I I

, Oct-ZD-Z004 1D:!Bam . From- T-186· P.DDZ/DilZ F·BZD

UNITED STATES DISTRICT COURT Wesrer11 District of North Carolina SELF INITIATED

C/itl.l'les R. Jonas Building AMENDMENT 401 West Tmde Street, Room 230 Cliarlotte, North Carolina 28202

Clumtbers of Graham C. Mllllmr Plzune# (7U4)$S0-7450 CW.qfDistrlct Judge

October 14, 2004 , '

Peter Laugesen 2-301 Thurgood Marshall Federal Jud.iciaiy Building One Columbus Circle, N.E. Washington, DC 20002-0544

Dear Mr. Laugesen:

Enclosed is a copy of my 2003 Financial Report.

Sincerely,

Graham C. Mullen Chief U.S. District Judge

.

,. l· __

A

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O-

_

l

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O

___ ......,. .

__________ _ Oate ____ _

POSJTION 'NAME OE OR.GANJZATlONIENI!.n'

• •

-··

TERMS

OROS!\ fNC'.QME

•

' C'.ct-ZD-l::Oll4 D3:61pm Fr cm· T-197 P.ODZ/011 F·6Z4

' . Rcpurl Req1ilred by rhe f.tllfcs

FINANCIAL DISCLOSlJR.E REPORT In Gavcroment Aiit of 1!1711

Rell. 1/2002 Calenda.r Year 2003 (5 V.S.C.11pp. §§ IOJ.lll)

1. Person Reporting (Ll.sr name, Fil'St nama, Middle initial)

MULLEN, C!RAHAM C

4. Title (Anicle m Judges indicate tiotive or senior Sl.«JLUS; m:igisrrnce judges indie11re Cull· ct pal'Mime)

CHIEF U.S. DISTRICT JUDClE -AC

7. Chwnbets or Office Addrl;liis

Z30 CHAIUES R. JONAS BUil.DING

401 WEST TRADE STREET

CHARLOTTE, NC 28202

l. Courc or Orsiml:r-l!l:ion -·· 3. Daic Qf B.c:port

WESTI!R.N DISTRICT OFN.C. 9/l3/Z004

S. ReporrType (t.beck appropriate type) 6. Reporting Period

0 lolaml11al.lm1, Pala lfl/2003

0 Initinl @ Annwil 0 l'Irnil to

J ';.13 l /20(13

8. On •he basis of the infcnnation coniained In this Report and any modifitatlons penaining thoroto. It is, in my opiniDn, in complimce with applicable laws and ritgulations.

Reviewing Officer

IMPORTANT NOTES; The iru:ttuc:Lions acc:on-rpanying this form must be followed. Complete all pares. checking the NONE box for 1:11ch pan when: you have no n:oportablc info!Tllation. Sign an lw.-i. p!!J!;e.

I. POSITIONS, (Reporting individual only; sec pp. 9·13 cf filing imilruclions)

0 NONE (Ne rcporlablc positions.)·

J

:z.

3.

II. AGREEMENTS. {Rc:pomog individual nnly; scie pp. 14·16 offfiing insrrucrions)

0 NONE - {No reportable agrccmcni:s.)

PARTIES AND

L,· None

Ill NON-INVESTMENT lNCO?v.tE. (Jlcp1;1rtlng fnr:lividUlll and spouse:; sec pp. 17-24 Dftlling imtlllc'lions)

0 NONE - (No reportable non-iTIVC11tmcm im:amc.}

(your.s, JID SIJ )

'

SO!illCJi pgSCRIPTfON

SOUkCE

CREDITOR D,PSCIUP1'JON VAPTF! CQT)E

..

' O.Ct-ZD-ZDD4 D3:6Zpm Frcm- T-137 P.aoa/Gll F-624

l''lNANl.'lAL VISUUSURE REPORT Name of Per.son lli;lporting

MUI.LEN, GRAHAM C

Du1e of:R.cpott

IV. R.ElldBURS.El\dENTS transportatfon, !edging, food, cim:rtainmc::nt. -

(Includes tho e Lo sp9l!So and dependent children. Sec pp, 2S 1 at lns!l'Uotions.)

D NONE - (No such rcponable reimb1.1r.;cment$.)

I.

V. GIFTS. (I:nclud those to spo c and ctcpC11de1rc c::hilclren. Sec pp. 2K-3 I of instructions.)

0 NONE (No such reportable gill.a.)-

I. None

. V1 LIABlLITlES. (Includes lho e of spausc and dependent dlilcl n. Si:c pp. 32-34 orinstruetiom.)

D NONE (No reportable: liabiliti .) ·

I.

2.

3.

(2) (2) (3) (4) (S)

• •

• • •

-·-

-

......

I

'9 .....

A

(e.g.

m:tgcr, (A·HJ

• Qc;t-20-2DC4 03 :6Zpm From- T-187 P.DD4/D11 F-624 FlNA.NClAL DISCLOSURE REPORT Date of Report Name af Person Reporting

Page 1of8 MULLEN, GRAHAM C 9/1312004

A.. B.. c. l), .lru:<>lJlll during Grau valim at and of Tl'llll8ll.c!ioru durlnxn:;xm:lngptrlod

.Description of AS!et!I mpanl11s patiod l'rlpottlilJ: poriod. (including tl'll!t B.S!lc!S)

Ift10t c:i1cmp litim dmclosl!Pl> (l} (1) (:?) (l}

T:vpt;! (a.a. Pll!cc "(X)" after each a.ur:t i::J<Cmpr !>.WI:Type valw Villll" Identity of Value GuinAIIJQWU from priar di!l.Cm ute b11y,scl1, M<J111h• Cade:i Method bnycrh<lilllf

(itptlv:ira Codtl 1 div. mi ar Clld112 Co& l

(J-1'}DnyinL.) CS-1') Codc3Cf..·Hl n:dcmpi:io(Q-Wl lr"'1liilcli11l1)

DNONE (Illa rnpotili.bl lnccm.., .. l\ (IF mm:i11c:\i<;>N)

1.

l.

3.

4.

5.

6.

7.

8.

9.

10.

11.

12.

13.

14.

15.

16.

17.

l&.

,fl -·-............

I. l11L·mndG11in Cl>d!ll!: - j;J ,llOO DT li::;s (S<:<: Cob.mull; Bl lllld.D'l-) f • $Sll,00l•l>lll!l,COO

z, Vnluo C..Ocs: =-$i ,ooc orlCllll

CS=e C:olU!lllls Cl ima 03J N "'!;2:l0,000-550li.OOO Z:::J "'"' 5:00Q,OO/..J;$01DQ0·100IJ

'.l. Value Mcl!.tod Codas Q - Ji.p?t'".J.ilml.

(S t ColUmll C2) L! - n.,o;: Vi!lue

B .. Sl,001-S:l,!iDO 0 -s100,001-s1.ooo,ooa

K "'StS,ou 1.µ01000

0 = $Soo.ooi.s;1,om::i.ooo

ll -C1;1 (f<.ci .;;1;1\l:Oniy) v -Oilier

c = 12.501-$5,D_OO HI ..i;l,OOD,001-S5,DD0,000

L - ,O,OOi-SlOQ1!lil0

Pl - $1,00!l,DOMl.S,000,DOO

M - SM°"' lllort $$0,i:il;lll1PD;I

s w l\J,CliSIT'l,::Ilt

\.\' "' Elstitml d

:0 .. $.5,D0!-$15",0CIO lil.2 "'More tl11111 SS,DOO,OOD

M " rn:11.i,oo 1-s;z5a,(loo

P'.l -!S,OOO,QOl•n!>,OOG.n\lO

T ft" CnshfMP.'l" et

E = $!S,OOl·$S0,000

(2)

r;:-tiii

t

•

i

iiiii

•·.

c

e num

(2) (3) (4) (S)

t t

-

' ii

- -- .

• ifiiiiijiii{ii

D fl

v w

(1)

19.

{1)

'O t-Z0-2004 DB:52pm From- T-137 P.005/0ll F-624 1'<1.NANCIAL UJISt.:LUSU.K.E R..l:LPORT Name af Fenian Reporting Dare of Report

Page? of8 MULLEN, ORAHAM C 9/13/2004

(irn:Judlng lllSl IWcL }

J\. II. c. n. jQl'QlllC dllring OrQn "ill!le at md of <lwlnil'l"l'OrtlnllDe:«:ription of AB!lm rcvarting pcriad tap1;1rlin1qio::ritld

(.2) (1) II TIQt d111clolilllll

Plnci: "(X}" afler · i::h 11si;ct c;<Clllpt l\mcnmt Vo Jue Vllln<: 'l)pt: (1:,g, PB!Cl ldcmJcy 11r Typo ("-Ir VD!uc: Gainli'am prior ofuol" im: buy, sen. Month-Codel div. tenl. Qr Codc2. Modwtl Codc:Z Cadcl bll)lw/lfC!ler

(A-H) 1111.) (J-P) Coe!" merger. Day (J·P) (A•H) (ifprlv111r: (Q•'W) rc:dcmpliaD) transwmDll)

21.

22.

23.

24. .

ZS.

25.

27.

28.

29.

JO.

31.

32.

33.

34.

35.

36.

I. lncomclGoin Cod$: A = $1,000 er lcr.is "'$1,001-$2,SOO =$2,Slll·$5,000 ., $5.00l-$lS,Ooo - Sl 5,00l -550,ll00 (Sc CalwlllSJ:ll llJldP4) F "' 550,00l ·$ID011JQO 0 "'Sl00,001-$1,DCO,Ol;ll) Hl "'.n.ooo,cin .$s,ooo,ooo fI2 .,More liuin $ ,000,000

:?.. VaJ.,,,Ca<l"": r - $!5,000 11r leu I -s1s,ao1-$Sa,ooo L $50,0!ll·$10tl.OOO M '-SI 00,00l-$25tl,DOO

(5"= c.,1iioms c1 AAd tr.I) N "' $2:\'.C.!JOO-SSOo,ooo 0 = s:sco.001.ia,000,000 PI ., tl.000,00!·li ,OOi),000 1:'2 "' ss,ooo ,o::n -$25 .ooo .ooo

f'J "'s2s.ooo,001-$sri,cm:i,ooo P4 = .$Mo.'I! tit.Ill £50,0110,000 1'. V luc Mctlmd Co:lc q = llppll!isl!l R "'Co t (fl.Clll .!:$!:\ID Onl)') s· "'l\!15"!Bnm.l!U; T "' CushfMark<:r

lI =BookV illt' = O!lmr "'.Eil:li1r-..iw

n

38.

44.

52..

......

• I •

,, m•

-

.lUIOtl:'lt"llll"

(2) (J) {4) ($)

iiiiii -•

...,.

•

.

··-+-F

.,. I

ii;

I

·o t-20-2004 D3:62pm From- T-UT P.DDS/011 F-624 ll'l.NA.N lAL .UJ.SL:LU lJ.l:UC l<J1:.YUl<:l' Namt of Person Rcp9rting Date: of Report

Page3 of8 MUl.Ul.N, GRAHAM C 9/1312004

VII. INVEST:MENTS and TRUSTS -inccn!C, vnluc. lnlnsca!iom (includes U!Oit! oflh<!Jll'loll!le:uiddofIOlldeU[C!Jlldrt!tL Sec: pp, 34-fl of1Ilinglml!Mtio111i,)

A..

Description or ASii

(indudin.s !IU$ ;imo1:>)

f'lace 11{X)" oflltr !:!c:h 11-i l:l<CmPt

frotn prlot tli -

39.

40.

41.

4:1..

43.

45.

46.

47.

4R•

.w.

so.

SL

53.

54.

I. lllcQ!JlcfGaill. Cod!lu: A -Sl,DOOorl= (Sec Collll!ll15 Ill am! D4) F ... $50,00l..'lll 00,000

2. v.1.....c., ; 1 .. sis,ooo or

(Seo Colui:m1' Cl and.Ill) l'i - szso,ooo. DO.OQO

.B. bic:om� owing

n:poning period

m (2)

/\mount 'l)pc ("•il•Codi;: l div. llmt. or . (A-H) mt.)

B "'S l,OD 1-52,SOO c: 0 ., SllOO,ClDl-.'£1,IJDQ,oo:; > Hl

K -SJ!i,00['\'iSO,CllJO L

0 ""$500,00l-tl,000,000 Fl

c . Grosa value at end of l'!lparti11s pt!fiod

(l) (2)

Value Vllluc Code:? McthQ<i (J-P) C00c3

(Q-W)

=$.2,501..$5,000 .. $1,00tl,001·15,000,00ll ""'. $:lO,(iOl-liltJD,!lOO

- i.ooo,001-s:;,ooo,co11

n. 'IDMl!ctioll!! durln rnng period

Vt>m dii;c]o1m1: (l)

'l)pe (e.g. Date: VATW G;rin Jdonlitr"r b11:1.aell. Mcmlh- Code:! Cod= 1 \! :>eollc:r· nwrgcr, Dny (.l-1') (MO £ifpriwt=l'!!damptio11} ll'llrulllcdon)

D - $S,OOl-S\5,000 -SJ.5,!IOl- 1-ll -MP!ll! li!Rn S5,0Q0,000

!M "'.li!OO,QOl•SZ;O,f;IOO

r2 .., :11s,ooo,001-:us,ooa,ooo

!'3 - Si:i! .ooa,ooJ-150,000,000 r;; S1V111re ihan $:m,ooo,ooo 3. Vniudvfotliod Codos Q -Appr•iSlll £. ., Crui: (Rciti B tull: Only) s "' All lli• munl T • Ci;:;lllMµrl<lo>

(So Columio C'2J L - Deb , V lut" v otno= w &rim:Hllr __ ,

I

I

(!) (5)

.i

64.

B c D

K

v v:

(A-H) (lfpr:I...-- R<lempliDll)

67.

69.

Or.t·ZD-ZDD4 DB:53pm From- T-1&7 P.007/Dll F·R24

.l'll"llAl L,;.l.Al.i .LJI:Sl..'LUlSU.KE J'.{EJ:'U.KT N11mc of Per.son RcpcrtinS" Piltc ofRcpott

Page 4 of8 MULLEN, ORAHAMC 9/13/2004

A. D. c. D. ll!ton1; liming Gmsa vnlim .Ill en4 Qf T[ll!JSacI.iDDS during reponing period

Ducrlption of AS!ICElt ""Poni!l.K vmod 11:1pol1.ingp ri1;11!(incluiling: ll'Wlt :isse 1)

(2) (t) (:l.) Ct) (2)

Pince "(X)" ;:;1\1,.-r Aoh asset cJCC111p1 v 1uc Valun 1)pc ("'!:< Pnlc1Amount Type (c,g. VlllllC Gain ld11111i1yof il'o111 priar disi::losun: bu)'l!'.lil> "f Coile l Code:! Molllotl buy, sell. Mcntli-dill. =!.or Codcl Ccdc:l

lra.W:l! clloll) ioL) (.!.:p'j Cwfo3 tnelll"r, Duy (1-J') (A-H}

(Q-W)

SS.

56.

57.

SB.

5 -

60.

61.

G2.

63.

65.

66.

68.

70.

71.

72.

!, lnoo1ua'Oa.iti A = $1,000 t>tle;ts =.$1,001-$2,SOO .. $2,501-$5,000 "'SS,OOl-S15,000 .B = $15,001·$50,IJQQ \Sc:; Colwnmt J.!ll iin<!. l:l4} p !l:S0,00!·$&0U,IXlll (i "'SlDO,OOHla,000,000 HI "'SJ,000,00l-$S.Oo0,llO!l Ii'.! - Mon: Imm S5,000,000

2. VnlueQ9'""': J -$1S,OClOorlC&S -!6JS,OOl•:i>:i0,000 L -sso,001-s100,oon Jiii "'5100,001..f:m:i,ooo

(Soc Colllmt1 Cl 1mc D!I) N $250,000.$;1 0.000 0 $5'10,00l-:111.000,000 Pl "'$1,000,001-SS,OOO,!lllll P:l. "'$5,0lOGl,OO] •$15,000,DO!) PJ $25,llOD,OO l · .:iQ,l;lOQ,000 p4 "'$M<>rc iir.1r, s.so.000,000

;;., Vnluo Mclhad ¢0<11::< Q "' Appn:l'll! I R "'c;:r;is (Real &mi::: Only) s: • /\, <';zm::n;: T - Cns11111".m'>::>t (Seo Column u "'!:look Volut ... I!8timiltc.<..:

-

em ••

•• ff I

SL "*

lift]

L'

(:z)

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••

a 1

I a

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iiiiia

'IA'

fl) 11111lt

) (3) (4) (5)

Pay

• .,..

.

iiifii.

r-..,

-

.

-

78.

84.

(i:..B•

O;;t-Z0-2004 OS:63pm From- T·1B7 P. OD8/DJ1 F·B24 .l'llNJ\..."lt.:lAL J.JISt.:LUSIJRE .H.EPURT Nami; o!Plll"Set1\ Reporring Date of Rcpa!"I:

.. Page5of8 MULLEN, OR.AHAM C 9113/2004

V.II. INVESTJM:ENTS and TR.USTS - income, vailltl, c:anscation.� (include,<t UlOl!e t>f !he i;pcu.ise jl.nd dt"pen nt 'hikhe11. $ee Pl'· 34.S7 of filing inmu:idons.)

A. B. c. n. hwon-e duritig GTQ$:1 nlll(< At •n4 of 'tra. u.ctlans dllrinG rcpomilg period

Description of Assom l!!'l'riad reporting' period (including W!lt asgcts)

Ci<ClllpL :from disclDSWl> (1) (1) (I)

Place "{.X}" nftJ:r cu:li 3!19Ct al!<:lllpl ftom prior diaclCSlln:

V Juo Vnlw: Type (er.ii. Dl11c::AmowlL T)'F (:ado l

Va.I"" Go.hi Jdm1!iy or Mothod bu;r, s=U, Manlh-CDd!:2 b11 ll•rCode:Z Co4e 1

mcrjlCr, ratlclll!'finlll

(A•H) 4iv, !l'n!. or int.) (1-l') Ccdc3 (ifprlwn:

lnllU!llctinn) (1-'P) (A-ID

(0-W)

73.

74.

75.

76.

77.

79.

&O.

&2.

!l3.

85.

!!IL

87. •.

Sil.

i!9.

90.

·--· .. --..- ..... ,,.. -· ---

1. h!com"113ain Codl:lt: /\ .. Jl,0011 orlc:ss B = $1,001.$2,SOO c ,. S2,50I-SS,ll00 D .. $5,00l-$15,000 E

(Soe Col.ucmii Bl alld D4) F - SSO,OOl·:El QO,l,lOO a c !lCJO,OOl-$1.!lOO,OOO m -Sl,Oll0,001-!15,l.lDO,OOO H2 =>Man:: Ulllll SS,ODl'l,000 :::!. Villu:= Coci :i!! f - $151000 <lt"l= K - l5,00l-$SQ,OOO t. -1150,0Pl·SlOQ,QDO M - :noo,001-s2 0.ooo

(SocCaiwD!IS Cl aocl.DJ) N - O,OO().SSO!l,000 0 "SSOO,llOl-$1,COO,oOo l'l - :SI ,C00,00Mi5,000,00Q P2 "'ss,000,001.:r; s.ooa,ooo

l'3 - .l:l:i·,ono,OOl-JSO,D00,000 1'4 - $Mofi, tlmn S50,01)0,QOO 3. V•lu.: Mtilbod C.,(li::£ Q Appraisru &. "' Cast (&it:tl .!!$ OriM s • Allr.s ment T "'Cm;llfMllrut

(3et Coh.i:rm CZJ =Bao!,: Vaine v -01l1er = Bllri:tm!!ld

-$15,IKll..s!iO,OIJO

di.!!clOSl)f(I

(1) (l)

., I • •

-

-........

-

...

iiiii

...

:1:

..

(4) (5)

• •

(c,g.

!JZ.

Pl .. .111.000,001-ss,ooo,ooo

tl'ansac\i(lnJ

·act-20-2004 03:53pm From· T-137 P.009/011 F-624 !!11'1Al'1l:lAL DISC.LU:SUHE RJlPOR.T Date of Report N1m1c of Person Reporting Page6of8 MtJL.LEN, CIRA.HAM C 9/1312004

A. B. c D.

bicom:.durins Gn:iss wl1111 l $1\a af Tnms.ae1k1111 i:lurmg "'lloning pcrfud D ption ot AHolil rcpanin11 n:po!'lin.s p•riad (including tlll!lt M elS) lfnat -.mipt tom (l} (2) (IJ r.n {1)

Pl " np.1• 11fter each 1sel C"Jtl!lllpl div. ren or

Vnlll<l V;iJ11c Type: (e.g. Dalli:.AmolDlt Type V.o.llll' 0Rin l dcnlity 11r !Tom prior disclosl.!fQ Coda:? M !hcd bill/, !iCIL Code t MDlllh• Cl><!c2 Ci:idc I b elb-

CA-R) ML) (J-P) CQd•l m<:rgcr, .Day (J·f') (A-H)redemption)(Q-W)

91.

(ifpriv.ue

93•

94.

95.

96.

97.

98.

99•

IOD.

101.

102.

!03.

104.

10s.

106.

107.

108.

I. .l.W:<utlt:li:Jirin QJdc ; A ... $1,0Q!l or lea• B -Sl,00Hi2,SOO C • S2,SOl-S5,0DO D -$5,001-l:lS,OOO (;kc ColU!U11S .!!l imd· J>.11) F ., 1SO.OOl•$lOO,oQQ G "Sltl0,001·$],00Q,DllO HI ... $1,000,00l-S5,0D0,000 .R? .. Marlo lt!Rn $5,000,000

:!. \. 1 Codi::o; - lS,OD!) or kss K ,. .$15,Dol- 50,000 L SSo,Q!Jl•Sl00,000-$)00,001-$1,00IJ,(}00

p "'szs.rn:in,mn.uo,000,000 l'4 - M- tbl.'!l is-0.000.000 - V iue Moehod Coclas Q "'Apl:>ftii!Jlt R =Con (li'-"'11 Es 1ll= QnJy) S -!\.!l •::snrr.nt 'l' - 1'Murllet

(Sec Crrlimm c:!l V ""Other

M = S:l 00,0!'1·$250,000 =

(5 ColwmJS Cl mi P.O.) N = $250,00!>- 00,DOD 0 .,, $5,DOQ,001-$25,ooo,ooo

A..

iliiiiii

\iiiiiii

a •

-

u

{.:I) (S) Yllluc C!Jdcl

.

.

t:t •

tr '

,_

I

fiii1 I

11(X)11 f'b:r "'""b h6SC:I exempt

· Qct-2D-2D04 03:53pm From· T-137 P.010/Dll l1ll'4 C..:1AL JJJSC.:LOSU!U: REPORT Name of Pcn;on Rcp9mns Date of Report

Page 7of8 MULLEN, IJR.A..HAM C 9/(3/2004

Tl. • . J;l. llJQ!lm:> during Gress wloo 1i eitd Qf Tnmsllclians durmi f11!l1111ine:pedod

Dcscripda11 tir is tcportirul: pclitid raponlni; perir;KI (i11cluding l:ru$L ;isli/;!IS}

lfnot c;<;cmpt fulm disclos1 (l) (2) (1) (2) (1) (2) (3)

li'Dm prier<!i:si:la•'lll"C Ph!cc Val11e TYPC' (e.g.AmaLllll

Cadel 't)pe (e.g. Value div. re11t or Colla:?

Dami Idc1ulty llf Cillill Mel bod buy, llCD, MQ!lrh- bu cr/si,llerCod• l

IDCl'gCf, Day(A-H) int) {J•PJ Codt3 (Q-W)

{1-1) (A-H)llon} (lfpriv tclli!llSllC!ion)

109.

110.

lll.

112.

113.

114.

l1S.

116.

ll7.

118.

ll!l.

120.

121.

1Z2.

123.

124.

12 .

ll6.

1. 1ru.vmro11,m Codes; I\ =$1,00t:adtl!lll ($ Colillllll.5 lll md D4) p "'$.50,00l ..$100,000

2, V l"" Codtii;: "'$15,DOO otll:ll.'

(S•<' Colllmfl:l Cl mrd :03) N "'szso,oco-$500,oon

P?. ""$25,00D,001-$50,DOO,OOO S, Vnlu,, Met.bod. Co<l>Js Q '",l\pprailllll

(Se< Cail!lm! Cl) -Bucl:Yn!uc

.B ,. $1,001-$2,500 0 .. irno,1Jo1-£t.ooo.ooo

I - l5,00l-$SO,Ooo 0 m 5500,001-$1,00!l.OOD

r - Cast 1 Bstut.c Only) v • Oti1er

C -$:!,5QJ ...SS,000 m -u,000,001-ss,aoo.ooo L -S.SO,CIOJ-S!00,000

Pl - $1,l;JO:l,001-SS,OOD,OOO !'4 - !:Man: lb•m :;so,000.000

s a ssmcllf

w - F.stim:iti:c

. .....

D :S.S,OO!-$!S,0Cl0 :rn "'M.nl'I> uiiui s:s:,000,000 M = saoo.001.!\j:?SC.OOO

P2 = $5,000,00J-$2.S,Ol:lO,OOCI

A..

"

u v

B.

(l) {J) (4) ($)

w I •Oilier

T•1B7 P.011/Dll F-SZ4Oct-20-Z004 OB:64pm Fram-J:f..U'l.A.Nl:!AL .UISC..:LU U Kl!.: !U!:POR.T Date qf Report Name of Pe!llon Ri:porting

Page·8of8

Di:scripli<>D of A.!ISCJ.S

(includfug tnl!it WCL )

Pl"c<:. "().1" lltler C11Cl1 .usct exempt frttmprior clisclo.!lllIC

127.

128.

l2!l.

130.

131.

132.

133.

134.

l3S.

136.

lnc11rnr. llurintr no!IQ1'rin11 period

(I) (;l)

AmDlmt T:Y(d (c,!J.Code I div. 111m. or

(A·H) in )

MUU.EN, GRAHAM C

c. Gtt>s:i "11lue :it enei of l'l:portlllg !*lod

(l) (2)

Vnluc Value Code:? Moll1o4 (J-P) Coclc3

{Q•WJ

51113/2004

D. Transal!liOllS dw:inl: n:hl!! period

lfDDtC10c:mptli'am diacJO!lu:rt(1)

'I'ypi: (C,,!I< Pnis:; Vnluc Glli.n Idc11lity or .bcry,ffll, Month- Ccde2 Code J buycr/ fl!ller merger, (J-P) (A·H)Day (ifpriv;ill!redcmpliPll) lr.IU&lll;til>n)

l. lDcamt/Gitili Colle$: A =SI ,lloo or less B • Sl,OOl·SZ,500 c "Sl,SOl-SS,!100 0 -$5,!JO1.St5,000 E "' S 15,001-iSO,ODO {Se:: Cclurum Bl 1111d 04) f - SS0,001-$100,000 c;l - l'lOO,DOl-);l,000,000 HI -s1 ,000,001.ss,ooo,oao H2 =Mo !1 !'1 $5,000,000

2. v.,)lf<' C:11dcsr ' ] - su,ooo orl.,.5 is. - :ias,oaHi!io,ooo L *"iSO,OllMH00,000 M "'!i!DD100! 250,000 -, I

(Soo Col'Uttlll!i Cl 11<!: DS) N -:>.!:S0,000-51500,00D 0 - Ssoo,001-s\ ,000,000 F>l .,Sl,000,00 l ·t'.S ,000,000 P:l = SS,O:JO,OOl-$25,0M,OOO I

I1"3 '-'$:!5,0D!l,OOi·llSo,o00,00(1 P4 ,. $Mare !lllw $S0,[)00,CGD I I

Vafoc Mt!lJ10C, C , ri:S;:::; Q =Appmi!lll.I .R "' Cost (Reill Es:ahl 01!ly) s - /issessmcot T = Ocili!M r : I \5 t' Colwm ; "'Eiook Vr,lu< -E!tiir.:imd

,;:.1.. __

Rev_

. 1_

12_

0_02

__ __.

Date ____ _

POSmoN

PARTIES ANPDRMS

SOUR.CE AND TYPE

-., 0

tiB.QSS INCOME

D NONE - (No n:potlablc positions.)

Repoi:t Required by the Ethics AO-iO FINANCIAL DISCLOSURE REPORT in Government Act of 1978

Calendar Year 2003 (5 U.S.C. app. §§ 101-lll)

1. Person Reporting (Last name, First name. Middle initial) 2. Coutt or Organization 3. Date of Report MULLEN. GRAHAM C WESTERN DlSTRICT OF N.C. 9/13/2004

4. Title (Article m Judges indicate active or senior status; S. ReportType (checl: appropriate type) 6. Reporting Period magistmte judges iudicate full.. or part-tii:ne) 0 Nomination, Date l!L'2003 CHIEF U.S. DISTRICT JUDGE· AC

0 lllilial QFial to 12131/2003

7. Chambers or Office Address 8. On the basis of the-fllibnnation contained in this Report and any modifications penaining thereto. it is. in my opinion, in compliance230 CHAR.LES R. JONAS BUUDING with applicable laws and n:gulations.

401 WESTTRADB STREET

TIE; NC 28202

lMPORTANTNOTES: The instructions accompanying this form must be iODowcd. Complete all parU, cheeking 1he NONE box: for each part ·

'Where l'OIJ blM: no reportable lnfi:Jnnation. Sign on last pap. ·

L POSmONS. {Roporting individual only;see pp. 9-13 of filing instructions)

- ...

1.

3.

Il. AGREEMENTS. (Reporting individual only; seepp. 14-16 orruinr inlllructions)

D NONE - (No n:porlable agn:cments.)

1. None

c - tQ ;o(/')0 -

en fTIr-""" o- 0C,tJ :Z: c::> rn

... -;::::; :: rn::? wQ <

o> -r,r S: m

... 0Ill NON-INVESTMENT INCOME. (Reporting mdiridualan11 spmisc; sec pp. 17-24 orfiing instruc:tions) m ·

D NONE - (No repol1able non-invr:slmmt inccme.l

(yom, not !plllllle'I) 1. ..

,.

SOURCE DESCRIPTION

DBSCRJPllQN YALVBCODE

Name of Peison Reporting IDNANCIAL DISCLOSURE REPORT Date of Report. . MULLEN, GRAHAM C 9/1312004

N. REIMBURSEMENTS -transportation. lodging, food. entertainment.

(Includes those to spouse and dependent children. Sec: pp. 25-27 of instruclions.)

D NONE - (No such reportable reimbursements.)

V. GIFTS. (Includes those to spouse and dcpcndcD:tchildren. See pp. :U.31 of instructions.)

D NONE - (No such n:portabtc gifts.) - ....

1. None

VL LIABIIJTIBS. (Incl.u&:s lhose or spoase and depend.cat childrcm.. Soc pp. 32-34 or instructiDDS.)

D NONE - (No rc:portabtc liabilities.)

CREDITOR

1. - • 2.- •

3.- •

. -

7 7

---" ' ' "

reporting pc:rio4

B c

(2)

Day

{3) {4) (S) Gain

D E

13.

(A·H}

(1)

FINANCIAL DISCLOSURE REPORT Date ofReportName of Person Reporting. -MULLEN, GRAHAM C 9/13/2004Pilge 1 of8

- income, value, tnmscations (mcludes those of the spouse ud depcmlent c'bildrcn. See pp. 34-57 of filfug ins1niclions.) VIL INVESTMENTS and TRUSTS

B. c D. Income during Gross value at l':lld of dmingn:portingperiod

period

(t) (2) If not exempt imm disclosm:c {'2) (1)

ADKlllllt T'jpc (e.g. Vaiuo Value Type (e.g. om: Val• ldmtityof Codct div. lat. Cll' Code2 Melhod buy, aell, Mmuh- buyer/sellerCodc2 Codel

inf.) (J-P) Codc3 merpi;tion) {J-P) (A-H) (lfpriwl!:.

tnnsaction)(Q-W)

2.

3.

s.

. .- ,; ,._ . ..._ , , , . , ,. r •

7.

8.

9.

10.

11.

12..

14.

16.

1. Incame/Gain Codes: A = S:l .000 or less "' Sl.001.s:,500 - s:z,.501-$5,000 "'SS,001 .SlS,000 s1s,001-tso.ooo

(SeeColumrlsBI llJlllD4) F eSS0,001-Sl00,000 G = s100,001-s1,ooo.ooo. m ·=·s1,ooo,001 .ooo,ooo H2 =More tba11 SS ,000,000

2. Value Codes: J = $15,000 ar lss K = $IS,00l-S:50,000 L = $50,00l-:SlOO.OOO M r S100,001-S2S0,00ll

(See Columns Cl md D3) N = S2SO,OOO-S50ll,00ll 0 "'SS00,001-$1,000,000 Pl = Si,000,001..SS,000,000 P2 = ss.ooo,om-t .000,000

P3 "'S2S,000,00l-S:S0,00(),00D !'4 r £More !ball SS0,000,000

3. Vnlue Meti:iod Cod!:s Q = Appraisal R "'Cos! (Real Estatt Only) S Assessm:nt T Cas!.v'Marl:et

(Set Column C:} U ""Booi Vciw; V Otb::r

22.

26..

'\'

(2) (3) (4) (S)

{A-Ii) rederq!tian)

FrN;\NClA.L DISCLOSURE REPORT

33.

reporliIJg period Gross wluc at end of

Date ofReport Name of P=n Reporting

9/1312004

-incouie, va111e. lmlSCations Cinchides those orthe spouse and depemlemcbildrell. Seepp. 34-s1 oitilinu insttuctioos.)

MULLEN, GRAHAM c Page 2 of 8

Vrr. JNVESTMENTS and TRUSTS

B. c. D.A. lmllllll durlog . Transactions dm:ing ri:porting period

Descriptionor Assets fmcluding tnistuscls)

mporliDg pctiod

(1) CZ> (1) (2) (1)

.Armlllll Vllhm Value T)pe (e.g. Date:Type (e.g.Cadet div. rc:lll.ar Coclc 2 Method buy, scJI,, Month·

Codcl meipr, .Day(A.fl) int.} (J-P} (Q-W}

19.

20.

21.

23. - '"

24.

25.

27.

28.

29.

30.

31.

32.

lfllOt exempt fu>m cliselOSlR

Value Gain ldclllity oi Codc2 Code! buyerlsdler (J'..P) (lfpdwte

bmlactioD)

34.

35.

1. lncmne/Gain Codes: A Sl,000 or las B Sl.00l-S2,500 c • ·S2,501-ts,ooo D E S5,00l-S15,000 E -s1s,001-sso,ooo

(See Colmmis B 1 and l>4) F ssc,Otll-SlOO,DOO G ·• SlOO,OOi·Sl,ll00,000 ID = S:i,OW,001-SS,000,000 It! c More 1han .000,0()0

2. Value Codes: I = Sl:S,OllD orless .IC = SlS,OOl-SS0,000 L = SSC!,Oill-$100,000 M ,,. S:l00,001-S250,00(l

(See ::nl= Cl and 03) N = s:?So,ooc s:soo,ooo 0 = SSDO,OOl-l'l,ll00,000 l'l = S:l,000.001-SS,OtlO,OOO 1'2 = S5,000,00i-!:"..5,000,0!IO

P3 = S2S,OOO,OOJ-$50,0DO,OOO !' -= SMore 1ban 0,000,000

-Value lvleilio:: Codes Q -=Apprnisil R = Cost (Real Es:are Oriiy) s =As=sm.."llt T Cash/Market

:Set· Column ) " u =.Boot Value Qt.he!' It\' Bstirmre4

(2) (3) (S)

•1 •

46.

l

vrr. INVESTMENTS and TRUSTS -income. va.1.ut, mmscations (mclwies t11o1111 ortbe spouse and dependent children. Seepp. 34-S7 or filing instructions.>

(1)

S4.

Asse.ssmell!

FIN CI DISCLOSURE REPORT NameofPersonReporting DateafRcport

MUll.EN, GRAHAM c 9/1312004Page 3 of 8

B. c. D. lm:ome during . Gross wlue at ml of 'Ii'Dllsac:lions during repotting period

period reportingpemd If mn tfrom disclosure(2) (1) (2) 0}

(4}

37.

38.

39.

40• .

41.

42.

43.

44.

45.

47.

49.

Sl.

Am:l1lnt Type (e.g. Value Value Type (e.g. Date: Value Gain ldelltil.y of Codc1 div. Rlllt. or Coclel Method buy,_sen. MOllth· Codcl Codct buycrfselkr (A·H) int.) (1-P) Codd m:qc:r. Day (J·P) (A-H; (ifpriw.le

(Q-W) ) transaclion)

- ..

l. lnoomelGl!in Codes; A - Sl,000 orless B = Sl.001-$2,SOO c s $.2.SCU-$5,000 D =Ss,001-srs,ooo .E ""SlS,001-SSO,OOO

(S= Columm Bl and D4) F = SS0,001-SlOO,OOO G = S?00,001-$1,000,000 Hl r. Sl,OOO,OOJ-!i:S,000,000 H2 "" Mon: ll:um SS,000,000

2. \'a.lue Codes: =SlS,000 or less K = S:l.5,00!- 50,000 L = SSO,OU!-$100,000 M =S100,001-S2SO,OOO

{SeeColnnms Cl and DJ) N = S::!.50,000-!!:500,000 0 ssoo,oo 1-$1,000,000 Pl ., s1,ooa.001-ss,ooo,ooo P2 r. ss,ooo,oo:-s:!s,000,000

P3 = £25.000.00!-:&50,000,000 P4 = SM.are lhatl $50,000,000

Vniue Metl10d Cock£ Q =Appraisal n =Cost (Ilea! Estate Onl)i} s T = Cash'Mnrl:el

{$ei· C:oiumn C2} u =Boole Value v =Oilier V/ c Estin:an:d

S6.

6S..

B.

rcponillg period

(2) (.3) (4) (5) Gain

(1)

(1-P) fnl.llsal::tilm)

Dare of ReportFINANCIAL DISCLOSlJRE REPORT Name of P=-son Reporting

MUU.BN. GRAHAM C 9/1312004

- illl:om; value, uanscalioos (im:ludes !hose of Ulc spouse and dep1:mdem clu1dren. See pp. 34-57 of filing inslructions.)

Page4 of8

VII. INVESTMENTS and TRUSTS

c. D. Io:ome during .. Gross. value at end of Tnmsactians tep011lng period

n:pm:ting period

(1) (2) (1) ('2) rrnot t from disclosure

· Place "(X)" after each llSSllt m:mpt An:mmt Type (e.g. Valuo Value Type (e.g. Dalli: Value 1di:n!i1¥ of ftom prior disc1oS1R Codcl div. nmt. or Codd Methlld buy, sell. Manlh- Cocle2 Codel buyedsclkr

Code3 m:rga; Day (A-H) (if private iuL) Q...J?(A-H) (Q-W) redcmptiml)

SS.

S7.

SS.

S!il.

60.

61.

62.

63.

64.

66.

67.

61.

69.

70.

71.

72.

l. hlt.'OIDe/Gain Codes: A ;, :Sl,000 or l=ss B (See Coiumns B t and D4) F .. sso,orn...s100,ooo G

.::'.. ValueCodes: J = .SlS,000 or leils K

(5ee Columns Cl arul DJ) N = 5250,000-SSOo,OOo 0

P3 = szs.ooo.o:n..ssa,ooo,ooc

.:,. Valu Method Codl!S Q =Appraisal R

(5,,.,Coloom :21 u = Bool: Volue v

"' Sl.OOl-S2,.500

= Sl OO,OOl-Sl,000,000

= SlS,001-$50,000

= $500,001-$1,000,000

= Cosi {Rea! Esllllt' Only)

=Other

- ...

c "' Ol.SS,000 m -.si..000,001..ss,ooo.ooo

L - SS0,001-$100,000

l'! = S 1,000,001-$5 ,000,00C

P4 = SMore than S:S0,000,000

s = Assllssiru:lll

\\' Estim:ill:d

D • SS,00 l-SlS ,000 E "'SlS,OOl-SS0,000

.HZ =M<m! tliai:SS;000.000

M S:l0 .001-S:2S0,000

P2 =.SS,OUO,OOJ -S.::S,000,000

T =Cush/Market

VrL

(2) (3) (4) Amomlt Gain

76.

78.

BO.

- ..

82.. ..

84. ..

• ...

-

-

- ..

-

l) v

Name of Person Reporting

lNVESTMENTS and TRUSTS - income, vaiue. tnmscaliollS rmc1udes those orlhc spouse and dependent childn:a. See pp. 34.s1 otfiling mlmlltitms.l

73.

15.

/q>p!llisJ.l

FINANCIAL DISCLOSURE REPORT Date of Report MUU.EN, GRAHAM c 9/1312004Page S of 8

B. c. n.. Gross value at imd of Tumsactions duril!g l'CpO!tingperiod .lncomo daring.

reportiog }lllriod reportingperiod lf' mt exempt :tmm disclosun: (1) {2) (1) ('2) (1)

(S) Type (e,g. Value Value Type (e,g. Diii!:: Vdue Identity of

Coilll>I div. nmt. or Code2 Melhod buy. sell, Manfh- Code2 Code! buycr/&d1er(A·H) int.) (.J-P) Code3 1Dl:l'gllr. Day (!-P} (A-H) (if private

(Q-W) teckmJp!ioo) lrllllSac1ioll,

74.

77.

79.

81.

83.

ES.

86.

87.

18.

89.

90.

I. lllcmne!Gain Codes: A - Sl,000 or k:ss B -SJ,OOJ-$2,SOO c "" $2,SOl-SS,000 D ""SS.001-S! S,000 E -Si lS,001-$50,000

(See CollllllllS Bl and D4) F = sso,001..s;100,ooo G = Sl00,001-$1,000.000 ID =S1,ooo,001-ss,ooo,00Cl H2 cMore ttum :tS,000,000

:?.. Vlliue Codc:s: I S 15,000 er less K = S15,00!-S50,000 L sso,001-saon.ooo M E saoo,001-szso,ooo (See ColUll'.lIIS Cl andD3) N = S::SO,OOOCSSO:l..000 0 = s:soc.001 .s;1,ooo,ooo Pl "'S:l,000,001.S5,000,000 P2 = S:S,00(),QOJ-$.25,000,000

f'J = s:2:;.or.o,001-tso,ooo,onn P4 c !it-.!.on: tlmn S'S0,000,00D :i. Value M2'1h0:.: Codes Q r, "" Cost (Real Esmw Only) s =Asses=t T ""Cash'kfarkc:

!5: Colurm1 CZ) eBool:V11ilt!" = Ofoer V/ .: red

-------------------- --------------� ·-··----·----

,,,.

...

{2) {2) (3) {4) (5)

Name of Person Reporting

91.

rcpmting period Gross value at mi or

FIN 4J. CIAL DISCLOSURE REPORT Date ofReport

MUU.EN. GRAHAM c 9/1Jf2004Page 6 of-S

B. c. D.A. Income during . TlllllSaClioas during rcponingperiod

Descrip!iDll or Assc1s n:por:tingpcriod(inclmliug tmsu.sscts) lf:not t fi'om diselosurc (1) (2) (l) (1)

Value Vaine Type (e.g. Dille: buy, sell,

Place "(X)" after each asset exmipt fromprier diseloSlll'C

AJllJllllt Vahle Gain ldc:nlit)o or Type (e.g.cl.iv. nm!:. Of Month·Code2 MethodCodet Code2 Code j

(A-H) buyelisellcr(lfpriYall:(J-P) Qxle3 IDl:fF, Day

11)(A-H) int.) (1-P)

(Q-W) transaction)

92.

93.

94.

95.

96.

97.

98.

99• .

100.

101.

102.

103.

104.

105.

106.

108.

l. l1lC'Oll'lelGuin Codes: A -Sl,000 a:-less B -s1.001-s:z,soo c = 1-$5,000 D "'!5,00!-Sl.$,000 E - Sl5,00l·S50,000 (Se!! Col111lli1S Bl 1I11i D4) F =$50,001-$100,000 G = $100.001-$1,0()0,000 81 = SI,OOO,OOl ·SS',000,000 H2 "' More tllan s;s,000,000

Z. Value Codes; ] = s;is,ooo or less K "'SlS,001-SSO,OOO L = SSll.001...SlOO,OOO M Sil 00,001-$250,000

(Set Column.s C! .ami!lJ) N -.t:!SIJ,000-SSOO,OOO 0 p 500,0lH-Sl,OOCl,O:lO Pl =Sl,C00,00l-S:5,0ll0,000 ¥.: "'l:'5,000,00J-S:!S,000,000

1'3 -S2S,OOO,OOl-1!:50,000,Cl00 P4 = SMare than $5!l,000,000

3. Vaiu:; J..fofuod C\odes Q "'Apprcisai R = Cost (Real Esmre Only) s Ass ssment T "' Czsb/M.artet

{Set Coh.unn li =B0:ikV11l11e v =Other w =Estimated

• 'ff' 4 ' .

•

(2) (3) (4) (5} Gain

Date of Report FINANCIAL DJSCLOSURE REPORT Name of Person Reporting MULLEN, GRAHAM c 9/1312004

vn. INVEST.MENTS and TRUSTS -im:ome. value, ttanscations(mcluik:s those ofthe spouseamldepemieutcbildn::n. Seepp.34-$7 offiling imlructions.)

Page ·7 of 8

B. c. D. hu:om:: dmmg ' Gross value at end of Transactions during no:pmting period

Dcscrlptiunof' Assets rqx>rtiugperiad reporting period (illcluding tmst asseis) If not cxm!pt from disclosw:e (I) (2) (1) (2) Cl)

ARlount Type (e.g. Value Valuc Type (e.g. Date: Value ld:lltny r:4 Codel div. nmt.ot Code:/. Method bu,y, sen, Monfh;. Codd Codcl buycrlse1lc:r{A-H) inL) (I·P) Codc3 m:qic:, Day (1.P) (A-11) (ifprivalll

(Q-W) n:dclqition} tnmsaclioll) !

109.

110.

111.

112.

113.

114.

115.

116.

117.

118.

119.

120.

121.

122.

123.

124.

125.

126.

1. hlcome.'Gain Caclc::i: A -s1,oon gr 1ess B s1.001 .soo c -S2,.5Gi-$5,000 D =SS,001-Sl5,000 E = Sl5,00l O,OOO

(See Columm;Bl m:lD4} 'F = SS0.001-Sl00,000 G Sl00,001-$1,00!>,0D!l 111 ""Si.000,001-SS,OOO,OOO H2 =Mon: than $5,00ll,OOO g

2. Value Codes: "'SlS,000 or less K "'S1S,OOl-$SO,OOO L SS0,001-SlOli,OOO M .,. Sl00.001·$250,000 (Se: CDl.lmms Cl arul 03) K "' S'.!S0,000-$500,000 0 = SSll0,00l-S:1,000,000 PI =S:l,O:JO,O;JJ-S.$,00(),000 P2 = ss.000,001-ns.ooo,ooo

!'3 =S25.00:l,00i-S51J,OOG,000 pi; ""S:More thall !50.000,0DO

==3. Vabr Method Codes Q Appraisal R "' Cos! (Ren! Esme Only) s =A==m T C:ish!M:ukct (See CDiumn L' = B":il; \111lu \! =Other V/ ,1:;:: Estinlat:e

..

.,, •

J • ..

•

a

..

..

..

JqlOl.1ing period

(l) (3) {"1) (5) o.m

Jllc:olll: during

(A·H}

(1)

Date of Report FINANCIAL DISCLOSURE REPORT Name of Person Reporting 911312004MULLEN, GRAHAM c P.age 8 of 8

B. c. D. Gross value at end of lilmsaLl dmingreportingperiod

period

{1) (2) (1) {2) lf llDt eampt :Imm Wsclosurc

Ammmt Type (e.g. Vale Vllllue 'l)pc (e.g. Dall:: Vahle Id!:nti!1 of Codc:l div. a.or Codel Melhocl buy, sen. Monlh- Codc2 Codi: l

{ifpivalDint.) (J-P) {Q-W) nderlpliou) Codc3 llllll'F· D4y (.1-P) (A-II,)

trlmsllcfion)

127.

128.

129. ..

130.

131.

132. ..

133.

134.

135.

136.

1. .l.ncot=IGaiD Codes: A $1,00.'1 orlcss B - Sl ,001 ·s:l.SOO c "' S2.SO l-S:S,000 D = S5,0tll .S1S,OOO E e$lS,OOl-$50,000

(See ColUII!llS Bl and D4} F = SSU,OOl-Sl00,000 G = S:l00,0D1 .$1,000,000 Hl "'$1,000,00l·SS,000,000 H2 =Mare than $5.,000,000

2. Vlllu: Codes: J = SlS,000 or less I = SlS,00!-$50,(]00 L = $50,00l-SJOO,OOO M = Sl00,00l-S250,000

(See Colwms Ci 211d D:,) N = $250,000.:S:SOO,OOO 0 = SSOG,OOJ-S:l,000,000 Pl = Sl,OOO,OOl-S:.S,Oll0,000 P2 = ss.m10,001-s:!s,ooo,ooo

P3 ""s:2s,ooo,ro1..sso,ooo,ooo ?4 = SMore iilal! 150,00!l,OOD

S. Vaiu, Meiliod Cod:s Q Appraisal T = Ca!ih!M11rke

( Se:o Coiumn li = Book \'ailre V =Otill:c W = Estirn:neri

Name of Person Reporting FINANCIAL DISCLOSURE REPORT Date of Report

MULLEN, GRAHAM C 9/1312004

Vill. ADDITIONAL INFORMATION OR EXPLANATIONS (JndicalepaitorRet>mt>

•

·n.,./ f-NO

additional

Name of Person Reporting Date ofRepart �'ll'lANCIAL DISCLOSURE REPORT MUU.EN. GRAHAM C 9/13/2004

IX. CERTIFICATION.

I certify that all infonnation given above {including informationpertaining to my spouse and minor or dependent children, if any) is accurate, true, and complete to the best of myknowledge and belief; and that any .infmmation not reported was withheld because it met applicable statutory provisions permitting non-disclosure.

I fbrther certify that earned income from outside employment and hcm.oraria and the acceptance of gifts which have been reported are in compliance wi1h the provisiODS of S U.S.C. § 501 et. seq., S U.S.C. § 73"53, and Judicial Conference regulations.

- ....

INDIVIDUAL WHO :p.TOWINGLY AND WILFUILY FALSIFIES OR FAlLS TO FrLB THIS REPORT MAY BB SUBJECT TO CIVIL AND CRIMINAL SANCTIONS (SU.S.C.app. § 104)

FILING INST.RUCTIONS

Mail signed orlgina1 and 3 copies to:

Committee on Financial Disc1osme Administrative Office ofthe United States Courts Suite 2-301 ··

One Columbus Circle, N.E. Washington, D.C. 20544