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7/30/2019 Tennessee Workers: Dying for a Job 2013 Report
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TENNESSEE
WORKERS:DYINGFORAJOB
AReportonWorkerFatalitiesinTennessee
2011and2012
InHonorofWorkersMemorialDay
April28,2013
Sponsoredby:
BridgestoJustice InterfaithWorkerJusticeofEastTennessee IronworkersLocalUnion384 JobswithJusticeofEastTennessee
KnoxvilleOakRidgeAreaCentralLaborCouncil,AFLCIO LaborersLocalUnion818
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DonStorey44(withsonJacob).
April5,2011.
BuildingCollapse
HowardHarless70.
February8,2012.
Fall
MichaelTallent27.
December31,2012.
Electrocution
AbimaelContreras31.
March26,2012.
Fall/Drowning
LarryChubbs54.
May8,2012.
Fall/Machinery
MichaelWells,57.
February23,2012.
TrenchCavein
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ReportAuthors
FranAnsleyisDistinguishedProfessorofLawEmeritus,UniversityofTennesseeCollegeofLaw
GraduateStudentsinPublicHealthLawatETSUsCollegeofPublicHealthwroteissuebriefsthat
provided the basis for major portions of the report. Doctoral students: Katie Callahan
(Epidemiology), Chris Green (Environmental Health), Megan Housenick, Colleen Scott andChristianWilliams (CommunityandBehavioralHealth). Mastersstudents: KaylaFlowersand
Colin Henning (Environmental Health). Additional assistance provided by Amy Poole
(Epidemiology)andFranGaby(EnvironmentalHealth).Professor:KenSilver
DavidLingeisProfessorofReligiousStudiesEmeritusattheUniversityofTennesseeinKnoxville
RobertWoodsisaStrategicResearcherwiththeLaborersInternationalUnionofNorthAmerica
AbouttheSponsoringOrganizations
Bridges to Justice isaworkerandcommunityalliance fighting to improvesafetyandworking
conditions for the men and women who build Tennessees bridges and other public
infrastructure. The foundingmembers Jobswith Justice of East Tennessee, IronWorkers
Local 384, Interfaith Worker Justice of East Tennessee, and Laborers Local 818 share a
commitmenttoworkersafetyandthewiseuseofpublicfunds,andabeliefthatregardlessof
race,genderorimmigrationstatus,allworkershavearighttoasafeworkingenvironmentand
dignityonthejob.
InterfaithWorker JusticeofEastTennessee isanational coalitionof faith communities that
advocatesforthewellbeingofallworkingpeople.
Ironworkers Local Union 384 is an affiliate local of the International Association of Bridge,
Structural, Ornamental and Reinforcing Iron Workers. Local 384 represents workers who
specialize inheavy rigging, structural and reinforcing steel,welding, andbridge construction.
Local 384hasplayed amajorpart in the constructionofmany iconic structures inKnoxville
includingWorldsFairPark,theSunSphere,theCityCountyBuilding,andbothBankTowerson
GayStreet.
Jobs with Justice of East Tennessee is a coalition of faithbased and communitybased
organizations, labor unions, and individuals committed to social and economic justice for
workingpeopleandtheirfamiliesinEastTennessee.
TheKnoxvilleOakRidgeAreaCentralLaborCouncil,AFLCIO, isanumbrellaorganization for
localunionsrepresentingworkers indifferent industriesacross13counties inEastTennessee.
Its mission is to improve the lives of working families, bringing economic justice to the
workplaceand socialjustice to the stateandnation. Formanyyears theCLChas sponsored
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observancesofWorkersMemorialDay,often incooperationwith InterfaithWorker Justiceof
EastTennessee.
Laborers LocalUnion 818 is an affiliate local of the Laborers International Union of North
America.Asaconstructionunion,Local818representsconstructionworkers,radiologyworkers,
hazardous waste workers, asbestos abatement workers and ground/maintenance workers.
Local818hasbeeninvolvedinprojectswiththeDepartmentofEnergy,DepartmentofDefenseand the Tennessee Valley Authority (TVA). The Local has been a significant contribution to
projects suchas theSpallationNeutronSourceat theOakRidgeNationalLaboratoryand the
UraniumstoragefacilityattheY12securitycomplex.
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Dedication
This report is dedicated to all the working men and women in Tennessee both known and
unknowntouswhodiedonthejobin2011and2012.
Inparticularwearemindfuloffourmenwhohaverecentlydiedonbridgeprojectsinthestate.
Their fourneedlessdeathsbroughtdramaticattentiontotheproblemofsafetyonTennessee
publicworksprojects,andinspiredtheformationofthecoalitionthatisoneofthesponsorsof
thisreport.
Oneofthemen,RenMendez,diedinMemphisinNovemberof2010onabridgeovertheWolf
River. TheotherthreeworkersJohnWomacandSolnEstradaJimenez,killedontheHenley
StreetBridge in Knoxville in 2011, and Abimael Contreras, killed on the Highway 41 Bridge in
MarionCountyin2012alllosttheirlivesduringtheperiodcoveredbythisreport.
Ourhope is that this report,and the largerefforts forworkplacesafety,willserveasa fitting
tributeandmemorial.
HenleyStreet
Bridge
project
under
construction
DowntownKnoxville,TN
January19th2013
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TableofContents
Introductionpage5
ExecutiveSummarypage6
InMemoriam:WorkersWhoDiedontheJobinTennesseein2011and2012page7
Statisticspage9
Fatalitiespage9
InjuriesandIllnessespage18
UnnecessaryDeathsonPublicWorksProjectspage22
ImmigrantandLatinoWorkerspage28
WorkplaceViolencepage34
Enforcementpage36
NeedforStrongerSafeguardsintheConductofInvestigationspage39
DataLimitationspage42
Recommendationspage44
Referencespage48
AdditionalResourcespage52
Nodatawithout
StoriesNostorieswithoutdata.
Popularsayingofruralpublic
healthleaders
4
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Introduction
ForyearspeoplehavebeencomingtogetherinlateAprilincitiesacrossTennesseetoobserve
Workers Memorial Day, honoring and remembering workers who have died fromworkplace
injuryanddisease. This report, the firstof itskind inour state, isdesigned to support these
observancesin2013.ItsaimistousethemomentofWorkersMemorialDaytobringtogether
both hard numbers and human stories that can shed additional light on the very serious
problemofworkplacehealthandsafetyinTennessee.
Thenumbersreportedhere,andthehumantragediesdescribed,demonstratewithgreatforce
thatworkers inour statecontinue todieofworkrelated injuriesand illnessesatanalarming
rate. Theyalso revealcontinuingchallenges facedbyagencieschargedwithenforcinghealth
andsafety lawsandmandatingbetterpractices in theworkplace,agencies liketheTennessee
OccupationalSafetyandHealthAdministration(TOSHA).TOSHAisastateplancreatedbythe
TennesseeGeneralAssemblyunderthepartofthefederalOSHActthatgivesstatestheoption
toenforcehealthand safety standards,as longas theyareequal toor stronger than federal
OSHAs.
Themostsoberingthingaboutboththestatisticsandthestories isthatdeathsonthejobare
largely preventable. The overwhelming majority of the workers whose names youwill read
belowdidnothavetodie.Wehopethisreportandthemanyeffortsbyworkersthemselves,by
labor unions, worker centers, occupational health and safety professionals, responsible
employers,publicofficials,andotherconcerned individuals,willhelp tobring thesenumbers
down in future years. But serious changes are necessary for that to happen. This report
proposessomeofthesechanges.
Wewould
like
toacknowledge
those
who
provided
guidance
orinformation
used
inthis
report.
Among themare the familiesof severalworkerswhose storiesappearbelow. The trustand
generosity of family members who agreed to talk with us and share knowledge about their
lovedoneshasbeenremarkable.
Graduate students in Dr. Silvers Public Health Law class at ETSUs College of Public Health
provided invaluable research and writing on specific topics covered in this report. Other
contributors include theNationalCouncil forOccupationalSafetyandHealth,UnitedSupport
andMemorial forWorkplaceFatalities,groupsofoccupationalhealthandsafetyadvocates in
California, Massachusetts and North Carolina who shared with us their own reports on
occupationalfatalitiesintheirstates,andanumberofindividualsafetyandhealthprofessionals.
WearegratefultoKnoxvilleMayorMadelineRogeroandKnoxCountyMayorTimBurchettfor
thejointproclamation in2012thatmarked the firstofficial recognitionofWorkersMemorial
DayinEastTennessee.Wealsowanttopubliclythankalltheinspectorsandothergovernment
employees who work each day to see that health and safety laws are observed, thereby
upholding the basic human right to a safe place to work.
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ExecutiveSummary
InMemoriam. FederalOSHAandthestateWorkersCompensationDivisionoftheTennessee
Departmentof LaborandWorkforceDevelopmentkeepdifferentkindsof fatality records for
Tennessee.Theyrecorded165deathsofworkersonthejobinTennessee2011and2012.Itis
likelythiscombinedlistfailstocapturethetrueextentoftheproblem
What theNumbers TellUs: Fatalities. The transportation, construction and manufacturing
sectorstogetheraccountedformorethanhalfofthedeaths. DeathratesinagricultureforTN
aredoubleU.S.rates.OverallfatalityratesinTennesseeareabout39%higher.Deathsdueto
contact with objects or equipment are consistently elevated. Tennessees overall health
rankingamong50stateshasnotchangedoverthelast21years,butitsrankingonoccupational
fatalitieshassignificantlydeteriorated.Inadditiontoseveraldeathsofworkersonpublicworks
projects (seebelow),aseriesof flash firesandexplosionsatan ironmetalplant inGallatin in
2011killedfiveandinjuredthree. InjuryandIllnessratesareconsistentlyhigherinTennessee
than the U.S.. Specific sectors with higher rates include utilities, construction, mining,
manufacturing,andhospitals.Totaloccupationalillnessesarehigher.Byoneestimate5,600to7,200casesofreportablecasesofoccupationalillnessoccureachyearinTennessee.
PublicWorks. Four bridge construction workers were killed between November 2010 and
March 2012 on projects for which the Tennessee Department of Transportation (TDOT) had
contracted with Britton Bridge LLC or a closely affiliated company. The agencys screening
process fails to weed out unsafe contractors. Two Gatlinburg workers were killed when a
treatmentplantcollapsedinApril2011,followedinFebruary2012bythedeathofaworkeron
thedemolition. Anothercontractorsemployeewaskilleddoingwork fortheKnoxvilleUtility
Board.TOSHApenaltieshavebeenpaltry.
ImmigrantandLatinoWorkers.Hispanicworkersaccount foradisproportionate shareofjob
fatalities,andimmigrantworkersareemployedintosomeofTennesseesmostdangerousand
dirtyjobs.Precariousstatusmakessomeespeciallyvulnerable.
Enforcement.TOSHAfinesaretoolowtoeffectivelydeteremployersfrommaintainingunsafe
workingconditions.IssuanceofseriousandwillfulcitationsislowerthanfederalOSHAs.
Safeguards in the Conduct of Investigations. Good investigators know about the unequal
powerrelationshipbetweenworkersandemployersandtheseriousproblemsitcreatesforthe
integrity of investigations. Employee witnesses in workplace fatality investigations must be
protected
from
undue
influence,
intimidation,
or
retaliation.
TOSHAs
formal
procedures
recognizethisprinciple,buttheagencyfailstoconsistentlyhonoritinpractice.
Recommendations,seventeeninall,aredirectedatthefederal,stateandlocalgovernment,as
wellasemployers.
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InMemoriam
WorkersWhoDiedontheJobinTennesseein2011and2012
ListedbelowarethenamesandagesofpeopleinTennesseewhodiedonthejobin2011and
2012.Becauseoflimitationsoftheinformationsourcesavailableinearly2013,several
recordeddeathsdidnothavenamesavailable.Thesearelistedattheend,withthedateof
deathandtheindividualstownandcounty.ImprovementsinstateandfederalpoliciestofollowuponfatalitieswillhopefullyreducethenumberofsuchNameUnknowncasesin
futuresyearsWorkersMemorialDayreports.Inaddition,nationalstatisticsimplythatfor
everyacutefatalitytentimesasmanypeopledieofoccupationaldiseases.Mostofthosecases
gounrecorded.
ChristopherAnderson
RonaldArledge,50
BeverlyArmstrong,48
ShawnAustin,28
ClevelandBalentine,83
Jimmie Banks
BrianBarron,28 WilliamBates
DanBaxter,46
MarkBeard
RichardBeller
DionicioBeltran,40
StevenBinkley
JohnBosch
DarrenBoswell
CraigBowman
RalphBraden,58
JerryBuford,43
WalterBurkinsJr,41
CarmenBurnette
AnthonyButler,44
CurtisCalhoun
WilliamCaudill
JamesChapin,51
LarryChubbs,54
RobertCline
Dennis Clow,60
MonicaClow,57
DanielCoffman
DannyCollins,35 GeneCollins
RandyCollins,36
ChrisCollinsworth,30s
AbimaelContreras,31
Bobby Cooper
VernonCorley,32
JamesCrittenden
RussellCulver,45
BlakeCunningham,70
WilliamDabney
Harold Dalton,54
MichaelDalton
CharlesDancerJimmie Daniels,61
GeorgeDavis,69
MurrayDavis,Jr.34
PamelaDesanto,45
Dennis Dickey,53
JanetDiffee
KeinoDouglas,33
HuletDucker,74
LarryDunnivant,58
Ronald Elkins
EdwardElphee,50
JohnEslinger,53
SolinEstradaJimenez,50
KeithFields,55
KennyFox,39
DarrellFranklin,48
KeithFrierson,44
RichardGilford,40
Grady Givens
DaleGourley,37
HaroldGraham,59
BradleyGreen
KeithGunn,47TerrellHampton,52
HowardHarless,70
MichaelHarris,60
CharlesHayes,28
JohnnyHendricks,57
JoseG.Hernandez
LouisHernandez,35
MarcosHernandez
SamuelHobbs
JoanneHoward
EricHulsey
DavidIngle,56
RenardoJackson StephanieJames,33
EricaJarrett
Joseph Johnson,61
NathanJohnson,31
Jeffrey Jordan
JamesKeith,57
TomKerley,47
KennethKilgore
GaryKroll
MartoviaLang
DaytonLauderdale,26
Sandra Layne
SteffanieLeonard,29
RichardLester
DarrellLivingston,51
GeorgeLong,60
VernonLowrance,60
WalterLuther,Jr.47
BruceLeeMarion,29
DennisMattern,59
GaryMcCloud
GregMcKnight,50
IsaacMeeks,34HugoMendoza,45
ChristopherMidgett
DebraMoon,57
CharlesMorgan,54
ThomasMyers
JerryNance,67
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BradleyNicley,38
RobertNowickiJr,49
WilbertPaige,61
DouglasPalmer,57
TeganPapageorge,26
TerryParnell
JeremyPerkins,33
JuniorPetersMichaelPeterson,50
RickeyPhillips,59
MaryProvince,57
PhillipPruett
StanleyPruitt,54
AnthonyRahming,48
ClarkRicardo
JerryRoach
JohnRoberts,41
KenedyRojas,42
MaryRoss
TerryRoss,55
WileySherburne,42
JeffreySherrill,44
CliffShipley,58
JoleneSmith
LarrySnellings,58
RobertSolomon,52
DonaldStorey,44
MichaelTallent,27
JoeyTaylor,36
TimThomas
ReginaldThompson
DanielTittle,50
AustinTorres RodrigoTrinidadMena
FredTuttle
CharlesUlery,37
JamesViolet
PaulWachob,53
FreddieWalkerJr
WilliamWalker,58
AndyWall,36
TimothyWarren,39
MichaelWells,57
AaronWilkerson,45
JamesWilliams,52
RichardWilson
JohnWomac,33
KennethWooden
StevenWright
SuzetteYork,49
NameUnknown
3/6/2012Memphis
Shelby
NameUnknown
2/9/2012Memphis
Shelby
NameUnknown
2/9/2012Kingsport
Sullivan
NameUnknown
9/11/2012Mt.Juliet
Wilson
NameUnknown
8/21/2012Decherd
Franklin
NameUnknown
1/27/2012Cookeville
Putnam
Wesincerelyapologizeifyourcoworker,employeeorlovedonewas
omittedfromthislist,afterdyingatworkin2011or2012,orifotherdetails
areinerror.Thislistisbasedontheonlyinformationobtainablefromtwogovernmentagencies,intimeforthisreport.
Pleasehelpuscorrectthepublicrecord.Sendaccurateinformationto:
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Statistics
arepeoplewiththetearswipedaway.Dr.I.J.Selikoff(19151992)Dr.Asbestos
WHAT
THE
NUMBERS
TELL
US:
FATALITIES
INTRODUCTION.Rememberthatthesenumbersrepresentpeoplewhowenttoworkandnever
returnedhome.They lost their livesonthejob,oftendue tothedutiesof theiremployment.
Thepurposeofenumerating(orcounting)andanalyzingtheavailablecasedataforworkplace
fatalitiesistoshowaspectsoftheemployeedeathstheirtypeofwork,wheretheyworkedin
Tennessee,andthesituationsinwhichtheydied.Itsawaytoconnectandrelatetothepeople
who lost their lives, instead of considering them a number. Also, Tennessee government,
employers,workers,unions,safetyprofessionals,andfamiliesmaygainabetterunderstanding
of aspects ofjob safety and health that need improvement through stronger, more focused
preventiveefforts.
DATASOURCES.
Lists
of
fatalities
in
2011
and
2012
were
obtained
from
two
different
government sources: 1) federal OSHA and 2) the Tennessee Department of Labor and
Workforce Developments Workers Compensation Division. Combining the lists produced a
compilationof94workplacefatalitiesfor2011and71fatalitiesfor2012.Yetthe2011totalof
94 is still fewer than the final summary reporting of 120 fatalities from the Bureau of Labor
Statisticswebsitefor2011(Table1).2012dataforTennesseearenotyetavailablethroughthe
Bureau of Labor Statistics website. Even the combined lists are unlikely to capture the full
extentoftheproblem.(SeethesectiononDataLimitations).
05
10152025303540
3937
24
1712 10 11
72
51
Figure1.TNWorkplaceFatalitiesby
Industry,20112012(N=165)
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TABLE1.FATALITYRATESINTENNESSEEANDU.S.2008TO2010
Total
Fatalities
TN
Rate*
National
Rate
TN%above
national
average
2011 120
2010 138 5.4 3.6 50%
2009 111 4.5 3.5 29%2008 135 5.1 3.7 38%
4yrtotal 504
3yrAveragerate 5.0 3.6 39%
*Per100,000FullTimeEquivalentworkers(hoursbasedrate)Source:CFOI
DEATHSBYINDUSTRY. Theindustrialsectorswiththe largestnumbersofreportedworkplace
fatalities in 2011 were transportation, construction, manufacturing, service, and
security/enforcement.In2011,FederalExpressCorporationcontributedfiveworkplacefatalities
inthetransportationsector.Thefoursectorswiththelargestnumbersofdeathswerethesamein2012;agriculture/forestrywasinfifthplace.Thefinance/insuranceindustryreportedfatalities
in2011butdidnotreportanyfor2012.Miningreportedaworkplacefatalityin2012,butnone
in2011.
DatafromtheBureauofLaborStatisticsCensusofFatalOccupationalInjuriesismadeavailable
tothepublicwithatimelagofabouttwoyears.Therefore,ratesoffataloccupationalinjuries
arenotyetavailablefor2011and2012.However,apartialanalysisofratesoffatalitiesintwo
industrial sectors, constructionandagriculture for20082010, show thatTennessee routinely
exceedstheU.S.rate,sometimesbymorethan100% (Tables2and3). This isnotthecase in
neighboring Virginia. Like Tennessee, Virginia runs its own state plan to enforce OSHA
standards.
TABLE2.FATALITYRATESFORCONSTRUCTION(PER100,000FULLTIMEWORKERS)
TN VA National
2010 19.0 5.9 11.8
2009 10.9 8.0 12.4
2008 12.5 9.2 11.8
Source:CensusofFatalOccupationalInjuries(CFOI)
TABLE3.FATALITYRATESFORAGRICULTURE,FORESTRY,FISHING(PER100,000FULLTIMEWORKERS)
TN VA National NOTE
2010 55.5 22.6 27.0
TN>2timesU.S.2009 53.2 29.8 25.8
2008 68.3 39.1 28.4
Source:CFOI
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INCIDENTTYPE. Understandingthecausesofworkerfatalitiescanhelpwiththedevelopment
of effective strategies for preventing future deaths. Many different causes led to workplace
fatalitiesin2011and2012,suchasimpropersafeguards,orthehazardsofaparticularjob.The
leadingcauseofworkplacefatalitiesinboth2011and2012wasmotorvehicleaccidents.Thisis
consistent with the transportation industrys top rank for the number of workplace fatalities
(Figure2). Fourof theworkplace fatalitiesunder theburnedcategorywere from thesame
corporation,whichhadthreedifferentfire/explosionincidentsin2011(SeeKillerCombustible
Dustsidebar).
A
large
number
of
fatalities
were
listed
as
Unknown
or
without
acause
of
death.Naturalcauseofdeath,typicallyaheartattackoccurringatwork,alsoaccountsformany
workplacefatalities.Theavailableinformationdidnotallowtheworkrelatednessofeachcase
tobeassessedreliably,sowehavenotexcludedheartattackcasesinnumbersreportedhere.
HOWARDHARLESSHowardHarlessworkedasacrewleaderforRon'sMillwrightService.OnthemorningofFeb.8,
2012,HarlessandhiscrewwererepairingthemetalroofoftheFiveRivers IndustrialComplex
on Snapps Ferry Rd. in Greeneville. As the crew was getting into position to move a 40 foot
roofing
panel,
Harless
stepped
on
an
unsecured
end
of
a
panel,
which
gave
way
under
his
weight.Hefell23feettohisdeath.Harlesswas70yearsold.
Born in Rogersville, Howard learned the millwright trade as a
youngmanandpracticed itthroughouthisadult life.Formany
yearsheownedhisownmillwrightbusiness.In2004hesoldhis
businessandretiredtocareforhisdaughter,Pamela,whowas
illwithcancer.WhenPameladiedHowardresumedworkingat
the trade he loved. "He was a caring and compassionate
individualwhowoulddoanythingforothers,"saidacoworker
atthesceneoftheaccident."Wearecompletelydevastated."
Howardwas
afamily
man.
He
and
his
wife,
Peggy,
raised
two
daughters and a son. He was active in his church, Highpoint
BaptistChurch inMeadowview,Va.,whereheregularlytaughtSundaySchool. Howardserved
intheU.S.ArmyinGermanyaftergraduatingfromhighschool.
Alwaysactive,Howardlovedtoworkwithhishands.Hecouldbuildanything.Peggyhasseveral
dogs.ShesaidsheaskedHowardtobuildthemahouse.Muchtohersurprise,hebuiltthema
realhouse,withminiaturelivingroom,bedroom,airconditioning,etc.!Howardwasadevoted
gardener.HeandPeggygrewandcannedmuchofthefoodthatgotthemthroughtheyear.
Helovedtohuntandfish.HeownedafarmintheRogersvilleareawhichheusedasacampfor
huntingin
the
fall
and
fishing
in
Cherokee
Lake
throughout
the
year.
TOSHA investigatorsfoundsixserioussafetyviolationsattheworksite, includingfailuretouse
safetybeltsand lanyardstopreventfalls,andnotprovidingcoverstoroofholesandopenings
adequatetosupporttheweightofworkers,equipmentandmaterials.Ron'sMillwrightService
wasfinedatotalof$14,800fortheviolations.
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TRENDS OVER TIME. Tennessees overalljob fatality rate has remained constant in recent
years, about 5.0 per 100,000 workers. This compares to 3.6 for the U.S. as a whole in 2011
(Table 1). So the states rate is 29% to 50% higher than the national rate. Transportation
accidentsareconsistentlytheleadingcauseofdeathonthejobinTennessee(Table4),with39
suchfatalitiesoccurringin2011(thelatestyearforwhichBLSdataareavailable). Thesecond
most frequent cause of death on thejob in Tennessee is accidents involving contact with
objects
or
equipment
(Table
4).
Consistently,
a
greater
proportion
of
all
job
related
deaths
in
Tennessee isattributabletocontactwithobjectsorequipment,comparedtoratesfortheU.S.
asawhole(Table5).
TABLE4.CAUSESOFDEATH,WORKERFATALITIESINTN,20082011
Year Total Contact
with
Objects
Falls Harmful
Substanceor
Environment
Transport Fireor
Explosion
Violence*
2011 120 24 15 5 39 10 26
2010 138 31 21 13 51 5 15
2009
111
24
12 6 48 3
182008 135 27 24 6 52 4 22
Total 504 106 72 30 190 22 81
Source:CFOIannualreports(http://www.bls.gov/iif/oshwc/cfoi/tgs/2011/iiffw37.htm)
*Beginning2011thiscategoryincludesanimalrelatedinjuries.
MotorVehicle
Accident
18%
NaturalCauses
18%
UnknownCause
12%Buried/Crushed
13%
Burned
10%
Gunshot
6%
StruckbyVehicle
8%
Fall
7%
Occupational
Exposure4%
Electrocuted1%
Stabbed1%
Suffocated/
Drowned2%
Figure2.TNWorkplaceFatalitiesbyIncident
Type,20112012(N=165)
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TABLE5.DEATHSDUETOCONTACTWITHOBJECTSOREQUIPMENT
ARECONSISTENTLYHIGHERINTENNESSEECOMPAREDTOUNITEDSTATES
TENNESSEE UNITEDSTATES
#OFFATALITIES:
CONTACTWITH
OBJECTSOR
EQUIPMENT
%OFTOTAL
FATALITIES
#OFFATALITIES:
CONTACTWITH
OBJECTSOR
EQUIPMENT
%OFTOTAL
FATALITIES
2011 24 20% 708 15%
2010 31 22% 738 16%
2009 24 22% 741 16%
2008 27 20% 937 18%
LarryChubbs
Larry
Chubbs
worked
at
TAG
Manufacturing
in
Chattanooga,
a
company
that
makes
metalcomponentsoflargeconstructionequipment.OnMay8,2012Larrywasoperatingablasting
machinethatcleansanddescales largesteelparts. He losthis lifewhenanunsecuredfloor
panelofacatwalkgavewayandhe fell intothemachine'smovingparts. TheChattanooga
Times Free Press reported that "When workers found Chubbs' body in the machine, they
foundthepanelfromthecatwalkwithhim."Hewas54yearsold.
Asoftspoken,handsomeman,LarryChubbswasborn
in Chattanooga and spent his entire life there. Larry
and Annette, his former wife, raised two children,
Frederick and Kimberly, both grown and living with
their families in Chattanooga. He was friendly and
caring
thekind
of
man
that
people
turned
to
for
help.
In an outpouring of sympathy and grief, Larry's co
workers at TAG Manufacturing raised money to help
his family in the aftermath of his death. Larry was a
longtime member of Union Hill Baptist Church in
Chattanooga.
AnnetteandKimberlywerequicktoidentifyLarryasan
athlete.He lovedbasketballandbaseball,playedboth
sportsonschool teamsatCityHigh,andcontinued to
play throughout his life. Kimberly remembers all the
timesLarry
took
his
granddaughter
Shawnquell
to
the
park
to
play
baseball.
Inspired
by
her
grandfather,ShawnquellhopestoplaybasketballfortheLadyVols.
TOSHAfinedTAGMfg.atotalof$15,850forsixserioussafetyviolations,includingfailureto
secure the catwalk floorpanels, and six "nonserious"violations. Ironically, Larry's body was
discoveredbycoworkerswhocame lookingforhimwhenhe failedtoshowupforasafety
meeting.
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TNWORKERSLEFTBEHIND?EachyeartheUnitedHealthFoundationranksthe50states(plus
theDistrictofColumbia)onoverallhealth status (Erwinetal,2011). Highlypublicized in the
newsmedia,theserankingsarebasedonacompositeof24measuresofhealthdeterminants
andoutcomes.Oneoftheseisoccupationalfatalities.InFigure3,Tennesseesoverallhealth
rankamongthe50statesdoesnotshowastatisticallysignificantchangeoverthetimeperiodof
1992 to 2012. Meanwhile, over this 21 year time period the states rank for occupational
fatalitiesdeterioratedsignificantly.
Inessence,workinginTennesseehasbecomemoredeadly,compared to other states, at a time when the states overall health ranking hasnt changed
much. Recently, the trend forjob fatalities isastrikingmirror imageof improvements in the
statesoverallrankingthatbeganaround2008(shadedbox,Figure3).
FIGURE3.TENNESSEESOCCUPATIONALFATALITYVS.OVERALL50STATEHEALTHRANK
Usinglinearregressionanalysis,p=0.48andp
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BY COUNTY. Most workplace fatalities occurred close to cities, where there are larger
populationsandmoreworkplaces.In2011,36.8%ofallworkplacefatalitiesoccurredinornear
Memphis, Nashville, Knoxville, and Chattanooga. In 2012, 31.4% of all workplace fatalities
occurred inornear thesemajor cities (representedbyShelby,Davidson,Knox,andHamilton
counties). The large number of workplace fatalities in Putnam County is from one
manufacturingcompanythathadmultipleflashfiresresultinginfivefatalitiesduetoburning.
Recently,the
Nashville
Davidson
County
Murfreesboro
metropolitan
statistical
area
earned
the
dubiousdistinctionofbeingrankedtenthonthelistofthedeadliestcitiestoworkin(Walters
2013).
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Legend1-2 Fatalities
3-5 Fatalities
10-11 Fatalities
32 Fatalities
Britton Bridge Jobsite
Fatalities (2011-2012)
Hoeganaes FacilityFires/Explosions, Gallatin,
TN (2011)
Figure4.Numberofjobfatalitiesbycounty,20112012.
FlagsshowdeathsatHoeganaesfacility(Gallatin,TN)and
fourBrittonBridgejobsites.
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KILLERCOMBUSTIBLEDUSTFIRESANDEXPLOSIONSINGALLATINTheHoeganaesCorporationinGallatin,TNwasthesiteofthreeflashfiresinearly2011.Three
employees survived their injuries, but five died of severe burns days or months later.
Hoeganaessuppliesironpowdertotheautoindustrytomakemetalparts.
Fine metal dust dispersed in air can
explode if ignitedby staticelectricity,
hot surfaces,oropen flameswhich
are ever present around machinery
and tools. After studying the
accidentsthatoccurredonJanuary31
and March 29, the U.S. Chemical
SafetyandHazardInvestigationBoard
(CSB) held a news conference in
TennesseeonMay11,2011,reporting
test results that showed how small
amounts of Hoeganaes iron powder
couldproducepowerfulflashfires.
Thethirdaccidentoccurred16dayslater,killingthreeandinjuringtwo.Theshockoftheinitial
explosion rained irondustdownon theworkarea,with fires igniting in theair. Anescaping
employeereportedvisibilityof34feet,evenwithaflashlightinhand.
CSBs investigation report revealed tonsofaccumulateddustup to four inchesdeeponmost
surfaces in the plant, resulting from inadequate sealing of equipment, dust collectors being
down for maintenance, and ineffective housekeeping. The facility, which had ramped up
production550%sinceitwasopenedinthe1980s,wasnotincompliancewithwidelyusedfire
codesforcombustibledustfacilities.Aninsuranceauditin2008hadwarnedofthedangers.
Legislationpending
inthe
U.S.
House
ofRepresentatives
(H.R.
691)
would
give
federal
OSHA
one
yeartoissuestrongerstandardstoprotectAmericanworkersfromcombustibledustexplosions
andfires.SimilarlegislationpassedtheHousein2008byalargebipartisanmajority,following
theexplosionatImperialSugarinWentworth,GAwhichkilled14workersandseriouslyinjured
38.
IronintheFire,aCSBvideoontheHoeganaestragediesinGallatinisavailableat
http://www.csb.gov/videoroom/.
SOURCES:1)HoeganaesCorporation:Gallatin,TN.MetalDustFlashFiresandHydrogenExplosion.CSB
CaseStudy(Washington,D.C.:U.S.ChemicalSafetyandHazardInvestigationBoard,December2011)31
pp.2)WorkerProtectionAgainstCombustibleDustExplosionsandFiresActof2013,H.R.6911131,9
pp.
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INJURIESANDILLNESSES
TRENDSININJURYRATES.Comparingstate rateswithoverallU.S.rates(Table6)revealsthat
the following employment sectors in Tennessee had consistently higher rates ofjob injuries
from2008 to2011: utility construction;mining;manufacturing;metal forgingand stamping;
animal slaughtering; hospitals; and residential facilities (i.e., nursing homes). Bakeries in
Tennesseehadrisinginjuryratesfrom2008to2010,atrendthatwasnotseennationally.
TABLE6.JOBINJURIESINTENNESSEEANDU.S.BYINDUSTRY(NAICS)PER100EMPLOYEES
(Sub)Sector 2011 2010 2009 2008 Note
TN US TN US TN US TN US ConsistentlyHigherinTN
TNTrend
Rising
Total,AllOccupations 3.7 3.8 3.8 3.8 3.9 3.9 4.2 4.2
Construction 3.7 3.9 3.8 4.0 4.1 4.3 3.7 4.7
Utilitysystems 5.4 2.9 4.4 3.5 6.1 3.8 6.0 4.1 X
Highway,street,
bridge
6.5 4.4 2.3 4.8 3.7 4.6 3.1 5.3
AllMining 2.9 2.2 3.4 2.3 3.4 2.4 3.2 2.9 X
Manufacturing 4.5 4.4 4.8 4.4 4.6 4.3 5.5 5.0 X
Woodproducts 8.1 6.5 5.9 6.2 7.9 6.5 7.7 7.2
Foundries 11.0 9.6 9.2 9.7 9.3 8.7 9.6 10.6
Metalforging
stamping
10.1 7.0 9.7 7.5 11.3 6.6 9.0 8.8 X
FoodManufacturing 5.8 5.6 5.8 5.8 6.4 5.7 5.5 6.2
Animalslaughtering 7.7 6.4 8.4 6.9 9.1 6.9 8.3 7.5 X
Bakeries 5.4 5.0 5.4 4.4 4.9 4.3 4.5 5.2 X
Beverageproducers 9.2 7.3 8.8 6.8 5.4 6.7 8.4 7.2
Retail 2.9 3.9 3.5 4.1 4.1 4.2 4.1 4.4 Transportation&
Warehousing
4.6 5.0 4.3 5.2 4.8 5.2 5.1 5.7
Airtransportation 7.2 7.3 8.6 8.1 10.4 8.5 9.7 8.7
FinancialServices 1.5 1.4 0.9 1.3 1.6 1.5 2.1 1.5
Education 2.1 2.1 2.8 2.2 2.3 2.4 2.4 2.3
Health&SocialCare 4.9 5.0 5.0 5.2 5.9 5.4 5.6 5.4
Hospitals 6.9 6.8 7.3 7.0 7.8 7.3 8.4 7.6 X
Residentialfacilities
9.1 7.8 8.7 8.3 9.2 8.4 9.0 8.4 X
Notes:Manufacturingrateincludesfoodandbeveragerates.
NAICSistheNationalIndustryClassificationSystemusedbyfederal
agencies
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TRENDS IN ILLNESS RATES. Consistently, Tennessee had higher rates of all occupational
illnessesthantheU.S.asawholefrom2008to2011(Table7).Assuming2,578,000employees
inTennessee,about5,600 to7,200 casesof reportableoccupational illnessoccureach year.
RatesofoccupationalhearinglossaresimilarlyelevatedinTennessee,comparedtothenation.
Forhearinglossandskindiseases(dermatitis),thestatesratesincreased,buckingthenational
trendfrom2008to2011.
These numerical estimates of for all occupational illnesses, based on federal data and state
employmentrates,appeartobediscrepantwiththeverysmallnumberofreportedfatalcases
on the In Memoriam list above. In fact, such discrepancies are consistent with under
reporting and lack of recognition of occupational diseases, compared to injuries. Also, the
estimateforillnessesincludescasesofhearinglossandskindisease,whicharenotfatal.
TABLE7.REPORTABLEOCCUPATIONALILLNESSESINTENNESSEEANDU.S.PER10,000
EMPLOYEES
Illness 2011 2010 2009 2008 Note
TN US TN US TN US TN USConsistently
higherinTN
TNtrend
whileUStrend
Total 22.3 20.6 24.7 21.1 22.1 21.3 28.1 23.4 X
Poisoning 0.2 0.3 0.6 0.3 0.2 0.3 0.4 0.3
SkinDiseases 4.0 3.3 3.9 3.4 3.5 3.4 3.5 4.4 X
HearingLoss 3.6 2.1 3.1 2.1 2.7 2.1 2.8 2.4 X X
Respiratory 1.5 1.8 2.0 1.9 2.2 2.0 3.8 2.1
Source:BureauofLaborStatistics:Occupationalinjuriesandillnesses:Industrydata
(RATE/10,000)X(AVG.ANN.TNEMPLOYMENT). Rateper10,000isfromAllIndustriesDataat
http://data.bls.gov/cgibin/dsrv?ii.AnnualTNemploymentfrom20082011alsofromBLS.Lowestrateyearand
highestrateyearusedtocalculaterange:5,600to7,200cases.
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ColdWarHero:BillVanBuskirk(1924
2012)
NMBeryllium
Machinist
Featured
in
Training
Video
http://www.lanl.gov/safety/videos/beryllium/module_3.shtml
Department of Energy workers everywhere lost a fighter and friend
when Bill Van Buskirk died on May 9, 2012 of complications from
chronic beryllium disease (CBD). He was exposed to beryllium as a
machinistatLosAlamosNationalLaboratoryinNewMexicowherehe
workedfrom1943to1979. WithtwobrothersservinginWorldWar
II,BillsignedontoworkwiththeManhattanProjectbecauseapolio
relateddisabilitykepthimoutofthearmedforces.
Diagnosed with berylliosis in the
early 1970s Bill became an
outspoken advocate for those
whose healthwas taken from them
byinadequateprotectionsatDOEfacilities.Ididmyjob,he
told government officials and 400 fellow citizens at a field
hearingoncompensationlegislationinMarch2000.Butsomeonedidntdotheirs.Helenthis
name and story to the campaign for the Energy Employees Occupational
Illness Compensation Program Act, and to a safety video now used
throughout the DOE complex, so that todaysmachinists might have better
lives.(Seeweblink,above)
Forced
from
his
precision
craft,
Bill
pursued
a
passion
for
photography
aroundhishomeinNewMexico,theninLakeStevens,Washingtonwherehe
andwifeBarbaraspenthislastyearstogether.
Wehadcorrespondence intheearlyyearsofbringingtheCBD issuestothe
publiceye,recallsGlennBell,theOakRidge leader,alsoamachinistdealing
with the disease. I feel proud to have been included with him in the
berylliuminformationvideo.Hewasapioneerandafighter.
Peaceroseby
BillVanBuskirk
He
was
a
pioneer
andafighter.
GlennBell(OakRidge)
Ihavefoughtthegood
fight,
Ihavefinishedthecourse,
Ihave
kept
the
faith.
2Timothy4:7
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DEPARTMENTOF ENERGYWORKERS. A select group of Tennessee workers at high risk of
occupational illness has benefited from the U.S. Department of Energys Former Workers
Medical ScreeningProgram. FormerworkersofOakRidgeNational Laboratory and the Y12
plantareeligibleformedicalscreening,andfollowuprescreening,bythe:
BuildingTradesNationalMedicalScreeningProgram(BTMed) UnitedSteelworkersWorkerHealthProtectionProgram(WHPP) EarlyLungCancerDetectionProgram(ELCD)and NationalSupplementalScreeningProgram(NSSP)
From 1993 to 2011, 11,648 free screenings of Tennessee DOE workers were performed.
Congressappropriated fundsforthisprogram in1993 inSection3162oftheNationalDefense
AuthorizationAct. The Energy EmployeesOccupational IllnessCompensationProgramActof
2000 (amended in 2004), provides federal compensation payments to DOE workers with
occupationaldiseasesandtheirsurvivors.SomeoftheseworkersarealsoeligibleforTennessee
stateworkerscompensation.
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UnnecessaryDeathsonPublicWorksProjects
One of the most disturbing patterns that emerges from an examination of the workplace
fatalitiesconsidered inthisreport isthecircumstancesunderwhichworkerswerekilledwhile
engagedinbuilding,repairing,maintainingandoperatingvitalpiecesofthepublicinfrastructure
inTennessee.Severalsetsofeventsdramatizethisproblemwithparticularclarityoverthepast
twoyears.
Tennessee Bridges. First, following the death of Ren Mendez on the Wolf River Bridge in
Memphisinlate2010,threeadditionalbridgeworkerswerekilled,twoin2011andthefourthin
2012,allemployedonprojectswheretheTennesseeDepartmentofTransportation(TDOT)had
contractedwithBrittonBridge LLCorwithMountain States,a closeaffiliate, to repairmajor
bridges in East Tennessee. (Harris, Memphis Commercial Appeal, 2010; Wiley, Wilson Post,
2010;Hickman& Jacobs,KnoxvilleNewsSentinel,Jan.25,2011,Jan.26,2011,May26,2011;
Jacobs,KnoxvilleNewsSentinel2012.) Ineachinstance,TOSHAinvestigationsrevealedserious
safetyviolationsbyBrittonBridgethatweredirectlyrelatedtothedeaths. (TOSHAInspection
Numbers315202093,315366112,315685552,and316483965.)
Ineachcase,thepenaltiesoriginallyassessedwereshockinglysmall,andinsomeinstancesthey
weresettledforevensmalleramountsthantheinitialassessment.InthecaseofRenMendez,
thefineTOSHAproposedfortheviolationsfoundwasonly$5,400.BrittonBridgecontestedthe
penalty,andthestateeventuallysettledfor$1,500(TOSHAInspection#315202093). Inthe
caseofJohnWomac,TOSHAproposed$16,750inpenaltiesforallviolationsfoundonsitethat
day (only $5,400ofwhich appeardirectly related toWomacsdeath), andmonths later, the
Department settled the entire case for $12,573 (TOSHA Inspection # 315366112; Alund,
KnoxvilleNewsSentinel,2012). InthecaseofSolnEstradaJimenez,thethirdmankilledona
BrittonBridgeproject ina littleover fivemonths, thepenaltiesTOSHAproposed for the two
citations it issuedagainstBrittonBridge,bothdirectlyrelatedtoEstradaJimenezdeath,were
$7,150(TOSHAInspection#315685552).InthecaseofAbimaelContreras,thefourthmankilled
on a Britton Bridgeproject in less than a year and ahalf, the combined penaltiesproposed
against both Britton Bridge and its subcontractor were $13,750, $10,000 of which was for
violationsrelatedtoContrerasdeath.BrittonBridgecontesteditsportionofeventhissmallfine
(TOSHAInspections#316483676and#316483965).
BrittonBridgeor itscloseaffiliateMountainStatesgainedprimarycontractsworthmillionsof
dollarstorepairthese fourbridges. TheydidsobygainingaccesstoTDOTsprequalification
listandthensubmittingthe lowestbid.NotonlydidTDOTprocurementrules failtospotthe
danger in time toprevent the first threedeaths,but the agency continued to retainBritton
Bridgeonitsexistingcontractsandevenrewardeditwithadditionalworkwhenseriouschange
orderswereneededontheHenleyStreetprojectmanymonthsafterthefourthdeathhadtaken
place(Jacobs,KnoxvilleNewsSentinel,2012).
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These deaths and their aftermath indicate that TDOT badly needs to reform both its
procurement procedures and the way it monitors and manages projects after they are
underway. Itspresentscreeningprocessforhighwayandbridgeworkfailstoreliablyweedout
contractors with poor safety records. Its procedures for monitoring and disciplining its
contractors fail toassurea cultureof safetyon thejob. Its incentive structureshavevalued
scheduleandcostcuttingoverworkersafety.
TDOThastheauthorityandcapacitytochangemanyofthesepatterns. Infact,inresponseto
workerdeathsandresultingpublicoutcry,ithastakensomesmallstepsintherightdirectionin
the past year. We hope the needless deaths of four men on TDOT bridges will induce the
Departmenttodomore.
GatlinburgWastewater Treatment Plant. A second dramatic set of incidents took place in
Gatlinburg,at theCityswastewater facility. Partof thewastewatercomplexwasamassive
abovegroundtankcalledanequalizationbasin,whererawsewagewasheldpriortotreatment.
On April 5, 2011, a 40foothigh wall that formed one of the sides of the basin suffered
catastrophicfailure.Itfellsuddenlytopieces,crushingtheadjacentflowcontrolbuilding,killingthetwomenwhowereatworkthere,andsendingnearly1milliongallonsofrawsewageinto
theLittlePigeonRiver(Alund,KnoxvilleNewsSentinel,April2011).
FederalandstateOSHAprogramsworkedtogethertoinvestigatethecatastrophe,andthefinal
report included an assessment by an OSHA expert in forensic structural engineering. The
agencies concluded that the employer of the two victims, the company that ran the daily
operationsofthefacility,wasnotatfaultforwhathadoccurred,.Insteadtheyputtheblameon
adefectinthewallgoingbacktooriginalconstruction.TheKnoxvilleNewsSentinel,described
theOSHAfindingsasfollows:Whattheengineercalledacoldsmoothjointledtoleakageof
acidicwastewateracrossthejoint,and asaresult,corrodedtherebarsplicecouplersoveranumber of years. The basin, which dated from the 1990s, was designed by a Knoxville
engineering firmandbuiltbya construction company fromCharlotte,NorthCarolina (Alund,
KnoxvilleNewsSentinel,October2011).
The construction company thatbuilt thebasin in 1996,CrowderConstructionCompany,had
beencitedfornumerousOSHAviolationsinthetenyearsleadinguptotheconstructionatthe
wastewatertreatmentplant(OSHA,1995).Manyofthoseviolationswerefoundtoberepeat
orseriousviolations.Despitethesewelldocumentedsafetyproblems,thecompanywonthe
basinprojectcontract.Thishistoryraisesthequestion:hadstrongercontractingpoliciesbeenin
placeattheCityofGatlinburgduringthebiddingprocess,wouldCrowderhavebeendisqualified
fromgettingtheproject,givenitspoorsafetyrecord?Attheveryminimum,strongcontracting
protocolscouldhaveraisedsomeredflagsaboutthecompetencyofthecompanytobuildthe
basinsafely.Thesagaalsoremindsusthatsafepracticesonpublicworksprojectsareimportant
bothfortheworkerswhoareemployedinbuildingthem,butalsoforworkerswhowilllaterbe
employedinoperatingandmaintainingthem,andforthepublicthatwillusethem.
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Inanycase,thetragedyattheGatlinburgwastewaterfacilitydidnotendwiththedeathsofthe
twomenburiedwhen thebasincollapsed. In theaftermathof thatevent,with twoworkers
killedandanenvironmental calamity creatednextdoor toapreciousnationalpark, thenext
challenge facingGatlinburgwastheneedtodemolishtheruinedbasinandrepairthesite. In
Januaryof2012demolitionworkbegan.ByFebruaryofthatyearathirdworkerhadbeenkilled
onthesite. MichaelWellswasemployedbyRobersonConstructionandLandDevelopmenta
subcontractorofNEOCorporationtowhomGatlinburghadawarded thedemolition. Hewascuttingrebarwhiledowninanimproperlygradedtrenchwhenthewallsofthetrenchcollapsed
andhewasburiedindebris.
Trenching and excavation are known to be extremely hazardous when done without proper
precautions.Whentrenchingiscarriedoutcorrectly,thehazardscanbecontrolled.However,
doing thisworkcorrectlycosts timeandmoney,and the temptation to cutcorners is strong.
Meanwhiletheabilityofauthoritiestofindandmonitortheoftenfleetingpresenceoftrenching
operations is limited. Because of these factors, TOSHA has a Special Emphasis Program on
trenchingandexcavation.Butinthiscase,asintoomanyothers,thatprogramdidnotsucceed
in stopping dangerous practices. TOSHAs eventual inspection of the scene found that thetrenchwasnotproperlygraded,thattherewasnoprotectionsystemtopreventcaveins,and
that the requireddaily trench inspectionhadnotbeenperformed. TOSHA found these tobe
seriousviolationsandproposedapenaltyof$4,000foreachoftwoviolations.
BothofthetragicaccidentsattheGatlinburgwastewaterplantdemonstratehow important it
canbeforlocalcityandcountygovernmentstoscrutinizethesafetyrecordsofcompaniesthey
hire for engineering, construction and demolition. Responsible contracting rules cannot
preventevery injuryordeath,buttheycanseriouslyreducethem. Suchrulesareneedednot
onlyatthe levelofstateentities likeTDOT,butalsoatthe levelof localgovernments likethe
CityofGatlinburg.Strongsafetystandardsforcitycontractingcouldsavelives.
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DONSTOREYDon Storey worked at the Gatlinburg Wastewater Treatment Plant on Banner Road in
Gatlinburg. On April 5, 2011, he and a coworker, John Eslinger, were working at the control
panel in the Flow Control building when the east wall of the adjacent containment basin
sufferedacatastrophiccollapse,flatteningtheFlowControlbuildingandcrushingbothmen.
Don
was
born
in
Connecticut
and
grew
up
in
Florida,
where
he
worked
as
a
highly
skilled
cabinet
maker.Hewasasingleparent,devotedtoraisinghisfourchildrenwhilelivinginFlorida.In2007
DonandAshley,hisfiance,movedthefamilytoTennessee.Thenewestmemberofthefamily,
theirsonJacob,waseighteenmonthsoldatthetimeoftheaccident.Jacobadoredhisfather.
Theyhada regular ritual in themorningwhere Jacobwouldwakeupearlywithhisdad,wait
whilehetookhismorningshower,and thensitdowntoorangejuiceandabowlofbreakfast
cerealbeforewatchingfromthedoorasDonleft
for work. Jacob often waited by the door and
watchedforhisdadwhenitwastimeforhimto
return.
Inordertohavemoretimewithhisfamily,Don
had
transferred
six
months
before
his
death
from the Pigeon Forge Wastewater Treatment
Plant to a first shift position at the Gatlinburg
facility. Don was a valued worker and was
encouraged by his supervisors to study for
advancementinthecompany.
Don lovedtheoutdoors.Hisfamilyhikedandcampedandtookfulladvantageoflivingsonear
theSmokies.Donalsohadapassionforbaseball,andplayedonhishighschoolteam.Hewasa
lifelongRedSoxfan,andpassedhis loveofthegamealongtohisfamily,boysandgirlsalike.
Often onsummerevenings the entire familywouldgo to abaseballgame together innearby
Seviervilleor
watch
one
on
TV.
In
his
last
years,
thanks
to
Ashley's
influence,
Don
had
become
anavidgolfer.
In their investigation of the accident federalOSHA wasbrought in toassessconditions at the
plant.TheyfoundnoproblemswithplantmanagementbyDonsemployer,butconcludedthat
thecatastrophiccollapseofthewallwasduetodefectsinthecontainmentbasin'sconcretewall
construction.Litigationisstillcontinuingaboutthosedefectsandwhoshouldbearresponsibility
fortheaccident. Anobviousquestion: WhatkindofscreeningprocessdoesGatlinburgand
other cities across Tennessee use to select the contractors who design and build facilities?
Could this disaster have been averted had greater attention been paid to the quality of the
contractorduringthebiddingprocessforthebasinconstruction?
Toaddtothetragedyofthebasincollapseinwhichtwoworkerslosttheirlives,anotherworker
diedwhiletryingtorepairthedamagedsite.Thesamequestionremains:WhatcouldtheCity
of Gatlinburg have done differently during the bidding process toensure greater attention to
safety and worker protection? These stories are a harrowing reminder of what can happen
whenpublictaxdollarsareawardedwithoutadequatelyscrutinizingcontractorsafetyrecords.
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KUBWastewater Treatment Plant. A third dramatic incident involving contractors hired to
carryout thepublicswork tookplaceatanotherwastewater facility, thisoneownedby the
Knoxville Utilities Board (KUB). Like the Gatlinburg case, this incident demonstrates the
importanceofresponsiblecontractingatalocallevel.Onthelastdayof2012,MichaelTallent
wasworkingforW&OConstructionCompany,acontractorforKUB.Hewaskilledbyaboltof
electricityfromapowerline(AP,January2013).
StatementsmadebyaTOSHArepresentativetotheKnoxvilleNewsSentinelintheweeksafter
theaccidentpaintedadisturbingpictureofW&OConstructionCompanyandraisedevenmore
questionsaboutwhetherthecontractorssafetyrecordhadbeenappropriatelyanalyzedbyKUB
priortoitsawardofthecontract.AccordingtotheTOSHArepresentative,recordsshowedthat
W & O Construction had been cited for safety violations 11 times since 2009. Even more
damning, the infractions were over issues involving protective equipment, protection of
potentiallydangerousmaterialor items,or trainingmattersaccording to theTOSHAofficial
(Balloch,KnoxvilleNews Sentinel, January 2013). Furtheranalysis shows thatmanyof these
citationshadbeenseriousinnature(OSHA,2013).
Withsomanydocumentedsafetyproblemsinvolvingequipmentandtraining,whywasW&O
ConstructionabletowinthecontractwithKUBinthefirstplace?
Conclusion. Wearenotabletodetermine fromthe informationpresentlyavailabletousthe
extentofother fatalities thatmayhaveoccurredonpublicworksprojectsduring theperiod
coveredby this report. Inmany cases the dataprovide only thenameof aworkers direct
employer, so there isno easyway to findoutwhethermoreof the construction companies
involved insomeofthe fatalitiesontheInMemoriam listwerealsoworkingoncontractto
governmententities. But thedeaths recountedabovearemore thanenoughtodemonstrate
the importanceofresponsiblecontractingprinciples ingovernmentprocurement,bidding,and
supervisionofthepublicswork.
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MICHAELTALLENTMichaelTallenthadturned27onlyamonthbeforetheaccidentthattookhis life.Michaelwas
working as a craneman's helper for W&O Construction Co. atthe Kuwahee Wastewater
TreatmentPlant,aKnoxvilleUtilitiesBoard facility on Neyland Dr. in Knoxville.on New Years
Eve,2012.
As
the
crew
began
to
move
aload
of
sheet
metal
pilings,
the
crane's
main
hoist
line
cameintocontactwithoverheadpowerlines,resultinginMichaelbeingstruckbyafatalboltof
electricity.
Michael left behind a sixyearold daughter,Kylie Sue, whose mother andMichael had been
separated forsometime.Forthe lastyearofhis lifeMichaelhadbeen livingwithhisparents
whilehelookedforwork.HehadbeenemployedbyW&OConstructionCo.forabouttwoand
ahalfmonthswhentheaccidentoccurred.Michaelwasasimpleman.Generousand friendly,
hewasahardworkerwhowaswelllikedbyhiscoworkers.He
was planning to train as a welder and lookedforward to
acareerintheconstructionindustry.Hecamefromatightknit
Knoxvillefamily; he enjoyed helping his parents raise younger
children andgrandchildren.Michael's father, Rocky Tallent,says his son was an avidfisherman.He also loved to
writepoetry, and he left behind him a great many poems,
which are aconsolation tohis family for this son they lost far
tooearly.
TheTOSHAinvestigationoftheaccidentthattookMichael's life
charged W&O Construction Co. with ten serious safety
violationsandfined itatotalof$24,000. Thesafetyviolations
includedallowinguntrainedandunqualifiedemployeestowork
asqualifiedcraneoperators,riggersandsignalpersons.TOSHA
investigators
concluded
that
all
ten
safety
violations
"were
specificallyassociatedwithMr.Tallent'sdeath."
Aftertheaccident, theKnoxvilleNewsSentinelreportedthatW&Ohadbeencited forTOSHA
violations 11 times since 2009. That history certainly raises questions as to what KUB knew
aboutW&O'sdeplorablesafety recordwhen itentered intoacontractwith thatcompany,or
whatitcouldhaveknownifithadlookedintothematter.
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ImmigrantandLatinoWorkers
Migration intoTennesseebypeople from LatinAmericahasbeenan importantdemographic
development for the state in recentdecades,although Latino residents (both immigrantand
nonimmigrant) still comprise only an estimated 3.9% of the population of the state (Kaiser
2011).Latinoworkersexperienceadisproportionatenumberoffatalitiesandseriousinjurieson
thejobinTennessee.Forinstance,intheyears2008through2011,between5.8%and7.5%ofalljobfatalitycaseswereHispanicworkers(Table8). Atleasthalfofthesedeathsoccurred in
thestatesconstructionindustry.
TABLE8.DeathsofHispanicWorkersinTennessee,20082011
Year
#FatalJob
Injuriesto
Hispanics
%ofAllJob
Fatalities
inTN
#ofHispanic
Construction
WorkerFatalities
2011 9 7.5% NA
2010 8 5.8% 6 2009 8 7.2% 4
2008 9 6.7% 6
Source:CFOI;NA=notyetavailable
Reasons for the disproportionate rate of injury and death suffered by Latino workers are
complex. BecauseTennessee isoneof thenationsnewdestinations,placeswhereLatinos
havebegunsettlinginsignificantnumbersonlyinrecentdecades,arelativelyhighproportionof
Latinos living inthestateare foreignborn. ImmigrantLatinosareoftenemployed inhighrisk
sectors like construction, demolition and agriculturewhere they are subject to greaterthan
normal hazards. Further, Latinos who are immigrants, and especially those without legal
immigration status, are particularly vulnerable to exploitation by unscrupulous employers.
Except in theunusual event that theyhave access to advocates, immigrantworkers are less
likely to know and exercise their legal rights to demand a safe workplace. Far too many
employershaveshowntheyarewillingtotakeadvantageofworkerswhoseimmigrationstatus
limitstheiroptionsandmakesthemfearfuloftakingaction(Bernhardtetal,2009).
Other factors that probably affect the disproportionate rate of illness and injury for Latino
workers include issuesof languageaccess. Manyemployershire immigrants,orcontractwith
companieswhoworkforceisheavilyimmigrant,butdonotadjusttheirordinaryroutinestotakeaccount of the new workforce. Without languageappropriate training and effective
communicationsystemsonthejob,injuriesanddeathsaremorelikelytooccur.
Thesetrendsaremanifestednotonly inthenumberssetoutabove,butalso inthestoriesof
individualworkerskilledduringtheperiodcoveredbythisreport. ThedeathsonTDOTbridge
projectsthatarereferencedatseveralpointsinthisreportprovideonesearingexample.Three
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outofthe fourmenkilledonthesebridgeprojectswereLatino immigrants. Inall fourcases
TOSHAfoundserioussafetyviolations.Lackofadequatetrainingwascitedintwoofthecases.
ABIMAELCONTRERASAbimael Contreras was 31 yearsoldon the dayhe slipped from abarge into60 feetof frigid
water inNickajack Lake in MarionCounty and was dragged tohis deathby aheavy toolbelt.This incident in March of 2012 brought to four the number of men killed on TDOT bridge
projects where the contractor Britton Bridge LLC was found responsible for serious safety
violationsrelatedtothelossoflife.
Originally from a small town called San
AndresTlalamacinAtlautla,Mexicowherehis
widowed father andseveral siblingsstill live,
AbimaelcametotheUnitedStateswhilestill
a teenager. In theyearssincehisarrival,he
stayedinclosetouchwithfamilymemberson
both sides of the border, but he had made
Tennesseevery
thoroughly
his
home.
AllhislifeAbimaelwasapersonwhomade
friendseasily,andotherpeoplewereoften
drawntohim.Hissisterswholiveandwork
inTennesseeandwhoseliveswereclosely
lacedwithhisdescribehowmanypeoplecametothefuneralhomeonthetwodayswhena
circleofbirthfamilyandfamilybymarriagereceivedfriendsthere.Theysaytherewasnoroom
forallthosewhocametopayrespects,includingfriends,fellowplayersfromhisbelovedsoccer
team,andcoworkersfromthedecadehehadspentaspartofaconstructioncrewonbridges
andotherjobs.ManyweremembersoftheLatinoimmigrantcommunitynearhishome,and
manyotherswerenativebornfriends.Abimaelwasequallycomfortableandconnectedinboth
communities.
Althoughhedidnotyethavebiologicalchildrenofhisown,Abimaelwasadevotedstepfather
to his wifes children. He will be sorely missed by this Tennessee family he left behind. His
Mexicanrelativesarealsodevastatedtolosethesonandbrothertheyhadnotseensinceheleft
homeinhisteens.
SomethingthatcauseshissistersspecialpainwhentheythinkaboutAbimaelsuntimelydeathis
thefactthathehadcomewithinafewmonthsofachievingalonghelddream. Heplannedto
leavehisemployerandgointobusinessonhisown.Foryearshehadbeensavingandplanning
forthedayhewouldopenhisown lawncarebusiness. Hissistershad longworriedabouthis
jobrequiringsuchheavyworkandaboutvariousways they felthisemployerdidnot treat its
workersfairly.
They
were
looking
forward
to
his
getting
out
from
under
all
that
and
beginning
tobuildhisandhisfamilysfuturemoreonhisownterms.
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ABIMAELCONTRERASAbimaelContrerastena31aosdeedadeldaquesecaydeunbarcoalaguafrade60pies
dehonduradelLagoNickajackenelcondadodeMarion,arrastradoalamuerteporelpesode
las herramientas que llevaba en su cintura. Este incidente que occuri en marzo de 2012
incrementacuatroelnmerodepersonasquesehanmuertoenproyectosdeconstruccinde
puentes auspiciados con fondos del Departamento de Transporte de Tennessee (TDOT) y
dirigidospor el contratista Britton Bridge LLC, y en los cuatro casos se ha determinado que
BrittonBridge LLCfue responsable de serias violaciones de seguridad que contribuyeron a la
prdidadeestasvidas.
Abimael proviene del pueblo San Andrs
Tlalamac del municipio Atlautla, Mxico,
dondetodavaradicansupadreenviudadoy
varioshermanos.AbimaelvinoalosEstados
Unidoscuandotena19aos.Durantetodos
estos aos siempre mantuvo relaciones
estrechasconmiembrosdesufamilia,tanto
enMxicocomoaesteladodelafrontera,y
considerabaaTennessee
como
su
hogar.
Toda su vidaAbimael era unapersona que
tenamuchos amigos, eramuy amigable, y
muchaspersonas se encariarondel. Sus
hermanas,queviveny trabajanenTennesseeyque loveanamenudo, tanentrelazadosque
eranen lavida cotidiana, relataronque losdosdasdelvelorio sufamiliadenacimiento y la
familiade su esposa recibieron tantaspersonasqueno caban en el lugar. Esas incluan sus
amigos, losjugadores de su querido equipo deftbol, y los trabajadores con quienes haba
compartidounadcadatrabajandoenpuentesyotrosproyectosdeconstruccin.Muchoseran
amigosde la comunidadde inmigrantes latinosquevivan cercade su casa,perovarioseran
amigosnacidosaquenlosEstadosUnidos.Abimaelsellevababiencontodosytenaamistades
delas
dos
comunidades.
Aunquenotenahijospropios,Abimaelfueunhombreatentoalosniosysededicaayudaren
lacrianzadeloshijosdesuesposaydesushermanas.SufamiliaenTennesseeloechademenos
tanto.YsufamiliaenMxico,devastados,porhaberperdidoaunhijoyhermanoquenohaba
podidoregresaravisitarlosdesdequesalidesupueblonatal.
Algo que le causamucho dolor a sus hermanas espensar que lamuerte deAbimael ocurri
cuandosololefaltabanunosmesespararealizarsusueodedejardetrabajarenconstrucciny
comenzarsupropionegocio.Poraosestuvoahorrandoyacumulandolamaquinarianecesaria
paracomenzarunnegociodecortarelpastoy mantener lasyardas. Sushermanasyatenan
muchos aos de estar preocupadas por el trabajo pesado de su hermano y las diferentes
manerasen
que
el
empleador
no
trataba
bien
asus
trabajadores.
Ellas
esperaban
ansiosamente
esemomentocuandoAbimaelibaapodersalirdetodoesoycomenzaracrearunfuturonuevo
paralyparasufamilia.
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Two other Latino construction workers fell to their deaths in 2012 on a site in Charleston,
Tennessee, outside of Chattanooga. There Wacker Chemie AG, a German multinational
chemicalmanufacturer, isbuildinga$2billionpolysiliconplant. HugoMendozaandRodrigo
MenaTrinidadwereemployedbyBakerConcrete,asubcontractoronthisgiantproject.They
were about six hours into their 4 pm to 2 am shift, working some 85 feet in the air on
scaffolding,whenthescaffoldcollapsedandtheybothfelltotheirdeaths.Asrecentlyreported
bylocalnewsmedia,TOSHAhasproposedfinesof$10,800againstBakerConcreteforfailuretoprovideworkerswithadequatetrainingandforfailuretoproperlysetup,testandsupportthe
specialscaffoldingsystemthatwasinuseonthesite.Thesamestoryreportedthatthreeofthe
employeesworkingonthesystemwerenewhires,andthesuperintendentoverthecrewhad
onlybegunworkingon thenight shift twoweeksprior to theaccident (Kalor,ClevelandDaily
Banner,2013).
It is unacceptable that we should run our states economy or should build and maintain its
infrastructureinawaythattakesunfairadvantageofaparticulargroupofpeoplewhohavefew
toolsat theirdisposal todefend their rightsor toalertauthorities todangerousconditionsat
theirplacesofwork.FederalOSHA,andthefederalDepartmentofLabormoregenerallyhave
begun in recentyears to recognize thewidespreadnatureof suchconditionsandhave taken
important steps to address the difficulty of enforcing labor standards in immigrantheavy
sectorsoftheeconomy.
Amongthesestepsaresignificantoutreachandeducationofemployeesandemployers,anda
greateremphasisonovercoming languagebarriers. But themeasuresadoptedalso reflecta
growing understanding by federal authorities of the need to offer protection to immigrant
workers who are willing to step forward and bring complaints. If workers are afraid that
deportationwillresultiftheyseektoimprovehealthandsafetyconditionsonthejob,fewwill
stepforward.Ifemployersareallowedtousethreatsofdeportationtokeeptheiremployeesin
line,thenabusesanddangerousconditionswillflourish.
Awareness of these dynamics has increasingly led federal immigration authorities to grant
immigrantwhistleblowersa specialvisawithworkauthorization,at least in certain situations
whereemployerabuseshavebeensevereenoughtoinvolvecriminalconduct.Theseprograms
are still quite limited, and not always well understood, but it is hoped that strengthened
versionsoftheseprogramswillbeincludedinfederalimmigrationreformifsuchreformsindeed
cometopass.Otherimportantelementstosuchareforminclude:apathwaytocitizenshipfor
most undocumented workers now in the country who are presently unable to adjust their
status;expandedaccesstoimmigrationreliefinthefutureforimmigrantworkerswhoseekto
improve their conditions of work and reduce dangerous conditions on the job; and moreaggressive enforcement of labor rights and labor standards for all workers immigrant and
nativebornalikeespeciallyforthoseinlowwageanddangerousoccupations.
Someof theseprotectionshavealreadybeenproposedordiscussed inCongress. Aprogram
proposedtoCongressin2011wouldprovideimportantimmigrationreliefforimmigrantwhistle
blowers (POWER Act, 2011), and a bipartisan proposal for immigration reform recently
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proposedbyagroupofeightU.S.SenatorsincludesthePOWERActandotherprovisionsaimed
atpreventingthecreationofasuperexploitableunderclass.
In the meantime, independently of immigration reform, concerns about intimidation and
retaliation against immigrant workers by employers who seek to use immigration law in
improperwayshavealsoledthefederalDepartmentsofLaborandHomelandSecuritytoenter
intoa seriesofagreements that seek to deconflict theirmissions. Theseagreementshave
begun to construct a firewallbetween the two armsof federalpolicy they represent: labor
standardsenforcementbyDOLontheonehand,and immigrationenforcementbyDHSonthe
other(SmithandCho,2013).
Unfortunately, the Tennessee General Assembly has begun to involve state agencies in the
enforcementof federal immigration law toan increasingdegree, and theyhave shown little
understandingof thesignificantproblems this involvementcancreate for theenforcementof
many different kinds of labor standards, but particularly for the enforcement of workplace
healthandsafetyrules. Tothecontrary,ratherthandeconflictingthesemissionsorbuildinga
firewallbetween laborenforcementand immigrationenforcement, theGeneralAssemblyhas
setthestageforeverincreasingconflictandentanglement.TheyhavetaskedtheDepartment
ofLaboritselfwiththeworkofenforcingnewprogramsthatrequireemployerstousesystems
thatare supposed todetectworkerswhodonothaveproperworkauthorization (Tennessee
PublicChapter436).Thisnewsetofresponsibilitiesfurtherdrivesawedgebetweenimmigrant
workers and the officials whose job is to protect them from workplace hazards. Such
developmentsmaketheworkofagencieslikeTOSHAsignificantlymoredifficult.
Manypartsofthestategovernmentcouldcontributetowardimprovingthissituationinvarious
ways.TheGeneralAssemblycouldpullbackitsillconsideredventureintofederalimmigration
enforcement. Itcould instructtheTennesseeDepartmentofLabortocreateastrong firewall
andcouldencourageittodomoretoprotectallworkers,includingimmigrants,fromdangeronthejob.
TOSHAitself,withsupportfromthelargerTennesseeDepartmentofLabor,shouldundertakea
seriousefforttounderstandandaddresstheproblem,includinganassessmentofthewaystheir
ownpracticesmaycontributetoit.Keystepsshouldinclude:
outreach to immigrantworkerswith informationaboutjobhazards, their rightsunderOSHA,andotherrightstowhichallworkersareentitled;
outreach toemployersabout the requirement thatsafety training foremployeeswithlimitedEnglishproficiencymustbeappropriatelydesignedanddelivered;
pointedtrainingandsupportforTOSHAinvestigatorstobetterassuretheeffectivenessofinvestigationsinimmigrantheavyworkplaces;
constructionofafirewallbetweenallactivitiesaimedatprotectionofworkplacehealthand safety and other activities of the Tennessee Department of Labor related to
enforcementofimmigrationlaw;and
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andasafeworkingenvironmenttotheseparticularlyvulnerableworkers.
Crucialtoanyeffortwillbethehiringandtrainingofbilingualinvestigativestaffwhoarefamiliar
with the realities of the immigrant workforce and with approaches and procedures that are
welldesignedtodealwiththoserealities.
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WorkplaceViolence
NumerousworkplacehomicidesoccurredinTennesseein2011and2012.Theseincluded:
Atleastfourlawenforcementorprivatesecurityworkerskilledbysuspects Onebusinessownershotbyanemployee Oneretailworkershotbyacustomer Principalstabbedtodeathbyastudent
Preventingworkplace violence is the focusof a growingnumberofpolicies and intervention
programs.
TheFBIsNationalCenterfortheAnalysisofViolentCrime(NCAVC)definesworkplaceviolence
broadlytoincludedomesticviolence,stalking,threats,harassment,bullying,emotionalabuse,
intimidation,andother formsofconductthatcreateanxiety, fear,andaclimateofdistrust in
theworkplace (Ragalaand Isaacs,2002). NCAVCscategorization scheme (Table9) iswidely
used.
TheNational Institute forOccupational Safety andHealth (NIOSH)produced its first report
addressingworkplaceviolence in1988. Thetopicpickedupmomentum in the1990s (NIOSH,2004).
FederalOSHAdidnt issue instructions for investigating incidents of workplace violenceuntil
2011,usingitsauthorityundertheGeneralDutyClauseoftheOSHAct(29USC654(a)(1);OSHA
2011) . TOSHAs EnforcementProceduresfor Investigating or InspectingWorkplaceViolence
becameeffectivein2012(TOSHA2012).
Employersarenotgenerallyheld liableundercivil law foractsofworkplaceviolence thatare
random occurrences, only those that are characteristic of an area of employment. Yet
employersmayfaceliabilityfornegligence,negligenceinhiringandretention,failuretowarn
potentialvictims,andfailuretorepudiateincidentsofworkplaceviolence(Barish2001).
TABLE9.NCAVCsCategoriesofWorkplaceViolence
TYPE DEFINITION RISKFACTORS EXAMPLES
1 Criminals,withnoconnectiontothe
workplace.Entertocommitrobbery
oranothercrime.
Nightwork
Isolatedsituations
Accesstomoney
Taxidrivers
Nightretailclerks
2 Directedatemployeesbycustomers,
clients,patients,studentsorothers
servedbyaninstitution
Interactwithrisky
individuals
Policeofficers
Mentalhealth
workers
Nurses3 Presentorformeremployee.Against
coworkers,supervisorsormanagers.
Basedonpersonalrelationships.
Soanyoneinanyjobmaybeatrisk4 Nonemployeehasapersonal
relationshipwithanemployee(e.g.,
abusivespouse)
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Type1incidentsarethefocusofOSHAsRecommendationsforWorkplaceViolencePrevention
Programs in LateNight Retail Establishments (OSHA 2009). Straightforward and easy to
understand, this voluntary guidancedocumentprovides recommendations thatare costand
timeeffective.
Types2,3and4 incidentsareaddressed in theTennesseeDepartmentofChildrensServices
documentWorkplaceViolencePreventionGuidelines. It coverswarning signsand risk factors,
types
of
forbidden
actions,
environmental
controls,
requirements
of
management,
reporting
procedures,prohibitionofweaponsbythedepartment,evaluationandthereferralofpossible
atriskindividuals(TDCS2011).
An epidemiologic study in North Carolina interviewed managers of establishments struck by
workplacehomicide6+months later to identifypreventiondevices that lowered theoddsof
homicide. Those measures which showed a reduction in risk were locked and secured
entrances,andthepresenceofatleastonesecuritydevice.Alarmstoalertauthoritieshadthe
largesteffect(Gurkaetal,2012).
Leading programs to stem workplace violence are based on regulations in New York and
Washington forpublicemployees (12NYCRR800.6)and latenight retailworkers (WAAdmin
Code296832300),respectively,andanOregonstatuteforhealthcare(ORH.B.2022,2007).
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Enforcement
TOSHA fines are too low to effectively deter employers frommaintaining unsafeworking
conditions.TOSHAimposedanaveragefineofjust$880.60foraseriousviolationonethat
presents thepotential for seriousbodilyharm toanemployee.Thiscompareswith$2,132.60
whenfederalOSHAissuesaseriouscitation.BoththefederalOSHActandTennesseestatelaw
limitmaximum fines to a low level ($7,000). In fiscal year2011,TOSHA fineswere reduced
28.9%onaverageinabureaucraticprocessthatconsiderstheemployersgoodfaithefforts,
amongotherfactors(FAMEReport,2011).
TOSHAisfarlesslikelytociteemployersforseriousviolationsoftheOSHActthanisfederal
OSHA.Just47%ofTOSHAcitationsareserious,comparedto73%forfederalOSHA.In2011
50%ofviolationsweredeemed other than seriousbyTOSHA compared to22%byFederal
OSHA.Otherthanseriousviolationscarrylowerpenalties(FAMEReport,2011).
FederalOSHAisseventimesmorelikelythanstateTOSHAtoissuewillfulcitations.Onlya
tiny fraction (0.1%) of violations were judged willful an intentional violation or plain
indifferencetothelaw(FAMEReport,2011).
Strongenforcementalsorequiresresources,andTOSHAneedsmoreadequatesupportifitis
tosucceed.TOSHAneedsmoreinvestigators,andmoreofthemshouldbebilingual.
FATHEROFTWOKILLEDINBUCKETTRUCK:$9,000FINECONTESTED
In the summerof2012,BruceLeeMarion (29), fatherof two,waskilledwhilehanging cable
fromabucket truck.A truckdrove through theworkareaandbecame caughton the cable,
causing thecable to fatallystrikeMarion. J&RCableofHuntsvillewas issued threeviolations:
nothavingapersontrainedinfirstaidonthecrew,nothavingaflaggerorothertrafficcontrol
deviceinthearea,andnotrequiringtheemployeetowearaharnessinthebuckettruck.AsaresultofthedeathJ&RCablewasfinedapproximately$9,000,whichtheyarenowcontesting.
Sources:www.wate.com/story(Channel6,Knoxville)Feb.13,2013andAugust22,2012.
AccessedApril7,2013.
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MICHAELWELLSOn Feb. 23, 2012, Michael Wells was working on a demolition crew at the Gatlinburg
Wastewater Treatment Plant. The crew was removing the remains of a huge concrete
containment basin that had collapsed catastrophically in April, 2011, killing two workers.
Michaelwascuttingrebar inatrenchwhentheearthenwallsofthetrenchgaveway.Hewas
struckandkilledbyfallingdebrisasthetrenchcollapsedonhim.Hewas57yearsold.
MichaelwasanativeofAsheville,N.C.andspenthisentire lifethere.Hewasa loving family
man.Marjorie,hiswife,hastwodaughters,CynthiaandRebecca,byapreviousmarriage.They
weretheappleofMichael'seyeandhealwaysreferredtothemas"hisdaughters."Asayoung
manMichaelhadservedintheU.S.Navy.HewasanactivememberofRiversideBaptistChurch
in Asheville. Marjorie said that Michael equally loved fishing and gospel music. Michael and
MarjorielovedtotravelaboutWesternCarolinaattendingauctions.
Peggy described her husband as a
generous, giving man. He had willed his
body to a medical school in the hope that
he could help others through medical
research.
Given the distance between Asheville and
Gatlinburg, Michael stayed overnight in
Gatlinburg during the work week. The
weeks before the accident had been
stressful ones in which Marjorie had
undergone surgery and been hospitalized.
Shehadbeen released from thehospital in
timeforthecoupletospendtheweekendbeforetheaccidentathometogether.OnMonday,
while family stayed with Marjorie, Michael returned to work in Gatlinburg. On Thursday
morning,before
he
left
for
work,
Michael
called
home
to
wish
Marjorie
abeautiful
day
and
to
tellherhelovedher.Itwasthelasttimeshewouldhearherhusband'svoice.
TOSHA investigators charged Michael's employer, Roberson Construction and Land
Development,Inc,ofEnka,N.C.,withthreeserioussafetyviolations,includingfailuretoprovide
aprotectivesystemtosafeguardagainstcollapseofthetrenchwalls.Thecompanywasfineda
totalof$7,200.
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Nomatterhowfarwehave comeas
asocietytheresstillsomepeople
whothinkworkersareexpendable
andthattheirlivesdontmatter.
-- David Uhlman, Prosecutor in The
Cyanide Canary (2004), a required
textbook for Public Health Law at ETSU
CRIMINALPROSECUTIONOFJOBFATALITIES
Legal Background. For a criminal conviction under Section17(e) of the OSHAct, or similar
sectionsofstateplans,prosecutorsmustdemonstratethat:(1)theemployerwillfullyviolateda
specific OSHA regulation; and (2) the employer's willful violation caused the death of an
employee.Theburdenofproofonprosecutorsisgreat,andthemaximumpenaltyemployersor
companiesfaceisonlyamisdemeanor($10,000fineand6monthsimprisonment).
Statistics. In the five years between 2003 and 2008, OSHA investigated 9,800 workplace
fatalities.Only237wereconsideredeligibleforreferraltotheU.S.DepartmentofJustice(DOJ).
OSHA referredjust 50 fatalities toDOJ with ten cases continuing on to criminalprosecution
(SenateHearing,2008).ProsecutorshavedeclinedtopursuethemajorityofOSHAcases.Asof
2008, only eight had resulted in prison sentences. (Criminal Prosecutions of Workplace
Fatalities, 2008). It is generally believed that DOJ
declinestoprosecute themajorityofcasesbecauseof
the misdemeanor status of the penalties (Barrett,
2011).
Tennessee. To date, no criminal prosecutions for
workplace fatality incidentshavebeenpursuedwithin
theStateofTennessee.Butcasesinneighboringstates
provide awindow into the kindsof facts that can get
prosecutorsattention.
GeorgiaCaseofMITTankWash,aSavannahtankcleaningcompany.CompanyownerRobert
Swinghad on previousoccasions receivedwarnings fromOSHA about theneed to purchase
proper safety equipment for his employees. Despite these warnings and the potential for
violations,Swingneverprocuredtheequipment.OnMay11,1993,anemployeeenteredatank
alone, without any safety equipment, and died from toxic vapors. After a two year
investigation,inJuneof1995SwingpledguiltytoawillfulviolationofOSHAsafetyregulations.
Hewassentencedtosixmonthsinjail,oneyearofprobation,andafineof$190,000.Thiscase
wastriedinGeorgiausingfederalOSHAregulationsbecauseGeorgiadidnothaveanOSHAstate
plan(CriminalProsecutionsofWorkplaceFatalities,2008).
SouthCarolinaCaseofSouthEastTowers,acommunications towercompany. Anemployee
fell 150 feet to his death while retrieving equipment from a communications tower in
Jacksonville,Florida. SmithandDennis, the twoowners,attempted tohide the fact that this
employeewasnotwearingpropersafetyequipmentwhenhefell. Bothpledguiltytoawillful
violation inApril 1997. Theywere sentenced to threemonths inprison, and together were
orderedtopayroughly$7,300fortheemployeesfuneral.ThiscasewastriedinSouthCarolina
usingstateplanregulations(CriminalProsecutionsofWorkplaceFatalities,2008).
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NeedforStrongerSafeguardsintheConductof
Investigations
Because of the fundamentally unequal power relationship between workers and employers,
workplacefatalitiesoftenpresentcircumstancesthatcancreateseriousproblemsbothfortheprotectionofworkersandfortheintegrityofinvestigations. Inaneconomywheregoodjobs
remainscarceinmanysectors,thesecurityofworkersandtheirfamiliesoftendependsontheir
stayinginanemployersgoodgraces.Somecallthispaycheckvulnerability. Especiallywhen
employees are not represented by a union, or when they have particular reasons such as
precariousimmigrationstatusthatmightmakethemmorethanordinarilyfearfulaboutraising
complaints,theymustthinklongandhardbeforetheydecidetobringaquestionabouthealth
andsafetytotheiremployerortotheauthorities,eveniftheyknowitistheirlegalrighttodo
so.
Goodinvestigatorsunderstandsuchdynamics,andtheyoftendowhattheycantoassurethatthey get to the truth of the matter at hand. But a close reading of several TOSHA fatality
investigationsrelatedtocasesdiscussed inthisstudysuggeststhat investigatorsneedperhaps
more training,anddefinitelymore support from theirsuperiorsand fromagencyprocedures,
before theywillbe able tomake sure they are in aposition to carryout investigationswell
designedtogetalltherelevantfacts.
In thosecaseswhere investigatorsdoagoodjobofdocumentingdetailsabout the courseof
their investigations,TOSHAsown files canprovidean importantwindowontoproblems that
mayoccur ifeffective safeguardsarenot inplaceand fully functioning. For instance,TOSHA
investigationreportsrevealthatinatleastthreeofthefourrecentfatalityinvestigationscarried
out by the agency after workers died on TDOT bridge projects, attorneys for the contractor
BrittonBridgeLLC,wereallowed to sit inon interviewswithemployeewitnesses.Theowner
himself was allowed to observe the interview in at least one of these investigations. (See
reports on TOSHA Inspections Number 315202093 (Ren Mendez), 315366112 (John
Womac),and316483965(AbimaelContreras)).
ToleratingthepresenceofsuchpartiesisdirectlycontrarytoTOSHAsownprotocols,aswellit
shouldbe. Thatmanualwiselyprovides that interviewsof employeeswillbe conducted in
private, and that TOSHA investigators are entitled to question such employees in private
regardless of employer preference. It further provides that Interference with [an
investigators] ability to conduct private interviews with employees includes attempts by
management officials or representatives to be present during interviews. (TOSHA Field
OperationsManual,2009,SectionVII.I.4,p.315.)
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The reasons forsucha ruleareboth importantandobvious. Confidentialityhelps toprevent
intimidationofwitnessesorretaliationagainstthem,aworthygoalformanyreasons.Butarule
like this protects more than the individual workers themselves. It operates to assure the
integrityandaccuracyoftheinvestigatorsfindings. Inacasewhereemployeesthemselvesare
notprotectedbyacollectivebargainingagreement,andwheretheyarenotrepresentedinthe
course of the TOSHA investigation by a union, by counsel of their own, or by any other
employee representative, the strict maintenance of such confidentiality rules is particularlyimportant. Employees in all four of the bridge death cases lacked such protection or
representation. In addition, Latino immigrant workers were involved as victims and/or
witnessesinallfourcasesaswell.
Despite these danger signs, TOSHA investigators somehow allowed this dangerous and
substandardpracticetogoforward.Insomecases,atanemployersorattorneysrequest,they
even postponed interviews until days after the fatality, thereby further compromising the
reliabilityofevidenceeventuallygathered.Inatleastonecase,thedecisiontoallowtheowner
and his attorneys to be present at employee interviews was explicitly approved by TOSHA
authoritiesinNashvillewhowereconsultedbytelephonefromthescene.
Situationslikethosedescribedaboveshouldnotbeallowedtodevelop.Noinvestigatorshould
feel any ambiguity about whether this was properprocedure; no investigator should be left
without ready tools to stop such interference; and no investigation should be allowed to
proceed to completion on the basis of findings made under such compromised and suspect
conditions.
Without strong rules, however, cases like these are likely to occur whenever employers are
aggressivelyrepresentedbycounselwhiletheirworkersdonothavetheassistanceofalawyer,
or an organization such as a union, worker center, or other worker rights group that couldcompetently and energetically represent them without a conflict of interest. Unfortunately,
thesearepreciselythecircumstances thatexistmoreoftenthannot inTennesseeworkplaces