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The Dissolvable Bead: a novel in vitro biofilm model for evaluating antimicrobial resistance.
REVISED MANUSCRIPT
Dall GF1,2, Tsang STJ1,2,3, Gwynne PJ1, Wilkinson AJ1, Simpson AHRW2,3, Breusch SJB3, Gallagher MP1
1. School of Biological SciencesUniversity of EdinburghDarwin BuildingKing's BuildingsMayfield RoadEdinburghEH9 3JRUnited Kingdom
2. Department of Orthopaedic surgeryUniversity of EdinburghChancellor’s building49 Little France CrescentOld Dalkeith RoadEdinburghEH16 4SBUnited Kingdom
3. Department of Orthopaedic surgeryRoyal Infirmary of Edinburgh51 Little FranceOld Dalkeith RoadEdinburghEH16 4SAUnited Kingdom
Word count
Text: 2653References: 1336Figures: 161
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Abstract
In vitro biofilm assays are a vital first step in the assessment of therapeutic effectiveness.
Current biofilm models have been found to be limited by throughput, reproducibility, and
cost. We present a novel in vitro biofilm model, utilising a sodium alginate substratum for
surface biofilm colony formation, which can be readily dissolved for accurate evaluation of
viable organisms. The dissolving bead biofilm assay was evaluated using a range of
clinically relevant strains. The reproducibility and responsiveness of the assay to an
antimicrobial challenge was assessed using standardised methods. Cryo-scanning electron
microscopy was used to image biofilm colonies. Biofilms were grown for 20 hours prior to
testing. The model provides a reproducible and responsive assay to clinically-relevant
antimicrobial challenges, as defined by established guidelines. Moreover cryo-scanning
electron microscopy demonstrates that biofilm formation is localised exclusively to the
alginate bead surface.
Our results suggest that this simple model provides a robust and adaptable assay for
the investigation of bacterial biofilms.
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Introduction
In vitro biofilm assays are a crucial first step in the assessment of therapeutic
effectiveness (Coenye and Nelis, 2010). The choice of biofilm model is dependent upon
several aspects in the in vitro design: selection of a suitable and uniform platform for
generating and testing the biofilms, selection of appropriate physical state conditions that can
be analysed using the platform, and definition of appropriate end-points. The evaluation of
antimicrobials based on the traditional susceptibility methods, such as the Minimum
Inhibitory Concentration (MIC), is widely recognised to be a poor predictor for microbial
biofilm eradication, commonly resulting in treatment failure (Girard et al., 2010; Olson et al.,
2002). The Minimum Biofilm Eradication Concentration (MBEC) is now widely recognised
and is defined as the lowest concentration of antimicrobial that eradicates 99.9% of the
bacteria in a biofilm state compared to growth controls in the same conditions (Wayne,
1999). This reduction provides a much more robust approximation to the expected in vivo
effect. The MBEC is generally 100-1000 times greater than the MIC (Girard et al., 2010;
Olson et al., 2002).
Several biofilm models have been described, such as the microtiter plate biofilm
assay; constant depth film fermentors; rotating reactors; perfused membrane models; drip
flow biofilm reactors; and flow cells (Coenye and Nelis, 2010; McBain, 2009). These models
are reliable, but can be limited by their throughput (Coenye and Nelis, 2010). Simple agar
plate methods are also described but can be unsuitable in some situations because of their use
of the substratum as the source of nutrition, the exposure of the biofilm to air and the
influence of differing rates of antibiotic diffusion throughout the agar medium (Anderl et al.,
2000; Coenye and Nelis, 2010; Walters et al., 2003). The microtiter plate biofilm assay is a
static biofilm model that utilises crystal violet staining to indirectly quantify biofilm
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formation but does not allow direct cell enumeration (Christensen et al., 1985; Merritt et al.,
2005). The Modified Robbins Device provides a linear array of six ports along a rectangular
cross-section channel that the media flows through, onto which coupons of substrate can be
placed during an experiment for susceptibility testing (McCoy et al., 1981). Although it has
been extensively used for bacterial susceptibility testing, it relies on unidirectional shear and
requires intermittent sterilisation which limits throughput and risks contamination. The multi-
well plate technique described and patented by the Calgary group as the MBECTM device
(Ceri et al., 1999; Harrison et al., 2010) is widely used and capable of high throughput.
However, it has been shown to have a number of limitations which impact reproducibility
(Almshawit et al., 2014; Bridier et al., 2010; Coenye and Nelis, 2010; Coraça-Hubér et al.,
2012; Macia et al., 2014; Monsen et al., 2009; Ren et al., 2014).
These limitations led to the development of an alternative and novel method for
investigating the effects of antibiotics on bacterial biofilms. The method presented here
eliminates these concerns and allows rapid, reproducible growth and enumeration of bacterial
biofilms. Established biofilms are easily liberated from the alginate platform by dissolving
the substrate, thus removing the need to physically disrupt the biofilm. Previous techniques
have scraped off the biofilms (Neut et al., 2006), but this has shown to be inferior to
sonicating the biofilms away from the substratum, resulting in significant assay variance
(Bjerkan et al., 2009). Although low-level sonication does not seem to affect the viability of
staphylococci it has been shown to reduce the viability of Gram negative and anaerobic
bacteria (Monsen et al., 2009). A technique using sodium alginate beads has previously been
used for cellular immobilisation (Takata et al., 1977). It has also been shown that sodium
alginate can be chelated and then dissolved to liberate immobilised bacteria without
compromising their viability (Behrendt et al., 2012; Mater et al., 1995; Pedersen et al., 1990;
Sønderholm et al., 2017). We have combined these principles to grow and quantifiably
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recover surface colonies on the alginate to facilitate the study of the biofilm. Initially, as part
of a proof of principle, the approach has been used to examine the effect of locally delivered
antibiotic combinations in the treatment of staphylococcal biofilms, modelling a prosthetic
joint infection (PJI) (Trampuz et al., 2003; Zimmerli et al., 2004).
In this present study the authors aimed to develop an in vitro biofilm model that was:
1) reproducible, 2) allowed the testing of biofilm-forming isolates with antimicrobials 3)
quantitated antimicrobial effectiveness, 4) used a clinically-relevant outcome, and 5) was cost
effective in terms of materials, equipment, and laboratory time.
Materials and methods
Bacterial strains and Media
The following bacterial strains were used; a methicillin-sensitive Staphylococcus
aureus (MSSA-N) reference strain (ATCC #29213), which has been extensively studied in its
biofilm state (Ceri et al., 1999; Pettit et al., 2009; Zimmerli et al., 1994); a coagulase-negative
Staphylococcus (CNS-J) clinical isolate from an infected hip replacement; a Streptococcus
mutans reference strain (NCTC #10923); an Escherichia coli reference strain (ATCC
#25922); an Enterococcus faecalis clinical isolate from an infected heart valve; a Klebsiella
pneumoniae clinical isolate from a ventilator associated pneumonia; a Pseudomonas
aeruginosa clinical isolate from the sputum of an infective exacerbation of bronchiectasis.
Bacterial strains were cultured aerobically in Luria broth (LB) overnight at 37°C prior to
use. LB used in this study was: Bacto tryptone (Difco) (10 g), Bacto yeast extract (Difco) (5
g) and NaCl (10 g), dissolved up to 1L of dH2O (pH 7.2 prior to autoclaving). LB agar was
solidified by adding 15 g/L agar (Difco) prior to autoclaving.
Antibiotics
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Gentamicin (Cidomycin® 4000mg/L Sanofi Aventis, Guildford GU1 4YS) was used in
this study. It was stored and prepared as per the manufacturer’s instructions prior to use
(Andrews, 2001).
Preparation of alginate beads
Beads were prepared using commercially-available Sodium alginate, extracted from the
brown alga (Fisher Scientific, CAS number 9005-38-3) using a wt/vol ratio of 4.0%. Alginate
is a linear, anionic polysaccharide consisting of two forms of 1, 4-linked hexuronic acid
residues: β-d-mannuronopyranosyl (M) and α-l- guluronopyranosyl (G) residues (Yang et al.,
2011). For 100 mL alginate solution, 4.0 g Sodium alginate was dissolved in 100 ml de-
ionised water with agitation and then autoclaved at 120°C for 20 min. A 100mL alginate
solution and 50µL CaCl2 was sufficient to make around 200 beads. Calcium ions are chelated
by Sodium alginate and induce gelation, in an egg-box arrangement of chain−chain
associations (Morris et al., 1978). Sterile reagents were added, in the order listed, into each of
the 96 U-shaped wells (Greiner) using an 8-channel pipette under sterile conditions: 1) 10µl
of 2M CaCl2; 2) 200µl 4% Sodium Alginate (Back-pipetted to avoid clogging the tips); 3)
20µl of 2M CaCl2. Well plates were sealed, incubated at 60°C for 4 hours, and then stored at
4°C. The mean total surface area was 160.31 ±0.05 mm2 and mean weight was 213.1±2.41 µg
for a single alginate bead.
Growth and challenge of biofilms
The alginate beads were transferred, under sterile conditions, to a 104 CFU ml-1 culture
in LB. Care was taken to ensure beads were completely submerged and free to circulate
within the culture (6 beads/10mls culture). The beads were incubated at 37°C and 150 rpm
for 20 hours. Beads were submerged in sterile water for 60s to remove non-adherent cells.
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The beads were then transferred to antibiotic challenge before being rinsed for a second time
in sterile water.
Recovery of organisms
A dissolving solution was used to liberate the organisms from the alginate beads.
Each bead was placed in 2ml final dissolving solution, crushed using sterile glass-stirring rod,
and placed on a rotatory suspension mixer until the bead was completely dissolved. After
serial dilutions were performed using phosphate-buffered saline 10µl drops of each dilution
was plated onto LB-agar and incubated at 37°C (Miles et al., 1938). Plates were manually
enumerated after 24 hours (48 hours if no growth was initially seen at 24 hours). The
dissolving solution used was: 0.05M Na2CO3 and 0.02M Citric acid (pH 6.8), dissolved in
dH20, filter sterilised (0.20µm filter), and stored at -20°C.
Microtiter assay
The microtiter plate assay was performed, using the MSSA-N reference strain, as described
previously by O’Toole et al (2011).
Cryo-scanning electron microscopy
Following biofilm formation beads were rapidly frozen using a Gatan ALTO 2500
Cryotransfer module in its native hydrated state to preserve the biofilm architecture. Each
bead was freeze-fractured to expose its internal microstructure and sputter-coated with gold-
palladium to allow higher resolution surface imaging A FEI F20 electron microscope (200
kV, field emission gun) equipped with an 8k x 8k CMOS camera was used. Images were
processed using IMAGIC processing software (Image Science Software GmbH, Gillweg 3,
Berlin, Germany)
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Data handling, graphical illustration and statistical analysis
Colony counts were the average of three biological repeats, each with three beads as
technical replicates. A standard deviation (SD) <0.6 was deemed to be sufficient precision
(Goeres et al., 2005). A one-sample Students t-test was used in the comparison between
control and test conditions to assess responsiveness and reproducibility of response to an
antimicrobial challenge. A p-value <0.05 was deemed to be statistically significant. Data
were analysed using GraphPad Prism 6 for Mac OS X software for statistical analysis and
graphing.
Results
Criteria for assessment
As part of the initial evaluation of the dissolvable system an established system for
analysing the data (Parker et al., 2014) was used in order to facilitate comparisons with other
in vitro biofilm models. The central tenets of the approach were to assess 1) reproducibility of
control data 2) responsiveness to antimicrobial challenges and 3) reproducibility of response
to antimicrobial challenges.
Reproducible growth on beads
Data from all 40 independent unchallenged controls of the CNS-J clinical isolate and
35 independent unchallenged controls of the MSSA-N reference strain experiments were
included and shown in Figure 1. A satisfactory level of reproducibility was found with a
mean cell number (CFU mL-1) Log107.00 ± 0.39. For the MSSA-N reference strain there was
a mean cell number (CFU mL-1) Log107.12±0.27. These levels of variance (CNS-J (SD 0.39)
and MSSA-N (SD 0.27) fall within the recognised parameters for biofilm model
reproducibility (Goeres et al., 2005) indicating that the model protocol was suitably robust.
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The reproducibility across other clinically relevant species was also evaluated. Similar cell
numbers and experimental variation were seen with both the Gram negative and non-
staphylococcal Gram-positive strains used in this study (Fig. 1).
Figure 1. Reproducibility of growth controls in numerous species. Formation of biofilm after 24 hours
growth using the alginate bead experimental protocol. Gram positive organisms (light coloured) Gram
negative organisms (dark coloured)
Response to antibiotic challenge
In order to assess the responsiveness of the model, the alginate bead biofilms were
exposed to gentamicin for three hours to obtain an eradication curve. The responsiveness of
the model was compared to the crystal violet microtiter plate assay. Each gentamicin
concentration was tested using three biological replicates, with each replicate undergoing
three technical repeats. The mean values of the replicates were plotted for each gentamicin
concentration (Fig. 2). The lowest gentamicin concentration with a log10 reduction of three
was 64 mgL-1 (Fig. 2), which was identified as the MBEC, as per recognised standards
(Wayne, 1999). The precision of the estimated response to a gentamicin challenge was
assessed using the variance between biological replicates. Guidelines suggest that a SD < 0.7
would be a satisfactory level of precision (Tilt and Hamilton, 2002). All concentrations
produced repeatable log10 reductions using this definition. To highlight the responsiveness of
the dissolving bead assay the same gentamicin challenges were performed using the
microtiter biofilm assay. No changes in optical density were seen with the microtiter assay
with varying gentamicin concentrations (Fig. 3).
Figure 2. Eradication curve of gentamicin. MSSA-N exposed to gentamicin for 3 hours. (Error bars:
standard deviation)
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Figure 3. Comparison of assay responsiveness to an antibiotic challenge. MSSA-N exposed to gentamicin
for 3 hours. (Error bars: standard deviation). Dissolving bead data (shown in grey) taken from Figure 2.
Surface localisation of growth
Cryo-scanning electron microscopy was performed to assess the distribution of the
biofilms on the dissolvable beads. It was chosen as it minimised damage to the beads and the
biofilm and also allowed the beads to be fractured without contamination of the interior
surface. In Figure 4 the presence of an extracellular polymeric substance (EPS) in close
association with the S. aureus colonies confirmed that biofilms were growing on the alginate
bead surface. A cross sectional image of the bead did not show the presence of organisms or
EPS penetrating the bead surface (Fig. 4C) suggesting that the biofilm was homogenously
exposed to the test conditions.
Figure 4. Alginate bead and Cryo-scanning electron microscopy images. Fig. 4A. Photograph of an intact
alginate bead (left) and a fractured alginate bead (right); Fig. 4B. Cryo-SEM image taken of the bead surface
showing the extracellular polymeric substance (EPS), secreted by and encasing the colonies of S. aureus. The
undamaged alginate bead substratum is seen in the background; Fig. 4C Cryo-SEM image taken of a fractured
frozen bead. No organisms are seen within the alginate bead core below the bead surface.
Discussion
We present an in vitro biofilm model that reproducibly generates clinically relevant
antibiotic susceptibility data of multiple species in a cost- and time-efficient manner.
Application of such a model is desirable in the field of biofilm research, particularly biofilm-
associated healthcare infections such as PJI. (Girard et al., 2010; Shirtliff and Leid, 2009;
Stoica et al., 2017).
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Assessment of the alginate biofilm model
The method was found to have satisfactory reproducibility of controls (Feldsine et al.,
n.d.; Goeres et al., 2005; No authors, 2008) (Fig. 1) and responsiveness of staphylococcal
biofilms (Fig. 2). The precision of estimated response to a gentamicin challenge was even
satisfactory around the critical levels used to define the MBEC (Fig. 2). Previous methods
using submerged substratum (Cerca et al., 2005; Harrison et al., 2010; Olson et al., 2002) and
in studies that have used a time-kill kinetic assessment method (Baldoni et al., 2010; Moriarty
et al., 2005; Smith et al., 2009) have been found to have declining precision around the
MBEC. This variable response to antimicrobials has previously been attributed to the
physiological heterogeneity of bacterial cells within the biofilm (Stewart and Franklin, 2008).
Uniformity of beads
The cryo-scanning electron microscopy technique preserved the extracellular
polymeric substance and biofilm structure well. This demonstrates that the biofilm appeared
to be exclusively localised to the surface of the bead, thus ensuring homogenous exposures to
nutrients and antimicrobials. The findings are consistent with previous models that found
10% of the silastic substratum in urethral catheters were colonised with a S. aureus biofilm 5-
6 cells thick within 2 hours of exposure (Jones et al., 2001).
Conclusion
The dissolving alginate bead model produces reproducible control data of
staphylococcal and non-staphylococcal biofilms, and reliably quantifies their eradication, as
measured by reduction in cell counts. The alginate biofilm model is inexpensive in terms of
materials, lends itself to a moderate throughput, and is readily adaptable. Further
modifications to the alginate gel might allow it to be used as a dissolvable coating to cover
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the 96-pin microtiter lid of the MBEC device. Such an approach would improve throughput
and enhance recovery of viable organisms of the dissolvable bead assay. It may also be
possible to incorporate antimicrobials into the alginate matrix to mimic impregnated bone
cements and similar delivery systems. The model protocol could also be adapted to
incorporate optical density measurements to evaluate bacterial regrowth (Lindqvist, 2006).
Our results suggest that this approach is reliable and relatively inexpensive.
Funding
This work was supported by the British Hip Society (Grant to G.D), London, United
Kingdom.
Conflicts of interest
None to declare
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