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THE FUTURE OF THE PATENT SYSTEM IN EUROPE: NOSTALGIA IS NOT A GOOD ADVISER EPIP Conference, Lund. Alison Brimelow President of the EPO. September, 2007, Lund. Italian Presidency / European Commission Conference 2003 "IP Quo Vadis?". "Business as usual" "If only they understood" - PowerPoint PPT Presentation
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1
THE FUTURE OF THE PATENT SYSTEM IN EUROPE:
NOSTALGIA IS NOT A GOOD ADVISER
EPIP Conference, Lund
Alison BrimelowPresident of the EPO
September, 2007, Lund
2/18
Italian Presidency / European Commission Conference 2003 "IP Quo Vadis?"
• "Business as usual"
• "If only they understood"
• "We may have a problem here"
3/18
European filings
Euro-direct Applications
61 002
Euro-PCT Regional Phase
74 181
European Applications
135 183
Euro-PCT International
Phase 147 500*
Total Filings 208 502
0
10 000
20 000
30 000
40 000
50 000
60 000
70 000
80 000
90 000
100 000
110 000
120 000
130 000
140 000
150 000
160 000
170 000
180 000
190 000
200 000
210 0001978 1979 1980 1981 1982 1983 1984 1985 1986 1987 1988 1989 1990 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006
* WIPO estimate
4/18
• Globally, patent systems face a boom in filings…– Globalization of markets, – Harmonization of patent systems (PCT,…)– New and dynamic countries in the arena (BRICS)– New technologies (Bio, nano…)– New actors (SMEs, universities)– New management of R&D: open innovation– New strategies (portfolio, thickets, flooding, standards…)– Active promotion of patenting by governments e.g. Japan
• Growth much stronger than growth in R&D
5/18
Increase in backlogs = increase in uncertainty + scope for new games
6/18
Audi’s recent A6 ad campaign claimed:
« To date NASA has filed 6,509 patents. In developing the A6, Audi filed 9,621 ». Patenting is identified as a proof of innovation...
7/18
The Scope-Year index...The average value of EP patents has decreased by 9 SY
Source: van Pottelsberghe and van Zeebroeck (2008)
37
39
41
43
45
47
49
1980 1981 1982 1983 1984 1985 1986 1987 1988 1989 1990 1991 1992 1993 1994 1995
Year of filing at EPO
Ave
rag
e S
cop
e-Y
ear
Ind
ex
SY(10,10) from the date of filing
8/18
And EPO performance has some weak points
• Productivity
• Unit costs
• 2005 and 2006 results - € 70 m
9/18
On the other hand...
10/18
EPO strategic debate
• European office strong centre = focus on core business
• Developing role of National Offices in a changing world
• Engaging with how to utilise
11/18
Strategic Renewal
• Raising the bar • The future of work and working • Managing Performance• The European Patent Network• E2E• Governance
12/18
Scenarios - thinking about "what if" globally -
and here are some ways forward.
13/18
Costs
London Agreement
EPLA/Community Patent
EPN/Trilateral/3+3 (re-use of work)
Procedural Efficiency
Financial IP-support for SMEs
Challenge Operational Tools Most relevantScenario(s)
14/18
QualityWorkload
• Fee Policy (Shift to Upfront)
• Fee Policy (Fees as a function of examination time)
• Restrict possibility for divisionals
• EPN
• Applicant Training
• Trilateral
• 3+3
• Peer Review (peer-to-patent)
• Publication of reasoned votum for grant
Challenge Operational Tools Most relevantScenario(s)
15/18
• Request for examination by third parties (+ deferred examination)
• Credit for Refusals
• Efficient procedures
• Increased threshold for inventive step/sufficiency of disclosure/clarity
• Quality control (internal/external audits
QualityWorkload(continued)
Challenge Operational Tools Most relevantScenario(s)
16/18
Blockage
• Consistent high quality
• Reduced scope of rights (e.g. patent term, limits to injunctions, compulsory licensing, license of right)
• Fixation of patent rights to the extent of usage by patentee
• Broadening of exclusions from patentability
Challenge Operational Tools Most relevantScenario(s)
17/18
Ethical, political debate
• Regular dialogue with all stakeholders
• Advisory boards
• Involvement of national and EU parliaments
• Intensive contact with international bodies (WHO, WIPO, WTO)
• Contact with competition and standard governing bodies
Challenge Operational Tools Most relevantScenario(s)
18/18
Time to abandon nostalgia and deliver some change
EPC @ 30