Studies in Their History and Culture
By O T T O J. M A E N CH E N- H E L F EN
Edited by Max Knight
than their reputation as savage horsemen
vvho flourished at the beginning of the
Middle Ages and the name of one of their
leaders, A ttila . T hey appear ed in Europe
from "somevvhere in the East," terrorized
the later Roman Empire and the Germanic
tribes, caused the greatest upheaval that the
Me diter ra nea n vvorld had ever see n— the
Gr eat Mig ra tions — and va nished. Illiterate,
they Ieft no written records; such literary
evidence of them as cxists is secondary,
scattered in the writings of contemporary
and later reporters, frag mentar y , biased, and
unreliable. T heir sole tang ible relics are hug e
cauldrons and graves, some of vvhich con-
tain armor, equestrian gear, and ornaments.
W ho wer e the Hun s ? Hovv did they live?
Professor Maenchen- Helfen dedicated much
of his life to seeking ansvvers to these ques-
tions. VVith pertinacity, passion, scepticism,
a n d u n s u r p a s s e d s c h o l a r s h i p h e p i e c e
d
together evidence from remote sources in
A s ia, Rus s ia , and Europe; cate g or ized and
interpreted it; and liv ed the absor bing detec-
tive stor y presented in this vol u me. He
spent many years and extensive resources
in exploring the mystery of the Huns and
in exploding popular myths about them. He
investiga ted the century- old hy pothesis that
the Hun s or ig inated in the obscure border-
lands of China, whence in the course of sev-
eral generations they migrated vvestvvard as
Castra Raetica
Cyrene
far as Central Europe. In his quest for infor-
T H O S P I T I S i .
~ M A T 1 A M S ,
Melitene—.— \ ) \
.Syriac V __________» V
T H E W O R L D O F T H E
* J t \ f l Y S
T h J L s O n e
GF68-2WH-2AXF
J H v i n s
Studies in Their History and Culture
B y j . o t t o m a e n c h e n - h e l f e n
E D IT E D B Y M A X K N I G H T
University of California Press /Bcrkeley / Los
Angeles /London / 1973
Materialcudreplde autor
London, England
Library o f Congress Catalog Card Nu m ber: 79-94985
International Standard Book Number: 520-01596-7
Dcsigncd by James Mcnnick
Materia!cudrep tde autor
A uthor's Acknou)ledgnicnts (Fragmente)
Demcmizatiaii
Eguations .
The. Jj .uns_at . lh.e- D.ajmb.e_, The Invasion of Asia
Uldin , . . . . Chara Ion
Octar and Kuga
The Huns in Italv
Collapse and Aftermath
Tlie...Flr^L- .G.u.tliorHimiiic_W.ar
I M _S.C.C.Qn.dLG.Q.tll.Q.-Himnjc W a r T h e K i n i
H L Economij
A ris tocr acv .... .... ........ .... .... ........ ....
........ .... .... ........ .... ... 198
SJ.h v c s_______ ._____ i_____ i_____ t_____ ._____ ._____
i_____>__ 199
V , W a r f a r e
........................................................................201
General Characteristics_____ .____ .____ .____ .____ .__201
Smords_____ .__________ .____ _____ .____ .____ _____
. _ 2 3 3
Huns in the Roman Arrnv _____ . 255
V I. R e l i u i o n
........................................................................
259
T he Huns and Chris tianitv . 260
Seers- and.- Shamans__ .______ .____ .____ .____ .____.___262
Divine K i n g s h i p ? .... ... ... ... ... ... ... .. .. ... ...
... .. .. ... ... .270
Strava______ _____ .____ ,______ .____ .____ ._____ .__________,__
224
Thti..Sacr.ed...Sw.ox.d____ _____ _____ ._____.____
.____ __ 218
G.Qld_Dmdems___ .____ .____ .____ .____ .____ _____
_ 297
V III « fta cr_____ .____ .____ .____ .____ .____ ,____ ,____
.____ , 358
T he H s i u n g - n t i
.......................................................367
Euro poids in Ea st A s i a
.....................................369
IX . L a n g u a r f C
...............................................................
376
Speculations abo ut the L ang uage of the Huns . 376
T r a n s c r i p t i o n s
.......................................................379
KLymologfcs.................................................................382
Ger manize.d_and. Ge rm a nic Names____________________ .___*____ *
386
Ira nian N a m e s
....................................................... 390
V I • T H E W O R L D O F T H E HU N S
Materia!cudrep tde autor
Hv brid N a m e s
...................................................
422
Tribal Names____,_____ ,1____ ,____,____ ,____ , . 422
CO NT EN T S • V I I
X I. A p p e n d ix e s
................................................... ........
45ii
1. The Chronicle of 452___ _____________ ._.. 45ii
2. Armcnian Sources__.____ .____ .____.____ . . 452
4. The Alleged Loss of Pannonia Prima in 395 452
5. Heligious Motifs in Hunnic Ari? . .. 4H1
X I I . Backf jround: The Roman Em pire, at thc Time o
f
the J la nn iv Inuasioria, by Pa ul A lex ander . . 4 M
B i b l i o g r a p h y
............................................................4M
A b b r e v ia t io n s ...... ...... ... ... ...... ......
... ........... ...... . IS li
Classical and Medieval lteg ister . . . . 4 M
Sourccs____ *____ .____ .____ .____ .____ ,____ * . 5113 I n d e x
....................................................................522
Materialcudrep tde autor
F I G U R E
1 A horse w ith a “hookcd” head and bushy tail represented on
a bronze plaque fr om the Ordos region. Fr om E g am i 1948, pl.
4.
2 Grav e stela from T heodosia in the Crimea w ith the
representation of the deceased mounted on a liorse marked
with a Sarmatian tamga, first to third centuries a .d . From
Solomonik 1957, fig. 1.
3 T wo- wheeled cart represented on a bronze piaquc from the Wu-
huan cemetery at Hsi- ch’a- kou. Fr om S un Shou- tao
1960, fig. 17.
4 Br onze plaque from Sui- yuan w ith the represe ntation of a
man holding a s\ vord w ith a ring handle before a car t draw
n by three horses. Fr om Rostov tsev 1929, pl. X I, 56.
5A Miniature pa inting fr om the Radzi\ vil manuscript showing the
\ va- gons of the K umans. Fr om Pletneva 1958, fig.
25.
5B Miniature pa inting fr om the Ra dziw il manuscript sho\ ving
human heads in tents mounte d on carts. Fr om Ple tnev a
1958, fig. 26.
6 Ceramic toy from K erch sho\ ving a \ vagon of Late Sar matian
type. From Narysy starodau’noi istorii Uk rains’ko i R S
Ii 1957, 237.
7 Deta il of a Sas anian- type silver plate fr om a priv ate
collection. Detail from Ghirshman 1962, fig. 314.
8 Detail of a Sasanian silver plate from Sari, Ar chaeological
Museum, T eheran. Deta il from G hirshman 1902, pl.
248.
9 Silver plate from Kulag v sh in the Her mitage Museum, L
eningrad. From S P A , pl. 217.
10A Scabbard tip of a sword from A ltluss heiin near Mainz. Fr om J
. \ Verner 1956, pl. 58:4.
10B Detail of the sword from A ltluss heim near Mainz. Fr om J . \
Verner 1956, pl. 38 A.
11 Stone relief from Palm y ra , datable to the thir d century a .d
.
Ghirshman 1902, pl. 91. 12 A g ate s\ vord g uard from Chersonese,
thir d century a .d . From
Khersoncsskii sbornik , 1927, fig. 21. 12A Br onze pendant
said to have been found in a gr ave a t B arna ul,
A lt a i reg ion, show ing a ma n in scale armo r and conical
ha t w ith
P A G E
X • L IS T O F IL L U S T R A T IO N S
an hour- glass- shaped quive r, datable to the f ourt h century a .
d .
From Aspelin 1877, no. 327.
12B Tw o horsemen in scale ar mor shown in gold pendants fr om
wester n 244 Siberia. Fr om K ondak ov and T olstoi, 3, fig.
49.
12C T he repres entation of a Sar matian member of the Rox olani
tribe in 246 a detail of the marble relief from T ra jan’s
Column, in the Forum of T ra jan, Rome . Da table to the
second decade of the second cen- tury A .D. Photos courtesy
Deutsches archaologisches Ins tit ut, Rome .
13 Mask- like human heads stamped on gold sheet from a Hunnic bur
ial 281 at Pokrovsk - V oskhod. Fr om Sinitsy n 1936, fig.
4.
14 Mask- like huma n heads sta mped on silver sheet on a bronze
phaler a 281 from kurg an 17, Pokr ovsk . Fr om Minaeya 1027,
pl. 2:11.
15 T he represe ntation of the head of a Sc y thian in clay from T
ranscau- 283 casia. Photo courtes y S tate Hist oric al
Museum, Moscow.
16 Br onze mountings from a wooden casket from Intercisa on the Da-
284 nube. Fr om Paulovics, A l? , 1940.
17 F iat bronze amulet in the shape of an ithy phallic human figure
of 286 Sarmatian type. (Source not indicated in the
manuscript. — Ed.)
18 Sandstone pilla r in the shape of a huma n head from kur g an 16
289 at Tr i B rata near Elista in the K alm uk steppe. (Heig
ht 1 m.) From Sinitsyn 1956b, fig. 11.
19 Chalk eidola from an A lanic gr ave a tB a ita l Chapkan in
Cherkessia, 291 fifth century a .d . From Minaeva 1956, fig.
12.
20 Chalk figure from a L ate Sa rma tian grav e in Focsani, Rum
ania . 293 (He ig ht ca. 12 cm.) Fr om Morintz 1959, fig.
7.
21 Stone slab at Zadzr os t', near T er nopol', former eastern Ga
licia, 295 marked w ith a Sar matian tamga. (Height 5.5 m.)
Fr om Drachuk, S A 2, 1967, fig. 1.
22 Fr ag ment of a gold plaque from K arg aly , Uzun- Ag ach, near
A lma 298 A ta, K azak hs ta n. (A bout 35 cm. long .)
Photo courtesy Akademiia Nauk Kazakhskoi SSR.
23 H unnic diadem of gold sheet, orig inally mounted on a bronze
pla- 300 que, decorated with gamets and red glass, from
Csorna, >vestern Hung ar y . (Orig inally about 29 cm.
long, 4 cm. wide.) Fr om Archo- logische Funde in
Ungarn, 291.
24A- C Hun nic diadem of g old sheet over bronze plaques decorated
301 w it h green glass and f la t almandines , from K
erch. Photos cour tesy Rheinisches Museum, Bildarchiv,
Cologne.
25 Hun nic diadem of thin bronze sheet over bronze plaques set w
ith con- 302 vex glass from Shipovo, west of Uralsk,
northwestern Kazakhstan.
Fr om J . \ Verner 1956, pl. 6:8. 26 Hun nic diadem of g old sheet
over bronze plaques set w ith conve x 302
almandines from Dehler on the Berezovka, near Pokrovsk, lower
V olg a reg ion. From Ebe r t, R V 13,
“Sudrussland,” pl. R V 41 :a.
27 Hun nic diadem of gold sheet over bronze plaques (now lost) set
w ith 303 convex almandines, from T iligul, in the Romisch-
Germanisches Zentra lmuseum, Mainz. Fr om J . Wer ner 1956,
pl. 29:8.
28 Br onze circlet covered w ith g old sheet and decorated w ith
conical 304 “bells” suspended on bronze hooks, fr om K ar a A
g ach, south of
/laterialcudreptdeautor
A k mo lins k , c.cntral K az ak hst.au. (Cir cumfcr cnce 49
cm., \ vidth ca. 4 cm.) Fr om J . \ Vcrncr 1056, pl. 31:2.
29A T er minal of a gold torg ue in the shape of a dragon.
decoraled \ vith 304 g ra nulation and cloisonn gar nets, amber,
and roothor- of- pcarl. From Kara- A gach, south of A kmolinsk ,
centra! K azakhstau. From I A K 16, 1905, p. 34, fig.
2.
20B Gold carrings from Kara- A gach, ccntral Ivazak hstan. Fr om I
a K 305 16, 1905, fig. 3:a- b.
30 Silve r earr ing decoraled \ vith alma ndincs and ga rncls from
kur- 305 ga n 36, S W g roup, near Pokrov sk. Fr om Sinitsv n 1036,
fig. 10.
31 Fold earring from K alag v a, Caucasian A lbania. From T rever
1959, 305 167, fig. 18.
32 F ra g me nt of a bronze lug of a ca uldro n fr om Be ncšov.
near Opa v a 307 (T roppau), Czechoslovakia, (Height 29 cm., w idth
22 cm.,lhick noss 1 cm.) From A Us chl es im 9, 19-10,
pl. 14.
33 Ilnn nic bronze cauldron from .Icdrz.vcho\ vice (H oc k iichl) ,
l ’ppcr 308 Silcsia, Pola nd. (He ig ht 55 cm.) Fr om .f. W em er
1056, p). 27:10.
34 Hu nnic bronze cauldr on fo und a l Uie fo ol of a bural mound
at T or lel, 309 Hunga ry . (Height 89 cm., diam. 50 cm.)
From A rchaolauischr i* u rute in Untiarn*
293.
35 Hu nnic bronze cauldr on found n a ocat bog at K urdcs ibra k ,
in the 310 K apos Hivc r vallcv , Ilung ar v . (He ig ht 52 cm.,
dam. 33 cm., thick - ness of w all 0.8 cm., \ veight 16 kg .) Fr om
F et lich 1940, pl. 11.
36 Hunnic bronze cauldron from B ftntapuszta, near V arpalot a,
1lung ar v . 311 From Tak&ts, A O H , 1959, fig.
1.
37 F rag ment of a bronze cauldron from Dimauivar oš (Inlcrcisa),
311 Ilunga rv . From A lfoldi 1932, fig. 6.
38 Hmt nic bronze cauldron from a lake. Desa, Ollonia reg ion, Rum
an ia. 312 (He ig ht 54.1 cm., diam. 29.6 cm.) Fr om Nestor and
Nicolaescu-
Piopsor 1937, pls. 3a-3b. 39 Fr ag ment of a bronze lug fr om a
lake , I lota ran i, Olte nia region, 313
Rum an ia. (Heig ht 16.2 cm., \ vidlh 19.7 cm.) Fr om Nestor and
Nicolaescu- Plopsor 1937, pl. 39:1.
40 Fr ag ment of a bronze lug probablv from \ veslern Oltcnia, K
umam a. 313 (He ig ht 8.4 cm.) Fr om Nestor and Nicolacscu- Plopsor
1937, pl. 39:2.
41 Fr ag ment of a bronze lug found near the eastern shore of L ake
Mo- 314 tiste a> from Bos neagu, Humania. (lieg ht 18 cm.) From
Mitrea 1961, figs. 1-2.
42 Fr ag ments of a lug and \ valls of a bronze cauidron from
Celci, 311 Munlenia, Humania. From T aka ts 1055, fig. I3:a-
d.
43 J lunnic bronze cauldron from Shestachi, Moldav ian SS R. From
315 Pole vol, Is tor i i a Moldamk oi S S R , pl. 53.
AA B r o n z « « r n t i l d f o n f r t >r n f %o ] »
k> »i sU , I V r m r o ^ i t u i , t ‘S S H . ( J I c i g h l 0
o m . ) .‘i1 (i
From Alfoldi 1932, fig. 5.
45 Br onze cauldron found in thesa nd near the Osoka hrook, L T va
novsk 317 reg ion, I.JSSK . (He ig ht 53.2 cm., diam. 31.2 cm.,
weight 17.7 kg.) From Polivanova, T r udi} V I I A S 1, 39,
pl. 1.
46 Bronze cauldron from V erk hnii K onets, K orili A SS H. Fr om
Ham pcl, 318
Ethnologische Mitthcilungen aus Ungarn 1897, 14, fig.
1.
T H E W O R L D O F T H E H U N S • X I
Materia!cudreptdeautor
X I I • L IS T O F IL L U S T R A T IO U S
47 Bronze cauldron from Iva novk a, gubernie Ekaterinoslav, US SR
. From Fettich 1953, pl. 36:4.
48 Bronze cauldron found near La ke T eletskoe, in the Hig h A
ltai, now in the State Histor ical Museum, Moscow. (Heig ht
27 cm.,diam . 25-27 cm.) Photo courtesy Sta te Histor ical
Museum, Moscow.
49 Fra gme nt of a bronze lug from Narindzhan- baba, K ara- K
alpak A S S R. From T olstov 1948, fig.
74a.
50 Fr ag ment of a bronze lug, allegedly found “011 the
Catalaunian battle ficld.” (Heig ht 12 cm., w idth 18 cm.) Fr
om T akAts 1955, fig . 1 :a- b.
51 Br onze cauldron from Borovoe, northern K aza khs tan.
From B er nshtam 1951a, fig. 12.
52 T he repres entation of a cauldron in a detail of a rock picture
fr om Pis annay a Gora in the Minusinsk area. Fr om Appelgr
en- K ivalo, fig. 85.
53 Repre se ntation of cauldrons in a rock picture fr om B oPs hava
Bo- y arskay a pis anitsa, Minus ins k area. From Dv le
t, S A 3, 1965, fig. 6.
54 Br onze cauldron of a ty pe associated w ith Hsiung- nu gr aves
at Noin Ula and the Kiran River. From Umehara 1960, p.
37.
55 Ceramic vessel from the Gold Bell T omb at Ky ong ju, K orea
,showing the manner in w hich cauldrons were trans
ported by nomads. Fr om Government General Museum of Chosen
1933, Museum Exhibits II- lusirated V .
56 Clay copv of a Hunnic cauldron of the V er khnii K oncts ty pe
(see above, fig. 46), from the “Big House,” Alty n- As ar, K
azak hstan. (Heig ht 40 cm.) Fr om Le vina 1966, fig.
7:37-38.
57 Chinese mirr or of the Han period fo und in burial 19, on the
Tor g un Rive r, Io\ ver V olga region. Fr om Eber t, R
V,«Siidrussland, * pl. 40: c:b.
58 A S ar matia n bronze disc in the shape of a pendant- mirror ,
of a type found in the steppes betweenVolga and lower
Danube,from the first century b . c . to the fourth century a
. d . From Sinitsyn 1960, fig. 18:1.
59 Br onze mirr or of a type similar to that shown on fig. 58, but
prov ided w it h a tang tha t was pr esuma bly fit te d
into a handle. F rom Gush- ehina, 5/1, 2, 1962, fig.
2:5.
60 Br onze pendant- mirror from the cemetery at Susly, former
German V olg a Republic. Froin Rau, Hiigclgrber, 9,
fig. la.
61 Br onze pendant- mirror from the cemetery at Susly, former Ger
man V olg a Republic . From Ry k ov 1925, 68.
62 Br onze pendant- mirror from Alt- \ Veimar, kurg an D12. From Ra
u, A usg rabung en, 30, fig. 22b.
63 Br onze pendant- mirror from kurg an 40 in Be re zhnovk a, lo\
ver Erus- Ian, left tr ibutar y of the Volga. Fr om K haza
nov 1963, fig. 4:9.
64 Br onze pendant- mirror from kurg an 23, in the “T ri B r ata ”
ceme- tery, near Elista, K almuk A S SR . From K hazanov
1963, fig. 4:8.
65 Br onze pendant- mirror from the lower V olga region. Fr om K
ha
zanov 1963, fig. 4:6. 66 Br onze pendant- mirror from a catacomb
burial at Alkhas te, north-
vvestern Caucasus. Fr om V inog raov 1963, fig. 27. 67 A n
imitation of a Chinese T L V mirror from Lou- lan. From Ume
hara, O bei, 39, fig. 7.
319
320
321
322
324
326
327
331
334
335
338
342
343
344
344
344
345
345
345
345
346
68 Sm all bronze mirror w ith simplified decoration from Lo-
yang.
From Lo~ifang ehing 1959, 80. 69 Sm all bronze mirr or
w ith simplified decoration from Lo- yang.
From Lo- yang ehing 1959, 82.
70 Br onze mirror from Mozhary , V olgog rad reg ion, now in the
Hermi- tage Museum, Leningrad, datable to about a . d . 200.
(Diam. 7.4 cm.) From Umehara 1938, 55.
71 Br onze mirror from K osino in Slov akia. Fr om Eisner,
Slovensko v praueku 1933, fig. 2:7.
72 Br onze pendant- mirrors from the Dnieper and V olga regions.
From Solomonik 1959, fig. 6.
73 Sa rma tian imitat ion of a Chinese mirr or (cf. the ex ample
from Lo- yang, above, fig. 69), from Norka , lower V olga
region. Fr om Berkhin 1961, fig. 2:2.
74 S mal l bronze plaque show ing a horseman vvith pr omine nt
cheekbones and full beard, from T roitskovav sk in T
ransbaika lia. Fr om Petri, Dalekoe proshloe P riba ika V
ia 1928, fig. 39.
75 Br onze plaque fr om the Ordos region, showing a man of Euro
poid stock w ith svide open eves and moustache. Br itis h
Museum. Photo G. Azarpav.
T H E W O R L D O F T H E H UN S
347
347
348
349
350
351
370
371
Foreword
F e w s c h o l a r s would care to risk
the ir reputation in taking on the monu-
mental task of straightening out misconceptions about the Huns, and
inci-
dentally about the many peoples related to them, allied with them,
or con-
fused w ith them. A t the fo undation there are philological
problems of mind- boggling proportions in languages ranging from
Greek to Chinese; above
that, an easy but s olidly professional familia rity w ith primary
sources for the
history of both Eas tern and \ Vestern civ ilizations in ma ny
periods is re-
quired; finally, a balanced imagination and a prudent sense of
proportion
are needed to cope with the improbabiiities, contradictions, and
prejudices
prev ailing in this field of study. T he late Professor Otto
Maenchen- Helfen
worked on this immens e field of research for many years, and
at his death
in 1969 lef t an unfinished manuscr ipt. T his is the source of the
present book.
Maenchen- Helfen differed fr om other historians of Euras ia in his
unique
competence in philology , archaeologv, and the history of art. T he
range of
his interests is apparent from a glance at his publications,
extending in sub-
je ct from “Das Marchen von der Schw ane njung frau in J apa
n” to “L e Cicogne
di Aquileia,” and from “Manichaeans in Siberia” to “Germanic and
Hunnic
Names of Iranian Orig in.” He did not need to guess the identities
of tribes,
populations, or cities. He knew the prima ry texts, whether in
Greek or
Russian or Pers ian or Chinese. T his linguistic ability is
particular ly necessary
in the study of the Huns and their nomadic cognates, since the name
“Hun”
has been applied to many peoples of different ethnic character,
including
Ostrogoths, Magy ars, and Seljuks. Ev en ancient nomadic people nor
th of China, the Hsiung- nu, not re lated to any of thesc, were
called “H un” by their
Sog dian neighbors. Maenchen- Helfen knew the Chinese sources that
teli of
the Hsiung- nu, and thus could ev aluate the r elat ionship of
these sources to
European sources of Hunnic history.
His ex ceptional philological competence also enabled him to tr eat
as human
beings the men whose lives underlie the dusty textual fragments
that allude
Materialcudrep lde autor
X V I T H E - VV ORLD O F T H E HU N S
to them, and to describe their economy, social stratifications,
modes of trans
porta tion and \ varfare, religions, f olklore, and art. Me could
create a reliable
account of the precursors of the Turks and Mongols, free of the
usual Western prejudice and linguistic limitations.
A nother special competence was his ex pertise in the histor
y of A sian art,
a subject tha t he taug ht for many years. He was fa miliar w ith
the ne\ vest
archaeological discoveries and knew how to correlate them with the
availabie
but often obscure philological evidence.
To define distinctive traits in the art of a people as elusive as
the Huns
recjuires familiarity with the disjointed array of archaeological
materials
from the Eurasian steppe and the abilitv to separate materials
about the
Huns from a comparable array of materials from neighboring
civilizations.
To cite only one example of his success in coping with such thornv
problems,
Maenchen- IIelfen’s description of technical and sty list ic
consistencies among
meta l articles from Hunnic tombs in \ videly separated localities
dispels the
mv th of supposed Hunnic ig norance of metal- working skills.
Archaeolog ical evidence also plavs a critical role in the
deterrnination of
the origin of the Huns and their geographical distribution in
ancient and ear-
ly medieval times, as well as the extent of Hunnic penetration into
eastern
Europe and their point of entrv into the Hungaria n plain.
Maenchen- Helfen
saw clearlv ho\ v to interpre t the data from gr aves and garbage
heaps to
yield hvpotheses about the mov ements of peoples. “He
believed in the spade,
but his tool was the pen,” he once said about another s cholar — a
charac-
terization tha t perfectly fits Maenchen- Helfen himself. Buria l
practices of
the Huns and their associates indicate that Hunnic weapons
generally orig-
inated in the east and \ vere tr ans mitte d westw ard, while the
distr ibution of loop mirrors found in association with
arlificially deformed skulls — a Hun
nic practice — gives proof of Hunnic penetration into Ilungarv from
the
northeast. (A n unpublished find of a s\ vord of the A ltlussheim
ty pe recently
discovered a tB a r na ul in the A lta i region, east K azak hstan
SS R, now in the
Hermitag e Museum, is a forceful arg ument in fav or of Maenchen-
Helfen’s
as sumption abo ut the eastern connections of this weapon. See A .
Ur~
manskii, “Sovremennik groznogo Attily ” A l ta i 4 | 23], B ar
naul 1962, pp. 79-
93.) 1Iis findings define and br ing to life the civ ilization of
one of the most
shado\ vy peoples of ear ly medieval times.
Maenchen- Helfen’s account opens in mcdias rcs, with a tribute
to that ad-
mirable Roman histor ian A mmianus Marcellinus, \ vhose view of the
Hunnic
incursions was, despite his prejudices, in some respects clearer
than that of
Western historians. A br upt as this beg inning may secm, the
autho r per-
haps intended the final version of his book to begin with such a
striking
ev aluation of a basic tex t. In so doing, he underlined the
necessity for sharp
Materialcudreptdeautor
F O R K W O R D • X V II
and well- reasoned eriticism of the sources of the historv of the
Huns. From
the beginning these people were denigrated and “demonized” (to use
his own
term) by European chroniclers and dismissed as avatars of the
eternal but
facelcss barbarian hordes from the east, against whom vigilance was
always
neccssarv, but whose precisc identit y was of litt le importance. T
he bulk of
the book discusses the history and civilization of the “Huns
proper,” those
so familia r — and y et so unfamiliar — to Europeans. (Here we use
the
term “civilization” purposefully, since reports of this folk have
tended to
treat them as mere barbaric destroying agents — “vandals” spilling
blood
across the re mnants of the deelining Roman Empire. Maenchen-
Helfen
saw them with a clearer vision.)
T he style is characteristically dense w ith realia. Maenchen-
Helfen had no
need to indulg e in gener alizations (read “unfounded guesses”). B
ut he was
not absorbed in details to the exclusion of a panora mic view. He
saw, and
presents to us here, the epic character of the great drama that
took place on
the Eurasian stage early in our era, the clash of armies and the
interaction
of civilizations. T he book is a standar d treatise not likely to
be superseded
in the predictable future.
G u it t y A z a r p a y
P e t e r A . B o o d b e r g
E d v v a r d H. S c h a f e r
Materia!cudreptdeautor
Editor’s Note
In e a r l y J anua ry 1969 Professor Otto Maenchen-
Helfen br oug hta beauti-
fully typed manuscr ipt from the Central Stenographic Bureau of the
univer-
sity to the Univer sity of Califomia Press. It seemed to represcnt
the final
result of his monumental study of the Huns, to which he had devoted
many
years of research and trav el. A few day s later, on J anuary
29, he died. In
the memorial speeches at the Facultv Club in Berkeley, several
friends men-
tioned that he had truly completed his lifework, and that his
manuscript
was ready to go to press.
The impression that the delivered manuscript pages constituted the
com-
plete manus cript turne d out to be erroneous. Mr. Maenchen had
broug ht
only the first of presumably tw o batches of manuscr ipt. T he
chapters re-
presenting that second batch were not in final form at the time of
his death,
the bibliography was missing, footnotes were indicated but the
sources not
stated, an introduction and a complete preface were lacking, the
illustrations
were scattered in boxes and desk draw ers and not identified.
T here was no
table of contents, and the chapters were not numbered; although
some group-
ings of chapters are suggested in the extant part of the author’s
preface, it
was not clear in w hat order he intended to arrange his
work.
On Mrs. Maenchen’s suggestion I searched the author’s study and
even-
tually found a tentativ e dr af t of a contents page. It was of
unknow n age,
and contained revisions and emendations tha t required
interpretation. On
the basis of this precious page, the “Rosetta Stone of the
manuscript,” the
work was organized. S e v e r a l c h a pt e r s m e n t io n
e d i n t h is p a g e w e r e n o t in f i n a l f o r m . B u t t
hr ee -
ring folders in the author’s study, neatly filed on shelves, bore
the names of
most missing ehapter headings. T he contents of these folders were
in various
stages of completion. T hose that appeared to be more or less
finished ex cept
for final editing were ineorporated into the manuscript; also
sections which,
although not representing complete chapters but apparently in final
form,
X IX
were included and placed wher e they seemed to f it mos tly
logically . In sev-
eral instances, different drafts of the same subject were found,
and it was
necessary to decide which was the most recent one. OccasionalIy ,
also, only
carbon copies of apparently finished sections were in the
folders.
Errors in judgment in these editorial and compiling activities
cannot be
ruled out, but wherever doubts existed about the preferred version
or the
placement of a fr ag ment the mate ria l was ex cluded. Many notes,
isolated
pages, and draf ts (frequently writte n by hand, w ith var ious
kinds of emenda-
tions) remain in the author’s study, including undoubtedly valuable
research
results.
In retyping the parts of the manuscript that existed only in draft
form
w ith ma ny emendations and hand- written corr ections, every
effort was made
not to introduce errors, such as misspellings of foreign words,
especially in
the notes and bibliogr aphy. For errors tha t undoubtedly slipped
in never-
theless, the author is not responsible.
A lthoug h the work addresses its elf to specialis ts, it is
of intere st to a broader range of educated readers who cannot,
however, be expected to be
famil iar w ith some of the events, persons, inst itutions, and
sources the author
takes for granted. For these readers Professor Pa ul Alex ander has
prov ided
an introduction; in deference to the author it was placed as
“background”
at the end of the book, but it may usefully be read first, as a
preparation
for the text.
The editorial preparation of the manuscript required the help of an
un- usually large number of persons, reflecting the wide range of
the author’s
competence. T he Russian references were checked by the author’s fr
iend, the
late Professor Peter A. Boodberg, who delivered the corrected pages
just a
few days before his death in the summer of 1972. T he Chinese
references
were checked or supplie d by Prof essor Edw ard H. Schafer,
also a friend of
the author. T he L at in and Greek passages were translated by
Professor J . K .
Ander son and Dr. Emmy Sachs; Mr. A nderson also faithf ully
filled lacunae
in the footnotes and unscrambled mixups resulting from duplicated
or
omitted footnote numbers. Professors T alat T ekin and Ham id Alg
ar checked
and interpreted T urkis h references. Professor J oa chim \ Verner
of Munich
counseled on the Al tlussheim sword. Questions about Gothic, Ira
nian, Hun-
garian, Japanese, and Ukrainian references or about historical
(ancient and
medieva l) and many other aspects of the tex t tha t needed
interpre tation were
answered by a long list of scholars contributing their services to
the cause.
Miss Guitty Azarpay (to whom the author used to refer fondly as his
fa
vor ite student) selected and painstaking ly identified the
illustrations. She
also verified references with angelic patience.
X X • e d i t o r 's n o t e
Materialcudreptdeautor
T H E \ V ORL D O F T H E H U N S * X X I
The formidable task of compiling a bibliographv on the basis of an
in-
eomplete set of cards and of the text itself was pcrformed by Mrs.
Jane
Fontenrose Cajina. T he author ’s working cards, assembled over
many years,
were not y et ty ped in unifor m stvle, ma ny entries were
miss ing, and ma nv
lacked essential information. For Russian transcriptions in the
bibliogr aphv
and bibliographical footnotes (but not in the text), the Librarv of
Congress
system was used.
T he map \ vas draw n by Mrs. V irg inia Herrick under the superv
ision of
Professor J . K . Anderson. T he index was prepared by Mrs. Gladys
Castor.
The editor is indebted to ali these many competent and
svmpathetic
helpers; clearly, without their evotion the conversion of the
Maenchen pa-
pers into the prescnt volume would not have been possible.
M a x K n i g i i t
Materialcudreptdeaut
Fragments from the
Author’s Preface
[ A mong the author ’s papers ivere several frag ments, partlg
ivritten in pencil,
bearing the notation “for the prefa ce ” and eoidenthj
intended to be worked into
a fi n a l dra ft. He moy have tvished to sag more; a li we found
is presented
below. — Ed.]
T he a ut ho r of the present volume, in his early seventies, mav
make use
of the privilege, usuallv granted to men in the prime of their
senility, to say
a few words about himself, in this case the sources of his interest
in the
Huns. A li my life I have been fas cinated by the problems of the
frontier.
As a boy I dug Roma n copper coins along the remnants of the
earthen
walls tha t, as late as the sev enteenth centurv, protecte V
ienna, my nativ e
town, from the Eas t. T wo blocks from the house in w hich I was
born there
still stood in my vouth a house above whose gate a Turkish stone
cannon
bali from the siege of 1529 was immured. My g randfather spent a
year in
ja il for fig hting in 1848 w ith the rev olutionaries ag
ainst the Croatian merce-
naries of the Habsburg s. My doctoral dissertation dealt w ith the
“barbaria n”
elements in Ha n lore. In 1929 I lived for months in the tents of T
urkish-
speaking nomads in northwester n Mongolia, where the clash between
"higher
civilization,” represented by Tibetan Lamaism, and the “primitive”
beliefs
of the Turks was str ikingly visible. In Ka shmir, at Harw an, I
marveled at
the artificiallv deformed skulls on t h e stamped tiles of Kushan
times, those s k u l l s that had im p r e s s e d m c s o m u c h
w h c n I f i r s t s a w t h e m i n t h e m u s e u m
in Vienna and tha t I had measured as a student. In Nepal I had
another
chance to s e e t h e merging of diffe rent civilizations in a
borerland. I spent
many days in the museum at Minusinsk in S o u t h e r n Siberia
studying t h e
“S cv thian” bronze plaques and cauldrons. In K ab ul I stood in
awe before t h e inscription from Surkh Kotal: it brought back to
me the problems of
X X I I I
Materia!cudreptdeautor
X X IV ' T H E W O R L D O F T H E H U N S
the barbarians at China’s border about which I had written a good
deal in
previous years. A ttila and his avatars have been haunting me as fa
r back
as I can recall.
In the history of the Western wor!d the eighty years of Hun power
were
an episode. T he Fathers assembled in council at Chalcedon showed a
sub-
Iime indifference to the barbarian horsemen who, on!y a hundred
miles
away , were rav ag ing Thrace. T hey were rig ht. A few years
later, the head
of A tt ila’s son was carried in tr iumphal procession through the
main Street
of Constantinople.
Some authors have felt that thev had to justifv their studies of
the Huns
by s peculating on their role in the trans ition from late antiquit
y to the Middle
Ages. W it ho ut the Huns , it has been maintaine d, Gaul ,
Spain, and A frica
would not, or not so soon, have fal len to the Germans. T he
mere ex istence of
the Huns in eastern Central Europe is said to have retarded the
feudaliza-
tion of B y zantium. T his may or may not be true. B ut if a
historical pheno-
menon were wor th our atte ntion only if it s haped w hat ame after
it, the
Mayans and Aztecs, the Vandals in Africa, the Burgundians, the
Albigenses,
and the crusaders’ king doms in Greece and Sy ria \ vould have to
be wiped
off the table of Clio. It is doubtful tha t A ttila “made history
.” T he Huns
“perished like the Avars” — “sginuli kak obry,” as the old Russian
chroniclers
used to say when they wrote about a people that had disappeared
forever.
It seems strange, therefore, that the Huns, even after fifteen
hundred
vears, can stir up so much emotion. Pious souls still shudder when
they think of Attila, the Scourge of God; and in their daydreams
German university
professors trot behind Hegel’s Welig eist zu Pferde. T
hey can be passed over.
But some Turks and Hungarians are still singing loud paeans in
praise of
their gre at ancestor, pacifier of the world, and Ga ndhia ll in
one. T he most
passionate Hun fig hters, however, are the Soviet historians. T hev
curse the
Huns as if they had ridden, looting and killing, through the
Ukraine only the
other day; some scholars in Kiev cannot get over the brutal
destruetion of
the “first flowering of Slavic civilization.”
T he same fierce hatred burned in A mmianus Marcellinus. He and
the
other writers of the fourth and fifth centuries depieted the Huns
as the
savage monsters 'vvhich we still see today . Hatr ed and fear
distor ted the
picture of the Huns from the moment they appeared on the lower
Danube.
Unless this tendentiousness is fully understood — and it rarely is
— the
litera ry evidence is bound to be misread. T he present study
begins, there
fore, with its reexamination.
The following ehapters, dealing with the political historv of the
Huns,
are not a narrative. T he story of A tt ila ’s raids into Gaul and
It al y need not
be told once more; it can be found in any standard history of the
deelining
Materialcudreptdeautor
F R A G M E N T S F R O M T H E A U T H O R ’S P R E F A C E * X X
V
Roman Empire, kno\ vledge of which, a t least in its outlines, is
here taken for
granted. However, many problems were not even touched on and
many
mistakes were made by Bury , Sceck, and Stein. T his sta teme nt
does not
reflect on the stature of these eminent scholars, for the Huns were
on the
periphery of their interests . B ut such deficiencies are true also
for books
w hich give the Huns more room, and even for monog raphs. T
he first forty
or fi f ty vears of Hun historv are treated in a cursorv manner. T
he sources
are certainlv scanty though not as scantv as one might believe; for
the
invasion of Asia in 395, for instance, the Syriac sources flow
copiously.
Some of the questions tha t the reign of A tt ila poses w ill
forever remain
unanswered. Others, however, are answered by the sources, prov ided
one
looks, as I have, for sources outside the literature that has been
the stock of
Hunnic studies since Gibbon and L e Nain de T illemont. T he
discussions of
chronology may at times tax the patience of the reader, but that
cannot be
helped. Eunapius, who in his Historical Notes also wrote
about the Huns,
once asked w hat bear ing on the true subject of histor v inheres
in the know-
ledge that the battle of Salamis was won by the Hellenes at the
rising of the
Dog S tar. Eunapius has his disciples in our days also, and perhaps
more of
them than ever. One can only hope tha t \ ve w ill be spared a
historian who
does not care whether Pearl Harbor carne before or after the
invasion of
Normandy because “in a higher sense” it does not matter.
T he second part of the present book consists if monographs on the
econo-
my , societv, \ varfare, art, and religion of the Huns. W ha t
distinguishes these
studies from previous treatments is the extensive use of
archaeological
mater ial. In his A ttila and the Huns Thompson refuses
to take cognizance
of it, and the little to which Altheim refers in Geschichle der
Hunnen he
knows at second hand. T he mater ial, scattered through Russ ian,
Uk ra inian,
Ruma nian, Hunga rian, Chinese, Japanese, and latte rl v also
Mongolian pub-
lications, is enormous. In recent years archaeological research has
been pro-
gressing at such speed that I had to modifv my views repeatedly
while I
was working on these s tudies. \ Verner’s monumental book on
the archaeolog y
of A tt ila ’s empire, published in 1956, is alr eadv obsolete in
some parts . I
expect, and hope, that the same will be true of my own studies ten
years
from now.
A l t h o u g h n w a r e o f t h e d a n g e r s in l o o k
in g f o r p a r a l lc ls b e t w e e n t h e H u n s
and former and later nomads of the Eura sia n steppes, I confess
tha t my views
are to a certain, 1 hope not undue, degree influenced b v my
experiences with
the Tuvans in northwestern Mongolia, among whom I spent the summer
of
1929. T hey are, or were a t tha t time, the most primitive T
urkish- speaking
people at the borders of the Gobi.
Materialcudreptdeautor
X X V I • T H E W O R L D O F T H E H U N S
I possiblv will be criticized for paying too little attention to
what Robert
Gobi calls the Iranian Huns: Kidara, White Huns, Hepthalites, and
Hunas.
In discussing the name “Hun” I could not help speculatingon their
names.
B ut this was as far as I dared go. T he liter ature on these
tribes or peoples is
enormous. T hey štand in the center of A ltheim’s Geschichte der
Hunnen,
althoug h he practically ignores the numismatic and Chinese
evidence, on
w hich Enoki has been wor king for so ma ny vears. Gobl’s
Dokumente zur
Geschichte der iranischen Hunnen in Baktrien und Indien is the
most thorough
study of their coins and seals and, on this basis, of their
political history.
A nd yet, there remain problems to whose solution I could not
make a mean-
ingf ul contribution. I have neither the linguistic nor the
paleographic know-
ledge to judge the correctness of the v arious, often entirely
different, read-
ings of the coin legends. B ut even if somedav scholars wr estling
w ith this
recalcitrant material do come to an agreement, the result v/ill be
relatively
modest. T he Huna Mihirak ula and T oramana w ill remain mere
names. No
settlement, no grave, not so much as a dagger or a piece of metal
exists that
could be ascribe to them or anv other Ir anian Huns. Until the
scanty and
contradictory descriptions of their life can be substantially
supplemented
by finds, the student of the Attilanic Huns will thankfully take
cognizance
of wha t the students of the so- called Ira nian Huns can offer
him; b ut there
is little he can use for his research. A recentlv iscovered wall
painting in
A frosiab, the ancient Samar kand, seems to show the first
lig ht in the dark-
ness. T he future of the He phthalite s tudies lies in the hands of
the Soviet a n d , i t i s ho p e d , t h e C h in e s e a r c h a
e o l o g i s t s . yE v fiuOo> yctQ i) & X rfOe ta
.
I am aware tha t some ehapters are not easy reading. For ex ample,
the
one on the Huns after A tt ila ’s death draws attention to events
seeminglv
not w orth kno\ ving, to men \ vho weremere shado\ vs; i t jumps fr
om G ermanic
sagas to ecclesiastical troubles in Alexandria, from the Iranian
names of ob-
scure chieftains to an earthquake in Hungarv, from priests of Isis
in Nubia
to Middle Street in Constantinople. I w ill not apologize. Some
readers surely
w il l f ind the put ting tog ether of the scattered pieces
as fas cinating as I did,
and I f riv olously confess to an artis tic hedonism \ vhich to
meis not the least
stimulus f or my preoccupation w ith the Dar k Ages. On a higher
level, to
pacify those who, with a bad conscience, justify what they are
doing — His-
torical Research with Capital letters — may I point out that I fail
to see why
the historv of, say, Baja California is more respectable than, say,
that of the
Huns in the Balkans in the 460’s. Sub specie aelernilatis , both
dwindle into
nothingness.
A natole Fr ance, in his Opinions of J e r ome Coig nard,
once told the woner-
ful story of the young Persian prince Zemire, who ordered his
scholars to
/laterialcudreptdeautor
write the histor y of ma nk ind, so tha t he w ould make
fewererror s as a mon-
arch enlightened by past experience. A ft er tw enty years, the
wise men ap-
peared before the prince, king by then, fo!lowed by a caravan
composed of
twelv e camels each bearing 500 volumes. T he king asked them for a
shorter
version, and they returned after another twenty years with three
camel
loads, and, when again rejected by the king, after ten more years
with a
single elephant load. A fte r y et five further years a scholar
appeared with
a single big book carried by a donkey. T he king was on his death
bed and
sighed, “ I shall die w ithout know ing the history of mank ind. A
bridge , ab-
ridge l” “Sire,” replied the scholar, “ I will sum it up for y ou
in three words:
They ivere born, they suffered, theij died 1”
In his way, the king, who did not w ant to hear it ali, was rig ht.
B ut as
long as men, stupidly perhaps, want to know “how it was,” there may
be a
place for studies like the present one. D ix i et salvavi animam
meam . . . .
0 . M.- H.
F R A G M E N T S F R O M T H E A U T H O R ’S P R E F A C E * X X
V II
Materialcudreptdeautor
(Fragments)
[The author left some pencil jotlings of names on several slips of
paper under
headings indicating that he ivished to acknoivledge them in the
preface. Some
are not legible, others lack initia ls . Theij are Consolidated
herc, initials added
ivhen knoum, and the spelling of unidenlified names as close as the
handivriting
permitted. \ Vithin the various countries, the order is random; the
lis t of
country names includes France, Rum ania t T aiivan, and Korea, but
the names
of the scholars whom the author undoubtedlg intended to acknowledge
under
these headings are lacking. The fragments include acknoiuledgments
of help
received from the E as t A siatic L ibra nj and the Inter librar g
Borroiving Service
of the Univers ity o f Ca lifor nia. The notes must have been
ivritten at various
times throughout the ijears, and it is obvious that the list
is not complete.—E d.]
In A ustr ia: R . Gobi, Hanar.
In England: Sir Ellis Minns, E. G. Pulleyblank.
In Germanv: J . \ Verner, K . Je ttmar , T auslin. In Hungar y : Z.
T akats, L . Lig eti, D. Czallanv , Gv . Moravcik, K .
Csgledy,
E. Liptak.
In Japan: Namio Egami, Enoki, Ushida.
In Soviet Union: K . V . Golenko, V . V . Ginsburg , E. Lubo-
Lesnichenko,
C. Trever, A. Mantsevich, M. P. Griaznov, L. P. Kyzlasov, I.
A.
Zadneprovskv, I. Kozhomberiev, M. Soratov, A. P. Oklanikov, S.
S.
Sorokin, B. A. Litvinsky, I. V. Sinitsvn, Gumilev, Belenitsky,
Stavisky.
In Sweden: B. Karlgren.
In Switzerlan: K. Gerhart, I. Hubschmid.
In United States: P. Boodberg, E. Schafer, R. Henning, A. Alfoldi,
R. N.
Frye, E. K antorow icz, L . Ols chki, K . H. Menges, N. Poppe, I.
Ševenko.
X X IX
T H E W O R L D O F T H E
J W i r \ &
I. The Literary Evidence
T h e c h a p t e r on the Huns written by the Roman
historian Ammianus
Marcellinus (330-400 a . d .) is an inv aluable document.* Corning
from
the pen of “the greatest literarv genius which the world has seen
be-
tween Tacitus and Da nte ,”1 it is also a stylistic masterpiece. A
mmianus*
superioritv over the other writers of his time who could not help
mentioning
the Huns becomes ev ident from their s tatements about the firs t
appear-
ance of the savage hordes in the norlhern B alka n provinces. T hey
teli
us in a few s cantv words tha t the Goths \ vere driven fr om their
sites by
the Huns ; some add the storv of a doe which led the Huns across
the Cim-
meria n Bosporus. A nd this is ali. T hey did not care to explore
the causes
of the catastrophe of Adrianople, that lerrible afternoon of August
9, 378,
vvhen the Goths annihila le d two- thirds of the Roman army , else
they would
have found that “the seed and origin of ali the ruin and various
disasters”2
were the ev ents that had taken place in the tr ans danubian
barbaricum
vears before the Goths \ vere admitte d to the empire. T hev did
not even
try to learn who the Huns \ vere and how they lived and
fought.
It is instructive to compare the just quoted words of Ammianus
with
the f ollowing passage by the historian- theologian Paulus Orosius
(fl. -115
a . d ) , St. Augustine’s disciple:
In the thirteenth vear of the reign of Valens, that is, in the
short in
terval of time that folIowed the wrecking of the churches by
Valens
and the slaughtering of the saints throughout the East, that root
of o u r i ni s cr i e s s i r n u lt a n c o u s lv s c n l u p a
v c r y g r c a t n u m b e r o f s h oo ts .
The race of t h e Huns, long shut off bv inaccessiblc mountains,
broke
* For historical and cultura l backg round sce Chapter X II by P
aul Alex ander.
1 Stein 1059, 331.
2 A m m ia n us X X X I , 2 , 1.
Materialcudreptdeautor
2 T H E W O R L D O F T H E HU N S
out in a sudden rage against the Goths and drove them in
widespread
panic from their old homes.”3
If the Arian heresy of Valens was the root of ali evils and the
attack of
the Huns on the Goths only a shoot, then it was clearly a waste of
time
and eff ort to occupy oneself w ith the Huns. T here was even the
dange r
that by looking too closely at gesta diaboli per Hunnos one
might lose
sig ht of the devil himself . Orosius pays attention only to s
upernatural
agents, God or the demons. Unconcerned about the antecedents of
a
happening or its consequences unless they could be used for
theological
lessons, Orosius, and with him ali the Christian authors in the
West, showed
no interes t in the Huns. A mmianus called the battle of A
drianople another
Cannae.4 He never doubted, even when ali seemed lost, tha t every
Han-
nibal would find his Scipio, convinced that the empire would last
to the
end of the wor ld:5 “T o these I set no boundarv in space or time;
unlimite d
power I have given them.” (His ego nec meias rerum nex tempora
pono:
imperium sine fine dedi.6) A mong the Christians, Ruf inus was the
only
one who could say that the defeat of Adrianople was “the beginning
of
the evil for the Rom an Empire , then and fr om then on.”7 T he
others
saw in it only the triumph of orthodoxy, indulging in lurid
descriptions
of the wa y in which the accursed heretic V alens perished. Orosius
adduced
the death of the unfortunate emperor as proof for the oneness of
God.
D e m o n i z a t i o n
Possibly the lack of interest in the Huns had still another reason:
the
Huns were demonized early . \ Vhen in 364 Hila ry of Poitiers
predicted
the coming of the Antichrist within one generation,8 he repeated
what
during the tw o vears of J uli a n’s reign many must have thought.
B ut
since then Christ had conquered, and only an obdurate fanatic like
Hilary
could see in the emperor’s refusal to unseat an Arian bishop the
sign
of the approaching end of the world. Ev en those who st ill adhered
to
the chiliasm of the pre- Constantine church, a nd took the highly
respected
Divinae institutiones of Lactantius as their guide to the
future, did not
ex pect to hear themselves the sound of Gabrie l’s tr umpet. “T he
fali and
ruin of the worId will soon take place, but it seems that nothing
of the
kind is to be feared as long as the city of Rome stands
intact.”9
3 Hist. ado. Pagan. V II , 33, 9- 10.
* X X X I , 13, 19.
5 Chri st 1938, 68-71.
6 Virgil, A en. I, 278.
7 Hist. eccles. X I , 13.
8 Contra Arianos V , P L 10, 611.
9 Div. Inst. V I I , 25 .
Materialcudreptde
T H E L IT E R A R Y E V ID E N C E • 3
T he change set in early in 387. Ita ly had not been inva ded by
bar
barians since Emper or A urel ian’s time (270- 275). Now it s
uddenly was
threate ned by an “impure and cruel enemy .” Panic spread throug h
the
cities; fortifications were hastily improv ised.10 A mbrose, who s
hortly be-
fore had lost his brother Saturus, found consolation in the thought
that
he \ vas "take n away that he mig ht not fali in the hands of the
bar bar ians .. . .
that he might not see the ruin of the whole earth, the end of the
world,
the burial of relatives, the death of fello\ v- citizens.” It was
the time \ vhich
the prophets had foreseen, “when they felicitated the dead and
lamented
the living” (gralulabanlur mortuis et vivos plangent).u A
fter A drianople,
A mbrose felt tha t “the end of the world is coming upon us.”
W ar, pesti-
lence, famine eveiysvhere. T he final period of the world’s history
was
draw ing to its close. “W e are in the wane of the age.”12
In the last decade of the fourth centurv, an eschatological wave
swept
over the Wes t fr om A frica to Gaul. T he Antichris t alre ady was
born,
soon he w ould come to the throne of the empire.13 T hree more
generations,
and the millennium would be ushered in, but not before untold
numbers
would hav e perished in the horrors w hich preceded it; the
hour of judg ment
drew nearer, the signs pointing to i t became clearer every day
.14
Gog and Magog (Ezekiel 38:1-39:20) were storming down from
the
nor th. T he initial letters suggested to some people, said Augus
tine, \ vho
himself rejected such equations, identification with the Getae
(Goths)
and Massagetae.15 Ambrose took the Goths to be Gog.16 T he A frican
bi-
10 Ambrose, De excessu fratris I, 1, 31. T he date, F ebr
uary 378 , has been definite-
]y cstablished by O. Faller, ed., C S E L 73, *81-*89.
11 Lactantius, jDiv. Inst. V I I , 16 ; Epitome
66.
12 Ambrose, Ez pos itio evange lii sec. L ucam X , 10-14, C
S E L 32, 458. Composed
at the end of 378 (Rauschen 1897, 494; Pa lanque 1935, 534, 535 :
Duden 1925, 693).
13 “T here is no doubt tha t the Antic hris t has already been
born; fir mly es tablished
already in his early years, he will, after reachlng maturity,
achieve supreme power.”
(No n est dabium , quin a ntichris tus ma lo špir itu conceplus iam
natus essct, et iam in a n -
nis paeritibiis constitutus, aelate legitima sampturus
imperium.)
St. Mart in apud Sulpicius Severus, Dialogus I (II),
14, 4, C S E L 1, 197.
14 Q. Julius Hilarianus, De cursu temporum (\ vritten in
397), P L 13, 1097- 1106;
Paulinus of xNola, E p. X X X V I II , 7, C S E L 2 9,
330 \ vritten in 397 (Re ine lt 1 903, 59).
In the Ea st such fears (and hopes) rarely wcre expressed. Cf. J oh
n Chrysos tom, In
loanneni homil. X X X I V , P G 59, 197- 198, delivere
d in A ntioch a bout 390 a .d . 15 Augustine, De cio. Dei X X
, 11. “ Of coursc those people, w hom he calls Gog
and Magog, are not to be understood as if thev were barbarians
scttled in some part
of the earth or Getae and Massagetae as some prcsume because of the
initial letters of
their name s...” (Gentes quippe istae, quas appcllat Gog et Magog,
non sic sunt accipiendae,
lamquam sint aliqui in a!iqua parte terrarum barbari constituti,
siue quos guidam sus-
picaniur Getas et Massagetas propter litteras horum nominum
primas, etc.)
16 Ambrose, De fide II, 16.
Materialcudreptdeautor
4 T H E W O R L D O F T H E HU N S
shop Quodvultdeus could not make up his mind whether he should
identify
Magog wit h the Moors or the Massagetac.17 \ Vhy the Massag etae? T
here
were no Massagetae in the f if th century . B ut consider ing
tha t T hemistius,
Claudian, and later Procopius called the Huns Massagetae,18 it
seems
probable tha t those who identified Magog w ith the Massagetae
thought
of the Huns. In the T almud, where the Goths are Gog ,19 Magog is
“the
country of the kanths” (Sogdian kant), that is, the king dom
of the w hite
Huns.20
Jerome did not share the chiliastic fears and expectations of his
con-
temporaries . In reshaping V ictorinus of Poe tov io’s Commentary
on the
Revelalion he substituted for the last part, full of
chiliastic ideas, sections
fr om T yconius.21 B ut w hen in 395 the Huns broke into the
eastern pro-
vinces, he, too, feared that “ the Rom an \ vorld was fal ling ,”22
and the end
of Rome meant the end of the \ vorld.23 Four years later, still
under the
impression of the catastrophe, he saw in the Huns the savage
peoples kept
behind the Caucasus by the iron gates of AleK ander.*4 T he ferae
gentes
\ vere Gog and Magog of the A lex ander legend. Flav ius J osephus
(37/8-
100 a.d.), the first to speak of Alexander’s gates,25 equated the
Scvthians
and Magog .26 Je rome, who followed him,27 identified Herodotus’
Scy thians
w ith the Huns ,28 in this oblique way equating the Huns and
Magog. Orosius
did the same; his “inaceessible mountains” behind which the Huns
had
been shut off \ vere those where Alex ander had built the w all to
hold back
17 Libe r de promissionibus et praedicalionibus De i, P L
51, 848.
18 See foo tnote s 40, 5 1, 52.
19 L . Ginz burg 1899, 58, 468.
20 O. K lim a, A r chiv Or ie nt dl nl 24, 1956,
596-597.
21 C S E L 49, 138- 153. W itho ut naming A mbrose— he spoke
only of him as “ a
distinguished contemporary” (vir nostrae aetatis haud ignobilis
)—Jerome rejected
his idenlification of Gog and Magog (Hebraicae quaestiones in libro
geneseos 10, 21).
22 Bomanus orbis ruit. (See E p. L X , 6 . )
23 “A t the e nd of the \ vorld, when the e mpire of t heRomans
must be destroyed”
(In consummalione mundi, quando regnum destruendum est
Romanorum). See Comm.
in Danielcm V I I , 8, P L 25, 531.
24 E p. L X X V U , 8. For Syriac versions of the legend, see
F. Pfister, A bh. B e r lin
3, 1956, 30-31, 36-39; N. V. Pigulevskaia, Orbeli Anniversary
Volume, 423-426.
25 B J V I I , 7 , 4.
26 A J I, 6, 123.
27 Hebraicae guaesliones in libro geneseos X , 21, w ritte n
in 391. Cf. Cavallera 1922,
1, 146-147; 2, 28.
28 E p. L X X V II, 8-9. In quoting Herodotus I, 104-106, Jer
ome made two mistakes:
Cyax ares instead of Darius, and t\ venty instead of twenty- eight
years. His knowledge
of ethnog raphic litera ture was poor. Cf. Luebeck 1872, 21.
Isidorus (E i y m . IX , 2, 66)
copied Jerome.
T H E L IT E R A R Y E V ID E N C E • 5
Gog and Magog. In the six th century, A ndreas of Caesarea in
Cappadocia
still held the view t hat Gog and Magog \ vere those Scy thians in
the north
“called Hunnica by us” dneg xa^ov(xev Ovvvina,29 If even the sober
Jer ome
was inclined, for a time , to see in the Huns the companions
of the apo-
calyptic horsemen, one can easily imagine how the superstitious
masses
felt.30
A fter 400, the chiliastic fears \ vcre somewhat abated.31 B
ut behind
the Huns the devil still was lurking. T he curious story in
Jordanes38 about
their origin almost certainly is patterned on the Christian legend
of the
fal len angels:33 The unclean spirits “bestowed their embraces on
the sor-
ceresses and begot this savage race.” T he Huns \ vere not a people
like
other peoples. These fiendish ogres,34 roa ming over the desolate
plains
beyond the borders of the Christian oecumene, from which they set
out
time and again to bring death and destr uction to the fa ithful, \
vere the
offspring of daemonia irnmunda. Eve n after the fali of A
ttila's kingdom,
the peoples who were believed to have descended from the Huns
were
in alliance with the devil. T hey enveloped their enemies in
darkness v t io
rtvag fiay eia .Zb The Avars, whom Gregory of Tours called Chuni,
“skilled
in magic tricks, they made them, that is, the Fr anks, see
illusionar v im-
ages and defeated them thoroughly” (magicis arlibus inslrucli,
diversas
fanlasias eis, i.e., Francis ostendunt et eos valde
superant).w
To be sure, this demonization of the Huns alone \ vould not have
pre-
vented the Latin historians and ecclesiastic writers from exploring
the
past of the Huns and describing them as A mmianus did. B ut the
smeli
of sulphur and the heat of the hellish flames that enveloped the
Huns
were not conducive to historical researeh.
E q u a t io n s
How did the Easter n writers sce the Huns ? One should ex pect
the
Greek historians to have preserved at least some of the
ethnographic cu-
riosity of Herodotus and Strabo. B ut w hat \ve have is
disappointing.
29 Commentarius in apocahjpsin ch. L X I I I , P G 106,
416c.
30 T he tendency to ide ntify the enemies of the Christians wit h
Gog or Magog led
sometimes to strange results. V incent of Be auvais turned Qag han
into Gog Chan (Rock- hJlI J900, 21, n. 1, and 108, n.
1).
81 E. Ch. Bahut, Reoue d’hist. et de lift. religicuses, N. S.
1, 1920, 532.
32 Getica 121-122.
34 “Ogr e” <Hong re , Hungar ian.
35 J oh n of A ntioch, fr. 151, E I 145.
M Hist. Franc. IV , 29.
Materialcudreptdeautor
6 T H E W O R L D O F T H E H U N S
Instead of facts they serve us with equations. T he Lat in
chroniclers of
the fifth century, in calling the Huns by their proper name, were
less guided
by the intention to be precise than forced to be factual by their
ignorance
of literature. T hey knew nex t to nothing about the Scy thians,
Cimmerians,
and Massagetae, whose names the Greek authors constantly
interchanged
w ith tha t of the Huns . Howev er , even at a time when
there stil l ex isted
a Latin literature worthy of its illustrious past, the Latin
writers, both
prosiasts and poets, shunned the circumlocutions and equations in
which
the Greeks indulged. A usonius rarely missed an opportunity to
show
how well read he was, yet he refrained from replacing the real
names of
the barbarians with whom Gratian fought by those he knew from
Livy
and Ov id.37 Ambrose, too, avoided the use of archaic or learned
words.
The Huns, not the Massagetae, attacked the Alans, who threw
themselves
upon the Goths, not the Scy thians.38 In Ambrose, the former
consularis,
Roman soberness and aversion to speculation were as much alive as
in
A usonius, the rhetor from Bordeaux . A comparison of
Pacatus’ panegyric
on Theodosius with the orations of Themistius is revealing: The
Gaul called
the Huns by their name;39 the Greek called them Massagetae.40
As in the West, ma ny wr iters in the Eas t lacked interest
in the invader s.
They looked on them as “bandits and deserters,”41 or they called
them
Scythians, a name which in the fourth and fifth centuries had long
lost
its specific meaning. It was widely applied to ali northern
barbarians,
whether they were nomads or peasants, spoke Germanic,
Iranian, or any
other t o n g u e . N e v e r t h e l e s s , in t h e v o c a b u
l a r y of t h e c d u c a t c d t h e w o r d
retained, however attenuate d, some of its original sig nificance.
T he as-
sociations it called forth were bound to shape the way in which the
bar
barians were seen. T hat makes it a t times dif ficult to decide
whom an
author means. Ar e Priscus’ “Roy al Scy thians” the dominating tr
ibe as
in Herodotus, or are they the members of the royal elan, or simply
noblemen ?
37 Praecatio consulis designati pridie K al . la n. f uscibus
sumptis 31-35; Epigr. X X V I ,
8-10; Ephemeris 7 (8), 18.
38 E zpo s ilio euangelii se cundum L aam X , 10.
39 X I, 4.
40 Or. X V , ll ar duin 1684, 20 7c : “The stubbomness of the
Scythians, the reckless-
ness of the Alans, the madness of the Massagetae.” Exccpt Or.
IX , 121b, and Or. X IV ,
181b, where “Scythians” means ali transdanubian barbarians, the
Scythians are the
G o ths Or . V I I I , 1 1 4c; X ; X V I , 2 1 0d, 2 1 1 b; X V I I
I , 2 1 9 b; X I X , 2 29 b, c).
In Or. X I, 146b, Athanaric is called Zx vOr jg i] rx
rj<;. T he Alans are called by
their proper name in Or. X X X IV , 8. The Massagetae, the
third of the peoples who
in the 380's devas tatcd the northern Balkans, must, therefore, be
the Huns. In Or.
X X X I V , 24, T he mis tius mak es a shar p dis ti ne ti on
betw ee n S cy thia ns and Massa getae.
41 For instance, Basil the Great, E p. 268.
Material cu dre
T H E L I T E R A R Y E V ID E N C E * 7
It is not enough to say that the phrase is merely one of the
sevcral instances
of Priscus’ literar y debt to Herodotus. It certainly is. B ut it
would be
strange if the man who used this and other expressions of the great
his-
torian would not, here and there, have succumbed to the temptation
to
see the Huns as the ancients had seen the Scythians.
The Greek historians equated the Huns and the Cimmerians,
Scythians,
and other peoples of old not just to display their knowledge of the
classics
or to embellish their accounts,42 but f irs t of ali because they
were con-
vinced tha t there \ vere no peoples which the wise men of the pas
t had not
know n. A nd this, in turn, was not so much narrow- minded
traditional-
ism—it was that, too—as, to use a psychologieal term, a defense
mechanism.
Synesius of Cyrene (ca. 370—412), in his “Address on Kingship,”
explained
w hy there could not be new barbarians :
Now it was not by \ valling off their own house that the former
rulers
prevented the barbarians either of Asia or Europe from entering
it.
Rather by their own acts did thev admonish these men to wall
off
their own by Crossing the Euphrates in pursuit of the Parthians,
and
the Danube. in purs uit of the Goths and Massagetae. B ut now these
nations spread terror ainongst us, Crossing over in their turn,
assuming
other names, and some of them falsifying by art even their
countenances,
so that another race new and foreign may appear to have sprung
from
the soil.43
This is carrying the thesis of the identity of the old and new
barbarians
to absurdity. B ut it is, after ali, \ vhat so many Rom an g
enerals said so
many times on the eve of a battle: our fathers conquered them, we
shall
conquer them again. T he ever recurring oi naAcu serves the
same pur-
pose. It deprives the unknow n attacker of his most fr ightening
feature:
he is known and, therefore, needs not be fcared.
In the equation of the Huns and the peoples of former times both
mo-
tives, the emotionallv conditioned reduclio ad notum and the
intention
jpf the learned historian to show his er udition, play their
role, whereby
the former, I believe, is more often in the Service of the latter t
han is usual-
ly assumed. W ith which of the kno\ vn peoples an author identif
ied the
Huns depended on his information, the circumstances under which
he
wrote, and the alleged or real similarity bet\ veen the kno\
vn and the barely know n. T he result was inv ar iably the same. A
li speculations about
the origiri of the Huns ended in an equation.
42 See Agathias III, 5, ed. Uonn 147, on his reasons for calling
the fortmss St. Stephen
by its former name Onoguris.
43 De regno X I; Fitzgerald 1930, 1, 27.
Materialcudreptdeautor
8 T H E W O R L D O F T H E H U N S
Philostorgius, in his Ecclcsiaslical Hisiory written
between 425 and
433, “recognized” in them the Neuri.44 A well- read man, he may
have
come across a now lost description of the Neuri which reminded him
of
w ha t he had heard of the Huns . One could think tha t
Philostor gius, less
critical than Herodotus, believe the werewolf stories told about
the Neuri.45
Svnesius46 and J erome47 were probably not the onlv ones to compare
the
Iluns \ vith \ volves. It \ vas not beyond Philostorgius to identif
y the “wolf-
ish” Huns w ith the were\ volves of Scy thia. B ut the most likely
expla-
nation of his belief is the location of the Neuri: T hey \ vere the
northern-
most people, the Il uns ame fr om the ex treme Nor
th —ergo the Huns were
the Neuri. T o say tha t they lived along the Rhipaean Mountains,
as Phil
ostorgius did, was merely another \ vay of placing them as far
north as
possible; since the legendarv A risteas48 the Rhipaean Mountains
were
regarded as the region of the eternal sno\ v, the home of the icy
Boreas.
Procopius’ Identification of the Huns w ith the Cimmerians49 is
neither
better nor \ vorsc than his assertion that the Goths, V andals, and
Gepids
were in former times called Sauromatae.50 As a rule
Procopius, like T he
mistius and Claudian,51 equated the Huns and the Massagetae.52 T
he
later Bv zant ine writers repeated monotonously the for mula: the
former
x , the present y. T here is finally the histor ian Eunapius
of Sardes (ca. 345— 420). The
follo\ ving fra gment fr om him shows (in Vasil iev’s opinion) what
a conscien-
tious historian Eunapius was:
A lthoug h no one has told anv thing plainlv of \ vhence the
Il uns ame
and by \ vhich way they invaded the whole of Europe and drove
out
the Scythian people, at the beginning of my work, after
collecting
the accounts of ancient writers, I have told the facts as seemed to
me
reliable; I have considered the accounts from the point of view of
their
exactness, so that my writing should not depend merelv on
probable
statement and my \ vork should not deviate from the truth. \ Ve
do
44 Hist. eccles. I X , 17, Biez 1960, 123.
15 He ro dotus IV , 107.
46 The “w o ir in the Eggplian Tule is “ the H un .” Cf.
Grtttzmacher 1913, 59 ;
Ch. Lacombrade R f l A 48, 1946 , 260- 266.
47 E p. L X , 16.
4ft According to MOllenhoff, D A 3, 24, the source of
Damaste s, quoted by Stepha-
nus Byzantinus 630, 6; doubted by Rostovtsev 1913, 24, n.2.
49 V III , 5, 1.
50 III, 22, 2.
61 The Massagetae in In Ruf. I, 310, correspond to the Chuni
in Cons. Stil. I, iii.
52 The passages are listed in Moravcsik, R T 2, 183 ; Ev ag
rius II I, 2 ; B idcz 1960,
100 9-11.
T H E L I T E R A R Y E V ID E N C E * 9
not rescmble those who from their childhood live in a small and
poor
liouse, and late in time, by a s troke of good for lune, acq uire
vast and
magnificent buildings, and none the less bv custom love the old
things
and lake care of them. . . . B ut \ ve rather rescmble those who
first using
one medicine for the tr eatme nt of their bodv, in the hope of
help,
and then through their experience finding a better medicine,
turn
and ineline towards the latter, not in order to neutralize the
effect
of the first one bv the second but in order to introduce the truth
into
erroneous judgment, and, so to speak, to destroy and enfeeble the
light
of a lam p bv a ray of the sun. In like manner we will add the
more
correct evidence to the aforesaid, considering it possible to keep
the
former material as an historical point of view, and using and
adding
the latter material for the establis hment of the trut h.53
A li this ta lk about medicines and building s, the pompous
announ-
cement of what he is going to wr ite on the Huns, is emptv .
Eunapius ’
description of the Huns is preserved in Zosimus.54 It shows what a
\ vind-
bag the allegedly conscientious histor ian \ vas. One half of it
Eunapius
cribbe from A mmia nus Marcellinus;55 the other half, where he
“collected
the accounts of the ancient \ vriters,” is a preposterous
hodgepodge. Euna
pius calls the Huns ‘‘a people formerly unknovvn,”56 only to
suggest in
the nex t line their identitv w ith Herodotus* R oy al Scythians.
As an al
ternative he referred to the “snub- nosed and weak people who, as
Hero-
dotus says, dwell near the Ister [Danube] .” W ha t he had in mind
was
Herodotus V , 9, 56, but he ehanged the horses of the Sig vnnae,
“snub-
nosed and incapable of carr ving men,” into “snub- nosed and weak
people”
(aifiovg nai ddvvarov$ tivdoaz (peoeiv into aif iov ; x
at daOeveas dvOoco-
7COVC) 57
A m m i a n u s M a h c k i . i . i n u s
Seen against this background of indifference, superstition, and
ar-
bitrarv equations, Ammianus’ description of the Huns cannot be
praised
too highlv. B ut it is not eine ganz realistisehe
Sittcnschilderung , as Rostov-
tsev called it.5* For its proprer ev aluation one has to take into
account
53 E S 84-85, Iranslated by Vasiliev 1936, 24-25. 54
Moravcstk, B T 1, 577.
55 Maenchcn- Mclfcn 19551), 302. I have not been conv ince d by A .
1*\ Nor niaii (C Q
7, 1957, 133, n. 1) tl>at E unapi us an d A mm ian us used the
same sources.
5« Zosimus IV , 20, 3.
57 T his has Ion** bccn recognized by Sa tte rc r 1798 , 4. T
hompson (1918 , 17, n. 2)
erroneously refers to Her odotus IV , 23.
58 Hostovtsev 1931, 103.
1 0 • T H E W O R L D O F T H E H U N S
the circumstances under w hich it was \ vritten, A mmianus ’
sources of in-
formation, and his admiration for the styli veteres.
He most probably finished his work in the winter 392/3,59 tha t is,
at
a time when the danger of a war betvveen the two partes of
the empire
was steadilv mounting . In A ugust 392, the powerf ul general
A rbog as t
proclaimed Eugenius emperor of the West. For some time T
heodosius
apparently was undecided what to do; he may have thought it
advisable
to come to an ag reement w ith the usurper \ vho was “superior in
every
point of militarv equipment.”60 B ut when he nominated not
Eugenius
but one of his generals to hold the consulship with him, and on
January
23, 393, proclaimed his son Honorius as Augustus, it became clear
that
he would go to war against Eugenius as he had against Maximus in
388.
There can be little doubt that the svmpathies of Ammianus, the
admirer
of Julian, lay from the beginning not with the fanatic Christian
Theodosius
but w ith the learned pagan Euge nius.61 A mmianus must have
looked
w ith horror at T heodosius’ army , vvhich \ vas Ro ma n in
name only . A lthoug h
it cannot be provcd that the emperor owed his victory over Maximus
to his dare- devil Hun cav alr v,62 they certainly plaved a
decisive role in the
campaign. T heodosius’ horsemen were “carried through the air by P
eg asi” ;63
thev did not ride, they f Iew.M No other troops but the Hun
auxiliaries
could have covered the six ty miles fr om Emona to A quileia in one
day.65
A mmianus had ali reasons to fear tha t in the apparently
inevitable war
a large contingent of the Eas tern ar my would again consist of
Huns. It
did.66 A mmia nus hated al i barbar ians, even those who
disting uished them-
selves in the service of Rome:87 He called the Gall ic soldiers, \
vho so gal-
lantly fought the Persians at Amida, dcntatac besliae;68 he
concluded his
work w ith an encomium for J ulius , magisler m ililiae trans
T aurum, who,
on learning of the Gothic victorv at Adrianople, had ali Goths in
his ter-
ritory massacied. B ut the Huns were the worst. Both Claudian69
and
59 Maenchen- Helfe n 1 055a, 399.
60 Orosius, Hist. ado. Pagan. V II, 35, 2.
01 Ens sl in 1923, 9.
62 A s ass umed by G ibbon 3, 165, follo\ ved by Seeck,
Geschichle 5, 213-21 .
63 P ac at us X X X I X , 5 .
64 Non citrsus est, sed volatus (ibid. X X X I X ,
1).
65 Ibid. X X X IX , 2. Only cabinet scholars reject the “
hyperboles ” of the orator
(Galletier 1949, 57 n. 6).
M John of Antioch, fr. 187, E I 119.
67 Ensslin 1923, 31-32.
T H E L I T E H A R Y E V ID E N C E * 11
Jordanes70 echoed A mmianus w hen thcy called the Huns "the most
in- famous offspring of the north,” “fiercer than ferocitv itsclf.”
Ev en the
headhunting Alans were “in their manner of life and their habits
less
sav age” than the Huns .71 T hrough long intercourse with the
Romans,
some Germans had acquired a modicum of civilization. B ut the
Huns
\ vere st ill primev al savages.
Besides, Ammianus’ account is colored by the bias of his
informants.
He \ vent to Rome s ometime before 378 where, ex cept for a short
while
in 383, he spent the rest of his life. T he poss ibilitv tha t he
met there some
Hun or other cannot be entirelv ruled out,72 but i t is
inconceivable
tha t a Hun \ vho at best unerstood a few L at in orers could have
told
A mmianus how his people liv ed and ho\ v they foug ht the
Goths. T he
account of the war in South Russia and Rumania is based largelv on
re-
ports which A mmianus received from Goths. Munderich, who had
fought
against the Huns, later dux limilis per Arabias ,73 may have been
one of
his infor mants. One could almost sav th at A mmianus \ vrote his
account
from a Gothic point of view. For ex ample, he descrihed Er manar ic
as
a most \ varlike king , dreaded by the neighboring nations because
of manv
and varied deeds of valor;74 forliter is a praise which
Ammianus did not
easily bestow on a barbarian. A latheus and Saphrax were “
experienced
lcaders known f or their courag e.”75 A mmianus names no less than
eleven
leaders of the Goths,76 but not one of the Huns. T hey were a
faceless mass,
terrible and subhuman.
A mmianus ' description is distorted by hatr ed and fear. T
hompson,
\ vho believes almos t every \ vord of it, accordinglv places the
Huns of the
later half of the fourth century in the “lower stage of
pastoralism.”77 T hey
lived, he says, in conditions of desperate harship, moving
incessantly
from pasture to pasture, utterly absorbed by the day- long task of
looking
after the herds. T heir iron swords must have been obtained bv
barter or V
capture, “for nomads do not work metal.” Thompson asscrts that even
after
eighty years of contact with the Romans the produetive power of
the
70 Gctica 12.
71 A mmianus X X X I, 2, 21.
72 In De Tobia I, 39, C S E L 32, 540 (written about
389: Palanquc 1935, 528; Dudden
1925, 696, suggests probably later than 385 ; cf. also Rauschcn
1897, 132, n. 2), Ambrose
mentlons a H un ** who \ vas know n to the K oma n emper or."
73 X X X I , 3 , 5.
74 Ibid., 3, 1.
78 Ibid., 3, 3.
76 Er manar ic, V ithimir , V iderich, Alatheus, Saphrax , A
thanaric , Munderich, La-
garimanus, Alaviv, Fritigern, and Farnobius.
77 T hompson 1948, 41-43.
Materialcudreptdeautor
Huns was so small that they could not make tables, chairs, and
couches.
“The productive methods available to the Huns were primitive
beyond
w hat is now easy to imag ine .” T o this almos t unimag ina
ble primitiv e
economv corresponds an equally primitive social structure, a
societv without
classes, without a hereditary aristocracv; the Huns were amorphous
bands
of marauders . Ev en the Soviet scholars, who still hate the Huns
as the
murderers of their Slavic ancestors, reject the notion that the
economy
and society were in any way primitiv e.78
Ha d the Huns been unable to forge their svvords and east their
arrow-
heads, thev never could have crossed the Don. T he idea that the H
un
horsemen fought their \ vay to the walls of Constantinople and to
the Marne
\ vith bartered and captured s\ vords is absurd. Hun \ varfare
presupposed
a far- reaching division of labor in peacetime. A mmianus
emphasizes so
strongly the absence of any buildings in the country of the Huns
that
the reader must think they slept the vear round under the open sky;
only
in passing does Ammianus mentions their tents and \ vagons. Manv
may
have been able to make tents, but only a few could have been
cartwrights.
T he passage \ vhich, more than any other, shows that A mmia nus ’
descrip
tion must not be accepted as it stands is the follovving, often
quoted and
commented 011: A g un tur aulem null a severitate reg ali;
sed tum ulluar io
primatum duelu contcntif perrumpunl quidquid incident.™ In
Rolf e’s trans-
lation, “Thev are subject to no royal constraint, but they are
content
\ vith the isorderly g over nment of their importa nt men, and led
by them
thev force their way through e v e r y o bs t a e l e . ” I t is n
o t vcry important
tha t this statement is at var iance with Cassiodorus- Jordanes’
account
of the \ var between the Goths and Balamber, king of the Huns, w ho
late r
married Vadamerca, the granddaughter of the Gothic ruler
Vinilharius;80
whoever Balambe r was, Cassiodorus \ vould not have admitted
tha t a Gothic
princess could have become the wife of a man \ vho was not some
sort of
a king. More impor tant is the discrepancy between A mmianus’
statement
and w hat he himself tells about the deeds of the Huns. A ltoug h
the cul-
tural level of Ermanaric’s Ostrogoths and the cohesion of his
kingom
must not be overrated, its sudden collapse under the onslaught of
the
Huns would be inexplicable if the latter were nothing but an
anarchic
mass of howling savages. T hompson calls the Huns mere marauders
and
plunderers. In a way, he is rig ht. B ut to plunder on the scale
the Huns
did \ vas impossible \ vithout a milita ry org anization,
commanders who
planned a campaig n and coor dinated the att acking forces, men \
vho gave
1 2 • T H E "VV ORLD O F T H E H UN S
78 See, for example, Pletneva, S A 3, 1964, 343.
7» X X X I , 2 , 7.
00 Gclica 130, 248, 249.
Materialcudreptdeautor
T 1IE L IT E K A R V E V ID E N C E * 1 3
orers and men who obeyed them. A lthe im defines lumultarius
ductus
as eine aus dan A uge nblick eriuachsene, improv isierte F iihr
ung ,81 \ vhich
renders Ammianus’ words better than Rolfe’s “disorderly
government.”
However, the warfare of the Huns reveals at no time anything that
could
be called improvised leadership.92
For some time the misunderstanding of the Hunnic offensive
tactics—
sudden, feigned flig ht and renewed atta ck —\ vas, perhaps,
inevitable.83 B ut
A mmianus \ vrote the las t books fourteen vears after A
drianople. He must
by then have kno\ vn or, at least, suspected tha t the early
reports on the
Huns ’ improv ised leadership were not true. Y et he stuck to them,
for
those biped beasts had only “the f orm of men.”84 He maintained
that
their missiles were provided w ith sharp bone points.85 He mav not
have
been entirelv wrong. B ut the tanged Hun arrowheads of which \ ve
know
are ali made of iron. A mmianus made the ex ception the rule.
In describing the Huns, Ammianus used too manv phrases from
earlier
authors . Because the Huns \ vere northern barbarians like the Scy
thians
of old and because. the styli veteres wrote so well
about the earlier bar
barians, Ammianus, the Greek from Antioch, thought it besi to
paraplirase
them. One of the authors he imita ted \ vas the histor ian T rogus
Pompeius,
a contemporary of the emperor A ugustus. A mmianus \ vrotc: “None
of
them ever ploughs or touches a colter. W ithout permanent seats, w
ithout
a home, \ vithout fix ed laws or rites, thve ali roam about, always
l ike fu-
gitiv es. . . restless rov ing over mountains and through woods. T
hey cover
themselves \ vith clothes sewed together from the skins of forest
rodents.”
(Nerno apud cos arat nec stivarn aliquando contingit. Omnes sine
sedibus
f ix is , absgue lare vel lege aut ritu stabili dispalanlur, semper
fugientium
similes. . . vagi montes peragranles et silvas. Indum e nlis
ope riunlur ex
pellibus siluestrium murum consarcinatis.)m This clearly is
patterned on
81 A ltheim and S tiehl 1954, 259.
82 lt is not quite impossible that Ammianus concluded from
the iui]>etuosity of
H un \ varfare tha t the savages aguntur nulla severilate
regali. He may have thought
of what Hippocrates said about the courage of the Europeans, who
were more Nvarlike