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S. SWAMINATHAN Contact : +91-77380 22337 , [email protected] PROFESSIONAL SYNOPSIS A result oriented professional with over 21+ years of cross cultural (onsite / offshore) experience in Application Design & Implementation, Technical Competencies, Project Management, Project Delivery and Client Servicing. Prime qualification with Post Graduate in Mathematics along with MCA and MBA besides Post Graduate Diploma in Computer Applications from recognized university affiliated colleges Working with 3i Infotech Limited posted at ICICI Bank working ICICI Securities IDirect Admin 24x7 project which interfaces with Live Issues, day to day exchange activities, storage administration, system administration, Oracle, SQL database, IBM AIX, Linux, windows server for the capital marketing domain ICICIDIRECT.COM. Centre point for Data Centre, LAN Admin, Router, Development or Application Team, Administration Team, Vendors coordination like Microsoft, Oracle, COGNOS etc., and maintaining around 900+ systems with various flavours of operating systems viz. LINUX, IBM AIX, UNIX, Windows and also Web Servers with IIS Administration Worked in DBS Bank Limited, Mumbai as a Senior Manager – IT Applications handling various financial applications and regulatory applications viz. Finacle version 10.2 Infosys, NEFT - SFMS, RTGS, Back office applications being responsible for Business As Usual activities following ITIL processes for meeting SLAs On the Finacle Application Support for DBS Bank Limited, involved for Techno-Functional support in consultation with peers in DBS IT India, Singapore team and business users along with Finacle Infosys team Assisting L1 and supporting for SOD/EOD and L2 issues resolution within the SLA timelines, coordination with L3 support vendor Live Verification support and post implementation support for Finacle various module changes implementation in production along with DR testing from time to time based on Regulator direction Exposure in Securities – Equity( Cash, Margin ) and Derivatives – Futures and Options market for more than 2 to 3 years both functional and technical including NRI trade, NSE/BSE/NASDAQ/NYSE hands on experience through NASD/FINRA regulatory applications and BSE/NSE through ICICI Web Trade Effective monitoring and controlling with supervision for audit related activities for various banking retail applications, changes implementation, pre-production check list supervision, Live Verification, Performance monitoring on loading URLs of bank, DR setup and DR testing for both India and Singapore DR Drill Implementation of various Firewall rules between origin and destination server/terminals as per bank security policy and standards with the

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S. SWAMINATHAN Contact : +91-77380 22337 , [email protected]

PROFESSIONAL SYNOPSIS

A result oriented professional with over 21+ years of cross cultural (onsite / offshore) experience in Application Design & Implementation, Technical Competencies, Project Management, Project Delivery and Client Servicing. Prime qualification with Post Graduate in Mathematics along with MCA and MBA besides Post Graduate Diploma in Computer Applications from recognized university affiliated collegesWorking with 3i Infotech Limited posted at ICICI Bank working ICICI Securities IDirect Admin 24x7 project which interfaces with Live Issues, day to day exchange activities, storage administration, system administration, Oracle, SQL database, IBM AIX, Linux, windows server for the capital marketing domain ICICIDIRECT.COM. Centre point for Data Centre, LAN Admin, Router, Development or Application Team, Administration Team, Vendors coordination like Microsoft, Oracle, COGNOS etc., and maintaining around 900+ systems with various flavours of operating systems viz. LINUX, IBM AIX, UNIX, Windows and also Web Servers with IIS AdministrationWorked in DBS Bank Limited, Mumbai as a Senior Manager – IT Applications handling various financial applications and regulatory applications viz. Finacle version 10.2 Infosys, NEFT - SFMS, RTGS, Back office applications being responsible for Business As Usual activities following ITIL processes for meeting SLAsOn the Finacle Application Support for DBS Bank Limited, involved for Techno-Functional support in consultation with peers in DBS IT India, Singapore team and business users along with Finacle Infosys teamAssisting L1 and supporting for SOD/EOD and L2 issues resolution within the SLA timelines, coordination with L3 support vendorLive Verification support and post implementation support for Finacle various module changes implementation in production along with DR testing from time to time based on Regulator directionExposure in Securities – Equity( Cash, Margin ) and Derivatives – Futures and Options market for more than 2 to 3 years both functional and technical including NRI trade, NSE/BSE/NASDAQ/NYSE hands on experience through NASD/FINRA regulatory applications and BSE/NSE through ICICI Web TradeEffective monitoring and controlling with supervision for audit related activities for various banking retail applications, changes implementation, pre-production check list supervision, Live Verification, Performance monitoring on loading URLs of bank, DR setup and DR testing for both India and Singapore DR DrillImplementation of various Firewall rules between origin and destination server/terminals as per bank security policy and standards with the collaboration work between onsite Singapore technical team and various stakeholders/users/departments in the bankWorked in Mphasis Limited ( an Hewlett-Packard Company ) / Erstwhile EDS – Electronic Data Systems Private Limited for more than 11 years in a Application Vertical with experience on working with various teams during the Merger and Acquisition period between Erstwhile EDS and Mphasis and then EDS and Hewlett-Packard merger being Mphasis as a subsidiary partner9 years of Experience in Financial Services domain Financial / BFSI experience projects viz. ICICIDIRECT.COM with Tuxedo, Pro C, Oracle, Data Stage, MAESTRO Scheduling, Autosys Scheduling, Sql Server, ASP.Net and FINRA ( Financial Industry Regulatory Authority ) NASD ( National Association of Security Dealers ) with Pro C, Java/J2EE, Oracle with Large Database in Terabytes size, Data Warehousing, VB.Net, ASP.Net, C-Sharp and Sql Server

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Having experience of project management for back-end projects with Oracle, Pro C, Unix environment for 6 years and VB.Net, ASP.Net, C#, Sql Server for 4 years while handling team, delivery and client management reporting to onsite maximum of 7 project managers for FINRA/NASD project during experience at Mphasis/EDS an HP company2 years of Experience in Airlines - Continental Airlines / United Airways - Transportation Domain with technologies viz. C, Unix, Java/Core Java, C-Sharp and ASP.Net along with Migration experience from UNISYS to Service Oriented Architecture (SOA) using XML Web Services in a AGILE ITERATIVE and SPRINT Model of projects in collaboration with various teams from India different locations, CHINA, US, Mexico16 months of experience in working with Informatica ETL projects viz. Pre-ETL tool for Data Mapping Manager for SPRINT Dashboard project in Analytix Data Services between September 2011 and February 2012 and Reserve Bank of India – Automatic Data Flow project between February 2012 and December 2012 with role of client facing, reporting to senior management, team management of 21+ team members, metrics collection, communication and deliveries round the clock 4 years of Onsite Client Experience with our Financial Domain Clients reporting to at least 7 onsite project managers to manage well both Oracle, Pro C backend projects with Data Warehousing and also ASP, .Net, Java projects with Content Management SystemExposure to Enterprise Migration Office (EMO) related and Statement of Work (SOW), Request for Proposals (RFP) besides various project management plans viz. Scope, Quality, Communications and also procurement related processWorked for UIDAI project through Mphasis Limited for requirement gathering for the period of 3 months

IT SKILLS

Primary Skill Sets viz. C, C++, UNIX Shell/Awk Scripting, Visual C++, MFC, Windows SDK, Oracle, Pro C, Pro C++Secondary Skill Sets viz. .Net - VB .Net, ASP .Net, C#, Java, J2EE, Struts, JavaScript, VB Script, SQL Server & Perl Scripting.

QUALIFICATIONS

Masters in Computer Applications (M.C.A.) from Annamalai University, Annamalai Nagar, Tamil Nadu (83% with distinction)Masters in Business Administration (M.B.A. (Systems)) from Alagappa University, Karaikudi, Tamil Nadu Post-Graduate Diploma in Computer Applications(PGDCA) from Bharathidasan University, Trichy, Tamil Nadu) Masters in Science M.Sc. (Mathematics) from University of Madras, Chennai Bachelors in Science B.Sc. (Mathematics) from University of Madras, Chennai Certificate course in Advanced Visual C++, MFC from GenesisCertificate course for Java/J2EE from NIIT Chennai and .Net with ASP.Net, VB.Net, C-Sharp from Orchid Soft Systems, Chennai between July 2004 and April 2005

ORGANISATIONAL SCAN

Organization Location

Designation Tenure

3i Infotech Limited(ICICI Bank )

Mumbai Associate Manager – Grade IV

Nov 2014 – Till Date

SATELLITE & CABLE TV

Fort, Mumbai

Assistant Jan 2014 – Oct 2014

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DBS Bank Limited Fort,Mumbai

Senior Manager – IT

January 2013 to October 2013

Ramco Systems Fort,Mumbai

Project Manager July 2012 to December 2012

Analytix Data Services Private Limited

Hyderabad

Project Manager Sep 2011 to July 2012

Mphasis Limited Chennai Project Manager April 2007 to Sep 2011EDS – Electronic Data Systems (P) Limited

Chennai Information Analyst

June 2000 to March 2007

Vetri Software Ltd Chennai Systems Engineer June 1994 to May 2000 IIT Madras Chennai Senior Proj

TechnicianMarch 1993 to March 1994

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Onsite Assignments worked

ICICIDIRECT.COM project at ICICI Web Trade, Bandra-Kurla Complex, Mumbai for 2 years as a Senior Developer and Onsite Project Manager between June 2000 and June 2002

NASD/FINRA – ( Advanced Detection System ) project as a Technical Lead at EDS – Mid Atlantic Solution Center working from NASD campus at Diamond Back Drive, Rockville, Maryland, USA for one year between March 2003 and March 2004

Continental Airlines – Flight Order Transformation for a Migration Project with XML Web Services at HP Enterprise Services, Miramar, Florida, USA for one month between November 2009 and December 2009

DBS India – Development Bank of Singapore for Reserve Bank of India – Automatic Data Flow (RBI ADF ) project at DBS, Fort Mumbai for the period between July 2012 and December 2012 as a Ramco Systems staff and as a DBS employee between January 2013 and October 2013

TRAININGS ATTENDED In the organization viz. QMS, ITIL Foundation Training, PM2 Training–5 days workshop, EDS Way for Employees, Emerging Leaders Program, PMP Group Study in 2008 Quality Management, Project Management, Middle Level Manager.

Technical trainings attended: Visual C++, MFC, Windows SDK Attended Training through Genesis in Oct-Dec’95Java, J2EE, Struts, JavaScript, VB Script Attended Training through NIIT in July’04-April’05..Net - VB .Net, ASP .Net, C# Attended Training through NIIT in Oct’04-Jan’05

PERSONAL DETAILS

Date of Birth: 25th July 1969

Marital Status : Married ( wife is MCA and home-maker, Son is in Std. XI and daughter in V)

Address for Correspondence: RUNWAL PEARL, SHELL 502, Behind R-Mall, DHOKALI, Thane(West) – 400607

Passport Number : K 7894016 dated 18th January 2013 – valid upto 17th January 2023

ANNEXURE

PROJECTS UNDERTAKEN 3i Infotech Limited iDirect Admin/ISEC Project Nov 2014 – Till DateAssociate Manager – Grade IV at Thane location

ICICI Web Trade Project is a premiere On Line Securities Trading Web based project and securities trading involves both equity and derivatives (futures and options) trading.

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ICICIDIRECT.COM is the web site and it is owned by ICICI Bank, India. Worked as a Senior Developer and Onsite Project Manager for this project earlier between June 2000 and July 2002 for 2 years at client site as an EDS – Electronic Data Systems employee/staff.

Working as a Associate Manager for this project where we are the Admin team of ICICIDIRECT.COM with a team of 14 staff supporting for the development team of around 40 team members including coordination of several team like System Administration team, Windows Administration team, Network Operations team, Database Administration team of Oracle/SQL Server, engineers at Primary and DR locations of the ICICIDIRECT.COM. Our team is a 24x7 team working with all stakeholders for getting approvals, escalations, follow-up, conference calls, metrics reporting to senior management, DR Mock Drill and Live Drill, Configuration Management at UNIX/Linux, Oracle/SQL Server, IIS/Windows Web Development, Space availability and memory utilization for around 48 servers at Primary location and around 40 servers at Secondary location. The Live Server includes Tuxedo, Web, AIX/Linux, Database Servers to support ICICIDIRECT.COM trading site.

With an early experience in the project under Development and also close to 12+ years of BFSI/Capital Markets domain experience for various markets like BSE, NSE, NYSE, NASDAQ capital markets of Equity/Derivatives comes under SEBI and NASD/FINRA and also 10+ years of Project Management, onsite/client project manager facing experience – contributing to the project for various automation at various environment/applications in the iDirect Administration/ISEC project.

Responsibilities: Administration Support for ICICIDIRECT.COM for Live, Development, UAT

environment for Linux/Unix, Oracle/SQL Server, Tuxedo/Web Systematic approach for Applications Service Delivery maintaining Best

Practices Meeting SLA - Service Level Agreement for the respective applications and

frame a work around without impact – following ITIL process for quality of service

Risk, issues tracking including severity and resolving it from time to time Continuous Service Level Delivery improvement for various banking

applications which are critical with the assistance from respective stakeholders both from India and also Singapore as well

DR site testing for various applications based on their origin from time to time to meet any untoward service level issues

Incident, Problem management and also resolve pattern for various Incidents/Problems

Monitor and Control of the critical applications support with help of team members and raise an alert wherever required

Coordination with other teams viz. Business Users, Information Security, System Administration, IT Local Support for day to day Business As Usual Activities

Interfacing with various stakeholders in the team viz. Development, System Administration, System Database Administration, Windows Administration, Firewall team, Network Operations team, Risk Management Office, other vendors viz. Quality Kiosk, parent organization ICICI Bank and its Technical Infrastructure Team for day-to-day bank routine activities including SOD, EOD jobs etc., Trouble-shooting on time subject to the risk and severity of the problem/issue

Active involvement with ICICI Bank Technology team, Problem and Incident Management team for various problems reported in production/Live for applications

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Reporting to Vice President for various Metrics on Service/Change Request, Problem Reported, Enhancements, new projects on the iDirect Administration Environment

Technical Skills:

Platforms Windows/LinuxLanguages/ Methodologies Java, J2EE, ADF, SOA, ASP .Net, C#Database Technology Oracle, SQL, PL /SQLWeb Technology/Frame work JSP, Servlet, Struts 1.3, EJB3.0, JMS,

WSDL, Web Services, SOAP

App. Server BEA Tuxedo

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DBS Bank Banking Applications Support and July 2012 – Oct 2013Automatic Data Flow Project Manager at Mumbai Client location

Ramco Systems being a product development organization has several banking, ERP, Analytics, Aviation products and one among these is the Reserve Bank of India directed Automatic Data Flow Reports with use of its Ramco Analytics product towards generating numerous reports that are being required to audit every financial year for different organizations and especially banks. This Analytics application/product is an ETL interface to maintain a common repository in order to generate around 223 various type simple/medium/complex reports that need to be produced and keep ready with the respective data for any time for the organization or Reserve Bank of India to review. Currently, a team of Business Analyst, Subject Matter Expert, Technical Lead including DBS stakeholders team are working out the data mapping workshop to arrive at the requirements and data with DBS architecture of General Ledger system. Planning to go through workshop in two different phases for various reports and also make sure that reports being given to User Acceptance Testing any time through November 2012 and SOW is signed to complete before March 2013.

Being at onsite project manager of the Reserve Bank of India – Automated Data Flow (ADF) project for the client DBS Bank implementation in Mumbai, requirements gathering, interfacing with the client, Business Requirements wherever additional fitment of changes need to be done to our Ramco Analytics project besides team collaboration, productivity effectiveness etc., Windows Server 2008 is being used and Sql Server 2012 is the database for this Report Functionality to be inducted into the client Architecture for all report generation needs to get audited by Reserve Bank of India which is a Central Bank in India.

Though Joined as consultant for Ramco Systems working for DBS Bank RBI ADF project, have given an opportunity by the client DBS Bank to take the role as a Senior Manager – IT Application for DBS Bank Limited since January 2013 where have taken the responsibilities in addition to RBI ADF project viz. Applications support for DBS Bank for Finacle Production Support and Development support L1/L2/L3 and meeting SLA deadlines, NEFT, RTGS, Service Delivery Manager for Public Domain Web enhancements project for DBS Internet portal with Singapore IT team and also various Singapore based applications in addition to status reporting, dashboard, governing critical applications, Resource Utilization, People KPIs governance and time to time Questionnaire updates on IT to Reserve Bank of India and new business proposals, coordination with various other teams in the DBS bank including previous employer Ramco Systems RBI project related needs.

Responsibilities: ETL Development with support of 21 development resources for RBI ADF

project which is regulatory project of Reserve Bank of India representing as a Ramco Staff between July 2012 and December 2012 and also application support from January 2013 for the total of 120+ returns as per client requirement

Production Support for Finacle, NEFT, RTGS, RBI ADF applications both for production and enhancements

Systematic approach for Applications Service Delivery maintaining Best Practices

Meeting SLA - Service Level Agreement for the respective applications and frame a work around without impact – following ITIL process for quality of service

Risk, issues tracking including severity and resolving it from time to time

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Continuous Service Level Delivery improvement for various banking applications which are critical with the assistance from respective stakeholders both from India and also Singapore as well

DR site testing for various applications based on their origin from time to time to meet any untoward service level issues

Incident, Problem management and also resolve pattern for various Incidents/Problems

Monitor and Control of the critical banking applications support with help of team members and raise an alert wherever required

Worked on ADF UI Projects, created Task Flows, JSF pages Coordination with other teams viz. Business Users, Information Security,

System Administration, IT Local Support for day to day Business As Usual Activities

Interfacing with various stakeholders in the team viz. Finance, Treasury & Monetary Operations, Cash Operations, Trade Finance, Market Liquidity Risk, Risk Management Office, other vendors viz. CMS, Infosys for day-to-day bank routine activities including SOD, EOD jobs etc., Trouble-shooting on time subject to the risk and severity of the problem/issue

Active involvement with SG Technology team, Problem and Incident Management team for various problems reported in production/Live for applications viz. Finacle, IMEX, MUREX, Cash at Will, NEFT/ RTGS, tracking issues and risks for all critical applications

End to End problem resolving for Critical applications and severity level abends interfacing with Singapore Problem and Issue Management team along with other stakeholders through conference involving everyone from various team responsible

Reporting to Head – IT and Senior Vice President for various Metrics on Change Request, Problem Reported, Enhancements, new projects on the Banking Environment

Pre-Sales and Invoice processing for minor and major enhancements in Finacle applications

Technical Skills:

Platforms Windows/LinuxLanguages/ Methodologies Java, J2EE, ADF, SOADatabase Technology SQL, PL /SQL, MySQLWeb Technology/Frame work JSP, Servlet, Struts 1.3, EJB3.0, JMS,

WSDL, Web Services, SOAP

Functional Skills Oracle Fusion applications, HCM Extracts, BI Publisher, Fusion Apps Data model App. Server BEA WebLogic, Apache Tomcat6.0Tools Jdeveloper, Eclipse, Netbeans

JProfiler, RSQL7.0, Flex Builder

Analytix OPENET Offshore Operations October 2011 – January 2012SPRINT ETL Dashboard, Analytix Mapping ManagerAnalytix OPENET offshore operations is a data warehousing environment and we support the end client called Time & Warner Cable Corporation with technologies mainly in Fusion Works, Oracle with huge database, UNIX and Netezza environment. Offshore operations includes several market data processing through various streams such as Video on Demand, Internet and Android applications. Market data is being processed or

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downloaded from TWC and processed for various validations and expected data is being SFTP-ed to TWC. Analytix Mapping Manager solution which comprises both a metadata and data mapping repository which solves the “Pre-ETL” Source-to-Target mapping problem and promotes better data quality surrounding the entire data mapping process to make the process faster, more collaborative and more manageable. Java, Oracle are the technologies being used for this Analytix Mapping Manager application/product.

Automation is the key for OPENET offshore operations where am involved in various process automations through UNIX shell scripting, Oracle PL/SQL, ASP.Net web application along with C# and SQL server. Several upstream validations done through manual process in the operations are done through this automation and significant amount of time drastically reduced besides human intervention. Database query pulling from the server, copying the database output to a data grid, process the values into the spreadsheet, manipulate the values for validations of various streams and pivoting into a table are the main part of hour-long processes automation.

Responsibilities:

Team Management, Issues Tracking, Request for Proposals, Proof of Concepts with various client requirements, onsite offshore coordination, reporting to onsite project manager, feasible technical solution recommendation for various tasks, making sure we meet SLAs, Sales Kit Presentation with senior guidance, Operations Manual consolidated document and Process flow diagrams are the responsibilities that have been pursued in this position both for technical and administration end.

Technical Accomplishments:-

SPRINT ETL Dashboard which has a performance issue in generating COGNOS reports handled by recommending Materialized View, Aggregation, PARALLEL hints feature in Oracle and finally 4 million reports handled with Aggregation in ORACLE. We were not using STAR transformation and also had an idea of increasing DB_MULTI_BLOCK_READ_COUNT and also to go for large RAM region where we can store all the dimension

Performance Management Data Mart will load Fusion Works(FW)statistics data from FW flat files to the PMDM mart and make the statistics available for reporting and analysis. Business Intelligence Reporting Layer comprises of Dashboards with three modules viz. MEDIATION, POLICY and CHARGING

Environment: C, Unix , UNIX Shell Scripting, Java, Fusion Works, ASP .Net, C-Sharp, Java/J2EE

Continental Airlines FOT ( Air Services ) July 2009 – Sep 2011Flight Operations Transformation project supports for a migration to a new technologies that are latest and to move forward using in the flight operations. Flight Scheduling, Planning, Operations etc., are being moved from mainframe systems to adapt .Net technologies which includes Silver light, Prism and mostly to do with XML operations. Unisys part of migration is to Java and respective Web Services which uses both Java and .Net technologies.

Involved in supporting migration from UNISYS mainframe system to Unix with the application/library are re-written with a call to Java Web Service using a Java Client to send a request to Server and in turn calls the Java Server to Web Service to receive the response. Various type of messages are being sent as a stream of data to the server and receive the response to various messages while it is being used/invoked in a several

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systems that supports UNISYS. Java Client and Server programs supports with socket programming to send the request and receive the response to/from Java Server from the Unix based application.

In addition to regular responsibilities on the management, out of interest and commitment to the project, involved in the above UNISYS to SOA – XML Web Services Migration and also the automation of production support tool in .Net application using ASP.Net, SQL Server

The development activities being taken for seventy percent and thirty percent on the team management with team size of 39 team members in the Continental Applications.

Technical Accomplishments:

Designing the data model for the template engine for XML web services used SOA environment for Continental Airlines project which is a migration project from UNISYS migration to .Net environment

Preparation of structure diagrams, class diagrams, use case diagrams for various message driven applications in the Flight Order Transformation project which is a AGILE model and project work is being executed by various teams in India, China, US and Mexico

Proof of Concepts for various migration from UNISYS to XML based Template Engine application which is common to handle all web services that is being developed by the CHINA team and all XML changes being done from India team

Design Discussion, Proof of Concept Discussion, Code Review and Testing Review for all XML changes, Application changes in ASP.Net and also coordination with China team for completion of XML Web Services through SOAP utility testing

Migrated a UNISYS tool to make use of various ACARS messages while an flight career is in air and send messages to the control room. Java Client has been introduced in between which calls main Java Server Program based on the C-Wrapper class that is being used by the UNISYS tool for transmitting various messages. CSUM and CSUME is the complex message that is being encoded and decoded and accordingly send it to Java Server Programs which in turn calls the XML web Services Template Engine program to get the results back and send it to UNISYS Application

Technical Skills:

Platforms Windows/LinuxLanguages/ Methodologies Java, J2EE, ASP.Net, C-Sharp, SOADatabase Technology SQL, PL /SQL, MySQLWeb Technology/Frame work JSP, Servlet, Struts 1.3, EJB3.0, JMS,

WSDL, Web Services, SOAP

Tools Jdeveloper, Eclipse, Netbeans

Environment: C, Unix , Java, CYGWIN, ASP .Net, C-Sharp, Java/J2EE, Eclipse, IBM WebSphere

Financial Industry Regulatory Authority(FINRA), Maryland, US/Chennai (Erstwhile NASD)

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Duration: January 2003 to June 2009 ( 6.5 years in Capital Markets/BFSI Domain )

Environment: Market Regulation Applications: Oracle, Pro*C, C/C++, Unix Shell Program

Member Regulation Applications: Java/J2EE, Microsoft Technologies viz. VB .Net, ASP .Net, C- Sharp, Oracle

Role: Project Manager / Senior Developer, Onsite Project Coordinator and Senior Developer for the project between March 2003 and March 2004 from NASD/FINRA client location at Rockville, MD, USA.

Synopsis: FINRA regulates NASDAQ Stock Exchange and also New York Stock Exchange and earlier while it is NASD, it regulated only NASDAQ Stock Exchange. FINRA has three different towers viz. Market Regulations, Member Regulations and Corporate. Started supporting the application viz. Advanced Detection System (ADS) is a Market Regulations project of NASD/FINRA which mainly deals with monitoring of market activity data to identify patterns & practices indicating potentially violative activity. Besides the Market Regulation application Advanced Detection System, supported other applications viz. Quality of Market Report Cards (QMRC) and VISTA. Member Regulations Towers Applications viz. WEB Advertising, RFA, SCRIPT, EET and Corporate Tower Application Customer Information Management System (OGC - CIMS).

Responsibilities between March 2003 and July 2006 for Market Regulation Application Advanced Detection System

Production Support of the application based on criticality and severity of the applicationTroubleshooting of various problem reported from time to time viz. performance issues, data issuesUpstream and Downstream dependency issues reported solving from time to timePerformance improvement for the various weekly/batch jobs running for the application with large database. Staging table size is more than 35 million records for Market data

Technical Accomplishments Handled large database Oracle in Advanced Detection System and performance

improvement both at Oracle and also at programming end for the processes viz. OrderBboMtch Process which was running earlier for 40 hours together as a EOD and improved it by completing it by 8 hours, Supermontage Process which again consumed a lot of hours of together to complete and improving its performance. Front End of this application is EET and it is a Java application

Migration of Application viz. OGC-CIMS from VB to VB.Net and successful deployment in the production

EET application which is an ASP .Net application without any reporting interfaced with Active Reports .Net according to Onsite team request

WEB Advertising which is an complex application did faced lot of performance issues both at front-end and also database as well resolved within quite reasonable time. This is an application using ASP.Net and Oracle

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Change Requests handling both minor enhancement and also major enhancements according to various quarter releases for WEB Advertising, Quality of Market Report Cards, Advanced Detection System, Reg-Filing, OGC-CIMS application

Introduced Hashing data search utility in Limit Order Violations application in Advanced Detection System according to the search in the huge database in the staging table

Design the data structure for the application SCRIPT from the beginning and successful implementation of the application in the production as working as a designer, developer, tester, architect and also deployment activity

EDS – Consumer Network Services, Chennai Duration: August 2002 to December 2002Environment: Oracle, Perl, C, UNIX Shell ProgrammingSynopsis: This is an Electronic Funds Transfer Project provides the ATM &

Debit Card Processing. EDS – Consumer Network Services (CNS) is processing over 200 million transactions per month, directly over 14,000 ATMs and authorizing over 82 million cards for over 3600 Financial Institutions.

Role: Information Analyst and Senior Developer

ICICIDIRECT.COM Web Trade Project, Mumbai Duration: June 2000 to July 2002Environment: Oracle, Pro*C, C, Tuxedo, ASP, Visual C++, MFC, UNIX Shell Programming Synopsis: ICICI Web Trade Project is a premiere On Line Securities Trading

Web based project and securities trading involves both equity and derivatives (futures and options) trading. ICICIDIRECT.COM is the web site and it is owned by ICICI Bank, India.

Role: Senior Developer and Onsite Project Manager between June 2000 and July 2002 from ICICI Web Trade client location at Bandra (West), Mumbai, India.

Applications worked:Equity Market (Cash and Margin) Trading with the National Stock Exchange (NSE), India.Non-Residential Indian Clients Trading in Equity Market.Institutional Clients Trading in Equity Market for Cash Product. File Transfer Utility (Tuxedo, C, C++, Pro C, Oracle and Visual C++).SPOT Funding Module in Equity Segment.Multiple Streams of Connections to the National Stock Exchange (NSE).Trading in Equity Market for Bombay Stock Exchange (BSE). Trading in Derivatives (Futures and Options) Market.

Vetri Software Ltd.

As a Systems Engineer:Generic Applications for FORMS Processing viz. Random QC application, Pre-OCR application( Visual C++ )Paper Gate Product ( Visual C++, Windows SDK )Running UNIX shell scripts from Windows ( Visual C++, MFC)Microforms Image Based GUI Application ( Visual C++, MFC )

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As a Production Support:Setting up of Cachet Workflow for different Projects from time to time.Troubleshooting in the Production Environment.Creating and maintaining scripts.Running various Production Scripts according to the Production Requirement.Handling Creation/Deletion of Document /Workset /Container, etc.

As a System Administrator:Creation/Deletion of Users in various Hosts under SUN OS.Booting/Shutting Down the system at the need of hour.Taking daily / weekly backup in magnetic tape using tar and dump for different projects from the external hard disk.Troubleshooting in the Production Environment.Working in creation/modification of shell scripts according to the production requirements.

Rejects Processing GUI Application (Visual C++ 6.0)Duration: Feb’2000 – Jun 2000Synopsis: This Windows application is an Image Based GUI Application used

for Processing the Rejected Images and Image Manipulations with the help of Accusoft Image Library.

Optical Character Recognition (OCR) Implementation for Processing FormsDuration: May 1999 -Jan 2000Synopsis: Images to be processed with the Key and Key Verify Process for

Data Conversion has been processed with Inscript Optical Character Recognition Engine with the new processes.

Pre-OCR Application (Visual C++ 5.0)Synopsis: GUI Application to keep ready the Batches to be processed with

Inscript OCR Application (to extract values in the defined region of the image). This is a Multithreaded 32-bit application will run from ‘n’ number of NT machines.

Various other applications viz. Answer File Generation Application, CFTRCAPP / ACKPROC Windows Application, Generic Zipkey Lookup Application, Random QC andUpload Application, Flush and Update Application.

Generic Applications for FORMS ProcessingDuration: Jul’97- Apr’99 Synopsis: Front-End Applications developed to process the Batches at various

levels viz. Batch Assignment Application, Upload Application, Export Application, Xfer Tool & Random QC Application. Forms are CSC HCFA Insurance forms

Merita Bank Project (Visual C++ 1.5, 2.0, SQL Server)Duration: June’97 Synopsis: Understand the project and tested the various Background and

Front-End Applications at Batch Level, Folder Level and Form Level and also had an opportunity to work for generation of SQL Scripts for Static, Dynamic and Forms Database through SQL Server

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6.0/6.5, Setting up of Databases, using the utilities viz. ISQL for Windows, MS-Query, etc.

Paper Gate Product (Visual C++ 1.5, Windows SDK)Duration: Jul’96-May’97 Synopsis: Paper Gate is a Document Management System mainly for creating

& indexing documents through Scanning or Importing and for Document Retrieval. It supports two kinds of Databases viz. Raima and SQL Gupta in Standalone & Network Versions.

Running UNIX Scripts from Windows (Visual C++ 1.5, Unix-C)Duration: Mar’96-Jun’96 Synopsis: GUI Application developed for running the Unix Shell Scripts of

various Projects belonging to the Production from Windows Environment. This application is made in such a way that to able the Production Support/Team Leaders to run the UNIX Shell Scripts without logging into the UNIX Environment and running the same from the Windows Group/Item ICON belonging to a particular Project.

Microforms Image Based GUI Application (Visual C++ 1.5)Duration: Jan’96-Feb’96 Synopsis: GUI Application developed for the project belonging to the

production which consists of two parts viz. Form Definition Tool and Field Definition Tool. Form Definition Tool is for loading the image into the client area, allowing the user to select/clipping their Region of Interest (ROI), Navigation between the various Region of Interest, Image Manipulation Features viz. Rotation in Clockwise, Anticlockwise, Specified Degrees, Zooming according to the zooming factor, Inverting etc., Field Definition Tool is to get the Index Information from the user for the selected region of Interest.

Production Support and System Administration (UNIX, Cachet Work Flow – Data Entry)Duration: Jun’94-Dec’95 Synopsis: The organization has the primary business as Data Entry shop with

various scanned images will be transmitted to offshore and offshore team is responsible to converting them into a document as a soft copy. Cachet Workflow, which is a C-Tree database, is designed in the organization to address the traffic of various images coming on to offshore on a day-to-day basis. Container will have lot of batches and batches in turn will have work sets and then into the document level. It is a workflow management system starting from EDIT, QC, REG-EDIT, COLLATE, SHIP, etc. Type of documents, HCFA Medical care forms, SGML ( Standardized General Markup Languages ) which involves tagging as a regular routine work are the various type in the data entry production shop.

Indian Institute of Technology, Network Systems Lab, Dept of Computer Science & Engineering (March 1993 – May 1994 )

As a Senior Project Technician:Assisting Professor Dr. S.V.Raghavan( Department of Computer Science & Engineering ) in Harvard Graphics and other administration workInvolved in Electronic Email i.e. IITM installations across various departments in the IIT Madras Campus

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Troubleshooting in connectivity issues, modem issues, network issues and router issuesAssisting our Network Lab Ph.D/MS students for their various needs on the systemsLearning environments like SUN/SOLARIS Machine, VAX terminals and UNIX/C programming and Network OSI Layer related updates through M.S. Scholars and Ph.D Researchers in the Network Systems LabBooting/Shutting Down the systems at the need of hour and also see the fluctuation in the MODEMsTaking daily / weekly backup in magnetic tape using tar and dump for different projects from the external hard disk.

 Technical SkillExperience in years

Finacle Applications and Support 1.0C, C++, Borland/Turbo C++ 12+ UNIX Shell/Awk Scripting 12+Visual C++, MFC and Windows SDK 7+Oracle, Pro C, Pro C++ 9+BEA Tuxedo 2Microsoft .Net - VB .Net, ASP .Net, C# 5+Java, J2EE, Javascript, VB Script, Sql Server 6+Perl Scripting 1.5

Tools Used Star Team, PVCS Version Manager, Visual Source Safe, Hummingbird, Auto-Sys, Maestro, TOAD

Platforms worked SUN SOLARIS, Unix, SCO-Unix, Linux, Windows NT, XP

PLACE : MUMBAI

DATE : ( S. SWAMINATHAN).