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COMMENT: CRITICAL POINT Too confident about uncertainty Why is Heisenberg's uncertainty principle misused in popular culture, asks Robert P Crease Werner Heisenberg has a lot to answer for. As one of the founders of quantum me- chanics, he left a huge legacy to physics. As the inventor of the uncertainty principle, he also left a huge legacy outside physics. Albert Einstein may be more widely recognized by the public - and his theory of relativity often appears in popular culture - but it is Hei- senberg who has had the greater impact on public discourse. But then browse tfirough any bookshop's "new-age" section and you'll find peculiar statements about the uncertainty principle, including the claims that its implications are psychedelic and that it heralds cultural revo- lution. Strange interpretations turn up even in academic circles, as in the following con- versation, published in American Theatre, be- tween the theatre director Anne Bogart and Kristin Linklater, the noted vocal coach. Linklater: "Some thinker has said that the greatest spiritual level is insecurity." Bogart: "Heisenberg proved that. Madi- ematically." Linklater: "There you are." Some scientists and historians have ar- gued that the word "uncertainty" is mislead- ing, and have debated other possible names. Nevertheless, that is only a part of the prob- lem. Some 75 years after the formulation of the uncertainty principle, why is its meaning still so obscure? Uncertainty and incompleteness Conventionally, we expect a complete the- ory to say something about reality. Most the- ories that physicists teach and use, however, fall short. For example, what one of my philosophy colleagues calls a "harmlessly fudging theory", such as the ideal-gas law, ignores well understood things (van der Waals forces, hard-core repulsion) because talking about an ideal, rather than a real, object buys us something (ease of applica- tion). Meanwhile, a "harmlessly incomplete descriptive dieory" omits aspects of the sub- ject matter diat remain to be filled in. Such theories are harmless because these limita- tions do not threaten normal assumptions about the world. The uncertainty principle is incomplete in a different sense. A mathematical relation, it is a feature of the statistical interpretation of the wavefunction in quantum mechanics. It makes no reference to any underlying phys- ical picture; there are no references to waves or particles, nor to physical experiments. It is not obvious what it refers to, except possibly the clicks of a detector. This is strange, but why? The strangeness of the uncertainty principle is not due to the Weird stuff - quantum strangeness is hard to grasp measurement process disturbing die object measured, which would be a feature of any Newtonian theory involving the exchange of particles. Nor is die strangeness due to the diings we observe being functions of whedier or not we observe die data pre- sented. Nor is it due to the fact diat it ad- dresses statistics. Radier, the strangeness of quantum mechanics is that quantum for- mulations are not "about" a real object in the conventional sense, or even what we tiiink of as an ideal object. In classical physics, deviations of meas- ured quantities from ideal norms are treated independendy in a statistically based dieory of errors. But the variations statistical dis- tribution - of quantum measurements are systematically linked in a single formalism. The wave formulae of quantum mechanics are thus not about an ideal object, but a physical situation in which die real object is placed, which admits numerous potential experimental realizations. The wavefunction thus describes a situ- ation diat is imperfect as a fact of die real world. One needs to "make" or "bring" that situation into the real world in a specific con- text- and die choices diat one makes regard- ing what to measure and how to measure it affect die "fact" that one is measuring. Or, if one tries to think of die wavefunction as a real object - one of my physics colleagues likes to think of it, for instance, as die square root of die charge density widi a phase - it's still not at all a visualizable one and behaves very counterintuitively. The search for pictures Einstein, famously, could not stomach that. In a complete dieory, he wrote in 1935 widi Boris Podolsky and Nadian Rosen, "every element of die physical reality must have a counterpart in die physical theory". Ein- stein tried to argue, unsuccessfully, diat die incompleteness of quantum mechanics was aflawrevealing diat diere had to be more to be discovered: so-called hidden variables, die discovery of which will make its formu- lations refer direcdy to die real world. Niels Bohr accepted the incompleteness of quantum mechanics, but argued diat position and momentum were inherendy classical concepts. While necessary for us humans, diey were inapplicable to events in die microworld except in loose and, stricdy speaking, inaccurate ways. Heisenberg ini- tially diought diat the right approach was essentially to redefine die meaning of words like "position" and "momentum". How- ever, he later abandoned this effort, even- tually agreeing widi Bohr. Neverdieless, he never stopped trying to find imaginative physical models for the uncertainty prin- ciple. Bohr, meanwhile, austerely and rigor- ously opposed diis. The critical point "Everyone understands uncertainty. Or dunks he does," says die Heisenberg charac- ter in Michael Frayn's play Copenhagen. The remark is ironic. Heisenberg himself some- times misrepresented the meaning of his principle in his relendess quest to seek phys- ical, real-world models for it. In diat quest lies much of die trouble. But die quest is inevitable. Nobody under- stands a fact or principle nakedly, but only by connecting it with what else they already know. Scientists, whose minds arefilledwidi many different kinds of models, have an easier time connecting die uncertainty prin- ciple with odier aspects of their training. This is much harder for non-scientists, due to the "impedance mismatch" between the language of the uncertainty principle and die language in which non-scientists habitu- ally speak, with its heavy reliance on phys- ical analogies. Much information is lost in die process, and much distorted. The challenge in explaining die meaning of die uncertainty principle to non-scientists thus does not amount to hitting on die right picture or analogy, but in die seemingly impossible task of explaining die novel re- lation it involves between theory and the world. But it is important to try, for other- wise there will continue to be information loss and distortion in the public understand- ing of die uncertainty principle. Heisenberg proved diat. But not madiematically. Robert P Crease is in the Department of Philosophy, State University of New York at Stony Brook, and historian at the Brookhaven National Laboratory, US, e-mail [email protected] physicsweb.org PHYSICS WORLD UECEMIEI 2001

Too confident about uncertainty - Robert P. Crease...Too confident about uncertainty Why is Heisenberg's uncertainty principle misused in popular culture, asks Robert P Crease Werner

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Page 1: Too confident about uncertainty - Robert P. Crease...Too confident about uncertainty Why is Heisenberg's uncertainty principle misused in popular culture, asks Robert P Crease Werner

COMMENT: CRITICAL POINT

Too confident about uncertaintyWhy is Heisenberg's uncertainty principle misused in popular culture, asks Robert P Crease

Werner Heisenberg has a lot to answer for.As one of the founders of quantum me-chanics, he left a huge legacy to physics. Asthe inventor of the uncertainty principle, healso left a huge legacy outside physics. AlbertEinstein may be more widely recognized bythe public - and his theory of relativity oftenappears in popular culture - but it is Hei-senberg who has had the greater impact onpublic discourse.

But then browse tfirough any bookshop's"new-age" section and you'll find peculiarstatements about the uncertainty principle,including the claims that its implications arepsychedelic and that it heralds cultural revo-lution. Strange interpretations turn up evenin academic circles, as in the following con-versation, published in American Theatre, be-tween the theatre director Anne Bogart andKristin Linklater, the noted vocal coach.

Linklater: "Some thinker has said that thegreatest spiritual level is insecurity."

Bogart: "Heisenberg proved that. Madi-ematically."

Linklater: "There you are."Some scientists and historians have ar-

gued that the word "uncertainty" is mislead-ing, and have debated other possible names.Nevertheless, that is only a part of the prob-lem. Some 75 years after the formulation ofthe uncertainty principle, why is its meaningstill so obscure?

Uncertainty and incompletenessConventionally, we expect a complete the-ory to say something about reality. Most the-ories that physicists teach and use, however,fall short. For example, what one of myphilosophy colleagues calls a "harmlesslyfudging theory", such as the ideal-gas law,ignores well understood things (van derWaals forces, hard-core repulsion) becausetalking about an ideal, rather than a real,object buys us something (ease of applica-tion). Meanwhile, a "harmlessly incompletedescriptive dieory" omits aspects of the sub-ject matter diat remain to be filled in. Suchtheories are harmless because these limita-tions do not threaten normal assumptionsabout the world.

The uncertainty principle is incomplete ina different sense. A mathematical relation, itis a feature of the statistical interpretation ofthe wavefunction in quantum mechanics. Itmakes no reference to any underlying phys-ical picture; there are no references to wavesor particles, nor to physical experiments. It isnot obvious what it refers to, except possiblythe clicks of a detector.

This is strange, but why? The strangenessof the uncertainty principle is not due to the

Weird stuff - quantum strangeness is hard to grasp

measurement process disturbing die objectmeasured, which would be a feature of anyNewtonian theory involving the exchangeof particles. Nor is die strangeness due tothe diings we observe being functions ofwhedier or not we observe die data pre-sented. Nor is it due to the fact diat it ad-dresses statistics. Radier, the strangeness ofquantum mechanics is that quantum for-mulations are not "about" a real object inthe conventional sense, or even what wetiiink of as an ideal object.

In classical physics, deviations of meas-ured quantities from ideal norms are treatedindependendy in a statistically based dieoryof errors. But the variations — statistical dis-tribution - of quantum measurements aresystematically linked in a single formalism.The wave formulae of quantum mechanicsare thus not about an ideal object, but aphysical situation in which die real objectis placed, which admits numerous potentialexperimental realizations.

The wavefunction thus describes a situ-ation diat is imperfect as a fact of die realworld. One needs to "make" or "bring" thatsituation into the real world in a specific con-text- and die choices diat one makes regard-ing what to measure and how to measure itaffect die "fact" that one is measuring. Or, ifone tries to think of die wavefunction as areal object - one of my physics colleagueslikes to think of it, for instance, as die squareroot of die charge density widi a phase - it'sstill not at all a visualizable one and behavesvery counterintuitively.

The search for picturesEinstein, famously, could not stomach that.In a complete dieory, he wrote in 1935 widiBoris Podolsky and Nadian Rosen, "everyelement of die physical reality must have acounterpart in die physical theory". Ein-stein tried to argue, unsuccessfully, diat die

incompleteness of quantum mechanics wasa flaw revealing diat diere had to be more tobe discovered: so-called hidden variables,die discovery of which will make its formu-lations refer direcdy to die real world.

Niels Bohr accepted the incompletenessof quantum mechanics, but argued diatposition and momentum were inherendyclassical concepts. While necessary for ushumans, diey were inapplicable to events indie microworld except in loose and, stricdyspeaking, inaccurate ways. Heisenberg ini-tially diought diat the right approach wasessentially to redefine die meaning of wordslike "position" and "momentum". How-ever, he later abandoned this effort, even-tually agreeing widi Bohr. Neverdieless, henever stopped trying to find imaginativephysical models for the uncertainty prin-ciple. Bohr, meanwhile, austerely and rigor-ously opposed diis.

The critical point"Everyone understands uncertainty. Ordunks he does," says die Heisenberg charac-ter in Michael Frayn's play Copenhagen. Theremark is ironic. Heisenberg himself some-times misrepresented the meaning of hisprinciple in his relendess quest to seek phys-ical, real-world models for it. In diat questlies much of die trouble.

But die quest is inevitable. Nobody under-stands a fact or principle nakedly, but onlyby connecting it with what else they alreadyknow. Scientists, whose minds are filled widimany different kinds of models, have aneasier time connecting die uncertainty prin-ciple with odier aspects of their training.This is much harder for non-scientists, dueto the "impedance mismatch" between thelanguage of the uncertainty principle anddie language in which non-scientists habitu-ally speak, with its heavy reliance on phys-ical analogies. Much information is lost indie process, and much distorted.

The challenge in explaining die meaningof die uncertainty principle to non-scientiststhus does not amount to hitting on die rightpicture or analogy, but in die seeminglyimpossible task of explaining die novel re-lation it involves between theory and theworld. But it is important to try, for other-wise there will continue to be informationloss and distortion in the public understand-ing of die uncertainty principle. Heisenbergproved diat. But not madiematically.

Robert P Crease is in the Department of Philosophy,

State University of New York at Stony Brook, and

historian at the Brookhaven National Laboratory,

US, e-mail [email protected]

physicsweb.org P H Y S I C S W O R L D U E C E M I E I 2 0 0 1