Thomas M Hardiman Financial Disclosure Report for 2009

8/3/2019 Thomas M Hardiman Financial Disclosure Report for 2009

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September 17, 2010

Honorable Bobb y R. Bald.ock, ChairCommittee on Financial Disclosure

Administrative Office of the United States Courts

Suite 2-301One Co lumbus Circle, N.E.Washington, D.C. 20544

Re: Calendar Year 2009 Filing

Dear Judge Baldock:

This responds to your letter of September 9, 2010. Ingersoll Rand CS, Leggett & Platt

CS and Lower Merion "I’wp. BD were all sold in their entirety on the dates reported on my 2008Report. Accordingly, they were not included in my 2009 Report.

Thomas M. H ardiman

Third Circuit Court of Appeals Judge

412-208-7440



[----A-o--~~ (~---~ FINANCIAL DISCLOSURE ILEPORT neportin GovernmentRequiredActb

| ~e,~. ~,.’2o04 [ FOR CALENDAR YEAR 2009

.......................................... 2. Court or Organization ~ 3. Dale of Report1. Person Reporting (Last name, first, middle mitiaO

Hardiman, Thomas M. Third Circuit Coug of A ppeals ~ August 11, 2010

~4. Title (Article Bl~udges mdicaC e active or senior status:" " ...................

magistrate judges indic’ate full- or part-time)~ Nomination, Date

01/01/09 to 12/31109U.S. Circuit Judge - ActiveI n i t i a l X ~nual F i n a l

~?~ga~g~;f~;~i?;~d--d)~;~ .................. .................. ......... g .... ~-n-[g~g~3~]~g~afion contained in this Report and

any modifications pertaining thereto, it is, in my opinion,2270 United States Cou~house in ~mpliance wi~h applicable laws and regulations.

700 Orant S~eetPi~sburgh, Pa. 15219 Reviewing Officer D a t e

IMPORTANT NOTES: The instructions accompanying his form must be followed. Co mplete all parts,

check~ng ~ he NONE box for each part where yo~¢ have no reportable information. Sign on las~ page.

o F..... 1 NONE (No repo~able positions.)

IDirecto~ Big Broth~s Big Sisters ofG~ eater Pi~burgn, Inc.

2

3

D A T ~ PA RTIES AND TERMS

NONE ~o repo~able positions.)

.1 ’

2 r :

III, NON-INVNSTMENT INCOM E. (Reporting individual and spouse: see pp. I7-24DATE SOURCE AND TYPE GROSS INCO

A. Filer’s Non-Investment Income

~ . ~ j NONE (No repo,~able non-investment income.)

3

B. Spouse’s Non-lnvestment Income - if you were married during any portion of the reporting year, please complete this

seclion. (dollar amounl not required except ~r honoraria)

~ ~ NONE ~o re~o~able non-investment income.)

12009 The First Ci~’ Company

2



FINANCIAL DISCLOSURE REPORT i ~ . m ~ o ~ ’ . .. , ,, , ~ o . ~ i , , ~, Thomas M. Hardiman, A ugust 11,2010

I V . R E I M B U R S E M E N T S -- transportation, lodging, tbod, entertainment.

(Includes those to spou se and d ependent children. See pp. 25-27 of Instructions.)

SOURCE DESCRIPTION

i X i NONE ( No such reportable reimbursements.)

12

3

4

5

6

7

V. GIFTS. (Includes those to spouse and dependent children. See pp. 28-31 of Instructions.)

SO UR C E DESCRIPTION VALUE

! NONE (No such reportable gifts.)

1A cademy of Trial Lawyers of Allegheny County ltonorary Membership $ 600.00

2

? $

VI. LIABILITIES. (Includes those ~f spouse and dependent children See pp. 32-33 of Instructions.)

CREDITOR DESCRIPTION V A LUE C O DE*

. . . .. . . X ~ INONE (No reportable liabilities.)

1

2

3

4

5

[*V~lue Codes:< ¯ J=$15,000 6r less K=$15,001 .$50,000 L=$50,001-$100,000 M=$ !00,001/$250;000

¯ N = $ . 9 _ : 5 0 ,0 0 ~ : $ 5 0 0 , 0 0 0 O : $ 5 0 0 , 0 0 l - $ 1 , 0 0 0 , 0 0 0 ~ , ] - ~ $ L o o o ; o o ~ - $ 5 ; o o 0 , o o o



¯ ’ Date of R~pon" FINANCIAL DISCLOSURE REPORT i

Name of Person Reporting I

I Thomas M. Hardiman ! A ugust 1 1, 2010i ’

VII. Page 1 INVESTMENTS and TRUSTS -- income, value, transactions (Includes those of

spouse an d dependent children. See pp. 34-57 of lnstructions.)

A. B. C. D.D e s c r i p t i o n o f A s s e t s i n c o m e G r o s s v a l u e T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) d u r i n g a t e n d o freporling period reporting period

I f n o t e x e m p t f r o m d i s c l o s u r e

" V a l u e ( e . g . (2) (3) -O)~ (5)Place "00 " after each asset ( ~ i ’ v g . ’ ; Value M e t h o d b u y , s ~ l l, Date: vhi,ue Oath. [ .xempt fr6m prior disclosure.

Amt.

Codel r e n t o r C o d e 2 Code3 [ m e r g e r ; |Month- t C o o e [ C o d e l t ouyeo’Sel~er . ,(A-H) int.) (J-P) (Q-W) [ redemption) I Day (j.2p) I ( A - H ) ]

(ifprivatetransact,on,

"~ ,r ......... : ............... .

......................................................... I .......... ~ ................................................................................ i ....... ..............................................

I PNC Checking AccountA Int. J T

I;..............................................................~- .................... ............................................~ .....~ ........~ ........................

Capital One SavingsA cct A Int. M . T . Buy . 12/01 i M i !

~ PNC Money Market Account i C tnt. M , T : i ~t i

Vanguard Prn~cp Mut. Fund (MF) A i Div. K Tt-- ......

Div. J T I5 F ulto n F in an cia l S ~ k (C S) , A i’, ! ~ .......~ .........~_ ...................................

................................................................. ~- .......... i .......... ~ ................................... ’ t - -

............... , ..... ~_ _ _ ~ ......._ .................. _ 2 ’ . . . . . . . . . .~ .........................................................

] WELLS FARGO EQUITY ACCT, ~ !i ..............

i ..... ! ....................................... ~- .................. a. ......... z_ ........................... -

t6Wachovia Bank (MM ) A ~ Int. Sell ~ 6/30 i

........................... -’ ........................................I ................................~ ......-~ .............................................

7 Wells Fargo MM A i Int. i M T Buy I 7/1 } M............................................ ~ ....... 2 ...... 1 ....: ........................ ~ .......7 - i ~ 7 d ~ ......~ ................................................

8 AOL CS!i ,! None I J T

B u y .......~__ !_2_1_._!..0_ ...........J...._! .......................................................................................... ~ ............ ~ ....... . ...................................

9 Altisource Portfolio Solutions CS [ i~ None ~ K T Bu y i 8/14 J

i , .... ! y . o . 5 . _ L . ~ . _ . ! . . . . . !............................................................ "t ............ ~ .......

"~ ................ "7 ....................

10 American Eagle Outfitters CS , A Div. ’ J T

.................................................... ! ................................................................................... ...........~i ......................................

11 American ExpressCS [ A Div. i K T Bu y 2/02 i J

’

,12 Armstrong World Industries CS I None i : Sell 11/05 ] C

(See:COI..B 1, I)4) F=$50;001-$100,000 G=$ 100,001 -$1,000,000 H 1=$1,000~001 -$S.,000,000 H2=More than $5;000;000V~e Coa~sl .....--’~W.o~b-3?’i~- .......Y = - * T ~ ~ 0 i 1 ~ 6 6 7 ~ 6 . . .. . .. . .. ~ .~o-?O~ f: ~ ~ - -~~i ~-0~ o~6~0-6 ................(SeeCol. C1 D3) N=$250 001-$500 000 O=$50[J 001-$1’000,0001=$I~000,001-$~,000~000 P2=$5~0~,001~$2~ 000~000’ .. - " P3=$25,~00,001-$’~0,000,000 ’ ’ f 4=More than $50,000,000 ._

[ - ~ ’ 3 - " . . y a lu ¢ M e t h O d - 1 2 ~ d ~ : i .- Q i ; ~ N ~ i . a ~ s - ~- ..........- ~ - - ~ c - ~ , ~ ~ r , ~ ] c s t a te o n l y ) S = A s s e ss m e n , t T - ~ S a ~ h / M a r k e t

. .. .. ! S _ ~ 2 C _ 0 1 _ ’ . C ~ ) . . .. . U=~o~k valu_e. ........ V_=Ot_h.e( ............V _ . = y s _ t ! _ r n _ a t e _ a ......................................................................



D~ of R~po~tName of Person Reporting

FINANCIAL DISCLOSURE REPORT Thomas M. Hardiman I August 11, 2010

VII. Page 2 INVESTM ENTS and TRUSTS -- income, value, transactionsspouse and dependent children. See pp. 34-57of Instructions.)

A. B, C.~

D.D e s c r i p t io n 6 f A s s e t s . I n c o m e G r o s s v a l u e-(includmg:timst a~s) ’ during at end Of .

r a n s a c t i o n s d u r i n g . r e p o r t i n g . p e r i o d

r e p o r t in g p e r i o d r e p o r t i n g p e r i o d

~ (1 ) (2) (1) (2) (1) -] I f n o t e x e m p t f r 6 m d i s c l o s u r e

TypeValue

¯Place "(XJ’alter each aaset i Anat . ~ : v g . ° ; Value Method buy, sell, t Date: [ Vame Identfty ofexemptfrbmprior disdasure. I .Codel rent or Code2 Code merger, tMonth-I C0de2 bayer/seller(AZH)_4

.int.) (J-P) (Q-W) redemption) | Day k.(J’P) (A-t-I) (if pri)a[e transaction)

, ..... ~’ I -_2. - T ..................

7---~ N O N E (No reportable income, !1 II ili I assets, or transactions)

I, | ". Sell 5/06 AA ~ Div.] 13 Bank New York M ellon CS Sell - 8/07 A

,14 Barrick Gold CorpCS ! A Div. K T

/

2/I 1Buy A

5/0715 Capital One Financial Corp CS A Div. J T Sell(pt)

6/12A

~ Sell (pt)

I

16 CharmingShoppesCS None , J T Sell(pt) ! 4/29i A :,¯

.......................................................................................... ~ ............ , ............................................... ~ ..... i ........ ~ ................................

17 Cisco Systems CS None K T

18 Clear, vire Corp. CS None J TBu y 1/16 [ J

Bu y 2/02

~ T Sell(pt) 4/02 i A "19 ComingCS A Div. K ! ,

20 Coventry Health Care CS None 1 Sell 1/23 I A

.......................... : ..................................... t ................ ~ .............. * .............

21 Dana Holding Corp CSI None

Ii i" ;~ Sell ;’ 12/16 i’ D

129 Direct TV CS t None ; K :, T Sell(pt) 5/13 D

123 Dish NetworkCSi

None ! K T Bu y I 3/03

~ ....................................................................~ ................................~ ............. ........................................ . . . . . . . . . . .~ .............................

t2 4 DisneyCS I A Div. J ! T , !.................................................... 1 ......................................... . .................i .................... =- ....................

| (See O01: BI, D4) F=$5~),001- $100,000 O=$ i 00,001 -$ 1,000,000 H 1 =$1,000,0i) 1-$5,000,000 H2=Mor¢ than $5,000,000 ’

~--~-~’~&~i ...... - jz ~ - i ~ O - O d - b T i - ~ - -- - -K ~ f t~ . o o r - ~ - 5 - O - , O - O ~ - . .. .. .. .. .. = - - ~ - o - - .d 6 T : -g ~ O i O - d t ~ . . . .;~-~gi~-O~ ............... " ..........~ (See Col CI"D3) .N=$2J0 001-$500 000 O=$50~ 001-$1’000 000 P~~$1’000,001-$~0OO0O0 P2=$5 (~0 ,001:$2~ ,000 ,000[ ’ . ’ ’ P3=$25"~00 001-~’J0 000 0’0.0 .... P4=M6~ tBan $50~000~000 ’

~ l~-IMethod Codes: ~A ~raisal R = C o s t ¯( re a l e s ta te o n ly ) S = A s s es s m e n t T = C a s h /M a r k e t

_ ~ (S_~.___o!._.._c2) ......._ U = _ B _ o o . k _ . v~ ! ) ? ~ . . .. . . V=Other W = E s t im a t e d



[ Nam~ of Person Repomn~ ] Dale of

FINANCIAL DISCLOSURE REPORT ~I Thomas M.. Hardiman [ August 11,2010, ,

VII. Page 3 INVESTME NTS and TR USTS -- income, value, transactions a,,~.tude+.tho.~e of

spouse and dependent children. See pp. 34-57 of Instructions.)

A. B. C. D,D e s o f i p t io n . o f A s s e t s . h ~ c o m e G r o s s v a l u e T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

( i n c l tR l m g f r u s t ~ s s e t s ) d u r i n g at end of : "¯r e p o r t i n g p e r i o d r e p o r t i n g p e r i o d

¯

--{0-]--- ~2-~ -7- "--71-)- 7 ......"{5)--

(I,. I 7 . . . . " If n°t exempt ff°m d isd°*u’eT y p e T y p e 1" ...........( e . g . , " Value ( e g ~ (2 )

" ~laee ’{(X)" aftet’~aeh asset a m a t . div., Value Method b u y ~ ~ ’ { 1 1 , ! -Date_: . valu~ I- Gain ! .Identity

&ernpt~6mfi)’ iord~sdo.mre. ;odel [ rentor Code2 Code merger,. [Month- Code2 [Codel .buy~i/sel!e’r¯ ..

A - - H ~ ) ] _ _ i _ n _ t _ . ) _ _(J-P). ( Q - W ) r e d e m p t i o n ) .Day (J-P) .~( A .H)! (ffpnvate:traasactton/" ... . . . . . . . .. . . . . . . . . . .. . . . . .: ......... . ] - P - ~ Y . . .. . .. . .. .

I ] NONE (No reportable income, ] ~,

I assets, or transactions) ~ i

. . . . . . . . . ~ . . . . . . . . . . . . . . . . . . .. . . . I . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . v ...........~ . . . . . . . . . . . . . . . . . . . I . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . .. . . . . . . . . . . . .!25 DomtarCorpCS i None J

iT__

i26 Dress Barn CS i None J i T I

~ None ! J i T Sell(pt) 1/07Ebay CS ,L _ _ ................................................. ’ ............... ~ ..................... " ........~ . . . . . . . . .. . . . . . . .

~ . . . . . . .. . . 7 ............ ! i

ii Div. i Sell ~ 1/2228 Exxon MobilCS A i ~ ~ i

. I . _ _ ..................................................... ~ .........i " ~:. . . . . . . . ~ . . . . . . . .. . .~ ................................................ ......i- .........................................

29GalmettCoCS A { Div. J . T

}3 0 General ElectricCS A } Div. Sell [ 11/04,I A

I~ ................................... T ................. ~ .......................

,3 1 HSNCS i None K TBuy i 4/03 j

............................................................. ’, ......11 ................

: .......~ ....

~-: ................

~7 ..........

! i Bu y 1/20132 Herman Miller CS

,IN°he iSell 6/26

............................................ , .... 3 ...... ! .....................................

33 JPMorgan ChaseCS , Ai

Div. K 1" ~

! 34 K aiser A l um inu m CS , A i Div. .. i Sell 5’/06

35 KnollIncCS i None J T i Bu y 7/09

............................................................................................ ~ .........................................................

i36 KnologyCS 3,None{ K ~, T i Buy ll/02K

~ ................................................................................................................................. -7 ..............1’ lncometGain Codes: A =$1 ;000 or legs B=$1,001-$2,500 C=$2,501-$5,000 I)=$5,001-,$15,000 E=$!~,001-$~0,000

I (See-Col 131 D4) F=$50 001- $100 000 G=$ 100 001-$1 000 000 HI=$I 000 001-$5 000 000 H2=More man $5 000 000¯ , . , ...... ,. - -,- _______~____ ~ "’__. "~" ..............’. __ ’--~ .......L__.~ ...........~ - ~ - - 2 Valtie Co~-~sS-?~7-~Jz:$15,~-00-o}-17~ss K=$15 001-$50 000 L=$50 001- $100 000. M=$100 001 ~$_50 000

|: " ~ S ~ e ; ~ 2 O ~ C ~ ’ D 3 ) N=$250 60t-$500 000 O=$5~J 00~-$~’000 000 m=$1~000.001-$~;000 000 P2=$5 060 00~.$2~,000,000i : . " ’ P3=$25,’6001001-$’~0,000,000 ’ ’ ’ P4=More than $50,000,000 " .~--~ -~.v~w~ ~ aa-eaa~ ;.. q-~~ -7- ...... - ~ v e i ~ t - ~ ; e ~ 7 ; i ~ - a ~ y - - - s - = - a ~ } . . ~ - ~ i . . . . . . . . . . . . . . .-~’~a,,~- ................................

_ _ ( ~ _ c o _ t . _ C T ) . . . . . . . . _ u ~ _ o o ~ _ . ~ _ ~ _ ~ . . . . _ v = _ 0 _ , ~ z ~ . . . . . . . . . . . . . . . ~ _ - - ~ _ t . ! _ , ~ _ ! ~ . . . . . . . . . . . . . . . . . . . . ~ : . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .



" ! D a ) e o f R e p o r t N a m e o f P e r s o n R e p o r t in g

F IN A N C I A L D IS C L OS U R E R E PO R TThomas M. Hardiman ~ August I 1, 2010

VII. Page 4 INVESTM ENTS and TRU STS -- income, value, transactionsa.ct.a¢st~,ose of

spouse and dependent children. See pp. 34-57 of Im’tructions.)

A. B. C. D.De6;er~pfiot! ofAssets. Income Gross value Transa~ions during reporting period(tnelud ng trust assetS) | during at end of

| reporting period reporting period

If not exempt from disclosure

¯ !Type ?;~pe -~-~ ......... ii~)-~~--e.g. t Value I..g., t )¯ Place "(X)" after each asset Amt. div. Value Method buy, sell, , D a t e , : Value

exemptfron prior disc losure. I Code l rent or Code2 [ Code merger: montla- Code2 I Codel [ buyer/seller¯I (A-H) I int.) (J’P) A

(Q-W) redemption) Day ( Jq~)_ [ _ (A~ _~ (ifprivatetrmsaetion)

............................ = ........ ............. ............. i . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . i .................. ,-----~ NONE (No reportable in.come,

~ i ! i i~ assets, or transactions) i , ]

i37 Legg Mason CS A [ Div. ’: i Sell ~ 5/05 A

i38 Liberty Entertainment: CS None J T I! Bu y i 5/14 K

i ...................................................... i .......... ~ ...... ! . . . . . . . . . . . . . . . . ~ ................ ! ..... J . . . . . . . . . . .- ......................................i i ’. i Buy 3/31 j I ,.

!39 Merck CS A i Div. K T i

140 MetbodeElec. CS t None J T ’, Buy 5/22 J ~

[4 1 Microsoft CS A ’ Div. K l" i

142 Monster Worldwide CS j None ’ i Bu y 2/13 j

i ...................................................¯ ! , ¯ Sell 8/03 B

~ 43NCRCS , None ; K i T

iBuy 2/17 J

[ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ~ .... F . . . . . . . . . . . . . . . . .......... ; *- ...................... ~ .................................., 1 4 4 Nighthawk Radiology CS ! None J i ’F

II

Buy 11/06 J

;4 5 Nokia Corp. ADR A Div. J l’ ! Sel! (pt) 2/12 A

i ,

14 6 Noven Pharm. CS None Sell 8 / 2 - ’ 1 D

i!47 Penn Nat’l Gaming CS None Sell I 10/22 C

~48 PfizerCSi B Div. ~ Sel! 1/27 ! A

i . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . . . . . . .. . . . . . . . . . . . . . . . . . . . ~ . . . . . . . . . . . . i . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ’ ................................... 4 ..... ~ . . . . . .. . 4 ......................................] Buy 1/14 ji

Buy 1/20 j14 9 PNC Financial CS A Div. K T Buy 1/28

i Sell(pt) 5/07 i J A !

1 Inc0me/Gain Codes’ A=$1~000or less B=$1 001-$2 500 C=$2 501-$5 000 D=$5,001-$!5,000 E=$!5, JOI-$50,000(See Co BI D4) ’ F=$50 001- $100 000 G=$1~J0.001*~I 000 000 HI=$~I 000 0D1-$5 000 000 H2=More than $5 000 000 "!__~ ", _2"._-’-2. ......... ; ......... 22 ...................... ; .......... k.__22 .................... ’- __ "~ ..... - ..--’. ...............................................................

[ 2 -~ Codes: . J=$15~000 or less K=$15 00.1-$50,000 L=$50,001- $100,000M=$100’001-$250’000 O0s ~ c : ~ , c~ D S ~ = 5 2 5 0 0 0 P $ 5 0 0 0 0 0 O = S 5 0 0 ,0 0 ~ - $ 1 0 0 0 0 0 0 m - - - . $ ~ o o o o o ~ - $ ~ o o o o o o w = $ 5 o o o o o 1 - $ ~ 5 o o o o ’,

i : ~" ’ ’ ) P3=S25;fOO,OO1-g~O,O00 Ob(J " " " P4=M;re t~an $50"000’000 ....R=Cost (real estate only) S=A sse~ smem T=Cashi’Market3 ValueMeth0dC0des: Q =A ppraisal

! ( s e e C o l . c 2 ) _ _ _ _ u ~ j o _ o _ ~ _ Z _ a ! ~ ~ . . . . . . . . . . . . . . . y r Q t ~ ! ~ r . . . . . .. . . . .. . . . .. . . . .. . . . ._W --_. ’-t)._!.~,?~a_ t~_~ . . . . . . . . . . .. . . . . . . . . . . . .. . . . . . . . . . . .. . . . . . . . . . . . .. . . . . .



FINANCIALDISCLOSUREREPORTThomas M. Hardiman i

VII. Page 5 INVESTMENTS and TRUSTS -- income, value, transactionsspouse and dependent ch~ldren. See pp. 34-57 of lnstruction-~.)

A. B, D~cfiption of.~se~ I n c o m e G r o s s v N u e Tr~saetions during reposing ~eriodincluding ~ ~ ets) d u r i n g a t e n d o freposing period reposing period

(1) (2) (1) ] (2) (1) t lfnotexempt from disclosure

. , , e.g.’ p~ ’~) after each a~’et I Amt I d ~ v . V~u~ ~qtqod buy, sell, ~tq:

e~mpt~ompr tor d i sbtd~re Codel rent or I ~oez ~,oae merger, Mon~q c~ez( A - H ) int.) ( J - P ) ( Q - W ) r e d e m p t i o n ) [ Day ] (J-P).

[ --~ NONE (No repo~able income, ~ ; ~ ~ ~~ ~scts, or tr~sactions) ~ i . ~

50 Precision Castpa~s CS ~ ’ None :~ J ~ T Bu y 3/03

51 RCN Cm~. CS~ None J , T B uy 10/02

.52 Sanofi-A ventisCS A Div. : ~ Sell 2/03 , J A.................... ~ ..... 1 ~ - ¯ ~. ................... J ................................

53 Schering Plough CS A Div. . ~ Sell (pt) 1/09 , A

Sell 1/28 A

54 Seahawk Drilling CS ~ } None J T Bu y 8/24__ J

~ ~ ~ Bu y 7/29-- J55 Sprint NextelCS ¯ None ; K T, ~ . . . . . . .. . . . . . . . . . . . . . . . [ Bu~ ~ 8/14~ J~ ............................................... ~ --, ............ ; .....................................

~ ........ . ...........

}56 Teradata CS . None : Sell 1,26 ~

~57 TimeWamerCS ~ A Div. i K T................................................... : .......

~ ,. - ..................~ .....~ ...............................

58 Tyco CS ’ A 1 Div. : J T

: . , Bu ) 1/23 J

59 US Banco~ CS ~ A ~ Div. ’ K T Buy 2/04 J: ’~ Buy 2/13 J

60 WaI-Ma~CS [ A ,[ Div. J ~ T Sell(pt). 3/30I

,61 WellpointCS ’ None ~ ~ Sell 1/22 ’ : A

I

62 Wells Fargo CS[

A Div., ~ Sell 2/04

1 ~comffGNn Codes: A= $1,000 or less B=$1 001-$2,500 C=$2.501-$5 000 D=$5,00!-$15 0~ E=$15,001-$50,000( S ~ Col. BI, D4) .F~$50,001- $ .100,000 G=$1~0,001-$1,000,000 HI=$1 ,000,0~1-$5 ,000,000 ~=Morelh~’$5,~0,000

(See Col. CI, D3) N=$250 001-$500 000 O=$50 ~ 0 01 -$ t~00 0 0 00 P1=$1~0 00 ,0 01 -$~ ,0 00 ,0 00 ~m$5~0~0~001~2~000,000P3=$25~,001-$’50,000,000 ’ " ’ P4=More th~ $50,000,~0 "

..... j(~.~ ~pl_~.) .......T ~ . O ~ k ya~ .ue .......... y=~he~ ............. ~ E z s t ~ a 3 e d



FINANCIAL DISCLOSURE REPORT !Thomas M. Hardiman ! August 11,2010

VII. Page 6 INVESTMENTS and TRU STS -- income, value, transactions a,,ch,de, thosespouse and dependent chddren. See pp. 34-57 of Instructions,)

A. B~ C., D e s c r i p t i o n of Asset~ D.

I n c o m e G r o s s v a l u e T r a n s a ~ i o n s d u r i n g r e p o r t in g p e r i o dn c l u d m g t r a s t a s ~ e t s ) d u r i n g a t e n d o fr e p o r t in g p e r i o d r e p o t t i n g p e r i o d

( e . g . , | Value ~ ( ~ . g ’ ~2) I (3~)~ (4) i (5)Place "(X)"after e a c h a ~ s e t A m t . d i v . . Value I Method i buy, s~lt Date: ! Value dam ldent!iy ,o f

. e x e m p t f r o m p r i o r d i s c lo s u r e . Codel r e n t o r Code2 I C o d e ] m e r g e r , M o n t h - ! Code2. (Code,l ! b a y e r ~ s e n e r(A-H) int.) (J-P) ] (Q -W) redemption) Day [ (J-P) |(A-H)[ (ifprivatetransaction)

~ -7 N O N E (No reportable income, i

L ]

assets, or transactions) ~.

i6 3 Wells Fargo PF A :’ Div. K T Bu y 2/27 J

64 Winn-DixieCS I ! None : K T Sell(pt) I0/25 A

’ i Sell(pt) 10/27 A

i Bu y 2/06 J165 3MCo. CS A [ Div. J T

Bu y 2/13 J

i WELLS FARGO BOND ACCT. ,

!6 6 Wachovia Bank (MM ) A ! Int. Sell 6/30 : A

167 Wells FargoMM i a lnt K T Bu y i 7/01

[~

RBS Capital Funding f/k/a A BNB int. J , T

]

i69 American lnt’l Grp B Int. J ] T

A rch Capital Grp A Int. J T ’ I

¯ 7 1 Barclays Bank PLC Ptd. Stk(PF) B Div. K ’

72 Deutsche Bank B Int. K T .

173 Duke Energy PF A Div. J T

:’74 Eaton VanceEn. Equity MF A : Div. J T ,I [

,75Eaton VanceGr. India MF None K

IT

[76 Franklin Biotech MF None K :. T + ’

+ (SeeCol. BI, D4) F=$50;0011$1,00,000 O=$l~0,001-+l,000,000 Hi=$’i,000,0[~t-$5,000,O00 H2=~ fomrhan’!;5,O00,O00

2 Value Codes: J=$15,000 or less K--S15 001-$50 000 I+=$50 001- $100,000 M=$100,001-$250;000’ " .:(See Col. CI, D3) N=$250,001-$500 ooo O=$50~J,001-$1’,000,000

P4=More titan $50~000~0003,~$25,000,001-$’~0,000,000Pl=$1;000 001-$5 000 000 P2=$5,000,00t-$25;000,000

. 3. alue Method Codes: Q =A ppraisal R = C o s t [ r ea l e s t a te o n l y ) S = A s s e s s m e n t T = C a s h / M a r k e



I Name of Person Reporting Dale of Report

"FINANCIAL DISCLOSURE REPORTI Thomas M. Hardiman A ugust 1 l, 2010

VII. Page 7 INVESTMENTS and TRUSTS - income, value, transactionsspouse and dependent children. See pp. 34-57 of b~st~cttons )

,A . B. C. D.~eripfio~ of ~sset~ ~come G r o s s v a l u e T r a n s a c t i o n s d ~ i n g r e p o s i n g period(including ~st ~sets) d u r i n g a t e n d o frepoaing period r e p o a i n g p e r i o d

T~ e Type ...............V a l u e (e.g., ~ (2) (3) ~4) (5) ,

is~ g.Ptdce " (X)’~a~ereacha~e t Amt. div.’, V~ue Me~od buyisell, Date: Value ~,~am ]denti~o~

e~mpt~omprior d isc losure . Codel ~ent or Code2 C~e merger,.[(A-H) i n t . )

~ . . . . ~ 5 2 ~ . ~ _(Q-~ redemption): oay .L~?S~___~... (ifprivatetrmsaetion) ~

~ NONE ~o repo.able income. ~ "

i ~seis. or tr~ sactions) ~

77 Inves~entCo. MF A Div. [ K , T ~

~78 Putnam NewOpp. MF A i Div. ] J TL ....... 2 . . . . . . . . . .. . . . . ~ . . . . . . . . . . . . r . . . . . . . . . . . .. . . . . . . . . . . .. . . . . . . . -i ......................... . . . . . .4 ’1 ..............79 Renaissance Re Hldgs PF B hal. ~ J . T ~

’

~n Spec~a Energy Co~ PF ~ ~iv ~ / T........................................................................ ~ ..................................: ..................~ ...................... ...................................~ ...........................

81 Wash Mnt. Inves. MF ~ A D~v. ~ K ~ T~---~ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

.................................................................. t ............... i ........... ; ........................................................ ~ ...........................................I " i401(k) ACCOI~T #1 . ~ , i

i i. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . : : . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ._ . . . . . . . . . . . . . . ~ .............. . . . . . . . . . . ., . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

182 Principal M M A Int. J T

~ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .! ............................

~ , " ~ . . . . . . . . . . . . . . . . . . .+ ....183 Principal Large CapMF A Div : K i T i

.................................................................... ~ ........ ~ . . . . . . . . . . . . . . . . . . . . . . ~ . . . . . . . . . . . . ~ ............ t ........................................ ~ ......... ~ . . . . . . . . . . . . . . . . . .~ .........................................84 Principal Med. Co. Bid M F A Div. l J i T

85 Principal Sm. Co.G~thMF A i Div. ;.......................................................... ~ ......... , ..... ; .... r .......... ~ ................ ~ ........... ~ . . . . . . . ~ ...............................

86 Principal lnt’! Stock MF A Div. ~ J T

i

87 Principal Fin. G~ Inc. : A Div. : J T

~ ............................................................... : ......... r . . . . . . . . . . . . . . i ............ . . . . . . . . ....................................................

~ 401(k) ACCOST #2 ~ i ’ Ii ~ ..... " . . . . . . . . . . . . . . . . . . . . . . . . . . .~ .............88 Me~il! Lynch A ! Int. J T

89 LSI (f~a Agere Systems) CS None ’ J T~ i

($ee.~o!, B 1,134) b. ’=$50~00t- $100,000 0 :$ I ~0 ,001 -$1 ,000 ,000 H I = $ 1 ,0 0 0 , 0 0 !- 15 , 0 0 0 ,0 0 0 t t2 :M o r e t ha n 1 5 , 0 0 0 ,0 0 0

2 Value Codes: J= $1~ 000 or less K=$15,001-150 000 L=150,001- 1100 000 M=1100,001-1250>000 " -:(See Col. CI, D3) N=$2~0 001-$500,000 O=$500’001"$1"000"000

P4=More ~an $50~000~000p3=$25)500,001.$50,000,000PI=$!,000 001-$~ 000 000 P2=$5 000 001-$ 25 00t.) 000 :

3 Value Method cod~:~rai~d .... R = C o s t ( . r e a l e s t a t e o n l y ) S = A s s e s s m e n t T=Ca.st~tM~ket ...............................

. . . . . . . . . _ _ ~ S ~ ? _ _ _ o _ ~ : ~ 2 ) _ ~ = ~ _ o o k V a ! U _ ~ _ . . . . . . . y ~ e _ , . . . . . .. . . . .. . . . W=~..’~!!mat¢0 ....................................... I



I Name of Person Reporting ’lDate of Report

FINANCIAL DISCLOSURE REPORTi Thomas M. Hardiman i A ugust 11, 2010

VII . Page 8 INVESTMENTS and TR USTS -- income, value, transactions.spouse and depen dent children. See pp. 34-57 of lnstructions.)

A. B. C., .D e ~ c n ~ p t i o n o f A s s e ts . D.

Income Gross value Transactions during reporting periodtineluom g .trust assets) during a t e n d o f~ r e p o r t in g p e r i o d I r e p o r t i n g p e r i o d

.(1)

T y p e ( 2 ) I[(1) (2)

T y p e ( l )

]

if not[ -exempt from disclosure

Place "(X)%vftereach asset banl div., I Value Method buy,’ sel, Date: Value Gain Identi~] ofexemptfroml~rt’ordiscloaure. Codel rentor [ Code2 Code merger, Month- Code2 Codel buyer/seller

.................. ,.- .........................( i f p r i v a t e t r a n s a c t i o n )(A -H) int.) | .._!_J-v)...j__!Q .-W) r e d e m p t i o n ) D a y ( J ~ P ) I (A-H)

--] N O N E (No reportable income,a s s e t s , o r t r a n s a c t i o n s )

~!

90 Central Europe & Russia MF A Div. J T

91 Cisco Systems CS None J T

92 Citigroup CS ~ None J T !

93 Dow Chemical CS A Div. J T

194 EMC Corp CS None l T

95 Ford Motor CS i None J T

96 General Electric CS A Div. J T

97 Intel CS~

A Div. J T :

98 Merck CS A Div. J T

:,99 Nektar Therapeutics CSI

None J T

10 0 Panacos Pharm. CS None J T ~

101 Pfizer CS A Div. I J T

westCS A I Div. J T Bu y i 4/17 J

103 Sirius CS None J T Bu y I 4/17 J

104 Wilsons Leather CS i None J T 1 !

1 Income/(2ain Code,s: A =$ 1,000 orless B ~ = $ 1 , 0 0 1 ~ $ 2 ,5 0 0 C=$2 501-$5,000 D.=$5~001-$1&000 . E~ $15.,001-$50,000-(SeeCoi. BI,D4) F = $5 0, 00 1- $1 00 ,0 00 G = $ t0 0, 00 1- $1 ,0 00 ,0 00 1t1=$’1,000,001-$5,000,000 H2-~Morethan$5,000,000

2 Value Codes: J= $15,000 ~ 4 ]~ ,~ K= $15 001 -$50,000 L= $50,001- St00,000 M= $100 00t-$ 250,000t (See Col. CI, D3) N=$250,001-$500,000 O=$50~5,001-$1,000,000 P1=$1,000,001-$5,000,000 P2=$5,060.001-$25,000,000

P3=$25,000,001-$50;000,000 P 4 = M o r e t h a n $50,000,000

3 Value Meth~=Codes: Q=Apptaisal R=Cost (rcal estate only) S=Asscssmcnt T ~ C a s h lM a r k et(See Col. C2) U = B o o k v a l u e V - - O t h e ~ W = E s t im a t e d



N a m e o f P e r s o n R e p o s i n g i D a t e o f R e p o a

FINAN CIAL DISCLOSURE REPORTThomas M. Hard iman

VII. Page 9 INVESTMENTS and TRUSTS -- income, value, transactions a,ctuae,.,~,ose oyspouse and dependent children See pp. 34-57 of Instructions.)

" I repoa ingper iod , repos ing per iod

(1) ~ (2) : (I) (2 ) [ (l )~ finer exemp~ #om disclosure

q )~e ¯ . Type ~ .(e.g., i ~ Vaue ~ (e.g. (2)~ (3) T (4) ’ ())

Ptace."~)" after each asset ~t. ~ div., ~ Value ~ Me~od [ buy, sell, Date: ~ V~ue ~ Gain ldenti~of. . x~ tpo~p~io~d i~to~’~ , . Coder i renter I Cod~2 ~ Code / merger, . [Month-[ Code2 [Codel~ , buyer/seller" (A-H) : int.) ~ (J-l) ~ (Q-W3 ] redemption) ] Day I (J’P) [(A’H) i (ilprivatetr~saction)

~ ..................................... ~.~ .............. ~ ........................ ~ ~ ~ ........ ~ .....................................

.... --q NONE ~No repoaable income,~sets, or tr~sactions)

TR~JST # 1L ..............................................

] 105 PNC Trust Account A Int. Sell 6/30 A

106 W ells Fargo Trust Account A Int. K T B uy 7/01 ~ K

107 AMCAP MF A Div. K T

108 Capital World Gr. & Income M F A Div K T

~109 Europacific Gro~h MF A Div, K ]" [

~ 110 Fun d am e n ta l In v . M F A Div K T i

~ 111 Gro~h Fund of America M F A Div K T

:~ 112 Investment Co of A merica MF A Div. K T

;I 13 New Perspective MF A ~ Div. K ~ T

114 Washington Mutual Inv. MF A Div. K T ~I ’

~ TRUST #2

:115 PNC Trust Account A Int. Sell 6/30 ! A

~ I ~come/Gain Codes: A=$1 000 or less B=$1 00!-$2 500 C=$2 501-$5,000. (See Col. Bt, D4) F=$5~ 001- $100 000 G=$I~0 001-~l 000 000 ftl=$’l 000 001:$5 000 000 H2= Mfre thm~ $5,000,000

....... ........ ........! (~e Col. C1 D3) N=$250 001-$500 O~ O= $50~ 001-$1’000 000 P1=$1~000,00l-$~ 000,000 P2~$5,0~0,001:$.5,000,000~

’ p3=$25,~00,001-$~0,000.000 " ’ ’ P4=More ~ $50’,000,000

i 3 Value Method Codes: Q=A pprais~ R=Cost (real estate outy) S=Assessmem T~l~Maket(S~ Col . C2) U=Book v~ue V=Othcr W=Estimated



Name of Person Reporting Date of Report

F IN A N C I A L D IS C L OS U R E R E PO R TThomas M Hardim~ m A ugust tl, 2010

VII. Page 10 INVESTM ENTS and TR UST S -- incom e, value, transactions ~ncl,de., those of

spouse and dependent children. See pp. 34-57 of Instructions.)

A. B. C.D e s c r i p t io n o f A s s e t s I n c o m e G r o s s v a l u e

( i n c l u d i n g t r u s t a s s e t s ) d u r i n g ! a t e n d o l T r a n s a c t io n s d u r i n g r e p o r t i n g p e r i o d

r e p o r t i n g p e r i o d! __rel~.!~g ~¢riod ..............................................................................

Ptace "(A~" after each asset ~ ~t. ] div., vatue Method buy, s~tl, Date / V~ue ~aml IdentiNo~exempt~om prior disclosure. ~ Codel I r~t or Code2 I C o d e m e r g e r , ~Month-/ Code2 C o d e l ~ b u y e r l s d l e r

................................................._ _ ~ A - ~ . _ I i n t . ) (J-P) ( Q - W ) redemption) ~ Day.~ (J-P) (A-H)t (if private ~saction)

N O N E (No repoaable income,assets, or transactions)

116 Wells Fargo Trust Account ~ A " Int. K TBu y

7/01 K

117 AMCAPMF ~ A ~ Div. ~ K "1"

r ........................................

[118 Capital World Gr. & Income MF ~ A Div. K 1"

ll9Eur pa-’-’-" ’-o~ ific ...........}

~ .................~ ~ c Gro~h MF A ~ Div. K T

A ~ Div. K T

: ~ " nd of AmericaMF A i Div. K T

~ 122 lnvestmenl Co of Am erica MF A Div. K T

123 New Perspective MF ~ A Div. K T

124 Washington Mutual Inv. MF A Div. K T

125 W ells Fargo Trust A ccount A Int. K T Buy 7/01 K

[126 PNC Trust Account A ] h a t . Sell 6./30 A

~27 AMCAPMF A ~ Div. K T

[128 Capital World Gr. & Income MF A 1 ~ iv. J F

1 lncomelOain Cod~ : A ~ $1,000 or less B=$1,001-$2,500 C~ $2,501-$5,000 D=$5,00t-$15,000 g~$15,001-$50,0~

t 2 Value Co6es: J~ $15,000 or less ~ =$ 15,001-$ 50,000(See Col. CI, D3) N~$250 001~$500 0~ O=$500,001-$1,000,000 Pl=$1,000,001a$5,000,000

~ P3~25.~0,001-$~0.000,000 P4~Mo~ th~ $50,000,000

::_. (See Col. C2) V~B~ k ~alue V~Other



i Name of Person R eporting Date of Report

FINANCIAL DISCLOSURE REPORTThomas M. Hardiman A ugust 11, 2010

VII. Page 11 INVESTMENTS and TRUSTS -- income, value, transactions (Jnch,des,hose o fspouse and dependent children See pp. 34-57 of Instructions.)

A. ] B. C. D.D e s c r i p t i o r r o f A s s e t s I n c o m e G r o s s v a l u e( i n e l u d , n g t r u s t a s s e t s ) d u r i n g I at end of

T r a n s a c t io n s d u r i n g r e p o r t i n g p e r i o d

reporling period , reporting period

[ --0-~ -~ ....~-’---~--~-1~--,~---(~-) ....... (1) .......i ........ l ~ f n o t e x e m p t fi ’ o m d i s c l o s u r e

, Type T y p e i--~---q ---~ --T ...............................(e g, I ! Value , (e,g., i (2) l (3) i (4) I (5 )

P l a c e ’ ; ( X ) " a f t e r e a c h a s s e t [ A mt . I d i v . , } V a l u e ,, ! M ~ e t h . o d t ~ u y , s e l l Date: I Vatue rdam ! I d e n t i t y o ~eXempt from prior disclosure. Codel I rent o r ,, Cod~z ! ~oae m e r g e r , [Month-[ Code2 ~ Codel / buyer/seller

¯ (A-H) , i n t . ) . (J-l) . (Q-W) r e d e m p t i o n ) , Day t (J’P) / (A -H) ] ( i f p r i v a t e t r a n s a c t i o n ).................................................................. J ..........._ .......~ ...................

I~ ...................._.. ~ ............................

I NONE (No reportable income,assets, or trm’~ sactions)

129 Europacific Grox~h MF A Div. J T

i130 Fundam ental Inv. MF A Div. K T ;

’, :

31 Growth Fund of America MF A Div. K L ~

132 Investment Co of A merica MF B Div. K T

1133 New Perspective MF A Div. K " T ,’.- ...................................................................................... ~ ................ r- ...................@- ..........

i ........~" ..................................................

~ 134 Washington Mutual Inv. MF B Div. K T

TRUST #4

135 PNC Trust A ccount A ’ Inl. Sell 6/30 A

136 W ells Fargo Trust A ccount A Int. K T Bu y 7/t0 K

~ 1 3 7 A M C A P M F A Div L T

138 Fundamental Inv. MF B Div, L T

139 Growth Fund of America MF A [)iv. k T

,140 Investment Co of A merica MF B Div. L T

!14! New Perspective MF B Div. K T

(See Col. B1,D4) F=$5~,001- $100,000 O=$10 0,00 1-$1,00 0,00 0 t t1 =$’1 ,0 00 ,0 01 -$5,0 00 ,0 00 H2=More than $5,000,000

~ 2 Value (7odes: J=$1 5. 000 or less K=$ 15,001-$50,000 L=$50 0 0 1 - $100,000 M=$100 001-$250 000! (See Col. C1, D3)

N = $ 2 ~ 0 0 0 1 - $ 5 0 0 , 0 0 0 O ~ $ 5 0 0 , 0 0 1 - $ 1 . , 0 0 0 . , 0 0 0 _ . . p . 4 = _ M ~ . ~ . e _ t h _ a ~ n . $ 5 0 , _ 0 _ 0 0 , O 0 _ 0 "-’-- _ _ _ _ y .

P3=$25,’(100,001 -$ 50,000,000 P 1 =$1’000,001-$5,000,000 P2=$5.0~)0.001-$2 ~ ,O00,0OO

---3--~al~t~6d--~de~i Q-=~pi~r’.4is~) ..........~ - ’ . - -C o s t ( r e a l e s t at e o n l y ) S = A s s e s s m e n t T = C a s h / M ~ t rk e t



F IN A N C I A L D I SC L O S U R E R E P O R Ti~&~&7?:~,~;%~~i~ .............................. ! . . . . . . . . . i ~ i~ o i R ~ o o ~

I " l ’h o m a s M . I - I a r d im a n A u g u s t 1 1 , 2 0 1 0

VII. Page 12 INVESTMENT S and TRUSTS -- income, value, transactions a#,.t~d~s~,o.,~ofspouse and dependent children, gee pp. 34-57 of lnstrucr~ons.2

A. B. C. D.D e s c r i p t io n o f A s s e ts I n c o m e ~ G r o s s v a l u e T r a n s a c t io n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) d u r i n g ’ at end ofreporting period I reporting period

..... i})- .........~

~iY-~ -i----(~ . . . .. (1)[ If not exempt fiom disclosure

-[ T y p e ! T y p e ’ .......~- .........r

Place "(X)" afler each asset A mt . ] div., [Value] Method buy, sell, :

exempt from prior disclosure. Code I i rent or ~ Code2 i Code merge~, Month- Code2 ’ Codel ]Identity of

b u y e r / s e l l e r(A -H) i int.) i (J-P) I ( Q - W ) redemption) ’ Day ] (J-P)__[_i!A -H)~ (ifprivatetransaction)

" -] NONE (No reportable income, i~ asset~, or transactions)

142 Washington Mutual Inv. MF ’ B Div , K T

TRUST #5 :

143 W ells Fargo Trust A ccount A [ Int. M T Buy 7/0t

144 Wells Fargo PF A ; Div. J T Buy 2/26 i J

............................................................................. £ .............................................I ......................~ ............. ~ ......... ~ .......... ~ ..................................

145 WachoviaMM ~ A Int. Sell 6/30 ,i

146 AMCAP MF A Div. K T

147 Capital Income Builder MF A Div. K T

148 Capital World Gr. & Income MF A Div. K T

149 Eaton Vance Gr. India MF None K T

150 IN’FL Growth & Income MF A l)iv. K T

151 Fundamental INVS Inc. 1MF A Div. K T

t52 Growlh Fund of America MF A Div. K T

153 Investment Co. of A merica MF A Div. K 1-

154 Ne~v Perspectives FD Inc. MF A Div. K T

(See Col. Bl, D4) F=$50,001- $100,000 G’=$100.001-$1,000,000 H1=$1,000,001-$5 000,000 H2=More than $5,000.000

(See Col. CI, D3) N=$ 250,001-$500,000 O=$50~J 00l -$1..000,000 PI=$1,000 00l-$~ 000,000 P2=$5,000 001-$25P3=$25,000,001-$50,000,000 " P4=More than $50



¯FINANCIAL DISCLOSURE REPORT i

~Thomas M. Hardiman

VII. Page 13 INVESTM ENTS and TR UST S -- income, value, transactions CZne tudes tho~e~’pouse an d dependent children. See pp. 34-57 ~[lnstructions.)

D e s c r i p t io n o f A s s e t s l n c o m e G r o s s v a l u e T r a n s a c t io n s d u r i n g r e p o r t i n g p e r i o d( i n c l u d i n g t r u s t a s s e t s ) d u r i n g a t e n d o freporting period reporting period

(1) i (2) (1) (2) (1) If not exempt from disclosure

T.~e Type ................................................( ~ . g . V a l u e ( e . g . , (2) ~ (3) (4 ) (5)

IdentiW ofain.Place "0 0" after each asset A mt. I d i v . . ~ V a l , u e ~ M~ eth.od I buy, sell, ! Date: I Valueexempt from prior disclosure. Codel ’ renr or t~o~ e, Cooe I merger, ,Month-~ Code2 C o d e l i b u y e r / s ; ~ l l e r

r e d e m p t i o n ) !Day [~J-P) ( i f p r i v a t e t r a n s a c t i o n )(A -H) i int.) (J-P) (Q-W) _] ( A - H )

NONE t~o reportable income_a s s e t s , o r t r a n s a c t i o n s )

Buy 8/14 J

155 Altisource Portfolio CS None J T Buy 11/05 J

156 American Express CS ,I A Div. J T Buy. ~ 2/04 J [

157 American Eagle CS A Div. J T , Buy 2/04 J

! ............................................." Buy i 2/04 Jit58 AOLCS None J T

Bu y 12/09

i159 BarTickGold CS ~ A ~ Div. J T Bu y 2/04

160 Capital OneCS A i Div. J T Bu y 2/1t J

161 Charming Shoppes CS ,. None J q- Bu y ! 2/04 J

162 Cisco Systems CS None J T Buy 2/04 J

163 Clearwire CS None J T Buy 2/04 J

’~ ............................................................................ - ......................................] ............................1164 Directq’V CS None J T Bu y 5/13

~65 Dish Network CS I¯ None J T Bu y ~ 2/04 J

1166 Dress Barn CS None J T Bu y 2/04

i167 Ebay CS None .I T Bu y 2/04 J

i ¯ None J T Bu y 4/03 J

[- ..................................................................... ~-.~ ....................................................

169 JPMorgan Chase CS A Div. J T Buy i 2/04 J

] 1ncome/Gaii~ Codes: A=$1,000 or tess B=$1,001 -$2,500 C=$2,501 -$5,000 D=$5 001 -$15 000 E - - - - S 1 5 , 0 0 1 - $ 5 0 , 0 0 0(SeeCol. BI, I)4) F =$ 50 ,0 01 -$ I0 0. 00 0 G =$ 10 0,0 01 -$ 1,0 00 ,0 00 H 1= $ ]I0 00 ,0 01 -$ 5,0 00 ,0 00 1-12=~0rethan’$5,0O0,000

2 Value Codes: J=$ 15 000 or less K=$15 06i:S50 006 ....... -I2~50O0~T--g~66.~O ....... }~i=$}~:~.~0~)- .............................(See Col. C1, D3) N=$2~0 001-$500 000 O=$50b 00 -$ i ’000 000 Pl=$1~000 001-$~5 000 000 P2=$5.0~)0,001-$25,000,000

P3=*25;600,00 I-$’~0,000,000 ...... P4=More than $50,000,000 ..3 Value Method Codes: Q=A.ppraisal R=Cost treal estate only) S=Assessment T=Cash/Maxket

(See Col. C2) U=Book value V=Other " W=Estimated



’: Name of Person Reporting Date of Report

FINANCIAL DISCLOSURE REPORT . Thomas M. Hardiman A ugust I l,

VII. Page 14 INVESTMENTS and TRUSTS -- income, value, transactionsspouse amt depen dem children. See pp. 34-57 of Instructions.)

............................................. ~ .......... ~A. B. C, D

, ..Description of A s s e t s Income~e

Transact ions dur in~ repor t ing period, ( i n c l u d i n g t r u s t a s s e t s ) d u r i n g O [ ~ S e S nreporting period [ reporting period

(1) i (2) ~ .................................................. ........ (1) If not exemp t from disclos

Type i Type( ~ : . . g , ~, Value (e.g., (2) (3) (4) (5 )

Place "(X)" af ter each asset A n a t . dry., Value I Method buy. sell, Date.: Value Q a , m . , l d e n u , t y , , o f

i exempt from prior disclosure. [ Codet rent or Code2 I Code merger, . [Monm-[ Code2 Coco| ouyer/sener

| (A-H) i int) (J-P) [ (Q-W) redemption) I Day / (J-P) ( A - I T ) (ifpdvatetransaction)..................................... -4 .......~-.- "-~ ......... i . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . i . . . . . . . . .~ .........

i ........... NONE (No reportable income l : i1 i assets, or transactions) : : t ’,

170 Knoll Inc. CS ~ A ! Div. J T Buy 7/09 .I

171 KnologyCS , i None ’ J : T Buy 11/’02 J

172 Liberb’ Media CS ~’_ ! None i j T Buy 5/13 J

i173 MerckCSi

A i Div. i!j : ]" Buy 2/13 J

174 MethodeElec. CS A . Div. J I T Bu y 5/22 J

............................................................................... ; ........................ : ................................................... i ...........................................

i175 Microsoft CS A i Div. J T Buy 2/04 3

! 176 NCR Corp. CS None J ’ T Bu y 2/13 J

177 Nighhawk Radiology CS i None J T Buy 11/06 J

178 Nokia CS A i Div. J T Bu y 2/04 J

t Bu y 2/04 J179 PNC Financial CS A ~ Div. J T

~ Bu y 8/04

180 Precision Castparts CS A i Div. J i ’ 1 " Bu y 3/02 J

181 RCN Corp CS : None } J " T Bu y 10/01 J

:

182 Seahawk Drilling CS ! None J , T Buy 8/24 J

Bu y 7/29183 Sprint Nexlel CS None J T

Buy 8/14 J

i "i 184 Time Warner CS ~ A ’ Div. ! J ~ T Bu~ 2/04 J

1 lncomc/Gain (;odes: A =$1,000 or less B=$1,001-$2,500 C=$2 501-$5,000 13=$5,001-$15,000 E=$15,001-$50,000

L(See Col. BI, D4) .F=$50,001- $100,000 G=$100,001-$1,000,000 H I=$’1,000,001-$5,000,000 H2=More than $5,000,000

[ (See Col. (71 O3) N=12~0,001-1500,000 O=150~,001-11,000,000 P1=$1~000,001-15,000,000 P2=15,000,001-125,000,000P3---’$25 000 001 -$50 000 000 P4=More than $50 000,000

- ..............................................................Value Method Codes: Q-~A ppraisalL3 R--------~ost (real estate only) S=A ssessment T=CashJMarket



FINANCIAL DISCLOSURE REPORT i Thomas M. Hardiman A ugust 1!, 2010

VII. Page 15 INVESTM ENTS and TR UST S -- incom e, value, transactions eS ncl~ d e s , h o , e o fspouse and dependent children, .S’ee pp 34-57 of lnstructtons.)

A. ’ B. C. D.Description of Assets Income ! Gross value Transactions during repor~ ing period

(including trust assets) during at end ofreporting period ~ reporting period

(2~----! (1) ’ (-~--~ ........ --~]~ ......... If not exempt from disclosure

exempt from prior disclosure, dode]! rent~r Code2l C o d e I me}get’ M o n t l ~ - Code2 i Codel[ . buyer/seller.(A-H) i i n t . ) (J-p) (Q-W) i redemption) Day (J~P) i (A-It) (iiprivate tr~saction)

~ -. . . . . . -1 N O N E (No reportabl? income, + : i[ [ assets, o r transactions)

~ 5 TVco Int’lC$ A i Div. : J i T + Bu y 3/09

; Bu y 2/04 J!86 US Bancorp CS ’. A Div. i j

!T + Bu y 2.t13 J

] 187 3M Co. CS A Div. J:

T Buy 2/04 J

p TRUST 6 I i

i T : B u y 7101 M188 Wells Far~oTrust Account ~ A Int. M ~

..................................................................... ..........................

:i189 Wells FargoPFil

A~

Div.: ........i:’ _T

Buyi l 2 i 2 6 i

190 Wachovia MM

’ i

A Int. : Sell ! 6i30 i A "

191 AMCAPMF ’ A Div. K ++ Y ! ,:

1 9 2 Capital Income BuilderMF A : Div.i

K T

193 Capital WorldOr. & Income MF A : Div. ~l K T i

194 Eaton VanceGr. India MF None :, K T

’: 195 INTL G rowth & Income MF A Div. K i T i

196 Fundamental INVS Inc. MFA ’ Div. K { T

197 Growth Fund of America MF A i Div, ; K : T i i

............ ’.~ ..............

198 Investment Co, of Am erica MF A ’ Div. K + T................................... ~ ............ ,, ............ : .............................................[ ...........~ ..............................................

! . (See Col. BI, !34) F=$50,001- $100,000 G=$100,001-$1,000,0001=$’1,000,001-$5,000,000H 2 = M o r e th a J ~ $ 5 , 0 0 0 ,0 0 0

(See Col. CI D3) N=$250 001-$500 0 0 0 O=$500,001-$11000>000 P1=$11000,001-$5 000,000 P2=15.0~)0,001-$25,000,000! " P3=$25,~00,001-~0,000,000 P4=More than $50~000~000 "

l(See Col. C2) . U=Book value V=Other W=Estimated



F IN A N C IA L D IS C LO SU R E . R E PO R T ’ Thomas M. Hardiman i August 11, 2010

VI1. Page 16 INVESTMENTS and TRUSTS -- income, value, transactions a . c ~ . d ~ s , ~ o ~ e o f

spouse and dependent children. See pp. 34-57 of lnstructions t

F-............................................................A. ............................. B ir ....................C ~ t ...............................................................D

..Description of A ssets Income [ Gross ~,alue I . - ¯ " ¯ ¯(including trust assets)

[i r e p o r t i n g d u r i n g p e r i o d I c e p o r t i n g a t e n d p c r i o d O f ¯ [

q ransacnons dunng reporting period

[ (1) (2 ) , (1) ,1--- ~2~-. ............1 " - ~ , 5 . . . . .. ]- .........................................f not exempt ti’om disclosure

T y p e . [ T y p e r- .......r--- .......; ............

(e.g., I I V a l u e (e.g., t (2) /(3) (4) (5)Place "~X)" after each asset A m t . div. I Value I Method buy, sell, i Date: I Value I Gain ldent!ty,gt

exemptfrbmptqor d~sclosure. Codel rent or i Code2 ] Code merger, Month-[ Code2 I Codel(A -H) i i~t.) [ (J-P) (Q-W) redemption) ! Day ! (J-P) I(A-ti)! tifprivate transaction)

NONE (No reportable income.assets, or transactions)

199 New Perspectives FD lnc, MF A Div. K T

200 Altisource Portlblio CSBuy, 8/14 J

None J ’rBu y 11/05

201 American Express CS A Div. J "F Bu y 2/04 J

~202 American Eagle CS A Div. I J T Bu y 2./04 J

.203 AOL CS None J TBu y 2/04 J

. Buy 12/09 ¯ J !

204 BarrickGold CS A ; Div, J T Bu y 2/04 J

;205 Capital One CS A Div J T Buy’ 2111 J

206 Charming Shoppes CS None J T ’ Bu y 2/04 J

[207 Cisco Systems CSNone i J T ; Bu y 2/04 J ’

208 Cleacwire CS None J T Bu y 2104 J,

209 DirectTV CS~

None J T Bu y 5/13 J

!~ 2 t 0 Dish Net-work CS None J T Buy, 2/04 J

’21 1 Dress Barn CS None J T Bu y 2104 J

212 Ebay CS None J "1 Bu y 2/04 J

~213 HSN CS None J T Bu y 4/03 J

1 fi~comffGam Cod~: A= $1.000 or less g=$ 1,001-$2,500 C=$2.501-$5,000 D=$5,001-$15,000 E=$15,001 450,000

1 (~ Col. BI, ~) F=$50,001- $100.000 G=$100,001-$1,000,000 H1=$I,000,001-$5,000.000 H2=Morc th~ $5,000,000 .........

2 -VM~ Co~s~ ....... J=$15,000 ~les~ . .. .. .. ~$15.66i7556,6~0 .. .. .. .. L=$50,001- $100,000 - ~$100,001-$~b,000N=$250,~1-$500.000 O=$50b,001 -$ 1,000.000 Pl =$1,000,001 -$5,000,000 P2=$5,000,001-$25,000,000See Col. CI, D3)P3=$25,000.001-$50.000,000 P4=More th~ $50_000.000

U - V ~ ] h ~ ~ e m o a Codes: Q=Appraisal ........................................=Cost (real estate only) S=Asscssmcnt -- ~";e~b’v~i ...................................(See Col. C2) U=Book vNuc V~ther W=Estimated



FINANCIAL DISCLOSURE REPORT . N .... f e ~ . . . . R o p o ~ . g ~ of R~o .

Thomas M. Hardiman August i I, 2010

Vll. Page 17 INV ESTM ENTS and TRU STS - - incom e, va lue , transact ions an~.l,d~.tho~ o fspouse and dependent children See pp. 34-57 of lnstructions.)

A . B. C. D.escription of A ssets Income Gross value Transactions during reporting period, (inoludmg trust assets) ~ at end ofuringreporling peri~_~__.i

reporting period

(1) (2) ~---~ (,:~3 -~-"- "~- ...... ..... .....i7 ~i~ ~ 7r~--di .~cl~i~-~---- ..........

T y p e T y p e L ..................... : ...............................

Place "(X)" after each asset IAmt (~i.vg..~ Value I (e.g. (2) [ (3) ; ~4) I (5)Value Method buy s~ll . Date: [ Vhlue i Gain Identity of

exempt fi’om prior disclosure. Codel rent or Code2 Code merger, l M o n t h - [ Code2 [ Codel I buyeriseller(A-H) int.) (J-P) (Q-W) ] redemption) Day : (J-P) I (A-H) [ (if private trmsaction)

NONE ~ o reportabl~e income.assets, or transactions)

1214 JPMorgan Chase CS A l)iv. J T Bu y 2/04

’215 Knoll Inc. CS A Div. J T :, Bu y 7/09 J

~216 Knology CS None J T Bu y 11/02 J

217 Liberty Media CS None ¯1 ,! T i Bu y 5/13 ,i j !

~ I

i218 Merck CS A Div. , J T i Bu) 2/!3 J

1219 MelhodeElec. CS A Div. J T Bu y 5/22 J

220 Microsoft CS A Div. J T Bu y , 2104 J

221 NCR Corp. CS None J T Bu y 2/13 ’ J

222 Nighhawk Radiology CS None J i T Bu y 1 1/06

:223 Nokia CS A Div. J T : Bu y 2/04 J

!224 PNC Financial CS A Div. J TBu y 2/04 J

~ Bu y 8/04 : J

1225 Prccision Castparls CS A Div. J T Bu y 3/02 i J

1226 RCNCorpCS None J T~

Buy !0/01~

J i

227 Seahawk Drilling CS i None J T Bu y 8/24 J

i228 Sprint Nextel CS None J TBu y " 7/29 J

.......................... Bu y 8/14 J I

.1 Income/Gain Codes: A =$1,000 or less 1 : 1 = $ 1 , 0 0 1 - $ 2 , 5 0 0 C=$2,501-$5,000 D=$5.001-$ ! 5,000 E=$15,001-$50,000’. (See.Col. BI, I)4) F=$50~001- $ 100,000 G=$100,001-$t,000.000 H1=$t,000,00145,000.000 H2=More them $5,000,000[ 2 Valug Codes: J=$15,000 or less ’- K=$[75~0-0~-$~0,-600 ..........I~$50,~01-2 $10~)0~ M=$100,001-$250,000} (See Col. CI, D3) N=$250,001-$500,000 O=$500.001-$1.000,000 P1=$i ,000 ,00 t -$5,000 ,000 P2=$5,000,001-$25,000,000. P3=$25,000,001-$50,000,000 P4=b/!ore than $50.000.000~ -.

t 3 Value Method Codes: Q=Appraisal R= Cosl (red]-estate only) iS=A ssessn:~{ hi ........... ~-~shfMarket ..............._ (See _Col. C2_)_ _ 0=Book_v.!due ...... V = O _ t ! , 5 . r _ _ _ W=~ti_n~t._e.!! ................................................



FINANCIAL DISCLOSUR E R EPOR T, i~ ’~ ’~ ~ i : ~ -~ ;gi~ . ~ , ~ i - ~ . g - . . .. . .. . .. . .. . .. . .. . .. . .. . .. . .. . .. . .. .T h o ma s M. H a rd ima n

VII. Page 18 INVESTMENTS and TRUSTS -- income, value, transactionsspouse and dependent children. See pp. 34-57 of Instructions.)

A. B C,.Des.~r!ption of Assets. - ¯ D

h~come Gross value ¯ - ¯ ¯ ¯ ¯0netuomg trust assets) during at end of t

!rransacttons dunng reporting period

, reporting period I reporling period ]

(1)i

(2 ) , (I) ; (~ )l

~ . 1 )i I1 not exempt from &sclosure

i I Type I ......... ’

Place ....(29 after each asset ~ a n t . ~’~. . V a l u e M e t h o d buy sell, Date: ] Value I d e n t i t y o fexernpt from prior disclosure. Codel , rentor Code2 Code merger IMonth-] Code2 Codel buyer/seller

IA-H) int,) ~ ’ "4) . (Q-W) redemption) i- Day~ (J-P) (A -H) (if private trans~ction).................... 2 ......................... L .......... I .............................

..r.... NONE (No reportable income, I [! assets, or transactions) i ~

229 Time Warner CS A Div. J T Bu ) 2/04 J

230. Int’l CS ~ Div. J T Buy 3/09 Jvco A

~ Buy 2/04 J;231 US Bancorp CS A Div. J T

13uy 2/13 J

232 3M Co. CS A Div. J T Buy 2/04 J

~ [

REAL ESTATE PARTNERSHIPS

233 West Moon Twp. A ssoc. I D Dist M ~ U

234 Bensalem Realty Assoc. I F Dist. N U

235 Rodi Land A ssoc, D ’ Dist. M U

236 FC Don egal Assoc . G ~ Dist O U

237 First City GA Partners E Dist N : U

238 M clntyre Square Associates ~ I) ’ Dist. L U

S C HW A B A C C OU N T i

i239 3M CS A Div. Sell 9/01 A

1 Income!Gain Codes: A= $1,000 or less B=$1,001-$2,500 O=$2.50t-$5 000 D=$5,00]-$I5,000 E~$I5_001-$50.000(See Col. B], 134) F=$50,001- $ 10 0,0 00 G =$ 10 0.0 01 -$ 1,0 00 ,0 00 H 1= $ l.0 00 ,0 ~ 1- $5 .0 00 .0 00 H2=More d~an $ 5,000,000 "

2 Value Codes: J= $15,000 o!" less K= $15 00!~ $~ 0-,000 L=$50,D01- $100,000 M=$100,001-$250,000(See (2ol. C1, I33) N=$250,001-$500,000 O=$50 ~ .0 01 -$1 .0 00 ,0 00 P1=$1 ,0 90 ,0 01 -$5,0 00 ,0 00 P2=$5,000,001-$25,000,000

P3----$25,000,001 -$50,000,000 P4=More than $50,000,000

3 Value Method Codes: Q =A ppraisal R=Cost (real estate only) S=Assessment T=Casl~Viarket(See Col. C2) U=Book value V=Othcr W=Estimated



FINANCIAL DISCL OSUR E R EPORT ! .~ a ~ , ~ o r ~ . ~ o , ~ R ~ p o n , , ,~ ,l ~ a ~ o r R 0 ~ o .

’ Thomas M. Hardiman A ugust 11,2010

VII. Page 19 INVESTMENTS and TRUSTS -- inco~ne, value, transactions

spouse and dependent children. See pp. 34-57of Instructions.)

A. B. C. D.DescripOon of ~se~ I n c o m e G r o s s v a l u e Tr~actions during reposing periodi n c l u d i n g t r u s t a s s e t s ) d u r i a greporting ~riod reporting period

(1) ( 2 ) ( 1 ) " {2) (1) lfno~ exempt t?om disclosure

T~e ....................... ’ ...................................

~lace "~)"after each ~set ~t. 8 i v . , V a l u e M e th o d . b u y , s e l l [ Date: Value t ua’n I ’~ "exempt from prio~ disclo~re. C o d e 1 r e n ~ o r C o d e 2 C o d e ] m e r g e r , I M o n t h - C~e2 ~ C o d e t I b u y e r / s e l l e r

. ( A - H ) i n t . ) (J-P) (Q-~ r e d e m p t i o n ) D a y ( J - P ) ~ ( A - H ) ~ (ifprivate~ansaction)

~ 241 A ~ nerisourceBergen Co~ CS

,~242 A utomatic Data Proc. CS il A { Div. J TBu y 3/31 J

~ Buy 8106 J........................

~243 Bard CR Inc. CS

44 BectonDickinsonCS ~ ADiv. J ~ Ti

~245 Ben~o~h School Dist. BD

246 BPPLCADR ~ A : Div. == J ~ Tk................................................................ .................. ........................

~247 BmlrTwp. BD ~ A Div. K ’ T Bu y ~ 9/t0 K

4~ Central Btcks Pa BD A Int. K ~ T

249 Central Dauphin Pa BD~

B Int. i K T

, .................... . ... . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ~ . . . . . .. ~ ...................................................................................250 CiscoCS

[None { J T

~252 Colgate Palmolive CS

[253 Comcast CS

~ 254 Conoco Phillips CS

~ t Income/Gain Codes: A =$1 ,000 or less B=$1,001-$2,500 C=$2,501-$5,000 D=$5,001-$15,000 E=$15.001-$50,000,~. (SegCol. B], ~) F=$50,001-$100,000 @=$1 0 0,00 1-$1,00 0,00 0 1 11 =$1 ,0 00 ,0 01 -$5,0 00 ,0 00 H2=More thm~ $5,000,000~ 2 V~ue Codes: .........=$T~,000 or less -~= ~i3~ 01-~56-~00- . .. .. .L-g~5-0,6~ 2$~60,~00 ......001-~5~0~ ................’ (S~ Col. CI, D3) N=$250,00t-$500 000 O=$ 50~ 00141’000 000 PI=$1,000,00l-$5,000,000 [ 2=$5,000,001-$25,000,000~ P3=$25,000,001 -}~0,000,000 ’ ’ " P4=Morc xh~ 3;50.000.000{ 3 --V~[de~ho~~d~:-Q=~pprai~(a[ ..................g C ~ s t ( r ~ a l ~ s t a t % ~ n l y ) "Sd~s~sq~i- ........ ~-~dgl~M~et ...................t.... (S~ C~] . C2) p=B~k..~lpL ...........mtge~ ............. WsE~.[}m.~[~d ..........................................



FINANCIAL DISCLOSURE REPORT (~,~..,~ o.,P,~o,, ~,,,rt,,g ................................-~~ ~?~ 7o~- . .. ..

~ Thomas M. Hardiman A ugust l

VII. Page 20 INVESTMENTS and TRUSTS -- income, value, trausaetions a~t~d~t~o~, ofspouse atM dependent children. 5~e pp. 34-57 ~f lnstructions.)

A. B. C. D. ].~cr~ption of ~et~ I Income ~ Gross value(memomg ~s t ~se~) I during I at end of [

’l’rm~sact~ons during reposing period .

~ reponingperiod ] repoaingperiod!

Plaeet’;~"aJ ;re~C)lasset~t lu~ b~gd b u y , ( e g ’ s e i l , D m ( 2 : " Q ) v a m e ~ o a m ~ 4 ) l d e n t iW ( 5 ) o f = : [

exemp fi ~ prio d’,c o~re. ~Code’! : r e n t ~ r C o d e _ C o d e i merger, M o n t h - C o 0 e 2 ~ C o d e t buy~lseller

_ _ [(if private Umsaction)edemption), m~ {~. (A-H).............. " ...............................( A : ~ ) . . . . _ ~ i ~ .~_ ( J - P ~ ( Q - W ) . _ ~

/ONE (No repor(abl~ income, I~sets, or transactions) ] ~

.

~ 255 Dentsplv CS A Div. K T Sell (pt)9/18 ~ B

256 Downington Pa. School Dist. BD B Int. K T : ~

257 Eaton Co~ CS A Div. J T

~258 Emerson Elec. CS A Div. J ’ ] "

~259 Exxon MobilCS ~ A ~ Div. J T Sell(pt) 9/18 A

~260 Fox Chapel School Dist. BD B Int. K T

[261 General Dynamics CS A Div. J T Bu y 9/22 J~

]262 General Eleclric CS A Div. J T Buy 4!22 J ~

~6~ IBMCS A Div. J T Se! (pt) ~ 9/18 B ~

264 ’Jonson & Johnson CS A Div, J T ~

’265 JP Morgan Chase CS A Div. J "1" Bu y 5/08 J

~266 Kimberly-Clark CS A Div, Sell 3/31 A

267 ’ :ubrizol CS A Div. ~ J T ’ ’ :

~268 McGraw HilICS A i Div. Sell 1/27 A :: ........................................................................................ k ...................................... 5 ........ ; ............................

Bu y 4/16 ) :j269 Nokia CS None

Sell 10/20 ~ A

1 ~com~Gain.Codes: A=$1,000 or less B=$1,001-$2,500 C=$2,50t-$5,000 D=$5,001-$15,000 E=$15,001-$50,~0[ (S~Col. ~I, ~) F=$50,001- $I00,000 G=$100,001-$1,000,000 H1=$1,000,001-$5,000,000 H2=More tb~ 55,000,000

2 .v~ue Codes: ]=S t 5,000 or I~ ~TgF~]Obi-2~660 ~ -t2~$5~,-66T£$~62660 . . . . .gi06;001-$25~,600 ................................(~Col. CI,.D3) N=$2~0 001-$500 000 O=$50~ 001.$1000 000 P1=$1,000,001-$5,000,000 P2=$5,000,001-$25,000,000

P3=$25,~00,001-$~0,000.000 ’ ’ ’ P4=More than $50.000,0003 Value Me~od Cndes: ~Apprms~ ....... ~ost {real es]ate on--T} "-g~A s~&essme~t ............ ]’~hiM~ket .................... I



Thomas M. H~diman ~ Augus~ 11, 2010

VII. Page 21 INVESTM ENTS and TR UST S - - incom e, va lue , transact ions ~,,~,~,~o~ oyspouse and dependent children. S~e pp. 34-57 of Instructions.)

9 e ~ c r ~ p t io ~ o f A s s e ~ , ] ln~le / Gross ~,alueo n c ~ u u ~ n g t r u s t a ~ e t s ) d u r i n g / a t ¢ n d o f Tr~sactions during repoaing ~riod

repoaing ~riod / r e p o s i n g p e r i o d

~ ~l

a i ~ . ~ e ~ Value ~g~gd o u y s e l l ’ T y p e ( e . g . , " [ ~ " ( ’ : ~ I V a m e . . . . . . . . . . . . . . . . . . .~ ) G a i n ( " ) ~ ..............................................I d e n t i ~ o , . ( 5 )

e ~ m p t J r o m p P [ a c a ’ ~ 9 " ~ r . o r ~ l f f ~ s ~ t" c u ~ . Code] renter [ Code2 ] Code ~erger, IMonth-t CMe2 [Codel ~ buys/seller( A - H ) i n t . ) ~ (J-P) ] (Q-~ redemption) ]Day ] (3-~) (A-H)~ ( i f p r i ~ a t e t r a n s a c t i o n )

NONE (No reportable income.assets, or transactions)

~ 270 Northham pton Cry BD B h a t . K T ~

271 Pepsico CS A Div. J T "

I;27, PNC Financial CS A Div. J T ~

73 Praxair CS A Div. ] T Bu y 5/14 J

274 Republic Services CS A Div. J T

275 Schlumberger CS A Div. J T

276 Schwab MM A Int. K T ~

,277 Somerset Cry BD A Ira. Sell 10/1 A

~278 Sysco Co~. CS A Div. J T

~279 Unilever CS A Div. J T Sell (pt) 9/18 A

[280 United Parcel Svc. CS A Div. ~ J T

~281 Upper Moreland T~. BD A Int. K T Buy 4/08 K ’:

~282 W aI-Mart CS A Div. J T Bu y 9/22 J

~THEFT SAVINGS PLAN ’, ~

1 Income/Gain C~des: A=$1,000 or less B=$1,001-$2,500 C=$2.501-$5,000 ~$5,001-$15,000 E=$15,00!-$50,000(~eCoI. B1,D4) F~$50.001-$100,000 0=$100,001-$1,000,000 H1=$1,000,001-$5~000.000 H2~Moreth~$5,000,000

2 Vflue Codes: J = $ 1 5 ~ 0 0 0 o r l es s K=$15 001-$50 000 L=$~ 6~% qb0,000 ...........~106001~50 000 --(See Col. C1, D3) N=$230,001-$500 00 0 O=$50~,001-$I’,000 000P1=$1,000,001-$5 000 000 P2=$5,060,00t-$2~ 000 00 0

P3=$25,000.001-$~0,000,000 ’ P 4 = M o r e ~ $50’,000’,000 ’

~ Value Method Codes: Q=Appmisfl R=Cost (rc~ estate only) 5 = A s s e s s m e o t . . . . . . .. . . . . .. . . . . . .. . . . . .. . . . . . .. . . . . . .. T~M~ket ................... (S~ Col. C2) l.l=B~ ,k vahje ................V~)~h_~ _ _-- W=~imme



F IN A N C I A L D IS C L OS U R E R E PO R TThomas M. Hardiman August 11,20

VII. Page 22 INVESTMENTS and TRU STS -- income, value, transactions anti, de, those o fspoua’e and dependent children. See pp. 34-57 of Instructions.)

~s~ripfon of ~se~(including ~st ~se~) o e [ Gross value q~sactions during reposing periodduring . at end of

repo~ing period ~ repoaing period

~-(~’~(1)

~ ffnot exempt from disclosure

Type Type ~ ...............................(e.g, Value (e.g., ~ (2)-~ (3) ~ (4) [ (5 )

Place "~)"af ler each asset ~t. [ div., ] Value Method bu~ sell, Date: I V~ [ Gam ]denli~ ofexempt~om prior disc losure. Codel [ rent6r [ Code2 C~e merger, ’ , M o n t h - I C~e2 ]Codel ] buyer/seller

..... ........ redemption)’Day] (J-P)~(A-H)~ (ifprivatetrm,saclion)

[... 7-] NONE ~o repoaable income,assets, or transactions) ; ~

]283 GFundMF ~ A ~ Div. ? J ~ T ~ Buy r 2/01

84 FFundMF i A : Div. : J, T ~ Buy ~ 4/01 J

285~C Fund MF A Div, J ~ T ~ Bu y " 4/01

286 .......................

r ........+ ......... : ...... ’ ~

S Fund MF A t, : .....................~ . . . . . . . . . . . . . . . . . . . .

. , D i v . J T i Buy. ~4/01 J

’, a ~ :

. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ~ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ~ .................................. ~ . . . . . . . . . . L.__~ ....

Income/Gain Codes: A=$ 1,000 ortess 13=$1,001-$2 500 C=$2,50l-$5 000 13=$5 001:$15 000 E=$15,001-$50,000(See Col..B1, D 4 ) " F=$50,001- $!00,000 G=$100,001-~I ,000,000 HI=St,000 0{~1-$5,000,000 H2=~iore thma’$5,000,000Value Codes: J=$15,000 or less K=~70~ i g$50 600 t.=$50,001- $100 000 M=$100 001-$250 000 ........................(S~e Cbl. CI,.D3) N=$250 001-$500 000 O=$50~ 00141’000 000 P1--$1,000,0014~ 000 000 P2=$5,060,001-$2}~000,000

P̄3=$25,’(~00,001-~’.~0,000,000 ’ ’ ’ P4=More than $50’,000~000 "Value-Method Codes: Q=Apprais~t ..... R=~qst(Td~i e~;{:~-~i~b;}~.-s~e-7~]~ t~ ........... ~7_.~17~S,.~I~ ........................... ................( N e e C o l . C 2 " ) U=Book value .......

V = 0 ! . ~ } _ e r - ....................

. W 7 - . . E _ . ~ f i m a ~ t e ~ d ...............................................................................



FINANCIALDISCL OSUREREPORTThom as M. Hardim an A ugust 11, 2010

VIII. ADDITIONAL INFORM ATION OR EXPLANATIONS (Indicate part of Report . )

IX . C E R T I F I C A T I O N .

I certify that all information given above ( including information pertaining to my spouse and m inor or dependent children, if any) is

accurate, true, and comp lete to the best of my know ledge and beli.ef, and that any information not reported w as withheld because it met applicablestatutory provisions permitting non-disclosure.

I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are incomp liance with the provisions of 5 U.S.C. app., § 501 et. seq., 5 U.S.C. § 7353 and Judicial Conference regulations.

NOTE: ANY INDIVIDUAIo WHO KNOWINGLY AND WILFULLY FALSIFIES OR FALLS TO FII.,E THIS REPORT MAY BE

SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. App., § 104.)

FILINGINSTRUCTIONS:

Mail signed original and 3 additional copies to: Com~nittee on Financial DisclosureA dministrative Office of the

United States CourtsSuite 2-301

One Columbus Circle, N.E.Washington, D.C. 20544

Documents

Thomas M Hardiman Financial Disclosure Report for 2009