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Assertiveness in the Workplace
February 2011
Workbook
The views expressed in this document are not necessarily those of the Fasset Seta.
2011 Assertiveness in the WorkplaceFebruary 2011
ORDER OF PROCEEDINGS
Please note that the times reflected below are estimates only and may differ slightly from
venue to venue.
08h00 – 08h30 Registration and Tea
08h30 – 08h50 Fasset Overview
08h50 – 10h20 Speaker Assertiveness in the Workplace
10h20 – 10h40 Tea Break
10h40 – 12h20 Speaker Assertiveness in the Workplace Continued
12h20 – 13h00 Lunch
13h00 – 14h20 Speaker Assertiveness in the Workplace Continued
14h20 – 14h40 Tea Break
14h40 – 16h00 Speaker Assertiveness in the Workplace Continued
16h00 Close
The views of the keynote speaker are not reflective of the official views of Fasset.
Assertiveness in the WorkplaceFebruary 2011
1
TABLE OF CONTENTS
1. Understanding Assertiveness 3
Words, tone and body language
Aggressive, assertive and passive
The external signs
Why even assertive communication breaks down
Listening and questioning
2. How Assertive am I? 13
What can you do to be more assertive
3. Applying Assertiveness in the Workplace 19
Building trust
Change management
Assertiveness and cultural differences
4. Assertiveness and Dealing with Aggressive Individuals 23
The six steps
Skills practice
Assertiveness in the WorkplaceFebruary 2011
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1) Understanding Assertiveness
"The way we communicate with others and with ourselves ultimately determines the quality of our lives." - Anthony Robbins
To really understand what assertiveness is and how it is applied in the workplace, we
would first need to revisit the basics of communication.
Communication is the transfer of information, whether aggressively, passively or
assertively by posture, words, facial expressions, tone or gestures, from one source to
another, and in such a way that an understanding, whether intended or not, takes place.
In his studies, Albert Mehrabian, the Professor Emeritus of Psychology at UCLA,
identified that there are essentially 3 elements to communication, words, tone and body
language.
Words Tone Body Language
In order for effective communication to take place it is important that the three elements
are in congruence with one another. If people hear the words but see that our body
language does not line up with what we are saying, they will be less likely to accept that
what are saying is true. Mehrabian found that when the three elements were
incongruent the listener was more likely to trust the predominate one.
It is therefore very important that we say what we mean and that we say it with
conviction if we hope to get our message across effectively.
Now that we have identified the three means of communication, let us look at the three
broad categories of communicators.
Assertiveness in the WorkplaceFebruary 2011
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Aggressive Assertive Passive
AGGRESSIVEDefining Points
Standing up for what you believe in.
Showing a lack of concern for what others believe in.
Showing a lack of concern for the feelings and opinions of others.
Placing your needs and wants ahead of others.
Typical Statements of an Aggressor “I don’t really care what you think”
“No, you will listen to me”
“I will only say this once”
“If I don’t do it, nobody will”
“The only way to get things done properly is for me to do it”
Workplace example:
Assertiveness in the WorkplaceFebruary 2011
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PASSIVEDefining Points
Failing to stand up for what you believe in.
Allowing others to disregard what you think or believe.
Allowing others to disregard your feelings and opinions.
Placing the needs and wants of others ahead of your own.
Typical Statements of a Passive “No its ok, lets do it your way”
“Whatever you think”
“I’m not very good at this”
“If its going to cause problems, rather let me do it”
“I don’t mind”
Workplace example:
ASSERTIVEDefining Points
1. Honest – Express yourself as you feel without lying to others as this is ultimately
lying to yourself.
2. Considerate – Consider the situation you are in, the feelings and attitudes and
the cultures and values of others and express yourself appropriately within that
context.
3. Direct – Be direct in your conversation so as to avoid the pitfalls of
misunderstanding. Be clear, concise and deliberate with each statement.
Assertiveness in the WorkplaceFebruary 2011
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Effective assertive communicators understand that…
Assertiveness in the WorkplaceFebruary 2011
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“Other people are allowed to
passionately believe something that is completely different to what
you believe.”
“You are not in a competition to
change the other persons mind. They
will change their mind only when they choose to change it.”
“You are not always right.”
“Any relationship requires
commitment from both parties.”
“Proactive communication is
always better than reactive
communication.”
“Assertiveness in the Workplace is a choice that I
choose to make.”
“A win/win scenario is always possible regardless of the behaviour style
adopted by the other person.”
“Other people also have the right to be
assertive in their behaviour style.”
For each of the questions 1-4 below, indicate whether the response given is Passive,
Aggressive or Assertive.
1. Your Manager asks you what time you will be back from lunch. You say:
“At 1:30pm.”
Behaviour
“I don’t have to take lunch”
Behaviour
2. Your subordinate has just given a brilliant presentation, you say: -
“Well done!”
Behaviour
If only I could talk like that”
Behaviour
Assertiveness in the WorkplaceFebruary 2011
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3. Your boss wants to know why a customer has phoned in to complain about the service you gave them. You reply: -
“I did not prepare properly and it wasted the customer’s time. Please allow me to phone and apologise.”
Behaviour
“They walked in with an attitude, I didn’t do anything wrong.”
Behaviour
4. You arrive 15 minutes late for an important meeting: -
“Thank you for meeting me. I’m really sorry I was late.”
Behaviour
“I hope you haven’t been waiting long?”
Behaviour
Assertiveness in the WorkplaceFebruary 2011
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What are the external signs of each of the behaviours?In your groups discuss the external signs displayed by each behaviour when using
different means to communicate with your group
The Means The Behaviour The External Signs
Words
Tone
Body Language
Assertiveness in the WorkplaceFebruary 2011
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Aggressive
Assertive
Passive
Aggressive
Assertive
Passive
Aggressive
Assertive
Passive
Why does even assertive communication break down?
Communication, even assertive communication, often breaks down because of two very
simple factors
1. Listening
2. Questioning
We will now examine both these simple factors in more depth.
1. ListeningOur listening attitudes determine our listening behaviours. Complete the exercise
below to check your listening attitude. If you think that the statement describes your
listening behaviour, tick yes. If you don’t think the statement describes your listening
behaviour, tick no.
1. I am interested in many subjects and do not intentionally block out any boring
sounding information.
YES NO
2. I listen carefully for a speaker’s main ideas and supporting points.
YES NO
3. I take notes during meetings.
YES NO
Assertiveness in the WorkplaceFebruary 2011
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4. I am not easily distracted.
YES NO
5. I keep my emotions under control.
YES NO
6. I concentrate carefully and do not fake attention.
YES NO
7. I wait for the speaker to finish before evaluating the message.
YES NO
8. I respond appropriately with a smile of a nod, or a word of acknowledgement as a
speaker is talking.
YES NO
9. I am aware of mannerisms that may distract a speaker and keep mine under control.
YES NO
10. I understand my biases and control them when I am listening.
Assertiveness in the WorkplaceFebruary 2011
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YES NO
11. I refrain from constantly interrupting.
YES NO
12. I value eye contact and maintain that most of the time.
YES NO
13. I often restate or paraphrase what the speaker has said to make sure I have
the correct meaning.
YES NO
14. I listen for the speaker’s emotional meaning and subject matter content.
YES NO
15. I ask questions for clarification.
YES NO
16. I do not finish other people’s sentences.
YES NO
17. I take notes when listening on the telephone.
YES NO
18. I try to set aside my ego and focus on the speaker rather than on myself.Assertiveness in the WorkplaceFebruary 2011
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YES NO
19. I am careful to judge the message rather than the speaker.
YES NO
20. I am a patient listener most of the time.
YES NO
TOTALS
1-5 no answers great listener6-10 no answers good listener11-15 no answers practice will make you a much more effective listener16-20 no answers big improvement needed
7 Simple techniques for more effective listening 1. Maintain eye contact
2. Respond appropriately with word or nod
3. Refrain from interrupting
4. Take notes if possible
5. Allow the speaker to finish before evaluating the message
6. Clarify main points with questions
7. Keep emotions under control
Assertiveness in the WorkplaceFebruary 2011
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2. QuestioningBelieve it or not, there is such a thing as asking good and bad questions. We need to
know how to ask good questions especially in business. Questioning, like listening, is a
skill that can be acquired and therefore needs to be worked on and improved. Not being
able to ask good, strong relevant questions will result in a lack of understanding and
miscommunication. Asking good questions engages and stimulates the person you are
addressing. In response that person will provide you with feedback and information,
continuing the communication cycle and displaying that understanding and clarification
has taken place.
Why ask questions? It builds understanding
Promotes a higher level of thinking
A person’s ability to understand and remember material is enhanced
Questions encourage others to speak
To collect information
Able to find possible solutions
Builds trust
Assertiveness in the WorkplaceFebruary 2011
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Asking the right kind of questionsRemember to try and avoid questions that are limited to one word or yes / no answers.
Rather ask open-ended questions. Open-ended questions are especially helpful when
leading discussions and when holding a conversation.
Benefits of open-ended questions:
Invites opinions, thoughts and feelings
Encourages participation
Establishes rapport
Stimulates discussion
Maintains balance between speakers
Give 2 examples of open ended questions you could realistically ask during the course of you work.
1.
2.
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2) How Assertive am I?
Before completing and scoring the questionnaire, first estimate what you think your
assertion score is. Express this estimate as a quantitative number on the table below:
The following questions will be helpful in assessing your Assertiveness in the Workplace. Be honest in your responses. All you have to do is draw a circle
around the number that describes you best.
0 means “no” or “never”
1 means “somewhat” or “sometimes”
2 means “average”
3 means “usually” or “a good deal”
4 means “practically always” or “entirely”.
Assertiveness in the WorkplaceFebruary 2011
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1 When a person is highly unfair, do you call it to his attention? 0 1 2 3 4
2 Do you find it difficult to make decisions? 0 1 2 3 4
3 Are you critical of others’ ideas, opinions, and behaviour? 0 1 2 3 4
4 Do you speak out in protest when someone takes your place in queues? 0 1 2 3 4
5 Do you often avoid people or situations for fear of embarrassment? 0 1 2 3 4
6 Do you usually have confidence in your own judgment? 0 1 2 3 4
Assertiveness in the WorkplaceFebruary 2011
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7 Do you insist that your spouse or roommate take on a fair share of household chores? 0 1 2 3 4
8 Are you prone to “fly off the handle?” 0 1 2 3 4
9When a salesman makes an effort, do you find it hard to say “no” even though the merchandise is not really what you want?
0 1 2 3 4
10 When a latecomer is waited on before you are, do you call attention to the situation? 0 1 2 3 4
11 Are you reluctant to speak up in a discussion or debate? 0 1 2 3 4
12If a person has borrowed money (or a book, garment, thing of value) and is overdue in returning it, do you mention it?
0 1 2 3 4
13 Do you continue to pursue an argument after the other person has had enough? 0 1 2 3 4
14 Do you generally express what you feel? 0 1 2 3 4
15 Are you disturbed if someone watches you at work? 0 1 2 3 4
16 If someone keeps kicking or bumping your chair in a movie or lecture, do you ask the person to stop? 0 1 2 3 4
17 Do you find it difficult to keep eye contact when talking to another person? 0 1 2 3 4
18In a good restaurant, when your meal is improperly prepared or served, do you ask the waiter/waitress to correct the situation?
0 1 2 3 4
19 When you discover merchandise is faulty, do you return it for an adjustment? 0 1 2 3 4
Assertiveness in the WorkplaceFebruary 2011
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20 Do you show anger by name calling or obscenities? 0 1 2 3 4
21 Do you try to be a wallflower or a piece of furniture in social situations? 0 1 2 3 4
22Do you insist that your landlord (mechanic, repairman etc) make repairs, adjustments or replacements, which are his responsibility?
0 1 2 3 4
23 Do you often step in and make decisions for others? 0 1 2 3 4
24 Are you able openly to express love and affection? 0 1 2 3 4
25 Are you able to ask your friends for small favours or help? 0 1 2 3 4
26 Do you think you always have the right answer? 0 1 2 3 4
27 When you differ with a person you respect, are you able to speak up for your own viewpoint? 0 1 2 3 4
28 Are you able to refuse unreasonable requests made by friends? 0 1 2 3 4
29 Do you have difficulty complementing or praising others? 0 1 2 3 4
30 If you are disturbed by someone smoking near you, can you say so? 0 1 2 3 4
31 Do you shout or use bullying tactics to get others to do as you wish? 0 1 2 3 4
32 Do you finish other people’s sentences for them? 0 1 2 3 4
Assertiveness in the WorkplaceFebruary 2011
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33 Do you get into physical fights with others, especially strangers? 0 1 2 3 4
34 At family meals, do you control the conversation? 0 1 2 3 4
35 When you meet a stranger, are you the first to introduce yourself and begin a conversation? 0 1 2 3 4
SCORING INSTRUCTIONS
Add the scores for questions
1, 4, 6, 7, 10, 12, 14, 16, 18, 19, 22, 24, 25, 27, 28, 30, and 35.
Total Score ______ (1)
Add the scores for questions
2, 3, 5, 8, 9, 11, 13, 15, 17, 20, 21, 23, 26, 29, 31, 32, 33 and 34.
Total Score ______ (2)
Subtract the total score (2), from the total score (1).
The net result is your Assertiveness in the Workplace score.
Assertiveness in the WorkplaceFebruary 2011
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Assertiveness in the Workplace Score _____
A score less than 0, indicates that you are low in Assertiveness in the Workplace.
A score of 0 - 10 indicates that you are somewhat assertive.
A score of 11 – 20 indicates that you are usually assertive.
A score over 20 indicates that you are very assertive.
If your estimated score was lower than your actual score:
You have a lot of potential for being more assertive than you are and you are probably, on many occasions, holding yourself back.
You are not fully in tune with yourself and must work on enhancing self-awareness.
Assertiveness in the WorkplaceFebruary 2011
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What can you do to be more Assertive?
1. Assertiveness is often linked to self
image and self belief. Examine
yourself first and know what your
value system is. In knowing clearly
who you are and understanding your
rights, you will be able to
communicate more directly with greater confidence and self control.
2. Value the rights of others and be respectful of them. Understand that you are not
always right and as such open your mind to rational arguments.
3. Ask for help from peers who you know will be honest with you.
4. Identify the body language characteristics that you have that limit your
effectiveness. These could take the form of giggling, nodding your head too
much, playing with your hands or always averting your gaze from the person you
are talking to.
5. Identify the tone characteristics you use that limit your effectiveness. A singing
voice or a voice with a sarcastic undertone should be replaced by a level, well
modulated tone.
6. Learn how to avoid being interrupted while you are talking by using a polite yet
firm phrase. An example of this would be, “hang on, I haven’t finished”
7. Don’t start interactions with the word sorry. Also avoid apologising for what you
are about to say. Both will immediately reduce the assertiveness factor.
8. Improve your listening skills and learn to ask effective open questions which will
Assertiveness in the WorkplaceFebruary 2011
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not only provide you with clearer information but improve your overall confidence
with regard to the issue at hand.
9. Don’t be afraid to say no. If necessary give an explanation but don’t apologise
through the entire explanation. This will be perceived as passivity and could be
used against you to ultimately get you to say yes.
(Keys to saying no: Be firm, be direct and be honest!)
10.Use “I” not “you” statements. People cannot argue with how a situation makes
you feel but they will argue with you if you tell them how it makes them feel, even
if you are right!
11.Practise with friends and family. Practise in front of the mirror by making assertive
statements, maintaining direct eye contact, standing relaxed and upright and be
very aware of your tone and body language. Choose less anxious situations at
first until you build up your confidence.
Assertiveness in the WorkplaceFebruary 2011
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Assertiveness Exercise
What is stopping me from being Assertive right now?
What can I do about it?
Assertiveness in the WorkplaceFebruary 2011
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3) Applying Assertiveness in the Workplace
In this module we will discuss the application of assertiveness in the workplace in the
areas of Building Trust, Change Management and Cultural Differences. In Module 4 we
will deal specifically with Aggressive Individuals. You will notice that the defining points
of assertiveness mentioned in Module 1, honesty, consideration, directness are
reinforced and applied in Module 3 and 4.
Building Trust
1. Be honest in all you say and do in the workplace, even if doing so is to your
personal disadvantage.
2. Be open minded about colleagues ideas and opinions and show this by the
listening and questioning techniques covered in Module 1.
Assertiveness in the WorkplaceFebruary 2011
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3. Maintain credibility by acting on the promises you make. You need to set an
example of consistency in your words and actions. Don’t tell others to do things
you don’t do.
4. Be sincere in words, tone and body language. People will soon work out if you
are insincere and therefore untrustworthy.
5. Share important information timeously.
6. Watch out what you tell to whom. Certain information like salaries, increases,
conflict situations etc. is private and should not be shared with employees at all
levels of an organisation.
7. Be transparent in your decisions and encourage questions regarding those
decisions.
8. Don’t hold secret meetings unless they are for the specific benefit of the
company.
9. Be humble with achievements. Don’t attempt to take all the credit but rather
recognise all those who assisted you.
It is amazing what can be accomplished if you don't take care who takes the credit.
Ronald Reagan – Former US President
Assertiveness in the WorkplaceFebruary 2011
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Change Management
Employer Employee
Get personally involved Get personally involved
Involve the whole team and listen to others
ideas and concerns. Allowing them to
participate in the process will ensure their
loyalty and commitment to the process.
Share ideas and concerns remembering to
always have an alternate idea if you
believe something won’t work. Participate
fully and with enthusiasm in the process
Ask for volunteers to assist with the
process, you may be surprised as to who
takes up the challenge. Build a team to
assist with the process.
Volunteer to assist with the process and be
prepared to work in and work with a team.
Be clear and honest about what needs to
change and exactly how that process will
take place. Plan well and keep all informed
as to the progress.
Listen carefully as to the changes and ask
questions to avoid any confusion.
Be positive and encourage others to
improve. Be direct and clear as to why
change is needed and exactly what that
change will be.
Be positive and supportive to those in
charge and be an agent for change.
Keep people informed with regular
meetings. If you see that negativity is
creeping in address it immediately by
giving them a progress report.
Attend all meetings and be positive. Take
notes and address your peers when they
speak negatively about the changes.
Assertiveness in the WorkplaceFebruary 2011
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Dealing with Different CulturesDifferent cultures can produce a rather unique challenge in that what we often perceive
in a certain way does not necessarily reflect the views of another culture.
1. Make an attempt to understand the culture you are dealing with paying particular
attention to their attitude toward aggression, passivity and assertiveness.
2. In order to effectively communicate with another culture it is helpful if you
understand their approach to:
a. Authority – what is their approach to dealing with authority. Is it very
hierarchical or very informal.
b. Gender – how do they respond to members of the opposite gender in work
relationships.
c. Time – are they time conscious or is the quality of the task more important.
d. Detail – is great attention to detail important to them or are they more
comfortable working in a creative environment.
e. Individualism – do they believe in individualism or are the more collective
in their approach to work.
f. Age – how do they treat elders and how would they respond to instruction
from a younger person.
Assertiveness in the WorkplaceFebruary 2011
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4) Assertiveness and Dealing with Aggressive Individuals
Dealing with aggressive individuals or bullies in the workplace can be very intimidating.
The reality is that that is exactly what an aggressor or bully wants you to feel. If you are
intimidated and respond passively you reinforce the aggressive behaviour because as
the bully gets their own way their behaviour is being rewarded which leads to them
continuing with the aggressive behaviour.
Invariably bullies and aggressors are very insecure people who attempt to dominate so
that others don’t have any responsibility or influence. They are selfish and manipulative
and are often surrounded by ‘yes men’ who don’t challenge or judge them.
It is easy to say that one should act assertively when dealing with aggressors and bullies
but this is easier said then done. There isn’t a perfect system that will alleviate the
problem overnight but there are certain things you can do to improve your ability to act
assertively when dealing with these kinds of individuals.
Assertiveness in the WorkplaceFebruary 2011
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1. Be prepared. Ensure you have all the facts and that you have done your research.
Have copies of printouts if necessary and be ready to distribute them. The bully usually
does not have all the facts generally preferring to storm their way the interaction by
force. The more prepared you are the more difficult it will be to intimidate you. They will
also be less inclined to take you on in the future if you develop a reputation as someone
who is prepared and organised.
2. Don’t allow them to physically dominate you, if they are standing, you should stand.
Look them in the eye and listen attentively without interrupting. Give them your full
attention and don’t reflect aggression in your body language.
3. Don’t get offended by sarcastic comments, generalisations or unmerited criticism. If
you do you will take yourself away from the issue at hand and get caught up arguing
over issues which are not relevant. This is only adds fuel to the aggressor who will use
your arguing as justification for their action thus perpetuating the bullying.
Managing Emotions
1. Accept that you have emotions and that they are a healthy expression of how we
feel. Learn to assess the signs of particular emotional reactions and their
helpfulness in situations. Learn to channel, not suppress, your emotions for
maximum benefit to all.
2. Constantly evaluate your perceptions and their legitimacy. Our perceptions often
cloud our judgement and therefore our ability to rationally assess a person and/or a
situation.
3. Engage your emotional intelligence and seek appropriate responses to situations,
not only emotional ones. Emotional intelligence is can be summed up as the ability
to act or react appropriately in any given situation.
Assertiveness in the WorkplaceFebruary 2011
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4. Ask clarifying questions so that you know clearly what it is that is required of you and
what it is you have failed to do appropriately. Maintain a level tone when asking
questions in spite of the fact that you will probably face more aggressive behaviour,
sarcasm and belittling during the answering of the questions.
5. Listen carefully and evaluate the nature of the complaint or criticism. Some criticism
may be justified and if you are at fault, agree to make the necessary changes. If you feel
that the criticism is unwarranted don’t be afraid to tell them you disagree with them. Be
careful not to adopt an aggressive attitude yourself and use ‘I’ statements as opposed to
‘you’ statements when you explain from your perspective. Remember assertiveness in
the workplace is about being honest, direct and considerate.
6. Explain clearly what you will be doing from this point onwards. If there is something
that needs to be done get a clear timeline and keep to it. You don’t want to have to
revisit a poor or non performance on the same issue. Remain factual and professional.
Be direct in your conversation so as to avoid the pitfalls of misunderstanding. Be clear,
concise and deliberate with each statement.
Assertiveness in the WorkplaceFebruary 2011
31
Observation sheet
Action Comments
Were they prepared and did they give
facts when dealing with the situation.
Did they maintain eye contact throughout
and not adopt negative body language.
Did they get caught up in negative
criticism, comments etc.
Did they ask clarifying questions and
establish exactly what was required of
them.
Were they direct, honest and considerate?
Did they keep their cool, stay focused on
the issue and not get sidetracked.
Was a timeline put in place and the
interaction successfully concluded?
Learner Name:
Observer Name:
Assertiveness in the WorkplaceFebruary 2011
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