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SWL 579: Session 3
10/17/0910/17/09
EPIDEMIOLOGY ETIOLOGY EFFICACY EFFECTIVENESS DISSEMINATION
1. Identify problem or disorder(s) and review information to determine its extent
2. With an emphasis on risk and protective factors, review relevant information-both from fields outside prevention and from existing preventive intervention research programs
3. Design, conduct, and analyze pilot studies and confirmatory and replication trials of the preventive intervention program
4. Design, conduct, and analyze large-scale field trials of the preventive intervention program
5. Facilitate large-scale implementation and ongoing evaluation of the preventive intervention program in the community.
The preventive intervention research cycle. Preventive intervention research is represented in boxes three and four. Note that although information from many different fields in health research, represented in the first and second boxes, is necessary to the cycle depicted here, it is the review of the information, rather than the original studies, that is considered to be part of the preventive intervention research cycle. Likewise, for the fifth box, it is the facilitation by the investigator of the shift from research project to community service program with ongoing evaluation, rather than the service program itself, that is part of the preventive intervention research cycle. Although only one feedback loop is represented here, the exchange of knowledge among researchers and between researchers and community practitioners occurs throughout the cycle.
Generalizations AboutRisk and Protective Factors
Risk & protective factors are found in many Risk & protective factors are found in many domainsdomains
The more risk factors present, the greater The more risk factors present, the greater likelihood of problem behaviors, and the less likelihood of problem behaviors, and the less likelihood of successful outcomeslikelihood of successful outcomes
Protective factors reduce effects of exposure to Protective factors reduce effects of exposure to risk -- the greater the level of protection, the less risk -- the greater the level of protection, the less likelihood of problem behaviorslikelihood of problem behaviors
Common risk & protective factors predict diverse Common risk & protective factors predict diverse behavior outcomesbehavior outcomes
Risk & protective factors show much consistency Risk & protective factors show much consistency in effects across different races & culturesin effects across different races & cultures
Unger, Yan, Shakib, et al. (2002). Peer Influences and Access to Cigarettes as Correlates of Adolescent Smoking: A Cross-Cultural Comparison of Wuhan, China and California. Prevention Medicine 34, 476-484.
Results of regression analysis estimating the association between childhood maltreatment (between the ages of 3 and 11 years) and adult depression (ages 18 to 26), as a function of 5-HTT genotype. Among the 147s/s homozygotes, 92 (63%), 39 (27%), and 16 (11%) study members were in the no maltreatment, probable maltreatment, and severe maltreatment groups, respectively. Among the 435 s/l heterozygotes, 286 (66%), 116 (27%), and 33 (8%) were in the no, probable, and severe maltreatment groups. Among the 265 l/l homozygotes, 172 (65%), 69 (26%), and 24 (9%) were in the no, probable, and severe maltreatment groups. The main effect of 5-HTTLPR was not significant (b _ –0.14, SE _ 0.11, z _ 1.33, P _ 0.19), the main effect of childhood maltreatment was significant (b _ 0.30, SE _ 0.10, z _ 3.04, P _ 0.002), and the G _ E interaction was in the predicted direction (b _ –0.33, SE _ 0.16, z _ 2.01, P _ 0.05). The interaction showed that childhood stress predicted adult depression only among individuals carrying an s allele (b _ 0.60, SE _ 0.26, z _ 2.31, P _ 0.02 among s/s homozygotes, and b _ 0.45, SE _ 0.16, z _ 2.83, P _ 0.01 among s/l heterozyotes) and not among l/l homozygotes
Caspi, et. al. (2003) p. 388
Social Development Model
Prosocial opportunities
Prosocial involvement
Prosocial rewards
Bonding to prosocial
others
Belief in the moral order
Position in the social structure: race, SES, age,
gender
External constraints:Norms
Family & Classroom Management
Individual constitutional
factors
Problem Behavior
Belief in antisocial
values
Bonding to antisocial
others
Antisocial rewards
Antisocial involvement
Antisocial opportunities
Skills for interaction
( + ) ( - ) ( +, -
Positive Behavior
PROSOCIAL PATH
ANTISOCIAL PATH
SSDP Intervention
SSDP:Intervention Components
Component One: Component One: Teacher Training in Teacher Training in ClassroomClassroom Instruction and Instruction and ManagementManagement
Component Two:Component Two: Parent TrainingParent Trainingin Behavior Management and in Behavior Management and Academic SupportAcademic Support
Component Three: Component Three: Child Social and Child Social and Emotional Skill DevelopmentEmotional Skill Development
Perceived opportunities for prosocial
interaction/involvement with prosocial family,
classmates, teachers and classroom activities
Interaction/involvement with prosocial family, caregivers, teachers,
classmates, and classroom activities
Perceived rewards for interaction/involvement with prosocial family, caregivers, teachers,
classmates and classroom activities
Family management
Classroom management
School policies
Position in the social structure
Perceived opportunities for interaction with
antisocial family and caregivers, and/or
involvement in aggressive and other
problem behaviors
Interaction with antisocial family and caregivers, and/or
involvement in aggressive and other
problem behaviors
Perceived rewards for interaction with
antisocial family and caregivers, and/or
involvement in aggressive and other
problem behaviors
Skills for interaction/involvement
• Home-based services• Preparing for the Drug Free Years
• Respect & Responsibility• Proactive Family Management
• Newsletters
ANTISOCIAL PATH
PROSOCIAL PATH
(+) (-) (+,-)
Attachment and commitment to prosocial
family, caregivers, teachers, classmates
and classroom activities
Proactive ClassroomManagement
TeacherInstructional
Skills
Constitutional factorsInterpersonal and problem solving skills training and
summer camp
How to Help your Child Succeed in
SchoolAfter school study clubs
Belief in prosocial
family, caregivers, and school
values
Belief in antisocial family and caregivers’ values
Attachment and commitment to antisocial
family and caregivers
Drug and delinquency initiation
Note: Interaction or moderating effects are indicated by an arrowhead pointing to a structural path rather than a construct. Shaded circles indicate program interventions
The Social Development Model: Elementary School Period
Prevention Principles
• Include those at greatest risk, lowest protection– Target individuals exposed to high levels of risk, low
levels of protection– Target community areas exposed to high levels of risk,
low levels of protection
• Use data to prioritize risk and protective factors• Use approaches that demonstrate effects on prioritized
factors– Address risk and protective factors at appropriate
developmental stage– Intervene early– Address the racial, cultural, and economic diversity of
your community
Total Aggregated Risk Factors Perspective
John A. Pollard, Ph.D. Developmental Research and Programs
No stude nt sin this a re a.
Insufficie nt numbe r ofstude nt s in this are a.
Neighborhood #2
Neighborhood #1 Neighborhood #3
Principles for Culturally Competent Prevention Science
• Include multiple groups in studies.
SSDP Demographics
SESEligible for free/reduced lunch (5th,6th or 7th) 423 52%
Ethnic Group European-American381 47% African-American 207 26% Asian-American 177 22% Native-American 43 5% of these 44 5% were Hispanic
Gender Female 396 49% Male 412 51%
Principles for Culturally Competent Prevention Science
• Include multiple groups in studies.• Compare prevalences and rates of
positive and problem behaviors and outcomes.
Are there differences in high school drug use by ethnicity?
0
0.1
0.2
0.3
0.4
0.5
0.6
Binge Tobacco Marij. Hard
Average High School Drug Use
CaucasianAfrican AmericanAsian American
*
*
**
*
*
Seattle Social Development Project. African American and European American Proportions Initiating Alcohol Use by Age
Age 12-13
Age13-14
Age 14-15
Percent
current
Users14-15
African American 56.3%** 65.5%* 73.2% 56.6%
European American 71.8% 76.7% 79.6% 67.2%
Principles for Culturally Competent Prevention Science
• Include multiple groups in studies.• Compare prevalences and rates of
positive and problem behaviors and outcomes.
• Include measures of ethnic identify or acculturation to understand degree to which group differences reflect culture.
• Examine levels of risk and protection exposure in different groups.
Principles for Culturally Competent Prevention Science
• Examine the strength of risk and protective factors in different groups after controlling for socioeconomic status.
Peterson, et. al. (1994) p. 216
Hierarchical Logistic Regression: Parent Drinking, Family Management, and Parental Alcohol Attitudes and Norms Predicting Current Alcohol Use, With
Demographic Variable Controlled
StepStep Model Model dfdf
-2 log -2 log likelihood likelihood
Chi-SquareChi-Square
pp Step Step dfdf
ImprovemenImprovement t
Chi-SquareChi-Square
pp
DemographicsDemographics 246246 321.30321.30 .00.0011
33 5.415.41 .15.15
Youth’s Race (percent Youth’s Race (percent Black)Black)
245245 316.52316.52 .00.0022
11 4.784.78 .03.03
Parental DrinkingParental Drinking 244244 310.06310.06 .00.0033
11 6.466.46 .02.02
Family ManagementFamily Management 243243 275.81275.81 .08.08 11 34.2534.25 .00.0011
Parental Alcohol Parental Alcohol Attitudes and NormsAttitudes and Norms
239239 271.12271.12 .08.08 44 4.694.69 .33.33
Child’s InvolvementChild’s Involvement 238238 263.38263.38 .13.13 11 7.747.74 .00.0066
Interactions: Race x Interactions: Race x Parental Drinking, Parental Drinking, Family Management, Family Management, Parental Alcohol Parental Alcohol Attitudes and NormsAttitudes and Norms
231231 249.25249.25 .23.23 77 16.1316.13 .03.03
Peterson, et. al. (1994) p. 216
Hierarchical Logistic Regression: Parent Drinking, Family Management, and Parental Alcohol Attitudes and Norms Predicting Current Alcohol Use, With
Demographic Variable Controlled
Peterson, et. al. (1994) p. 216
β SE p
-0.57 0.31 0.07
0.36 0.14 0.02
Results Step 3
β SE p
-0.48 0.33 0.15
0.36 0.15 0.02
-1.03 0.21 0.00
Results Step 4
β SE p
-0.43 0.34 0.21
0.28 0.16 0.09
-1.05 0.21 0.00
-0.07 0.16 0.67
-0.13 0.19 0.50
-0.05 0.18 0.78
-0.24 0.18 0.18
Results Step 5
β SE p
-0.29 0.35 0.40
0.19 0.17 0.25
-1.10 0.22 0.00
-0.01 0.16 0.98
-0.06 0.20 0.76
0.03 0.18 0.88
-0.27 0.18 0.15
-0.96 0.35 0.01
Results Step 6
Variable β SE p
Youth's race -0.65 0.30 0.03
Parental drinking
Family management
Parental norms
Perceived harm
Use with parents
Use carefully
Child's involvement
Results Step 2
Etiology – Parent Drinking and Child Age 15 Alcohol use (odd ratios)
Child’s Alcohol Use
Age 15
ParentDrinking
1.4 **
Peterson et al. (1994)
Etiology – Parent Drinking and Child Age 15 Alcohol use (odd ratios)
Child’s Alcohol Use
Age 15
ParentDrinking
Good FamilyManagement
1.4**
.36***
Peterson et al. (1994)
Etiology – Parent Drinking and Child Age 15 Alcohol use (odd ratios)
Child’s Alcohol Use
Age 15
ParentDrinking
Good FamilyManagement
Parental Anti-Alc. Norms
1.3+
.35***
Peterson et al. (1994)
Etiology – Parent Drinking and Child Age 15 Alcohol use (odd ratios)
Child’s Alcohol Use
Age 15
ParentDrinking
Good FamilyManagement
Parental Anti- Alc. Norms
Chld’s Non-Invl in Parent’s
Alc Use
.33***
.38***
Peterson et al. (1994)
Principles for Culturally Competent Prevention Science
• Examine the strength of risk and protective factors in different groups after controlling for socioeconomic status.
• Use engagement approaches that effectively involve the focal audience.
• Use communication strategies that effectively communicate with the focal audience.
Academic Attainment by Ethnicity
0%
10%
20%
30%
40%
50%
60%
Elementary orJunior High
GED H.S. Diplomaor Vocational
Tech
AssociateDegree
BachelorDegree
MasterDegree
Ph.D.
Academic Attainment by Age 24
CaucasianAfrican AmericanAsian American
Ethnic disparities in educational attainment
• Persistent disparity in educational attainment between African Americans and European Americans (Jencks & Phillips, 1998)
• African Americans are about 50% less likely to earn a bachelor’s degree by age twenty-nine compared to White individuals (Haycock, 2001; US Census data)
Explanations for the existence of this inequality – Socioeconomic Status
• differences in family socioeconomic status (Bond, 1981; Tate, 1997)
• while differences in SES seem to account for a proportion of the gap…
• large racial differences remain even after standard measures of family background are controlled (Wilson, 1998)
• other factors may be contributing to ethnic differences in academic attainment
Consequences of Drug Use on Attainment
High School
Drug Use
AcademicAttainment by Age 24
bin
ge
tob
acco
pot
hard
highest degree
by age 24
years of education
Prior work in SSDP and other studies (Ellickson, et al. 1998; Newcomb & Bentler, 1988) has shown that high school substance use predicts reduced academic attainment.
-.49
7 Doctoral Degree
6 Master Degree
5 Bachelor Degree
4 Associate Degree
3 H.S. Diploma or Voc-tech
2 GED
1 Elementary or Junior High
Controls for delinquency, gender, prior academic achievement and poverty
High School
Drug Use
AcademicAttainment by Age 24
gender (female)
povertyHigh SchoolDelinquency
prior schoolgrades
grades 5 & 6 grades 9, 10 & 12 age 24
Controls for delinquency, gender, prior academic achievement and poverty
High School
Drug Use
AcademicAttainment by Age 24
gender (female)
povertyHigh SchoolDelinquency
prior schoolgrades
High school drug use predicts reduced academic attainment after controlling for delinquency, gender, prior academic achievement and poverty
-.44
+.60
+.37
-.12-.23
-.15
-.10
p < .05
not sig.
Research Question
Do the consequences of adolescent drug use on academic attainment differ for African American, Asian American and European Americans in the SSDP study?
Longitudinal data have been collected on these Seattle youths and their parents from 1985 to 2002 (age 27).
SSDP Panel Ages and Retention
MEANAGE G2 10 11 12 13 14 15 16 (17) 18 21 24
27
% 87%69%81%96%97%95% -- 94%95% 93% 92%
Elementary
Middle High Adult
Panel retention has been high.
Are national differences in academic attainment reflected in the SSDP Sample?
3.362.78
3.65
0.00
1.00
2.00
3.00
4.00
5.00
6.00
7.00
Caucasian AfricanAmerican
AsianAmerican
Aca
dem
ic A
ttai
nm
ent
by
Ag
e 24 Caucasian
African American
Asian American
Ph.D.
Master Degree
Bachelor Degree
Associate Degree
H.S. Diploma orVocational-technical
GED
Elementary or Junior High
**
*
Are the consequences of high school drug use different for Caucasians, African Americans and Asian Americans?
Model tested
grades 5 & 6 grades 9, 10 & 12 age 24
Multiple Group SEM: Caucasian-African American-Asian American
Caucasian
African American
Asian American
AMOS
Model Fit:
CFI: .981TLI: .962RMSEA: .051
Fixed the measurement model to be the same across groups.
Multiple Group SEM: Caucasian-African American-Asian American
High School
Drug Use
High SchoolDelinquency
prior schoolgrades
AcademicAttainment by Age 24
gender (female)
poverty
-.39
.39-.21
Caucasian
Multiple Group SEM: Caucasian-African American-Asian American
High School
Drug Use
High SchoolDelinquency
prior schoolgrades
AcademicAttainment by Age 24
gender (female)
poverty
-.77
African American
High School
Drug Use
High SchoolDelinquency
prior schoolgrades
AcademicAttainment by Age 24
gender (female)
poverty
-.13, ns
.39
Asian American
-.20
Multiple Group SEM: Caucasian-African American-Asian American
• The consequences of high school drug use on academic attainment were worse for African Americans.
• The consequences of high school drug use on academic attainment were not significant for Asian Americans.
Prevention Implications
• Preventive interventions reducing adolescent drug use may have long-term benefits of greater educational attainment in adulthood.
• These benefits may be especially strong for African Americans.