Tennessee Workers: Dying for a Job 2013 Report

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    TENNESSEE

    WORKERS:DYINGFORAJOB

    AReportonWorkerFatalitiesinTennessee

    2011and2012

    InHonorofWorkersMemorialDay

    April28,2013

    Sponsoredby:

    BridgestoJustice InterfaithWorkerJusticeofEastTennessee IronworkersLocalUnion384 JobswithJusticeofEastTennessee

    KnoxvilleOakRidgeAreaCentralLaborCouncil,AFLCIO LaborersLocalUnion818

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    DonStorey44(withsonJacob).

    April5,2011.

    BuildingCollapse

    HowardHarless70.

    February8,2012.

    Fall

    MichaelTallent27.

    December31,2012.

    Electrocution

    AbimaelContreras31.

    March26,2012.

    Fall/Drowning

    LarryChubbs54.

    May8,2012.

    Fall/Machinery

    MichaelWells,57.

    February23,2012.

    TrenchCavein

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    ReportAuthors

    FranAnsleyisDistinguishedProfessorofLawEmeritus,UniversityofTennesseeCollegeofLaw

    GraduateStudentsinPublicHealthLawatETSUsCollegeofPublicHealthwroteissuebriefsthat

    provided the basis for major portions of the report. Doctoral students: Katie Callahan

    (Epidemiology), Chris Green (Environmental Health), Megan Housenick, Colleen Scott andChristianWilliams (CommunityandBehavioralHealth). Mastersstudents: KaylaFlowersand

    Colin Henning (Environmental Health). Additional assistance provided by Amy Poole

    (Epidemiology)andFranGaby(EnvironmentalHealth).Professor:KenSilver

    DavidLingeisProfessorofReligiousStudiesEmeritusattheUniversityofTennesseeinKnoxville

    RobertWoodsisaStrategicResearcherwiththeLaborersInternationalUnionofNorthAmerica

    AbouttheSponsoringOrganizations

    Bridges to Justice isaworkerandcommunityalliance fighting to improvesafetyandworking

    conditions for the men and women who build Tennessees bridges and other public

    infrastructure. The foundingmembers Jobswith Justice of East Tennessee, IronWorkers

    Local 384, Interfaith Worker Justice of East Tennessee, and Laborers Local 818 share a

    commitmenttoworkersafetyandthewiseuseofpublicfunds,andabeliefthatregardlessof

    race,genderorimmigrationstatus,allworkershavearighttoasafeworkingenvironmentand

    dignityonthejob.

    InterfaithWorker JusticeofEastTennessee isanational coalitionof faith communities that

    advocatesforthewellbeingofallworkingpeople.

    Ironworkers Local Union 384 is an affiliate local of the International Association of Bridge,

    Structural, Ornamental and Reinforcing Iron Workers. Local 384 represents workers who

    specialize inheavy rigging, structural and reinforcing steel,welding, andbridge construction.

    Local 384hasplayed amajorpart in the constructionofmany iconic structures inKnoxville

    includingWorldsFairPark,theSunSphere,theCityCountyBuilding,andbothBankTowerson

    GayStreet.

    Jobs with Justice of East Tennessee is a coalition of faithbased and communitybased

    organizations, labor unions, and individuals committed to social and economic justice for

    workingpeopleandtheirfamiliesinEastTennessee.

    TheKnoxvilleOakRidgeAreaCentralLaborCouncil,AFLCIO, isanumbrellaorganization for

    localunionsrepresentingworkers indifferent industriesacross13counties inEastTennessee.

    Its mission is to improve the lives of working families, bringing economic justice to the

    workplaceand socialjustice to the stateandnation. Formanyyears theCLChas sponsored

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    observancesofWorkersMemorialDay,often incooperationwith InterfaithWorker Justiceof

    EastTennessee.

    Laborers LocalUnion 818 is an affiliate local of the Laborers International Union of North

    America.Asaconstructionunion,Local818representsconstructionworkers,radiologyworkers,

    hazardous waste workers, asbestos abatement workers and ground/maintenance workers.

    Local818hasbeeninvolvedinprojectswiththeDepartmentofEnergy,DepartmentofDefenseand the Tennessee Valley Authority (TVA). The Local has been a significant contribution to

    projects suchas theSpallationNeutronSourceat theOakRidgeNationalLaboratoryand the

    UraniumstoragefacilityattheY12securitycomplex.

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    Dedication

    This report is dedicated to all the working men and women in Tennessee both known and

    unknowntouswhodiedonthejobin2011and2012.

    Inparticularwearemindfuloffourmenwhohaverecentlydiedonbridgeprojectsinthestate.

    Their fourneedlessdeathsbroughtdramaticattentiontotheproblemofsafetyonTennessee

    publicworksprojects,andinspiredtheformationofthecoalitionthatisoneofthesponsorsof

    thisreport.

    Oneofthemen,RenMendez,diedinMemphisinNovemberof2010onabridgeovertheWolf

    River. TheotherthreeworkersJohnWomacandSolnEstradaJimenez,killedontheHenley

    StreetBridge in Knoxville in 2011, and Abimael Contreras, killed on the Highway 41 Bridge in

    MarionCountyin2012alllosttheirlivesduringtheperiodcoveredbythisreport.

    Ourhope is that this report,and the largerefforts forworkplacesafety,willserveasa fitting

    tributeandmemorial.

    HenleyStreet

    Bridge

    project

    under

    construction

    DowntownKnoxville,TN

    January19th2013

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    TableofContents

    Introductionpage5

    ExecutiveSummarypage6

    InMemoriam:WorkersWhoDiedontheJobinTennesseein2011and2012page7

    Statisticspage9

    Fatalitiespage9

    InjuriesandIllnessespage18

    UnnecessaryDeathsonPublicWorksProjectspage22

    ImmigrantandLatinoWorkerspage28

    WorkplaceViolencepage34

    Enforcementpage36

    NeedforStrongerSafeguardsintheConductofInvestigationspage39

    DataLimitationspage42

    Recommendationspage44

    Referencespage48

    AdditionalResourcespage52

    Nodatawithout

    StoriesNostorieswithoutdata.

    Popularsayingofruralpublic

    healthleaders

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    Introduction

    ForyearspeoplehavebeencomingtogetherinlateAprilincitiesacrossTennesseetoobserve

    Workers Memorial Day, honoring and remembering workers who have died fromworkplace

    injuryanddisease. This report, the firstof itskind inour state, isdesigned to support these

    observancesin2013.ItsaimistousethemomentofWorkersMemorialDaytobringtogether

    both hard numbers and human stories that can shed additional light on the very serious

    problemofworkplacehealthandsafetyinTennessee.

    Thenumbersreportedhere,andthehumantragediesdescribed,demonstratewithgreatforce

    thatworkers inour statecontinue todieofworkrelated injuriesand illnessesatanalarming

    rate. Theyalso revealcontinuingchallenges facedbyagencieschargedwithenforcinghealth

    andsafety lawsandmandatingbetterpractices in theworkplace,agencies liketheTennessee

    OccupationalSafetyandHealthAdministration(TOSHA).TOSHAisastateplancreatedbythe

    TennesseeGeneralAssemblyunderthepartofthefederalOSHActthatgivesstatestheoption

    toenforcehealthand safety standards,as longas theyareequal toor stronger than federal

    OSHAs.

    Themostsoberingthingaboutboththestatisticsandthestories isthatdeathsonthejobare

    largely preventable. The overwhelming majority of the workers whose names youwill read

    belowdidnothavetodie.Wehopethisreportandthemanyeffortsbyworkersthemselves,by

    labor unions, worker centers, occupational health and safety professionals, responsible

    employers,publicofficials,andotherconcerned individuals,willhelp tobring thesenumbers

    down in future years. But serious changes are necessary for that to happen. This report

    proposessomeofthesechanges.

    Wewould

    like

    toacknowledge

    those

    who

    provided

    guidance

    orinformation

    used

    inthis

    report.

    Among themare the familiesof severalworkerswhose storiesappearbelow. The trustand

    generosity of family members who agreed to talk with us and share knowledge about their

    lovedoneshasbeenremarkable.

    Graduate students in Dr. Silvers Public Health Law class at ETSUs College of Public Health

    provided invaluable research and writing on specific topics covered in this report. Other

    contributors include theNationalCouncil forOccupationalSafetyandHealth,UnitedSupport

    andMemorial forWorkplaceFatalities,groupsofoccupationalhealthandsafetyadvocates in

    California, Massachusetts and North Carolina who shared with us their own reports on

    occupationalfatalitiesintheirstates,andanumberofindividualsafetyandhealthprofessionals.

    WearegratefultoKnoxvilleMayorMadelineRogeroandKnoxCountyMayorTimBurchettfor

    thejointproclamation in2012thatmarked the firstofficial recognitionofWorkersMemorial

    DayinEastTennessee.Wealsowanttopubliclythankalltheinspectorsandothergovernment

    employees who work each day to see that health and safety laws are observed, thereby

    upholding the basic human right to a safe place to work.

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    ExecutiveSummary

    InMemoriam. FederalOSHAandthestateWorkersCompensationDivisionoftheTennessee

    Departmentof LaborandWorkforceDevelopmentkeepdifferentkindsof fatality records for

    Tennessee.Theyrecorded165deathsofworkersonthejobinTennessee2011and2012.Itis

    likelythiscombinedlistfailstocapturethetrueextentoftheproblem

    What theNumbers TellUs: Fatalities. The transportation, construction and manufacturing

    sectorstogetheraccountedformorethanhalfofthedeaths. DeathratesinagricultureforTN

    aredoubleU.S.rates.OverallfatalityratesinTennesseeareabout39%higher.Deathsdueto

    contact with objects or equipment are consistently elevated. Tennessees overall health

    rankingamong50stateshasnotchangedoverthelast21years,butitsrankingonoccupational

    fatalitieshassignificantlydeteriorated.Inadditiontoseveraldeathsofworkersonpublicworks

    projects (seebelow),aseriesof flash firesandexplosionsatan ironmetalplant inGallatin in

    2011killedfiveandinjuredthree. InjuryandIllnessratesareconsistentlyhigherinTennessee

    than the U.S.. Specific sectors with higher rates include utilities, construction, mining,

    manufacturing,andhospitals.Totaloccupationalillnessesarehigher.Byoneestimate5,600to7,200casesofreportablecasesofoccupationalillnessoccureachyearinTennessee.

    PublicWorks. Four bridge construction workers were killed between November 2010 and

    March 2012 on projects for which the Tennessee Department of Transportation (TDOT) had

    contracted with Britton Bridge LLC or a closely affiliated company. The agencys screening

    process fails to weed out unsafe contractors. Two Gatlinburg workers were killed when a

    treatmentplantcollapsedinApril2011,followedinFebruary2012bythedeathofaworkeron

    thedemolition. Anothercontractorsemployeewaskilleddoingwork fortheKnoxvilleUtility

    Board.TOSHApenaltieshavebeenpaltry.

    ImmigrantandLatinoWorkers.Hispanicworkersaccount foradisproportionate shareofjob

    fatalities,andimmigrantworkersareemployedintosomeofTennesseesmostdangerousand

    dirtyjobs.Precariousstatusmakessomeespeciallyvulnerable.

    Enforcement.TOSHAfinesaretoolowtoeffectivelydeteremployersfrommaintainingunsafe

    workingconditions.IssuanceofseriousandwillfulcitationsislowerthanfederalOSHAs.

    Safeguards in the Conduct of Investigations. Good investigators know about the unequal

    powerrelationshipbetweenworkersandemployersandtheseriousproblemsitcreatesforthe

    integrity of investigations. Employee witnesses in workplace fatality investigations must be

    protected

    from

    undue

    influence,

    intimidation,

    or

    retaliation.

    TOSHAs

    formal

    procedures

    recognizethisprinciple,buttheagencyfailstoconsistentlyhonoritinpractice.

    Recommendations,seventeeninall,aredirectedatthefederal,stateandlocalgovernment,as

    wellasemployers.

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    InMemoriam

    WorkersWhoDiedontheJobinTennesseein2011and2012

    ListedbelowarethenamesandagesofpeopleinTennesseewhodiedonthejobin2011and

    2012.Becauseoflimitationsoftheinformationsourcesavailableinearly2013,several

    recordeddeathsdidnothavenamesavailable.Thesearelistedattheend,withthedateof

    deathandtheindividualstownandcounty.ImprovementsinstateandfederalpoliciestofollowuponfatalitieswillhopefullyreducethenumberofsuchNameUnknowncasesin

    futuresyearsWorkersMemorialDayreports.Inaddition,nationalstatisticsimplythatfor

    everyacutefatalitytentimesasmanypeopledieofoccupationaldiseases.Mostofthosecases

    gounrecorded.

    ChristopherAnderson

    RonaldArledge,50

    BeverlyArmstrong,48

    ShawnAustin,28

    ClevelandBalentine,83

    Jimmie Banks

    BrianBarron,28 WilliamBates

    DanBaxter,46

    MarkBeard

    RichardBeller

    DionicioBeltran,40

    StevenBinkley

    JohnBosch

    DarrenBoswell

    CraigBowman

    RalphBraden,58

    JerryBuford,43

    WalterBurkinsJr,41

    CarmenBurnette

    AnthonyButler,44

    CurtisCalhoun

    WilliamCaudill

    JamesChapin,51

    LarryChubbs,54

    RobertCline

    Dennis Clow,60

    MonicaClow,57

    DanielCoffman

    DannyCollins,35 GeneCollins

    RandyCollins,36

    ChrisCollinsworth,30s

    AbimaelContreras,31

    Bobby Cooper

    VernonCorley,32

    JamesCrittenden

    RussellCulver,45

    BlakeCunningham,70

    WilliamDabney

    Harold Dalton,54

    MichaelDalton

    CharlesDancerJimmie Daniels,61

    GeorgeDavis,69

    MurrayDavis,Jr.34

    PamelaDesanto,45

    Dennis Dickey,53

    JanetDiffee

    KeinoDouglas,33

    HuletDucker,74

    LarryDunnivant,58

    Ronald Elkins

    EdwardElphee,50

    JohnEslinger,53

    SolinEstradaJimenez,50

    KeithFields,55

    KennyFox,39

    DarrellFranklin,48

    KeithFrierson,44

    RichardGilford,40

    Grady Givens

    DaleGourley,37

    HaroldGraham,59

    BradleyGreen

    KeithGunn,47TerrellHampton,52

    HowardHarless,70

    MichaelHarris,60

    CharlesHayes,28

    JohnnyHendricks,57

    JoseG.Hernandez

    LouisHernandez,35

    MarcosHernandez

    SamuelHobbs

    JoanneHoward

    EricHulsey

    DavidIngle,56

    RenardoJackson StephanieJames,33

    EricaJarrett

    Joseph Johnson,61

    NathanJohnson,31

    Jeffrey Jordan

    JamesKeith,57

    TomKerley,47

    KennethKilgore

    GaryKroll

    MartoviaLang

    DaytonLauderdale,26

    Sandra Layne

    SteffanieLeonard,29

    RichardLester

    DarrellLivingston,51

    GeorgeLong,60

    VernonLowrance,60

    WalterLuther,Jr.47

    BruceLeeMarion,29

    DennisMattern,59

    GaryMcCloud

    GregMcKnight,50

    IsaacMeeks,34HugoMendoza,45

    ChristopherMidgett

    DebraMoon,57

    CharlesMorgan,54

    ThomasMyers

    JerryNance,67

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    BradleyNicley,38

    RobertNowickiJr,49

    WilbertPaige,61

    DouglasPalmer,57

    TeganPapageorge,26

    TerryParnell

    JeremyPerkins,33

    JuniorPetersMichaelPeterson,50

    RickeyPhillips,59

    MaryProvince,57

    PhillipPruett

    StanleyPruitt,54

    AnthonyRahming,48

    ClarkRicardo

    JerryRoach

    JohnRoberts,41

    KenedyRojas,42

    MaryRoss

    TerryRoss,55

    WileySherburne,42

    JeffreySherrill,44

    CliffShipley,58

    JoleneSmith

    LarrySnellings,58

    RobertSolomon,52

    DonaldStorey,44

    MichaelTallent,27

    JoeyTaylor,36

    TimThomas

    ReginaldThompson

    DanielTittle,50

    AustinTorres RodrigoTrinidadMena

    FredTuttle

    CharlesUlery,37

    JamesViolet

    PaulWachob,53

    FreddieWalkerJr

    WilliamWalker,58

    AndyWall,36

    TimothyWarren,39

    MichaelWells,57

    AaronWilkerson,45

    JamesWilliams,52

    RichardWilson

    JohnWomac,33

    KennethWooden

    StevenWright

    SuzetteYork,49

    NameUnknown

    3/6/2012Memphis

    Shelby

    NameUnknown

    2/9/2012Memphis

    Shelby

    NameUnknown

    2/9/2012Kingsport

    Sullivan

    NameUnknown

    9/11/2012Mt.Juliet

    Wilson

    NameUnknown

    8/21/2012Decherd

    Franklin

    NameUnknown

    1/27/2012Cookeville

    Putnam

    Wesincerelyapologizeifyourcoworker,employeeorlovedonewas

    omittedfromthislist,afterdyingatworkin2011or2012,orifotherdetails

    areinerror.Thislistisbasedontheonlyinformationobtainablefromtwogovernmentagencies,intimeforthisreport.

    Pleasehelpuscorrectthepublicrecord.Sendaccurateinformationto:

    [email protected]

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    Statistics

    arepeoplewiththetearswipedaway.Dr.I.J.Selikoff(19151992)Dr.Asbestos

    WHAT

    THE

    NUMBERS

    TELL

    US:

    FATALITIES

    INTRODUCTION.Rememberthatthesenumbersrepresentpeoplewhowenttoworkandnever

    returnedhome.They lost their livesonthejob,oftendue tothedutiesof theiremployment.

    Thepurposeofenumerating(orcounting)andanalyzingtheavailablecasedataforworkplace

    fatalitiesistoshowaspectsoftheemployeedeathstheirtypeofwork,wheretheyworkedin

    Tennessee,andthesituationsinwhichtheydied.Itsawaytoconnectandrelatetothepeople

    who lost their lives, instead of considering them a number. Also, Tennessee government,

    employers,workers,unions,safetyprofessionals,andfamiliesmaygainabetterunderstanding

    of aspects ofjob safety and health that need improvement through stronger, more focused

    preventiveefforts.

    DATASOURCES.

    Lists

    of

    fatalities

    in

    2011

    and

    2012

    were

    obtained

    from

    two

    different

    government sources: 1) federal OSHA and 2) the Tennessee Department of Labor and

    Workforce Developments Workers Compensation Division. Combining the lists produced a

    compilationof94workplacefatalitiesfor2011and71fatalitiesfor2012.Yetthe2011totalof

    94 is still fewer than the final summary reporting of 120 fatalities from the Bureau of Labor

    Statisticswebsitefor2011(Table1).2012dataforTennesseearenotyetavailablethroughthe

    Bureau of Labor Statistics website. Even the combined lists are unlikely to capture the full

    extentoftheproblem.(SeethesectiononDataLimitations).

    05

    10152025303540

    3937

    24

    1712 10 11

    72

    51

    Figure1.TNWorkplaceFatalitiesby

    Industry,20112012(N=165)

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    TABLE1.FATALITYRATESINTENNESSEEANDU.S.2008TO2010

    Total

    Fatalities

    TN

    Rate*

    National

    Rate

    TN%above

    national

    average

    2011 120

    2010 138 5.4 3.6 50%

    2009 111 4.5 3.5 29%2008 135 5.1 3.7 38%

    4yrtotal 504

    3yrAveragerate 5.0 3.6 39%

    *Per100,000FullTimeEquivalentworkers(hoursbasedrate)Source:CFOI

    DEATHSBYINDUSTRY. Theindustrialsectorswiththe largestnumbersofreportedworkplace

    fatalities in 2011 were transportation, construction, manufacturing, service, and

    security/enforcement.In2011,FederalExpressCorporationcontributedfiveworkplacefatalities

    inthetransportationsector.Thefoursectorswiththelargestnumbersofdeathswerethesamein2012;agriculture/forestrywasinfifthplace.Thefinance/insuranceindustryreportedfatalities

    in2011butdidnotreportanyfor2012.Miningreportedaworkplacefatalityin2012,butnone

    in2011.

    DatafromtheBureauofLaborStatisticsCensusofFatalOccupationalInjuriesismadeavailable

    tothepublicwithatimelagofabouttwoyears.Therefore,ratesoffataloccupationalinjuries

    arenotyetavailablefor2011and2012.However,apartialanalysisofratesoffatalitiesintwo

    industrial sectors, constructionandagriculture for20082010, show thatTennessee routinely

    exceedstheU.S.rate,sometimesbymorethan100% (Tables2and3). This isnotthecase in

    neighboring Virginia. Like Tennessee, Virginia runs its own state plan to enforce OSHA

    standards.

    TABLE2.FATALITYRATESFORCONSTRUCTION(PER100,000FULLTIMEWORKERS)

    TN VA National

    2010 19.0 5.9 11.8

    2009 10.9 8.0 12.4

    2008 12.5 9.2 11.8

    Source:CensusofFatalOccupationalInjuries(CFOI)

    TABLE3.FATALITYRATESFORAGRICULTURE,FORESTRY,FISHING(PER100,000FULLTIMEWORKERS)

    TN VA National NOTE

    2010 55.5 22.6 27.0

    TN>2timesU.S.2009 53.2 29.8 25.8

    2008 68.3 39.1 28.4

    Source:CFOI

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    INCIDENTTYPE. Understandingthecausesofworkerfatalitiescanhelpwiththedevelopment

    of effective strategies for preventing future deaths. Many different causes led to workplace

    fatalitiesin2011and2012,suchasimpropersafeguards,orthehazardsofaparticularjob.The

    leadingcauseofworkplacefatalitiesinboth2011and2012wasmotorvehicleaccidents.Thisis

    consistent with the transportation industrys top rank for the number of workplace fatalities

    (Figure2). Fourof theworkplace fatalitiesunder theburnedcategorywere from thesame

    corporation,whichhadthreedifferentfire/explosionincidentsin2011(SeeKillerCombustible

    Dustsidebar).

    A

    large

    number

    of

    fatalities

    were

    listed

    as

    Unknown

    or

    without

    acause

    of

    death.Naturalcauseofdeath,typicallyaheartattackoccurringatwork,alsoaccountsformany

    workplacefatalities.Theavailableinformationdidnotallowtheworkrelatednessofeachcase

    tobeassessedreliably,sowehavenotexcludedheartattackcasesinnumbersreportedhere.

    HOWARDHARLESSHowardHarlessworkedasacrewleaderforRon'sMillwrightService.OnthemorningofFeb.8,

    2012,HarlessandhiscrewwererepairingthemetalroofoftheFiveRivers IndustrialComplex

    on Snapps Ferry Rd. in Greeneville. As the crew was getting into position to move a 40 foot

    roofing

    panel,

    Harless

    stepped

    on

    an

    unsecured

    end

    of

    a

    panel,

    which

    gave

    way

    under

    his

    weight.Hefell23feettohisdeath.Harlesswas70yearsold.

    Born in Rogersville, Howard learned the millwright trade as a

    youngmanandpracticed itthroughouthisadult life.Formany

    yearsheownedhisownmillwrightbusiness.In2004hesoldhis

    businessandretiredtocareforhisdaughter,Pamela,whowas

    illwithcancer.WhenPameladiedHowardresumedworkingat

    the trade he loved. "He was a caring and compassionate

    individualwhowoulddoanythingforothers,"saidacoworker

    atthesceneoftheaccident."Wearecompletelydevastated."

    Howardwas

    afamily

    man.

    He

    and

    his

    wife,

    Peggy,

    raised

    two

    daughters and a son. He was active in his church, Highpoint

    BaptistChurch inMeadowview,Va.,whereheregularlytaughtSundaySchool. Howardserved

    intheU.S.ArmyinGermanyaftergraduatingfromhighschool.

    Alwaysactive,Howardlovedtoworkwithhishands.Hecouldbuildanything.Peggyhasseveral

    dogs.ShesaidsheaskedHowardtobuildthemahouse.Muchtohersurprise,hebuiltthema

    realhouse,withminiaturelivingroom,bedroom,airconditioning,etc.!Howardwasadevoted

    gardener.HeandPeggygrewandcannedmuchofthefoodthatgotthemthroughtheyear.

    Helovedtohuntandfish.HeownedafarmintheRogersvilleareawhichheusedasacampfor

    huntingin

    the

    fall

    and

    fishing

    in

    Cherokee

    Lake

    throughout

    the

    year.

    TOSHA investigatorsfoundsixserioussafetyviolationsattheworksite, includingfailuretouse

    safetybeltsand lanyardstopreventfalls,andnotprovidingcoverstoroofholesandopenings

    adequatetosupporttheweightofworkers,equipmentandmaterials.Ron'sMillwrightService

    wasfinedatotalof$14,800fortheviolations.

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    TRENDS OVER TIME. Tennessees overalljob fatality rate has remained constant in recent

    years, about 5.0 per 100,000 workers. This compares to 3.6 for the U.S. as a whole in 2011

    (Table 1). So the states rate is 29% to 50% higher than the national rate. Transportation

    accidentsareconsistentlytheleadingcauseofdeathonthejobinTennessee(Table4),with39

    suchfatalitiesoccurringin2011(thelatestyearforwhichBLSdataareavailable). Thesecond

    most frequent cause of death on thejob in Tennessee is accidents involving contact with

    objects

    or

    equipment

    (Table

    4).

    Consistently,

    a

    greater

    proportion

    of

    all

    job

    related

    deaths

    in

    Tennessee isattributabletocontactwithobjectsorequipment,comparedtoratesfortheU.S.

    asawhole(Table5).

    TABLE4.CAUSESOFDEATH,WORKERFATALITIESINTN,20082011

    Year Total Contact

    with

    Objects

    Falls Harmful

    Substanceor

    Environment

    Transport Fireor

    Explosion

    Violence*

    2011 120 24 15 5 39 10 26

    2010 138 31 21 13 51 5 15

    2009

    111

    24

    12 6 48 3

    182008 135 27 24 6 52 4 22

    Total 504 106 72 30 190 22 81

    Source:CFOIannualreports(http://www.bls.gov/iif/oshwc/cfoi/tgs/2011/iiffw37.htm)

    *Beginning2011thiscategoryincludesanimalrelatedinjuries.

    MotorVehicle

    Accident

    18%

    NaturalCauses

    18%

    UnknownCause

    12%Buried/Crushed

    13%

    Burned

    10%

    Gunshot

    6%

    StruckbyVehicle

    8%

    Fall

    7%

    Occupational

    Exposure4%

    Electrocuted1%

    Stabbed1%

    Suffocated/

    Drowned2%

    Figure2.TNWorkplaceFatalitiesbyIncident

    Type,20112012(N=165)

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    TABLE5.DEATHSDUETOCONTACTWITHOBJECTSOREQUIPMENT

    ARECONSISTENTLYHIGHERINTENNESSEECOMPAREDTOUNITEDSTATES

    TENNESSEE UNITEDSTATES

    #OFFATALITIES:

    CONTACTWITH

    OBJECTSOR

    EQUIPMENT

    %OFTOTAL

    FATALITIES

    #OFFATALITIES:

    CONTACTWITH

    OBJECTSOR

    EQUIPMENT

    %OFTOTAL

    FATALITIES

    2011 24 20% 708 15%

    2010 31 22% 738 16%

    2009 24 22% 741 16%

    2008 27 20% 937 18%

    LarryChubbs

    Larry

    Chubbs

    worked

    at

    TAG

    Manufacturing

    in

    Chattanooga,

    a

    company

    that

    makes

    metalcomponentsoflargeconstructionequipment.OnMay8,2012Larrywasoperatingablasting

    machinethatcleansanddescales largesteelparts. He losthis lifewhenanunsecuredfloor

    panelofacatwalkgavewayandhe fell intothemachine'smovingparts. TheChattanooga

    Times Free Press reported that "When workers found Chubbs' body in the machine, they

    foundthepanelfromthecatwalkwithhim."Hewas54yearsold.

    Asoftspoken,handsomeman,LarryChubbswasborn

    in Chattanooga and spent his entire life there. Larry

    and Annette, his former wife, raised two children,

    Frederick and Kimberly, both grown and living with

    their families in Chattanooga. He was friendly and

    caring

    thekind

    of

    man

    that

    people

    turned

    to

    for

    help.

    In an outpouring of sympathy and grief, Larry's co

    workers at TAG Manufacturing raised money to help

    his family in the aftermath of his death. Larry was a

    longtime member of Union Hill Baptist Church in

    Chattanooga.

    AnnetteandKimberlywerequicktoidentifyLarryasan

    athlete.He lovedbasketballandbaseball,playedboth

    sportsonschool teamsatCityHigh,andcontinued to

    play throughout his life. Kimberly remembers all the

    timesLarry

    took

    his

    granddaughter

    Shawnquell

    to

    the

    park

    to

    play

    baseball.

    Inspired

    by

    her

    grandfather,ShawnquellhopestoplaybasketballfortheLadyVols.

    TOSHAfinedTAGMfg.atotalof$15,850forsixserioussafetyviolations,includingfailureto

    secure the catwalk floorpanels, and six "nonserious"violations. Ironically, Larry's body was

    discoveredbycoworkerswhocame lookingforhimwhenhe failedtoshowupforasafety

    meeting.

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    TNWORKERSLEFTBEHIND?EachyeartheUnitedHealthFoundationranksthe50states(plus

    theDistrictofColumbia)onoverallhealth status (Erwinetal,2011). Highlypublicized in the

    newsmedia,theserankingsarebasedonacompositeof24measuresofhealthdeterminants

    andoutcomes.Oneoftheseisoccupationalfatalities.InFigure3,Tennesseesoverallhealth

    rankamongthe50statesdoesnotshowastatisticallysignificantchangeoverthetimeperiodof

    1992 to 2012. Meanwhile, over this 21 year time period the states rank for occupational

    fatalitiesdeterioratedsignificantly.

    Inessence,workinginTennesseehasbecomemoredeadly,compared to other states, at a time when the states overall health ranking hasnt changed

    much. Recently, the trend forjob fatalities isastrikingmirror imageof improvements in the

    statesoverallrankingthatbeganaround2008(shadedbox,Figure3).

    FIGURE3.TENNESSEESOCCUPATIONALFATALITYVS.OVERALL50STATEHEALTHRANK

    Usinglinearregressionanalysis,p=0.48andp

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    BY COUNTY. Most workplace fatalities occurred close to cities, where there are larger

    populationsandmoreworkplaces.In2011,36.8%ofallworkplacefatalitiesoccurredinornear

    Memphis, Nashville, Knoxville, and Chattanooga. In 2012, 31.4% of all workplace fatalities

    occurred inornear thesemajor cities (representedbyShelby,Davidson,Knox,andHamilton

    counties). The large number of workplace fatalities in Putnam County is from one

    manufacturingcompanythathadmultipleflashfiresresultinginfivefatalitiesduetoburning.

    Recently,the

    Nashville

    Davidson

    County

    Murfreesboro

    metropolitan

    statistical

    area

    earned

    the

    dubiousdistinctionofbeingrankedtenthonthelistofthedeadliestcitiestoworkin(Walters

    2013).

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    Legend1-2 Fatalities

    3-5 Fatalities

    10-11 Fatalities

    32 Fatalities

    Britton Bridge Jobsite

    Fatalities (2011-2012)

    Hoeganaes FacilityFires/Explosions, Gallatin,

    TN (2011)

    Figure4.Numberofjobfatalitiesbycounty,20112012.

    FlagsshowdeathsatHoeganaesfacility(Gallatin,TN)and

    fourBrittonBridgejobsites.

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    KILLERCOMBUSTIBLEDUSTFIRESANDEXPLOSIONSINGALLATINTheHoeganaesCorporationinGallatin,TNwasthesiteofthreeflashfiresinearly2011.Three

    employees survived their injuries, but five died of severe burns days or months later.

    Hoeganaessuppliesironpowdertotheautoindustrytomakemetalparts.

    Fine metal dust dispersed in air can

    explode if ignitedby staticelectricity,

    hot surfaces,oropen flameswhich

    are ever present around machinery

    and tools. After studying the

    accidentsthatoccurredonJanuary31

    and March 29, the U.S. Chemical

    SafetyandHazardInvestigationBoard

    (CSB) held a news conference in

    TennesseeonMay11,2011,reporting

    test results that showed how small

    amounts of Hoeganaes iron powder

    couldproducepowerfulflashfires.

    Thethirdaccidentoccurred16dayslater,killingthreeandinjuringtwo.Theshockoftheinitial

    explosion rained irondustdownon theworkarea,with fires igniting in theair. Anescaping

    employeereportedvisibilityof34feet,evenwithaflashlightinhand.

    CSBs investigation report revealed tonsofaccumulateddustup to four inchesdeeponmost

    surfaces in the plant, resulting from inadequate sealing of equipment, dust collectors being

    down for maintenance, and ineffective housekeeping. The facility, which had ramped up

    production550%sinceitwasopenedinthe1980s,wasnotincompliancewithwidelyusedfire

    codesforcombustibledustfacilities.Aninsuranceauditin2008hadwarnedofthedangers.

    Legislationpending

    inthe

    U.S.

    House

    ofRepresentatives

    (H.R.

    691)

    would

    give

    federal

    OSHA

    one

    yeartoissuestrongerstandardstoprotectAmericanworkersfromcombustibledustexplosions

    andfires.SimilarlegislationpassedtheHousein2008byalargebipartisanmajority,following

    theexplosionatImperialSugarinWentworth,GAwhichkilled14workersandseriouslyinjured

    38.

    IronintheFire,aCSBvideoontheHoeganaestragediesinGallatinisavailableat

    http://www.csb.gov/videoroom/.

    SOURCES:1)HoeganaesCorporation:Gallatin,TN.MetalDustFlashFiresandHydrogenExplosion.CSB

    CaseStudy(Washington,D.C.:U.S.ChemicalSafetyandHazardInvestigationBoard,December2011)31

    pp.2)WorkerProtectionAgainstCombustibleDustExplosionsandFiresActof2013,H.R.6911131,9

    pp.

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    INJURIESANDILLNESSES

    TRENDSININJURYRATES.Comparingstate rateswithoverallU.S.rates(Table6)revealsthat

    the following employment sectors in Tennessee had consistently higher rates ofjob injuries

    from2008 to2011: utility construction;mining;manufacturing;metal forgingand stamping;

    animal slaughtering; hospitals; and residential facilities (i.e., nursing homes). Bakeries in

    Tennesseehadrisinginjuryratesfrom2008to2010,atrendthatwasnotseennationally.

    TABLE6.JOBINJURIESINTENNESSEEANDU.S.BYINDUSTRY(NAICS)PER100EMPLOYEES

    (Sub)Sector 2011 2010 2009 2008 Note

    TN US TN US TN US TN US ConsistentlyHigherinTN

    TNTrend

    Rising

    Total,AllOccupations 3.7 3.8 3.8 3.8 3.9 3.9 4.2 4.2

    Construction 3.7 3.9 3.8 4.0 4.1 4.3 3.7 4.7

    Utilitysystems 5.4 2.9 4.4 3.5 6.1 3.8 6.0 4.1 X

    Highway,street,

    bridge

    6.5 4.4 2.3 4.8 3.7 4.6 3.1 5.3

    AllMining 2.9 2.2 3.4 2.3 3.4 2.4 3.2 2.9 X

    Manufacturing 4.5 4.4 4.8 4.4 4.6 4.3 5.5 5.0 X

    Woodproducts 8.1 6.5 5.9 6.2 7.9 6.5 7.7 7.2

    Foundries 11.0 9.6 9.2 9.7 9.3 8.7 9.6 10.6

    Metalforging

    stamping

    10.1 7.0 9.7 7.5 11.3 6.6 9.0 8.8 X

    FoodManufacturing 5.8 5.6 5.8 5.8 6.4 5.7 5.5 6.2

    Animalslaughtering 7.7 6.4 8.4 6.9 9.1 6.9 8.3 7.5 X

    Bakeries 5.4 5.0 5.4 4.4 4.9 4.3 4.5 5.2 X

    Beverageproducers 9.2 7.3 8.8 6.8 5.4 6.7 8.4 7.2

    Retail 2.9 3.9 3.5 4.1 4.1 4.2 4.1 4.4 Transportation&

    Warehousing

    4.6 5.0 4.3 5.2 4.8 5.2 5.1 5.7

    Airtransportation 7.2 7.3 8.6 8.1 10.4 8.5 9.7 8.7

    FinancialServices 1.5 1.4 0.9 1.3 1.6 1.5 2.1 1.5

    Education 2.1 2.1 2.8 2.2 2.3 2.4 2.4 2.3

    Health&SocialCare 4.9 5.0 5.0 5.2 5.9 5.4 5.6 5.4

    Hospitals 6.9 6.8 7.3 7.0 7.8 7.3 8.4 7.6 X

    Residentialfacilities

    9.1 7.8 8.7 8.3 9.2 8.4 9.0 8.4 X

    Notes:Manufacturingrateincludesfoodandbeveragerates.

    NAICSistheNationalIndustryClassificationSystemusedbyfederal

    agencies

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    TRENDS IN ILLNESS RATES. Consistently, Tennessee had higher rates of all occupational

    illnessesthantheU.S.asawholefrom2008to2011(Table7).Assuming2,578,000employees

    inTennessee,about5,600 to7,200 casesof reportableoccupational illnessoccureach year.

    RatesofoccupationalhearinglossaresimilarlyelevatedinTennessee,comparedtothenation.

    Forhearinglossandskindiseases(dermatitis),thestatesratesincreased,buckingthenational

    trendfrom2008to2011.

    These numerical estimates of for all occupational illnesses, based on federal data and state

    employmentrates,appeartobediscrepantwiththeverysmallnumberofreportedfatalcases

    on the In Memoriam list above. In fact, such discrepancies are consistent with under

    reporting and lack of recognition of occupational diseases, compared to injuries. Also, the

    estimateforillnessesincludescasesofhearinglossandskindisease,whicharenotfatal.

    TABLE7.REPORTABLEOCCUPATIONALILLNESSESINTENNESSEEANDU.S.PER10,000

    EMPLOYEES

    Illness 2011 2010 2009 2008 Note

    TN US TN US TN US TN USConsistently

    higherinTN

    TNtrend

    whileUStrend

    Total 22.3 20.6 24.7 21.1 22.1 21.3 28.1 23.4 X

    Poisoning 0.2 0.3 0.6 0.3 0.2 0.3 0.4 0.3

    SkinDiseases 4.0 3.3 3.9 3.4 3.5 3.4 3.5 4.4 X

    HearingLoss 3.6 2.1 3.1 2.1 2.7 2.1 2.8 2.4 X X

    Respiratory 1.5 1.8 2.0 1.9 2.2 2.0 3.8 2.1

    Source:BureauofLaborStatistics:Occupationalinjuriesandillnesses:Industrydata

    (RATE/10,000)X(AVG.ANN.TNEMPLOYMENT). Rateper10,000isfromAllIndustriesDataat

    http://data.bls.gov/cgibin/dsrv?ii.AnnualTNemploymentfrom20082011alsofromBLS.Lowestrateyearand

    highestrateyearusedtocalculaterange:5,600to7,200cases.

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    ColdWarHero:BillVanBuskirk(1924

    2012)

    NMBeryllium

    Machinist

    Featured

    in

    Training

    Video

    http://www.lanl.gov/safety/videos/beryllium/module_3.shtml

    Department of Energy workers everywhere lost a fighter and friend

    when Bill Van Buskirk died on May 9, 2012 of complications from

    chronic beryllium disease (CBD). He was exposed to beryllium as a

    machinistatLosAlamosNationalLaboratoryinNewMexicowherehe

    workedfrom1943to1979. WithtwobrothersservinginWorldWar

    II,BillsignedontoworkwiththeManhattanProjectbecauseapolio

    relateddisabilitykepthimoutofthearmedforces.

    Diagnosed with berylliosis in the

    early 1970s Bill became an

    outspoken advocate for those

    whose healthwas taken from them

    byinadequateprotectionsatDOEfacilities.Ididmyjob,he

    told government officials and 400 fellow citizens at a field

    hearingoncompensationlegislationinMarch2000.Butsomeonedidntdotheirs.Helenthis

    name and story to the campaign for the Energy Employees Occupational

    Illness Compensation Program Act, and to a safety video now used

    throughout the DOE complex, so that todaysmachinists might have better

    lives.(Seeweblink,above)

    Forced

    from

    his

    precision

    craft,

    Bill

    pursued

    a

    passion

    for

    photography

    aroundhishomeinNewMexico,theninLakeStevens,Washingtonwherehe

    andwifeBarbaraspenthislastyearstogether.

    Wehadcorrespondence intheearlyyearsofbringingtheCBD issuestothe

    publiceye,recallsGlennBell,theOakRidge leader,alsoamachinistdealing

    with the disease. I feel proud to have been included with him in the

    berylliuminformationvideo.Hewasapioneerandafighter.

    Peaceroseby

    BillVanBuskirk

    He

    was

    a

    pioneer

    andafighter.

    GlennBell(OakRidge)

    Ihavefoughtthegood

    fight,

    Ihavefinishedthecourse,

    Ihave

    kept

    the

    faith.

    2Timothy4:7

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    DEPARTMENTOF ENERGYWORKERS. A select group of Tennessee workers at high risk of

    occupational illness has benefited from the U.S. Department of Energys Former Workers

    Medical ScreeningProgram. FormerworkersofOakRidgeNational Laboratory and the Y12

    plantareeligibleformedicalscreening,andfollowuprescreening,bythe:

    BuildingTradesNationalMedicalScreeningProgram(BTMed) UnitedSteelworkersWorkerHealthProtectionProgram(WHPP) EarlyLungCancerDetectionProgram(ELCD)and NationalSupplementalScreeningProgram(NSSP)

    From 1993 to 2011, 11,648 free screenings of Tennessee DOE workers were performed.

    Congressappropriated fundsforthisprogram in1993 inSection3162oftheNationalDefense

    AuthorizationAct. The Energy EmployeesOccupational IllnessCompensationProgramActof

    2000 (amended in 2004), provides federal compensation payments to DOE workers with

    occupationaldiseasesandtheirsurvivors.SomeoftheseworkersarealsoeligibleforTennessee

    stateworkerscompensation.

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    UnnecessaryDeathsonPublicWorksProjects

    One of the most disturbing patterns that emerges from an examination of the workplace

    fatalitiesconsidered inthisreport isthecircumstancesunderwhichworkerswerekilledwhile

    engagedinbuilding,repairing,maintainingandoperatingvitalpiecesofthepublicinfrastructure

    inTennessee.Severalsetsofeventsdramatizethisproblemwithparticularclarityoverthepast

    twoyears.

    Tennessee Bridges. First, following the death of Ren Mendez on the Wolf River Bridge in

    Memphisinlate2010,threeadditionalbridgeworkerswerekilled,twoin2011andthefourthin

    2012,allemployedonprojectswheretheTennesseeDepartmentofTransportation(TDOT)had

    contractedwithBrittonBridge LLCorwithMountain States,a closeaffiliate, to repairmajor

    bridges in East Tennessee. (Harris, Memphis Commercial Appeal, 2010; Wiley, Wilson Post,

    2010;Hickman& Jacobs,KnoxvilleNewsSentinel,Jan.25,2011,Jan.26,2011,May26,2011;

    Jacobs,KnoxvilleNewsSentinel2012.) Ineachinstance,TOSHAinvestigationsrevealedserious

    safetyviolationsbyBrittonBridgethatweredirectlyrelatedtothedeaths. (TOSHAInspection

    Numbers315202093,315366112,315685552,and316483965.)

    Ineachcase,thepenaltiesoriginallyassessedwereshockinglysmall,andinsomeinstancesthey

    weresettledforevensmalleramountsthantheinitialassessment.InthecaseofRenMendez,

    thefineTOSHAproposedfortheviolationsfoundwasonly$5,400.BrittonBridgecontestedthe

    penalty,andthestateeventuallysettledfor$1,500(TOSHAInspection#315202093). Inthe

    caseofJohnWomac,TOSHAproposed$16,750inpenaltiesforallviolationsfoundonsitethat

    day (only $5,400ofwhich appeardirectly related toWomacsdeath), andmonths later, the

    Department settled the entire case for $12,573 (TOSHA Inspection # 315366112; Alund,

    KnoxvilleNewsSentinel,2012). InthecaseofSolnEstradaJimenez,thethirdmankilledona

    BrittonBridgeproject ina littleover fivemonths, thepenaltiesTOSHAproposed for the two

    citations it issuedagainstBrittonBridge,bothdirectlyrelatedtoEstradaJimenezdeath,were

    $7,150(TOSHAInspection#315685552).InthecaseofAbimaelContreras,thefourthmankilled

    on a Britton Bridgeproject in less than a year and ahalf, the combined penaltiesproposed

    against both Britton Bridge and its subcontractor were $13,750, $10,000 of which was for

    violationsrelatedtoContrerasdeath.BrittonBridgecontesteditsportionofeventhissmallfine

    (TOSHAInspections#316483676and#316483965).

    BrittonBridgeor itscloseaffiliateMountainStatesgainedprimarycontractsworthmillionsof

    dollarstorepairthese fourbridges. TheydidsobygainingaccesstoTDOTsprequalification

    listandthensubmittingthe lowestbid.NotonlydidTDOTprocurementrules failtospotthe

    danger in time toprevent the first threedeaths,but the agency continued to retainBritton

    Bridgeonitsexistingcontractsandevenrewardeditwithadditionalworkwhenseriouschange

    orderswereneededontheHenleyStreetprojectmanymonthsafterthefourthdeathhadtaken

    place(Jacobs,KnoxvilleNewsSentinel,2012).

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    These deaths and their aftermath indicate that TDOT badly needs to reform both its

    procurement procedures and the way it monitors and manages projects after they are

    underway. Itspresentscreeningprocessforhighwayandbridgeworkfailstoreliablyweedout

    contractors with poor safety records. Its procedures for monitoring and disciplining its

    contractors fail toassurea cultureof safetyon thejob. Its incentive structureshavevalued

    scheduleandcostcuttingoverworkersafety.

    TDOThastheauthorityandcapacitytochangemanyofthesepatterns. Infact,inresponseto

    workerdeathsandresultingpublicoutcry,ithastakensomesmallstepsintherightdirectionin

    the past year. We hope the needless deaths of four men on TDOT bridges will induce the

    Departmenttodomore.

    GatlinburgWastewater Treatment Plant. A second dramatic set of incidents took place in

    Gatlinburg,at theCityswastewater facility. Partof thewastewatercomplexwasamassive

    abovegroundtankcalledanequalizationbasin,whererawsewagewasheldpriortotreatment.

    On April 5, 2011, a 40foothigh wall that formed one of the sides of the basin suffered

    catastrophicfailure.Itfellsuddenlytopieces,crushingtheadjacentflowcontrolbuilding,killingthetwomenwhowereatworkthere,andsendingnearly1milliongallonsofrawsewageinto

    theLittlePigeonRiver(Alund,KnoxvilleNewsSentinel,April2011).

    FederalandstateOSHAprogramsworkedtogethertoinvestigatethecatastrophe,andthefinal

    report included an assessment by an OSHA expert in forensic structural engineering. The

    agencies concluded that the employer of the two victims, the company that ran the daily

    operationsofthefacility,wasnotatfaultforwhathadoccurred,.Insteadtheyputtheblameon

    adefectinthewallgoingbacktooriginalconstruction.TheKnoxvilleNewsSentinel,described

    theOSHAfindingsasfollows:Whattheengineercalledacoldsmoothjointledtoleakageof

    acidicwastewateracrossthejoint,and asaresult,corrodedtherebarsplicecouplersoveranumber of years. The basin, which dated from the 1990s, was designed by a Knoxville

    engineering firmandbuiltbya construction company fromCharlotte,NorthCarolina (Alund,

    KnoxvilleNewsSentinel,October2011).

    The construction company thatbuilt thebasin in 1996,CrowderConstructionCompany,had

    beencitedfornumerousOSHAviolationsinthetenyearsleadinguptotheconstructionatthe

    wastewatertreatmentplant(OSHA,1995).Manyofthoseviolationswerefoundtoberepeat

    orseriousviolations.Despitethesewelldocumentedsafetyproblems,thecompanywonthe

    basinprojectcontract.Thishistoryraisesthequestion:hadstrongercontractingpoliciesbeenin

    placeattheCityofGatlinburgduringthebiddingprocess,wouldCrowderhavebeendisqualified

    fromgettingtheproject,givenitspoorsafetyrecord?Attheveryminimum,strongcontracting

    protocolscouldhaveraisedsomeredflagsaboutthecompetencyofthecompanytobuildthe

    basinsafely.Thesagaalsoremindsusthatsafepracticesonpublicworksprojectsareimportant

    bothfortheworkerswhoareemployedinbuildingthem,butalsoforworkerswhowilllaterbe

    employedinoperatingandmaintainingthem,andforthepublicthatwillusethem.

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    Inanycase,thetragedyattheGatlinburgwastewaterfacilitydidnotendwiththedeathsofthe

    twomenburiedwhen thebasincollapsed. In theaftermathof thatevent,with twoworkers

    killedandanenvironmental calamity creatednextdoor toapreciousnationalpark, thenext

    challenge facingGatlinburgwastheneedtodemolishtheruinedbasinandrepairthesite. In

    Januaryof2012demolitionworkbegan.ByFebruaryofthatyearathirdworkerhadbeenkilled

    onthesite. MichaelWellswasemployedbyRobersonConstructionandLandDevelopmenta

    subcontractorofNEOCorporationtowhomGatlinburghadawarded thedemolition. Hewascuttingrebarwhiledowninanimproperlygradedtrenchwhenthewallsofthetrenchcollapsed

    andhewasburiedindebris.

    Trenching and excavation are known to be extremely hazardous when done without proper

    precautions.Whentrenchingiscarriedoutcorrectly,thehazardscanbecontrolled.However,

    doing thisworkcorrectlycosts timeandmoney,and the temptation to cutcorners is strong.

    Meanwhiletheabilityofauthoritiestofindandmonitortheoftenfleetingpresenceoftrenching

    operations is limited. Because of these factors, TOSHA has a Special Emphasis Program on

    trenchingandexcavation.Butinthiscase,asintoomanyothers,thatprogramdidnotsucceed

    in stopping dangerous practices. TOSHAs eventual inspection of the scene found that thetrenchwasnotproperlygraded,thattherewasnoprotectionsystemtopreventcaveins,and

    that the requireddaily trench inspectionhadnotbeenperformed. TOSHA found these tobe

    seriousviolationsandproposedapenaltyof$4,000foreachoftwoviolations.

    BothofthetragicaccidentsattheGatlinburgwastewaterplantdemonstratehow important it

    canbeforlocalcityandcountygovernmentstoscrutinizethesafetyrecordsofcompaniesthey

    hire for engineering, construction and demolition. Responsible contracting rules cannot

    preventevery injuryordeath,buttheycanseriouslyreducethem. Suchrulesareneedednot

    onlyatthe levelofstateentities likeTDOT,butalsoatthe levelof localgovernments likethe

    CityofGatlinburg.Strongsafetystandardsforcitycontractingcouldsavelives.

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    DONSTOREYDon Storey worked at the Gatlinburg Wastewater Treatment Plant on Banner Road in

    Gatlinburg. On April 5, 2011, he and a coworker, John Eslinger, were working at the control

    panel in the Flow Control building when the east wall of the adjacent containment basin

    sufferedacatastrophiccollapse,flatteningtheFlowControlbuildingandcrushingbothmen.

    Don

    was

    born

    in

    Connecticut

    and

    grew

    up

    in

    Florida,

    where

    he

    worked

    as

    a

    highly

    skilled

    cabinet

    maker.Hewasasingleparent,devotedtoraisinghisfourchildrenwhilelivinginFlorida.In2007

    DonandAshley,hisfiance,movedthefamilytoTennessee.Thenewestmemberofthefamily,

    theirsonJacob,waseighteenmonthsoldatthetimeoftheaccident.Jacobadoredhisfather.

    Theyhada regular ritual in themorningwhere Jacobwouldwakeupearlywithhisdad,wait

    whilehetookhismorningshower,and thensitdowntoorangejuiceandabowlofbreakfast

    cerealbeforewatchingfromthedoorasDonleft

    for work. Jacob often waited by the door and

    watchedforhisdadwhenitwastimeforhimto

    return.

    Inordertohavemoretimewithhisfamily,Don

    had

    transferred

    six

    months

    before

    his

    death

    from the Pigeon Forge Wastewater Treatment

    Plant to a first shift position at the Gatlinburg

    facility. Don was a valued worker and was

    encouraged by his supervisors to study for

    advancementinthecompany.

    Don lovedtheoutdoors.Hisfamilyhikedandcampedandtookfulladvantageoflivingsonear

    theSmokies.Donalsohadapassionforbaseball,andplayedonhishighschoolteam.Hewasa

    lifelongRedSoxfan,andpassedhis loveofthegamealongtohisfamily,boysandgirlsalike.

    Often onsummerevenings the entire familywouldgo to abaseballgame together innearby

    Seviervilleor

    watch

    one

    on

    TV.

    In

    his

    last

    years,

    thanks

    to

    Ashley's

    influence,

    Don

    had

    become

    anavidgolfer.

    In their investigation of the accident federalOSHA wasbrought in toassessconditions at the

    plant.TheyfoundnoproblemswithplantmanagementbyDonsemployer,butconcludedthat

    thecatastrophiccollapseofthewallwasduetodefectsinthecontainmentbasin'sconcretewall

    construction.Litigationisstillcontinuingaboutthosedefectsandwhoshouldbearresponsibility

    fortheaccident. Anobviousquestion: WhatkindofscreeningprocessdoesGatlinburgand

    other cities across Tennessee use to select the contractors who design and build facilities?

    Could this disaster have been averted had greater attention been paid to the quality of the

    contractorduringthebiddingprocessforthebasinconstruction?

    Toaddtothetragedyofthebasincollapseinwhichtwoworkerslosttheirlives,anotherworker

    diedwhiletryingtorepairthedamagedsite.Thesamequestionremains:WhatcouldtheCity

    of Gatlinburg have done differently during the bidding process toensure greater attention to

    safety and worker protection? These stories are a harrowing reminder of what can happen

    whenpublictaxdollarsareawardedwithoutadequatelyscrutinizingcontractorsafetyrecords.

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    KUBWastewater Treatment Plant. A third dramatic incident involving contractors hired to

    carryout thepublicswork tookplaceatanotherwastewater facility, thisoneownedby the

    Knoxville Utilities Board (KUB). Like the Gatlinburg case, this incident demonstrates the

    importanceofresponsiblecontractingatalocallevel.Onthelastdayof2012,MichaelTallent

    wasworkingforW&OConstructionCompany,acontractorforKUB.Hewaskilledbyaboltof

    electricityfromapowerline(AP,January2013).

    StatementsmadebyaTOSHArepresentativetotheKnoxvilleNewsSentinelintheweeksafter

    theaccidentpaintedadisturbingpictureofW&OConstructionCompanyandraisedevenmore

    questionsaboutwhetherthecontractorssafetyrecordhadbeenappropriatelyanalyzedbyKUB

    priortoitsawardofthecontract.AccordingtotheTOSHArepresentative,recordsshowedthat

    W & O Construction had been cited for safety violations 11 times since 2009. Even more

    damning, the infractions were over issues involving protective equipment, protection of

    potentiallydangerousmaterialor items,or trainingmattersaccording to theTOSHAofficial

    (Balloch,KnoxvilleNews Sentinel, January 2013). Furtheranalysis shows thatmanyof these

    citationshadbeenseriousinnature(OSHA,2013).

    Withsomanydocumentedsafetyproblemsinvolvingequipmentandtraining,whywasW&O

    ConstructionabletowinthecontractwithKUBinthefirstplace?

    Conclusion. Wearenotabletodetermine fromthe informationpresentlyavailabletousthe

    extentofother fatalities thatmayhaveoccurredonpublicworksprojectsduring theperiod

    coveredby this report. Inmany cases the dataprovide only thenameof aworkers direct

    employer, so there isno easyway to findoutwhethermoreof the construction companies

    involved insomeofthe fatalitiesontheInMemoriam listwerealsoworkingoncontractto

    governmententities. But thedeaths recountedabovearemore thanenoughtodemonstrate

    the importanceofresponsiblecontractingprinciples ingovernmentprocurement,bidding,and

    supervisionofthepublicswork.

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    MICHAELTALLENTMichaelTallenthadturned27onlyamonthbeforetheaccidentthattookhis life.Michaelwas

    working as a craneman's helper for W&O Construction Co. atthe Kuwahee Wastewater

    TreatmentPlant,aKnoxvilleUtilitiesBoard facility on Neyland Dr. in Knoxville.on New Years

    Eve,2012.

    As

    the

    crew

    began

    to

    move

    aload

    of

    sheet

    metal

    pilings,

    the

    crane's

    main

    hoist

    line

    cameintocontactwithoverheadpowerlines,resultinginMichaelbeingstruckbyafatalboltof

    electricity.

    Michael left behind a sixyearold daughter,Kylie Sue, whose mother andMichael had been

    separated forsometime.Forthe lastyearofhis lifeMichaelhadbeen livingwithhisparents

    whilehelookedforwork.HehadbeenemployedbyW&OConstructionCo.forabouttwoand

    ahalfmonthswhentheaccidentoccurred.Michaelwasasimpleman.Generousand friendly,

    hewasahardworkerwhowaswelllikedbyhiscoworkers.He

    was planning to train as a welder and lookedforward to

    acareerintheconstructionindustry.Hecamefromatightknit

    Knoxvillefamily; he enjoyed helping his parents raise younger

    children andgrandchildren.Michael's father, Rocky Tallent,says his son was an avidfisherman.He also loved to

    writepoetry, and he left behind him a great many poems,

    which are aconsolation tohis family for this son they lost far

    tooearly.

    TheTOSHAinvestigationoftheaccidentthattookMichael's life

    charged W&O Construction Co. with ten serious safety

    violationsandfined itatotalof$24,000. Thesafetyviolations

    includedallowinguntrainedandunqualifiedemployeestowork

    asqualifiedcraneoperators,riggersandsignalpersons.TOSHA

    investigators

    concluded

    that

    all

    ten

    safety

    violations

    "were

    specificallyassociatedwithMr.Tallent'sdeath."

    Aftertheaccident, theKnoxvilleNewsSentinelreportedthatW&Ohadbeencited forTOSHA

    violations 11 times since 2009. That history certainly raises questions as to what KUB knew

    aboutW&O'sdeplorablesafety recordwhen itentered intoacontractwith thatcompany,or

    whatitcouldhaveknownifithadlookedintothematter.

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    ImmigrantandLatinoWorkers

    Migration intoTennesseebypeople from LatinAmericahasbeenan importantdemographic

    development for the state in recentdecades,although Latino residents (both immigrantand

    nonimmigrant) still comprise only an estimated 3.9% of the population of the state (Kaiser

    2011).Latinoworkersexperienceadisproportionatenumberoffatalitiesandseriousinjurieson

    thejobinTennessee.Forinstance,intheyears2008through2011,between5.8%and7.5%ofalljobfatalitycaseswereHispanicworkers(Table8). Atleasthalfofthesedeathsoccurred in

    thestatesconstructionindustry.

    TABLE8.DeathsofHispanicWorkersinTennessee,20082011

    Year

    #FatalJob

    Injuriesto

    Hispanics

    %ofAllJob

    Fatalities

    inTN

    #ofHispanic

    Construction

    WorkerFatalities

    2011 9 7.5% NA

    2010 8 5.8% 6 2009 8 7.2% 4

    2008 9 6.7% 6

    Source:CFOI;NA=notyetavailable

    Reasons for the disproportionate rate of injury and death suffered by Latino workers are

    complex. BecauseTennessee isoneof thenationsnewdestinations,placeswhereLatinos

    havebegunsettlinginsignificantnumbersonlyinrecentdecades,arelativelyhighproportionof

    Latinos living inthestateare foreignborn. ImmigrantLatinosareoftenemployed inhighrisk

    sectors like construction, demolition and agriculturewhere they are subject to greaterthan

    normal hazards. Further, Latinos who are immigrants, and especially those without legal

    immigration status, are particularly vulnerable to exploitation by unscrupulous employers.

    Except in theunusual event that theyhave access to advocates, immigrantworkers are less

    likely to know and exercise their legal rights to demand a safe workplace. Far too many

    employershaveshowntheyarewillingtotakeadvantageofworkerswhoseimmigrationstatus

    limitstheiroptionsandmakesthemfearfuloftakingaction(Bernhardtetal,2009).

    Other factors that probably affect the disproportionate rate of illness and injury for Latino

    workers include issuesof languageaccess. Manyemployershire immigrants,orcontractwith

    companieswhoworkforceisheavilyimmigrant,butdonotadjusttheirordinaryroutinestotakeaccount of the new workforce. Without languageappropriate training and effective

    communicationsystemsonthejob,injuriesanddeathsaremorelikelytooccur.

    Thesetrendsaremanifestednotonly inthenumberssetoutabove,butalso inthestoriesof

    individualworkerskilledduringtheperiodcoveredbythisreport. ThedeathsonTDOTbridge

    projectsthatarereferencedatseveralpointsinthisreportprovideonesearingexample.Three

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    outofthe fourmenkilledonthesebridgeprojectswereLatino immigrants. Inall fourcases

    TOSHAfoundserioussafetyviolations.Lackofadequatetrainingwascitedintwoofthecases.

    ABIMAELCONTRERASAbimael Contreras was 31 yearsoldon the dayhe slipped from abarge into60 feetof frigid

    water inNickajack Lake in MarionCounty and was dragged tohis deathby aheavy toolbelt.This incident in March of 2012 brought to four the number of men killed on TDOT bridge

    projects where the contractor Britton Bridge LLC was found responsible for serious safety

    violationsrelatedtothelossoflife.

    Originally from a small town called San

    AndresTlalamacinAtlautla,Mexicowherehis

    widowed father andseveral siblingsstill live,

    AbimaelcametotheUnitedStateswhilestill

    a teenager. In theyearssincehisarrival,he

    stayedinclosetouchwithfamilymemberson

    both sides of the border, but he had made

    Tennesseevery

    thoroughly

    his

    home.

    AllhislifeAbimaelwasapersonwhomade

    friendseasily,andotherpeoplewereoften

    drawntohim.Hissisterswholiveandwork

    inTennesseeandwhoseliveswereclosely

    lacedwithhisdescribehowmanypeoplecametothefuneralhomeonthetwodayswhena

    circleofbirthfamilyandfamilybymarriagereceivedfriendsthere.Theysaytherewasnoroom

    forallthosewhocametopayrespects,includingfriends,fellowplayersfromhisbelovedsoccer

    team,andcoworkersfromthedecadehehadspentaspartofaconstructioncrewonbridges

    andotherjobs.ManyweremembersoftheLatinoimmigrantcommunitynearhishome,and

    manyotherswerenativebornfriends.Abimaelwasequallycomfortableandconnectedinboth

    communities.

    Althoughhedidnotyethavebiologicalchildrenofhisown,Abimaelwasadevotedstepfather

    to his wifes children. He will be sorely missed by this Tennessee family he left behind. His

    Mexicanrelativesarealsodevastatedtolosethesonandbrothertheyhadnotseensinceheleft

    homeinhisteens.

    SomethingthatcauseshissistersspecialpainwhentheythinkaboutAbimaelsuntimelydeathis

    thefactthathehadcomewithinafewmonthsofachievingalonghelddream. Heplannedto

    leavehisemployerandgointobusinessonhisown.Foryearshehadbeensavingandplanning

    forthedayhewouldopenhisown lawncarebusiness. Hissistershad longworriedabouthis

    jobrequiringsuchheavyworkandaboutvariousways they felthisemployerdidnot treat its

    workersfairly.

    They

    were

    looking

    forward

    to

    his

    getting

    out

    from

    under

    all

    that

    and

    beginning

    tobuildhisandhisfamilysfuturemoreonhisownterms.

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    ABIMAELCONTRERASAbimaelContrerastena31aosdeedadeldaquesecaydeunbarcoalaguafrade60pies

    dehonduradelLagoNickajackenelcondadodeMarion,arrastradoalamuerteporelpesode

    las herramientas que llevaba en su cintura. Este incidente que occuri en marzo de 2012

    incrementacuatroelnmerodepersonasquesehanmuertoenproyectosdeconstruccinde

    puentes auspiciados con fondos del Departamento de Transporte de Tennessee (TDOT) y

    dirigidospor el contratista Britton Bridge LLC, y en los cuatro casos se ha determinado que

    BrittonBridge LLCfue responsable de serias violaciones de seguridad que contribuyeron a la

    prdidadeestasvidas.

    Abimael proviene del pueblo San Andrs

    Tlalamac del municipio Atlautla, Mxico,

    dondetodavaradicansupadreenviudadoy

    varioshermanos.AbimaelvinoalosEstados

    Unidoscuandotena19aos.Durantetodos

    estos aos siempre mantuvo relaciones

    estrechasconmiembrosdesufamilia,tanto

    enMxicocomoaesteladodelafrontera,y

    considerabaaTennessee

    como

    su

    hogar.

    Toda su vidaAbimael era unapersona que

    tenamuchos amigos, eramuy amigable, y

    muchaspersonas se encariarondel. Sus

    hermanas,queviveny trabajanenTennesseeyque loveanamenudo, tanentrelazadosque

    eranen lavida cotidiana, relataronque losdosdasdelvelorio sufamiliadenacimiento y la

    familiade su esposa recibieron tantaspersonasqueno caban en el lugar. Esas incluan sus

    amigos, losjugadores de su querido equipo deftbol, y los trabajadores con quienes haba

    compartidounadcadatrabajandoenpuentesyotrosproyectosdeconstruccin.Muchoseran

    amigosde la comunidadde inmigrantes latinosquevivan cercade su casa,perovarioseran

    amigosnacidosaquenlosEstadosUnidos.Abimaelsellevababiencontodosytenaamistades

    delas

    dos

    comunidades.

    Aunquenotenahijospropios,Abimaelfueunhombreatentoalosniosysededicaayudaren

    lacrianzadeloshijosdesuesposaydesushermanas.SufamiliaenTennesseeloechademenos

    tanto.YsufamiliaenMxico,devastados,porhaberperdidoaunhijoyhermanoquenohaba

    podidoregresaravisitarlosdesdequesalidesupueblonatal.

    Algo que le causamucho dolor a sus hermanas espensar que lamuerte deAbimael ocurri

    cuandosololefaltabanunosmesespararealizarsusueodedejardetrabajarenconstrucciny

    comenzarsupropionegocio.Poraosestuvoahorrandoyacumulandolamaquinarianecesaria

    paracomenzarunnegociodecortarelpastoy mantener lasyardas. Sushermanasyatenan

    muchos aos de estar preocupadas por el trabajo pesado de su hermano y las diferentes

    manerasen

    que

    el

    empleador

    no

    trataba

    bien

    asus

    trabajadores.

    Ellas

    esperaban

    ansiosamente

    esemomentocuandoAbimaelibaapodersalirdetodoesoycomenzaracrearunfuturonuevo

    paralyparasufamilia.

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    Two other Latino construction workers fell to their deaths in 2012 on a site in Charleston,

    Tennessee, outside of Chattanooga. There Wacker Chemie AG, a German multinational

    chemicalmanufacturer, isbuildinga$2billionpolysiliconplant. HugoMendozaandRodrigo

    MenaTrinidadwereemployedbyBakerConcrete,asubcontractoronthisgiantproject.They

    were about six hours into their 4 pm to 2 am shift, working some 85 feet in the air on

    scaffolding,whenthescaffoldcollapsedandtheybothfelltotheirdeaths.Asrecentlyreported

    bylocalnewsmedia,TOSHAhasproposedfinesof$10,800againstBakerConcreteforfailuretoprovideworkerswithadequatetrainingandforfailuretoproperlysetup,testandsupportthe

    specialscaffoldingsystemthatwasinuseonthesite.Thesamestoryreportedthatthreeofthe

    employeesworkingonthesystemwerenewhires,andthesuperintendentoverthecrewhad

    onlybegunworkingon thenight shift twoweeksprior to theaccident (Kalor,ClevelandDaily

    Banner,2013).

    It is unacceptable that we should run our states economy or should build and maintain its

    infrastructureinawaythattakesunfairadvantageofaparticulargroupofpeoplewhohavefew

    toolsat theirdisposal todefend their rightsor toalertauthorities todangerousconditionsat

    theirplacesofwork.FederalOSHA,andthefederalDepartmentofLabormoregenerallyhave

    begun in recentyears to recognize thewidespreadnatureof suchconditionsandhave taken

    important steps to address the difficulty of enforcing labor standards in immigrantheavy

    sectorsoftheeconomy.

    Amongthesestepsaresignificantoutreachandeducationofemployeesandemployers,anda

    greateremphasisonovercoming languagebarriers. But themeasuresadoptedalso reflecta

    growing understanding by federal authorities of the need to offer protection to immigrant

    workers who are willing to step forward and bring complaints. If workers are afraid that

    deportationwillresultiftheyseektoimprovehealthandsafetyconditionsonthejob,fewwill

    stepforward.Ifemployersareallowedtousethreatsofdeportationtokeeptheiremployeesin

    line,thenabusesanddangerousconditionswillflourish.

    Awareness of these dynamics has increasingly led federal immigration authorities to grant

    immigrantwhistleblowersa specialvisawithworkauthorization,at least in certain situations

    whereemployerabuseshavebeensevereenoughtoinvolvecriminalconduct.Theseprograms

    are still quite limited, and not always well understood, but it is hoped that strengthened

    versionsoftheseprogramswillbeincludedinfederalimmigrationreformifsuchreformsindeed

    cometopass.Otherimportantelementstosuchareforminclude:apathwaytocitizenshipfor

    most undocumented workers now in the country who are presently unable to adjust their

    status;expandedaccesstoimmigrationreliefinthefutureforimmigrantworkerswhoseekto

    improve their conditions of work and reduce dangerous conditions on the job; and moreaggressive enforcement of labor rights and labor standards for all workers immigrant and

    nativebornalikeespeciallyforthoseinlowwageanddangerousoccupations.

    Someof theseprotectionshavealreadybeenproposedordiscussed inCongress. Aprogram

    proposedtoCongressin2011wouldprovideimportantimmigrationreliefforimmigrantwhistle

    blowers (POWER Act, 2011), and a bipartisan proposal for immigration reform recently

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    proposedbyagroupofeightU.S.SenatorsincludesthePOWERActandotherprovisionsaimed

    atpreventingthecreationofasuperexploitableunderclass.

    In the meantime, independently of immigration reform, concerns about intimidation and

    retaliation against immigrant workers by employers who seek to use immigration law in

    improperwayshavealsoledthefederalDepartmentsofLaborandHomelandSecuritytoenter

    intoa seriesofagreements that seek to deconflict theirmissions. Theseagreementshave

    begun to construct a firewallbetween the two armsof federalpolicy they represent: labor

    standardsenforcementbyDOLontheonehand,and immigrationenforcementbyDHSonthe

    other(SmithandCho,2013).

    Unfortunately, the Tennessee General Assembly has begun to involve state agencies in the

    enforcementof federal immigration law toan increasingdegree, and theyhave shown little

    understandingof thesignificantproblems this involvementcancreate for theenforcementof

    many different kinds of labor standards, but particularly for the enforcement of workplace

    healthandsafetyrules. Tothecontrary,ratherthandeconflictingthesemissionsorbuildinga

    firewallbetween laborenforcementand immigrationenforcement, theGeneralAssemblyhas

    setthestageforeverincreasingconflictandentanglement.TheyhavetaskedtheDepartment

    ofLaboritselfwiththeworkofenforcingnewprogramsthatrequireemployerstousesystems

    thatare supposed todetectworkerswhodonothaveproperworkauthorization (Tennessee

    PublicChapter436).Thisnewsetofresponsibilitiesfurtherdrivesawedgebetweenimmigrant

    workers and the officials whose job is to protect them from workplace hazards. Such

    developmentsmaketheworkofagencieslikeTOSHAsignificantlymoredifficult.

    Manypartsofthestategovernmentcouldcontributetowardimprovingthissituationinvarious

    ways.TheGeneralAssemblycouldpullbackitsillconsideredventureintofederalimmigration

    enforcement. Itcould instructtheTennesseeDepartmentofLabortocreateastrong firewall

    andcouldencourageittodomoretoprotectallworkers,includingimmigrants,fromdangeronthejob.

    TOSHAitself,withsupportfromthelargerTennesseeDepartmentofLabor,shouldundertakea

    seriousefforttounderstandandaddresstheproblem,includinganassessmentofthewaystheir

    ownpracticesmaycontributetoit.Keystepsshouldinclude:

    outreach to immigrantworkerswith informationaboutjobhazards, their rightsunderOSHA,andotherrightstowhichallworkersareentitled;

    outreach toemployersabout the requirement thatsafety training foremployeeswithlimitedEnglishproficiencymustbeappropriatelydesignedanddelivered;

    pointedtrainingandsupportforTOSHAinvestigatorstobetterassuretheeffectivenessofinvestigationsinimmigrantheavyworkplaces;

    constructionofafirewallbetweenallactivitiesaimedatprotectionofworkplacehealthand safety and other activities of the Tennessee Department of Labor related to

    enforcementofimmigrationlaw;and

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    andasafeworkingenvironmenttotheseparticularlyvulnerableworkers.

    Crucialtoanyeffortwillbethehiringandtrainingofbilingualinvestigativestaffwhoarefamiliar

    with the realities of the immigrant workforce and with approaches and procedures that are

    welldesignedtodealwiththoserealities.

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    WorkplaceViolence

    NumerousworkplacehomicidesoccurredinTennesseein2011and2012.Theseincluded:

    Atleastfourlawenforcementorprivatesecurityworkerskilledbysuspects Onebusinessownershotbyanemployee Oneretailworkershotbyacustomer Principalstabbedtodeathbyastudent

    Preventingworkplace violence is the focusof a growingnumberofpolicies and intervention

    programs.

    TheFBIsNationalCenterfortheAnalysisofViolentCrime(NCAVC)definesworkplaceviolence

    broadlytoincludedomesticviolence,stalking,threats,harassment,bullying,emotionalabuse,

    intimidation,andother formsofconductthatcreateanxiety, fear,andaclimateofdistrust in

    theworkplace (Ragalaand Isaacs,2002). NCAVCscategorization scheme (Table9) iswidely

    used.

    TheNational Institute forOccupational Safety andHealth (NIOSH)produced its first report

    addressingworkplaceviolence in1988. Thetopicpickedupmomentum in the1990s (NIOSH,2004).

    FederalOSHAdidnt issue instructions for investigating incidents of workplace violenceuntil

    2011,usingitsauthorityundertheGeneralDutyClauseoftheOSHAct(29USC654(a)(1);OSHA

    2011) . TOSHAs EnforcementProceduresfor Investigating or InspectingWorkplaceViolence

    becameeffectivein2012(TOSHA2012).

    Employersarenotgenerallyheld liableundercivil law foractsofworkplaceviolence thatare

    random occurrences, only those that are characteristic of an area of employment. Yet

    employersmayfaceliabilityfornegligence,negligenceinhiringandretention,failuretowarn

    potentialvictims,andfailuretorepudiateincidentsofworkplaceviolence(Barish2001).

    TABLE9.NCAVCsCategoriesofWorkplaceViolence

    TYPE DEFINITION RISKFACTORS EXAMPLES

    1 Criminals,withnoconnectiontothe

    workplace.Entertocommitrobbery

    oranothercrime.

    Nightwork

    Isolatedsituations

    Accesstomoney

    Taxidrivers

    Nightretailclerks

    2 Directedatemployeesbycustomers,

    clients,patients,studentsorothers

    servedbyaninstitution

    Interactwithrisky

    individuals

    Policeofficers

    Mentalhealth

    workers

    Nurses3 Presentorformeremployee.Against

    coworkers,supervisorsormanagers.

    Basedonpersonalrelationships.

    Soanyoneinanyjobmaybeatrisk4 Nonemployeehasapersonal

    relationshipwithanemployee(e.g.,

    abusivespouse)

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    Type1incidentsarethefocusofOSHAsRecommendationsforWorkplaceViolencePrevention

    Programs in LateNight Retail Establishments (OSHA 2009). Straightforward and easy to

    understand, this voluntary guidancedocumentprovides recommendations thatare costand

    timeeffective.

    Types2,3and4 incidentsareaddressed in theTennesseeDepartmentofChildrensServices

    documentWorkplaceViolencePreventionGuidelines. It coverswarning signsand risk factors,

    types

    of

    forbidden

    actions,

    environmental

    controls,

    requirements

    of

    management,

    reporting

    procedures,prohibitionofweaponsbythedepartment,evaluationandthereferralofpossible

    atriskindividuals(TDCS2011).

    An epidemiologic study in North Carolina interviewed managers of establishments struck by

    workplacehomicide6+months later to identifypreventiondevices that lowered theoddsof

    homicide. Those measures which showed a reduction in risk were locked and secured

    entrances,andthepresenceofatleastonesecuritydevice.Alarmstoalertauthoritieshadthe

    largesteffect(Gurkaetal,2012).

    Leading programs to stem workplace violence are based on regulations in New York and

    Washington forpublicemployees (12NYCRR800.6)and latenight retailworkers (WAAdmin

    Code296832300),respectively,andanOregonstatuteforhealthcare(ORH.B.2022,2007).

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    Enforcement

    TOSHA fines are too low to effectively deter employers frommaintaining unsafeworking

    conditions.TOSHAimposedanaveragefineofjust$880.60foraseriousviolationonethat

    presents thepotential for seriousbodilyharm toanemployee.Thiscompareswith$2,132.60

    whenfederalOSHAissuesaseriouscitation.BoththefederalOSHActandTennesseestatelaw

    limitmaximum fines to a low level ($7,000). In fiscal year2011,TOSHA fineswere reduced

    28.9%onaverageinabureaucraticprocessthatconsiderstheemployersgoodfaithefforts,

    amongotherfactors(FAMEReport,2011).

    TOSHAisfarlesslikelytociteemployersforseriousviolationsoftheOSHActthanisfederal

    OSHA.Just47%ofTOSHAcitationsareserious,comparedto73%forfederalOSHA.In2011

    50%ofviolationsweredeemed other than seriousbyTOSHA compared to22%byFederal

    OSHA.Otherthanseriousviolationscarrylowerpenalties(FAMEReport,2011).

    FederalOSHAisseventimesmorelikelythanstateTOSHAtoissuewillfulcitations.Onlya

    tiny fraction (0.1%) of violations were judged willful an intentional violation or plain

    indifferencetothelaw(FAMEReport,2011).

    Strongenforcementalsorequiresresources,andTOSHAneedsmoreadequatesupportifitis

    tosucceed.TOSHAneedsmoreinvestigators,andmoreofthemshouldbebilingual.

    FATHEROFTWOKILLEDINBUCKETTRUCK:$9,000FINECONTESTED

    In the summerof2012,BruceLeeMarion (29), fatherof two,waskilledwhilehanging cable

    fromabucket truck.A truckdrove through theworkareaandbecame caughton the cable,

    causing thecable to fatallystrikeMarion. J&RCableofHuntsvillewas issued threeviolations:

    nothavingapersontrainedinfirstaidonthecrew,nothavingaflaggerorothertrafficcontrol

    deviceinthearea,andnotrequiringtheemployeetowearaharnessinthebuckettruck.AsaresultofthedeathJ&RCablewasfinedapproximately$9,000,whichtheyarenowcontesting.

    Sources:www.wate.com/story(Channel6,Knoxville)Feb.13,2013andAugust22,2012.

    AccessedApril7,2013.

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    MICHAELWELLSOn Feb. 23, 2012, Michael Wells was working on a demolition crew at the Gatlinburg

    Wastewater Treatment Plant. The crew was removing the remains of a huge concrete

    containment basin that had collapsed catastrophically in April, 2011, killing two workers.

    Michaelwascuttingrebar inatrenchwhentheearthenwallsofthetrenchgaveway.Hewas

    struckandkilledbyfallingdebrisasthetrenchcollapsedonhim.Hewas57yearsold.

    MichaelwasanativeofAsheville,N.C.andspenthisentire lifethere.Hewasa loving family

    man.Marjorie,hiswife,hastwodaughters,CynthiaandRebecca,byapreviousmarriage.They

    weretheappleofMichael'seyeandhealwaysreferredtothemas"hisdaughters."Asayoung

    manMichaelhadservedintheU.S.Navy.HewasanactivememberofRiversideBaptistChurch

    in Asheville. Marjorie said that Michael equally loved fishing and gospel music. Michael and

    MarjorielovedtotravelaboutWesternCarolinaattendingauctions.

    Peggy described her husband as a

    generous, giving man. He had willed his

    body to a medical school in the hope that

    he could help others through medical

    research.

    Given the distance between Asheville and

    Gatlinburg, Michael stayed overnight in

    Gatlinburg during the work week. The

    weeks before the accident had been

    stressful ones in which Marjorie had

    undergone surgery and been hospitalized.

    Shehadbeen released from thehospital in

    timeforthecoupletospendtheweekendbeforetheaccidentathometogether.OnMonday,

    while family stayed with Marjorie, Michael returned to work in Gatlinburg. On Thursday

    morning,before

    he

    left

    for

    work,

    Michael

    called

    home

    to

    wish

    Marjorie

    abeautiful

    day

    and

    to

    tellherhelovedher.Itwasthelasttimeshewouldhearherhusband'svoice.

    TOSHA investigators charged Michael's employer, Roberson Construction and Land

    Development,Inc,ofEnka,N.C.,withthreeserioussafetyviolations,includingfailuretoprovide

    aprotectivesystemtosafeguardagainstcollapseofthetrenchwalls.Thecompanywasfineda

    totalof$7,200.

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    Nomatterhowfarwehave comeas

    asocietytheresstillsomepeople

    whothinkworkersareexpendable

    andthattheirlivesdontmatter.

    -- David Uhlman, Prosecutor in The

    Cyanide Canary (2004), a required

    textbook for Public Health Law at ETSU

    CRIMINALPROSECUTIONOFJOBFATALITIES

    Legal Background. For a criminal conviction under Section17(e) of the OSHAct, or similar

    sectionsofstateplans,prosecutorsmustdemonstratethat:(1)theemployerwillfullyviolateda

    specific OSHA regulation; and (2) the employer's willful violation caused the death of an

    employee.Theburdenofproofonprosecutorsisgreat,andthemaximumpenaltyemployersor

    companiesfaceisonlyamisdemeanor($10,000fineand6monthsimprisonment).

    Statistics. In the five years between 2003 and 2008, OSHA investigated 9,800 workplace

    fatalities.Only237wereconsideredeligibleforreferraltotheU.S.DepartmentofJustice(DOJ).

    OSHA referredjust 50 fatalities toDOJ with ten cases continuing on to criminalprosecution

    (SenateHearing,2008).ProsecutorshavedeclinedtopursuethemajorityofOSHAcases.Asof

    2008, only eight had resulted in prison sentences. (Criminal Prosecutions of Workplace

    Fatalities, 2008). It is generally believed that DOJ

    declinestoprosecute themajorityofcasesbecauseof

    the misdemeanor status of the penalties (Barrett,

    2011).

    Tennessee. To date, no criminal prosecutions for

    workplace fatality incidentshavebeenpursuedwithin

    theStateofTennessee.Butcasesinneighboringstates

    provide awindow into the kindsof facts that can get

    prosecutorsattention.

    GeorgiaCaseofMITTankWash,aSavannahtankcleaningcompany.CompanyownerRobert

    Swinghad on previousoccasions receivedwarnings fromOSHA about theneed to purchase

    proper safety equipment for his employees. Despite these warnings and the potential for

    violations,Swingneverprocuredtheequipment.OnMay11,1993,anemployeeenteredatank

    alone, without any safety equipment, and died from toxic vapors. After a two year

    investigation,inJuneof1995SwingpledguiltytoawillfulviolationofOSHAsafetyregulations.

    Hewassentencedtosixmonthsinjail,oneyearofprobation,andafineof$190,000.Thiscase

    wastriedinGeorgiausingfederalOSHAregulationsbecauseGeorgiadidnothaveanOSHAstate

    plan(CriminalProsecutionsofWorkplaceFatalities,2008).

    SouthCarolinaCaseofSouthEastTowers,acommunications towercompany. Anemployee

    fell 150 feet to his death while retrieving equipment from a communications tower in

    Jacksonville,Florida. SmithandDennis, the twoowners,attempted tohide the fact that this

    employeewasnotwearingpropersafetyequipmentwhenhefell. Bothpledguiltytoawillful

    violation inApril 1997. Theywere sentenced to threemonths inprison, and together were

    orderedtopayroughly$7,300fortheemployeesfuneral.ThiscasewastriedinSouthCarolina

    usingstateplanregulations(CriminalProsecutionsofWorkplaceFatalities,2008).

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    NeedforStrongerSafeguardsintheConductof

    Investigations

    Because of the fundamentally unequal power relationship between workers and employers,

    workplacefatalitiesoftenpresentcircumstancesthatcancreateseriousproblemsbothfortheprotectionofworkersandfortheintegrityofinvestigations. Inaneconomywheregoodjobs

    remainscarceinmanysectors,thesecurityofworkersandtheirfamiliesoftendependsontheir

    stayinginanemployersgoodgraces.Somecallthispaycheckvulnerability. Especiallywhen

    employees are not represented by a union, or when they have particular reasons such as

    precariousimmigrationstatusthatmightmakethemmorethanordinarilyfearfulaboutraising

    complaints,theymustthinklongandhardbeforetheydecidetobringaquestionabouthealth

    andsafetytotheiremployerortotheauthorities,eveniftheyknowitistheirlegalrighttodo

    so.

    Goodinvestigatorsunderstandsuchdynamics,andtheyoftendowhattheycantoassurethatthey get to the truth of the matter at hand. But a close reading of several TOSHA fatality

    investigationsrelatedtocasesdiscussed inthisstudysuggeststhat investigatorsneedperhaps

    more training,anddefinitelymore support from theirsuperiorsand fromagencyprocedures,

    before theywillbe able tomake sure they are in aposition to carryout investigationswell

    designedtogetalltherelevantfacts.

    In thosecaseswhere investigatorsdoagoodjobofdocumentingdetailsabout the courseof

    their investigations,TOSHAsown files canprovidean importantwindowontoproblems that

    mayoccur ifeffective safeguardsarenot inplaceand fully functioning. For instance,TOSHA

    investigationreportsrevealthatinatleastthreeofthefourrecentfatalityinvestigationscarried

    out by the agency after workers died on TDOT bridge projects, attorneys for the contractor

    BrittonBridgeLLC,wereallowed to sit inon interviewswithemployeewitnesses.Theowner

    himself was allowed to observe the interview in at least one of these investigations. (See

    reports on TOSHA Inspections Number 315202093 (Ren Mendez), 315366112 (John

    Womac),and316483965(AbimaelContreras)).

    ToleratingthepresenceofsuchpartiesisdirectlycontrarytoTOSHAsownprotocols,aswellit

    shouldbe. Thatmanualwiselyprovides that interviewsof employeeswillbe conducted in

    private, and that TOSHA investigators are entitled to question such employees in private

    regardless of employer preference. It further provides that Interference with [an

    investigators] ability to conduct private interviews with employees includes attempts by

    management officials or representatives to be present during interviews. (TOSHA Field

    OperationsManual,2009,SectionVII.I.4,p.315.)

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    The reasons forsucha ruleareboth importantandobvious. Confidentialityhelps toprevent

    intimidationofwitnessesorretaliationagainstthem,aworthygoalformanyreasons.Butarule

    like this protects more than the individual workers themselves. It operates to assure the

    integrityandaccuracyoftheinvestigatorsfindings. Inacasewhereemployeesthemselvesare

    notprotectedbyacollectivebargainingagreement,andwheretheyarenotrepresentedinthe

    course of the TOSHA investigation by a union, by counsel of their own, or by any other

    employee representative, the strict maintenance of such confidentiality rules is particularlyimportant. Employees in all four of the bridge death cases lacked such protection or

    representation. In addition, Latino immigrant workers were involved as victims and/or

    witnessesinallfourcasesaswell.

    Despite these danger signs, TOSHA investigators somehow allowed this dangerous and

    substandardpracticetogoforward.Insomecases,atanemployersorattorneysrequest,they

    even postponed interviews until days after the fatality, thereby further compromising the

    reliabilityofevidenceeventuallygathered.Inatleastonecase,thedecisiontoallowtheowner

    and his attorneys to be present at employee interviews was explicitly approved by TOSHA

    authoritiesinNashvillewhowereconsultedbytelephonefromthescene.

    Situationslikethosedescribedaboveshouldnotbeallowedtodevelop.Noinvestigatorshould

    feel any ambiguity about whether this was properprocedure; no investigator should be left

    without ready tools to stop such interference; and no investigation should be allowed to

    proceed to completion on the basis of findings made under such compromised and suspect

    conditions.

    Without strong rules, however, cases like these are likely to occur whenever employers are

    aggressivelyrepresentedbycounselwhiletheirworkersdonothavetheassistanceofalawyer,

    or an organization such as a union, worker center, or other worker rights group that couldcompetently and energetically represent them without a conflict of interest. Unfortunately,

    thesearepreciselythecircumstances thatexistmoreoftenthannot inTennesseeworkplaces