65
Effective Patent Prosecution Techniques: Drafting And Amending Patent Claims In Preparation For Litigation Patrick G. Burns Tokyo, Japan 2008

Tokyo, Japan 2008 Patrick G. Burnsgbc.law/media/eppt.pdf2004/07/21  · Effective Patent Prosecution Techniques: Drafting And Amending Patent Claims In Preparation For Litigation Patrick

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Page 1: Tokyo, Japan 2008 Patrick G. Burnsgbc.law/media/eppt.pdf2004/07/21  · Effective Patent Prosecution Techniques: Drafting And Amending Patent Claims In Preparation For Litigation Patrick

Effe

ctiv

e Pa

tent

Pro

secu

tion

Tech

niqu

es:

Dra

ftin

g A

nd A

men

ding

Pat

ent C

laim

sIn

Pre

para

tion

For L

itiga

tion

Patr

ick

G. B

urns

Toky

o, Ja

pan

2008

Page 2: Tokyo, Japan 2008 Patrick G. Burnsgbc.law/media/eppt.pdf2004/07/21  · Effective Patent Prosecution Techniques: Drafting And Amending Patent Claims In Preparation For Litigation Patrick

2

I. T

hink

abo

ut §

101

In r

e B

ilski

, 88

USP

Q2d

138

5 (F

ed. C

ir. 2

008)

(en

banc

)

In e

ssen

ce, t

he c

laim

is fo

r a

met

hod

of h

edgi

ng r

isk

in th

e fie

ld o

f com

mod

ities

trad

ing.

For

exa

mpl

e, c

oal p

ower

pla

nts (

i.e.,

the

“con

sum

ers”

) pur

chas

e co

al to

pro

duce

ele

ctri

city

and

are

av

erse

to th

e ri

sk o

f a sp

ike

in d

eman

d fo

r co

al si

nce

such

a sp

ike

wou

ld in

crea

se th

e pr

ice

and

thei

r co

sts.

Con

vers

ely,

coa

l min

ing

com

pani

es (i

.e.,

the

“mar

ket p

artic

ipan

ts”)

are

ave

rse

to th

e ri

sk

of a

sudd

en d

rop

in d

eman

d fo

r co

al si

nce

such

a d

rop

wou

ld

redu

ce th

eir

sale

s and

dep

ress

pri

ces.

The

cla

imed

met

hod

Page 3: Tokyo, Japan 2008 Patrick G. Burnsgbc.law/media/eppt.pdf2004/07/21  · Effective Patent Prosecution Techniques: Drafting And Amending Patent Claims In Preparation For Litigation Patrick

3

envi

sion

s an

inte

rmed

iary

, the

“co

mm

odity

pro

vide

r,”

that

sells

co

al to

the

pow

er p

lant

s at a

fixe

d pr

ice,

thus

isol

atin

g th

e po

wer

pl

ants

from

the

poss

ibili

ty o

f a sp

ike

in d

eman

d in

crea

sing

the

pric

e of

coa

l abo

ve th

e fix

ed p

rice

. T

he sa

me

prov

ider

buy

s coa

l fr

om m

inin

g co

mpa

nies

at a

seco

nd fi

xed

pric

e, th

ereb

y is

olat

ing

the

min

ing

com

pani

es fr

om th

e po

ssib

ility

that

a d

rop

in d

eman

d w

ould

low

er p

rice

s bel

ow th

at fi

xed

pric

e. A

nd th

e pr

ovid

er h

as

thus

hed

ged

its r

isk;

if d

eman

d an

d pr

ices

skyr

ocke

t, it

has s

old

coal

at a

dis

adva

ntag

eous

pri

ce b

ut h

as b

ough

t coa

l at a

n ad

vant

ageo

us p

rice

, and

vic

e ve

rsa

if de

man

d an

d pr

ices

fall.

Page 4: Tokyo, Japan 2008 Patrick G. Burnsgbc.law/media/eppt.pdf2004/07/21  · Effective Patent Prosecution Techniques: Drafting And Amending Patent Claims In Preparation For Litigation Patrick

4

A m

etho

d fo

r m

anag

ing

the

cons

umpt

ion

risk

cos

ts o

f a

com

mod

ity so

ld b

y a

com

mod

ity p

rovi

der

at a

fixe

d pr

ice

com

pris

ing

the

step

s of:

(a)

initi

atin

g a

seri

es o

f tra

nsac

tions

bet

wee

n sa

id c

omm

odity

pro

vide

r an

d co

nsum

ers o

f sai

d co

mm

odity

w

here

in sa

id c

onsu

mer

s pur

chas

e sa

id c

omm

odity

at a

fixe

d ra

te

base

d up

on h

isto

rica

l ave

rage

s, sa

id fi

xed

rate

cor

resp

ondi

ng to

a

risk

pos

ition

of s

aid

cons

umer

;(b

) id

entif

ying

mar

ket p

artic

ipan

ts fo

r sa

id

com

mod

ity h

avin

g a

coun

ter-

risk

pos

ition

to sa

id c

onsu

mer

s; a

nd(c

) in

itiat

ing

a se

ries

of t

rans

actio

ns b

etw

een

said

com

mod

ity p

rovi

der

and

said

mar

ket p

artic

ipan

ts a

t a se

cond

fix

ed r

ate

such

that

said

seri

es o

f mar

ket p

artic

ipan

t tra

nsac

tions

ba

lanc

es th

e ri

sk p

ositi

on o

f sai

d se

ries

of c

onsu

mer

tran

sact

ions

.

Page 5: Tokyo, Japan 2008 Patrick G. Burnsgbc.law/media/eppt.pdf2004/07/21  · Effective Patent Prosecution Techniques: Drafting And Amending Patent Claims In Preparation For Litigation Patrick

5

Impo

rtan

tly, h

owev

er, t

he c

laim

is n

ot li

mite

d to

tran

sact

ions

in

volv

ing

actu

al c

omm

oditi

es, a

nd th

e ap

plic

atio

n di

sclo

ses t

hat

the

reci

ted

tran

sact

ions

may

sim

ply

invo

lve

optio

ns, i

.e.,

righ

ts to

pu

rcha

se o

r se

ll th

e co

mm

odity

at a

par

ticul

ar p

rice

with

in a

pa

rtic

ular

tim

efra

me.

See

J.A

. at 8

6-87

.

Page 6: Tokyo, Japan 2008 Patrick G. Burnsgbc.law/media/eppt.pdf2004/07/21  · Effective Patent Prosecution Techniques: Drafting And Amending Patent Claims In Preparation For Litigation Patrick

6

“Mac

hine

or

tran

sfor

mat

ion”

is in

The

mac

hine

-or-

tran

sfor

mat

ion

test

is a

two-

bran

ched

in

quir

y; a

n ap

plic

ant m

ay sh

ow th

at a

pro

cess

cla

im sa

tisfie

s § 1

01

eith

er b

y sh

owin

g th

at h

is c

laim

is ti

ed to

a p

artic

ular

mac

hine

, or

by sh

owin

g th

at h

is c

laim

tran

sfor

ms a

n ar

ticle

. C

erta

in

cons

ider

atio

ns a

re a

pplic

able

to a

naly

sis u

nder

eith

er b

ranc

h.

Firs

t, th

e us

e of

a sp

ecifi

c m

achi

ne o

r tr

ansf

orm

atio

n of

an

artic

le

mus

t im

pose

mea

ning

ful l

imits

on

the

clai

m’s

scop

e to

impa

rt

pate

nt-e

ligib

ility

. Se

cond

, the

invo

lvem

ent o

f the

mac

hine

or

tran

sfor

mat

ion

in th

e cl

aim

ed p

roce

ss m

ust n

ot m

erel

y be

in

sign

ifica

nt e

xtra

-sol

utio

n ac

tivity

.

Page 7: Tokyo, Japan 2008 Patrick G. Burnsgbc.law/media/eppt.pdf2004/07/21  · Effective Patent Prosecution Techniques: Drafting And Amending Patent Claims In Preparation For Litigation Patrick

7

We

leav

e to

futu

re c

ases

the

elab

orat

ion

of th

e pr

ecis

e co

ntou

rs o

f m

achi

ne im

plem

enta

tion,

as w

ell a

s the

ans

wer

s to

part

icul

ar

ques

tions

, suc

h as

whe

ther

or

whe

n re

cita

tion

of a

com

pute

r su

ffic

es to

tie

a pr

oces

s cla

im to

a p

artic

ular

mac

hine

.

Page 8: Tokyo, Japan 2008 Patrick G. Burnsgbc.law/media/eppt.pdf2004/07/21  · Effective Patent Prosecution Techniques: Drafting And Amending Patent Claims In Preparation For Litigation Patrick

8

“Use

ful,

conc

rete

and

tang

ible

res

ult”

test

is o

ut

“Fre

eman

–W

alte

r-A

bele

” te

st is

out

“Tec

hnol

ogic

al a

rts”

test

is o

ut

The

re st

ill is

no

“bus

ines

s met

hod

exce

ptio

n,”

so b

usin

ess m

etho

d pa

tent

s are

pos

sibl

e, if

the

“mac

hine

or

tran

sfor

mat

ion”

test

is

satis

fied.

In r

e C

omis

key

did

not b

ar a

ny c

laim

rec

iting

a m

enta

l pro

cess

th

at la

cks s

igni

fican

t “ph

ysic

al st

eps.”

Page 9: Tokyo, Japan 2008 Patrick G. Burnsgbc.law/media/eppt.pdf2004/07/21  · Effective Patent Prosecution Techniques: Drafting And Amending Patent Claims In Preparation For Litigation Patrick

9

A c

laim

that

rec

ites “

phys

ical

step

s” b

ut n

eith

er r

ecite

s a

part

icul

ar m

achi

ne o

r ap

para

tus,

nor

tran

sfor

ms a

ny a

rtic

le in

to

a di

ffer

ent s

tate

or

thin

g, is

not

dra

wn

to p

aten

t-el

igib

le su

bjec

t m

atte

r.

A c

laim

that

pur

port

edly

lack

s any

“ph

ysic

al st

eps”

but

is st

ill

tied

to a

mac

hine

or

achi

eves

an

elig

ible

tran

sfor

mat

ion

pass

es

mus

ter

unde

r §

101.

Page 10: Tokyo, Japan 2008 Patrick G. Burnsgbc.law/media/eppt.pdf2004/07/21  · Effective Patent Prosecution Techniques: Drafting And Amending Patent Claims In Preparation For Litigation Patrick

10

II. T

hink

abo

ut §

112

Wri

tten

des

crip

tion

(§ 1

12(1

))

Ena

blem

ent (

§ 11

2(1)

)

Inde

finite

ness

(§ 1

12(2

))

Page 11: Tokyo, Japan 2008 Patrick G. Burnsgbc.law/media/eppt.pdf2004/07/21  · Effective Patent Prosecution Techniques: Drafting And Amending Patent Claims In Preparation For Litigation Patrick

11

Am

tel C

orp.

v. I

nfor

mat

ion

Stor

age

Dev

ices

, Inc

., 19

8 F.

3d.

13

74, 5

3 U

SPQ

2d 1

225

(Fed

. Cir

. 199

9)

Issu

e : W

heth

er th

ere

was

suff

icie

nt st

ruct

ure

corr

espo

ndin

g to

“hi

gh v

olta

ge g

ener

atin

g m

eans

” in

the

clai

ms.

Spec

ifica

tion:

T

he h

igh

volta

ge g

ener

ator

cir

cuit

was

sh

own

as b

lack

box

es in

the

draw

ings

, with

no

deta

il as

to

wha

t ele

ctro

nic

com

pone

nts w

ere

used

in th

e ci

rcui

t.

How

ever

, the

spec

ifica

tion

stat

ed th

at “

know

n ci

rcui

t te

chni

ques

are

use

d to

impl

emen

t hig

h vo

ltage

cir

cuit

34,”

and

re

fere

nced

an

artic

le e

ntitl

ed O

n C

hip

Hig

h V

olta

ge

Gen

erat

ion

in N

MO

S In

tegr

ated

Cir

cuits

Usi

ng A

n Im

prov

ed

Vol

tage

Mul

tiplie

r T

echn

ique

(T

he “

Dic

kson

” ar

ticle

)

Page 12: Tokyo, Japan 2008 Patrick G. Burnsgbc.law/media/eppt.pdf2004/07/21  · Effective Patent Prosecution Techniques: Drafting And Amending Patent Claims In Preparation For Litigation Patrick

12

Hel

d: S

umm

ary

judg

men

t inv

alid

atin

g th

e pa

tent

for

inde

finite

ness

was

impr

oper

.

Page 13: Tokyo, Japan 2008 Patrick G. Burnsgbc.law/media/eppt.pdf2004/07/21  · Effective Patent Prosecution Techniques: Drafting And Amending Patent Claims In Preparation For Litigation Patrick

13

Bud

de v

. Har

ley-

Dav

idso

n, In

c., 2

50 F

. 3d.

136

9, 5

8 U

SPQ

2d

1801

(Fed

. Cir

. 200

1)

Cla

im e

lem

ent a

t iss

ue:

A st

atus

sens

ing

mea

ns fo

r m

easu

ring

...va

cuum

in th

e in

take

man

ifold

.

Spec

ifica

tion:

“V

acuu

m se

nsor

s are

com

mer

cial

ly a

vaila

ble

units

whi

ch p

rodu

ce a

nalo

g si

gnal

s for

the

cont

rol u

nit”

. Fi

g.

3 ha

d a

box

labe

led

“vac

uum

sens

or”.

Hel

d : V

acuu

m se

nsor

s wer

e w

ell-k

now

n in

the

art.

The

cla

im

was

not

inva

lid fo

r la

ck o

f wri

tten

des

crip

tion.

Page 14: Tokyo, Japan 2008 Patrick G. Burnsgbc.law/media/eppt.pdf2004/07/21  · Effective Patent Prosecution Techniques: Drafting And Amending Patent Claims In Preparation For Litigation Patrick

14

Page 15: Tokyo, Japan 2008 Patrick G. Burnsgbc.law/media/eppt.pdf2004/07/21  · Effective Patent Prosecution Techniques: Drafting And Amending Patent Claims In Preparation For Litigation Patrick

15

Aut

omot

ive

Tec

hnol

ogie

s Int

’l., I

nc. v

. BM

W e

t al.,

501

F.3

d 12

74 (F

ed. C

ir. 2

007)

Pate

nt:

Cra

sh se

nsin

g de

vice

s for

aut

omob

ile a

ir b

ags.

Cla

im 1

: A

side

impa

ct c

rash

sens

or fo

r a

vehi

cle

havi

ng

fron

t and

rea

r w

heel

s, sa

id se

nsor

com

pris

ing:

(a)

a ho

usin

g;(b

) a

mas

s with

in sa

id h

ousi

ng m

ovab

le

rela

tive

to sa

id h

ousi

ng in

res

pons

e to

acc

eler

atio

ns o

f sai

d ho

usin

g;(c

) m

eans

res

pons

ive

to th

e m

otio

n of

sa

id m

ass u

pon

acce

lera

tion

of sa

id h

ousi

ng in

exc

ess o

f a

pred

eter

min

ed th

resh

old

valu

e, fo

r in

itiat

ing

an o

ccup

ant

prot

ectio

n ap

para

tus;

and

Page 16: Tokyo, Japan 2008 Patrick G. Burnsgbc.law/media/eppt.pdf2004/07/21  · Effective Patent Prosecution Techniques: Drafting And Amending Patent Claims In Preparation For Litigation Patrick

16

(d)

mea

ns fo

r m

ount

ing

said

hou

sing

ont

o at

leas

t one

of a

side

do

or o

f the

veh

icle

and

a si

de o

f the

veh

icle

bet

wee

n th

e ce

nter

s of

the

fron

t and

rea

r w

heel

s, in

such

a p

ositi

on a

nd a

dir

ectio

n as

to

sens

e an

impa

ct in

to th

e si

de o

f sai

d ve

hicl

e.

Spec

ifica

tion :

M

echa

nica

l sen

sors

wer

e de

scri

bed

in d

etai

l.

FIG

. 1

Page 17: Tokyo, Japan 2008 Patrick G. Burnsgbc.law/media/eppt.pdf2004/07/21  · Effective Patent Prosecution Techniques: Drafting And Amending Patent Claims In Preparation For Litigation Patrick

17

Mec

hani

cal s

enso

rs w

ere

desc

ribe

d in

det

ail.

Ele

ctro

nic

sens

ors

wer

e al

so d

escr

ibed

.

Page 18: Tokyo, Japan 2008 Patrick G. Burnsgbc.law/media/eppt.pdf2004/07/21  · Effective Patent Prosecution Techniques: Drafting And Amending Patent Claims In Preparation For Litigation Patrick

18

Spec

ifica

tion:

Fig.

11

is a

con

cept

iona

l vie

w o

f an

elec

tron

ic se

nsor

ass

embl

y 20

1 bu

ilt a

ccor

ding

to th

e te

achi

ngs o

f thi

s inv

entio

n. T

his s

enso

r co

ntai

ns a

sens

ing

mas

s 202

whi

ch m

oves

rel

ativ

e to

hou

sing

203

in

res

pons

e to

the

acce

lera

tion

of h

ousi

ng 2

03 w

hich

acc

ompa

nies

a

side

impa

ct c

rash

. T

he m

otio

n of

the

sens

ing

mas

s 202

can

be

sens

ed b

y a

vari

ety

of te

chno

logi

es u

sing

, for

exa

mpl

e, o

ptic

s, re

sist

ance

cha

nge,

cap

acita

nce

chan

ge o

r m

agne

tic r

eluc

tanc

e ch

ange

. O

utpu

t fro

m th

e se

nsin

g ci

rcui

try

can

be fu

rthe

r pr

oces

sed

to a

chie

ve a

var

iety

of s

enso

r re

spon

se c

hara

cter

istic

s as

des

ired

by

the

sens

or d

esig

ner.

Page 19: Tokyo, Japan 2008 Patrick G. Burnsgbc.law/media/eppt.pdf2004/07/21  · Effective Patent Prosecution Techniques: Drafting And Amending Patent Claims In Preparation For Litigation Patrick

19

The

cla

im la

ngua

ge “

mea

ns r

espo

nsiv

e to

the

mot

ion

of sa

id

mas

s upo

n ac

cele

ratio

n of

said

hou

sing

...”

cove

rs m

echa

nica

l sw

itch

asse

mbl

ies a

nd e

lect

roni

c sw

itch

asse

mbl

ies.

Def

enda

nts :

T

he o

nly

clea

rly

linke

d st

ruct

ure

iden

tifie

d in

the

spec

ifica

tion

is a

mec

hani

cal s

witc

h as

sem

bly.

Hel

d: T

he c

laim

s are

inva

lid fo

r la

ck o

f ena

blem

ent.

The

cla

ims w

ere

cons

true

d to

cov

er b

oth

mec

hani

cal a

nd

elec

tron

ic se

nsor

s. T

hat f

ull s

cope

mus

t be

enab

led,

and

el

ectr

onic

sens

ors w

ere

not e

nabl

ed.

Page 20: Tokyo, Japan 2008 Patrick G. Burnsgbc.law/media/eppt.pdf2004/07/21  · Effective Patent Prosecution Techniques: Drafting And Amending Patent Claims In Preparation For Litigation Patrick

20

The

gen

eral

des

crip

tion

(abo

ve) f

ails

to p

rovi

de a

stru

ctur

al

desc

ript

ion

of h

ow a

per

son

havi

ng o

rdin

ary

skill

in th

e ar

t wou

ld

mak

e or

use

an

elec

tron

ic si

de im

pact

sens

or.

The

re is

no

disc

ussi

on o

f the

cir

cuitr

y in

volv

ed th

at w

ould

pro

vide

mor

e de

tail

on h

ow th

e se

nsor

ope

rate

s. T

he m

ere

boxe

d fig

ure

of th

e el

ectr

onic

sens

or a

nd th

e fe

w li

nes o

f des

crip

tion

fail

to a

ppri

se

one

of o

rdin

ary

skill

how

to m

ake

and

use

the

elec

tron

ic se

nsor

.

The

nov

el a

spec

t of t

his i

nven

tion

is u

sing

a v

eloc

ity-t

ype

sens

or fo

r si

de im

pact

sens

ing.

Acc

ordi

ng to

pla

intif

f, us

ing

iner

tial o

r ac

cele

ratio

n se

nsor

s to

sens

e si

de im

pact

rep

rese

nted

a

“bre

akth

roug

h” in

side

impa

ct c

rash

sens

ing.

Page 21: Tokyo, Japan 2008 Patrick G. Burnsgbc.law/media/eppt.pdf2004/07/21  · Effective Patent Prosecution Techniques: Drafting And Amending Patent Claims In Preparation For Litigation Patrick

21

Giv

en th

at th

e no

vel a

spec

t of t

he in

vent

ion

is si

de im

pact

se

nsor

s, it

is in

suff

icie

nt to

mer

ely

stat

e th

at k

now

n te

chno

logi

es

can

be u

sed

to c

reat

e an

ele

ctro

nic

sens

or.

Mor

eove

r, si

de im

pact

se

nsin

g w

as c

onsi

dere

d a

new

fiel

d, a

nd A

TI d

id n

ot k

now

of a

ny

elec

tron

ic se

nsor

use

d to

sens

e si

de im

pact

cra

shes

at t

he ti

me

of

the

pate

nt.

Mor

eove

r, th

ere

was

exp

ert t

estim

ony

that

a g

reat

de

al o

f exp

erim

enta

tion

wou

ld h

ave

been

nec

essa

ry to

mak

e an

el

ectr

onic

sens

or a

fter

rea

ding

the

pate

nt.

Page 22: Tokyo, Japan 2008 Patrick G. Burnsgbc.law/media/eppt.pdf2004/07/21  · Effective Patent Prosecution Techniques: Drafting And Amending Patent Claims In Preparation For Litigation Patrick

22

Bio

med

ino

LL

C v

. Wat

ers T

echn

olog

ies C

orpo

ratio

n, 4

90 F

.3d

946,

83

USP

Q2d

111

8 (F

ed. C

ir. 2

007)

The

Pat

ent :

A

che

mic

al p

roce

ss th

at r

ecite

d th

e cl

aim

ele

men

t “c

ontr

ol m

eans

for

auto

mat

ical

ly o

pera

ting

said

val

ves.”

Spec

ifica

tion:

The

onl

y re

fere

nces

in th

e sp

ecifi

catio

n to

the

“con

trol

mea

ns”

are

a bo

x la

bele

d “c

ontr

ol”

in F

ig. 6

and

a

stat

emen

t tha

t the

reg

ener

atio

n pr

oces

s of t

he in

vent

ion

“may

be

cont

rolle

d au

tom

atic

ally

by

know

n di

ffer

entia

l pre

ssur

e, v

alvi

ng a

nd

cont

rol e

quip

men

t.”

Page 23: Tokyo, Japan 2008 Patrick G. Burnsgbc.law/media/eppt.pdf2004/07/21  · Effective Patent Prosecution Techniques: Drafting And Amending Patent Claims In Preparation For Litigation Patrick

23

Page 24: Tokyo, Japan 2008 Patrick G. Burnsgbc.law/media/eppt.pdf2004/07/21  · Effective Patent Prosecution Techniques: Drafting And Amending Patent Claims In Preparation For Litigation Patrick

24

Hel

d: C

laim

s are

inva

lid fo

r in

defin

itene

ss.

“The

inqu

iry

is w

heth

er o

ne o

f ski

ll in

the

art w

ould

un

ders

tand

the

spec

ifica

tion

itsel

f to

disc

lose

a st

ruct

ure,

not

si

mpl

y w

heth

er th

at p

erso

n w

ould

be

capa

ble

of

impl

emen

ting

a st

ruct

ure.

..Acc

ordi

ngly

, a b

are

stat

emen

t th

at k

now

n te

chni

ques

or

met

hods

can

be

used

doe

s not

di

sclo

se st

ruct

ure.

To

conc

lude

oth

erw

ise

wou

ld v

itiat

e th

e la

ngua

ge o

f the

stat

ute

requ

irin

g “c

orre

spon

ding

stru

ctur

e,

mat

eria

l, or

act

s des

crib

ed in

the

spec

ifica

tion.

Page 25: Tokyo, Japan 2008 Patrick G. Burnsgbc.law/media/eppt.pdf2004/07/21  · Effective Patent Prosecution Techniques: Drafting And Amending Patent Claims In Preparation For Litigation Patrick

25

Mau

rice

Mitc

hell

Inno

vatio

ns v

. Int

el C

orp.

,249

Fed

. App

x. 1

84

(Fed

. Cir

. 200

7) (n

onpr

eced

entia

l)

Pate

nt:

Mic

roco

mpu

ter

with

bi-m

emor

y ar

chite

ctur

e.

Cla

im L

imita

tion

In Is

sue:

Mea

ns fo

r ca

usin

g sa

id fi

rst a

nd

seco

nd sw

itch

mea

ns to

rem

ain

in sa

id n

onsi

gnal

-con

duct

ing

stat

e up

on a

pplic

atio

n of

pow

er to

said

CPU

pow

er c

ircu

it an

d to

ass

ume

a si

gnal

-con

duct

ive

stat

e up

on r

ecei

pt o

f an

appr

opri

ate

sign

al fr

om sa

id C

PU.

Page 26: Tokyo, Japan 2008 Patrick G. Burnsgbc.law/media/eppt.pdf2004/07/21  · Effective Patent Prosecution Techniques: Drafting And Amending Patent Claims In Preparation For Litigation Patrick

26

Hel

d: I

nval

id.

The

re is

no

spec

ific

stru

ctur

e di

sclo

sed

to

carr

y ou

t the

“m

eans

for

caus

ing”

func

tion.

The

sp

ecifi

catio

n di

sclo

ses t

he M

CS6

520

peri

pher

al in

terf

ace

adap

ter,

but

that

is a

com

plex

inte

grat

ed c

ircu

it co

ntai

ning

nu

mer

ous i

ndiv

idua

l cir

cuits

whi

ch fu

nctio

ns a

s an

inte

rfac

e be

twee

n a

mic

ropr

oces

sor

and

peri

pher

al d

evic

es su

ch a

s pr

inte

rs, e

tc.

Mitc

hell

cont

ends

that

the

MC

S652

0 co

ntai

ns tr

i-sta

te

circ

uitr

y or

tri-s

tate

dri

vers

and

that

a p

erso

n of

ord

inar

y sk

ill in

the

art w

ould

und

erst

and

the

tri-s

tate

stru

ctur

e in

the

MC

S652

0 to

be

capa

ble

of p

erfo

rmin

g “m

eans

for

caus

ing”

fu

nctio

n.

Page 27: Tokyo, Japan 2008 Patrick G. Burnsgbc.law/media/eppt.pdf2004/07/21  · Effective Patent Prosecution Techniques: Drafting And Amending Patent Claims In Preparation For Litigation Patrick

27

Whi

le th

e M

CS6

520

may

con

tain

tri-s

tate

or

driv

er-t

ype

circ

uits

, the

spec

ifica

tion

does

not

iden

tify

the

tri-s

tate

ci

rcui

ts in

the

MC

S652

0 as

the

stru

ctur

e to

car

ry o

ut th

e “m

eans

for

caus

ing”

lim

itatio

n. T

he m

ere

men

tion

of a

co

mpl

icat

ed in

tegr

ated

cir

cuit,

com

pris

ed o

f hun

dred

s if n

ot

thou

sand

s of c

ircu

its, i

s muc

h to

o br

oad

to su

ffic

ient

ly

indi

cate

the

prec

ise

“mea

ns fo

r ca

usin

g” st

ruct

ure

to a

pe

rson

of o

rdin

ary

skill

in th

e ar

t. T

he M

CS6

520

is b

oth

too

broa

d an

d no

t lin

ked

to th

e “m

eans

for

caus

ing”

lim

itatio

n.

Page 28: Tokyo, Japan 2008 Patrick G. Burnsgbc.law/media/eppt.pdf2004/07/21  · Effective Patent Prosecution Techniques: Drafting And Amending Patent Claims In Preparation For Litigation Patrick

28

Mon

sant

o C

o. v

. Syn

gent

a Se

eds,

Inc.

, 503

F.3

d 13

52 (F

ed. C

ir.

2007

)

Pate

nt:

Tec

hnol

ogy

for

prod

ucin

g tr

ansg

enic

cor

n th

at is

re

sist

ant t

o gl

ypho

sate

, a n

onse

lect

ive

herb

icid

e.

Cla

im 1

: A

chi

mer

ic p

lant

gen

e w

hich

com

pris

es:

(a)

a pr

omot

er se

quen

ce w

hich

func

tions

in

plan

t cel

ls;

(b)

a co

ding

sequ

ence

whi

ch c

ause

s the

pr

oduc

tion

of R

NA

, enc

odin

g a

chlo

ropl

ast t

rans

it pe

ptid

e/5-

en

olpy

ruvy

lshi

kim

ate-

e-ph

osph

ate

synt

hase

fusi

on p

olyp

eptid

e,

whi

ch c

hlor

opla

st tr

ansi

t pep

tide

perm

its th

e

Page 29: Tokyo, Japan 2008 Patrick G. Burnsgbc.law/media/eppt.pdf2004/07/21  · Effective Patent Prosecution Techniques: Drafting And Amending Patent Claims In Preparation For Litigation Patrick

29

fusi

on p

olyp

eptid

e, w

hich

chl

orop

last

tran

sit p

eptid

e pe

rmits

th

e fu

sion

pol

ypep

tide

to b

e im

port

ed in

to a

chl

orop

last

of a

pl

ant c

ell;

and

(c)

a 3’

non-

tran

slat

ed r

egio

n w

hich

enc

oded

a

poly

aden

ylat

ion

sign

al w

hich

func

tions

in p

lant

cel

ls to

cau

se

the

addi

tion

to p

olya

deny

late

nuc

leot

ides

to th

e 3’

end

of th

e R

NA

;

the

prom

oter

bei

ng h

eter

olog

ous w

ith r

espe

ct to

the

codi

ng

sequ

ence

and

ada

pted

to c

ause

suff

icie

nt e

xpre

ssio

n of

the

fusi

on p

olyp

eptid

e to

enh

ance

the

glyp

hosa

te r

esis

tanc

e of

a

plan

t cel

l tra

nsfo

rmed

with

the

gene

.

Page 30: Tokyo, Japan 2008 Patrick G. Burnsgbc.law/media/eppt.pdf2004/07/21  · Effective Patent Prosecution Techniques: Drafting And Amending Patent Claims In Preparation For Litigation Patrick

30

Hel

d: C

laim

1 r

equi

res t

he c

laim

ed g

ene

to fu

nctio

n in

pla

nt

cells

, inc

ludi

ng b

oth

dico

ts a

nd m

onoc

ots.

How

ever

, the

pa

tent

app

licat

ion

was

file

d be

fore

tran

sfor

mat

ion

of

mon

ocot

cel

ls w

as p

ossi

ble.

The

refo

re, t

hose

skill

ed in

the

art c

ould

not

tran

sfor

m a

mon

ocot

pla

nt c

ell a

s of t

he fi

ling

date

of t

he p

aten

t app

licat

ion.

The

cla

im r

equi

res

tran

sfor

mat

ion

of th

e pl

ant c

ell.

With

out t

he a

bilit

y to

tr

ansf

orm

a m

onoc

ot c

ell,

one

skill

ed in

the

art c

ould

not

de

term

ine

whe

ther

a p

lant

gen

e co

uld

carr

y ou

t the

cla

imed

fu

nctio

ns a

nd th

us fa

ll w

ithin

the

scop

e of

the

clai

m.

Page 31: Tokyo, Japan 2008 Patrick G. Burnsgbc.law/media/eppt.pdf2004/07/21  · Effective Patent Prosecution Techniques: Drafting And Amending Patent Claims In Preparation For Litigation Patrick

31

Hal

libur

ton

Ene

rgy

Serv

ices

, Inc

. v. M

-I L

LC

, 514

F.3

d 12

44,

85 U

SPQ

2d 1

654

(Fed

. Cir

. 200

8)

Pate

nt:

Oil

field

dri

lling

flui

ds th

at a

re “

frag

ile g

els.”

Cla

im 1

: A

met

hod

for

cond

uctin

g a

drill

ing

oper

atio

n in

a

subt

erra

nean

form

atio

n us

ing

a fr

agile

gel

dri

lling

flui

d co

mpr

isin

g:(a

) an

inve

rt e

mul

sion

bas

e;(b

) on

e or

mor

e th

inne

rs;

(c)

one

or m

ore

emul

sifie

rs; a

nd(d

) on

e or

mor

e w

eigh

ting

agen

ts, w

here

in

said

ope

ratio

n in

clud

es r

unni

ng c

asin

g in

a b

oreh

ole.

Page 32: Tokyo, Japan 2008 Patrick G. Burnsgbc.law/media/eppt.pdf2004/07/21  · Effective Patent Prosecution Techniques: Drafting And Amending Patent Claims In Preparation For Litigation Patrick

32

Spec

ifica

tion:

A “

frag

ile g

el”

as u

sed

here

in is

a “

gel”

that

is e

asily

di

srup

ted

or th

inne

d, a

nd th

at li

quifi

es o

r be

com

es le

ss g

el-

like

and

mor

e liq

uid-

like

unde

r st

ress

, suc

h as

cau

sed

by

mov

ing

the

fluid

, but

whi

ch q

uick

ly r

etur

ns to

a g

el w

hen

the

mov

emen

t or

othe

r st

ress

is a

llevi

ated

or

rem

oved

, suc

h as

w

hen

circ

ulat

ion

of th

e flu

id is

stop

ped,

as f

or e

xam

ple

whe

n dr

illin

g is

stop

ped.

The

“fr

agile

ness

” of

the

“fra

gile

gel

s” o

f th

e pr

esen

t inv

entio

n co

ntri

bute

s to

the

uniq

ue a

nd

surp

risi

ng b

ehav

ior

and

adva

ntag

es o

f the

pre

sent

inve

ntio

n.

The

gel

s are

so “

frag

ile”

that

it is

bel

ieve

d th

at th

ey m

ay b

e di

srup

ted

by a

mer

e pr

essu

re w

ave

or a

com

pres

sion

wav

e

Page 33: Tokyo, Japan 2008 Patrick G. Burnsgbc.law/media/eppt.pdf2004/07/21  · Effective Patent Prosecution Techniques: Drafting And Amending Patent Claims In Preparation For Litigation Patrick

33

duri

ng d

rilli

ng.

The

y se

em to

bre

ak in

stan

tane

ousl

y w

hen

dist

urbe

d, r

ever

sing

from

a g

el b

ack

into

a li

quid

form

with

min

imum

pre

ssur

e, fo

rce

and

time

and

with

less

pr

essu

re, f

orce

and

tim

e th

an k

now

n to

be

requ

ired

to

conv

ert p

rior

art

flui

ds fr

om a

gel

-like

stat

e in

to a

flow

able

st

ate.

Page 34: Tokyo, Japan 2008 Patrick G. Burnsgbc.law/media/eppt.pdf2004/07/21  · Effective Patent Prosecution Techniques: Drafting And Amending Patent Claims In Preparation For Litigation Patrick

34

In o

ne w

ell,

AC

CO

LA

DE

TM

, a

fluid

hav

ing

the

feat

ures

or

char

acte

rist

ics o

f the

inve

ntio

n, a

nd c

omm

erci

ally

ava

ilabl

e fr

om H

allib

urto

n E

nerg

y Se

rvic

es, I

nc. i

n H

oust

on...

was

us

ed.

Hal

libur

ton’

s Pro

pose

dD

efin

ition

of “

Frag

ile G

el”:

Frag

ile g

els a

re th

ose

that

eas

ily tr

ansi

tion

to a

liqu

id st

ate

upon

th

e in

trod

uctio

n of

forc

e an

d re

turn

to a

gel

whe

n th

e fo

rce

is

rem

oved

, and

thos

e th

at a

re c

apab

le o

f sus

pend

ing

drill

cu

ttin

gs a

nd w

eigh

ting

mat

eria

ls a

t res

t.

Page 35: Tokyo, Japan 2008 Patrick G. Burnsgbc.law/media/eppt.pdf2004/07/21  · Effective Patent Prosecution Techniques: Drafting And Amending Patent Claims In Preparation For Litigation Patrick

35

Hel

d:

The

cla

ims a

re in

valid

for

inde

finite

ness

, bec

ause

the

spec

ifica

tion

does

not

ade

quat

ely

desc

ribe

frag

ile g

els.

H

allib

urto

n’s f

ailu

re to

dis

tingu

ish

the

frag

ilene

ss o

f the

dri

lling

fu

el’s

flui

ds o

f the

inve

ntio

n fr

om th

e cl

ose

prio

r ar

t (th

e 12

.1

SF fl

uid

that

exh

ibite

d th

e L

-sha

ped

curv

ed b

ehav

ior)

is fa

tal..

. E

ven

if th

e ‘8

32 p

aten

t dis

tingu

ishe

d “f

ragi

le g

els”

of t

he

inve

ntio

n fr

om th

ose

of th

e pr

ior

art,

it di

d no

t pla

ce a

ny li

mit

on th

e sc

ope

of w

hat w

as in

vent

ed b

eyon

d th

e pr

ior

art.

Page 36: Tokyo, Japan 2008 Patrick G. Burnsgbc.law/media/eppt.pdf2004/07/21  · Effective Patent Prosecution Techniques: Drafting And Amending Patent Claims In Preparation For Litigation Patrick

36

Sitr

ick

v. D

ream

wor

ks, L

LC, 5

15 F

.3d

993,

85

USP

Q2d

182

6 (F

ed. C

ir. 2

008)

Pate

nt:

Inte

grat

ion

of a

use

r’s a

udio

sign

al o

r vi

sual

imag

e in

to a

pre

- ex

istin

g vi

deo

gam

e or

mov

ie.

Spec

ifica

tion:

Inte

grat

ion

for

vide

o ga

mes

is d

escr

ibed

in d

etai

l, bu

t sou

nd

inte

grat

ion

into

mov

ies i

s not

.

Page 37: Tokyo, Japan 2008 Patrick G. Burnsgbc.law/media/eppt.pdf2004/07/21  · Effective Patent Prosecution Techniques: Drafting And Amending Patent Claims In Preparation For Litigation Patrick

37

Hel

d:

Bec

ause

the

asse

rted

cla

ims a

re b

road

eno

ugh

to c

over

bo

th m

ovie

s and

vid

eo g

ames

, the

pat

ents

mus

t ena

ble

both

em

bodi

men

ts.

Eve

n if

the

clai

ms a

re e

nabl

ed w

ith r

espe

ct to

vi

deo

gam

es –

an

issu

e w

e ne

ed n

ot d

ecid

e –

the

clai

ms a

re n

ot

enab

led

if th

e pa

tent

s do

not a

lso

enab

le fo

r m

ovie

s. T

he

pate

nts i

dent

ify a

con

trol

ler

and

desc

ribe

how

to im

plem

ent i

t fo

r us

e w

ith v

ideo

gam

es, b

ut d

o no

t tea

ch h

ow to

impl

emen

t th

e “i

nter

cept

logi

c fu

nctio

n” o

f con

trol

ler

260C

in c

onte

xt o

f m

ovie

s.

Page 38: Tokyo, Japan 2008 Patrick G. Burnsgbc.law/media/eppt.pdf2004/07/21  · Effective Patent Prosecution Techniques: Drafting And Amending Patent Claims In Preparation For Litigation Patrick

38

Allv

oice

Com

putin

g PL

C v

. Nua

nce

Com

mun

icat

ions

Inc.

, 84

USP

Q 2

d 18

86, 5

04 F

.3d

1236

(200

7)

Pate

nt:

Spee

ch r

ecog

nitio

n by

a c

ompu

ter

Page 39: Tokyo, Japan 2008 Patrick G. Burnsgbc.law/media/eppt.pdf2004/07/21  · Effective Patent Prosecution Techniques: Drafting And Amending Patent Claims In Preparation For Litigation Patrick

39

Page 40: Tokyo, Japan 2008 Patrick G. Burnsgbc.law/media/eppt.pdf2004/07/21  · Effective Patent Prosecution Techniques: Drafting And Amending Patent Claims In Preparation For Litigation Patrick

40

Hel

d: T

he c

laim

s are

not

inde

finite

.

To

the

cont

rary

, the

spec

ifica

tion

cont

ains

suff

icie

nt a

lgor

ithm

ic

stru

ctur

e to

giv

e m

eani

ng to

cla

ims 5

1 an

d 67

. C

laim

de

finite

ness

, as d

iscu

ssed

ear

lier,

dep

ends

on

the

skill

leve

l of a

pe

rson

of o

rdin

ary

skill

in th

e ar

t. M

iles L

abs. ,

Inc.

, 997

F.2

d at

87

5. I

n so

ftw

are

case

s, th

eref

ore,

alg

orith

ms i

n th

e sp

ecifi

catio

n ne

ed o

nly

disc

lose

ade

quat

e de

finin

g st

ruct

ure

to r

ende

r th

e bo

unds

of t

he c

laim

und

erst

anda

ble

to o

ne o

f ord

inar

y sk

ill in

th

e ar

t.

Page 41: Tokyo, Japan 2008 Patrick G. Burnsgbc.law/media/eppt.pdf2004/07/21  · Effective Patent Prosecution Techniques: Drafting And Amending Patent Claims In Preparation For Litigation Patrick

41

III.

Thi

nk a

bout

cla

im c

onst

ruct

ion

A.

Avo

id h

avin

g th

e sp

ecifi

catio

n re

ad in

to th

e cl

aim

s1.

B

e ca

refu

l giv

ing

wor

ds sp

ecia

l mea

ning

s

Ren

isha

w v

. M

arpo

ss,

158

F.3d

124

3, 4

8 U

SPQ

2d 1

117

(Fed

. C

ir. 1

998)

Page 42: Tokyo, Japan 2008 Patrick G. Burnsgbc.law/media/eppt.pdf2004/07/21  · Effective Patent Prosecution Techniques: Drafting And Amending Patent Claims In Preparation For Litigation Patrick

42

Pate

nt:

Tou

ch p

robe

that

gen

erat

es a

trig

ger

sign

al "

whe

n" a

se

nsin

g tip

con

tact

s an

obje

ct a

nd a

styl

us h

olde

r is

def

lect

ed.

Acc

used

Dev

ice :

Whe

n th

e st

ylus

con

tact

s an

obje

ct, t

he st

ylus

ho

lder

doe

s not

imm

edia

tely

mov

e up

tow

ard

a m

icro

switc

h. It

fir

st r

otat

es in

side

a c

onic

al se

at. W

hen

it hi

ts a

shel

f, th

e st

ylus

ho

lder

tips

upw

ard

and

hits

the

mic

ro sw

itch.

Issu

e : D

oes "

whe

n" c

over

slig

htly

del

ayed

trig

gers

?

Page 43: Tokyo, Japan 2008 Patrick G. Burnsgbc.law/media/eppt.pdf2004/07/21  · Effective Patent Prosecution Techniques: Drafting And Amending Patent Claims In Preparation For Litigation Patrick

43

Hel

d: N

o In

frin

gem

ent.

"Whe

n" d

efin

ed b

y de

scri

ptio

n in

the

spec

ifica

tion.

To

the

exte

nt th

at th

ese

pass

ages

ref

er to

the

pref

erre

d em

bodi

men

t, th

ey c

anno

t be

read

into

the

clai

ms

with

out s

ome

hook

. The

cla

im te

rm "

whe

n" is

that

hoo

k. E

ach

of

the

pass

ages

abo

ve sh

ow th

at th

e pa

tent

ee w

ante

d "w

hen"

to

mea

n as

soon

as p

ossi

ble

afte

r co

ntac

t.

Page 44: Tokyo, Japan 2008 Patrick G. Burnsgbc.law/media/eppt.pdf2004/07/21  · Effective Patent Prosecution Techniques: Drafting And Amending Patent Claims In Preparation For Litigation Patrick

44

Gut

tman

, Inc

. v. K

opyk

ake

Ent

erpr

ises

, Inc

., 30

2 F.

3d 1

352,

64

USP

Q2d

130

2 (F

ed. C

ir. 2

002)

Page 45: Tokyo, Japan 2008 Patrick G. Burnsgbc.law/media/eppt.pdf2004/07/21  · Effective Patent Prosecution Techniques: Drafting And Amending Patent Claims In Preparation For Litigation Patrick

45

Pate

nt:

Met

hod

of c

opyi

ng a

n im

age

onto

an

edib

le su

bstr

ate

that

can

be

plac

ed o

n a

cake

.

Cla

im:

Pass

ing

an e

dibl

e w

eb a

long

an

elon

gate

d, n

on-t

ortu

ous

copy

pat

h…

Arg

ued:

A n

on-t

ortu

ous c

opy

path

is fr

ee o

f “to

rtuo

us b

ends

.”

Dic

tiona

ry:

“Tor

tuou

s” m

eans

“m

arke

d by

rep

eate

d tw

ists

, be

nds o

r tu

rns.”

Page 46: Tokyo, Japan 2008 Patrick G. Burnsgbc.law/media/eppt.pdf2004/07/21  · Effective Patent Prosecution Techniques: Drafting And Amending Patent Claims In Preparation For Litigation Patrick

46

Spec

ifica

tion:

A to

rtuo

us b

end

is o

ne th

at a

n ed

ible

subs

trat

e sh

eet “

wou

ld n

ot li

kely

surv

ive.

Hel

d : T

he c

laim

lang

uage

shou

ld n

ot b

e lim

ited

to su

bsta

ntia

lly

stra

ight

cop

y pa

ths.

The

inve

ntor

cle

arly

con

tem

plat

ed u

sing

the

inve

ntio

n in

mac

hine

s with

cur

ved,

but

non

-tor

tuou

s, co

py p

aths

.

Page 47: Tokyo, Japan 2008 Patrick G. Burnsgbc.law/media/eppt.pdf2004/07/21  · Effective Patent Prosecution Techniques: Drafting And Amending Patent Claims In Preparation For Litigation Patrick

47

2. U

se w

ords

that

hav

e an

ord

inar

y m

eani

ng

Oak

ley,

Inc.

v. S

ungl

ass H

ut In

t’l. ,

316

F.3

d 13

31, 6

5 U

SPQ

2d

1321

(Fed

. Cir

. 200

3)

“Viv

id c

olor

ed a

ppea

ranc

e” in

a c

laim

for

sung

lass

es

coul

d no

t be

defin

ed, s

o ra

nges

from

the

spec

ifica

tion

wer

e re

ad

into

the

clai

ms.

Page 48: Tokyo, Japan 2008 Patrick G. Burnsgbc.law/media/eppt.pdf2004/07/21  · Effective Patent Prosecution Techniques: Drafting And Amending Patent Claims In Preparation For Litigation Patrick

48

3.

Do

not o

ver-

emph

asiz

e un

clai

med

com

pone

nts o

r fe

atur

es

Inno

vad

Inc.

v. M

icro

soft

Cor

p., 2

60 F

.3d

1326

, 59

USP

Q2d

167

6 (F

ed. C

ir. 2

001)

Aut

omat

ic te

leph

one

dial

er sy

stem

Page 49: Tokyo, Japan 2008 Patrick G. Burnsgbc.law/media/eppt.pdf2004/07/21  · Effective Patent Prosecution Techniques: Drafting And Amending Patent Claims In Preparation For Litigation Patrick

49

Cla

im:

22.

A te

leph

one

dial

er sy

stem

, com

pris

ing:

[a]

a ca

se

havi

ng

at

leas

t on

e su

rfac

e fo

r su

bsta

ntia

lly

encl

osin

g a

smal

l vol

ume;

[b] r

epro

gram

mab

le m

emor

y m

eans

dis

pose

d w

ithin

said

cas

e fo

r st

orin

g a

sele

cted

se

quen

ce

of

digi

ts

duri

ng

a pr

ogra

mm

ing

mod

e,

said

di

gits

co

nstit

utin

g at

le

ast

one

tele

phon

e nu

mbe

r;[c

] sig

nal m

eans

dis

pose

d w

ithin

sai

d ca

se e

lect

rica

lly c

oupl

ed

to s

aid

repr

ogra

mm

able

mem

ory

mea

ns f

or p

rodu

cing

a

sequ

ence

of

du

al

tone

m

odul

ated

fr

eque

ncy

sign

als

corr

espo

ndin

g to

sai

d at

leas

t one

tele

phon

e nu

mbe

r st

ored

in

said

rep

rogr

amm

able

mem

ory

mea

ns d

urin

g a

dial

ing

mod

e;

Page 50: Tokyo, Japan 2008 Patrick G. Burnsgbc.law/media/eppt.pdf2004/07/21  · Effective Patent Prosecution Techniques: Drafting And Amending Patent Claims In Preparation For Litigation Patrick

50

[d] a

n au

dio

freq

uenc

y ou

tput

mea

ns e

lect

rica

lly c

oupl

ed

to sa

id si

gnal

mea

ns fo

r pr

oduc

ing

a se

quen

ce o

f aud

io

freq

uenc

y si

gnal

s cor

resp

ondi

ng to

said

sequ

ence

of d

ual t

one

mod

ulat

ed fr

eque

ncy

sign

als p

rodu

ced

by sa

id si

gnal

mea

ns

duri

ng sa

id d

ialin

g m

ode;

[e]

at le

ast

one

batt

ery

disp

osed

with

in s

aid

case

, ele

ctri

cally

co

uple

d an

d pr

ovid

ing

pow

er

to

said

re

prog

ram

mab

le

mem

ory

mea

ns, s

aid

sign

al m

eans

, and

sai

d au

dio

freq

uenc

y ou

tput

mea

ns;

[f] a

sin

gle,

bi-s

tate

sw

itch

oper

able

from

ext

erio

r of

sai

d ca

se

for

activ

atin

g sa

id s

igna

l m

eans

to

prod

uce

said

seq

uenc

e of

du

al t

one

mod

ulat

ed f

requ

ency

sig

nals

dur

ing

said

dia

ling

mod

e co

rres

pond

ing

to s

aid

digi

ts i

n sa

id r

epro

gram

mab

le

mem

ory

mea

ns;

Page 51: Tokyo, Japan 2008 Patrick G. Burnsgbc.law/media/eppt.pdf2004/07/21  · Effective Patent Prosecution Techniques: Drafting And Amending Patent Claims In Preparation For Litigation Patrick

51

[g] p

rogr

amm

ing

mea

ns fo

r pr

ogra

mm

ing

said

re

prog

ram

mab

le m

emor

y m

eans

with

said

at l

east

tele

phon

e nu

mbe

r du

ring

said

pro

gram

min

g m

ode;

and

[h]

mea

ns

for

rele

asab

ly

elec

tric

ally

co

uplin

g sa

id

repr

ogra

mm

able

m

emor

y m

eans

an

d sa

id

prog

ram

min

g m

eans

onl

y du

ring

said

pro

gram

min

g m

ode.

Spec

ifica

tion :

A s

ingl

e, b

i-sta

te s

witc

h on

the

outs

ide

of th

e ca

se

activ

ates

the

sign

al.

Acc

used

Dev

ice :

An

inte

gral

, num

eric

key

pad.

Hel

d: N

o in

frin

gem

ent.

One

rea

son

is th

at c

laim

ele

men

ts [a

]-[f

] do

NO

T in

clud

e a

keyp

ad, b

ecau

se t

he s

peci

ficat

ion

excl

udes

th

at fr

om th

e sc

ope

of th

e cl

aim

s.

Page 52: Tokyo, Japan 2008 Patrick G. Burnsgbc.law/media/eppt.pdf2004/07/21  · Effective Patent Prosecution Techniques: Drafting And Amending Patent Claims In Preparation For Litigation Patrick

52

B.

Use

dep

ende

nt c

laim

s

Phill

ips v

. AW

H C

orp.

, 363

F.3

d 12

07, 7

0 U

SPQ

2d 1

417

(Fed

. C

ir. 2

004)

(by

Judg

e L

ouri

e, jo

ined

by

Judg

e N

ewm

an, d

isse

nt in

pa

rt b

y Ju

dge

Dyk

) (va

cate

d an

d w

ithdr

awn,

for

en b

anc

cons

ider

atio

n on

Jul

y 21

, 200

4);

Phill

ips v

. AW

H C

orp.

, 415

F.3

d 13

03, 1

321,

75

USP

Q2d

132

1, 1

332

(Fed

. Cir

. 200

5)(e

n ba

nc)

Pate

nt:

Ste

el sh

ell m

odul

es fo

r pr

ison

er d

eten

tion

faci

litie

s.

Page 53: Tokyo, Japan 2008 Patrick G. Burnsgbc.law/media/eppt.pdf2004/07/21  · Effective Patent Prosecution Techniques: Drafting And Amending Patent Claims In Preparation For Litigation Patrick

53

Cla

im 1

: B

uild

ing

mod

ules

…an

d fu

rthe

r m

eans

dis

pose

d in

side

the

shel

l for

incr

easi

ng it

s loa

d be

arin

g ca

paci

ty

com

pris

ing:

inte

rnal

stee

l baf

fles e

xten

ding

inw

ardl

y fr

om th

e st

eel s

hell

wal

ls.

Issu

e : W

hat i

s a “

baff

le?”

Stip

ulat

ion:

The

par

ties s

tipul

ated

that

the

term

mea

nt “

mea

ns

for

obst

ruct

ing,

impe

ding

or

chec

king

the

flow

of s

omet

hing

.”

Dis

tric

t Cou

rt:

“Baf

fles”

ext

end

inw

ard

from

the

shel

l wal

ls a

t ob

lique

or

acut

e an

gles

, and

“ba

ffle

s” fo

rm a

n in

term

edia

te

inte

rloc

king

bar

rier

in th

e in

teri

or o

f the

wal

l mod

ule.

Page 54: Tokyo, Japan 2008 Patrick G. Burnsgbc.law/media/eppt.pdf2004/07/21  · Effective Patent Prosecution Techniques: Drafting And Amending Patent Claims In Preparation For Litigation Patrick

54

CA

FC P

anel

Dec

isio

n:

“Baf

fle”

is n

ot in

mea

ns p

lus

func

tion

lang

uage

. Fr

om th

e sp

ecifi

catio

n’s e

xplic

it de

scri

ptio

ns

of th

e in

vent

ion,

we

conc

lude

that

the

pate

ntee

reg

arde

d hi

s in

vent

ion

as p

anel

s pro

vidi

ng im

pact

or

proj

ectil

e re

sist

ance

, and

th

at th

e ba

ffle

s mus

t be

orie

nted

at a

ngle

s oth

er th

an 9

0°.

Baf

fles

dire

cted

at 9

0° c

anno

t def

lect

pro

ject

iles a

s des

crib

ed in

the

‘798

pa

tent

, and

in a

ny e

vent

, are

dis

clos

ed in

the

prio

r ar

t…be

caus

e w

e so

con

stru

e th

e ‘7

98 p

aten

t, an

d be

caus

e A

WH

doe

s not

use

ac

ute

or o

btus

e an

gles

in it

s pan

els,

we

affir

m th

e D

istr

ict

Cou

rt’s

judg

men

t of n

onin

frin

gem

ent.

Page 55: Tokyo, Japan 2008 Patrick G. Burnsgbc.law/media/eppt.pdf2004/07/21  · Effective Patent Prosecution Techniques: Drafting And Amending Patent Claims In Preparation For Litigation Patrick

55

Pane

l Dis

sent

: T

he m

ajor

ity d

ecis

ion

effe

ctiv

ely

limits

the

clai

ms

to th

e pr

efer

red

embo

dim

ent.

The

re is

no

sugg

estio

n th

at th

e pa

tent

ee, a

ctin

g as

his

ow

n le

xico

grap

her,

gav

e a

spec

ial m

eani

ng

to th

e te

rm b

affle

s. T

he sp

ecifi

catio

n co

ntai

ns n

o la

ngua

ge

clea

rly

limiti

ng th

e cl

aim

s to

a sp

ecifi

c st

ruct

ure.

Im

pact

re

sist

ance

is o

nly

one

of se

vera

l obj

ectiv

es o

f the

inve

ntio

n, a

nd

baff

les t

hat a

re o

rien

ted

at 9

0° w

ould

still

ach

ieve

the

load

be

arin

g an

d th

erm

al-a

cous

tical

isol

atio

n ob

ject

ives

taug

ht in

the

spec

ifica

tion.

Mor

eove

r, th

e fa

ct th

at a

feat

ure

of th

e in

vent

ion

may

hav

e be

en d

escr

ibed

in th

e pr

ior

art h

ardl

y ra

ises

seri

ous

ques

tions

of i

nval

idity

. H

ere,

ther

e w

as n

o ef

fort

to d

istin

guis

h th

e pr

ior

art o

n th

e ba

sis t

hat p

rior

art

baf

fles w

ere

orie

nted

at

90° a

ngle

s.

Page 56: Tokyo, Japan 2008 Patrick G. Burnsgbc.law/media/eppt.pdf2004/07/21  · Effective Patent Prosecution Techniques: Drafting And Amending Patent Claims In Preparation For Litigation Patrick

56

CA

FC e

n ba

nc D

ecis

ion:

The

pri

ncip

le q

uest

ion

is th

e ex

tent

to

whi

ch w

e sh

ould

res

ort t

o an

d re

ly o

n a

pate

nt’s

spec

ifica

tion

in

seek

ing

to a

scer

tain

the

prop

er sc

ope

of it

s cla

ims.

Qui

te

apar

t fr

om

the

wri

tten

de

scri

ptio

n or

th

e pr

osec

utio

n hi

stor

y, t

he c

laim

s th

emse

lves

pro

vide

sub

stan

tial

guid

ance

as

to t

he m

eani

ng o

f pa

rtic

ular

cla

im t

erm

s. O

ther

cl

aim

s, bo

th a

sser

ted

and

unas

sert

ed,

can

also

be

valu

able

so

urce

s of

enl

ight

enm

ent

as t

o th

e m

eani

ng o

f th

e cl

aim

ter

m.

Diff

eren

ces

amon

g cl

aim

s ca

n al

so

be

a us

eful

gu

ide

in

unde

rsta

ndin

g th

e m

eani

ng o

f pa

rtic

ular

cla

im t

erm

s. F

or

exam

ple,

th

e pr

esen

ce

of

a de

pend

ent

clai

m

that

ad

ds

a pa

rtic

ular

lim

itatio

n gi

ves

rise

to

a

pres

umpt

ion

that

th

e lim

itatio

n in

que

stio

n is

not

pre

sent

in th

e in

depe

nden

t cla

im.

Page 57: Tokyo, Japan 2008 Patrick G. Burnsgbc.law/media/eppt.pdf2004/07/21  · Effective Patent Prosecution Techniques: Drafting And Amending Patent Claims In Preparation For Litigation Patrick

57

How

ever

, the

spe

cific

atio

n is

alw

ays

high

ly r

elev

ant t

o th

e cl

aim

con

stru

ctio

n an

alys

is.

Usu

ally

, it

is d

ispo

sitiv

e; i

t is

the

si

ngle

bes

t gui

de to

the

mea

ning

of a

dis

pute

d te

rm.

The

sp

ecifi

catio

n ne

cess

arily

in

form

s th

e pr

oper

co

nstr

uctio

n of

the

clai

ms.

The

spec

ifica

tion

may

rev

eal a

spec

ial

defin

ition

giv

en to

a c

laim

term

by

the

pate

ntee

that

diff

ers

from

th

e m

eani

ng i

t w

ould

oth

erw

ise

poss

ess.

In

othe

r ca

ses,

the

spec

ifica

tion

may

rev

eal a

n in

tent

iona

l dis

clai

mer

, or

disa

vow

al,

of c

laim

scop

e by

the

inve

ntor

.T

he

pate

nt’s

pr

osec

utio

n hi

stor

y sh

ould

al

so

be

cons

ider

ed.

Yet

bec

ause

the

pro

secu

tion

hist

ory

repr

esen

ts a

n on

goin

g ne

gotia

tion

betw

een

the

PTO

and

the

appl

icat

ion,

rat

her

Page 58: Tokyo, Japan 2008 Patrick G. Burnsgbc.law/media/eppt.pdf2004/07/21  · Effective Patent Prosecution Techniques: Drafting And Amending Patent Claims In Preparation For Litigation Patrick

58

than

the

final

pro

duct

of t

hat n

egot

iatio

n, it

oft

en la

cks t

he

clar

ity o

f the

spec

ifica

tion

and

thus

is le

ss u

sefu

l for

cla

im

cons

truc

tion

purp

oses

.

The

dis

tric

t cou

rts a

re a

utho

rize

d to

rel

y on

ext

rins

ic e

vide

nce.

H

owev

er, w

hile

ext

rins

ic e

vide

nce

can

shed

use

ful l

ight

on

the

rele

vant

art

, it i

s les

s sig

nific

ant t

han

the

intr

insi

c ev

iden

ce in

de

term

inin

g th

e le

gally

ope

rativ

e m

eani

ng o

f cla

im la

ngua

ge.

Texa

s D

igita

l pla

ced

too

muc

h re

lianc

e on

ext

rins

ic s

ourc

es, s

uch

as d

ictio

nari

es,

trea

tises

and

enc

yclo

pedi

as,

and

too

little

on

intr

insi

c so

urce

s, in

par

ticul

ar t

he s

peci

ficat

ion

and

pros

ecut

ion

hist

ory.

Page 59: Tokyo, Japan 2008 Patrick G. Burnsgbc.law/media/eppt.pdf2004/07/21  · Effective Patent Prosecution Techniques: Drafting And Amending Patent Claims In Preparation For Litigation Patrick

59

To

avoi

d im

port

ing

limita

tions

from

the

spec

ifica

tion

into

th

e cl

aim

s, it

is im

port

ant

to k

eep

in m

ind

that

the

pur

pose

s of

th

e sp

ecifi

catio

n ar

e to

tea

ch a

nd e

nabl

e th

ose

of s

kill

in t

he a

rt

to m

ake

and

use

the

inve

ntio

n an

d to

pro

vide

a b

est

mod

e fo

r do

ing

so.

Muc

h of

the

tim

e, u

pon

read

ing

the

spec

ifica

tion

in

that

con

text

, it

will

bec

ome

clea

r w

heth

er t

he p

aten

tee

is s

ettin

g ou

t sp

ecifi

catio

n ex

ampl

es o

f th

e in

vent

ion

to a

ccom

plis

h th

ose

goal

s, or

whe

ther

the

pate

ntee

inst

ead

inte

nds

for

the

clai

ms

and

the

embo

dim

ents

in

the

spec

ifica

tion

to b

e st

rict

ly c

oext

ensi

ve.

The

man

ner

in w

hich

the

pat

ente

e us

es a

ter

m w

ithin

the

sp

ecifi

catio

n an

d cl

aim

s us

ually

w

ill

mak

e th

e di

stin

ctio

n ap

pare

nt.

Page 60: Tokyo, Japan 2008 Patrick G. Burnsgbc.law/media/eppt.pdf2004/07/21  · Effective Patent Prosecution Techniques: Drafting And Amending Patent Claims In Preparation For Litigation Patrick

60

In th

is c

ase,

dep

ende

nt c

laim

2 st

ates

that

the

baff

les m

ay

be “

orie

nted

with

the

pane

l sec

tions

dis

pose

d at

ang

les f

or

defle

ctin

g pr

ojec

tiles

such

as b

ulle

ts a

ble

to p

enet

rate

the

stee

l pl

ates

.” T

he in

clus

ion

of su

ch a

spec

ific

limita

tion

on th

e te

rm

“baf

fles”

in c

laim

2 m

akes

it li

kely

that

the

pate

ntee

did

not

co

ntem

plat

e th

at th

e te

rm “

baff

les”

in c

laim

1 a

lrea

dy c

onta

ined

th

at li

mita

tion.

The

fac

t th

at t

he w

ritt

en d

escr

iptio

n se

ts f

orth

mul

tiple

ob

ject

ives

to

be s

erve

d by

the

baf

fles

reci

ted

in t

he c

laim

s, co

nfir

ms

that

the

term

“ba

ffle

s” s

houl

d no

t be

read

res

tric

tivel

y to

req

uire

tha

t th

e ba

ffle

s in

eac

h ca

se s

erve

all

of t

he r

ecite

d fu

nctio

ns.

Page 61: Tokyo, Japan 2008 Patrick G. Burnsgbc.law/media/eppt.pdf2004/07/21  · Effective Patent Prosecution Techniques: Drafting And Amending Patent Claims In Preparation For Litigation Patrick

61

Whi

le w

e ha

ve a

ckno

wle

dged

the

max

im t

hat

clai

ms

shou

ld b

e co

nstr

ued

to p

rese

rve

thei

r va

lidity

, w

e ha

ve n

ot a

pplie

d th

at

prin

cipl

e br

oadl

y, a

nd w

e ha

ve c

erta

inly

not

end

orse

d a

regi

me

in w

hich

a v

alid

ity a

naly

sis

is a

reg

ular

com

pone

nt o

f cl

aim

co

nstr

uctio

n.

Inst

ead,

we

have

lim

ited

the

max

im t

o ca

ses

in

whi

ch t

he c

ourt

con

clud

es, a

fter

app

lyin

g al

l the

ava

ilabl

e to

ols

of c

laim

con

stru

ctio

n, th

at th

e cl

aim

is st

ill a

mbi

guou

s.

Page 62: Tokyo, Japan 2008 Patrick G. Burnsgbc.law/media/eppt.pdf2004/07/21  · Effective Patent Prosecution Techniques: Drafting And Amending Patent Claims In Preparation For Litigation Patrick

62

C.

Be

cons

iste

nt

App

arat

us c

ompr

isin

g:at

leas

t one

com

pone

nt X

, a

plur

ality

of c

ompo

nent

s Y, a

nd

a co

mpo

nent

Z.

D.

Thi

nk a

bout

com

petit

ive

adva

ntag

e1.

In

vent

ion

disc

losu

re2.

Pr

otot

ypes

3.

Sale

s bro

chur

es

Page 63: Tokyo, Japan 2008 Patrick G. Burnsgbc.law/media/eppt.pdf2004/07/21  · Effective Patent Prosecution Techniques: Drafting And Amending Patent Claims In Preparation For Litigation Patrick

63

IV.

Thi

nk a

bout

the

doct

rine

of e

quiv

alen

ts

Is it

alw

ays b

est t

o fil

e ve

ry b

road

cla

ims?

If a

com

pone

nt is

in th

e or

igin

al c

laim

, equ

ival

ent c

ompo

nent

s ca

n be

cov

ered

.

If a

com

pone

nt is

add

ed b

y am

endm

ent o

r na

rrow

ed fo

r pa

tent

abili

ty p

urpo

ses,

equi

vale

nt c

ompo

nent

s are

pro

babl

y no

t cov

ered

.

Page 64: Tokyo, Japan 2008 Patrick G. Burnsgbc.law/media/eppt.pdf2004/07/21  · Effective Patent Prosecution Techniques: Drafting And Amending Patent Claims In Preparation For Litigation Patrick

64

V.

Thi

nk a

bout

pro

secu

tion

hist

ory

esto

ppel

A.

Onl

y on

e re

ason

for

pate

ntab

ility

B.

Con

side

r m

ore

inde

pend

ent c

laim

s

Hon

eyw

ell v

. Ham

ilton

Sun

stra

nd, 3

70 F

.3d

1131

(Fed

. Cir

. 200

4)

Est

oppe

l can

app

ly w

hen

an in

depe

nden

t cla

im is

am

ende

d to

in

clud

e a

depe

nden

t cla

im.

Page 65: Tokyo, Japan 2008 Patrick G. Burnsgbc.law/media/eppt.pdf2004/07/21  · Effective Patent Prosecution Techniques: Drafting And Amending Patent Claims In Preparation For Litigation Patrick

65

C.

Be

accu

rate

in r

emar

ks

Am

hil E

nter

pris

es L

td. v

.Waw

a In

c., 8

1 F.

3d 1

554,

38

USP

Q2d

14

71 (F

ed. C

ir. 1

996)

“Sub

stan

tially

ver

tical

face

” in

terp

rete

d as

bei

ng a

“ve

rtic

al

face

” be

caus

e pa

tent

ee u

sed

the

phra

ses i

nter

chan

geab

ly d

urin

g pr

osec

utio

n.