12
Thermal fatigue cracking of surface engineered hot work tool steels Anders Persson a, * , Sture Hogmark b , Jens Bergstro ¨m a a Department of Materials Engineering, Karlstad University, SE-651 88 Karlstad, Sweden b The A ˚ ngstro ¨m Laboratory, Uppsala University, SE-751 21 Uppsala, Sweden Received 22 October 2003; accepted in revised form 8 April 2004 Available online 2 June 2004 Abstract Thermal fatigue cracking is an important life-limiting failure mechanism in die casting tools. It is observed as a network of fine cracks on the surfaces exposed to thermal cycling. The crack network degrades the surface quality of the tool and, consequently, the surface of the casting. Surface engineered materials are today successfully applied to improve the erosion and corrosion resistance. However, their resistance against thermal fatigue is not fully explored. In this work, a selection of hot work tool steel grades was surface modified and experimentally evaluated in a dedicated thermal fatigue simulation test. The surface modifications included boriding, nitriding, Toyota diffusion (CrC), and physical vapour deposition (PVD) of coatings (CrC, CrN and TiAlN), both as single-layers and deposited after nitriding (duplex treatment). Untreated specimens of each tool steel grade were used as references. The test is based on cyclic induction heating and internal cooling of hollow cylindrical test rods. The surface strain is continuously recorded through a non-contact laser speckle technique. Generally, all surface treatments decreased the resistance against surface cracking as compared to the reference materials. The reason is that the engineering processes influence negatively on the mechanical properties of the tool materials. Of the processes evaluated, duplex treatment was the least destructive. It gave a lower crack density than the reference steel, but the diffusion layer is more susceptible to crack propagation. In addition, the single-layered CrN coating showed almost comparable thermal fatigue cracking resistance as the reference material. Finally, the resistance against thermal crack propagation of surface engineered tool steels is primarily determined by the mechanical properties of the substrate material. D 2004 Published by Elsevier B.V. Keywords: Thermal fatigue; Heat checking; Surface strain; Surface engineering; Hot work tool steel; Die casting 1. Introduction In die casting, molten metal of e.g. aluminium, zinc, magnesium, and copper based alloys is forced by the application of pressure to flow with high velocity during injection and completely and rapidly fill an internally cooled mould, typically within the order of milliseconds [1–3]. The high melt velocity during injection and the continuos internal cooling of the tool during the process allow pro- duction of thin-walled and complex near net-shaped cast products at high manufacturing rates, typically of the order of 100 castings per hour. When the casting has solidified, the die is opened and the casting ejected. Subsequently, the tool surfaces may be externally cooled and lubricated by spraying. Prior to casting aluminium and copper alloys, the die is normally preheated to a temperature within the range of 250–300 and 300–350 jC, respectively. For aluminium alloys, the entrance velocity of the melt is usually 20 – 60 m/ s and the melt temperature is approximately 700 jC, whereas those for copper alloys are about 1–10 m/s and 970 jC. Hot work tool steels, such as AISI H11, H13, H20, H21, or H22, are commonly used as die materials. Thermal fatigue cracking (often named heat checking) is one of the most important life-limiting tool failure mecha- nisms in aluminium and brass die casting [1–3]. Other considerable failure modes that limit the life and perfor- mance are for example gross fracture, erosion, corrosion and local adherence of the casting alloy (soldering). Thermal fatigue cracking results from the rapid alternations in die surface temperature, which may induce stresses high enough to impose an increment of plastic strain in the tool surface during each casting cycle. Surface cracks develop generally within a few thousand cycles, or even earlier, and are, 0257-8972/$ - see front matter D 2004 Published by Elsevier B.V. doi:10.1016/j.surfcoat.2004.04.053 * Corresponding author. Tel.: +46-54-700-1821; fax: +46-54-700- 1449. E-mail address: [email protected] (A. Persson). www.elsevier.com/locate/surfcoat Surface & Coatings Technology 191 (2005) 216– 227

Thermal Fatigue Cracking of Surface Engineered Hot Work Tool Steels

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    of 250300 and 300350 jC, respectively. For aluminium

    Surface & Coatings Technology 19injection and completely and rapidly fill an internally cooled

    mould, typically within the order of milliseconds [13]. The

    high melt velocity during injection and the continuos

    internal cooling of the tool during the process allow pro-

    duction of thin-walled and complex near net-shaped cast

    products at high manufacturing rates, typically of the order

    of 100 castings per hour. When the casting has solidified,

    whereas those for copper alloys are about 110 m/s and

    970 jC. Hot work tool steels, such as AISI H11, H13, H20,H21, or H22, are commonly used as die materials.

    Thermal fatigue cracking (often named heat checking) is

    one of the most important life-limiting tool failure mecha-

    nisms in aluminium and brass die casting [13]. Other

    considerable failure modes that limit the life and perfor-application of pressure to flow with high velocity duringmagnesium, and copper based alloys is forced by the alloys, the entrance velocity of the melt is usually 2060 m/

    s and the melt temperature is approximately 700 jC,In die casting, molten metal of e.g. aluminium, zinc,resistance against thermal fatigue is not fully explored.

    In this work, a selection of hot work tool steel grades was surface modified and experimentally evaluated in a dedicated thermal fatigue

    simulation test. The surface modifications included boriding, nitriding, Toyota diffusion (CrC), and physical vapour deposition (PVD) of

    coatings (CrC, CrN and TiAlN), both as single-layers and deposited after nitriding (duplex treatment). Untreated specimens of each tool steel

    grade were used as references. The test is based on cyclic induction heating and internal cooling of hollow cylindrical test rods. The surface

    strain is continuously recorded through a non-contact laser speckle technique.

    Generally, all surface treatments decreased the resistance against surface cracking as compared to the reference materials. The reason is

    that the engineering processes influence negatively on the mechanical properties of the tool materials. Of the processes evaluated, duplex

    treatment was the least destructive. It gave a lower crack density than the reference steel, but the diffusion layer is more susceptible to crack

    propagation. In addition, the single-layered CrN coating showed almost comparable thermal fatigue cracking resistance as the reference

    material. Finally, the resistance against thermal crack propagation of surface engineered tool steels is primarily determined by the mechanical

    properties of the substrate material.

    D 2004 Published by Elsevier B.V.

    Keywords: Thermal fatigue; Heat checking; Surface strain; Surface engineering; Hot work tool steel; Die casting

    1. Introduction spraying. Prior to casting aluminium and copper alloys, the

    die is normally preheated to a temperature within the rangecasting. Surface engineered materials are today successfully appAbstract

    Thermal fatigue cracking is an important life-limiting failure mechanism in die casting tools. It is observed as a network of fine cracks on

    the surfaces exposed to thermal cycling. The crack network degrades the surface quality of the tool and, consequently, the surface of the

    lied to improve the erosion and corrosion resistance. However, theirThermal fatigue cracking of surfa

    Anders Perssona,*, StureaDepartment of Materials Engineering, Ka

    bThe Angstrom Laboratory, Uppsala

    Received 22 October 2003; acc

    Available onthe die is opened and the casting ejected. Subsequently, the

    tool surfaces may be externally cooled and lubricated by

    0257-8972/$ - see front matter D 2004 Published by Elsevier B.V.

    doi:10.1016/j.surfcoat.2004.04.053

    * Corresponding author. Tel.: +46-54-700-1821; fax: +46-54-700-

    1449.

    E-mail address: [email protected] (A. Persson).engineered hot work tool steels

    markb, Jens Bergstroma

    University, SE-651 88 Karlstad, Sweden

    ersity, SE-751 21 Uppsala, Sweden

    in revised form 8 April 2004

    June 2004

    www.elsevier.com/locate/surfcoat

    1 (2005) 216227mance are for example gross fracture, erosion, corrosion and

    local adherence of the casting alloy (soldering). Thermal

    fatigue cracking results from the rapid alternations in die

    surface temperature, which may induce stresses high enough

    to impose an increment of plastic strain in the tool surface

    during each casting cycle. Surface cracks develop generally

    within a few thousand cycles, or even earlier, and are,

  • ed materials [1420], and the mechanisms behind thermal

    fatigue cracking of surface engineered materials are not yet

    beneath the coated surface at which the hardness was 50 HV

    25 gf higher than the substrate hardness. For the specimens

    treated by boriding, the depth is given excluding the

    outmost compound layer. The PVD coating thicknesses

    were determined by light optical microscopy (LOM) on

    polished cross-sections.

    Relative hardness of the surface treatments and coatings

    was assessed by micro-Vickers indentations on polished

    cross-sections and directly on the top of the surface of the

    A. Persson et al. / Surface & Coatings Technology 191 (2005) 216227 217fully explored.

    In this study, various combinations of surface engineered

    hot work tool steel systems were evaluated in thermal

    fatigue, including diffusive thermochemical surface treat-

    ments (boriding, nitriding, and Toyota diffusion (CrC)), and

    physically vapour deposited (PVD) coatings (CrC, CrN and

    TiAlN), used as single-layers or on top of a nitrided layer

    (duplex treatment). Untreated specimens of each tool steel

    grade were used as references. The test is based on cyclic

    induction heating and internal cooling of hollow cylindrical

    test rods [21]. Additionally, the surface strain is continu-

    ously recorded during thermal cycling through a non-con-

    tact laser speckle technique.

    2. Experimental

    2.1. Materials and characterisation

    Three Uddeholm hot work tool steels, Orvar Supreme

    (premium AISI H13 grade), QRO 90 Supreme and Hotvar,

    were used as test material. Their nominal chemical compo-

    sitions, and hardening (austenitizing, followed by air

    quenching) and tempering treatment are given in Table 1.

    The austenitizing treatment gives a nominal austenite grain

    size of about ASTM 10 for Orvar, and about ASTM 9 for

    QRO 90 and Hotvar. All heat treatments resulted in different

    microstructures of tempered martensite. The heat treatments

    were followed by grinding to a surface roughness (Ra) of

    0.38F 0.05 Am, as obtained by optical surface profilometry.The Orvar specimens were further ground and polished with

    1-Am diamond paste in a last step to a surface roughness(Ra) of 20F 14 nm. Test specimens of each tool steel gradeof these conditions were used as references, denoted Orvar,consequently, formed in the low-cycle fatigue range

    ( < 103104 cycles) [4,5]. Oxidation and creep may signif-

    icantly contribute to cracking [48]. Thermal fatigue dam-

    age is often observed as a network of fine cracks on the tool

    surface, and the cracks penetrate usually only a limited

    surface layer. The crack network degrades the surface

    quality of the tool, and since it is replicated on the surface

    of the cast products, thermal fatigue cracking may ulti-

    mately cause higher production costs through rejection of

    castings.

    Surface engineerings of borides, carbides, and nitrides

    are ceramic compounds with high hardness, wear resis-

    tance, and chemical inertness. Surface engineering has

    proven successful to improve the erosion and corrosion

    resistance as well as to reduce soldering of tool materials

    in die casting applications and laboratory tests [915].

    However, it has been shown that surface engineered

    materials may show comparable, increased or decreased

    resistance against thermal cracking as compared to untreat-QRO 90, and Hotvar, respectively.Prior to surface engineering, the specimens were ground

    and polished as the Orvar specimens above (Ra 20F 14 nm).The QRO 90 specimens were surface treated by

    boriding (denoted Q-B), Toyota diffusion to generate

    CrC (denoted Q-TDP CrC), or plasma nitriding to pro-

    duce a diffusion zone without any iron nitride compound

    layer. The first letter in the denotations of the surface

    engineered materials denotes always the substrate material

    and the others the engineering process. The boriding

    process was followed by hardening and tempering (at

    1030 jC and 2 2 h at 625 jC, respectively), while theTDP treatment was followed by tempering 2 h at 625 jCand 2 h at 600 jC. All plasma nitrided QRO 90 speci-mens were duplex-treated with a PVD CrN coating

    (denoted Q-DCrN) on top of the nitrided layer. Single-

    layered PVD CrN coatings (denoted Q-CrN) were also

    applied on the QRO 90 specimens. The PVD CrN coat-

    ings were produced in a multi-arc process.

    The Orvar and Hotvar specimens were treated by gas

    nitriding (denoted O-GN, H-GN) or plasma nitriding. All

    plasma nitrided specimens of these two tool steel grades

    were duplex-treated with a PVD CrC (denoted O-DCrC, H-

    DCrC) or a multi-layered PVD TiAlN coating (denoted O-

    DTiAlN, H-DTiAlN) on top of the nitrided layer. The PVD

    CrC coatings were produced by an ion plating process, and

    the multi-layered PVD TiAlN coatings were produced by an

    arc-evaporation process. The 13 treatments resulted in

    different surface characteristics, see Table 2, where also

    the deposition time and temperature during the boriding,

    TDP, and nitriding and/or PVD coating treatments are

    included.

    Substrate hardness was assessed by Vickers indentations

    on polished cross-sections, using a load of 30 kg. For the

    specimens treated by boriding, TDP CrC and nitriding, the

    depth of the diffusion zone profiles was assessed by micro-

    Vickers indentations on polished cross-sections, using a load

    of 25 g. The diffusion depth was defined as the depth

    Table 1

    Nominal chemical compositions in wt.% and austenitizing (A) and

    tempering (T) treatments of the tool steels

    Steel grade C Si Mn Cr Mo V A

    [jC/min]T

    [jC/h]

    QRO 90 Supreme 0.38 0.30 0.75 2.6 2.25 0.9 1020/30 625/2 2Orvar Supreme 0.39 1.0 0.4 5.2 1.4 0.9 1025/30 600/2 2Hotvar 0.55 1.0 0.75 2.6 2.25 0.85 1050/30 575/2 2coatings, respectively, using a load of 25 g. For the speci-

  • ure during the boriding, TDP, and nitriding and/or PVD coating treatments

    n

    m]

    Coating

    hardness

    [HV 25 gf]

    Coating

    thickness

    [Am]

    Time and temperature

    during surface treatment

    [h/jC], [h/jC]a

    1740F 100 f 25/f 8501970F 70 6/10302000F 100 6.1F 0.1 /300400

    5

    0

    0

    0

    0

    ble va

    A. Persson et al. / Surface & Coatings Technology 191 (2005) 216227218mens treated by boriding, the surface hardness was mea-

    sured below the compound layer.

    2.2. Thermal fatigue testing

    The test equipment is based on cyclic induction heat-

    ing and internal cooling of hollow cylindrical test rods

    with a diameter of 10 mm, a length of 80 mm, and

    having a 3-mm axial hole for internal cooling. Surface

    strain measurements through a non-contact laser speckle

    technique make it possible to calculate the strains induced

    in the specimen surface during thermal cycling. An

    induction unit (25 kW, 3 MHz) heats the surface layer

    of approximately 20 mm of the middle of the test rod.

    Continuous cooling is performed by circulating silicon oil

    (flow rate c 2.5 l/min) of 60 jC through the specimen,and also externally with either argon (forced convection),

    Table 2

    Characteristics of the test materials, including deposition time and temperat

    Denotation Substrate

    hardness

    [HV 30 kgf]

    Nitriding

    hardness

    [HV 25 gf]

    Diffusio

    depth [A

    QRO 90 507F 5 Q-B 520F 5 30F 2Q-TDP CrC 522F 5 30F 2Q-CrN 495F 5 Q-DCrN 507F 5 915F 15 160F 3Orvar 486F 5 O-GN 482F 5 1030F 30 250F 1O-DCrC 485F 5 955F 30 120F 1O-DTiAlN 476F 5 975F 30 115F 1Hotvar 640F 10 H-GN 604F 5 955F 20 295F 5H-DCrC 606F 5 845F 25 175F 1H-DTiAlN 596F 5 910F 25 170F 1

    a Single time/temperature values refer to the single treatments, and dou

    coating).which also decreases oxidation during the thermal cy-

    cling, or air (natural convection).

    Argon was used as cooling medium because the tools

    are exposed to an environment with reduced oxygen

    content during actual die casting. The oxygen in the die

    cavity is partly consumed through oxidation of tool mate-

    rial and casting alloy. For the tests in argon, the specimen

    was contained in a glass tube and argon was flowing

    between the specimen and the glass tube wall. Unfortu-

    nately, this glass tube makes it impossible to obtain surface

    strain recordings by the laser speckle technique. However,

    the surface strains could be recorded during the first 100

    cycles in a separate test series performed in air. More

    information about this test method is presented elsewhere

    [21].

    Two temperature cycles were used to simulate aluminium

    and brass die casting temperature conditions, see Table 3, in

    the following, designated according to their maximum

    temperatures, 700 and 850 jC, respectively. The lattertemperature corresponds to the maximum tool surfacetemperature during actual brass die casting [22]. The ther-

    mal cycles included a steep ramp to the maximum temper-

    ature and subsequent cooling to the minimum temperature,

    with or without a short holding time ( < 0.1 s) at the

    maximum temperature.

    Thermal cycling by induction heating above the Curie

    transition temperature of Fe (768 jC) does not ideallygenerate the temperature profile representative for die

    casting of, e.g. brass [22]. Thus, the 850 jC heat cycleis not as representative for die casting as that to 700 jC,and only the reference specimens of QRO 90 and those

    treated by boriding and TDP were tested to 850 jC. In thefollowing, only the surface strains for the 700 jC tests areconsidered.

    Prior to testing, the specimens were pre-oxidised in

    order to get a thin oxide layer, which facilitates the

    pyrometer temperature control during heating. The refer-

    2060F 100 4.5F 0.2 15/480, /300400

    48/510

    1710F 55 5.5F 0.4 /f 480, /4505002285F 170 5.5F 0.7 /f 480, /450500

    48/510

    1690F 45 3.8F 0.1 /f 480, /4505002275F 200 2.9F 0.1 /f 480, /450500

    lues refers to those for the duplex treatments (nitriding followed by PVDence specimens were pre-oxidised by electrochemical

    oxidation in a NaOH-solution at 70 jC for about 5min, followed by 1-h heat treatment at 200 jC in air[21]. All surface engineered specimens were pre-oxidised

    0.5 h at 600 jC. This temperature, which is comparableto the tool steel tempering temperature, and the relatively

    short time were selected not to affect the mechanical

    properties of the tool material. A previous study showed

    that 20000 thermal cycles to 600 jC did not affect themechanical properties of these tool steels [21]. A K-type

    Chromel-Alumel thermocouple with thin wires (/ 0.13

    Table 3

    Thermal cycles used in the thermal fatigue tests

    Maximum

    temperature

    [jC]

    Minimum

    temperature

    [jC]

    Heating

    time [s]

    Total cycle

    time [s]

    External

    cooling

    700 170 0.30.4 14.314.4 Argon or air

    850 170 2.22.5 26.226.5 Argon or air

  • 2.3. Evaluation

    During the heat cycling, the surface strain is continuously

    obtained by the laser speckle technique from the change in the

    specimendimensions, and it is represented as surface strain vs.

    temperature. Any thermal fatigue damage of the specimen

    surface was revealed using scanning electron microscopy

    (SEM). It was further characterised with respect to crack

    growth (crack length vs. number of cycles) and crack density

    (number of cracks per unit of length) by crack lengthmeasure-

    ments on polished axial cross-sections by LOM. All evalua-

    tions of cracks are based on cracks larger than about 5 Am,detected along two lines, each of 8-mm length.

    Hardness vs. depth profiles and relative coating hardness

    after exposure to the heat cycling were assessed by micro-

    Vickers indentations on polished cross-sections and directly

    on the top of the surface of the coatings, respectively, using

    a load of 25 g.

    3. Results

    3.1. Recorded surface strain during thermal cycling

    A. Persson et al. / Surface & Coatings Technology 191 (2005) 216227 219mm) was spot welded to the specimen to measure the

    surface temperature during testing. The thin wires enable

    rapid response of any change in temperature. Finally, to

    obtain a good speckle pattern for the surface strain

    measurements, an area of approximately 10 10 mmlocated in the middle of the test rods was roughened by

    a 1000 mesh abrasive paper. However, for the multi-

    layered PVD coatings of TiAlN, it was not possible to

    obtain a good speckle pattern and, therefore, no surface

    strain recordings for this material are presented.

    After about four initial thermal cycles, the starting

    Fig. 2. Typical surface cracking after 10000 cycles to 700 jC in argon (Q-B, SEM).

    Fig. 1. Example of surface strain recordings (tangential strain) during

    thermal cycling to 700 jC in air at equilibrium temperature conditions. (a)Reference material (QRO 90). (b) Surface engineered QRO 90 systems.Fig. 3. Polished cross-section revealing typical thermal cracks (Q-B, LOM).

    (a) 5000 cycles to 700 jC in argon; (b) 500 cycles to 850 jC in argon.specimen temperature of 60 jC ( = temperature of coolingoil) is raised to 170 jC and cyclic equilibrium tempera-ture conditions are established, cp. Table 3. Thereafter, the

    surface strain recordings are obtained during almost

    identical thermal cycling. When equilibrium temperature

  • conditions are established, the surface strain typically

    increases with the surface temperature, followed by an

    almost constant or slightly increasing strain level during

    the first part of the cooling, wherafter it decreases with

    temperature, see Fig. 1. After completed cooling, each

    surface strain recording forms a closed loop with no

    remarkable residual strain at the minimum temperature.

    For some materials, the scatter in residual strain at the

    minimum temperature was considerable. Note that the

    tangential strain eB and axial strain ez is almost identical(see Fig. 1a). Note also that the surface strain recordings

    for the surface engineered materials are comparable to

    those of the reference material (see Fig. 1b). No remark-

    able differences among the tested materials were observed

    during the initial 100 heat cycles recorded.

    3.2. Surface cracking

    Thermal fatigue cracking of a surface engineered tool

    steel after thermal cycling to 700 jC is exemplified in Fig.2. Polished cross-sections revealed that the crack path was

    strongly dependent on the maximum temperature during

    each cycle. Essentially two different types of crack paths

    were distinguished. Relatively straight cracks dominated

    c) afte

    A. Persson et al. / Surface & Coatings Technology 191 (2005) 216227220Fig. 4. Maximum crack length (a), mean crack length (b), and crack density (value of two to four specimens of each material, and the error bars indicate the mr cycling to 700 and 850 jC, respectively, in argon. Each pile is the average

    aximum and minimum recording.

  • after heat cycling to 700 jC, cp. Fig. 3a. Both straight andbranched cracks (Fig. 3b) were observed after thermal

    cycling to 850 jC.

    3.2.1. Crack length and crack density of surface engineered

    QRO 90

    The crack length was strongly dependent on the number

    of cycles and the maximum temperature during each cycle,

    see Fig. 4. In addition, the crack density of each material

    was almost constant or slightly increasing within the num-

    ber of cycles tested, for the two maximum cycle temper-

    atures. It is also seen that the crack length and density of

    cracks differ significantly among the surface engineered

    QRO 90 substrates.

    Generally, the boriding and TPD surface treatments show

    a tendency to increase the crack length and reduce the

    density of cracks as compared to the reference QRO 90

    steel, especially after thermal cycling to 850 jC, see Fig. 4.In a relatively early stage of heat cycling to 700 jC, thesingle-layered and the duplex-treated CrN coating shows a

    tendency to increase the crack length as compared to the

    reference material. Later on, the crack characteristics of the

    single-layered CrN coating proved almost comparable to the

    reference material, whereas the crack length in the duplex-

    treated coating still is longer. In general, it is obvious that

    duplex treatment reduces the crack density, as compared to

    both the single-layered CrN coating and the reference QRO

    90 steel.

    (c) aft

    C whi

    A. Persson et al. / Surface & Coatings Technology 191 (2005) 216227 221Fig. 5. Maximum crack length (a), mean crack length (b), and crack density

    specimens of each material, except that for O-TiAlN 10000 cycles at 700 j

    minimum recording.er cycling to 700 jC in argon. Each pile is the average value of two to fourch is based on one specimen, and the error bars indicate the maximum and

  • 3.2.2. Crack length and crack density of surface engineered

    Orvar and Hotvar

    The crack length was strongly dependent on the number

    of cycles up to 700 jC, and the crack length and density ofcracks varied significantly between the surface engineered

    Orvar and Hotvar substrates, see Fig. 5. Again, the crack

    density of each material was almost constant or slightly

    increasing with the number of cycles.

    In general, the gas nitriding treatment increases the

    maximum crack length and the crack density as compared

    to the reference steels, see Fig. 5. It also decreases the mean

    crack length of Orvar and increases that of the Hotvar steel.

    In a relatively early stage, all duplex-treated PVD coatings,

    except the duplex-treated CrC coating on top of Hotvar,

    show comparable crack length or a slight tendency to

    increase the crack length as compared to the reference Orvar

    and Hotvar steels. Thereafter, there is a tendency that all

    duplex treatments increase the crack length as compared to

    the reference materials. Generally, all duplex-treated PVD

    coatings on top of the Orvar and Hotvar substrates proved to

    reduce the crack density as compared to the references.

    3.3. Hardness after thermal fatigue

    Typically, for the 700 jC experiments the hardness of thesuperficial 0.31-mm surface layer decreased during the

    thermal cycling for all test materials, see Fig. 6ac. Beneath

    this depth, the material appears unaffected by the cyclic heat

    exposures. Evidently, the hardness of the borided, TDP,

    plasma nitrided, and gas nitrided layers is considerably

    reduced after the heat cycling. (The profiles do not reveal

    the hardness values of the PVD coatings.) The hardness

    profile for the single-layered CrN coating (not shown in Fig.

    6a) almost coincides with that of the reference steel. Below

    the surface engineered layer, the hardness values are almost

    identical to those of the references, except for the Hotvar

    systems, which show somewhat lower hardness values than

    the reference steel, see Fig. 6ac. The hardness values of

    the PVD coatings were also significantly decreased after the

    thermal cycling. After 10000 cycles to 700 jC, the hardnessof the PVD coatings of CrN, CrC, and TiAlN was about

    1300F 100, 1050F 100, and 1700F 200, respectively. Thehardness levels and the thickness of the softened surface

    layer were strongly dependent on the maximum temperature

    during each cycle, see Fig. 6, and also on the substrate

    material as observed after the 700 jC tests, see Fig. 6ac.The 850 jC experiments resulted in a dramatic hardness

    reduction throughout the whole specimen for all test materi-

    als, see Fig. 6d. Again, it is seen that the hardness reduction

    of the borided and TDP layers is considerably, and that the

    hardness values below the surface engineered layer almost

    are identical those of the reference steel.

    ms, (

    ls are included.

    A. Persson et al. / Surface & Coatings Technology 191 (2005) 216227222Fig. 6. Surface hardness vs. depth for the tested materials. (a) QRO 90 syste

    argon. (d) QRO 90 systems after 1000 cycles to 850 jC. The reference stee

    b) Orvar systems, and (c) Hotvar systems after 10 000 cycles to 700 jC in

  • 4. Discussion

    4.1. Surface layer conditions during thermal cycling

    Induction heating of steel using a frequency of 3 MHz

    give rise to very fast heating of only a thin surface layer, of

    the order of 10 Am (skin-effect). When applying thismethod to the test rods, the thermal expansion of the surface

    layer material is retained by the cooler bulk material, cp.

    Fig. 1. During the initial cooling phase, the surface contracts

    but the material below still expands due to heat conduction

    and, thereby, the decrease in surface strain with temperature

    is delayed, see Fig. 1.

    4.1.1. Stresses in the surface layer

    A. Persson et al. / Surface & Coatings Technology 191 (2005) 216227 223The fact that the thermal strain of the surface layer is

    constrained during the thermal cycling exposes the surface

    layer material to cyclic stresses. The hypothetical strains

    corresponding to these stresses are defined as mechanical

    strains emech. Crack nucleation and growth is determined byfluctuations in emech. Similarly, thermal strains eth defined asstrains without any constraint are defined from the thermal

    expansion coefficient of the material a(T) and the minimumsurface temperatures Tmin as:

    ethT aTT Tmin 1Thus, emech at any part of the thermal cycle is possible to

    deduce from the corresponding values of the surface tem-

    perature cycle, thermal expansion coefficient of the material,

    and the measured surface strain etot according to:

    emechT etotT ethT 2Note that the surface layer conditions above are estimat-

    ed without any knowledge of the temperature profile below

    the surface.

    From the surface strain recordings such as those of Fig.

    1, and using Eqs. (1) and (2), the three types of surface

    strains (i.e. etot, eth, and emech) during heat cycling can bededuced, see Fig. 7. Similarly, these calculations give the

    Fig. 7. Example of surface strain response during thermal cycling to 700 jC

    in air at equilibrium temperature conditions (reference material QRO 90).minimum mechanical surface strain of each cycle, which for

    the reference materials (also the substrate material) was

    found to be emech (T= 700 jC)c 0.57F 0.06% for allequilibrium temperature cycles up to 700 jC. It coincideswith the maximum surface temperature, cp. Fig. 7.

    The fact that the engineered surface layers do not

    significantly alter the appearance of the recorded surface

    strain as compared to those of the references (cp. Fig. 1)

    indicates that the surface strain during heat cycling primarily

    is controlled by the deformation of the substrate material

    (i.e. tool steel). Thus, the engineered layers are obviously

    too thin to have any notable effect on the temperature

    distribution below the surface.

    The thermally induced mechanical strains (such as those

    of Fig. 7) will introduce compressive and tensile stresses in

    the surface layer. Although the magnitude of the tensile

    stresses imposed during cooling does not exceed the initial

    (true) yield stress of these tool materials during thermal

    cycling, numerous thermal cracks nucleate and propagate

    within the low-cycle fatigue range, cp. Figs. 4 and 5 and

    Ref. [21]. The explanation is that presence of local stress

    concentrators may cause the tensile stresses to exceed the

    tool steel yield stress during these conditions. In addition,

    the gradual softening of the tool surface material with the

    number of heat exposures considerably degrades the initial

    tool steel yield stress values, cp. Fig. 6. Consequently, the

    surface material locally will be exposed to cyclic stresses

    that cause accumulation of plastic strains after a certain

    number of thermal cycles up to 600850 jC.

    4.2. Thermal fatigue cracking

    This study clearly demonstrates that surface engineering

    of hot work tool steels generally has a tendency to reduce

    the resistance against thermal fatigue cracking. This is

    obvious from the characterisation of the maximum crack

    length (cp. Figs. 4a and 5a) and the mean crack length (cp.

    Figs. 4b and 5b) after thermal cycling. The only positive

    effect observed in this study is that duplex treatment reduces

    the crack density, cp. Figs. 4c and 5c.

    During the initial 5000 and 500 cycles to 700 and 850

    jC, respectively, almost all thermal fatigue cracks initiateand propagate into the materials, cp. Figs. 4 and 5.

    Thereafter, some cracks grow deeper into the material

    and, thereby, both the maximum and mean crack lengths

    increase with the number of cycles, whereas the crack

    density saturates at a relatively low number of cycles [4].

    The crack lengths and crack density differ significantly

    within the whole range of materials tested. Since areas

    along each thermal crack are locally stress relieved, the

    crack growth of adjacent cracks is retarded as the larger

    ones propagate into the material [23]. Consequently, the

    stress at potential crack nucleation sites (e.g. local stress

    concentrators due to topographical features and material

    inhomogeneities [4,18,19,24]) close to each crack is alsoreduced.

  • 4.2.1. Reference steels

    The thermal crack advancement in the reference steels

    during heat cycling to 700 jC has a tendency to be sup-pressed by a higher initial tool steel hardness [21], cp. Figs.

    4 and 5. A higher hardness reduces the accumulation of

    plastic strains in the surface layer. Note that any initial

    ranking in hardness among the reference steels is main-

    tained, cp. Fig. 8. The favourable effect from the higher

    hardness is further elucidated by the observation that the

    harder Hotvar reference has a lower crack density than the

    softer QRO 90 steel, see Figs. 4c and 5c. However, the

    Orvar and Hotvar references have approximately the same

    crack density levels, see Fig. 5c, in spite of the considerable

    differences in hardness, see Fig. 8. This is most likely due to

    the fact that the surface roughness prior to testing of Orvar

    was much smoother than that of Hotvar, and also that the

    appear virtually unaffected by the PVD process itself, cp.

    Table 2.

    4.2.3. General cracking characteristics of diffusion layers

    One striking observation for all diffusion layers, i.e.

    the borided, TDP, plasma nitrided, and gas nitrided

    diffusion layers, is the following. After thermal crack

    nucleation during heat cycling to 700 and 850 jC, somecracks propagate relatively rapidly through the depth of

    the diffusion layers, wherafter they meet the substrate

    material and advance further, cp. Figs. 4 and 5. Note that,

    of these layers, only the borided and TDP layers were

    tested to 850 jC. Most diffusion layers have a tendencyto increase the maximum crack length as well as the

    mean crack length, as compared to the references, cp.

    Figs. 4 and 5.

    The hard and brittle nature of these diffusion layers (cp.

    Table 2) makes the surface layer material susceptible to

    thermal crack propagation by promoting rapid thermal crack

    advancement through their thickness. The propagation is

    retarded when the cracks encounter a material with suffi-

    ciently high toughness [1820], cp. Figs. 4 and 5. This is

    supported by the observation that there is a correlation

    between the maximum crack length and the thickness of

    the diffusion layer [19], see Fig. 9. The plasma nitrided and

    gas nitrided materials, which are those materials with the

    cycling constructed using Table 2 and Figs. 4a and 5a. (a) 5000 and 500

    cycles to 700 and 850 jC, respectively. (b) 10000 and 1000 cycles to 700and 850 jC, respectively. The solid lines are included to visualise anycorrelation.

    A. Persson et al. / Surface & Coatings Technology 191 (2005) 216227224deeper cracks in Orvar facilitate stress relief of the surface

    layer.

    Thermal cycling to 850 jC accelerates the thermalcrack nucleation and advances and promotes crack nucle-

    ation at numerous sites as compared to heat cycling to

    700 jC, cp. Fig. 4. The higher maximum cycle temper-ature facilitates rapid softening of the surface layer, and

    increases the plastic strain accumulation during each

    cycle, cp. Fig. 6a and c. Note that only the QRO 90

    steel was tested to 850 jC.

    4.2.2. PVD coating

    The thin hard single-layered CrN coating on top of the

    tool steel does not has any substantial effect on the

    thermal crack nucleation and propagation, as shown by

    the almost comparable cracking characteristics as the

    reference steel, see Fig. 4. This indicates that the PVD

    coating/substrate interface and the differences in proper-

    ties among the materials do not have any practical effect

    on thermal crack nucleation and propagation into the

    underlying material [1820], and that the stress distribu-

    tion in the substrate material not is significantly disturbed.

    In addition, the mechanical properties of the tool steel

    Fig. 8. Hardness vs. depth for the reference tool steels after 10000 cycles to

    700 jC; constructed from Figs. 6ac.Fig. 9. Maximum crack length vs. thickness of diffusion layer after thermal

  • A. Persson et al. / Surface & Coatings Technology 191 (2005) 216227 225thickest diffusion layers, show the longest maximum crack

    lengths.

    4.2.4. Gas nitriding

    The gas nitriding treatment gave some of the most

    destructive surface layers of the processes evaluated by

    thermal cycling to 700 jC, since it increased both themaximum crack length and the crack density as compared

    to the two reference steels, see Fig. 5. Numerous of surface

    cracks are formed during the initial 5000 heat cycles to 700

    jC, although the presence of cracks should relieve the localstresses, cp. Fig. 5. This indicates that gas nitrided layers

    make the surface material susceptible to both thermal crack

    nucleation and propagation. Note that gas nitrided layers

    were applied on Hotvar and Orvar substrates only.

    When the cracks have grown through the gas nitriding

    diffusion layer, their advancement is more effectively re-

    tarded by the initially harder Hotvar substrate than that of

    the softer Orvar steel (cp. Figs. 5a and 9), even though the

    diffusion layer is somewhat thicker, cp. Table 2. This

    reflects again the crucial favourable crack arresting effect

    of high tool steel hardness.

    4.2.5. Boriding and TDP

    The high deposition temperature of the boriding and TDP

    processes seems to deteriorate the mechanical properties of

    the QRO 90 substrate more than the plasma nitriding and the

    PVD processes do, even if this is not reflected by the

    substrate hardness numbers, cp. Table 2. This is supported

    by the observation that the maximum crack length in the

    borided and the TDP treated QRO 90 tool steel are well

    beyond the diffusion depths already after relatively few heat

    cycles to 700 jC, cp. Figs. 4a and 9. The crack advancementthrough the substrate material appears facilitated, and after

    10000 heat cycles to 700 jC, the maximum crack length inthose materials is nearly as long as that in the duplex-treated

    steel, in spite of the fact that their diffusion depths are much

    thinner, cp. Fig. 9.

    In the boriding process, the steel substrate is kept in

    contact with a reactive boron containing compound at high

    temperature [25,26]. Initially, an iron boride layer is formed

    at the surface and grow subsequently in thickness due to

    diffusion of boron into the substrate. The diffusion of boron

    into the steel substrate drags along elements that are not

    soluble in the boride layer (e.g. carbon and silicon) into the

    substrate, and causes an enrichment of these elements in a

    zone below the boride layer. In the TDP process, the

    substrate material is kept in contact with the carbide forming

    element chromium at high temperature [25,27]. Initially,

    carbon in the steel substrate combines with this element and

    forms a carbide layer on the surface. Thereafter, the carbide

    layer grows thicker due to further reactions at the carbide

    layer interface as a result of diffusion of carbon from the

    substrate to the surface. During the process, the carbide

    forming element chromium diffuses into the substrate andforms a solid solution layer beneath the carbide layer.Consequently, the boriding and TDP processes alter the

    chemical composition of the substrate material below the

    engineered surface layers and, therefore, also the mechan-

    ical properties of the substrate surface material. In addition,

    the bulk of the substrate material will also be affected by the

    high treatment temperatures and subsequent hardening/tem-

    pering conditions.

    Even though the boriding and TDP processes are detri-

    mental to the crack arresting properties of the substrate

    material, they reduce the density of thermal cracks as

    compared to the reference steel during thermal cycling to

    700 jC, cp. Fig. 4. This effect may be a associated with thelocal stress relief of the surface layer provided by the

    relatively rapid development of thermal cracks, and also

    with the higher hot hardness (or hot yield strength) of the

    layers, which reduces the plastic strain during thermal

    cycling.

    The more rapid development of long cracks during

    thermal cycling to 850 jC than to 700 jC relieves the localstresses in surface layer and obstructs relatively early further

    crack nucleation, cp. Figs. 4a,b, and 9. This is supported by

    the observation that there is a relatively small difference in

    crack density after the tests to 700 and 850 jC, respectively,cp. Fig. 4c. In addition, the crack branching associated with

    the considerably more rapid crack growth during heat

    cycling to 850 jC than to 700 jC (cp. Fig. 3) is probablypromoted by intergranular precipitations (e.g. carbides

    [6,28], nitrides [4], and borides) generated in the surface

    layer material during the diffusion process, heat treatment,

    and temperature cycling.

    4.2.6. Duplex treatment

    It was clearly demonstrated that duplex treatment gener-

    ally reduces the density of thermal cracks as compared to

    both the reference steels and the single-layered CrN coating,

    see Figs. 4 and 5. However, the plasma nitrided diffusion

    layers are detrimental to the thermal crack propagation

    resistance. Most of the duplex treatments have a tendency

    to increase the crack length as compared to the references.

    The PVD coating on top of the plasma nitrided layer has no

    additional effect on the thermal crack nucleation and prop-

    agation into the underlying material as mentioned above.

    This indicates that the plasma nitriding process prior to

    coating obviously has a dominant positive effect to inhibit

    crack initiation, even though it increases the sensitivity to

    crack advancement through the surface layer material.

    Simplified, the higher hot hardness (or hot yield strength)

    of the surface layer material, as compared to that of the

    substrate material (cp. Table 2), reduces the plastic surface

    strain during thermal cycling and, consequently, the driving

    force for crack initiation [16,20].

    Again, the crack advancement below the diffusion depth

    has a tendency to be more effectively hindered by the

    initially harder Hotvar substrate than that of the softer Orvar

    steel, cp. Figs. 5a and 9. However, the QRO 90 substrate hasa tendency to facilitate crack arrest even better than the

  • Hotvar substrate, in spite of its lower initial hardness, cp.

    (Figs. 4a, 5a, and 9). The reason is that the hardness at the

    crack tip after 10000 cycles at 700 jC is higher for the QRO90 than for the Hotvar substrate, cp. Figs. 6a,c, and 10.

    4.3. Softening

    Thermal cycling to 700 and 850 jC, respectively, causevery pronounced softening of the surface layer of all surface

    engineered materials and reference steels, see Fig. 6. After

    10000 heat cycles to 700 jC, the initial hardness of thesurface engineered layers is reduced approximately within

    the range of 2045%, cp. Fig. 6ac. For the borided and

    TDP layers, 1000 cycles to 850 jC correspond almost to the

    Naturally, the softening of the material below the surface

    engineered layer during the thermal cycling is determined

    A. Persson et al. / Surface & Coatings Technology 191 (2005) 216227226same hardness reduction as 10000 cycles to 700 jC, cp. Fig.6a and d. The multi-layered TiAlN coating showed the least

    softening of the three various PVD coating materials tested,

    and the TDP CrC layer showed less hardness reduction than

    the boriding layer, cp. Fig. 6. This indicates a higher thermal

    stability of these two ceramic compounds. Even though the

    hardness reduction of the borided and TDP layers and PVD

    coatings was considerable, the initial ranking among the

    various layers is unaffected by the thermal cycling. For the

    plasma and gas nitrided layers, the thermal stability during

    the thermal cycling appears to be influenced by the substrate

    material tempering resistance, decreasing according to the

    following order: QRO 90, Hotvar, and Orvar, cp. Fig. 6ac.

    Note that gas nitrided layers were applied on Hotvar and

    Orvar substrates only.

    It has been shown that the isothermal annealing above

    the deposition temperature of thin hard arc-evaporated PVD

    coatings of CrN [29] and TiCxN1 x [30] results in signif-icant relaxation of the intrinsic compressive residual stresses

    typically present in as-deposited PVD films. Thus, it is

    expected that any advantage from the residual compressive

    stresses in the as-deposited single-layered or duplex-treated

    PVD coatings is removed, since the temperature during each

    thermal cycle reach well above the deposition temperature

    levels during PVD coating, cp. Table 2. The observation that

    the coating hardness values are considerably reduced after

    10000 cycles to 700 jC and the fact that intrinsic compres-

    Fig. 10. Example of hardness vs. depth for duplex-treated materials after10000 cycles to 700 jC; constructed from Figs. 6ac.by the properties of the substrate material, cp. Fig. 6.

    However, if the initial substrate hardness levels for the

    surface engineered Hotvar systems had been equal to the

    hardness of the reference steel (see Table 2), there had most

    likely been a complete overlap between these hardness

    profiles and the one of the reference steel, cp. Fig. 6c.

    4.4. Surface engineered systems for die casting applications

    In selection of a surface engineered system for maximum

    tool life and performance in die casting applications, the

    thermal fatigue cracking performance as well as the resis-

    tance against other failure mechanisms (e.g. erosion, corro-

    sion and soldering) have to be considered. The general

    observation from this study was that surface engineering

    did not show any positive effects on thermal fatigue

    cracking. However, if a hot working tool has to be surface

    engineered for other reasons, the duplex treatment appears

    to have the best thermal fatigue cracking performance with

    respect to crack density, and the single-layered CrN coating

    the best resistance against thermal crack propagation (al-

    most comparable to the reference steel). If a duplex-treated

    system is selected, the plasma nitrided diffusion layer below

    the PVD coating should be relatively thin with an optimised

    combination of yield strength, ductility, and tempering

    resistance; thus, combining the possibility of reducing the

    crack density, minimising the crack propagation, and retain-

    ing the mechanical properties in the surface layer during

    thermal exposure.

    5. Conclusions

    In this study, a selection of hot work tool steel grades was

    surface modified and experimentally evaluated in thermal

    fatigue. The following conclusions can be made.

    Through cyclic induction heating and internal cooling ofhollow cylindrical test rods, the mechanisms of surface

    cracking typical of hot working were excellently

    reproduced. By recording the surface strain, which is impossiblesive stresses contribute to the coating hardness support this

    hypothesis.

    The considerably greater softening caused by the 850 jCheat cycles than those to 700 jC, see Fig. 6, is partly due tothe fact that the heating rate is very much retarded above the

    Curie transition temperature (768 jC). This prolongs thesurface layer exposure to temperatures above the Curie

    transition temperature, which increases the temperature

    through the whole specimen. At a certain depth, the tem-

    perature conditions favour secondary hardening through

    precipitation of tempering carbides, cp. Fig. 6d.during actual die casting, information of the surface

  • strains and stresses behind thermal fatigue failure could

    be revealed. Generally, the resistance against thermal crack propaga-

    tion of surface engineered tool steels is determined by the

    mechanical properties of the substrate material. The overall conclusion is that thermal fatigue cracking of

    hot work tool steels is negatively influenced by surface

    rable thermal fatigue cracking resistance as the reference

    substrates. However, the initial ranking in hardness

    among the various surface layers and the reference tool

    [4] R. Danzer, F. Sturm, A. Schindler, W. Zleppnig, Gisserei-Praxis 19/20

    (1983) 287.

    [5] V.A. Kovrigin, B.S. Starokozhev, S.A. Yurasov, Metal Science and

    Heat Treatment 22 (1980) 688.

    [6] A.E. Nehrenberg, Die Castings, (1949) 30.

    [7] W. Zleppnig, R. Danzer, F.D. Fischer, K.L. Maurer, Proceedings of

    the 6th Biennial European Conference on Fracture, Amsterdam, 1986,

    p. 1139.

    [8] A.M. Schindler, R.B. Danzer, Proceedings of the International Con-

    A. Persson et al. / Surface & Coatings Technology 191 (2005) 216227 227steels is not affected.

    Acknowledgements

    The authors are grateful to Uddeholm Tooling AB, Tour

    and Andersson AB, Bodycote Heat treatment AB, Balzers

    Coating AB, and ABB Motors AB. The financial support

    from the Swedish Knowledge Foundation is also acknowl-

    edged. Special thanks to Mrs. Anna Persson for all

    valuable help with specimen preparation for light optical

    microscopy.

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    Thermal fatigue cracking of surface engineered hot work tool steelsIntroductionExperimentalMaterials and characterisationThermal fatigue testingEvaluation

    ResultsRecorded surface strain during thermal cyclingSurface crackingCrack length and crack density of surface engineered QRO 90Crack length and crack density of surface engineered Orvar and Hotvar

    Hardness after thermal fatigue

    DiscussionSurface layer conditions during thermal cyclingStresses in the surface layer

    Thermal fatigue crackingReference steelsPVD coatingGeneral cracking characteristics of diffusion layersGas nitridingBoriding and TDPDuplex treatment

    SofteningSurface engineered systems for die casting applications

    ConclusionsAcknowledgementsReferences