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Terms & Conditions
for Global Custody
For clients serviced from Europe (excluding
the UK)
MARCH 27, 2020
Disclaimer
© Copyright Royal Bank of Canada 2019. RBC Investor & Treasury Services™ (RBC I&TS) is a global brand
name and is part of Royal Bank of Canada. RBC I&TS operates primarily through the following companies:
Royal Bank of Canada, RBC Investor Services Trust and RBC Investor Services Bank S.A., and their
branches and affiliates. In Luxembourg, RBC Investor Services Bank S.A. is authorized, supervised and
regulated by the Commission de Surveillance du Secteur Financier (CSSF), and jointly supervised by the
European Central Bank (ECB). In the United Kingdom (UK), RBC I&TS operates through RBC Investor
Services Trust, London Branch and Royal Bank of Canada, London Branch, authorized and regulated by the
Office of the Superintendent of Financial Institutions of Canada. Authorized by the Prudential Regulation
Authority. Subject to regulation by the Financial Conduct Authority and limited regulation by the Prudential
Regulation Authority. Details about the extent of our regulation by the Prudential Regulation Authority are
available on request. RBC I&TS UK also operates through RBC Europe Limited, authorized by the
Prudential Regulation Authority, and regulated by the Financial Conduct Authority and the Prudential
Regulation Authority. Additionally, RBC I&TS’ trustee and depositary services are provided through RBC
Investor Services Bank S.A., London Branch, authorized by the CSSF and ECB, and subject to limited
regulation by the Financial Conduct Authority and Prudential Regulation Authority. Details about the extent
of our regulation by the Financial Conduct Authority and the Prudential Regulation Authority are available on
request. RBC Investor Services Bank S.A. maintains a representative office supervised by the Federal
Reserve Bank of New York. RBC Investor Services Trust (Australian Branch) is licensed and regulated by
the Australian Securities and Investment Commission, Australian Financial Services licence number
295018. Details about the extent of our regulation by the Australian Securities and Investment Commission
are available on request. RBC Investor Services Trust Singapore Limited is licensed by the Monetary
Authority of Singapore (MAS) as a Licensed Trust Company under the Trust Companies Act and approved
by MAS to act as a trustee of collective investment schemes authorized under S286 of the Securities and
Futures Act. RBC Investor Services Trust Singapore Limited is also a Capital Markets Services Licence
Holder issued by MAS under the Securities and Futures Act in connection with its activities of acting as a
custodian. RBC Offshore Fund Managers Limited is regulated by the Guernsey Financial Services
Commission in the conduct of investment business. Registered company number 8494. RBC Fund
Administration (CI) Limited is regulated by the Jersey Financial Services Commission in the conduct of fund
services and trust company business in Jersey. Registered company number 52624. RBC Investor Services
Bank S.A. is a restricted license bank authorized by the Hong Kong Monetary Authority to carry on certain
banking business in Hong Kong. RBC Investor Services Trust Hong Kong Limited is regulated by the
Mandatory Provident Fund Schemes Authority as an approved trustee. Royal Bank of Canada, Hong Kong
Branch, is regulated by the Hong Kong Monetary Authority and the Securities and Futures Commission.
® / ™ Trademarks of Royal Bank of Canada. Used under licence.
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
3 of 98
List of Schedules
Schedule A
Settlement Timeframes and Account Locations 4
Schedule B
Clean Cash Payments & Foreign Exchange 45
Schedule C
Registration Details 53
Schedule D
Contractual Settlement Date Accounting Policies 58
Schedule E
Proxy Voting 61
Schedule F
Contractual Income Service 66
Schedule G
Market Entrance Requirements 69
Schedule H
Designated Markets 71
Schedule I
MiFID II Security Interest Disclosures – Third Party Market Participants 72
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule A
Settlement Timeframes and Account Locations
Settlement timeframes and instruction deadlines are expressed in “business days” and are subject to local
holidays. Opening hours of RBC Investor & Treasury Services’ Luxembourg office are Monday to Friday,
from 08:00 to 18:00 (local time). RBC Investor & Treasury Services ensures settlement during Luxembourg
Bank Holidays with the exception of January 1, December 25 and December 26.
RBC Investor & Treasury Services must receive complete and accurate trade instructions by the required
deadlines as stated in Schedule A. Instructions received after these deadlines are treated on a best efforts
basis.
FLIPS [Free Transfer of shares between 2 different markets] for position realignment, Cross -Border
settlements and unilateral 144A_Reg(s) or ADR_GDR stock conversion request and blocked shares, will be
processed on a best efforts basis and RBC will not be liable for any penalties or charges incurred due to
late settlement of transactions as a result of pending FLIPS, Cross-Border and stock conversion
[144A_Reg(s) or ADR_GDR] instructions. Please note that you will be liable for the payment of all taxes
(including any value added tax, stamp duty, conversion charges), levies or duties, or any other liability or
payment that any relevant authority, exchange, sub-custodian or settlement system may impose, arising
out of or in connection with FLIPS, Cross-Border and stock conversion [144A_Reg(s) or ADR_GDR ]
transactions. You will be required to coordinate directly with the respective Transfer Agent(s) to complete
and submit relevant documentation for all 144A_Reg(s) unilateral stock conversion request and ADR_GDR
stock conversion.
RBC Investor & Treasury Services will support allegement tracking from the market, provided it is a
segregated account model.
RBC Investor & Treasury Services is open on all EBA business days, to ensure that Euro transactions are
processed on a timely basis.
It is RBC Investor & Treasury Services’ policy to provide the safekeeping of assets in the country of origin
and through the subcustodian of choice, as stipulated in Schedule A, accepting that execution of the trade
may take place on a range of exchanges. The only exception to this policy is for dual -listed securities.
Please note that RBC Investor & Treasury Services offers settlement or custody of Eurobonds and GDRs
only in Clearstream (excl. equities and domestic bonds).
To secure treaty or exempt status for securities accounts in certain countries, it may be necessary to
submit documents to the local tax authorities. Please contact your RBC Investor & Treasury Services
Client Service Representative, Global Custody for details.
Contractual settlement date accounting (CSDA) policies are detailed in Schedule D.
AIFMD clients will be notified directly by their Client Service Representatives in relation to specific account
numbers.
Where the client participates in RBC Investor & Treasury Services’ securities lending program, the
provisions of the client’s Securities Lending Agency Agreement regarding the subject matter of this
Schedule A will take precedence over the provisions in this Schedule A.
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule A
Settlement Timeframes and Account Locations
Country Subcustodi an Mai l i ng/
S.W.I.F.T. Address Instrument Ty pe Transacti on
Securi ti es Settl ements
deadl i nes for STP cl i ents
(CET)
Securi ti es Settl ements
deadl i nes for non STP
cl i ents (CET)
Argentina
Citibank N.A.
Bartolome Mitre 530
Buenos Aires 1036
ARGENTINA
CITIUS33ARR
Bonds
Equities
Eventually other type of
instruments Free &
Against
Payment
SD-1 (17:30)
SD-1 (16:30)
Lebacs (Treasury Bills)
N/A Cancellations and Replacement for
all type of instruments
Australia
HSBC Bank Australia Ltd
HSBC Direct Custody and Clearing
GPO Box 5302
Sydney NSW 2001
AUSTRALIA
HKBAAU2S
Bonds
Free
SD-1 (17:30) SD-1 (16:30) Equities
Eventually other type of
instruments N/A N/A
Bonds
Against
Payment
SD-1 (16:30) SD-1 (15:30) Equities
Eventually other type of
instruments N/A N/A
Austria
Raiffeisen Bank International
AG.
Am Stadtpark 9
1030 Vienna
Austria
Participant Code: OCSD 227200
RZBAATWWXXX
CSD of the delivering / receiving
agent (PSET): OCSDATWWXXX
Bonds
Free SD (16:30) SD (15:30)
Against
Payment SD (15:30) SD (14:30)
Equities
Free SD (16:30) SD (15:30)
Against
Payment SD (15:30) SD (14:30)
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule A
Settlement Timeframes and Account Locations
6 of 98
Country Subcustodi an Mai l i ng/
S.W.I.F.T. Address Instrument Ty pe Transacti on
Securi ti es Settl ements
deadl i nes for STP cl i ents
(CET)
Securi ti es Settl ements
deadl i nes for non STP
cl i ents (CET)
Bahrain1
HSBC Bank Middle East Limited
Custody and Clearing Department
2nd Floor, Building No 2505
Road No 2832
Al Seef 428
Kingdom of Bahrain
BBMEBHBX
Bonds
Free
Not applicable, free of payment
transfers/trades are not allow ed
on the Bahrain SE.
Not applicable, free of payment
transfers/trades are not allow ed
on the Bahrain SE.
Equities
Eventually other type of
instruments
Bonds
Against
Payment
SD-1 (17:30) SD-1 (16:30) Equities
Eventually other type of
instruments Not applicable Not applicable
Bangladesh
Standard Chartered Bank
Portlink Tow er
Level-6, 67 Gulshan Avenue
Gulshan, Dhaka-1212
Bangladesh
SCBLBDDX
NB Please note that the w eekend is
Friday and Saturday.
Trades executed or due for
settlement on a Sunday for
purchase w ill be posted on the
clients account on Thursday and
Sales trades w ill be posted to
clients account on the follow ing
Monday.
Bonds & Equities Free N/A N/A
Bonds & Equities (T+2) Against
Payment
SD-2 (17:30)
For all trades w ith SD on
Tuesday, Wednesday, Thursday
and Sunday
For trades w ith SD on Monday,
trading is not recommended as
there is a risk of fail trade due to
funding
SD-2 (16:30)
For all trades w ith SD on
Tuesday, Wednesday, Thursday
and Sunday
For trades w ith SD on Monday,
trading is not recommended as
there is a risk of fail trade due to
funding
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule A
Settlement Timeframes and Account Locations
7 of 98
Country Subcustodi an Mai l i ng/
S.W.I.F.T. Address Instrument Ty pe Transacti on
Securi ti es Settl ements
deadl i nes for STP cl i ents
(CET)
Securi ti es Settl ements
deadl i nes for non STP
cl i ents (CET)
Belgium
Citibank Europe Plc
1 North Wall Quay
Dublin 1
Ireland
CITTGB2L
CSD of the delivering/receiving
Agent (PSET):
CITTGB2LXXX, both EBE and NBB
Euroclear Belgium: 186
PSET is CIKBBEBBXXX
NBB: 4012
PSET is NBBEBEBB216
Bonds & Equities Free SD (17:00) SD (16:00)
Bonds & Equities Against
Payment SD (15:00) SD (14:00)
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule A
Settlement Timeframes and Account Locations
8 of 98
Country Subcustodi an Mai l i ng/
S.W.I.F.T. Address Instrument Ty pe Transacti on
Securi ti es Settl ements
deadl i nes for STP cl i ents
(CET)
Securi ti es Settl ements
deadl i nes for non STP
cl i ents (CET)
Bermuda
HSBC Securities Services
3F Harbour View Building
37 Front Street
Hamilton, HM11
Bermuda
BBDABMHM
Equities
Free T+1 (17:30) T+1 (16:30)
Against
Payment N/A N/A
Bosnia &
Herzegovina
Raiffeisen Bank International
AG
Am Stadtpark 9
1030 Vienna
Austria
RZBABA2SXXX
CSD of the delivering / receiving
agent (PSET):
Sarajevo (FBH): RVPGBIH 8809840
Banja Luka (RS): CRHOV 17943554
Bond and Equities – Federation of
Bosnia and Herzegovina (FBH) Free Not applicable Not applicable
Bond and Equities – Federation of
Bosnia and Herzegovina (FBH)
Against
Payment SD-1 (13:00) SD-1 (12:00)
Bond and Equities – Republic of
Srpska (RS) Free Not applicable Not applicable
Bond and Equities – Republic of
Srpska (RS)
Against
Payment SD-1 (13:30) SD-1 (12:30)
Botswana
Standard Chartered Bank
Botswana Ltd
Standard House Building
Queens Road
PO Box 496
Gaborone
BOTSWANA
SCHBBWGX
Bonds and Equities
Free SD-2 (15:30) SD-2 (14:30)
Against
Payment SD-2 (13:30) SD-2 (12:30)
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule A
Settlement Timeframes and Account Locations
9 of 98
Country Subcustodi an Mai l i ng/
S.W.I.F.T. Address Instrument Ty pe Transacti on
Securi ti es Settl ements
deadl i nes for STP cl i ents
(CET)
Securi ti es Settl ements
deadl i nes for non STP
cl i ents (CET)
Brazil
Citibank, N.A. – Filial Brasileira
(Brazilian Branch)
Av. Paulista, 1111,
São Paulo, SP CEP 01311-920
Brazil
CITIUS33BRR
Bonds, Equities and eventually
other type of instruments
Free & Against
Payment SD-1 (17:30) SD-1 (16:30)
Bulgaria
UniCredit Bulbank AD
Global Securities Services
7 Sveta Nedelya Square
Sofia, 1000
BULGARIA
UNCRBGSF
Government Debt/OTC
Free
SD (13:30) SD (12:30)
Bonds and Equities N/A N/A
Government Debt/OTC
Against
Payment
SD (13:30) SD (12:30)
Bonds and Equities SD-1 (13:30) SD-1 (12:30)
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule A
Settlement Timeframes and Account Locations
10 of 98
Country Subcustodi an Mai l i ng/
S.W.I.F.T. Address Instrument Ty pe Transacti on
Securi ti es Settl ements
deadl i nes for STP cl i ents
(CET)
Securi ti es Settl ements
deadl i nes for non STP
cl i ents (CET)
Canada
Royal Bank of Canada
RBC Investor Services Trust
155 Wellington Street West, 7th f loor
Toronto, Ontario M5V 3L3
CANADA
Money Transfer/Cash Management
Royal Bank of Canada
Financial Institution
180 Wellington Street W.
Toronto, Ontario M5 J1J1
CANADA
physical securities must be delivered
to the follow ing address:
RBC Investor & Treasury Services
Securities cage
155 Wellington Street West, 2nd
Floor
Toronto, ON Canada M5V 3L3
ROYCCAT2
Bonds & Equities
Eventually other type of
instruments
Free & Against
Payment
SD-1 (16:30) SD-1 (15:30)
Money Market SD (16:30) SD (15:30)
Chile
Banco de Chile (Citibank N.A)
Estado 260
2nd Floor
Santiago, 8320204
Chile
CITIUS33SAN
Bonds
Equities
Eventually other type of
instruments
Free &
Against
Payment
SD-1 (17:30) SD-1 (16:30)
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule A
Settlement Timeframes and Account Locations
11 of 98
Country Subcustodi an Mai l i ng/
S.W.I.F.T. Address Instrument Ty pe Transacti on
Securi ti es Settl ements
deadl i nes for STP cl i ents
(CET)
Securi ti es Settl ements
deadl i nes for non STP
cl i ents (CET)
China
(Shanghai &
Shenzhen)
Standard Chartered Bank
(China) Limited
Standard Chartered Tow er
201 Century Avenue
Pudong
Shanghai
200120
China (Shanghai)
Participant Code CP00003
China (Shenzhen) Participant Code
890300
SCBLCNSXSHA
Equities
Free
SD-2 (17:30)
For Securities purchases, clients
should ensure they have
suff icient USD value in their USD
account by this deadline.
RBC I&TS w ill transfer the funds
from the USD Nostro account to
the local Agent in China to
facilitate settlement.
SD-2 (16:30)
Equities
Against
Payment
Colombia
Cititrust Colombia S.A.
Carrera 9A No. 99-02 Local 104
Bogotá
Colombia
CITIUS33COR
Bonds
Free
These transactions can not be
performed by Foreign Investment
Funds
These transactions can not be
performed by Foreign Investment
Funds
Equities
Eventually other type of
instruments
Corporate Bonds Against
Payment
SD-1 (17:30) SD-1 (16:30)
Equities
Government Bonds N/A N/A
Croatia
Raiffeisen Bank International AG
Am Stadtpark 9 Bonds, Equities Free SD (15:00) SD (14:00)
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule A
Settlement Timeframes and Account Locations
12 of 98
Country Subcustodi an Mai l i ng/
S.W.I.F.T. Address Instrument Ty pe Transacti on
Securi ti es Settl ements
deadl i nes for STP cl i ents
(CET)
Securi ti es Settl ements
deadl i nes for non STP
cl i ents (CET)
1030 Vienna
Austria
RZBAATWWXXX
CSD of the delivering / receiving
agent (PSET): SDAHHR22
Bonds, Equities Against
Payment SD-1 (14:30) SD-1 (13:30)
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule A
Settlement Timeframes and Account Locations
13 of 98
Country Subcustodi an Mai l i ng/
S.W.I.F.T. Address Instrument Ty pe Transacti on
Securi ti es Settl ements
deadl i nes for STP cl i ents
(CET)
Securi ti es Settl ements
deadl i nes for non STP
cl i ents (CET)
Cyprus
Citibank Europe plc, Greece
Branch
Othonos 8
Athens
10557
Greece
CITIGRAAXXX
Participant Code: CSD 5000000002
Bonds and Equities Free & Against
Payment SD (15:00) SD (14:00)
OTC Free SD (15:00) SD (14:00)
Czech
Republic
Raiffeisen Bank International AG
Am Stadtpark 9
1030 Vienna
Austria
RZBAATWWXXX
CSD of the delivering / receiving
agent (PSET):
Equities & Bonds: UNIYCZPP
T-Bills: CNBACZPP
Participant Code: CDCP:
808003630231 Czech National Bank:
13585
Bonds, Equities, T-Bills Free SD (15:30) SD (14:30)
Bonds, Equities, T-Bills Against
Payment SD-1 (17:30) SD-1 (16:30)
Denmark
Danske Bank A/S
Holmens Kanal 2 - 12
DK - 1092 Copenhagen K
DENMARK
Bonds
Equities
Eventually other type of
instruments
Applicable for T2S settlement
Free
SD (17:00) SD (16:00)
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule A
Settlement Timeframes and Account Locations
14 of 98
DABADKKKCUS
Bonds
Equities
Eventually other type of
instruments
Applicable for T2S settlement
Against
Payment SD (10:00) SD (09:00)
Bonds
Equities
Eventually other type of
instruments
Applicable for VP settlement
Free &
Against
Payment
SD-1 (15:30) SD-1 (14:30)
Country Subcustodi an Mai l i ng/
S.W.I.F.T. Address Instrument Ty pe Transacti on
Securi ti es Settl ements
deadl i nes for STP cl i ents
(CET)
Securi ti es Settl ements
deadl i nes for non STP
cl i ents (CET)
Egypt1
Citibank N.A. Egypt
Custody Customer Services
The Boomerang Building,
Plot 46,1st District,
5th Settlement, Off Road 90,
New Cairo, P.O. Box 213
Post Code 11835
Cairo – Egypt
CITIEGCX
Corporate Bonds and Equities
Free and
Against
Payment
SD-2 (17:30) SD-2 (16:30)
Government Bonds
Against
Payment
SD-1 (10:00) SD-1 (09:00)
T-Bills N/A SD (08:30)
Estonia
Swedbank AS
Securities and Correspondent
Banking Services
Liivalaia 8
15040 Tallinn
Estonia
SWIFT: HABAEE2XXXX
CSD of the delivering/receiving agent
(PSET): LCDELV22XXX
Stock exchange trades Against
Payment SD (10:30) SD (09:30)
OTC trades Free & Against
Payment SD (13:00) SD (12:00)
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule A
Settlement Timeframes and Account Locations
15 of 98
Country Subcustodi an Mai l i ng/
S.W.I.F.T. Address Instrument Ty pe Transacti on
Securi ti es Settl ements deadl i nes for
STP cl i ents (CET)
Securi ti es Settl ements deadl i nes for
non STP cl i ents (CET)
Clearstream 5
Eurobonds and
GDRs only (excl.
equities and
domestic bonds)
Clearstream Banking S.A.
42 avenue J.F. Kennedy
L-2967 Luxembourg
LUXEMBOURG
CEDELULL
Free of
payment
settlement
CBL/CBL CBL/EB CBL/CBL CBL/EB
Mandat
ory
settl em
ent
cy cl e
Opti ona
l
settl em
ent
cy cl e
Mandat
ory
settl em
ent
cy cl e
Opti ona
l
settl em
ent
cy cl e
Mandat
ory
settl em
ent
cy cl e
Opti ona
l
settl em
ent
cy cl e
Mandat
ory
settl em
ent
cy cl e
Opti ona
l
settl em
ent
cy cl e
SD
(14:15)
SD
(17:30)
SD
(12:30)
SD
(15:30)
SD
(13:15)
SD
(16:30)
SD
(11:30)
SD
(14:30)
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule A
Settlement Timeframes and Account Locations
16 of 98
Country Subcustodi an Mai l i ng/
S.W.I.F.T. Address Instrument Ty pe Transacti on
Securi ti es Settl ements deadl i nes for
STP cl i ents (CET)
Securi ti es Settl ements deadl i nes for
non STP cl i ents (CET)
Internal against payment aswell as free of payment transactions - CBL/CBL deadlines quoted are upon the condition that your counterparty in
CBL is eligible for the optional daytime settlement cycle
Bridge against payment aswell as free of payment transactions - CBL/EOC deadlines quoted are upon the condition that your counterparty in
EOC is eligible for the optional daytime settlement cycle between EOC and CBL
Currency Transacti on
CBL/CBL CBL/EB CBL/CBL CBL/EB
Mandat
ory
settl em
ent
cy cl e
Opti ona
l
settl em
ent
cy cl e
Mandat
ory
settl em
ent
cy cl e
Opti ona
l
settl em
ent
cy cl e
Mandat
ory
settl em
ent
cy cl e
Opti ona
l
settl em
ent
cy cl e
Mandat
ory
settl em
ent
cy cl e
Opti ona
l
settl em
ent
cy cl e
EUR
Against
payment
settlement
VD 14:15 VD 15:15 VD 14:30 VD 15:15 VD 13:15 VD 14:15 VD 13:30 VD 14:15
AED VD-2 17:30 VD-2 16:30
AUD VD-1 15:00 VD-1 14:00
CAD VD 14:15 VD 16:30 VD 14:30 VD 16:30 VD 13:15 VD 15:30 VD 13:30 VD 15:30
CHF VD 11:30 VD 10:30
CNY VD-1 16:30 VD-1 15:30
CZK VD-1 16:30 VD-1 15:30
DKK VD-1 17:30 VD-01 16:30
GBP VD 14:15 VD 14:30 VD 14:30 VD 14:30 VD 13:15 VD 13:30 VD 13:30 VD 13:30
HKD VD-1 16:30 VD-1 15:30
HUF VD-1 17:30 VD-1 16:30
ILS VD-1 17:30 AD-1 16:30
ISK VD-1 17:30 VD-1 16:30
JPY VD-1 16:30 VD-1 15:30
Currency
CBL/CBL CBL/EB CBL/CBL CBL/EB
Mandat
ory
settl em
ent
cy cl e
Opti ona
l
settl em
ent
cy cl e
Mandat
ory
settl em
ent
cy cl e
Opti ona
l
settl em
ent
cy cl e
Mandat
ory
settl em
ent
cy cl e
Opti ona
l
settl em
ent
cy cl e
Mandat
ory
settl em
ent
cy cl e
Opti ona
l
settl em
ent
cy cl e
MXN VD 14:15 VD 16:30 VD 14:30 VD 16:30 VD 13:15 VD 15:30 VD 13:30 VD 15:30
NOK VD-1 17:30 VD-1 16:30
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule A
Settlement Timeframes and Account Locations
17 of 98
Country Subcustodi an Mai l i ng/
S.W.I.F.T. Address Instrument Ty pe Transacti on
Securi ti es Settl ements deadl i nes for
STP cl i ents (CET)
Securi ti es Settl ements deadl i nes for
non STP cl i ents (CET)
NZD VD-1 13:30 VD-1 12:30
PLN VD-1 17:30 VD-1 16:30
RON VD-1 16:30 VD-1 15:30
RUB VD-1 16:00 VD-1 15:00
SEK VD-1 17:30 VD-1 16:30
SGD VD-2 17:30 VD-2 16:30
THB VD-1 10:30 VD-1 09:30
TRY VD 10:30 VD 09:30
USD VD 14:15 VD 16:30 VD 14:30 VD 16:30 VD 13:15 VD 15:30 VD 13:30 VD 15:30
ZAR VD-1 17:30 VD-1 16:30
Country Subcustodi an Mai l i ng/
S.W.I.F.T. Address Instrument Ty pe Transacti on
Securi ti es Settl ements
deadl i nes for STP cl i ents
(CET)
Securi ti es Settl ements
deadl i nes for non STP
cl i ents (CET)
Finland
Nordea Bank Abp
Custody Services, VC210
Aleksis Kiven katu 3-5
Helsinki
FIN - 00020 Nordea
FINLAND
NDEAFIHH
Bonds in HexClear environment Free/Against
Payment
SD (13:30) SD (12:30)
Equities SD (13:30) SD (12:30)
Bonds in Infinity environment
Free SD (16:30) SD (15:30)
Against
Payment SD (14:30) SD (13:30)
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule A
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France
Citibank Europe plc
1 North Wall Quay
Dublin 1
Ireland
CITTGB2LXXX
CSD of the delivering /
receiving Agent (PSET):
SICVFRPPXXX
(EGSP Code) 186
Fixed Income & Equities Against
Payment & Free SD (15:00) SD (14:00)
Country Subcustodi an Mai l i ng/
S.W.I.F.T. Address Instrument Ty pe Transacti on
Securi ti es Settl ements
deadl i nes for STP cl i ents
(CET)
Securi ti es Settl ements
deadl i nes for non STP
cl i ents (CET)
Germany
Citibank Europe Plc
1 North Wall Quay
Dublin 1
Fixed Income & Equities Free SD (17:00) SD (16:00)
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule A
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Ireland
For investment fund clients in
possession of a valid German
status certif icate
Participant Code : 4780
Citibank Europe plc
T2S Party BIC: CITIIEA1003
All other clients
Participant Code : 6045
Citibank Europe plc
T2S Party BIC: CITIIEA1004
CSD of the delivering/receiving
Agent (PSET): DAKVDEFFXXX
Against
Payment SD (15:00) SD (14:00)
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule A
Settlement Timeframes and Account Locations
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Country Subcustodi an Mai l i ng/
S.W.I.F.T. Address Instrument Ty pe Transacti on
Securi ti es Settl ements
deadl i nes for STP cl i ents
(CET)
Securi ti es Settl ements
deadl i nes for non STP
cl i ents (CET)
Ghana
Standard Chartered Bank Ghana
Ltd
P.O Box 768
1st Floor, High Street Building
Accra
Ghana
SCBLGHAC
Bonds
Free N/A N/A Equities
Eventually other type of
instruments
Bonds
Against
Payment
Cycle T+1 & T+2: SD-1 (15:30)
Cycle T+0: SD (14:30)
Cycle T+1 & T+2: SD-1 (14:30)
Cycle T+0: SD (13:30)
Equities SD-1 (11:00) SD-1 (10:00)
Eventually other type of
instruments N/A N/A
Greece
Citibank Europe plc, Greece
Branch
Othonos 8
Athens
10557
Greece
CITIGRAAXXX
Participant Code: CSD 505
Equities, Bonds Free/Against
Payment SD (15:00) SD (14:00)
OTC Free SD (15:00) SD (14:00)
Hong Kong
Standard Chartered Bank (Hong Equities
Free & Against
Payment
SD-2 (17:30) (for pre-matching
w ithin CCASS) SD-1 (17:30)
SD-2 (16:30) (for pre-matching
w ithin CCASS) SD-1 (16:30)
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule A
Settlement Timeframes and Account Locations
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Country Subcustodi an Mai l i ng/
S.W.I.F.T. Address Instrument Ty pe Transacti on
Securi ti es Settl ements
deadl i nes for STP cl i ents
(CET)
Securi ti es Settl ements
deadl i nes for non STP
cl i ents (CET)
Kong) Limited
15th Floor
Standard Chartered Tow er
388 Kw un Tong Road
Kw un Tong
Kow loon, Hong Kong
SCBLHKHH
Participants code:
CCASS: C00039
CMU: CBHK008
Bonds (CMU) (HKD & CNY) Free & Against
Payment SD-1 (17:30) SD-1 (16:30)
For additional information on Hong Kong Stock Connect /Hong Kong Bond Connect, please click here:
Hong Kong Stock Connect - Europe - CITI
Hong Kong Bond Connect - Europe - CITI
Hungary
Raiffeisen Bank International AG
Am Stadtpark 9
1030 Vienna
Austria
RZBAATWWXXX
CSD of the delivering / receiving
agent (PSET):
KELRHUHBXXX
Participant Code: KELR / 0562 /
000020
Bonds, Equities Free SD (17:00) SD (16:00)
Bonds, Equities Against
Payment SD (09:30) SD (08:30)
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule A
Settlement Timeframes and Account Locations
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Country Subcustodi an Mai l i ng/
S.W.I.F.T. Address Instrument Ty pe Transacti on
Securi ti es Settl ements
deadl i nes for STP cl i ents
(CET)
Securi ti es Settl ements
deadl i nes for non STP
cl i ents (CET)
Iceland
Islandsbanki hf
Hagasmári 3
201 Kópavogur
Iceland
Swift: GLITISRE
Bonds & Equities Free & Against
Payment SD-1 (17:30) SD-1 (16:30)
India
Standard Chartered Bank
Crescenzo, 3rd Floor,
C-38/39, G-Block,
Bandra Kurla Complex, Bandra
(East), Mumbai 400 051, India
SCBLINBBXXX
Equities & Corporate Bonds (On-
exchange) Against
Payment
TD (17:30) TD (16:30)
Government bonds (OTC) N/A TD (10:00)
Equities
Free (generally
not allow ed in
the market
except
transfers for
Multiple
Investment
Managers (MIM)
structure only)
SD-1 (17:30) SD-1 (16:30)
Foreign investors have to open separate types of accounts in India for different asset holdings:
- FPI for holding investments under the Portfolio Investment Scheme (PIS)
- ADR/GDR for holding ADR/GDR converted equity shares
- FCCB for holding Foreign Currency Convertible Bond (FCCB) converted equity shares
- FDI for holding strategic investments
- FVCI for holding investments under venture capital route in green f ield investments
FDI and FVCI require special processing that needs to be agreed f irst w ith RBC Investor & Treasury Services before investment and account opening.
Please refer to the attached file for details of the mandatory requirements and conditions for the government bonds service and settlement instructions.
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule A
Settlement Timeframes and Account Locations
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Country Subcustodi an Mai l i ng/
S.W.I.F.T. Address Instrument Ty pe Transacti on
Securi ti es Settl ements
deadl i nes for STP cl i ents
(CET)
Securi ti es Settl ements
deadl i nes for non STP
cl i ents (CET)
Indonesia
Standard Chartered Bank
Menara Standard Chartered
Jl. Prof. Dr. Satrio No. 164
Jakarta 12930
INDONESIA
SCBLIDJXXXX
Bonds
Free
SD-1 (08:30) SD-2 (17:30) Equities
Eventually other type of
instruments N/A N/A
Bonds
Against
Payment
SD-1 (08:30) SD-2 (16:30) Equities
Eventually other type of
instruments N/A N/A
Ireland
Citibank Ireland
1 North Wall Quay
Dublin
D1
Ireland
CITIGB2L
Participant code CREST Trades:
DCMAY
Bonds
Equities
Eventually other type of
instruments
(To avoid incurring matching
fines from CREST,
instructions must be sent by
17:30 on SD-1)
Free &
Against
Payment
To av oid incurring matching f ines f rom Crest, instructions must be sent by the
deadline quoted f or non Crest f ine period. If this deadline is missed and the
trade matches on T+3 (i.e. settlement date) a f ine is incurred f or that
transaction. For each subsequent day the trade remains unmatched a f urther
f ine is added. It is the second party to match that incurs the f ine.
Non Crest f ine period SD -1
(17:30)
Crest f ine period: SD (12:00)
Non Crest f ine period: SD -1
(16:30)
Crest f ine period: SD (11:00)
Israel3
Citibank N.A Israel
Azrieli Sarona building
121Menachem Begin Street
16th Floor
Tel Aviv 6701203
Israel
CITIILIT
Government Bonds and T-bills
Free
SD-1 (14:30)
SD-1 (13:30)
Corporate Bonds
Equities
Government Bonds and T-bills
Against
Payment
Corporate Bonds
Equities
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule A
Settlement Timeframes and Account Locations
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Country Subcustodi an Mai l i ng/
S.W.I.F.T. Address Instrument Ty pe Transacti on
Securi ti es Settl ements
deadl i nes for STP cl i ents
(CET)
Securi ti es Settl ements
deadl i nes for non STP
cl i ents (CET)
Italy
Citibank Europe plc
1 North Wall Quay
Dublin 1
Ireland
CITIITMXXXX
CSD of the delivering / receiving
agent (PSET): MOTIITMMXXX
Participant Code: Monte Titoli 63566
Securities Account in T2S (SAC):
MOTICITIITMXXXX6356600
Real Time Settlement Free SD (17:00) SD (16:00)
Real Time Settlement Against
Payment SD (14:30) SD (13:30)
Japan
Citibank N.A., Tokyo Branch
Markets and Securities Services
Otemachi Park Building
1-1, Otemachi 1-chome
Chiyoda-ku, Tokyo
100-8132 Japan
CITIJPJT
Corporate Bonds (held in JASDEC)
Free
SD-1 (16:30) SD-1 (15:30)
Equities JASDEC
Book entry JGB BOJ
Corporate Bonds (held in JASDEC)
Against
Payment
Equities JASDEC
Book entry JGB BOJ
Jordan1
Standard Chartered Bank,
Jordan Branch
Shmeissani Branch
Al-Thaqafa Street
Building #2
P.O. Box 926190
Amman 11110
SCBLJOAX
Bonds
Free Free not applicable or NCBO Free not applicable or NCBO Equities
Eventually other type of
instruments
Bonds
Against
Payment SD-1 (11:30) SD-1 (10:30)
Equities
Eventually other type of
instruments
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule A
Settlement Timeframes and Account Locations
25 of 98
Country Subcustodi an Mai l i ng/
S.W.I.F.T. Address Instrument Ty pe Transacti on
Securi ti es Settl ements
deadl i nes for STP cl i ents
(CET)
Securi ti es Settl ements
deadl i nes for non STP
cl i ents (CET)
Kazakhstan
JSC Citibank Kazakhstan
Park Palace, Building A,
41 Kazibek Bi street, Almaty
050010
Republic of Kazakhstan
CITIKZKA
Please note that RBC I&TS does not
support T+2 settlement for on-
exchange (KASE) trades.
Consequently, clients should not
instruct on-exchange trades w ith
RBC I&TS that are on a T+2
settlement cycle.
Bonds
Free & Against
Payment
Cycle T+0: TD (09:30) Cycle T+0: TD (08:30) Equities
Government Bonds / MM
Bonds
Cycle T+1 up to T+3: SD-1
(17:30)
Cycle T+1 up to T+3: SD-1
(16:30)
Equities
Government Bonds / MM
Kenya
Standard Chartered Bank
Kenya
Standard Chartered @ Chiromo,
Level 5, 48 Westlands Road
P.O.Box 40984-00100 GPO
Nairobi
KENYA
SCBLKENX
Bonds
Free
Private transfer process, subject
to NSE/CMA approval, w hich
takes roughly one month to
complete.
Private transfer process, subject
to NSE/CMA approval, w hich
takes roughly one month to
complete.
Equities
Eventually other type of
instruments
Bonds
Against
Payment SD-2 (17:30) SD-2 (16:30)
Equities
Eventually other type of
instruments
Kuwait1
HSBC Bank Middle East Limited
Kuw ait City, Sharq Area,
Abdulaziz Al Sager Street,
Bonds
Free & Against
payment N/A N/A
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule A
Settlement Timeframes and Account Locations
26 of 98
Country Subcustodi an Mai l i ng/
S.W.I.F.T. Address Instrument Ty pe Transacti on
Securi ti es Settl ements
deadl i nes for STP cl i ents
(CET)
Securi ti es Settl ements
deadl i nes for non STP
cl i ents (CET)
Al Hamra Tow er, 37F
PO Box 1683 Safat, 13017 Kuw ait
HBMEKWKW
Equities
SD-2 (13:00) SD-2 (12:00)
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule A
Settlement Timeframes and Account Locations
27 of 98
Country Subcustodi an Mai l i ng/
S.W.I.F.T. Address Instrument Ty pe Transacti on
Securi ti es Settl ements
deadl i nes for STP cl i ents
(CET)
Securi ti es Settl ements
deadl i nes for non STP
cl i ents (CET)
Latvia
Swedbank AS
Securities and Correspondent
Banking Services
Liivalaia 8
15040 Tallinn
Estonia
SWIFT: HABAEE2XXXX
CSD of the delivering/receiving
agent (PSET): LCDELV22XXX
Stock exchange trades Against
Payment
SD (12:30) SD (11:30)
OTC trades Free & Against
Payment
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule A
Settlement Timeframes and Account Locations
28 of 98
Country Subcustodi an Mai l i ng/
S.W.I.F.T. Address Instrument Ty pe Transacti on
Securi ti es Settl ements
deadl i nes for STP cl i ents
(CET)
Securi ti es Settl ements
deadl i nes for non STP
cl i ents (CET)
Lithuania
Swedbank AS
Securities and Correspondent
Banking Services
Liivalaia 8
15040 Tallinn
ESTONIA
SWIFT: HABAEE2XXXX
CSD of the delivering/receiving agent
(PSET): LCDELV22XXX
Stock exchange trades Against
Payment
SD (12:30) SD (11:30)
OTC trades Free & Against
Payment
Malaysia
Standard Chartered Bank
Malaysia Berhad
Level 24, Equatorial Plaza,
Jalan Sultan Ismail,
50250 Kuala Lumpur
Malaysia
SCBLMYKX
Bonds
Free
SD-1 (17:30) SD-1 (16:30) Equities
Eventually other type of
instruments N/A N/A
Bonds
Against
Payment
SD-2 (17:30) SD-2 (16:30) Equities
Eventually other type of
instruments N/A N/A
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule A
Settlement Timeframes and Account Locations
29 of 98
Note: Please indicate the RENTAS Segregated Securities Account (SSA) number of the buying/selling counterparty of
trades in f ield 97A under block REAG/DEAG of your MT54x SWIFT instructions, or under the section of REAG/DEAG of non-
SWIFT instructions for trades executed on or after May 10, 2018. Please refer to the examples below :
:95P::REAG//COUNTERPARTY BIC
:97A::SAFE//COUNTERPARTY SSA
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule A
Settlement Timeframes and Account Locations
30 of 98
Country Subcustodi an Mai l i ng/
S.W.I.F.T. Address Instrument Ty pe Transacti on
Securi ti es Settl ements
deadl i nes for STP cl i ents
(CET)
Securi ti es Settl ements
deadl i nes for non STP
cl i ents (CET)
Mauritius
Standard Chartered Bank, DIFC
Branch
Building 1, DIFC, 4th Floor
PO Box 999
Dubai
UAE
SCBLMUMU
Participant Code: SCB
Corporate Bonds & Equities Free N/A N/A
Corporate Bonds
Against
Payment
SD-2 (17:30) SD-2 (16:30)
Equities SD-2 (17:30) SD-2 (16:30)
Mexico
Citibanamex Securities Services
Actuario Roberto Medellín 800,
5° f loor north Santa Fe,
01210, Álvaro Obregón
Mexico City (CDMX),
Mexico
CITIUS33MER
Indeval number:
Equities - 8499
Fixed Income - 8425
Bonds and Equities
Against
Payment SD-1 (17:30) SD-1 (16:30)
Free N/A N/A
Morocco
Société Générale Marocaine de
Banques
55 Boulevard Abdel Moumen
20100 Casablanca
MOROCCO
SGMBMAMC
Bonds
Free
SD-1 (10:30) SD-1 (09:30)
Equities
Eventually other type of
instruments
Bonds
Against
Payment
Equities
Eventually other type of
instruments
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule A
Settlement Timeframes and Account Locations
31 of 98
Country Subcustodi an Mai l i ng/
S.W.I.F.T. Address Instrument Ty pe Transacti on
Securi ti es Settl ements
deadl i nes for STP cl i ents
(CET)
Securi ti es Settl ements
deadl i nes for non STP
cl i ents (CET)
Namibia
Standard Bank Namibia Ltd.
ERF 1378, Ground Floor
Chasie Street, Hill Top
Kleine Kuppe, Windhoek
Namibia
SBNMNANX
Bonds
Free & Against
Payment
SD-2 (17:30) SD-2 (16:30)
Equities SD-3 (17:30) SD-3 (16:30)
NASDAQ
Dubai Ltd
HSBC Bank Middle East Limited
HSBC Securities Services UAE-
Global Banking and Markets
HSBC Tow er, Dow ntow n Dubai,
Level 16
PO Box 66, Dubai, United Arab
Emirates
BBMEAEAD
Bonds
Free
SD-1 (17:30) SD-1 (16:30) Equities
Eventually other type of
instruments N/A N/A
Bonds
Against
Payment
SD-1 (13:30) SD-1 (12:30) Equities
Eventually other type of
instruments N/A N/A
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule A
Settlement Timeframes and Account Locations
32 of 98
Country Subcustodi an Mai l i ng/
S.W.I.F.T. Address Instrument Ty pe Transacti on
Securi ti es Settl ements
deadl i nes for STP cl i ents
(CET)
Securi ti es Settl ements
deadl i nes for non STP
cl i ents (CET)
Netherlands
Citibank Europe Plc
1 North Wall Quay
Dublin 1
Ireland
IBAN – IE02CITI99005128612907
CITTGB2L
CSD of the delivering/receiving
Agent (PSET):
NECINL2AXXX
Participant Code: 186
NECICITTGB2LXXX000L10
Bonds & Equities Free SD (17:00) SD (16:00)
Bonds & Equities Against
Payment SD (15:00) SD (14:00)
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule A
Settlement Timeframes and Account Locations
33 of 98
Country Subcustodi an Mai l i ng/
S.W.I.F.T. Address Instrument Ty pe Transacti on
Securi ti es Settl ements
deadl i nes for STP cl i ents
(CET)
Securi ti es Settl ements
deadl i nes for non STP
cl i ents (CET)
New Zealand
Citibank N.A. New Zealand
Branch
GPO Box 764G
Melbourne VIC
Australia
SWIFT: CITINZ2X
NZCLEAR
Participant Code: CNOM
Participant Name: Citibank
Nominees (New Zealand) Ltd
Bonds
Free
SD-1 (16:30) SD-1 (15:30)
Equities
Eventually other type of
instruments
Bonds
Against
Payment
Equities
Eventually other type of
instruments
Nigeria
Standard Chartered Bank, DIFC
Branch
Building 1, DIFC, 4th Floor
PO Box 999
Dubai, UAE
SCBLNGLA
Participant Code: SGNOM
Bonds & Equities Free Not applicable Not applicable
Bonds & Equities Against
Payment SD-1 (15:30) SD-1 (14:30)
Norway
Danske Bank A/S
Holmens Kanal 2 - 12
DK - 1092 Copenhagen K
Denmark
DABADKKKCUS
Bonds
Equities
Eventually other type of
instruments
Free &
Against
Payment
SD-1 (17:30) SD-1 (16:30)
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule A
Settlement Timeframes and Account Locations
34 of 98
Country Subcustodi an Mai l i ng/
S.W.I.F.T. Address Instrument Ty pe Transacti on
Securi ti es Settl ements
deadl i nes for STP cl i ents
(CET)
Securi ti es Settl ements
deadl i nes for non STP
cl i ents (CET)
Oman1
HSBC Bank Oman S.A.O.G.
2nd Floor Al Khuw air
PO Box 1727 PC 111
Sultanate of Oman
BBMEOMRX
Equities & Bonds Free SD-1 (17:30) SD-1 (16:30)
Equities (T+3)
Against
Payment
Thursday (08:30) for all trades
w ith SD on Monday or Sunday
Thursday (07:30) for all trades
w ith SD on Monday or Sunday
SD-2 (17:30) for all trades w ith
SD on Tuesday, Wednesday or
Thursday
SD-2 (16:30) for all trades w ith
SD on Tuesday, Wednesday or
Thursday
Bonds (T+2)
Thursday (08:30) for all trades
on SD on Monday or Sunday
Thursday (07:30) for all trades on
SD on Monday or Sunday
SD-2 (17:30) for all trades w ith
SD on Tuesday, Wednesday or
Thursday
SD-2 (16:30) for all trades w ith
SD on Tuesday, Wednesday or
Thursday
Pakistan
Deutsche Bank A.G.
242-243, Avari Plaza
Fatima Jinnah Road
Karachi, 75530
Pakistan
DEUTPKKA
Bonds, equities and other
instruments
Free SD-1 (17:30) SD-1 (16:30)
Against
Payment SD-1 (10:30) SD-1 (09:30)
Peru
Citibank del Perú S.A.
Av. Canaval y Moreyra 480 4to Piso
San Isidro
Lima 27
PERU
CITIUS33LIM
Bonds
Equities
Eventually other type of
instruments
Free SD (14:30) SD (13:30)
Against
Payment SD-1 (17:30) SD-1 (16:30)
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule A
Settlement Timeframes and Account Locations
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Country Subcustodi an Mai l i ng/
S.W.I.F.T. Address Instrument Ty pe Transacti on
Securi ti es Settl ements
deadl i nes for STP cl i ents
(CET)
Securi ti es Settl ements
deadl i nes for non STP
cl i ents (CET)
Philippines
Standard Chartered Bank
7/F, 6788 Ayala Avenue
Makati City 1226
PHILIPPINES
SCBLPHMM
Bonds and other instruments
Free
SD-1 (17:30) SD-1 (16:30)
Equities SD-1 (10:00) SD-1 (09:00)
Bonds Against
Payment
SD-2 (17:30) SD-2 (16:30)
Equities and other instruments SD-1 (10:00) SD-1 (09:00)
Poland
Bank Polska Kasa Opieki S.A.
International Banking and Custody
Department
Ul Grzybow ska 53/57
00-950 Warsaw
POLAND
PKOPPLPWCUS
Fixed Income (interbank market)
Free SD (16:30) SD (15:30) Equities (off-market transactions)
Fixed Income (WSE transactions)
T-Bills
Free and
Against
Payment
SD-1 (18:00) SD-1 (17:00)
Fixed Income (interbank market)
Against
Payment SD-1 (18:00) SD-1 (17:00) Fixed Income (WSE transactions)
Equities (WSE transactions)
Portugal
Citibank Europe plc
1 North Wall Quay
Dublin 1
Ireland
CITIPTPXXXX
Equities Free SD (14:30) SD (13:30)
Equities Against
Payment SD (14:30) SD (13:30)
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule A
Settlement Timeframes and Account Locations
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Country Subcustodi an Mai l i ng/
S.W.I.F.T. Address Instrument Ty pe Transacti on
Securi ti es Settl ements
deadl i nes for STP cl i ents
(CET)
Securi ti es Settl ements
deadl i nes for non STP
cl i ents (CET)
Qatar1
HSBC Bank Middle East Limited
Custody and Clearing
3rd Floor
Ali Bin Ali Building Al Matar Street #
950
BLDG 150 Ummoglina
Area 27 Doha
STATE OF QATAR
BBMEQAQX
Bonds and Equities Free/Against
Payment TD+1 (14:00) TD+1 (13:00)
Romania
BRD - Groupe Societe Generale
BRD Tow er - 1-7, Ion Mihalache
blvd, Sector 1, 011171 Bucharest.
Romania
BRDEROBUTIT
Participant code:
"BRDE1" for SaFIR settlement
system of the National Bank of
Romania.
"SG" for settlement at the CSD,
"Depozitarul Central".
Equities & Bonds (through CSD)
Governement Bonds (through
NBR)
Free SD (15:30) SD (14:30)
Equities & Bonds (through CSD)
Against
Payment
SD-1 (17:30) SD-1 (16:30)
Governement Bonds (through
NBR) SD (11:30) SD (10:30)
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule A
Settlement Timeframes and Account Locations
37 of 98
Country Subcustodi an Mai l i ng/
S.W.I.F.T. Address Instrument Ty pe Transacti on
Securi ti es Settl ements
deadl i nes for STP cl i ents
(CET)
Securi ti es Settl ements
deadl i nes for non STP
cl i ents (CET)
Russia
(In order to
ensure high
safekeeping
standards,
enhance
investor
protection
against
asset’s loss
and minimize
counterparty
risk, AIF and
UCITS clients
must only
trade on a
DVP/RVP
basis in
Russia)
Societe Generale, Rosbank
Societe Generale Securities
Services Russia
Mashi Poryvaevoy Street, 34,
107078,
Moscow , Russia
RSBNRUMMCUS
Bonds and Equities
on NSD Free SD (13:30) SD (12:30)
Bonds, Equities and other
instruments on NSD
Against
Payment in USD
& RUB
SD-1 (16:30) SD-1 (15:30)
Saudi Arabia1
HSBC Saudi Arabia
7267 Olaya Road Al Murooj District
Riyadh 12283-2255 KSA
SABBSARI Bonds and Equities
Against
Payment SD-2 (17:30) SD-2 (16:30)
Free N/A N/A
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule A
Settlement Timeframes and Account Locations
38 of 98
Country Subcustodi an Mai l i ng/
S.W.I.F.T. Address Instrument Ty pe Transacti on
Securi ti es Settl ements
deadl i nes for STP cl i ents
(CET)
Securi ti es Settl ements
deadl i nes for non STP
cl i ents (CET)
Serbia
Hub through UniCredit Bank
Austria AG
Global Securities Services Austria
Rothschildplatz 1
1020 Vienna
Austria
BKAUATWW
Bonds / Equities w ith settlement
T+1 or T+2
Free/Against
Payment
SD-1 (10:30) SD-1 (09:30)
Bonds / Equities w ith settlement
T+0 SD (10:30) SD (09:30)
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule A
Settlement Timeframes and Account Locations
39 of 98
Country Subcustodi an Mai l i ng/
S.W.I.F.T. Address Instrument Ty pe Transacti on
Securi ti es Settl ements
deadl i nes for STP cl i ents
(CET)
Securi ti es Settl ements
deadl i nes for non STP
cl i ents (CET)
Singapore
Standard Chartered Bank
7 Changi Business Park Crescent,
Level 3 Securities Services,
Singapore 486028
SCBLSG22XXX
Bonds & Equities (Batch/RTGS)
Free SD-1 (17:30) SD-1 (16:30) Other type of instruments
Bonds & Equities (Batch/RTGS) Against
Payment in
HKD, EUR, USD
& SGD
SD-1 (16:30) SD-1 (15:30) Other type of instruments
Note: RTGS option is not offered for lending transactions
Slovak
Republic
Raiffeisen Bank International
AG
Am Stadtpark 9
1030 Vienna
Austria
RZBAATWWXXX
CSD of the delivering / receiving
agent (PSET): CSDSSKBAXXX
Participant Code: CDCP
990000000434
Equities & Bonds
Free SD (17:00) SD (16:00)
Against
Payment SD (15:00) SD (14:00)
Slovenia
Raiffeisen Bank International
AG
Am Stadtpark 9
1030 Vienna
Bonds
Free SD (17:00) SD (16:00) Equities
Bonds Against
Payment SD (15:00) SD (14:00)
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule A
Settlement Timeframes and Account Locations
40 of 98
Country Subcustodi an Mai l i ng/
S.W.I.F.T. Address Instrument Ty pe Transacti on
Securi ti es Settl ements
deadl i nes for STP cl i ents
(CET)
Securi ti es Settl ements
deadl i nes for non STP
cl i ents (CET)
Austria
RZBAATWWXXX
CSD of the delivering / receiving
agent (PSET): KDDSSI22XXX
Participant Code: KDD 10495511
Equities
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule A
Settlement Timeframes and Account Locations
41 of 98
Country Subcustodi an Mai l i ng/
S.W.I.F.T. Address Instrument Ty pe Transacti on
Securi ti es Settl ements
deadl i nes for STP cl i ents
(CET)
Securi ti es Settl ements
deadl i nes for non STP
cl i ents (CET)
South Africa
Standard Chartered Bank, DIFC
Branch
Standard Chartered Bank
Building 1, DIFC, 4th Floor
PO box 999, Dubai, UAE
SCBLZAJ2XXX
STRATE Business Partner ID:
ZA100019
Securities Account at STRATE for
Equities: 20000240
Securities Account at STRATE for
Bonds: 00153843
Equities on-exchange
Free & Against
Payment
SD-1 (10:30) SD – 1 (09:30)
Equities off-exchange SD-1 (08:30) SD – 1 (07:30)
Bonds on-exchange SD-1 (15:30) SD – 1 (14:30)
Bonds off-exchange SD- 1 (15:30) SD – 1 (14:30)
South Korea
The Hongkong and Shanghai
Banking Corporation Limited
5th Floor, Direct Custody and
Clearing,
HSBC Securities Services
HSBC Building
37, Chilpae-ro, Jung-gu
Seoul, Korea, 04511
HSBCKRSE
Bonds
Free
N/A. Free transfer betw een
different IRCs not permitted
unless prior approval from FSS
is obtained, generally due to
change of custodian.
N/A. Free transfer betw een
different IRCs not permitted
unless prior approval from FSS is
obtained, generally due to change
of custodian.
Equities
Eventually other type of
instruments N/A N/A
Bonds
Against
Payment
SD-2 (17:30) SD-2 (16:30)
Equities SD-1 (17:30) SD-1 (16:30)
Eventually other type of
instruments N/A N/A
Spain
Banco Inversis S.A.
Avenida de la Hispanidad, num 6
28042 Madrid
Participant Code CSD - 0232
Bonds
Free
SD (14:30) SD (13:30)
Equities SD (13:30) SD (12:30)
Other instruments N/A N/A
Bonds Against
Payment
SD (14:30) SD (13:30)
Equities SD (13:30) SD (12:30)
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule A
Settlement Timeframes and Account Locations
42 of 98
INVLESMMXXX
CSD of the delivering/receiving
Agent (PSET) IBRCESMMXXX
Other instruments N/A N/A
Country Subcustodi an Mai l i ng/
S.W.I.F.T. Address Instrument Ty pe Transacti on
Securi ti es Settl ements
deadl i nes for STP cl i ents
(CET)
Securi ti es Settl ements
deadl i nes for non STP
cl i ents (CET)
Sri Lanka
The Hongkong & Shanghai
Banking Corporation Limited
Custodian/ Trustee Department
24 Sir Baron Jayatilake Maw atha
Colombo 1
SRI LANKA
HSBCLKLX
Bonds Free
N/A. Free transfer of shares
betw een accounts is not
permitted unless prior approval
is obtained. Free transfer
approval is usually sought
w here there is a change of
custodian. Foreign investors are
not permitted to invest in
Corporate Bonds unless the
issuing company obtains prior
approval from the regulatory
authorities.
N/A
Equities Free
N/A. Free transfer of shares
betw een accounts is not
permitted unless prior approval
is obtained from the Securities &
Exchange Commission. Free
transfer approval is usually
sought w here there is a change
of custodian.
N/A
Bonds Against
Payment SD-2 (17:30) SD-2 (16:30)
Equities Against
Payment SD-3 (17:30) SD-3 (16:30)
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule A
Settlement Timeframes and Account Locations
43 of 98
Country Subcustodi an Mai l i ng/
S.W.I.F.T. Address Instrument Ty pe Transacti on
Securi ti es Settl ements
deadl i nes for STP cl i ents
(CET)
Securi ti es Settl ements
deadl i nes for non STP
cl i ents (CET)
Sweden
Nordea Bank Abp, filial i
Sverige
Smålandsgatan 17
SE-105 71 NORDEA
SWEDEN
NDEASESSXXX
Bonds & Equities Free SD (15:30) SD (14:30)
Bonds & Equities Against
Payment SD (10:30) SD (09:30)
Switzerland
Credit Suisse AG,
PO Box 100,
CH-8070 Zurich, Sw itzerland
CRESCHZZ80A
Participants code: SIS BP ID:
CH100164
Bonds and Equities Free SD (17:00) SD (15:00)
Bonds and Equities Against
Payment SD (12:30) SD (11:30)
Taiwan
Standard Chartered Bank
(Taiwan) Limited
Room B, 7th Floor
168 Tun Hw a North Road
Taipei 105
Taiw an
SCBLTWTPXXX
Participant Code: 3330
Equities, Convertible Bonds Free & Against
Payment SD-2 (17:30) SD-2 (16:30)
Government Bonds Free & Against
Payment SD-1 (17:30) SD-1 (16:30)
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule A
Settlement Timeframes and Account Locations
44 of 98
Country Subcustodi an Mai l i ng/
S.W.I.F.T. Address Instrument Ty pe Transacti on
Securi ti es Settl ements
deadl i nes for STP cl i ents
(CET)
Securi ti es Settl ements
deadl i nes for non STP
cl i ents (CET)
Thailand
Standard Chartered Bank
(Thai) Pcl
Securities Services
15th f loor, Zone A
Building 3
90 North Sathorn Road
Silom, Bangrak,
Bangkok 10500
THAILAND
SCBLTHBX
Bonds
Free
SD-1 (10:00) SD-1 (09:00)
Equities SD-1 (08:30) SD-2 (17:00)
Eventually other type of
instruments N/A N/A
Bonds
Against
Payment
SD-1 (10:00) SD-1 (09:00)
Equities SD-1 (08:30) SD-2 (17:00)
Eventually other type of
instruments N/A N/A
Tunisia
Societe Generale Securities
Service UIB Tunisia
10 rue d'Egypte, Tunis Belvedere,
1002, Tunis
Tunisia
UIBKTNTTXXX
Bonds
Free
SD-3 (17:30) SD-3 (16:30)
Equities
Eventually other type of
instruments
Bonds
Against
Payment Equities
Eventually other type of
instruments
Turkey
Citibank A.S.
Buyukdere Caddesi
No. 100
Esentepe 34394, Istanbul
TURKEY
CITITRIX
Bonds
Free
SD-1 (17:30) SD-1 (16:30)
Equities
Eventually other type of
instruments
Bonds
Against
Payment
Equities
Eventually other type of
instruments
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule A
Settlement Timeframes and Account Locations
45 of 98
Country Subcustodi an Mai l i ng/
S.W.I.F.T. Address Instrument Ty pe Transacti on
Securi ti es Settl ements
deadl i nes for STP cl i ents
(CET)
Securi ti es Settl ements
deadl i nes for non STP
cl i ents (CET)
UAE1
(Abu Dhabi
and Dubai)
HSBC Bank Middle East Limited
HSBC Securities Services UAE-
Global Banking and Markets
HSBC Tow er, Dow ntow n Dubai,
Level 16
PO Box 66, Dubai, United Arab
Emirates
BBMEAEAD
Equities & Bonds Free SD-1 (17:30) SD-1 (16:30)
Equities & Bonds / Inter-Custodian
trades
Against
Payment
SD-1 (10:30) (w hen trade date
(T) is Sunday to Tuesday)
SD-1 (09:30) (w hen trade date
(T) is Sunday to Tueaday)
TD (17:30) (w hen trade date (T)
is Wednesday or Thursday)
TD (16:30) (w hen trade date (T)
is Wednesday to Thursday)
Equities & Bonds / Non-Custodian
trades
SD-1 (13:30) (w hen trade date
(T) is Sunday to Tuesday)
SD-1 (12:30) (w hen trade date
(T) is Sunday to Tuesday)
TD (17:30) (w hen trade date (T)
is Wednesday to Thursday)
TD (16:30) (w hen trade date (T)
is Wednesday to Thursday)
Ukraine
(In order to
ensure high
safekeeping
standards,
enhance
investor
protection
against
asset’s loss
and
minimises
counterparty
risk, AIF and
UCITS clients
must only
trade on a
DVP/RVP
basis in
Ukraine)
JSC Citibank
16-g Dilova Street
Kiev 03150
CITIUAUK
Participant Code: 301648
Equities Free SD (14:00) SD (13:00)
Corp & Govt Bonds, Equities
(RVP/Receive) CASH
PREFUNDING REQUIRED ON TD-1
(09:00)
Against
Payment SD (14:00) SD (13:00)
Corp & Govt Bonds, Equities
(DVP/Deliver)
Against
Payment SD (09:30) SD (08:30)
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule A
Settlement Timeframes and Account Locations
46 of 98
Country Subcustodi an Mai l i ng/
S.W.I.F.T. Address Instrument Ty pe Transacti on
Securi ti es Settl ements
deadl i nes for STP cl i ents
(CET)
Securi ti es Settl ements
deadl i nes for non STP
cl i ents (CET)
United
Kingdom
VIDACOS Nominees Limited
Citigroup Centre
Canada Square
Canary Wharf
London
E14 5LB
UNITED KINGDOM
CITIGB2L
Participant Code CREST Trades:
19XJE
Bonds and Equities
(To avoid incurring matching
fines from CREST,
instructions must be sent by
17:30 on SD-1)
Free SD (16:00) SD (15:00)
Against
Payment SD (13:00) SD (12:00)
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule A
Settlement Timeframes and Account Locations
47 of 98
Country Subcustodi an Mai l i ng/
S.W.I.F.T. Address Instrument Ty pe Transacti on
Securi ti es Settl ements
deadl i nes for STP cl i ents
(CET)
Securi ti es Settl ements
deadl i nes for non STP
cl i ents (CET)
United
States
(Please note
that there are
restrictions
related to
Low Priced
Securities or
Penny
Stocks,
Marijuana
and SEC
suspended
securities.
Our
subcustodian
does not
accept free
receives of
Marijuana-
related
securities
identif ied by
the
subcustodian
)
The Bank of New York Mellon
1 Wall Street New York
NY-10286
IRVTUS3N
DTC ID
Non DTC ID
Fixed Income
Free/Against
Payment SD (16:30) SD (15:30)
Uruguay
Banco Itaú Uruguay S.A.
Zabala 1463
CP11000, Montevideo
URUGUAY
Bonds
Free SD (15:30) SD (14:30) Equities
Eventually other type of
instruments
Bonds Against SD-1 (17:30) SD-1 (16:30)
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule A
Settlement Timeframes and Account Locations
48 of 98
Country Subcustodi an Mai l i ng/
S.W.I.F.T. Address Instrument Ty pe Transacti on
Securi ti es Settl ements
deadl i nes for STP cl i ents
(CET)
Securi ti es Settl ements
deadl i nes for non STP
cl i ents (CET)
FNBBUYMM Equities Payment
Eventually other type of
instruments
Vietnam
Only listed
equities and
listed
corporate
bonds
HSBC Bank (Vietnam) Ltd.
Central Point Building
106 Nguyen Van Troi Street
Phu Nhuan district
Ho Chi Minh City
VIETNAM
HSBCVNVX
Bonds
Free
TD 17:00 TD 16:00
Equities SD-1 (17:00) SD-1 (16:00)
Eventually other type of
instruments N/A N/A
Bonds
Against
Payment
TD 17:00 TD 16:00
Equities
SD-1 (17:00)
(recommended to advise
subcustodian w ith expected
trade details prior to TD)
SD-1 (16:00)
(recommended to advise
subcustodian w ith expected
trade details prior to TD)
Eventually other type of
instruments N/A N/A
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule A
Settlement Timeframes and Account Locations
49 of 98
Country Subcustodi an Mai l i ng/
S.W.I.F.T. Address Instrument Ty pe Transacti on
Securi ti es Settl ements
deadl i nes for STP cl i ents
(CET)
Securi ti es Settl ements
deadl i nes for non STP
cl i ents (CET)
Zambia
Standard Chartered Bank
Zambia PLC
1st Floor, Standard House
Cairo Road
Lusaka
Zambia
SCBLZMLX
Bonds
Free
SD-2 (13:30) SD-2 (12:30)
Equities SD-1 (08:30) SD-2 (17:30)
Eventually other type of
instruments N/A N/A
Bonds
Against
Payment
SD-2 (13:30) SD-2 (12:30)
Equities SD-1 (08:30) SD-2 (17:30)
Eventually other type of
instruments N/A N/A
1. Weekend is Friday and Saturday, however, trading for equities and Fixed Income will be conduc ted Sunday through to Thursday. C ash and Securities
settlement can take place every day, exc luding Sunday, as agreed by the parties . T rades due for settlement on a Sunday will be pos ted to the c lient
account on the following Monday.
2 . Weekend is Thursday and Friday
3 . Settlement cyc les : Sunday to Thursday: two c learing cyc les every day, one at 10:30 and one at 16:45 in the morning and one in the afternoon. Friday:
two c learing cyc les at 10:30 and 14:00.
Market deadlines: TA SE sys tems c lose at 18:00 (Sunday to Thursday) and at 11:00 on Friday.
C itibank deadlines: T rades matched at SD -1 will settle on SD 10:30, any failed trades will automatically settle at 16:45.
SD-1 trades must be correc tly received prior to 16:00. In addition, under bes t effort bas is , trade matching can happen until 13:30 SD.
T rades with same day settlement will settle on the second cyc le at 16:45.
4 . Early c los ing when the day preceding is a bank holiday.
5 . Sale and purchase settlement ins truc tions can settle in the optional settlement cyc le, provided that each respec tive party fl ags its ins truc tion to be
eligible in this optional settlement cyc le. Fund managers sending their ins truc tions to RDIS after the mandatory settlement cyc le deadline, bu t before
the optional settlement cyc le deadline, must ensure that their counterparties have flagged their ins truc tions for settleme nt in the optional settlement
cyc le.
I f a sales transac tion fails for settlement in the optional settlement cyc le because the counterparty did not flag its ins tru c tion for settlement in the
optional settlement cyc le, RDIS reserves the right to c laim the counterparty for late settlement. I f the counterparty would refuse to pay such c laim,
RDIS reserves the right to rebook the sale in A SDA in the c lient’s cash account.
6 . C ancellations deadlines may vary depending on the country. A ll ins truc tions received after deadlines will be processed bes t poss ible value. A mendments
and cancellation will be treated on a bes t effort bas is .
All deadlines are given under condition that there is suff icient amount of corresponding currency at client's cash account.
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule B
Clean Cash Payments & Foreign Exchanges
Clean Cash Payments in Major Currencies:
Instructions and Timeframes
Outgoing payment instructions and incoming payment advices are expressed in “business day”
and are subject to local currency holidays.
RBC Investor & Treasury Services’ main Cash Correspondents for Treasury and Commercial
Payments
For Commercial payments, SWIFT/BIC CODE: FETALULLISV
For Treasury payments, SWIFT/BIC CODE: FETALULL
RBC Investor & Treasury Services’ major currencies’ deadlines to instruct cash instruction are
detailed below.
Currency
Correspondent
Bank Name /
SWIFT Address
RBC Inv estor & Treasury
Serv i ces External Account
Number / IBAN
RBC Inv estor & Treasury
Serv i ces cut off
SWIFT/Inv estor Serv i ces
Onl i ne (CET)
RBC Inv estor &
Treasury Serv i ces
cut off Manual
(CET)
AED1
UAE dirham
HSBC Bank Middle
East Limited, Dubai
BBMEAEAD
IBAN: AE250200000022129209001 value date-1 (17:30) value date-1 (16:30)
AUD2
Australian
Dollar
HSBC Bank Australia
Limited
HKBAAU2S
011-280740-041 value date-1 (16:30) value date-1 (15:30)
CAD
Canadian
Dollar
RBC Investor
Services Trust
ROYCCAT2
09591-102-351-4 value date (16:30) value date (15:30)
CHF3
Sw iss Franc
Credit Suisse AG
CRESCHZZ80A
IBAN: CH7504835181594303000
SIC Participant number: 4835 value date (12:30) value date (11:30)
CNY4
Chinese Yuan
(Offshore)
Standard Chartered
Bank (Hong Kong)
Limited
SCBLHKHH
44709455634 value date-1 (17:30) value date-1 (16:30)
CZK
Czech Koruna
Raiffeisen Bank
International AG
Intermediary:
IBAN: AT88 3100 0088 5507 3068 value date (10:00) value date (09:00)
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule B
Clean Cash Payments & Foreign Exchanges
51 of 98
Currency
Correspondent
Bank Name /
SWIFT Address
RBC Inv estor & Treasury
Serv i ces External Account
Number / IBAN
RBC Inv estor & Treasury
Serv i ces cut off
SWIFT/Inv estor Serv i ces
Onl i ne (CET)
RBC Inv estor &
Treasury Serv i ces
cut off Manual
(CET)
RZBCCZPPXXX
Account w ith
Institution:
RZBAATWWXXX
DKK
Danish Krone
Danske Bank A/S,
Copenhagen
DABADKKK
IBAN: DK1530003996042952 value date (10:00) value date (09:00)
EUR5
Euro
Deutsche Bank AG
DEUTDEFF IBAN: DE84500700100938036100 value date (16:00) value date (15:00)
GBP
British Pound
Citibank NA London.
CITIGB2L
Sort Code: 18-50-08
ACC: GBP 18310971
IBAN: GB34CITI18500818310971
value date (15:30) value date (14:30)
HKD
Hong Kong
Dollar
Standard Chartered
Bank (Hong Kong)
Limited
SCBLHKHH
44709455618 value date-1 (17:30) value date-1 (16:30)
HUF
Hungarian
Forint
Raiffeisen Bank
International AG
Intermediary:
UBRTHUHBXXX
Account w ith
Institution:
RZBAATWWXXX
IBAN: AT43 3100 0098 5507 3068
value date (10:00) value date (09:00)
ILS
Israeli Shekel
Citibank N.A., Tel Aviv
CITIILIT IBAN: IL280220010000620121002 value date (09:00) value date-1 (16:30)
JPY
Japanese Yen
Citibank Japan Ltd,
Tokyo
CITIJPJT
0222294401 value date-1 (16:30) value date-1 (15:30)
MAD
Morocco
Dirham
Société Générale
Marocaine de
Banques
SGMBMAMC
001600088561 value date-1 (12:15) value date-1 (11:15)
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule B
Clean Cash Payments & Foreign Exchanges
52 of 98
Currency
Correspondent
Bank Name /
SWIFT Address
RBC Inv estor & Treasury
Serv i ces External Account
Number / IBAN
RBC Inv estor & Treasury
Serv i ces cut off
SWIFT/Inv estor Serv i ces
Onl i ne (CET)
RBC Inv estor &
Treasury Serv i ces
cut off Manual
(CET)
MXN
Mexican Peso
Citibanamex, México
CITIUS33MER 230288003 value date (16:30) value date (15:30)
NOK
Norw egian
Krone
Danske Bank Oslo
Intermediary
DABANO22
Account w ith
Institution DABADKKK
Beneficiary Institution Account
Number:
IBAN: DK9630003996091449
value date (11:30) value date (10:30)
NZD
New Zealand
Dollar
Citibank N.A. New
Zealand Branch
CITINZ2X
6080006 value date-1 (16:30) value date-1 (15:30)
PLN
Polish Zloty
Bank Pekao SA,
Warsaw
PKOPPLPW
IBAN:
PL80124000013126016111120301 value date (10:00) value date (09:00)
QAR
Qatar Rial
HSBC Bank Middle
East Limited
BBMEQAQX
001-020072-014
IBAN:
QA14BBME00000000000102007201
4
Value date-1 (17:30) Value date-1 (16:30)
RON
New
Romanian Leu
BRD - Groupe Societe
Generale
BRDEROBU
IBAN:
RO56BRDE427SV00486104270 value date (11:30) value date (10:30)
RUB8,9
Russian Ruble
Societe Generale
Securities Services
RSBNRUMM
RBCIS account w ith ROSBANK:
30111810300000022157
RBCIS INN9909201455
ROSBANK BIK code and account
w ith Central Bank : BIK044525256/
30101810000000000256
value date-1 (16:00) value date-1 (15:00)
SEK
Sw edish
Krona
Nordea Bank
NDEASESSXXX
SEK
IBAN: SE5530000000039527710189 value date (14:00) value date (13:00)
SGD
Singapore
Dollar
Standard Chartered
Bank (Singapore)
Limited
SCBLSG22XXX
0105724033 value date-1 (16:30) value date-1 (15:30)
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule B
Clean Cash Payments & Foreign Exchanges
53 of 98
Currency
Correspondent
Bank Name /
SWIFT Address
RBC Inv estor & Treasury
Serv i ces External Account
Number / IBAN
RBC Inv estor & Treasury
Serv i ces cut off
SWIFT/Inv estor Serv i ces
Onl i ne (CET)
RBC Inv estor &
Treasury Serv i ces
cut off Manual
(CET)
THB10
Thai Baht
Standard Chartered
Bank, Bangkok
SCBLTHBX
00100675972 value date-1 (10:30) value date-1 (09:30)
TND
Tunisian Dinar
Societe Generale
Securities Service UIB
Tunisia
UIBKTNTTXXX
IBAN: TN5912060000005100107628 value date-3 (17:30) value date-3 (16:30)
TRY
Turkish Lira
Citibank N.A., Istanbul
CITITRIX
Account Number: 0070007029
IBAN:
TR740009200000000070007029
Currency: TRY
Account Number: 0070007037
IBAN:
TR520009200000000070007037
Currency: EUR
value date (10:00) value date (09:00)
USD11
US Dollar
Citibank New York
CITIUS33 36249035 value date (18:00) value date (17:00)
ZAR
South African
Rand
Standard Bank of
South Africa Limited
Intermediary
SBZAZAJJ
Account w ith
Institution
SCBLAEADDIF
Beneficiary Institution Account
Number: 01209943501
IBAN: AE450440001701209943501
Additional information:
Example cash w ording for
beneficiaries w ith account at RBC IS
Bank Luxembourg
Please pay ZAR [amount] direct via
MT103 to RBC Investor Services
Bank SA (FETALULL) for credit
beneficiary account.
Field 54 = SCBLAEADDIF
Field 57 = /01209943501 FETALULL
Field 59 = beneficiary details
w ith a linked cover message
(MT202COV) via your correspondent
bank to Standard Bank of South
Africa Limited (SBZAZAJJ)
Field 56 = SBZAZAJJ
Field 57 = SCBLAEADDIF
Field 58 = /01209943501 FETALULL
value date (10:00) value date (09:00)
1. Market and currency closed on Friday . Cut of f f or pay ments/receipts with SD on Sunday s is Wednesday 17:30 CET f or
STP, 16:30 CET f or NON-STP
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule B
Clean Cash Payments & Foreign Exchanges
54 of 98
2. AUD: BSB code is 342-011
3. CHF: Credit Suisse is direct Swiss Interbank Clearing (SIC) member SIC clearing number 4835 (Credit Suisse). Bic code of
SIC is TKZHCHZZ
4. CNY: Care should be taken as this relates to CNH/CNY trading and settling of f shore in Hong Kong with Hong Kong &
Shanghai
5. EUR: Deutsche Bank is direct participant EBA Clearing and Target
6. Prov ision of serv ices currently suspended
7. Restricted serv ice
8. Cash wire instruction must bear
VO code: code and description of pay ment purpose, to comply with currency control requirements
KIO code: Recipient Tax ID
BIK code: Local Bank identif ication code
9. Market practice is f or CBR participants to use 4th clearing session as a def ault session f or standard pay ment processing.
This is also the last opportunity f or participants to manage their liquidity with same day v alue and to post appropriate
reserv es as per Central Bank requirements. Theref ore incoming pay ments, ev en preadv ised, receiv ed during 5th clearing
session are booked to account on VD+1 with v alue date VD+1
10. NRBS account (Non-resident Baht Account f or Securities): Cash must be linked to securities activ ity only
11. USD: ABA 021000089 or Chips routing 0008
12. The abov e deadlines are reduced by 4 working hours at least in case of half -day holiday or reduced working hours
announced by the local agent in respectiv e local market.
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule B
Clean Cash Payments & Foreign Exchanges
Clients are advised by their Client Representative, Transaction Management about RBC Investor & Treasury
Services’ cash payments deadlines with distinction between STP and non-STP deadlines.
Instructions for outgoing payments received within deadlines and which contain all relevant information will
be processed good value. All instructions received after deadlines will be processed best possible value.
Amendments and cancellation will be treated on a best effort basis.
Incoming payments received within RBC Investor & Treasury Services’ deadlines and processed STP are
credited on client’s account good value.
Non-Full STP incoming payment messages containing the relevant information on the final beneficiary and
received within the RBC Investor & Treasury Services deadlines will be credited on the client’s account
good value on a best effort basis.
Manual incoming payment messages not containing the relevant information on the final beneficiary and
received within the RBC Investor & Treasury Services deadlines are manually treated, and will be credited
on the client’s account the next value date following the receipt by RBC Investor & Treasury Services of all
relevant information.
Subject to pre-agreement with RBC Investor Services Bank, the payment ordering party may also pre-
advise RBC Investor & Treasury Services on incoming payment via MT210 correctly formatted (see Cash
instruction format) to ensure the application of good value. For MT210 received within RBC ISB cash cut -off
time and linked payment confirmed as received at the latest the next day following value date, cash is
credited onto client’s account with pre-advised value date.
If payment is not confirmed as received, client is contacted and is required to conduct further investigation.
A new deadline is fixed for the client to revert by (usually same working day); if no answer is received by
RBC Investor Services Bank within this new deadline, the pre-advice MT210 received is considered as null
and voided.
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule B
Clean Cash Payments & Foreign Exchanges
56 of 98
Cash Instruction format
MT103 FOR INCOMING CASH PAYMENTS
> 20 :SENDER'S REF.
> 23B BANK OPERATION CODE
> 32A VALUE DATE/CURR./ AMOUNT
> 50K ORDERING CUSTOMER - NAME & ADDRESS
> 52A DRAWER BANK SWIFT CODE
> 56 A BENEFICIARY BANK CORRESPONDANT SWIFT CODE
> 57 A BENEFICIARY BANK SWIFT CODE
> 59 BENEFICIARY CUSTOMER ACCOUNT AND NAME
> 70 REMITTANCE INFORMATION
> 71A DETAILS OF CHARGES
> MT202 FOR INCOMING CASH PAYMENTS
> 20 : TRANSACTION REF. NB.
> 21: RELATED REF.
> 32A: VALUE DATE, CURR. CODE, AMOUNT
> 52D: ORDERING INSTITUTION
> 56 A BENEFICIARY BANK CORRESPONDANT SWIFT CODE
> 57 A BENEFICARY BANK SWIFT CODE
> 58 D BENEFICIARY IBAN ACCOUNT AND ACCOUNT NAME OR 58 A FINAL BENEFICIARY BANK SWIFT CODE
> 72 SENDER TO RECEIVER INFORMATION INTRODUCE BY /BNF/
> MT210 TO PRE ADVISE INCOMING FUNDS
> 20 : TRN REF OF THE REMITTER
> 25: BENEFICIARY PTG NUMBER FOR EXAMPLE /PTG.....
> 30 : VALUE DATE (YYMMDD)
> 21: TRN OF THE MT202 OR MT103 ( THE PAYMENT REF )
> 32B :CURRENCY AND AMOUNT
> 52A REMITTER SWIFT CODE
> 56A RBC INVESTOR & TREASURY SERVICES CASH CORRESPONDANT SWIFT CODE >
> MT202 PAYMENT ORDER
> 21: TRN
> 32 A : VALUE DATE) - CURRENCY - AMOUNT
> 52 A : SWIFT CODE OF THE REMITTER
> 53 B : PTG OR ACCT NUMBER FROM WHERE THE FUNDS WILL BE DEBITED FOR EXAMPLE
> 56 A INTERMEDIARY BANK SWIFT CODE (FIELD COMPULSORY FOR ALL CURRENCIES EXCEPT EUR and CHF )
> 57 A BENEFICIARY BANK SWIFT CODE
> 58 D /(ACCOUNT NUMBER AND ACCT NAME) OR 58 A (WITH BIC CODE )
> 72 /BNF/ ..... SENDER TO RECEIVER INFORMATIONS
S.W.I.F.T. is RBC Investor & Treasury Services’ preferred mean of receiving cash instructions (MT103, MT202, MT210)
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule B
Clean Cash Payments & Foreign Exchanges
57 of 98
Cash Payments and Foreign Exchange Transactions in Other Currencies
The below table details the currencies where clean cash instructions (inbound or outbound) and third party
foreign exchange transactions are not supported. Any such instruction received involving a currency on the
table will not be validated and processed.
Currency name Currency Code
Argentina Peso ARS
Bosnia Herzegovina Conv. Mark BAM
Bulgaria Lev BGN
Bangladesh Taka BDT
Bahrain Dinar BHD
Brazil Real BRL
Botsw ana Pula BWP
Chinese Yuan Renminbi - Onshore CNY
Chile Peso CLP
Colombia Peso COP
Egypt Pound EGP
Ghana Cedi GHS
Croatia Kuna HRK
Indonesia Rupiah IDR
India Rupee INR
Iceland Krona ISK
Jordan Dinar JOD
Kenya Schilling KES
South Korea Won KRW
Kuw ait Dinar KWD
Kazakhstan Tenge KZT
Sri Lanka Rupee LKR
Mauritius Rupee MUR
Malaysia Ringgit MYR
Namibia Dollar NAD
Nigeria Naira NGN
Oman Rial OMR
Peru Sol PEN
The Philippines Peso PHP
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule B
Clean Cash Payments & Foreign Exchanges
58 of 98
Currency name Currency Code
Pakistan Rupee PKR
Saudi Riyal SAR
Serbia Dinar RSD
Taiw an Dollar TWD
Ukraine Hryvnia UAH
Uruguay Peso UYU
Vietnam Dong VND
Zambia Kw acha ZMW
The below table details the currencies where third party foreign exchange transactions are not supported.
Any such instruction received involving a currency on the table will not be validated and processed.
Currency name Currency Code
Qatar Rial QAR
Thailand Baht THB
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule C
Registration Details
It is RBC Investor & Treasury Services policy to register all securities in nominee name or in client name if
the market dictates. All account holding details apply to both equity and bond holdings, unless otherwise
indicated.
Securities traded on secondary markets or subject to restriction, are serviced on a best efforts basis.
Country Account Hol di ng Detai l s – Subcustodi an Account Hol di ng Detai l s - Deposi tory
Argentina Investor Services Bank S.A. - sub a/c Name of
Fund + Sub-Fund (if applicable)
RBC Investor Services Bank S.A. - sub a/c
Name of Fund + Sub-Fund (if applicable)
Australia RBC Investor Services Bank S.A. – Omnibus
Account (*) HSBC Custody Nominees (Australia) Limited
Austria RBC Investor Services Bank S.A. – Omnibus
Account (*) Raiffeisen Bank International AG
Bahrain RBC Investor Services Bank S.A – beneficial
ow ner Account in the name of the benef icial ow ner
Bangladesh RBC Investor Services Bank S.A. – sub a/c
Name of Fund + Sub-Fund (if applicable)
RBC Investor Services Bank S.A. – sub a/c
Name of Fund (w ithout mentioning the name of
the sub-fund)
Belgium RBC Investor Services Bank S.A. - Omnibus
Account (*) Citibank Europe PLC Dublin
Bermuda RBC Investor Services Bank - Client Account Wilson & Co
Bosnia &
Herzegovina
RBC Investor Services Bank S.A. – sub a/c
Name of Fund + Sub-Fund (if applicable) Account in the name of beneficial ow ner
Botswana RBC Investor Services Bank S.A. – sub a/c
Name of Fund + Sub-Fund (if applicable)
Standard Chartered Nominees (Pty) Ltd Re: RBC
Investor Services Bank S.A. – sub a/c Name of
Fund + Sub-Fund (if applicable)
Brazil RBC Investor Services Bank S.A. – sub a/c
Name of Sub-Fund or Entity Level
B3 - BM&F BOVESPA Segment – formerly CBLC:
Equities are registered in the name of the
Beneficial Ow ner/Fund.
B3 – CETIP Segment (Depository for Fixed
Income): Corporate/Government Bonds are
registered in the name of the local
custodian/local bank’s omnibus account name on
behalf of the client.
SELIC (Depository for Government Fixed
Income): Government Bonds are registered in
the name of the local custodian/local bank’s
omnibus account name on behalf of the client.
Bulgaria RBC Investor Services Bank S.A. – sub a/c
Name of Fund + Sub-Fund (if applicable) In the name of Sub-Fund / beneficial ow ner
Canada RBC Investor Services Bank S.A. – Omnibus
Account (*) Royal Bank of Canada
Chile RBC Investor Services Bank S.A. – sub a/c
Name of Fund + Sub-Fund (if applicable) Banco de Chile on behalf of third parties
China (Shanghai) RBC Investor Services Bank S.A. – sub a/c
Name of Fund + Sub-Fund (if applicable) Under the name of the Investor code
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule C
Registration Details
60 of 98
Country Account Hol di ng Detai l s – Subcustodi an Account Hol di ng Detai l s - Deposi tory
China (Shenzhen) RBC Investor Services Bank S.A. – sub a/c
Name of Fund + Sub-Fund (if applicable) Under the name of the Investor code
Clearstream RBC Investor Services Bank S.A. – Omnibus
Account (*) Dependant on underlying market
Colombia RBC Investor Services Bank S.A. – sub a/c
Name of Fund + Sub-Fund (if applicable) Name of Sub-Fund
Croatia RBC Investor Services Bank S.A. – sub a/c
Name of Fund + Sub-Fund (if applicable) Account in the name of Beneficial Ow ner
Cyprus Account in the name of Beneficial Ow ner Account in the name of Beneficial Ow ner
Czech Republic RBC Investor Services Bank S.A. – sub a/c
Name of Fund + Sub-Fund (if applicable) RBC Investor Services Bank S.A.
Denmark RBC Investor Services Bank S.A. – Omnibus
Account (*)
RBC Investor Services Bank S.A. – Omnibus
Account (*)
Egypt RBC Investor Services Bank S.A. – sub a/c
Name of Fund + Sub-Fund (if applicable) In the name of Name of Sub-Fund
Estonia RBC Investor Services Bank S.A. Client Omnibus
Account RBC Investor Services Bank S.A.
Finland RBC Investor Services Bank S.A. – Omnibus
Account (*)
Nordea Bank Abp, Suomen Sivuliike, w hich
translates to “nominee registration custodian”
France RBC Investor Services Bank S.A. – Omnibus
Account (*) Citibank Europe plc
Germany RBC Investor Services Bank S.A. – Omnibus
Account (*) Citibank Europe PLC Dublin
Ghana RBC Investor Services Bank S.A. – sub a/c
Name of Fund + Sub-Fund (if applicable)
Standard Chartered Nominee Ghana / RBC
Investor Services Bank S.A. – sub a/c Name of
Sub-Fund
Greece(***) Account in the name of Beneficial Ow ner
Equities and Corporate Bonds: Account in the
name of the Beneficial Ow ner
Government Bonds: held in the agent omnibus
account ‘EU residents’
Hong Kong RBC Investor Services Bank S.A. – Omnibus
Account (*)
HKSCC - Standard Chartered Bank (Hong Kong)
Limited
CMU - Standard Chartered Bank (Hong Kong)
Limited
Hungary RBC Investor Services Bank S.A. – sub a/c
Name of Fund + Sub-Fund (if applicable) RBC Investor Services Bank S.A.
Iceland Account in the name of the Beneficial Ow ner Account in the name of the Beneficial Ow ner
India Account in the name of Beneficial Ow ner Account in the name of Beneficial Ow ner
Indonesia RBC Investor Services Bank S.A. – sub a/c
Name of Fund + Sub-Fund (if applicable)
RBC Investor Services Bank S.A. – sub a/c
Name of Fund + Sub-Fund (if applicable)
Ireland RBC Investor Services Bank S.A. – Omnibus
Account (*) Vidacos Nominees Limited a./c RBC
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule C
Registration Details
61 of 98
Country Account Hol di ng Detai l s – Subcustodi an Account Hol di ng Detai l s - Deposi tory
Israel RBC Investor Services Bank S.A. – sub a/c
Name of Fund + Sub-Fund (if applicable)
Registered under the name of one of the four
nominee companies w here stocks are
deposited. Tel Aviv Stock Exchange Clearing
House (TASECH) manages registration records
Italy RBC Investor Services Bank S.A. Citibank Europe plc
Japan
RBC Investor Services Bank S.A. - Omnibus
Account
Except for JGBs: RBC Investor Services Bank
S.A sub a/c name of Fund + Sub-Fund (if
applicable)
Citibank, N.A. Tokyo Branch – Customer
Account
Jordan Account in the name of Beneficial Ow ner Account in the name of Beneficial Ow ner
Kazakhstan RBC Investor Services Bank S.A. – sub a/c
Name of Fund + Sub-Fund (if applicable) Account in the name of beneficial ow ner
Kenya RBC Investor Services Bank S.A. – sub a/c
Name of Fund + Sub-Fund (if applicable)
Standard Chartered Kenya Nominees Limited a/c
(client segregated securities account number)
Kuwait RBCB - Name of Beneficial Ow ner Account in the Name of Beneficial Ow ner
Latvia RBC Investor Services Bank S.A. Client Omnibus
Account Sw edbank AS
Lithuania RBC Investor Services Bank S.A. – sub a/c
Name of Fund + Sub-Fund (if applicable) Sw edbank AB
Luxembourg RBC Investor Services Bank S.A. – sub a/c
Name of Fund + Sub-Fund (if applicable)
RBC Investor Services Bank S.A. – sub a/c
Name of Sub-Fund
Malaysia RBC Investor Services Bank S.A. – sub a/c
Name of Fund + Sub-Fund (if applicable)
Equities (Bursa Malaysia):
Cartaban Nominees (Asing) Sdn Bhd for Exempt
AN For RBC Investor Services Bank S.A. – sub
a/c Name of Fund + Sub-Fund (if applicable)
Non-exchange Traded Fix Income Securities
(including Government Bonds) (Bank Negara):
Account in the name of the beneficial ow ner
Mauritius RBC Investor Services Bank S.A. – sub a/c
Name of Fund + Sub-Fund (if applicable)
RBC Ivestor Services Bank a/c Name of Sub-
Fund
Mexico RBC Investor Services Bank S.A. – Omnibus
Account (*)
Banamex, México on behalf of RBC Investor
Services Bank.
Morocco RBC Investor Services Bank S.A. – sub a/c
Name of Fund + Sub-Fund (if applicable) SGMB – Client Assets
Namibia Standard Bank Namibia Nominees (Pty) Limited –
RBC Investor Services Bank S.A – sub a/c Not applicable – no Central Depository
NASDAQ Dubai Ltd RBC Investor Services Bank S.A – Beneficial
ow ner
Account in the Name of Beneficial Ow ner
(Equites) , HSBC Bank Client Omnibus Account
(Non Equites)
Netherlands RBC Investor Services Bank S.A. – Omnibus
Account (*) Citibank Europe PLC Dublin
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule C
Registration Details
62 of 98
Country Account Hol di ng Detai l s – Subcustodi an Account Hol di ng Detai l s - Deposi tory
New Zealand RBC Investor Services Bank S.A. – Omnibus
Account (*) Citibank Nominees (New Zealand) Ltd
Nigeria RBC Bank: client account RBC Bank: client account
Norway RBC Investor Services Bank S.A. – Omnibus
Account (*)
RBC Investor Services Bank S.A. – Omnibus
Account
Oman RBC-B A/C Beneficial ow ner
A/C’s opened before 31.12.15 - HSBC a/c RBC
a/c Beneficial ow ner name, A/C's opened from
01.01.16 Account in the name of the beneficial
ow ner
Pakistan Account in the name of Beneficial Ow ner Account in the name of Beneficial Ow ner
Peru RBC Investor Services Bank S.A. – sub a/c
Name of Fund + Sub-Fund (if applicable) Name of Sub-Fund
Philippines RBC Investor Services Bank S.A. – sub a/c
Name of Fund + Sub-Fund (if applicable)
Philippines Depository and Trust Corp (PDTC)
Equities & Corporate Bonds - Standard
Chartered Bank
Bureau of Treasury (BoT)
Government Securities - Standard Chartered
Bank Securities Services
Poland RBC Investor Services Bank S.A. – sub a/c
Name of Fund + Sub-Fund (if applicable) Bank Pekao SA – clients account
Portugal
RBC Investor Services Bank S.A. – Omnibus
Account (*)
Additional Account Information:
Please note that w here RBC Investor & Treasury
Services are unable to identify the beneficial
ow ner of an account, for example w here client
has opted not to receive a tax service, by
default 35% w ill be applied. Clients w ho believe
they are eligible to suffer 25% WHT but do not
have a valid Tax Questionnaire in place should
contact their RBC Investor & Treasury Services
representative and arrange for a Tax
Questionnaire to be completed.
Citibank Europe plc – Omnibus Account
Qatar RBC BNK / beneficial ow ner's name Account in the name of beneficial ow ner
Romania RBC Investor Services Bank S.A. – sub a/c
Name of Fund + Sub-Fund (if applicable)
BRD - Groupe Societe Generale - Clients RBC
Investor Services Bank S.A./Client Account
Russia
Sub-fund, per lieu of deposit; under main
account RBC Investor Services Bank
(Luxembourg)
With the CSD: securities are registered in the
name of subcustodian (PJSC ROSBANK
Nominee)
For non-NSD eligible securities, RBC I&TS can
open registrar accounts and facilitate settlement
given one w eek’s notice.
Saudi Arabia RBC-B-Client Name Account in the name of Beneficial Ow ner
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule C
Registration Details
63 of 98
Country Account Hol di ng Detai l s – Subcustodi an Account Hol di ng Detai l s - Deposi tory
Serbia RBC Investor Services Bank S.A. – sub a/c
Name of Fund + Sub-Fund (if applicable)
Account in the name of beneficial ow ner / sub
fund
Singapore RBC Investor Services Bank S.A. – Omnibus
Account (*)
Equities (Central Depository): Raff les Nominee
S/A - RBC Investor Services Bank S.A. –
Omnibus Account
Government Bond (MAS): Standard Chartered
Bank (S) Ltd
Slovak Republic RBC Investor Services Bank S.A. – sub a/c
Name of Fund + Sub-Fund (if applicable) RBC Investor Services Bank S.A.
Slovenia RBC Investor Services Bank S.A. – sub a/c
Name of Fund RBC Investor Services Bank S.A.
South Africa RBC Investor Services Bank S.A -Client Account Standard Chartered Bank Nominees South
Africa Proprietary Limited
South Korea Account in the name of Beneficial Ow ner HSBC, Seoul Branch – Client Custody Account
Spain RBC Investor Services Bank Clients Account Inversis Third Party Account RBC
Sri Lanka RBC Investor Services Bank S.A. – sub a/c
Name of Fund + Sub-Fund (if applicable)
RBC Investor Services Bank S.A. – sub a/c
Name of Sub-Fund
Sweden RBC Investor Services Bank S.A. – Omnibus
Account (*)
Equities - Nordea Bank Abp, f ilial i Sverige i
ägares ställe
Bonds - RBC Inv Serv Bank clients a/c - Nordea
Bank Abp, f ilial i Sverige i ägares ställe
Switzerland RBC Investor Services Bank S.A. – Omnibus
Account (*) Credit Suisse Zurich
Taiwan Account in the name of Beneficial Ow ner Account in the name of Beneficial Ow ner
Thailand RBC Investor Services Bank S.A. – sub a/c
Name of Fund + Sub-Fund (if applicable)
Standard Chartered Bank (Thai) Public Company
Limited Client Account
Tunisia RBC Investor Services Bank S.A – sub a/c
Name of Fund + Sub Fund (if applicable) UIB - Free foreign assets
Turkey RBC Investor Services Bank S.A. – sub a/c
Name of Fund + Sub-Fund (if applicable)
RBC Investor Services Bank S.A. – sub a/c
Name of Sub-Fund
UAE - Abu Dhabi RBC Investor Services Bank S.A – Beneficial
ow ner Account in the name of the beneficial ow ner
UAE - Dubai RBC Investor Services Bank S.A – Beneficial
ow ner Account in the name of the beneficial ow ner
Ukraine Account in the name of Beneficial Ow ner (Name
of Fund + Sub-Fund, if applicable) (**) PJSC Citibank
United Kingdom
RBC Investor Services Bank S.A. - Omnibus
Account (RBC Investor & Treasury Services has
several omnibus accounts opened w ith
subcustodians, depending on Tax status and
Nationality of clients)
Vidacos Nominees Limited ac RBC
United States RBC Investor Services Bank S.A. – Omnibus
Account (*)
DTC - CEDE & Co.
Physical - Hare & Co
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule C
Registration Details
64 of 98
Country Account Hol di ng Detai l s – Subcustodi an Account Hol di ng Detai l s - Deposi tory
Uruguay RBC Investor Services Bank S.A. – sub a/c
Name of Fund + Sub-Fund (if applicable)
Equities are issued in physical certif icates, and
since there is no Central Securities Depository,
the verif ication of their authenticity is not
possible.
Government bonds/debts are issued in
dematerialized form, and kept at the Central Bank
of Uruguay under the account of the
subcustodian.
Vietnam Account in the name of Beneficial Ow ner HSBC – Foreign Customers (****)
Zambia RBC Investor Services Bank S.A. – sub a/c
Name of Fund + Sub-Fund (if applicable)
Standard Chartered Zambia Securities Services
Nominees Limited: Account RBC Investor
Services Bank S.A. - Name of the Fund
(*) RBC Investor & Treasury Services has several omnibus accounts opened with subcustodians, depending on Tax status and
Nationality of clients.
(**) Ukraine - only in the internal custody system of PJSC Citibank for operational purposes only. Sub-accounts cannot be opened at
market level.
(***)Note: For equities, regardless of the “level” the account is opened (end beneficiary or higher/omnibus level OR combination o f
fund manager + fund / sub-fund), the ATHEXCSD treats all securities accounts as end beneficiary accounts. For government bonds,
local sub-custodian maintains an omnibus account at Bank of Greece (BoG) for all investors but segregation takes place in the sub -
custodian books.
(****)At the Vietnam Securities Depository (VSD) level, 3 om nibus accounts are in the name(s) of: (1) “HSBC – Foreign Customers”; or
(2) “HSBC – Local Customers”; or (3) “HSBC – Proprietary Trading”. The assets of all offshore investors (including accounts of RBC
Investor & Treasury Services’ clients) are registered under the account “HSBC – Foreign Customers” at the VSD. These assets at the
VSD are segregated by the Securities Trading Code (STC) assigned to each investor.
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule D
Contractual Settlement Date Accounting (CSDA) – Policies
CSDA stands for Contractual Settlement Date Accounting and means that any debit or credit of c ash will
be performed with “good value”, i.e. the value date that was originally contracted by our client, irrespective of
whether RBC Investor & Treasury Services has actually received or paid the monies, under good value.
ASDA stands for Actual Settlement Date Accounting and means the funds collected will be available to the
client as of the date where RBC Investor & Treasury Services’ Treasury Department may invest the sale
proceeds.
The major benefit of the CSDA convention for our clients is a greater predictability of cash flows and an
easier management of FX connected to securities transactions.
Where the client participates in RBC Investor & Treasury Services’ securities lending program, the
provisions of the client’s Securities Lending Agency Agreement regarding the subject matter of this
Schedule D will take precedence over the provisions in this Schedule D.
As a general principle, RBC Investor & Treasury Services applies the CSDA convention in those markets
where settlement procedures are well established and where a past record of successful settlements has
been evidenced. There are, however, some conditions that our clients must follow in order to enable RBC
Investor & Treasury Services to be in a position to apply the CSDA convention:
1 transactions must be confirmed with all necessary details in particular with sufficient information on the
counterparty's settlement instructions
2 whenever our client requires RBC Investor & Treasury Services to match their own instructions with the
executions from the counterparties as mandatory in our custody system FOCUS, then obviously the same
condition applies on the level of details entailed in such executions
3 transactions must be confirmed in a timely manner in order to enable RBC Investor & Treasury Services
to abide by the deadlines imposed upon us by our subcustodians for the sending of settlement
instructions as well as the usual deadlines for the funding of our cash accounts by RBC Investor &
Treasury Services’ Treasury Department
4 in some markets, the registration status of stocks has an impact on the availability for further trading and
stocks should thus not be sold when out-for-registration
5 similarly, turn-around transactions are not technically feasible in a number of markets and our clients
should enquire whether purchases and sales under same day are possible.
The following list of conditions can obviously not be exhaustive as many markets have some particularities,
which unable the CSDA convention.
In order to enhance efficient monitoring on delayed settlement of trades, RBC Investor & Treasury Services
reviews the Contractual Settlement Date Accounting (CSDA) policy on a regular basis. RBC Investor &
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule D
Contractual Settlement Date Accounting (CSDA) – Policies
66 of 98
Treasury Services further reserves the right to change the settlement convention from Contractual to Actual
Settlement Date Accounting (ASDA) in the following cases:
Purchases:
For any contractual settlement of a purchase, which did not settle on the instructed settlement date due to
an external factor, and for which RBC Investor & Treasury Services may reasonably anticipate that it will not
be cleared rapidly (e.g. securities not available on counterparty’s side), RBC Investor & Treasury Services
will advise the Fund Manager to allow the latter to decide to maintain cash provision on their account wi th
RBC Investor & Treasury Services, or to arrange for a revised trade ticket with a new settlement date.
Sales:
For any contractual settlement of a sale which did not settle on the instructed settlement date due to an
external factor and for which RBC Investor & Treasury Services may reasonably anticipate that it will not be
cleared rapidly (e.g. market risk, bankruptcy, economical reasons), the settlement convention will be
changed form CSDA to ASDA. RBC Investor & Treasury Services will inform the Fund Manager indicating
the reason for this action.
COUNTRY SETTLEMENT
EQUITIES BONDS
Argentina ASDA ASDA
Australia CSDA CSDA
Austria CSDA CSDA
Bahrain ASDA ASDA
Bangladesh ASDA ASDA
Belgium CSDA CSDA
Bermuda ASDA ASDA
Bosnia & Herzegovina ASDA ASDA
Botswana ASDA ASDA
Brazil CSDA CSDA
Bulgaria ASDA ASDA
Canada CSDA CSDA
Chile ASDA ASDA
China (Shanghai) ASDA ASDA
China (Shenzhen) ASDA ASDA
Clearstream CSDA CSDA
Colombia ASDA ASDA
Croatia ASDA ASDA
Cyprus ASDA ASDA
Czech Republic CSDA CSDA
Denmark CSDA CSDA
Egypt ASDA ASDA
Estonia CSDA CSDA
Finland CSDA CSDA
France CSDA CSDA
Germany CSDA CSDA
Ghana ASDA ASDA
Greece ASDA ASDA
Hong Kong HKD trades - CSDA HKD trades - CSDA
CNY trades - ASDA CNY trades - ASDA
Hungary ASDA ASDA
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule D
Contractual Settlement Date Accounting (CSDA) – Policies
67 of 98
COUNTRY SETTLEMENT
EQUITIES BONDS
Iceland ASDA ASDA
India ASDA ASDA
Indonesia ASDA ASDA
Ireland CSDA CSDA
Israel ASDA ASDA
Italy CSDA CSDA
Japan CSDA CSDA
Jordan ASDA ASDA
Kazakhstan ASDA ASDA
Kenya ASDA ASDA
Kuwait ASDA ASDA
Latvia CSDA CSDA
Lithuania CSDA CSDA
Luxembourg CSDA CSDA
Malaysia ASDA ASDA
Mauritius ASDA ASDA
Mexico CSDA CSDA
Morocco ASDA ASDA
Namibia ASDA ASDA
Nasdaq Dubai Ltd ASDA ASDA
Netherlands CSDA CSDA
New Zealand CSDA CSDA
Nigeria ASDA ASDA
Norway CSDA CSDA
Oman ASDA ASDA
Pakistan ASDA ASDA
Peru ASDA ASDA
Philippines ASDA ASDA
Poland CSDA CSDA
Portugal CSDA CSDA
Qatar ASDA ASDA
Romania ASDA ASDA
Russia ASDA ASDA
Saudi Arabia ASDA ASDA
Serbia ASDA ASDA
Singapore CSDA CSDA
Slovak Republic CSDA CSDA
Slovenia ASDA ASDA
South Africa CSDA CSDA
South Korea ASDA ASDA
Spain CSDA CSDA
Sri Lanka ASDA ASDA
Sweden CSDA CSDA
Switzerland CSDA CSDA
Taiwan CSDA ASDA
Thailand CSDA CSDA
Tunisia ASDA ASDA
Turkey ASDA ASDA
Ukraine ASDA ASDA
UAE – Abu Dhabi ASDA ASDA
UAE - Dubai ASDA ASDA
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule D
Contractual Settlement Date Accounting (CSDA) – Policies
68 of 98
COUNTRY SETTLEMENT
EQUITIES BONDS
United Kingdom CSDA CSDA
United States CSDA CSDA
Uruguay ASDA ASDA
Vietnam ASDA ASDA
Zambia ASDA ASDA
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule E
Proxy Voting
RBC Investor & Treasury Services has outsourced proxy voting services to Broadridge. Please contact your RBC Investor & Treasury Services’ Client Service Representative to subscribe to the proxy voting service.
Where the client participates in RBC Investor & Treasury Services’ securities lending program, the
provisions of the client’s Securities Lending Agency Agreement regarding the subject matter of this
Schedule E will take precedence over the provisions in this Schedule E.
Primary market: RBC Investor & Treasury Services and Broadridge will guarantee execution of voting
instructions at all general meetings and extraordinary general meetings provided ins tructions are received
by the stipulated deadline.
Secondary market: RBC Investor & Treasury Services and Broadridge will execute voting instructions at
all general meetings on a best efforts basis.
Country Market
Status
Restri c
ti ons
Agendas
Suppl i e
d
Defaul t
Instructi o
n
Deadl i ne
(busi ness
day s pri or
to
meeti ng)
Power of
Attorney
Requi red
from
Benefi ci al
Owner
Record
Date
Shares
Bl ocked
for
Voti ng
Outcome of
Voted
Resol uti ons
Argentina Primary No Yes 10 Yes43 No Yes19 Yes
Australia Primary Yes Yes 6 No No No No
Austria Primary Yes Yes 8 No Yes No Yes
Bangladesh Primary No Yes 7 No No No Yes
Belgium Primary No Yes 9 Yes40 Yes No Yes
Bermuda Primary No Yes 7 No Yes No No
Bulgaria Primary No Yes 11 Yes30 Yes No Yes
Bosnia &
Herzegovina Secondary Yes Yes 11 Yes30, 45 Yes No Yes
Botswana Secondary18 No Yes 7 No Yes No Yes
Brazil Primary Yes Yes 7 Yes4 No No Yes
Canada Primary Yes1 Yes 7 No Yes No Yes
Chile Primary No Yes 5 No No No Yes
China
(Shanghai) Primary Yes2 Yes 7 No Yes No No
China
(Shenzhen) Primary Yes2 Yes 7 No Yes No No
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule E
Proxy Voting
70 of 98
Country Market
Status
Restri c
ti ons
Agendas
Suppl i e
d
Defaul t
Instructi o
n
Deadl i ne
(busi ness
day s pri or
to
meeti ng)
Power of
Attorney
Requi red
from
Benefi ci al
Owner
Record
Date
Shares
Bl ocked
for
Voti ng
Outcome of
Voted
Resol uti ons
Colombia Primary Yes Yes 5 Yes4, 6 No No Yes
Croatia Secondary No Yes 9 No Yes No Yes
Cyprus Primary No Yes 6 No27 Yes No Yes
Czech Republic Primary No Yes 6 Yes30, 46, 47 Yes No Yes
Denmark Secondary18 Yes26 Yes 7 Yes35, 39 Yes No Yes
Egypt Primary Yes Yes 6 Yes Yes27 Yes Yes
Estonia Primary No Yes 3 No Yes27 No Yes
Finland Primary Yes13 Yes 7 No Yes No Yes
France Primary Yes Yes 9 No Yes No Yes
Germany Primary No Yes 10 No Yes37 Yes/No12 Yes
Ghana Secondary18 No Yes 6 No Yes No Yes
Greece Primary No Yes 8 No Yes No Yes
Hong Kong Primary No Yes 8 No Yes No Yes
Hungary Primary No 27, 48 Yes 12 Yes 4, 31, 38, 41, 49,
50 Yes No 51 Yes
ICSDs
Primary/
secondary
18, 44
Yes Yes 10 No36 Yes/No Yes/No36 Yes
India Secondary No Yes 10 No Yes No Yes
Indonesia Primary No Yes10 7 No Yes No Yes
Ireland Primary No Yes 6 No No No Yes
Israel Primary No Yes 10 No No No42 Yes
Italy Primary Yes17 Yes 8 No Yes No Yes
Japan Primary16 No Yes 8 No Yes No No
Jordan Primary No Yes 5 No Yes No Yes
Kazakhstan Primary Yes Yes 7 Yes27 Yes27 No Yes
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule E
Proxy Voting
71 of 98
Country Market
Status
Restri c
ti ons
Agendas
Suppl i e
d
Defaul t
Instructi o
n
Deadl i ne
(busi ness
day s pri or
to
meeti ng)
Power of
Attorney
Requi red
from
Benefi ci al
Owner
Record
Date
Shares
Bl ocked
for
Voti ng
Outcome of
Voted
Resol uti ons
Kenya Secondary18 No Yes 10 No Yes No Yes
Latvia Secondary No Yes 5 Yes No No Yes
Lithuania Primary No Yes 7 No Yes No Yes
Luxembourg Primary No Yes 7 No No Yes37 Yes
Malaysia Primary No Yes 6 No No No Yes
Mauritius Primary No Yes 7 No Yes No Yes
Mexico Primary Yes Yes 6 No Yes No Yes
Morocco Primary No Yes 10 Yes30 Yes Yes Yes
Namibia Primary No Yes 6 No No No Yes
Netherlands Primary No Yes 9 No6 Yes No Yes
New Zealand Primary No Yes 5 No No No Yes
Nigeria Secondary Yes Yes 11 No Yes No Yes
Norway Secondary Yes 2,20 Yes 8 Yes No No Yes
Pakistan Primary Yes9 Yes 10 Yes34 Yes No Yes
Peru Primary No Yes 5 Yes Yes No Yes
Philippines Primary No Yes 10 No No No Yes
Poland Primary Yes Yes 12 Yes4, 34, 35 Yes No Yes
Portugal Primary No Yes 10 No Yes Yes52 Yes
Romania Primary No Yes 10 Yes30 Yes No No
Russia Primary Yes Yes 9 Yes/No8,4 Yes/No27 No Yes
Serbia Secondary Yes Yes 7 Yes/No27 Yes/No27 Yes/No27 Yes
Singapore Primary No Yes 5 No No33 No Yes
Slovak Republic Secondary18 Yes Yes 5 Yes Yes No Yes
Slovenia Secondary Yes6 Yes 5 No Yes No Yes
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule E
Proxy Voting
72 of 98
Country Market
Status
Restri c
ti ons
Agendas
Suppl i e
d
Defaul t
Instructi o
n
Deadl i ne
(busi ness
day s pri or
to
meeti ng)
Power of
Attorney
Requi red
from
Benefi ci al
Owner
Record
Date
Shares
Bl ocked
for
Voti ng
Outcome of
Voted
Resol uti ons
South Africa Primary No Yes 6 No No No Yes
South Korea Primary No Yes 8 No Yes No Yes
Spain Primary Yes/No Yes 7 Yes/No6 Yes No Yes
Sri Lanka Secondary18 No21 Yes 6 No No No Yes
Sweden Secondary18 Yes17 Yes 9 Yes4, 39, 42 Yes No Yes
Switzerland Primary Yes11,13 Yes 10 Yes/No8 Yes Yes Yes
Taiwan Primary No Yes 9 No Yes No Yes
Thailand Primary Yes/No22 Yes 5 No No No Yes
Tunisia Primary No Yes 10 No No No Yes
Turkey Primary Yes13 Yes 10 Yes4 No No Yes
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule E
Proxy Voting
73 of 98
Country Market
Status
Restri c
ti ons
Agendas
Suppl i e
d
Defaul t
Instructi o
n
Deadl i ne
(busi ness
day s pri or
to
meeti ng)
Power of
Attorney
Requi red
from
Benefi ci al
Owner
Record
Date
Shares
Bl ocked
for
Voti ng
Outcome of
Voted
Resol uti ons
UAE- DFM &
ADX Primary
Usually
none.
How ever
in case of
any, it
w ould be
provided in
the
Company
announce
ment.
Yes, as
per
company
announce
ment
17:00 UAE
time, 6
business days
prior to
Issuer/Compan
y deadline date
(w hich is
typically 3
days prior to
meeting date)
Yes34
Yes,
voting
entitlement
is based
on settled
position as
of Record
Date
Entire
trading on
the security
w ould be
suspended
if Meeting is
held during
exchange
trading
hours.
How ever
usually
meetings
are held
post trading
hours.
Meeting results
are announced
by the Company
UAE- Nasdaq
Dubai Primary
Usually
none.
How ever
in case of
any, it
w ould be
provided in
the
Company
announce
ment.
Yes, as
per
company
announce
ment
17:00 UAE
time, 6
business days
prior to
Issuer/Compan
y deadline date
(w hich is
typically 3
days prior to
meeting date)
Yes34
Yes,
voting
entitlement
is based
on settled
position as
of Record
Date
Entire
trading on
the security
w ould be
suspended
if Meeting is
held during
exchange
trading
hours.
How ever
usually
meetings
are held
post trading
hours.
Meeting results
are announced
by the Company
Ukraine Secondary18 Yes Yes 11 No No No Yes
United
Kingdom Primary No Yes 6 No No No Yes
United States Primary Yes1 Yes 4 No Yes ADR’s Only Yes
Vietnam Secondary Yes24 Yes 7 No Yes No Yes25
Zambia Primary No Yes 6 No Yes No Yes
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule E
Proxy Voting
74 of 98
1. Voting restrictions may apply to f oreign inv estors holding shares of companies in strategic industry sectors (e .g. communication, banking
transportation, and mining).
2. Re-registration required into benef icial owner name f or v oting.
3. Suspended f rom the date of the meeting until the date when the meeting results are announced.
4. Power of Attorney is required f rom the client. Additional documentation = Notarized in Language. Valid by date & Years. Cert of ownership.
Apostille. Legalized and consularized by Market requirements.
5. Foreign ownership is restricted to 49% of any one company .
6. Power of Attorney is required if client wishes to attend meeting.
7. Shares are blocked if the resolution is expected to af f ect the market price.
8. Determined on an indiv idual company basis.
9. Phy sical attendance only .
10. A minimum of 100 shares is required to exercise v oting rights on the indiv idual company
11. Fill v oting rights on bearer shares only .
12. Registered securities only .
13. Re-registered into benef icial owner name.
14. Foreign inv estors can only v ote on limited f oreign status shares.
15. Only if the benef icial owner attends.
16. Japanese Voting Season = Broadridge operates an enrolment program. Enrolment equates to def ault of “VOTE WITH MANAGEMENT”. Voting
instructions are only required if clients DO NOT WISH TO VOTE WITH MANAGEMENT or if clients WISH TO ABSTAIN. If instructions are not
sent to Broadridge, the v ote will be cast as the def ault.
17. Market rules: The companies must know who the benef icial owner is f or each account. For multiple accounts, a breakdown of each benef icial
owner name and address is required with the share position. This inf ormation is MANDATORY otherwise the v ote will not be accepted.
18. Dif f icult to v ote in these markets. (BEST EFFORTS ONLY).
19. Shares blocked f rom trading f rom the date when the v ote is submitted to custodian until af ter the meeting.
20. Voting restrictions apply on “B”. Full v oting rights on “A” shares.
21. Voting is conducted by a show of hands unless a poll is specif ically demanded. A poll can be demanded bef ore or on the declaration of the
result of the show of hands.
22. Foreign inv estors can only v ote on limited f oreign status shares.
23. Shares are blocked f or v oting until af ter the meeting date by markets rules.
24. Proxy v oting serv ice is av ailable f or all scripless shares held with the central depository . Clients can v ote on all or part of their holdings.
25. According to current regulations, the resolution of the shareholders' meeting must be reported to the State Securities Commission, the
Securities Trading Center (STC) within 24 hours af ter the ev ent and announced to public on the STC communication.
26. To v ote, all shares must be registered in , benef icial owner name and the meeting attended by an appointed representativ e.
27. Company Specif ic
28. Required f or bearer dematerialised shares
29. Only if benef icial owner attends
30. Meeting Specf ic
31. Where a POA is completed by a Trustee on behalf of the registered inv estor, legalized supporting documentation (trust agreement) must be
attached to certif y the relationship between trustee and registered shareholder
32. 32. Exception on non-regulated markets e.g Alternext in Belguim
33. Positions must be in accounts 72 hours bef ore meeting date
34. POA to be created upon account opening and sent directly to subcustodian
35. POA has no expiry unless specif ied or withdrawn
36. Could be Market specif ic
37. Bearer shares only
38. POA v alid f or one y ear
39. POA v alid f or (up to) three y ears
40. POA can be created f or a single meeting only
41. Fiv e to six original copies of POA's required
42. Bonds are blocked
43. Ev ergreen Power of Attorney 's must be issued by the benef icial owner to his local legal representativ e and f rom him to the local custodian
and are v alid until rev oked. Both the benef icial owner and his local legal representativ e must be registered bef ore the public registry of
commerce to make their attendance to the meetings possible and their v otes v alid. PoA must be notarized and apostilled or consularized.
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule E
Proxy Voting
75 of 98
44. US s tocks cannot be voted on if held in Euroc lear.
45 . Power of A ttorney is sued by the benefic ial owner.
46 . Generic P oA s can be used.
47. Power of A ttorney is is sued by the Inves tor (Benefic ial O wner in case of segregated account on depos itory level),
otherwise in case of omnibus account s truc ture the P oA is in the name of Global C us todian.
48 . Shareholder voting rights are always defined in the A rtic les of A ssoc iation of each is suer, inc luding any voting
res tric tions .
49 . Benefic ial owner can have event-spec ific PO A , which is limited to one meeting only.
50 . Benefic ial owner can have annual PO A , which is valid for the majority of general meetings in the given calendar year.
51 . Usually no however when applicable blocking of securities takes place from 10:00 on meeting date minus four day s
(often referred to as “Event Date – 4”).
52 . Yes – Blocking rules only apply to non-lis ted companies .
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule F
Contractual Income Service
CSDA stands for Contractual Settlement Date Accounting and means that any debit or credit of cash will
be performed with “good value”, i.e. the value date that was originally contracted by our client, irrespective of
whether RBC Investor & Treasury Services has actually received or paid the monies under good value.
ASDA stands for Actual Settlement Date Accounting and means the funds collected will be available to the
client as of the date where RBC Investor & Treasury Services’ Treasury Department may invest the sale
proceeds.
As far as value dates on interest and dividends are concerned, RBC Investor & Treasury Services ensures
under its contractual income conventions (CSDA) that both income and dividend payments are credited to
client accounts on the payment date, regardless of whether RBC Investor & Treasury Services has received
the funds.
Where the client participates in RBC Investor & Treasury Services’ securities lending program, the
provisions of the client’s Securities Lending Agency Agreement regarding the subject matter of this
Schedule F will take precedence over the provisions in this Schedule F.
RBC Investor & Treasury Services’ Contractual Income is not applicable for:
Income on securities that are held outside of their country of origin.
Income on American Depository Receipts (ADRs), Global Depositary Receipts (GDRs), Floating Rate
Notes, Asset Backed Securities, Mortgage Back Securities, Sinking Funds and Unit Trusts.
Income where the receipt currency is not the normal currency for the market, e.g. a UK security paying
dividend in EUR.
Income on securities that RBC Investor & Treasury Services knows to be in default.
Payments where RBC Investor & Treasury Services has not received any notification from its
subcustodian and for which we have been unable to validate the payment details from other independent
sources (at least two sources).
Income on market claims relating to cum RVP trades where the trade instruction is received on, or after,
the income payment date. Income on these trades will be paid on, and with value of, the day following
input into RBC Investor & Treasury Services ’ custody system.
Market claims on Free of Payment receipts settled after record date and Free of Payment deliveries
settled before record date.
*Greek assets held in Clearstream, where ASDA will apply.
RBC Investor & Treasury Services further reserves the right to reverse payments made under the
contractual income policy in the following situations:
where the paying company cancels or fails to make payment.
where the payment has not been received for a period of 21days after the announced payment date .
In the case of market claims where the claim has not been settled for a period of 10 days after the income
payment date.
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule F
Contractual Income Service
77 of 98
where the actual amount received from the paying company/agent differs from the amount paid to clients
under the contractual income policy.
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule F
Contractual Income Service
78 of 98
COUNTRY INCOME
INTEREST DIVIDENDS
Argentina ASDA ASDA
Australia CSDA ASDA
Austria CSDA CSDA
Bahrain ASDA ASDA
Bangladesh ASDA ASDA
Belgium CSDA CSDA
Bermuda ASDA ASDA
Bosnia & Herzegovina ASDA ASDA
Botswana ASDA ASDA
Brazil ASDA ASDA
Bulgaria ASDA ASDA
Canada CSDA CSDA
Chile ASDA ASDA
China (Shanghai) ASDA ASDA
China (Shenzhen) ASDA ASDA
Clearstream CSDA* CSDA*
Colombia ASDA ASDA
Croatia ASDA ASDA
Cyprus ASDA ASDA
Czech Republic ASDA ASDA
Denmark CSDA CSDA
Egypt ASDA ASDA
Estonia ASDA ASDA
Finland CSDA CSDA
France CSDA CSDA
Germany CSDA CSDA
Ghana ASDA ASDA
Greece ASDA ASDA
Hong Kong HKD - CSDA HKD - CSDA
CNY - ASDA CNY - ASDA
Hungary ASDA ASDA
Iceland ASDA ASDA
India ASDA ASDA
Indonesia ASDA ASDA
Ireland CSDA CSDA
Israel ASDA ASDA
Italy CSDA CSDA
Japan CSDA CSDA
Jordan ASDA ASDA
Kazakhstan ASDA ASDA
Kenya ASDA ASDA
Kuwait ASDA ASDA
Latvia ASDA ASDA
Lithuania ASDA ASDA
Luxembourg CSDA CSDA
Malaysia ASDA ASDA
Mauritius ASDA ASDA
Mexico CSDA CSDA
Morocco ASDA ASDA
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule F
Contractual Income Service
79 of 98
COUNTRY INCOME
INTEREST DIVIDENDS
Namibia ASDA ASDA
Nasdaq Dubai Ltd ASDA ASDA
Netherlands ASDA ASDA
New Zealand CSDA CSDA
Nigeria ASDA ASDA
Norway CSDA CSDA
Oman ASDA ASDA
Pakistan ASDA ASDA
Peru ASDA ASDA
Philippines ASDA ASDA
Poland CSDA CSDA
Portugal CSDA CSDA
Qatar ASDA ASDA
Romania ASDA ASDA
Russia ASDA ASDA
Saudi Arabia ASDA ASDA
Serbia ASDA ASDA
Singapore CSDA CSDA
Slovak Republic ASDA ASDA
Slovenia ASDA ASDA
South Africa CSDA CSDA
South Korea ASDA ASDA
Spain CSDA CSDA
Sri Lanka ASDA ASDA
Sweden CSDA CSDA
Switzerland CSDA CSDA
Taiwan ASDA ASDA
Thailand ASDA ASDA
Tunisia ASDA ASDA
Turkey ASDA ASDA
Ukraine ASDA ASDA
UAE – Abu Dhabi ASDA ASDA
UAE - Dubai ASDA ASDA
United Kingdom CSDA CSDA
United States CSDA CSDA
Uruguay ASDA ASDA
Vietnam ASDA ASDA
Zambia ASDA ASDA
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule G
Market Entrance Requirements
FII/Segregated account structure
Some local authorities require foreign institutional investors to submit applications and obtain approval before
making investments. Other markets may require segregated accounts to support tax processing, disclosure
and other associated reasons. Application documents and procedures vary widely and are subject to
frequent change.
For the markets listed below, please contact your RBC Investor & Treasury Services Client Service
Representative before making portfolio investments.
Argentina
Bahrain
Bangladesh
Bosnia & Herzegovina
Botsw ana
Brazil
Bulgaria
Chile
China (Shanghai)
China (Shenzhen)
Colombia
Croatia
Cyprus
Czech Republic
Egypt
Ghana
Greece
Hong Kong Connect
Hungary
Iceland
India
Indonesia
Israel
Italy
Japan (JGBs only)
Jordan
Kazakhstan
Kenya
Kuw ait
Lithuania
Malaysia
Mauritius
Morocco
Namibia
Nasdaq Dubai Ltd
Nigeria
Oman
Pakistan
Peru
Philippines
Poland*
Qatar
Romania
Russia
Saudi Arabia
Serbia
Slovak Republic
Slovenia
South Korea
Sri Lanka
Taiw an
Thailand
Tunisia
Turkey
UAE - Abu Dhabi
UAE – Dubai
Ukraine
Uruguay
Vietnam
Zambia
Please note that Mandatory Provident Fund (MPF) clients are informed that Bosnia & Herzegovina, Croatia,
Serbia and Ukraine do not have an MPFA approved central securities depository, consequently those
markets are not eligible country for MPF investments.
* MPF clients wishing to invest in this market must contact their RBC Investor & Treasury Services Client
Service Representative prior to starting their account application.
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule G
Market Entrance Requirements
81 of 98
Omnibus account structure
Omnibus accounts are opened for the markets listed below. RBC Investor & Treasury Services has several
omnibus accounts opened with our subcustodians, the correct account to use is dependent on the tax status
and nationality of clients.
For the markets listed below, please contact your RBC Investor & Treasury Services’ Client Service
Representative before making portfolio investments.
Australia
Austria
Belgium
Bermuda
Canada
Clearstream
Denmark
Estonia
Finland
France
Germany
Hong Kong (except for Hong Kong
Connect)
Ireland
Japan (except for JGBs)
Latvia
Mexico
Netherlands
New Zealand
Norw ay
Portugal
Singapore
South Africa
Spain*
Sw eden
Sw itzerland
United Kingdom
United States
All Hong Kong MPF funds should first contact their RBC Investor & Treasury Services Client Service
Representative before making portfolio investments in any market.
* MPF clients wishing to invest in this market must contact their RBC Investor & Treasury Services Client
Service Representative prior to starting their account application.
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule H
Designated Markets
The following markets are considered Designated Markets, as defined by the custody agreement, until further notice from RBC Investor & Treasury Services.
This list of Designated Markets replaces any earlier lists of Designated Markets between RBC Investor & Treasury Services and the client.
Argentina
Bosnia & Herzegovina
Iceland
Nigeria
Pakistan
Russia
Serbia
Ukraine
Uruguay
Vietnam
Please contact your RBC Investor & Treasury Services Client Service Representative, Global Custody before making portfolio investments in these markets.
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule I
MiFID II Security Interest Disclosures – Third Party Market Participants
83 of 98
MiFID II Investor Protection – Disclosure of third party market participants known to hold liens (créances privilégiées), security interests (sûretés)
or rights of set-off (droit de compensation) (“Liens”) over client custody assets.
In addition to any security interest granted by the Client in favour of RBC Investor & Treasury Services (RBC I&TS) in accordance with the Client’s custody
agreement third party agents acting on behalf of RBC I&TS (including subcustodians and central securities depository) may also hold a Lien over the
Client’s assets, where required by the applicable law of the local market and/or as provided in the applicable agreement between RBC I&TS and the relevant
third party agent.
With respects to the aforementioned and the obligation for firms providing services as a global custodian within the jurisdic tion of the MiFID II rules, RBC
I&TS has undertaken a complete review of all markets within which it operates as global custodian and created a consolidated list of any known Liens held
by a third party agent market participant within the RBC I&TS global custody network.
Central Securities Depositories (CSD) Subcustodians
Market CSD Name CSD BIC / SWIFT CSD
Lien
Required by
law? CSD Liens Comments / Qualifications Subcustodian Name
Subcustodian
BIC / SWIFT
Subcustodian
Lien
Austria OeKB CSD
GmbH OCSDATWWXXX N N
There is no lien for CSD by operation of law .
How ever, there is a statutory retention right of the
creditor betw een the Austrian Subcustodian and the
Global Custodian, claims originating from the
deposited Securities. These can typically be w aived
by contract.
Raiffeisen Bank
International AG RZBAATWWXXX Y
Australia
Austraclear
Limited ACLRAU2S N N
HSBC Bank Australia Ltd HKBAAU2S Y
ASX Settlement
PTY Limited CAETAU21 N N
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule I
MiFID II Security Interest Disclosures – Third Party Market Participants
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Central Securities Depositories (CSD) Subcustodians
Market CSD Name CSD BIC / SWIFT CSD
Lien
Required by
law? CSD Liens Comments / Qualifications Subcustodian Name
Subcustodian
BIC / SWIFT
Subcustodian
Lien
Argentina
Caja de
Valores S.A.
(CVSA)
CAVLARBA N N No lien but CSD could have a w ithholding right for
custody fees, administration expenses. This right
may be contractually w aived.
Citibank N.A. CITIUS33ARR Y
Bahrain Bahrain Bourse XBAHBHB1 Y N HSBC Bank Middle East
Limited BBMEBHBX Y
Bangladesh
Central
Depository
Bangladesh
Limited
N N
No Lien for CSD.
Subcustodian may impose a lien over all Securities in
its possession in the course of dealing as a bank.
Such liens can be excluded by contract, express or
implied.
Standard Chartered Bank SCBLBDDX Y
Central Bank of
Bangladesh BBHOBDDH N N
Belgium
Euroclear
Belgium (ex-
CIK)
CIKBBEBB Y Y
Citibank Europe PLC
Dublin CITTGB2L Y The Banque
Nationale de
Belgique/Nation
ale Bank van
België
NBBEBEBB Y Y
Bosnia &
Herzegovina
Registry of
Securities in
FBH
N N Raiffeisen Bank
International AG RZBAATWWXXX N
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule I
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Central Securities Depositories (CSD) Subcustodians
Market CSD Name CSD BIC / SWIFT CSD
Lien
Required by
law? CSD Liens Comments / Qualifications Subcustodian Name
Subcustodian
BIC / SWIFT
Subcustodian
Lien
Central
Registry of
Securities in RS
N
Bermuda
Bermuda
Securities
Depository
BMSDBMHM N N HSBC Securities Services BBDABMHM Y
Botswana
Botsw ana
Stock
Exchange
XBOTBWG1 Y See
Comments*
* While the law s of Botsw ana do not clearly specify
it and because of the nature of the CSDB w hich is
solely a depository of Securities in electronic
formats, B&M is of the opinion that the CSD w ould
have no rights or liens on the Securities placed in its
custody other than w ith respect to fees.
This lien can be w aived contractually.
Standard Chartered Bank
Botsw ana Ltd SCHBBWGX Y
Bank of
Botsw ana BBOTBWGX Y
See
Comments*
Brazil
B3 Brasil, Bolsa
e Balcao (Cetip
segment)
CETIBRR1XXX N N
Citibank, N.A. – Filial
Brasileira (Brazilian
Branch)
CITIUS33BRR Y
B3 Brasil, Bolsa
e Balcao
(BM&F
Bovespa
segment)
CLCBBRRJXXX N
N
Special
Settlement and
Custody
System (SELIC)
SSCSBRR1XXX N N
Bulgaria
Tzentralen
Depozitar AD
(CD AD)
CEDPBGS1 N N UniCredit Bulbank AD UNCRBGSF Y
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For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule I
MiFID II Security Interest Disclosures – Third Party Market Participants
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Central Securities Depositories (CSD) Subcustodians
Market CSD Name CSD BIC / SWIFT CSD
Lien
Required by
law? CSD Liens Comments / Qualifications Subcustodian Name
Subcustodian
BIC / SWIFT
Subcustodian
Lien
Bulgarian
National Bank BNBGBGSFPRM N N
Canada
The Canadian
Depository for
Securities
Limited
CDSLCATT N N
There is no lien for CSD, how ever, it w ould have
right to retain for unpaid fees w hereas Subcustodian
w ould have an equitable right of set-off.
Royal Bank of Canada ROYCCAT2 Y
Chile
Depósito
Central de
Valores S.A.
(DCV)
DCVVCLRM N N
How ever, CSD may retain a deposit as security for
an ow ner’s debts w here it secures a lien for the
reimbursement of expenses the depository incurred
in connection w ith the conservation of the deposit.
Banco de Chile (Citibank
N.A) CITIUS33SAN Y
China
(Shenzhen)
China Securities Depository and Clearing Corporation Limited
SSCCCNS1 N N Standard Chartered Bank
(China) Limited SCBLCNSXSHA
Y
China
(Shanghai)
China Securities Depository and Clearing Corporation Limited
SSCECNS1 N N Standard Chartered Bank
(China) Limited SCBLCNSXSHA
CLEARSTREAM Clearstream
Banking S.A. CEDELULL N
See
Comments* *Depends on the market in w hich the service is being
performed. Clearstream Banking S.A. CEDELULL N
Colombia
Deposito
Centralizado de
Valores
(DECEVAL)
DCVDCOB1 N N Cititrust Colombia S.A. CITIUS33COR Y
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule I
MiFID II Security Interest Disclosures – Third Party Market Participants
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Central Securities Depositories (CSD) Subcustodians
Market CSD Name CSD BIC / SWIFT CSD
Lien
Required by
law? CSD Liens Comments / Qualifications Subcustodian Name
Subcustodian
BIC / SWIFT
Subcustodian
Lien
Deposito
Central de
Valores (DCV)
DCVCCOB1 N N
Croatia
Sredisnja
Depozitarna
Agencija d.d.
SDAHHR22 Y Y The CSD can charge unpaid fees and f ines through
the clearing and settlement system. It is not possible
to exclude this right by agreement
Raiffeisen Bank International AG
RZBAATWWXXX N
Cyprus
Cyprus Stock
Exchange -
Clearing and
Settlement
XCYSCY2N N N Citibank Europe plc, Greece Branc
CITIGRAAXXX Y
Czech Republic
Czech National
Bank (TKD
System)
CNBACZPP N N Raiffeisen Bank International AG
RZBAATWWXXX N
UNIVYC PLC UNIYCZPP N N
Denmark
VP A/S - the
Danish
Securities
Centre
VPDKDKKK N N Danske Bank A/S DABADKKKCUS Y
Egypt
Misr for
Clearing,
Settlement and
Depository
MCSDEGCA N N CSD w ould have a right of set-off against the assets
it holds for the relevant Customer for unpaid
amounts.
Citibank N.A. Egypt CITIEGCX Y
Central Bank of
Egypt CBEGEGCXCSD N N
Estonia NASDAQ CSD
SE LCDELV22XXX N Sw edbank AS HABAEE2XXXX N
Finland Euroclear
Finland APKEFIHH N N Nordea Bank Abp NDEAFIHH Y
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule I
MiFID II Security Interest Disclosures – Third Party Market Participants
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Central Securities Depositories (CSD) Subcustodians
Market CSD Name CSD BIC / SWIFT CSD
Lien
Required by
law? CSD Liens Comments / Qualifications Subcustodian Name
Subcustodian
BIC / SWIFT
Subcustodian
Lien
France
Euroclear
France (Ex
Sicovam)
SICVFRPP N N Citibank Europe plc CITTGB2LXXX Y
Germany
Clearstream
Banking
Frankfurt
DAKVDEFF Y N Citibank Europe PLC
Dublin CITIIE2X Y
Ghana
Central
Securities
Depository Ltd
BAGHGHAC N N There is no lien for the CSD. The CSD can how ever,
suspend a Depository Participant’s account for
unpaid fees.
Standard Chartered Bank
Ghana Ltd SCBLGHAC N
Greece
ATHEX CSD HCSDGRAA Y Y Citibank Europe plc, Greece Branch
CITIGRAAXXX N
Bank of Greece BNGRGRAASSS
Y Y
Hong Kong
Hongkong
Securities
Clearing
Company
Limited
(Hongkong
Clearing)
XHKCHKH1 N N There is no lien for CSD, how ever, the HKSCC may
have a right to set-off amounts due and/or to retain
property or assets. Standard Chartered Bank
(Hong Kong) Limited
SCBLHKHH Y
Central
Moneymarkets
Unit (CMU)
Hong Kong
Monetary
Authority
HKMAHKHH N N
Accounts at the CMU may be frozen in the event of
Subcustodians’ insolvency so that Securities held
through CMU for the Global Custodian cannot be
transferred.
Hungary
Központi
Elszámolóház
és Értéktár Rt
(KELER)
KELRHUHB Y N Raiffeisen Bank
International AG RZBAATWWXXX No
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule I
MiFID II Security Interest Disclosures – Third Party Market Participants
89 of 98
Central Securities Depositories (CSD) Subcustodians
Market CSD Name CSD BIC / SWIFT CSD
Lien
Required by
law? CSD Liens Comments / Qualifications Subcustodian Name
Subcustodian
BIC / SWIFT
Subcustodian
Lien
Iceland NASDAQ CSD
Iceland ICSDISR1 N N
The CSD w ill not have any right, charge, security
interest, lien or claim of any kind on the Global
Custodian, its Customers or any account operators
Íslandsbanki hf. GLITISRE No
Italy Monte Titoli spa MOTIITMM Y N Citibank Europe plc CITTGB2L Y
India
National
Securities
Depository Ltd.
(NSDL)
NSDLINB1 N N
Standard Chartered Bank SCBLINBBXXX Y The Reserve
Bank of India
(RBI)
RBISINBB
N
N
Indonesia
PT Kustodian
Sentral Efek
Indonesia
(KSEI)
KSEIIDJA N N A CSD is entitled to retain assets on deposit until all
payments, such as custodian services fees,
associated w ith its custody of the assets have been
made.
Standard Chartered Bank SCBLIDJXXXX Y
Bank Indonesia INDOIDJA Y N
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule I
MiFID II Security Interest Disclosures – Third Party Market Participants
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Central Securities Depositories (CSD) Subcustodians
Market CSD Name CSD BIC / SWIFT CSD
Lien
Required by
law? CSD Liens Comments / Qualifications Subcustodian Name
Subcustodian
BIC / SWIFT
Subcustodian
Lien
Ireland
Euroclear UK
and Ireland LTD
(previously
know n as
CRESTCO LTD)
CRSTGB22 N N
Irish dematerialized Securities are held by
Subcustodians in accounts maintained w ith the
English-incorporated Securities Depository
(Euroclear UK and Ireland Ltd., "EUI"), w hich
operates a settlement system (CREST) in the United
Kingdom w hich is not examined for the purposes of
this section in the Legal Opinion.
It is w orth, how ever, noting that Rights in the nature
of security interests, liens etc w ould typically arise
as a matter of contract. To the extent that implied
liens might arise, these can be w aived by the
relevant party in favour of w hom they arise. Such
implied liens might arise if the Irish courts, by analogy
w ith a stockbroker’s or similar lien, w ere to imply a
lien in favour of a Subcustodian or Securities
Depository.
In the case of Lehman Brothers International
(Europe) (in administration) [2012] EWHC 2997 (Ch)
(of persuasive but not binding authority for the Irish
courts), it w as accepted by the parties that a
general lien, w hen used in the strict sense, can only
be over “tangibles and old-fashioned certif icated
securities” and not over intangibles such as bank
accounts and dematerialised securities. Accordingly,
any security w hich a party w ished to take over
intangible assets w ithin the custody chain should, as
a matter of Irish law , be taken by w ay of a charge or
mortgage (such a charge may then be registrable
under Irish company law ). Failure to register a
charge, w ill render the charge void.
Citibank Ireland CITIGB2L Y
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule I
MiFID II Security Interest Disclosures – Third Party Market Participants
91 of 98
Central Securities Depositories (CSD) Subcustodians
Market CSD Name CSD BIC / SWIFT CSD
Lien
Required by
law? CSD Liens Comments / Qualifications Subcustodian Name
Subcustodian
BIC / SWIFT
Subcustodian
Lien
Euroclear Bank
on behalf of
Central Bank of
Ireland
N N See above
Israel TASE Clearing
house XTAEILIT N N Citibank N.A Israel CITIILIT Y
Japan
Japan
Securities
Depository
Centre
(Jasdec)
JJSDJPJT N N Citibank N.A., Tokyo
Branch CITIJPJT Y
The Bank of
Japan BOJPJPJT N N
Jordan
Securities
Depository
Center (SDC)
SEDCJOA1XXX
N N
[To the extent that the Global Custodian or its
Customers are not members of the SDC, the SDC
w ould not have no lien or claim on assets of the
Global Custodian or its Customers]
Standard Chartered Bank,
Jordan Branch SCBLJOAX Y
Central Bank of
Jordan CBJOJOAX N
Kazakhstan
The Central
Depository of
Securities
CEDUKZKA N N JSC Citibank Kazakhstan CITIKZKA Y
Kenya
Central Bank of
Kenya - CDS CBKEKENX N N
Standard Chartered Bank
Kenya SCBLKENX Y
Central
Depository and
Settlement
Corporation
XNAIKEN1 N N
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule I
MiFID II Security Interest Disclosures – Third Party Market Participants
92 of 98
Central Securities Depositories (CSD) Subcustodians
Market CSD Name CSD BIC / SWIFT CSD
Lien
Required by
law? CSD Liens Comments / Qualifications Subcustodian Name
Subcustodian
BIC / SWIFT
Subcustodian
Lien
Kuwait
Kuw ait Clearing
Company
S.A.K.
KCCKKWKW Y Y HSBC Bank Middle East
Limited HBMEKWKW Y
Latvia NASDAQ CSD
SE LCDELV22XXX N N Sw edbank AS HABAEE2XXXX N
Lithuania NASDAQ CSD
SE LCDELV22XXX N N Lien not automatically applicable by operation of law ,
how ever a lien can arise as a result of a court order. Sw edbank AS HABAEE2XXXX N
Luxembourg LuxCSD S.A LUXCLULL Y Y
Clearstream Banking S.A. CEDELULL Y VP LUX VPLULULLXXX Y Y
Malaysia
Bank Negara
Malaysia BNMAMYKL N N
Standard Chartered Bank
Malaysia Berhad SCBLMYKX Y
Malaysian
Central
Depository Sdn
Bhd
MCDSMYK1 N N
Mauritius
Central
Depository &
Settlement Co.
Ltd
CEDTMUM1 Y Y Standard Chartered Bank,
DIFC Branch SCBLAEADDIF N
Bank of
Mauritius BOMMMUPL Y
Mexico
S.D. INDEVAL,
S.A. DE C.V.
(INDEVAL)
INDEMXMM N N Citibanamex CITIUS33MER Y
Morocco Maroclear MAROMAM1 N N
Societe General
Marocaine de Banques
(SGMB)
SGMBMAMC Y
Namibia Bank of
Namibia CBKNNANX Y No CSD in Namibia. There is a lien in for
subcustodians.
Standard Bank Namibia
Ltd. SBNMNANX N
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule I
MiFID II Security Interest Disclosures – Third Party Market Participants
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Central Securities Depositories (CSD) Subcustodians
Market CSD Name CSD BIC / SWIFT CSD
Lien
Required by
law? CSD Liens Comments / Qualifications Subcustodian Name
Subcustodian
BIC / SWIFT
Subcustodian
Lien
NASDAQ Dubai
Ltd Nasdaq Dubai DIFXAEAA N N
HSBC Bank Middle East
Limited BBMEAEAD
Netherlands Euroclear
Nederlands NECINL2A N N
Citibank Europe PLC
Dublin CITTGB2L Y
New Zealand
New Zealand
Central
Securities
Depository
RBNZNZ22 Y Y
Citibank N.A. New
Zealand Branch CITINZ2X Y
Nigeria
Central
Securities
Clearing
System Ltd
(CSCS)
CSCYNGLA Y Y In limited circumstances Standard Chartered Bank,
DIFC Branch SCBLAEADDIF N
CENTRAL
BANK OF
NIGERIA
CBNINGLA Y
Norway Verdipapirsentr
alen (VPS) VPSNNOKK N N Danske Bank A/S DABADKKKCUS Y
Oman
The Muscat
Depository and
Securities
Registration
Company
MDSROMR1 Y Y In limited circumstances HSBC Bank Oman
S.A.O.G. BBMEOMRX Y
Pakistan
Central
Depository
Company of
Pakistan Ltd.
CDCPPKK1 Y Y Deutsche Bank A.G. DEUTPKKA Y
The State Bank
of Pakistan SBPPPKKA Y Y
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule I
MiFID II Security Interest Disclosures – Third Party Market Participants
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Central Securities Depositories (CSD) Subcustodians
Market CSD Name CSD BIC / SWIFT CSD
Lien
Required by
law? CSD Liens Comments / Qualifications Subcustodian Name
Subcustodian
BIC / SWIFT
Subcustodian
Lien
Peru
Caja de
Valores y
Liquidaciones
(CAVALI ICLV
S.A.)
CVLIPEPL N N Citibank del Perú S.A. CITIUS33LIM Y
Philippines
Philippine
Depository and
Trust
Corporation
PHCDPHM1 Y Y Standard Chartered Bank SCBLPHMM Y
Poland
Krajowy Depozyt Papierow Wartosciowych
KDPWPLPW N N There is a lien for subcustodian.
Bank Polska Kasa Opieki
S.A. PKOPPLPWCUS Y Rejestr
Papierów Wartościowych (National Bank of Poland)
NBPLPLPW N N
Portugal Interbolsa IBLSPTPPXXX N N Citibank Europe plc CITTGB2L Y
Qatar
Qatar Central Securities Depository
QCSDQAQ2 N N HSBC Bank Middle East
Limited BBMEQAQX Y
Romania
Depozitarul
Central S.A. DECNROBU Y Y BRD - Groupe Societe
Generale BRDEROBUTIT Y
National Bank
of Romania NBORROBBXXX Y Y
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule I
MiFID II Security Interest Disclosures – Third Party Market Participants
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Central Securities Depositories (CSD) Subcustodians
Market CSD Name CSD BIC / SWIFT CSD
Lien
Required by
law? CSD Liens Comments / Qualifications Subcustodian Name
Subcustodian
BIC / SWIFT
Subcustodian
Lien
Russia
National
Settlement
Depository
(NSD)
NADCRUMM N N Societe Generale,
Rosbank RSBNRUMMCUS Y
Saudi Arabia
Securities Depository Center Company
TSSMSAR1 N N HSBC Saudi Arabia SABBSARI Y
Serbia
Central Securities Depository and Clearing House
CSDERSB1 N N Hub through UniCredit
Bank Austria AG BKAUATWW Y
Singapore
The Central
Depository
(Pte) Limited
(CDP)
CDPLSGSG N N Standard Chartered Bank
(Singapore) Limited SCBLSG22XXX Y
The Monetary
Authority of
Singapore
MASGSGSM N N
Slovak Republic
CENTRALNY
DEPOZITAR
CENNYCH
PAPIEROV SR,
A.S.
CSDSSKBA N N Raiffeisen Bank
International AG RZBAATWWXXX N
Slovenia
KDD Central
Securities
Clearing
Corporation
KDDSSI22 N N Raiffeisen Bank
International AG RZBAATWWXXX N
South Africa STRATE Ltd STRAZAJJXXX N N Standard Chartered Bank,
DIFC Branch SCBLAEADDIF N
Terms & Conditions for Global Custody
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Schedule I
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Central Securities Depositories (CSD) Subcustodians
Market CSD Name CSD BIC / SWIFT CSD
Lien
Required by
law? CSD Liens Comments / Qualifications Subcustodian Name
Subcustodian
BIC / SWIFT
Subcustodian
Lien
Korea (South)
Korea
Securities
Depository
KSDCKRSE N N
B&M is unaw are of any such right. How ever, in the
event of the Subcustodian’s bankruptcy, the
Depository may impose restrictions on the return of
Securities or the transfer of Securities to other
accounts.
The Hong Kong and
Shanghai Banking
Corporation Limited
HSBCKRSE Y
Spain
Iberclear
IBRCESMMXXX
Y
Y
Banco Inversis S.A.
INVLESMMXXX
Y
Sri Lanka
Central
Depository
Systems (Pvt)
Ltd (CDS)
CDSPLKLC N N There is a lien for subcustodian. The Hongkong & Shanghai
Banking Corporation
Limited
HSBCLKLX Y
Central Bank of
Sri Lanka CBCELKLS N N
Sweden Euroclear
Sw eden VPCSSESS N N
Nordea Bank Abp, f ilial i
Sverige NDEASESSXXX Y
Switzerland
SIS -
SEGAINTERSET
TLE AG
INSECHZZ Y Y Credit Suisse AG, CRESCHZZ80A Y
Taiwan
TAIWAN
DEPOSITORY
AND CLEARING
CORP
TDCCTWTP N N Standard Chartered Bank
(Taiw an) Limited SCBLTWTPXXX N
Central Bank of
China CBCTTWTP N N
Thailand
Thailand
Securities
Depository Co.,
Ltd.
TSDCTHBK N N Standard Chartered Bank
(Thai) Pcl SCBLTHBX Y
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule I
MiFID II Security Interest Disclosures – Third Party Market Participants
97 of 98
Central Securities Depositories (CSD) Subcustodians
Market CSD Name CSD BIC / SWIFT CSD
Lien
Required by
law? CSD Liens Comments / Qualifications Subcustodian Name
Subcustodian
BIC / SWIFT
Subcustodian
Lien
Tunisia Tunisie Clearing STICTNT1 Y Y
Societe Generale
Securities Service UIB
Tunisia
UIBKTNTTXXX Y
Turkey
Central Bank of
Turkey
TCMBTR2A
Y
Y
Citibank A.S. CITITRIX Y
Merkezi Kayit
Kurulusu A.S. MKKCTRIS Y Y
UAE – Dubai Dubai Financial
Market DFMTAEA1 N N
HSBC Bank Middle East
Limited BBMEAEAD Y
UAE – Abu Dhabi
Abu Dhabi
Securities
Market
ADSEAEA1 N N
United Kingdom
Euroclear UK
and Ireland LTD
(previously
know n as
CRESTCO LTD)
CRSTGB22
Y
Y
VIDACOS Nominees
Limited CITIGB2L Y
Ukraine
National
Depository of
Ukraine (NDU)
NADUUAUK Y Y
PJSC Citibank CITIUAUK Y National Bank
of Ukraine
(NBU)
NBUAUAUX Y Y
Uruguay Banco Central
del Uruguay CBCUUYMM N N Banco Itaú Uruguay S.A. ITAUUYMM N
United States
The Depository
Trust Company
(DTCC)
DTCYUS33 N N The Bank of New York
Mellon IRVTUS3N N
Terms & Conditions for Global Custody
For clients serviced from Europe (excluding the UK) MARCH 27, 2020
Schedule I
MiFID II Security Interest Disclosures – Third Party Market Participants
98 of 98
Central Securities Depositories (CSD) Subcustodians
Market CSD Name CSD BIC / SWIFT CSD
Lien
Required by
law? CSD Liens Comments / Qualifications Subcustodian Name
Subcustodian
BIC / SWIFT
Subcustodian
Lien
Federal
Reserve Bank
(FED)
FRNYUS33 N N
Vietnam
Vietnam
Securities
Depository
VISDVNV1 N N HSBC Bank (Vietnam) Ltd. HSBCVNVX Y
Zambia
LuSE Central
Shares
Depository
LCSDZML1 Y N
Standard Chartered Bank
Zambia PLC SCBLZMLX N
Bank of Zambia
BAZAZMLU Y N