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Transactions
- Concurrent access & System failures- Properties of Transactions- Isolation Levels
04/18/23 Databases2 1
Motivated by two independent requirements
Concurrent database access Resilience to system failures
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Motivating Example Consider two transactions:
T1: BEGIN A=A+100, B=B-100 ENDT2: BEGIN A=1.06*A, B=1.06*B END Intuitively, the first transaction is transferring $100 from B’s account to A’s account. The second is crediting both accounts with a 6% interest payment.
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Example (Contd.) Consider a possible interleaving:
T1: A=A+100, B=B-100 T2: A=1.06*A, B=1.06*B
This is OK. But what about:T1: A=A+100, B=B-100 T2: A=1.06*A, B=1.06*B
What if system crashes in the middle of a Transaction?:
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Concurrency GoalExecute sequence of SQL statements so they appear to be running in isolation Simple solution: execute them in isolation?But want to enable concurrency whenever safe to do soBecause disk accesses are frequent, and relatively slow, it is important to keep the CPU humming by working on several user programs concurrently
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Solution for both concurrency and failures
A transaction is a sequence of one or more SQL operations treated as a unit
Transactions appear to run in isolation If the system fails, each transaction’s changes are reflected either entirely or not at all
Transactions
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Solution for both concurrency and failures
A transaction is a sequence of one or more SQL operations treated as a unit. In terms of SQL standard:
Transaction begins automatically on first SQL statement On “commit” transaction ends and new one begins Current transaction ends on session termination “Autocommit” turns each statement into transaction
Transactions
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Transactions PropertiesACID Properties
A - Atomicity C - Consistency I – Isolation our main focus today D - Durability
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Transactions PropertiesACID Properties
A – Atomicity: If T does not commit (e.g. system crashes during execution of T), the transaction rolls back. “All or nothing”.
C – Consistency: T can assume that all integrity constraints hold when T begins; T must guarantee they hold when it ends
I – Isolation
D – Durability: If system crashes after transaction commits, all affects remain in the database.
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The Standard Default Isolation Level
DBMS
Data
. . . SerializableOperations may be
interleaved, but executionmust be equivalent to some
sequential (serial) orderof all transactions
Overhead Reduction in concurrency
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Isolation Levels
DBMS
Data
. . .
Weaker “Isolation Levels”Read Uncommitted
Read Committed
Repeatable ReadSerializable
Overhead Concurrency
Consistency Guarantees
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Isolation LevelsPer transaction “In the eye of the beholder”
DBMS
Data
. . .My transaction isRepeatable ReadRead
My transaction isReadRead Uncommitted
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Dirty Reads“Dirty” data item: written by an uncommitted
transaction
concurrent with …
Update Student Set GPA = (1.1) GPA Where sizeHS > 2500
Select Avg(GPA) From Student
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The Isolation Level Read Uncommitted A transaction may perform dirty reads
Set Transaction Isolation Level Read Uncommitted;
Select Avg(GPA) From Student;
concurrent with …
Update Student Set GPA = (1.1) GPA Where sizeHS > 2500
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Q
Consider a table R(A) containing {(1),(2)} and two transactions:T1: update R set A=2*A;T2: select avg(A) from R;
If T2 executes using “read uncommitted”, what are the possible values it returns?
[ ] 1.5, 2, 2.5, 3[ ] 1.5, 2, 3[ ] 1.5, 2.5, 3[ ] 1.5, 3
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AConsider a table R(A) containing {(1),(2)} and two
transactions:T1: update R set A=2*A;T2: select avg(A) from R;
If T2 executes using “read uncommitted”, what are the possible values it returns?
[+] 1.5, 2, 2.5, 3[ ] 1.5, 2, 3[ ] 1.5, 2.5, 3[ ] 1.5, 3
Explanation: The update command in T1 can update the values in either order, and the select in T2 can compute the avg at any point before, between, or after the updates.
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The Isolation Level Read Committed A transaction may not perform dirty reads
Set Transaction Isolation Level Read Committed;Select Avg(GPA) From Student;
concurrent with …
Update Student Set GPA = (1.1) GPA Where sizeHS > 2500
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The Isolation Level Read Committed A transaction may not perform dirty reads Still does not guarantee global serializability
concurrent with …
Update Student Set GPA = (1.1) GPA Where sizeHS > 2500
Set Transaction Isolation Level Read Committed;
Select Avg(GPA) From Student;Select Max(GPA) From Student;
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Q
Consider tables R(A) and S(B),both containing {(1),(2)}, and two transactions:T1: update R set A=2*A; update S set B=2*B;T2: select avg(A) from R; select avg(B) from S;
If T2 executes using “read committed”, is it possible for T2 to return two different values?
[ ] No[ ] Yes
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AConsider tables R(A) and S(B),both containing
{(1),(2)}, and two transactions:T1: update R set A=2*A; update S set B=2*B;T2: select avg(A) from R; select avg(B) from S;
If T2 executes using “read committed”, is it possible for T2 to return two different values?
[ ] No[+] Yes
Explanation: T2 could return avg(A) computed before T1, and avg(B) computed after T1.
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The Isolation Level Repeatable Read A transaction may not perform dirty reads An item read multiple times cannot change value
concurrent with …
Set Transaction Isolation Level Repeatable Read;
Select Avg(GPA) From Student;Select Max(GPA) From Student;
Update Student Set GPA = (1.1) GPA Where sizeHS > 2500
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The Isolation Level Repeatable Read A transaction may not perform dirty reads An item read multiple times cannot change value Still does not guarantee global serializability
concurrent with …
Update Student Set GPA = (1.1) GPA;
Update Student Set sizeHS = 1500 Where sID = 123;
Set Transaction Isolation Level Repeatable Read;
Select Avg(GPA) From Student;Select Avg(sizeHS) From Student;
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Isolation Level Repeatable Read A transaction may not perform dirty reads An item read multiple times cannot change value But a relation can change: “phantom” tuples
concurrent with …
Insert Into Student [ 100 new tuples ]
Set Transaction Isolation Level Repeatable Read;
Select Avg(GPA) From Student;Select Max(GPA) From Student;
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Isolation Levels: Summary
dirty readsnonrepeatable
reads phantoms
Read Uncommitted
Read Committed
Repeatable Read
Serializable
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Isolation Levels: Summary
dirty readsnonrepeatable
reads phantoms
Read Uncommitted Y Y Y
Read Committed N Y Y
Repeatable Read N N Y
Serializable N N N
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Transactions: solution for both concurrency & failuresProperties: A,C,I,DIsolation Levels
Standard default: Serializable Weaker isolation levels
– Increased concurrency + decreased overhead = increased performance– Weaker consistency guarantees– Some systems have default Repeatable Read
Isolation level per transaction and “eye of the beholder”– Each transaction’s reads must conform to its isolation level
Summing up
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