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The ARTS quick-scan methodology ARTS – Assessment of Regional and Territorial Sensitivity Erich Dallhammer, Bernd Schuh, Tobias Panwinkler, Joanne Tordy (ÖIR) Brussels, June 2012

The ARTS quick- scan methodology - ESPON · The ARTS quick- scan methodology . ARTS – Assessment of Regional and . Territorial Sensitivity . Erich Dallhammer, Bernd Schuh, Tobias

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  • The ARTS quick-scan methodology

    ARTS – Assessment of Regional and Territorial Sensitivity

    Erich Dallhammer, Bernd Schuh, Tobias Panwinkler, Joanne Tordy (ÖIR)

    Brussels, June 2012

  • ESPON ARTS

    The Challenge

    • EU policy proposals influence development of regions

    • with often unintended and / or unknown effects

    Task ESPON ARTS

    • Develop a simplified, evidence-based procedure of an ex ante Territorial Impact Assessment (TIA)

    Our approach

    • To develop a “quick and dirty” TIA-check

    • To combine expert knowledge + an Excel tool and standardised indicators

    • To show results in maps (NUTS 2 level)

  • Diffe

    rent

    for

    each

    pol

    icy

    prop

    osal

    Independant of policy proposal The vulnerability concept

    Policies Regions

    Exposure Territorial sensitivity

    Territorial impact

  • TIA quick check in 9 Steps

    (1) Brainstorming for the conceptual model: How does a directive affect the development of regions?

    (2) Dealing with discrete cause/effect chains

    (3) Which types of regions are affected?

    (4) What is the intensity of exposure on different fields?

    (5) What is the territorial impact on regions?

    (6) Do the results make sense?

    (7) Which regions are affected in which fields? (maps)

    (8) What are the policy implications?

    (9) How to communicate the results?

  • (1) Conceptual model: Brainstorming

    Creating a systemic picture linking the regulations with territorial effects

  • (1) Result: Conceptual Model

    Deducing potential effects from Directives

    Input related sectors – pesticide production – spraying equipment

    Land use/types of territories – Natura 2000/FFH – special use of land (hospitals, parks,

    playgrounds) – strong protection

    Implementation process

    Socio-economic effects

    Agricultural production quantity

    Soil – „immission“ decreases – improvement of soil quality

    Air – aerial spraying prohibited – Improvement of air quality

    Water – efficient application techniques (no

    aerial spraying, no drift application) – Improvement of water quality

    Quality of Life Human Health

    Recreational value of land

    National Action Plan – Monitoring & Control

    Training

    Education/awareness

    Agricultural production quality

    Output related sectors – drinking water – fisheries – tourism

    Environmental effects

    Employment

    Innovation

    positive correlation

    Regulative framework

    Eco-system/ Bio-diversity

    Social effects

    negative correlation

    (sustainable use of) Pesticides

    Emiss

    ion

  • TIA quick check in 9 Steps

    (1) Brainstorming for the conceptual model: How does a directive affect the development of regions?

    (2) Dealing with discrete cause/effect chains (branching)

    (3) Which types of regions are affected? (regional exposure)

    (4) What is the intensity of exposure on different fields?

    (5) What is the territorial impact on regions?

    (6) Do the results make sense?

    (7) Which regions are affected in which fields?

    (8) What are the policy implications?

    (9) How to communicate the results?

  • (3) Expert judgment: types of regions exposed

    Directive XX affected regionAgglomeratedAl l regionsChemica l industriesHarbour regionsHigh dens i ty of ra i lHigh dens i ty of road

    a Industria l regionsMajor a i rport locationNatura l areas

    b Rura lShrinking regionsUnprofi table farmingUrban

    Provided: 20 types of regions (NUTS2) to be selected

  • TIA quick check in 9 Steps

    (1) Brainstorming for the conceptual model: How does a directive affect the development of regions?

    (2) Dealing with discrete cause/effect chains

    (3) Which types of regions are affected?

    (4) What is the intensity of exposure on different fields? (exposure matrix)

    (5) What is the territorial impact on regions?

    (6) Do the results make sense?

    (7) Which regions are affected in which fields?

    (8) What are the policy implications?

    (9) How to communicate the results?

  • (4) Expert judgment: exposure caused by Directive

    0: no 1: yes 41 thematic

    fields

  • TIA quick check in 9 Steps

    (1) Brainstorming for the conceptual model: How does a directive affect the development of regions?

    (2) Dealing with discrete cause/effect chains

    (3) Which types of regions are affected?

    (4) What is the intensity of exposure on different fields?

    (5) What is the territorial impact on regions?

    (6) Do the results make sense?

    (7) Which regions are affected in which fields?

    (8) What are the policy implications?

    (9) How to communicate the results? (write-up)

  • (5) What is the territorial impact on regions?

    Result of the Excel tool

    E1 E2 E3 E10 E11 E12 E13 E14AT11 Burgenland 0,00 0,00 0,00 0,00 0,00 0,00 na 0,00AT12 Niederösterreich 0,00 0,00 0,00 0,00 0,00 0,00 na 0,00AT13 Wien 0,00 0,00 -1,06 -0,77 0,00 0,78 na 1,79AT21 Kärnten 0,00 0,00 0,00 0,00 0,00 0,00 na 0,00AT22 Steiermark 0,00 0,00 0,00 0,00 0,00 0,00 na 0,00AT31 Oberösterreich 0,00 0,00 -0,77 -0,78 0,00 0,81 na 1,78AT32 Salzburg 0,00 0,00 -0,76 -0,99 0,00 0,80 na 1,74AT33 Tirol 0,00 0,00 0,00 0,00 0,00 0,00 na 0,00AT34 Vorarlberg 0,00 0,00 -0,78 -1,04 0,00 0,80 na 1,78BE10 Région de Bruxel les -Capit na 0,00 -1,19 -0,75 0,00 0,76 na 1,69BE21 Prov. Antwerpen 0,00 0,00 -0,91 -0,76 0,00 0,80 na 1,74BE22 Prov. Limburg (B) 0,00 0,00 -0,88 -0,78 0,00 0,84 na 1,76BE23 Prov. Oost-Vlaanderen 0,00 0,00 -0,88 -0,75 0,00 0,83 na 1,73BE24 Prov. Vlaams Brabant 0,00 0,00 -0,91 -0,75 0,00 0,81 na 1,74

    very high positive impact minor negative impact

    high positive impact moderate negative impact

    moderate positive impact high negative impact

    minor positive impact very high negative impact

    no exposure

  • (7) Result: Map for each indicator

    Effects of Directive on recognition of qualification on migration balance in countries of origin

  • TIA quick check in 9 Steps

    (1) Brainstorming for the conceptual model: How does a directive affect the development of regions?

    (2) Dealing with discrete cause/effect chains (branching)

    (3) Which types of regions are affected? (regional exposure)

    (4) What is the intensity of exposure on different fields?

    (5) What is the territorial impact on regions? (Territorial Impact Matrix)

    (6) Do the results make sense? (plausibility and quality check)

    (7) Which regions are affected in which fields? (mapping the results)

    (8) What are the policy implications?

    (9) How to communicate the results? (write-up)

  • TIA Quick Check in 2 versions

    The standard TIA quick check: • Helps to identify the relevant fields • Shows NUTS2 regions with

    a potentially high impact • Helps to set a focus for more detailed

    impact analysis.

    The advanced TIA quick check • Provides the technical framework • Allows users to define special indicators • Can be used also for NUTS3 regions and beyond

    A Standard version and an Advanced version

  • Testing the TIA quick check

    (1) Brainstorming for the conceptual model: How does a directive affect the development of regions?

    (2) Dealing with discrete cause/effect chains (branching)

    (3) Which types of regions are affected? (regional exposure)

    (4) What is the intensity of exposure on different fields?

    (5) What is the territorial impact on regions?

    (6) Do the results make sense?

    (7) Which regions are affected in which fields?

    (8) What are the policy implications?

    (9) How to communicate the results?

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