technique of transcaval access and closure (9) and tested the early

multi-center experience in a single-arm prospective Investigational Device Exemption trial in

patients deemed to have high or prohibitive risk of complications from transthoracic access for

TAVR. This paper describes 30-day outcomes in 100 patients.

Methods

Patients and study design

Page 6: Transcaval Access and Closure for Transcatheter Aortic ... · Access and Closure for Transcatheter Aortic Valve Replacement: A Prospective Investigation, Journal of the American College

MANUSCRIP

T

ACCEPTED

ACCEPTED MANUSCRIPT

5

The study evaluated success and complications of transcaval TAVR access and closure

with a nitinol cardiac occluder device. It was designed as a prospective open-label multi-center

single-arm study with on-site monitoring, independent endpoint adjudication, and central core

laboratory analysis of follow-up images (NCT02280824).

Subjects were eligible to participate if (1) they had severe symptomatic native aortic

valve stenosis or bioprosthetic aortic valve failure for which TAVR was indicated, (2) extreme

risk or inoperability for conventional femoral artery, trans-apical, or trans-aortic access as

determined by the institutional multi-disciplinary heart team, and (3) anatomic suitability for

transcaval access according to a baseline CT scan analyzed by the NHLBI core laboratory. These

are further detailed in the Online Appendix. Screening details on ineligible candidates were not

collected.

The US Food and Drug Administration granted Investigational Device Exemption for this

sponsor-investigator study, which had Institutional Research Boards approval from all 20

participating sites and NHLBI. All subjects consented in writing. The NHLBI Data Safety

Monitoring Board provided oversight, and pre-specified endpoints were independently

adjudicated by Medstar Heart and Vascular Institute Clinical Events Committee. Sites received

on-site proctorship by the principal investigator and/or sponsor.

The IDE was sponsored by the senior author on behalf of NHLBI, which was the data

coordination center. Sites participated without NHLBI funding. The manufacturer of the IDE

test article (Amplatzer nitinol occluder devices, St Jude Medical) allowed FDA to cross-

reference the device master file for the IDE but did not otherwise participate in the study.

Subjects were concurrently enrolled into the Society of Thoracic Surgeons / American College of

Cardiology Transcatheter Valve Therapies (TVT) registry(10).

Page 7: Transcaval Access and Closure for Transcatheter Aortic ... · Access and Closure for Transcatheter Aortic Valve Replacement: A Prospective Investigation, Journal of the American College

MANUSCRIP

T

ACCEPTED

ACCEPTED MANUSCRIPT

6

Technique of transcaval access and closure

The technique has been detailed previously (8,9). Briefly, the procedure is planned from

the baseline TAVR CT (11,12) to identify a calcium-free target on the right aortic wall that

allows safe passage of the TAVR sheath from the inferior vena cava to the abdominal aorta. The

trajectory of the sheath should be free of interposed obstacles (bowel) and the area of aortic entry

should be away from important arterial branches allowing for provisional covered stent bailout if

necessary. After heparin anticoagulation, a loop snare was placed in the aorta to serve as a

target. A coaxial crossing system consisting of a 0.014”x300cm coronary guidewire (Confienza

Pro 12 or Astato XS20, Asahi, Abbott) inside a 0.035”x145cm locking wire convertor

(Piggyback, Vascular Solutions), inside a braided 0.035”x90cm microcatheter, inside a 6-7Fr

renal-length IMA or RDC1 guiding catheter (Figure 3), was positioned into the cava, aimed

towards the aortic snare, and electrified using a monopolar electrosurgery pencil at 50W during

brief guidewire advancement across vascular walls. Once the 0.014” guidewire was snared,

counter-traction allowed the wire convertor and 0.035” microcatheter to be advanced

successively across the aortic wall and then exchanged for a rigid 0.035”x260cm guidewire

(Lunderquist, Cook). The TAVR introducer sheath — Retroflex 3 or eSheath(13) (Edwards

Lifesciences, Irvine CA) or extra-large Check-Flo (Cook, Bloomington IN) for Edwards Sapien

valves, or large Check-Flo 18Fr x 40cm (Cook) for Medtronic Corevalve — was then introduced

from the femoral vein into the aortic lumen over the rigid guidewire. Predilatation with a non-

compliant coronary dilatation balloon (2-3mm x 20cm) was performed when necessary to

advance the microcatheter. Retrograde TAVR was performed using standard transfemoral

technique.

Page 8: Transcaval Access and Closure for Transcatheter Aortic ... · Access and Closure for Transcatheter Aortic Valve Replacement: A Prospective Investigation, Journal of the American College

MANUSCRIP

T

ACCEPTED

ACCEPTED MANUSCRIPT

7

To close the access port after TAVR, heparin anticoagulation was fully reversed with

protamine, and a nitinol cardiac occluder (Amplatzer Duct Occluder or Amplatzer Ventricular

Septal Defect Occluder, St Jude Medical) was positioned in the aorta through the TAVR

introducer sheath alongside a 0.014” buddy guidewire, rotated sideways using a deflectable

catheter (Agilis NxT SML curl, St Jude Medical), and deployed along the right aortic wall.

Pigtail aortic angiography guided occluder device positioning. Aortocaval fistulas were accepted

unless they caused heart failure from shunting. If retroperitoneal bleeding was evident,

adjunctive balloon aortic tamponade or self-expanding covered stents (typically iliac limb

extenders, Endologix or Trivascular, Irvine, CA) were deployed at physician discretion. Post-

procedure antiplatelet and anticoagulation medications were administered according to local

routine.

Data analysis

Clinical outcomes were entered into electronic case report forms and independently

monitored. Follow-up CT scans, contrast enhanced when renal function permitted, were obtained

before discharge and at 30 days. Angiograms and CT scans were analyzed in central NHLBI

core laboratories. An independent clinical events adjudication committee classified all deaths,

bleeding, vascular complication, major adverse cardiovascular events and their relatedness to

transcaval access and closure according to a modification of VARC-2 (14) (Online Appendix).

NHLBI has custody of all data; the sponsor and the principal investigator are responsible for data

integrity.

The primary endpoint was device success, defined as successful transcaval access and

deployment of a closure device without death or emergency open abdominal surgery. Data are

reported as mean ± standard deviation or median (25tht, 75th percentile) as appropriate.

Page 9: Transcaval Access and Closure for Transcatheter Aortic ... · Access and Closure for Transcatheter Aortic Valve Replacement: A Prospective Investigation, Journal of the American College

MANUSCRIP

T

ACCEPTED

ACCEPTED MANUSCRIPT

8

Continuous and integer data were compared using a Student t test or Fisher exact test,

respectively. To identify predictors of bleeding or vascular complications, we assessed

association separately for each potential predictor (age, sex, closure device/sheath ratio, sheath

aorta ratio, aortic diameter, fistula patency, balloon aortic tamponade, covered stent, transcaval

procedure volume) and each discrete outcome by fitting a proportional-odds cumulative-logit

model in SAS 9.4 (Cary, NC). Multivariable models were formed using a backwards stepwise

selection of clinical and procedural factors (excluding those thought to be consequents of

bleeding) until only factors with p<0.20 remained. Effects of transcaval experience were

assessed by creating a dichotomous variable indicating the two highest-enrolling sites.

Results

Enrollment

100 subjects enrolled and underwent attempted transcaval TAVR at 17 of 20 sites

between July 2014 and June 2016. 30-day follow-up data were obtained for all. Sites performed

a median of 2 (0,4) transcaval procedures before this study was initiated.

Procedure Outcomes

Transcaval access and closure was successful in 99/100 attempts. A typical procedure is

depicted in Figure 4. Baseline characteristics, including predictors of transthoracic access

complications, are shown in Table 1. Procedure characteristics are shown in Table 2. In one

subject the guidewire failed to cross, and the operator subsequently performed transfemoral

artery TAVR complicated by iliac artery rupture. Device success, the primary endpoint of the

study, was 98/100. This includes the failure to cross and another in whom the operator chose

primary closure using a covered aortic stent instead of repositioning a fully-withdrawn nitinol

occluder. All patients survived the immediate TAVR procedure, and none died as a direct

Page 10: Transcaval Access and Closure for Transcatheter Aortic ... · Access and Closure for Transcatheter Aortic Valve Replacement: A Prospective Investigation, Journal of the American College

MANUSCRIP

T

ACCEPTED

ACCEPTED MANUSCRIPT

9

consequence of transcaval access and closure, nor did any undergo emergency surgical rescue of

the transcaval access site. Important TAVR complications included one case of THV-related

coronary obstruction that was ultimately fatal, one case of aortic annular hematoma managed

conservatively and successfully, no THV embolization, 16 new permanent pacemakers, and no

case of endocarditis during the 30-day landmark analysis.

Inpatient and one-month follow-up data are shown in Table 3. Four patients died before

hospital discharge, two each of cardiovascular and non-cardiovascular causes. 30-day landmark

survival was 92%. Seven deaths were adjudicated as cardiovascular, and one as non-

cardiovascular. Specific causes of death are elaborated in the Online Appendix.

Bleeding and vascular complications are summarized in Table 4. Transcaval-related

bleeding was adjudicated as VARC2 major or life-threatening in 12/99. Overall 35 patients

received a median of 2.0 (2.0, 4.0) units of red cell transfusions during their transcaval TAVR

admission. Transcaval-related vascular complications were adjudicated as modified VARC2

major in 13/99, typically because of a retroperitoneal hematoma detected on mandatory CT scan

combined with hemoglobin drop. Covered stents were placed in 8 subjects after transcaval access

and closure, all but one during the same procedure. The indication was ongoing extravasation

after deploying the transcaval closure device in the one patient who was receiving apixaban

during the procedure, intolerable left-to-right shunt in two patients manifest as hemodynamic

instability and deterioration in right ventricular function, and one used for primary closure of the

transcaval access site after complete withdrawal of the nitinol occluder device. The indications

for covered stent placement were less clear in the remaining four subjects: one had aortic root

hematoma and the operator placed a covered aortic stent to reduce diagnostic ambiguity should

hemodynamic instability ensue; one had unexplained hypotension not improved by covered stent

Page 11: Transcaval Access and Closure for Transcatheter Aortic ... · Access and Closure for Transcatheter Aortic Valve Replacement: A Prospective Investigation, Journal of the American College

MANUSCRIP

T

ACCEPTED

ACCEPTED MANUSCRIPT

10

that in retrospect was attributable to anesthesia medications; one was taken back to the cath lab

in the evening after the transcaval procedure for hypotension and evident retroperitoneal

hematoma, and a covered stent was placed out of caution even though there was no

extravasation; and one in whom the operator planned a covered stent to treat a preexisting aortic

dissection at the transcaval access site. Post-hoc multivariate analysis of clinical and procedural

characteristics identified predictors of bleeding (Online Appendix), including small closure

device/sheath diameter ratio, baseline hemodialysis, older age, larger aortas, and lower-enrolling

sites. Post-hoc predictors of vascular complications included larger sheath/aorta diameter ratio,

and lower-enrolling sites. The aorto-caval fistula was occluded immediately after transcaval

TAVR in 36/99 (36%). Among evaluable mandatory CT scans (Table 5), the fistula was

occluded in 38/72 (53%) upon hospital discharge and 48/66 (72%) at 30-days. Incorporating

angiography, 64/99 (64%) of tracts were occluded by 30 days.

Retroperitoneal hematoma (Table 5) was found by the core lab in 24% of subjects before

discharge, and in 5% of subjects after 30 days. Most were graded small or moderate. There

were no vascular complications after discharge.

No patient had a complication related to the transcaval closure device or closure site, nor

aortic pseudoaneurysm, after hospital discharge.

There were two TAVR-related myocardial infarctions, one of which was fatal. There

were five TAVR-related ischemic strokes. Three patients developed acute tubular necrosis

classified as acute kidney index (AKI) scores of 3, including two who required hemodialysis.

There were no cases of hemolytic anemia, nor of infected nitinol occluder device. Five had nadir

platelet counts < 50x109/mL, four of whom had a patent aortocaval fistula on the final

angiogram, and none of whom had evident sequelae.

Page 12: Transcaval Access and Closure for Transcatheter Aortic ... · Access and Closure for Transcatheter Aortic Valve Replacement: A Prospective Investigation, Journal of the American College

MANUSCRIP

T

ACCEPTED

ACCEPTED MANUSCRIPT

11

There were fewer complications in the half of patients treated at centers with more

transcaval experience, including VARC-2 30-day safety events (17% vs 36%, p=0.03), covered

stents (6% vs 11%, p=0.32), major or life-threatening bleeding (13% vs 28%, p=0.01), major

vascular complications (11% vs 28%, p=0.03), and AKI≥1 (7% vs 15%, p=0.22), although some

differences did not meet statistical significance. There was no difference in outcomes between

the first and second half of patients enrolled.

Discussion

Transcaval access and closure for TAVR was successful in a cohort of patients without

good conventional access options. This is remarkable given that most participating centers had

limited prior transcaval experience, that we employed a permeable closure device, and that the

patients had extensive comorbidity. The observed 30-day mortality was 8%, although no patient

died or required surgical bailout as a direct consequence of transcaval access. Adjudicated

bleeding and vascular complications were common. From a patient-centered outcome

perspective, the primary observed morbidity, of blood transfusions, compares favorably to the

morbidity of surgical transthoracic access.

The included patients were not eligible for femoral artery access and were deemed

poorly-suited or ineligible for transthoracic access. 77% received contemporary low-profile THV

devices. Eligibility for transthoracic access was a subjective clinical determination made by the

local multidisciplinary heart team including cardiac surgeons. The included patients had high

STS predicted risk of mortality (9.7 ± 6.3%) and a heavy burden of co-morbidities. We speculate

that patients with fewer co-morbidities, who might be suitable for transthoracic access, might

suffer fewer complications from transcaval access.

Page 13: Transcaval Access and Closure for Transcatheter Aortic ... · Access and Closure for Transcatheter Aortic Valve Replacement: A Prospective Investigation, Journal of the American College

MANUSCRIP

T

ACCEPTED

ACCEPTED MANUSCRIPT

12

Despite fears of catastrophic hemorrhage, transcaval access appears well tolerated. We

infer that the retroperitoneal space surrounding the aortic entry site pressurizes during and after

closure, and that aortic bleeding decompresses into the nearby venous hole because

retroperitoneal pressure exceeds venous pressure (Figure 2). In a small number of patients, a

transiently unrepaired aorto-caval fistula was well tolerated after pull-through of a closure device

(Figure 5), or during replacement of the introducer sheath or dilator. Even after device closure,

asymptomatic residual aorto-caval fistulae persisted in two-thirds before discharge and one-third

after the first month.

Life-threatening (also known as “disabling”) bleeding occurred in 12% of high or

prohibitive risk patients after transcaval TAVR in this study (mean STS score 9.6), compared

with 22.6% of intermediate-risk patients after transthoracic TAVR and 6.7% after transfemoral

TAVR using the Sapien 3 THV in PARTNER-II (mean STS score 5.8)(6). In the other major

pivotal TAVR trials for which data are available according to type of access, non-transfemoral

access (transapical or transaortic) was associated with major vascular complication rates of 3.8-

5.9% and life-threatening or major bleeding rates of 8.7-22.6%(3,6,15). In large non-adjudicated

single center and national TAVR registries, the rate of life-threatening and major bleeding with

non-transfemoral access ranges from 3.6-37.3%, the rate of transfusion ranges from 8.9-25.4%

and the rate of major vascular complications ranges from 0.6-2.4% (16-21).

Despite a paucity of randomized data on alternate extra-thoracic access such as trans-

carotid, subclavian or trans-axillary, single center experience suggests these approaches compare

favorably to transthoracic, with acceptable rates of bleeding and vascular access complications

(17,22,23). None of these had systematic follow-up imaging or independent adjudication.

Compared with carotid, subclavian, and axillary artery access, transcaval access may provide: (1)

Page 14: Transcaval Access and Closure for Transcatheter Aortic ... · Access and Closure for Transcatheter Aortic Valve Replacement: A Prospective Investigation, Journal of the American College

MANUSCRIP

T

ACCEPTED

ACCEPTED MANUSCRIPT

13

superior operator ergonomics, in that the operators work from the standard right groin puncture

site; (2) less tortuous sheath trajectory; (3) less risk of brachial plexus injury; (4) no surgical

dissection. That said, all of these extra-thoracic access methods appear to work well.

In this study, adjudicators classified transcaval-related vascular and bleeding

complications according to modified VARC-2 standards (14). Because we obtained CT scans

systematically before discharge, and because blood transfusions were common (35%), VARC-2

classified vascular complications as “major” even when patients had otherwise uneventful

clinical courses. For example, a patient who had a small retroperitoneal blood collection on CT

and who had a 2 unit blood transfusion without “an overt source of bleeding” would be classified

as having major bleeding, yet would have been classified as having no bleeding had there not

been systematic follow-up imaging.

Covered stents were employed in 8% of subjects, fewer than half for extravasation or

intolerable shunt through the permeable nitinol occluder devices, and none for catastrophic aortic

disruption or hemodynamic collapse. Covered stents are considered a “failure” only because this

study was designed to evaluate the specific permeable nitinol cardiac occluder devices in the

closure of transcaval access ports. By contrast, in clinical practice a provisional strategy of

nitinol occluder implantation and bail-out covered stenting seems prudent and practical.

Outcomes after transcaval access have improved since the first human experience (8).

Bleeding and vascular complications have declined because of technique refinements such as

complete reversal of heparin anticoagulation before closure, consistent implantation of slightly

oversized closure devices, use of a deflectable sheath to rotate the closure device horizontally

during deployment, and liberal use of balloon aortic tamponade, even though the closure devices

have not changed. In this prospective trial, centers with more transcaval experience trended

Page 15: Transcaval Access and Closure for Transcatheter Aortic ... · Access and Closure for Transcatheter Aortic Valve Replacement: A Prospective Investigation, Journal of the American College

MANUSCRIP

T

ACCEPTED

ACCEPTED MANUSCRIPT

14

toward fewer complications. Outcomes may improve further using a purpose-built closure device

that is immediately hemostatic.

Limitations of this investigation include the absence of a control group, the inclusion of

patients without other good options who have expected high morbidity and mortality not

necessarily reflected in their risk score, the employment of a permeable nitinol occlude device,

the participation of sites with little or no prior experience, the large proportion (18%) of missing

follow-up CT, and limited data collection including cost, quality of life, and frailty. Some

countervailing strengths include independent clinical event adjudication and data monitoring,

and careful centralized analysis of follow-up CT. Compared with femoral artery access,

transcaval procedures impart additional logistical complexity of planning, crossing, and closure.

The extra expense of closure devices may possibly be offset by reduced morbidity and length of

stay compared with transthoracic access.

Transcaval access may prove valuable for other clinical applications. It has been

employed successfully as part of thoracic endovascular aneurysm repair (24) and to introduce 5.0

L percutaneous left ventricular assist devices (Impella, Abiomed) (25). The transcaval approach

may allow transcatheter implantation of other large devices, for example to treat aortic

regurgitation.

Conclusion

Transcaval access is a realistic alternative for TAVR. These data support cautious clinical

adoption in patients without good access options, and comparison against more established

alternative access routes in lower risk patients. Outcomes and applicability might improve with

more experience and using a purpose-built, impermeable closure device to achieve immediate

hemostasis.

Page 16: Transcaval Access and Closure for Transcatheter Aortic ... · Access and Closure for Transcatheter Aortic Valve Replacement: A Prospective Investigation, Journal of the American College

MANUSCRIP

T

ACCEPTED

ACCEPTED MANUSCRIPT

15

References

1. Leon MB, Smith CR, Mack M et al. Transcatheter aortic-valve implantation for aortic

stenosis in patients who cannot undergo surgery. N Engl J Med 2010;363:1597-607.

2. Popma JJ, Adams DH, Reardon MJ et al. Transcatheter aortic valve replacement using a

self-expanding bioprosthesis in patients with severe aortic stenosis at extreme risk for surgery. J

Am Coll Cardiol 2014;63:1972-81.

3. Smith CR, Leon MB, Mack MJ et al. Transcatheter versus surgical aortic-valve

replacement in high-risk patients. N Engl J Med 2011;364:2187-98.

4. Adams DH, Popma JJ, Reardon MJ et al. Transcatheter aortic-valve replacement with a

self-expanding prosthesis. N Engl J Med 2014;370:1790-8.

5. Descoutures F, Himbert D, Maisano F et al. Transcatheter valve-in-ring implantation

after failure of surgical mitral repair. Eur J Cardiothorac Surg 2013;44:e8-15.

6. Leon MB, Smith CR, Mack MJ et al. Transcatheter or Surgical Aortic-Valve

Replacement in Intermediate-Risk Patients. N Engl J Med 2016;374:1609-20.

7. Halabi M, Ratnayaka K, Faranesh AZ, Chen MY, Schenke WH, Lederman RJ. Aortic

access from the vena cava for large caliber transcatheter cardiovascular interventions: pre-

clinical validation. J Am Coll Cardiol 2013;61:1745-6.

8. Greenbaum AB, O'Neill WW, Paone G et al. Caval-aortic access to allow transcatheter

aortic valve replacement in otherwise ineligible patients: initial human experience. J Am Coll

Cardiol 2014;63:2795-804.

9. Lederman RJ, Babaliaros VC, Greenbaum AB. How to perform transcaval access and

closure for transcatheter aortic valve implantation. Catheter Cardiovasc Interv 2015;86:1242-54.

Page 17: Transcaval Access and Closure for Transcatheter Aortic ... · Access and Closure for Transcatheter Aortic Valve Replacement: A Prospective Investigation, Journal of the American College

MANUSCRIP

T

ACCEPTED

ACCEPTED MANUSCRIPT

16

10. Rumsfeld JS, Holmes DR, Jr., Stough WG, Edwards FH, Jacques LB, Mack MJ. Insights

from the early experience of the Society of Thoracic Surgeons/American College of Cardiology

Transcatheter Valve Therapy Registry. JACC Cardiovasc Interv 2015;8:377-81.

11. Lederman RJ, Chen MY, Rogers T et al. Planning transcaval access using CT for large

transcatheter implants. JACC Cardiovascular imaging 2014;7:1167-71.

12. Lederman RJ, Greenbaum AB, Rogers T, Khan JM, Fusari M, Chen MY. Anatomic

suitability for transcaval access based on CT Journal of the American College of Cardiology

Interventions 2016;[In Press].

13. Ott I, Greenbaum AB, Schunkert H, Kastrati A, Kasel M. First use of an expandable

sheath and transcaval access for transcatheter Edwards SAPIEN 3 aortic valve implantation.

EuroIntervention 2015;11.

14. Kappetein AP, Head SJ, Genereux P et al. Updated standardized endpoint definitions for

transcatheter aortic valve implantation: the Valve Academic Research Consortium-2 consensus

document. J Am Coll Cardiol 2012;60:1438-54.

15. Genereux P, Cohen DJ, Williams MR et al. Bleeding complications after surgical aortic

valve replacement compared with transcatheter aortic valve replacement: insights from the

PARTNER I Trial (Placement of Aortic Transcatheter Valve). J Am Coll Cardiol 2014;63:1100-

9.

16. Thomas M, Schymik G, Walther T et al. Thirty-day results of the SAPIEN aortic

Bioprosthesis European Outcome (SOURCE) Registry: A European registry of transcatheter

aortic valve implantation using the Edwards SAPIEN valve. Circulation 2010;122:62-9.

17. Mack MJ, Brennan JM, Brindis R et al. Outcomes following transcatheter aortic valve

replacement in the United States. JAMA 2013;310:2069-77.

Page 18: Transcaval Access and Closure for Transcatheter Aortic ... · Access and Closure for Transcatheter Aortic Valve Replacement: A Prospective Investigation, Journal of the American College

MANUSCRIP

T

ACCEPTED

ACCEPTED MANUSCRIPT

17

18. Hamm CW, Mollmann H, Holzhey D et al. The German Aortic Valve Registry (GARY):

in-hospital outcome. Eur Heart J 2014;35:1588-98.

19. Frohlich GM, Baxter PD, Malkin CJ et al. Comparative survival after transapical, direct

aortic, and subclavian transcatheter aortic valve implantation (data from the UK TAVI registry).

Am J Cardiol 2015;116:1555-9.

20. Schymik G, Wurth A, Bramlage P et al. Long-term results of transapical versus

transfemoral TAVI in a real world population of 1000 patients with severe symptomatic aortic

stenosis. Circ Cardiovasc Interv 2015;8.

21. Kodali S, Thourani VH, White J et al. Early clinical and echocardiographic outcomes

after SAPIEN 3 transcatheter aortic valve replacement in inoperable, high-risk and intermediate-

risk patients with aortic stenosis. Eur Heart J 2016;37:2252-62.

22. Mylotte D, Sudre A, Teiger E et al. Transcarotid Transcatheter Aortic Valve

Replacement: Feasibility and Safety. JACC Cardiovasc Interv 2016;9:472-80.

23. Ciuca C, Tarantini G, Latib A et al. Trans-subclavian versus transapical access for

transcatheter aortic valve implantation: A multicenter study. Catheter Cardiovasc Interv

2016;87:332-8.

24. Uflacker A, Lim S, Ragosta M et al. Transcaval Aortic Access for Percutaneous Thoracic

Aortic Aneurysm Repair: Initial Human Experience. J Vasc Interv Radiol 2015;26:1437-41.

25. Atkinson TM, Ohman EM, O'Neill WW, Rab T, Cigarroa JE, Interventional Scientific

Council of the American College of C. A Practical Approach to Mechanical Circulatory Support

in Patients Undergoing Percutaneous Coronary Intervention: An Interventional Perspective.

JACC Cardiovasc Interv 2016;9:871-83.

Page 19: Transcaval Access and Closure for Transcatheter Aortic ... · Access and Closure for Transcatheter Aortic Valve Replacement: A Prospective Investigation, Journal of the American College

MANUSCRIP

T

ACCEPTED

ACCEPTED MANUSCRIPT

18

26. Edwards FH, Cohen DJ, O'Brien SM et al. Development and Validation of a Risk

Prediction Model for In-Hospital Mortality After Transcatheter Aortic Valve Replacement.

JAMA Cardiol 2016;1:46-52.

Page 20: Transcaval Access and Closure for Transcatheter Aortic ... · Access and Closure for Transcatheter Aortic Valve Replacement: A Prospective Investigation, Journal of the American College

MANUSCRIP

T

ACCEPTED

ACCEPTED MANUSCRIPT

19

Figure Legends

Central Illustration: Transcaval access technique. Transcaval access is obtained over an

electrified guidewire directed from the IVC towards a snare in the abdominal aorta (A). After

delivering a microcatheter to exchange for a stiff guidewire (B), the transcatheter heart valve

introducer sheath is advanced from the femoral vein into the abdominal aorta for conventional

transfemoral retrograde TAVR (C). The aorto-caval access site is closed with a nitinol cardiac

occluder (D). Courtesy of A Hoofring, NIH Medical Arts Branch.

Figure 2: Proposed mechanism of hemodynamic stability after transcaval access using

permeable nitinol occluder devices. Higher pressure in the relatively confined retroperitoneal

space exceeds venous pressure (Inset) and causes aortic blood to return to the venous circulation

through a nearby hole in the IVC (inset). The result is aortocaval fistula rather than

hemodynamic collapse. Courtesy of A Hoofring, NIH Medical Arts Branch.

Figure 3: Crossing equipment. A. Coaxial crossing system consisting of (1) 0.014” guidewire

inside of a (2) Piggyback 0.035” wire convertor insider of a (3) braided microcatheter, inside of a

(4) 55cm guiding catheter. B. An electrosurgery pencil (5) is connected to the back end of the

0.014” guidewire (6) using a hemostatic forceps (7).

Figure 4: A representative transcaval TAVR procedure. (A-E) A suitable target (yellow

arrow) is identified on CT and displaced in axial (C) reconstruction to show crossing point,

sagittal reconstruction (D) to show lumbar level, and coronal thick-slab projection to simulate

fluoroscopy (E). Under fluoroscopy, the transvenous crossing catheter is aligned with the aortic

snare in a lateral projection (F), and the guidewire is electrified during advancement into the

aorta (G) and then snared (H) and exchanged for a stiff guidewire. The THV sheath is advanced

from the femoral vein into the aorta (I). After TAVR, a nitinol cardiac occluder device is

Page 21: Transcaval Access and Closure for Transcatheter Aortic ... · Access and Closure for Transcatheter Aortic Valve Replacement: A Prospective Investigation, Journal of the American College

MANUSCRIP

T

ACCEPTED

ACCEPTED MANUSCRIPT

20

positioned across the aortic wall (J-L). In this case, completion angiography shows complete

occlusion of the aorto-caval fistula (M). Predischarge CT (N-O) shows the device in position

with a small retroperitoneal hematoma and an occluded tract.

Figure 5: Unconstrained aorto-caval shunt after inadvertent pull-through of a closure

device. A: This angiogram was performed while preparing a new closure device. The blood

pressure was not changed. The arrow points to the unrepaired aorto-caval fistula. B: A fistula

persists on the completion angiogram after a closure device was implanted. C-D: On pre-

discharge CT, there is no retroperitoneal hematoma, and the fistula is reduced but persistent. It is

occluded on follow-up CT (E-F)

Page 22: Transcaval Access and Closure for Transcatheter Aortic ... · Access and Closure for Transcatheter Aortic Valve Replacement: A Prospective Investigation, Journal of the American College

MANUSCRIP

T

ACCEPTED

ACCEPTED MANUSCRIPT

21

Table 1. Baseline characteristics

n 100

Age, years 79.5, (73.0-85.0)

Female sex 58

Race White=84; Black=9; Other=7

Left ventricular ejection fraction (%) 52.8 ± 15.6

CHF (NYHA class) 3.2 ± .6

Right ventricular enlargement or dysfunction 24

Coronary artery disease 89

Prior cardiac surgery 44

End stage renal disease or dialysis 10

eGFR (mL/min/1.73m2) 52.6 ± 23.6

NT-pro-BNP/BNP (pg/mL) 421 (183-1070)

Chronic anticoagulation 42

STS predicted risk of mortality 9.6 ± 6.3%

Euroscore II predicted risk of mortality 10.9 ± 9.8%

TVT Risk Score (26) 9.2 ± 7.2%

Site-reported reasons unsuitable for conventional access

Clinical 86/100 Technical 91/100

Frailty 54

Factors impeding transaortic access: Porcelain aorta, threatened grafts, prior chest radiation, prior sternal wound infection, inadequate working length 53

Advanced pulmonary disease

39 Factors impeding transapical access: failed prior transapical, chest radiation, chest wound infection, fatty myocardium 11

Advanced age and predicted mortality

44 Inadequate ilio-femoral artery diameter irrespective of calcification or tortuosity 82

Immunosuppression 8

Morbid obesity 7

Page 23: Transcaval Access and Closure for Transcatheter Aortic ... · Access and Closure for Transcatheter Aortic Valve Replacement: A Prospective Investigation, Journal of the American College

MANUSCRIP

T

ACCEPTED

ACCEPTED MANUSCRIPT

22

Abbreviations: eGFR, estimated glomerular filtration rate; CHF, congestive heart failure; NYHA, New York Heart Association; STS, Society of Thoracic Surgeons; TVT, Transcatheter valve therapy registry

Page 24: Transcaval Access and Closure for Transcatheter Aortic ... · Access and Closure for Transcatheter Aortic Valve Replacement: A Prospective Investigation, Journal of the American College

MANUSCRIP

T

ACCEPTED

ACCEPTED MANUSCRIPT

23

Table 2. Procedure characteristics

Characteristic Observation

n 100

"Valve-in-valve" TAVR 6

Crossing Duration, from snare to introducer sheath (min)

21.1 ± 17.5

Need for tract balloon dilatation after initial guidewire crossing

40

Valve Type

Edwards Sapien XT = 23; Edwards Sapien 3 = 57 Medtronic Corevalve = 11; Medtronic Corevalve Evolut R = 9;

Valve Size nominal (mm) 20mm = 3; 23mm = 37; 26mm = 41; 29mm = 19

Sheath model

Edwards Retroflex 3 = 6; Edwards eSheath = 73; Cook Large Check-Flo = 13; Cook Extra-Large Check-Flo = 8;

Sheath size OD mm 8.0 ± 0.7

TAVR Success * 100% *

Closure Duration, from introducing device to completion angiogram (min)

14.1 ± 9.5

Closure device ADO = 58; VSD = 40; None = 2

Final Closure Device Size

Amplatzer Duct Occluder = 58:

8/6mm = 7; 10/8mm = 51; Amplatzer Muscular VSD Occluder = 40: 6mm = 10; 8mm = 27; 10mm = 3;

Covered stent only = 1

Angiographic closure score(8) 1.0 ± 0.8

Adjunctive balloon aortic tamponade

17

Total contrast volume (mL) 166 ± 87

Anesthesia technique

General anesthesia with endotracheal intubation = 84 (52 (62%) extubated on-table); Moderate Sedation = 16

* All TAVR procedures were successful, however 1/100 was performed via a femoral artery route, complicated by iliac artery rupture.

Page 25: Transcaval Access and Closure for Transcatheter Aortic ... · Access and Closure for Transcatheter Aortic Valve Replacement: A Prospective Investigation, Journal of the American College

MANUSCRIP

T

ACCEPTED

ACCEPTED MANUSCRIPT

24

Table 3. Outcomes through 30 days

Characteristic Observation

n 100

Death within 30-days 7 Cardiovascular; 1 Non-cardiovascular

Stroke 5 Ischemic

Myocardial infarction 2 Peri-procedural

Contrast nephropathy requiring dialysis 2

Acute Kidney Injury Classification

Grade 0 = 87; Grade 1 = 9; Grade 2 = 0; Grade 3 = 3

Thrombocytopenia < 50k 5 (4 with patent fistula)

Non-access-related bleeding (e.g. gastrointestinal) 15

Transfusion during TAVR / after TAVR / during or after TAVR 14 / 30 / 35

Transfusion units among those transfused (median), n=35/100 2.0 (2.0, 4.0)

Follow-Up CT scan prior to discharge 87

Post-TAVR length of stay, days (median, quartiles) 4 (2-6)

Post-TAVR Intensive care unit length of stay, days (median, quartiles) 1 (1-3)

VARC-2 composite early safety * 75

*VARC-2 composite early safety is 30-day freedom from mortality, stroke, life-threatening bleeding, acute kidney injury stage 2 or 3, coronary artery obstruction requiring intervention, major vascular complication, valve-related dysfunction requiring repeat procedure.

Page 26: Transcaval Access and Closure for Transcatheter Aortic ... · Access and Closure for Transcatheter Aortic Valve Replacement: A Prospective Investigation, Journal of the American College

MANUSCRIP

T

ACCEPTED

ACCEPTED MANUSCRIPT

25

Table 4. Key Complications

New Transcaval-related

Count

n=99

Details

BLEEDING

Life-Threatening

Yes 6 5 RPH (Large=2, Moderate=2, Small=1)

1 Covered aortic & iliac stents, no RPH

Indeterminate 1 1 Thoracic aortic dissection from Corevalve Evolut R

No 5

2 Pericardial tamponade

1 Femoral artery closure device failure

1 Epistaxis related to anesthesia care

1 GI Hemorrhage

Major Yes 5

5 RPH (4 moderate, 1 small) including 1 concurrent GI & jugular access hemorrhage

No 1

Minor Yes 11

No 8

None - 62

VASCULAR COMPLICATIONS

Major

Yes 12

9 RPH (any size) + major or life-threatening bleeding

1 Covered stent for extravasation

1 Primary closure with covered aortic & femoral artery stents

1 Non-covered aortic stent for local dissection

Indeterminate 1 1 Thoracic aortic dissection from Corevalve Evolut R

No 6

2 Pericardial tamponade

1 Aortic root hematoma

1 Lower extremity revascularization

1 Femoral artery closure device failure

1 Other

Minor Yes 13

No 4

None - 63

Page 27: Transcaval Access and Closure for Transcatheter Aortic ... · Access and Closure for Transcatheter Aortic Valve Replacement: A Prospective Investigation, Journal of the American College

MANUSCRIP

T

ACCEPTED

ACCEPTED MANUSCRIPT

26

Bleeding and vascular complications are classified as the most serious event for each patient. One patient is excluded because of unsuccessful transcaval access. Abbreviations: RPH = retroperitoneal hematoma; Hb = Hemoglobin; GI = gastrointestinal

Page 28: Transcaval Access and Closure for Transcatheter Aortic ... · Access and Closure for Transcatheter Aortic Valve Replacement: A Prospective Investigation, Journal of the American College

MANUSCRIP

T

ACCEPTED

ACCEPTED MANUSCRIPT

27

Table 5: CT Findings

Aorto-caval fistula

Timepoint Occluded Patent Indeterminate (non-contrast or poor contrast timing)

Pre-discharge, n=87 38 34 15

30-Day, n=76 48 18 10

Retroperitoneal hematoma

Timepoint None Small Moderate Large

Pre-discharge, n=88 67 (76%) 12 (14%) 7 (8%) 2 (2%)

30-days n=76 72 (95%) 3 (4%) 0 1 (1%)

Page 29: Transcaval Access and Closure for Transcatheter Aortic ... · Access and Closure for Transcatheter Aortic Valve Replacement: A Prospective Investigation, Journal of the American College

MANUSCRIP

T

ACCEPTED

ACCEPTED MANUSCRIPT

Page 30: Transcaval Access and Closure for Transcatheter Aortic ... · Access and Closure for Transcatheter Aortic Valve Replacement: A Prospective Investigation, Journal of the American College

MANUSCRIP

T

ACCEPTED

ACCEPTED MANUSCRIPT

Page 31: Transcaval Access and Closure for Transcatheter Aortic ... · Access and Closure for Transcatheter Aortic Valve Replacement: A Prospective Investigation, Journal of the American College

MANUSCRIP

T

ACCEPTED

ACCEPTED MANUSCRIPT

Page 32: Transcaval Access and Closure for Transcatheter Aortic ... · Access and Closure for Transcatheter Aortic Valve Replacement: A Prospective Investigation, Journal of the American College

MANUSCRIP

T

ACCEPTED

ACCEPTED MANUSCRIPT

Page 33: Transcaval Access and Closure for Transcatheter Aortic ... · Access and Closure for Transcatheter Aortic Valve Replacement: A Prospective Investigation, Journal of the American College

MANUSCRIP

T

ACCEPTED

ACCEPTED MANUSCRIPT

Page 34: Transcaval Access and Closure for Transcatheter Aortic ... · Access and Closure for Transcatheter Aortic Valve Replacement: A Prospective Investigation, Journal of the American College

MANUSCRIP

T

ACCEPTED

ACCEPTED MANUSCRIPT

Data Supplement: Transcaval TAVR prospective trial Page 1 of 6

Data Supplement: Transcaval TAVR prospective trial

Participating sites, staff, (number enrolled)

Henry Ford Hospital, Detroit, MI: AB Greenbaum, WW O'Neill, M Eng, G Paone, S Alexander, T Aka (37);

Emory University, Atlanta, GA: VC Babaliaros, VH Thourani, BG Leshnower, L Wheeler, M Mungai, P

Keegan, JF Condado, A Simone, K McWhorter, M Nelms, V Smith, J Huggins (17); Oklahoma Heart, Tulsa,

OK: KI Muhammad, W Leimbach, M Phillips, E Coleman, G Tokarchik, J Durham (8); Lexington Medical

Center, West Columbia, SC: RA Leonardi, RM Malanuk, JA Travis, D Prastein, J Davis, H Fulcher (7);

Ochsner Clinic, New Orleans, LA: S Ramee, M Bates, L Ventura, B Hirstius, B Butitta, S St. Pe (7); Wake

Forest University, Winston-Salem, NC: DX Zhao, RJ Applegate, T Kincaid, A Morgan (4); Edward Hospital,

Naperville, IL: MJ Goodwin, B. Foy, S Clark, A Ramanthan, W Stephan, S Black, S Wallace, K Paprockas, JM

Yanz (4); Vanderbilt University, Nashville, TN: JL Fredi, S Ball, S Madell (3); Washington Hospital Center,

Washington, DC: LF Satler, R Waksman, T Rogers, CC Shults, P Okubagzi (2); Evanston Northwestern: TE

Feldman, ME Guerrero, M Salinger, P Pearson, L Smalley (2); St Vincent, Indianapolis, IN: JB Hermiller Jr, S

Moainie, L Burkert (2); Roanoke Carilion: J Foerst, JF Rowe, V Wilson (2); Columbia University, New York,

NY: S Kodali, MB Leon, TM Nazif, TP Vahl, I George, M Hawkey (1); University of Virginia, Charlottesville,

VA: DS Lim, M Ragosta, G Ailawadi, J Morris (1); York Wellspan, York, PA: WJ Nicholson, L Shears, K

Hutcheson (1); Toledo Promedica Hospital, Toledo, OH: JR Letcher, PK Ramanathan, D Crescenzo, T

Barnhizer (1); Terrebonne Hospital, Houma, Louisiana: PS Fail, E Feinberg, K Arceneaux, J Aucoin (1);

Trial Leadership

National principal investigator: AB Greenbaum

Study Sponsor (on behalf of NHLBI): RJ Lederman

Study steering and writing committee: RJ Lederman (Chair), AB Greenbaum, T Rogers, VC Babaliaros

Study management (NHLBI): AM Stine (Study Manager), A Byrnes

NHLBI DSMB: JM Bourque (Chair); T Aversano, MF Marshall, D Follman, DJ Malenka

Clinical events adjudication committee (Medstar Heart and Vascular Institute): HM Garcia-Garcia (Chair),

E McFadden, A Kajita, S Kiramijyan

CT Core Lab (NHLBI): MY Chen

AX Core Lab (NHLBI): RJ Lederman

Statistical analysis (NHLB Office of Biostatistics ResearchI): JF Troendle

Supplemental information about the protocol

Selection criteria

Inclusion Criteria

• Adults age ≥ 21 years

• Severe symptomatic de novo aortic valve stenosis or bioprosthetic aortic valve failure

for which transcatheter aortic valve replacement (TAVR) is felt beneficial according to

the consensus of the institutional multidisciplinary heart team

• Extreme risk or inoperability for TAVR via conventional femoral artery, trans-apical, or

trans-aortic access in the determination of the multidisciplinary heart team. This

Page 35: Transcaval Access and Closure for Transcatheter Aortic ... · Access and Closure for Transcatheter Aortic Valve Replacement: A Prospective Investigation, Journal of the American College

MANUSCRIP

T

ACCEPTED

ACCEPTED MANUSCRIPT

Data Supplement: Transcaval TAVR prospective trial Page 2 of 6

determination includes an in-person consultation by at least one cardiac surgeon

member of the heart team.

• Anatomic eligibility for caval-aortic TAVR, graded as “favorable” or “feasible” based on

NHLBI core lab assessment of the baseline CT examination.

Exclusion criteria

• Subjects unable to consent to participate, unless the subject has a legally authorized

representative

• Subjects unwilling to participate.

• Anatomic eligibility for caval-aortic TAVR graded as “unfavorable” based on NHLBI core

lab assessment of the baseline CT examination

• Unlikely to benefit from caval-aortic TAVR

• Pregnancy or intent to become pregnant prior to completion of all protocol follow-up

requirements.

Anatomic eligibility on baseline CT

FavorableFavorableFavorableFavorable: All of the following

• A clear access point in the aorta from the neighboring IVC

• 8mm away or less lateral distance between aorta and caval lumens

• Calcification grade 0-2

• No important interposed structures (hemiazygos or lumbar plexus veins OK; lumbar

artery not OK; renal vein not OK)

• Centerline distance from femoral vein at lower femoral head to aortic entry less than 28

cm for eSheath (or 7cm less than working length of other intended sheath)

• No aortic aneurysm, severe ectasia, atherosclerosis, or thrombus at proposed entry site

• Target is > 10mm below lowest renal artery and > 10mm above aortic bifurcation

FeasibleFeasibleFeasibleFeasible: Any of the following

• Caval-aortic lumen distance 8-15mm at proposed target

• Aortic aneurysm, severe ectasia, atherosclerosis, or thrombus at proposed entry site

• Centerline distance from femoral vein at lower femoral head to aortic entry less than 28-

30 cm for eSheath (or 5-7cm less than working length of other intended sheath)

• Aortic target is a fabric graft

• Planned on non-contrast CT

UnfavorableUnfavorableUnfavorableUnfavorable: Any of the following

• Calcification grade 3

• Centerline distance from femoral vein at lower femoral head to aortic entry >30 cm for

eSheath (<5cm less than working length of other intended sheath)

• Caval-aortic lumen distance > 15 mm at proposed target

• Target is < 10mm below lowest renal artery or < 10mm above aortic bifurcation

• Leftward aortic angulation > ~20o

• Other high risk features (e.g., permanent IVC filter, threatens 2/3 of mesenteric arteries,

etc)

CalcificationCalcificationCalcificationCalcification

• 3333: Circumferential heavy calcification throughout the abdominal aorta, “porcelain

abdominal aorta”

Page 36: Transcaval Access and Closure for Transcatheter Aortic ... · Access and Closure for Transcatheter Aortic Valve Replacement: A Prospective Investigation, Journal of the American College

MANUSCRIP

T

ACCEPTED

ACCEPTED MANUSCRIPT

Data Supplement: Transcaval TAVR prospective trial Page 3 of 6

• 2222: Moderate or heavy calcification with a clear calcium-spared window (see below)(see below)(see below)(see below) on the

caval face at a suitable target location

• 1111: Mild or moderate multifocal calcification

• 0000: No calcification

CalciumCalciumCalciumCalcium----spared WINDOW on caval face of aortaspared WINDOW on caval face of aortaspared WINDOW on caval face of aortaspared WINDOW on caval face of aorta

• Circumferential calcium window:

– Diameter must be ≥ 2mm + outer diameter of intended introducer sheath when

fully expanded

• Non-circumferential calcium window:

– Smallest dimension must be ≥ outer diameter of intended introducer sheath

when fully expanded

Modified VARC-2 classification of transcaval vascular complications

ClassClassClassClass VARCVARCVARCVARC----2 definitions (tra2 definitions (tra2 definitions (tra2 definitions (transcavalnscavalnscavalnscaval----specific modifications are boldfaced)specific modifications are boldfaced)specific modifications are boldfaced)specific modifications are boldfaced) Common classification criteria for this studyCommon classification criteria for this studyCommon classification criteria for this studyCommon classification criteria for this study

MajorMajorMajorMajor • Any aortic dissection (requiring interventionrequiring interventionrequiring interventionrequiring intervention), aortic rupture, annulus rupture,

left ventricle perforation, or new apical aneurysm/pseudoaneurysm

OR

• Access site or access-related vascular injury (dissection, stenosis, perforation,

rupture, arteriovenous fistula (except aortoexcept aortoexcept aortoexcept aorto----caval fistulacaval fistulacaval fistulacaval fistula), pseudoaneurysm

requiring interventionrequiring interventionrequiring interventionrequiring intervention, hematoma, irreversible nerve injury, compartment

syndrome, percutaneous closure device failure) leading to death, life-

threatening or major bleeding, visceral ischemia, or neurological impairment

(arteriovenous fistula at the transcaval site is not a complication)

OR

• Distal embolization (non-cerebral) from a vascular source requiring surgery

or resulting in amputation or irreversible end-organ damage

OR

• The use of unplanned endovascular or surgical intervention associated with

death, major bleeding, visceral ischemia or neurological impairment. Early or Early or Early or Early or

delayed endograft therapy for catastrophic or urgent or persistent bleeding delayed endograft therapy for catastrophic or urgent or persistent bleeding delayed endograft therapy for catastrophic or urgent or persistent bleeding delayed endograft therapy for catastrophic or urgent or persistent bleeding

would be considered a major vascular complication; Extensive aortic dissection would be considered a major vascular complication; Extensive aortic dissection would be considered a major vascular complication; Extensive aortic dissection would be considered a major vascular complication; Extensive aortic dissection

would be considered a major vascular complication). would be considered a major vascular complication). would be considered a major vascular complication). would be considered a major vascular complication). Covered stent indication

codes 1-2 {urgent covered stent for hemorrhagic shock, or for ongoing bleeding}

constitutes major vascular complications; other covered stent indications

(including late endograft therapy) do not constitute major vascular

complications

OR

• Any new ipsilateral lower extremity ischemia documented by patient symptoms,

physical exam, and/or decreased or absent blood flow on lower extremity

angiogram

OR

• Surgery for access site-related nerve injury

OR

• Permanent access site-related nerve injury

• Large retroperitoneal hematoma

OR

• [Small or moderate retroperitoneal hematoma

AND

Hemoglobin drop and transfusion meeting

criteria for MAJOR bleeding]

Page 37: Transcaval Access and Closure for Transcatheter Aortic ... · Access and Closure for Transcatheter Aortic Valve Replacement: A Prospective Investigation, Journal of the American College

MANUSCRIP

T

ACCEPTED

ACCEPTED MANUSCRIPT

Data Supplement: Transcaval TAVR prospective trial Page 4 of 6

ClassClassClassClass VARCVARCVARCVARC----2 definitions (tra2 definitions (tra2 definitions (tra2 definitions (transcavalnscavalnscavalnscaval----specific modifications are boldfaced)specific modifications are boldfaced)specific modifications are boldfaced)specific modifications are boldfaced) Common classification criteria for this studyCommon classification criteria for this studyCommon classification criteria for this studyCommon classification criteria for this study

MinorMinorMinorMinor • Access site or access-related vascular injury (dissection, stenosis, perforation,

rupture, arteriovenous fistula (except (except (except (except aortoaortoaortoaorto----caval fistula)caval fistula)caval fistula)caval fistula), pseudoaneurysms,

hematomas, percutaneous closure device failure) not leading to death, life-

threatening or major bleeding, visceral ischemia, or neurological impairment.

Late endograft therapy for shunt would be considered a minor vasLate endograft therapy for shunt would be considered a minor vasLate endograft therapy for shunt would be considered a minor vasLate endograft therapy for shunt would be considered a minor vascular cular cular cular

complication. Focal and stable aortic dissection would be considered a minor complication. Focal and stable aortic dissection would be considered a minor complication. Focal and stable aortic dissection would be considered a minor complication. Focal and stable aortic dissection would be considered a minor

vascular complication.vascular complication.vascular complication.vascular complication. Arteriovenous fistula at the transcaval site is not a Arteriovenous fistula at the transcaval site is not a Arteriovenous fistula at the transcaval site is not a Arteriovenous fistula at the transcaval site is not a

complication. Small or moderate retroperitoneal hematoma is a minor vascular complication. Small or moderate retroperitoneal hematoma is a minor vascular complication. Small or moderate retroperitoneal hematoma is a minor vascular complication. Small or moderate retroperitoneal hematoma is a minor vascular

complication; Lacomplication; Lacomplication; Lacomplication; Large retroperitoneal hematoma is a major vascular complication. rge retroperitoneal hematoma is a major vascular complication. rge retroperitoneal hematoma is a major vascular complication. rge retroperitoneal hematoma is a major vascular complication.

Covered stent indication codes 3Covered stent indication codes 3Covered stent indication codes 3Covered stent indication codes 3----7 {because of for intolerable shunt, because of 7 {because of for intolerable shunt, because of 7 {because of for intolerable shunt, because of 7 {because of for intolerable shunt, because of

pullpullpullpull----through or malposition of closure device, because of hemodynamic through or malposition of closure device, because of hemodynamic through or malposition of closure device, because of hemodynamic through or malposition of closure device, because of hemodynamic

uncertaintly or prophylactic placement, oruncertaintly or prophylactic placement, oruncertaintly or prophylactic placement, oruncertaintly or prophylactic placement, or theranostic covered stent placement} theranostic covered stent placement} theranostic covered stent placement} theranostic covered stent placement}

constitute minor and not major vascular complications.constitute minor and not major vascular complications.constitute minor and not major vascular complications.constitute minor and not major vascular complications.

OR

• Distal embolization treated with embolectomy and/or thrombectomy and not

resulting in amputation or irreversible end-organ damage

OR

• Any unplanned endovascular stenting or unplanned surgical intervention not

meeting the criteria for a major vascular complication

OR

• Vascular repair or the need for vascular repair (via surgery, ultrasound guided

compression, transcatheter embolization, or stent-graft)

• Small or moderate retroperitoneal hematoma

AND

• Hemoglobin drop and transfusion not meeting

criteria for MAJOR bleeding

NoneNoneNoneNone • Retroperitoneal stranding

AND

• Hemoglobin drop and transfusion not meeting

criteria for MAJOR bleeding

NHLBI CT Core Lab definitions of retroperitoneal hematoma

Grade Characteristics

Small localized extravasation outside the aorta or vena cava wall but not extending into the paracolic

gutters

Moderate not small but no organ displacement

Large With organ displacement

Stranding Is not classified as retroperitoneal hematoma

Follow-up CT scans were recommended to be contrast-enhanced, arterial-phase, abdomen and pelvis

examinations with thin-slice reconstructions. Non-contrast examinations were accepted for assessment

of retroperitoneal hematoma.

Page 38: Transcaval Access and Closure for Transcatheter Aortic ... · Access and Closure for Transcatheter Aortic Valve Replacement: A Prospective Investigation, Journal of the American College

MANUSCRIP

T

ACCEPTED

ACCEPTED MANUSCRIPT

Data Supplement: Transcaval TAVR prospective trial Page 5 of 6

Supplemental Data

Specific causes of death

Cause of death Days after TAVR

Heart failure in hospice 17

Sudden pulseless electrical activity and food aspiration, possibly heart block; No autopsy

permitted

2

Heart failure and recurrent pulmonary edema, failure to wean, withdrawal of care 24

Complete heart block on home telemetry 10

TAVR caused left main obstruction 19

MI unrecognized autopsy-confirmed 1

Type B thoracic aortic dissection caused by Evolut R delivery 22

Stroke post TAVR with intraprocedure LAA thrombus 28

Post-hoc predictors of bleeding and vascular complications

Bleeding

Model of VARC-2 Major + Life Threatening bleeding

Potential Predictor

Endograft p=.03 May increase risk of bleeding

Closure device/sheath ratio p=.05 Larger values may decrease risk of bleeding

Balloon tamponade p=.003 May increase risk of bleeding

Min aortic diameter p=.08 Larger values may increase risk of bleeding

Fistula patency angiography p=.10 Larger values may decrease risk of bleeding

High volume enrolling site p=.09 High volume sites may have lower risk of bleeding

Multivariable Model of VARC-2 Major + Life Threatening bleeding

Predictors in Final Model

High volume enrolling site p=.01 High volume sites may have lower risk of bleeding

Closure device/sheath ratio p=.01 Larger values may decrease risk of bleeding

Hemodialysis p=.02 May increase risk of bleeding

Age p=.03 Older subjects may increase risk of bleeding

Min aortic diameter p=.04 Larger values may increase risk of bleeding

Sex p=.08 Males may have lower risk of bleeding

The c statistic is 0.825 including site volume, and 0.761 without

Model of Corrected Hb drop (>= median value of 2.4 g/dL)

Potential Predictor

Sheath/aorta ratio p=.08 Larger values may increase corrected drop in Hb

Retroperitoneal hematoma

Model of Retroperitoneal hematoma is moderate or large)

Potential Predictor

Age p=.10 Larger values may increase RPH score

Sex p=.06 Males may have lower RPH scores

Vascular complications

Model of VARC-2 Vascular Complications (Minor or greater)

Potential Predictor

Balloon tamponade p=.003 May increase risk of vascular complication

Page 39: Transcaval Access and Closure for Transcatheter Aortic ... · Access and Closure for Transcatheter Aortic Valve Replacement: A Prospective Investigation, Journal of the American College

MANUSCRIP

T

ACCEPTED

ACCEPTED MANUSCRIPT

Data Supplement: Transcaval TAVR prospective trial Page 6 of 6

Aortic diameter p=.09 Larger values may decrease risk of vascular complication

Endograft p=.01 May increase risk of vascular complication

Sheath/aorta ratio p=.02 Larger values may increase risk of vascular complication

High volume enrolling site p=.02 High volume sites may have lower risk of vascular complication

Multivariable Model of VARC-2 Vascular Complications (Minor or greater)

Predictors in Final Model

Sheath/aorta ratio p=.02 Larger values may increase risk of vascular complication

High volume enrolling site p=.03 High volume sites may have lower risk of vascular complication

Age p=.12 May increase risk of vascular complication

Recommendation=Feasible p=.19 May decrease risk of vascular complication

The c statistic is 0.733