3
Can Respir J Vol 9 No 6 November/December 2002 387 T he overall goal of most international health projects is to have a sustainable impact on the health of the peo- ple in the country receiving aid. Hence, an important aspect in the design and implementation of any interna- tional health project is ensuring that the benefits of the project will continue once external funding ceases. The World Health Organization and International Union Against Tuberculosis and Lung Disease Directly Observed Therapy Short Course (DOTS) strategy for con- trolling tuberculosis is recognized as one of the most cost effective health interventions (1), and reducing the burden of tuberculosis has been identified as one of the priorities for enhancing development by the Commission on Macroeconomics and Health (2). This strategy has five underlying principles: “1) government commitment to a National Tuberculosis Programme; 2) case detection through case-finding by sputum smear microscopy examina- tion of TB suspects in general health services; 3) standard- ised short-course chemotherapy to, at least, all smear-positive TB cases under proper case management conditions; 4) regular, uninterrupted supply of all essential anti-TB drugs; 5) monitoring system for programme super- vision and evaluation.” (3). Application of these five prin- ciples is considered to be essential to the creation of a sustainable, effective program. But what can be done when the conditions necessary for the application of all of the DOTS criteria are not all pres- ent? In Ecuador, because of political, economic and social instability, a long term government commitment to tuber- culosis control is not ensured, and the central level of the National Tuberculosis Control program does not have the capacity nor the continuity necessary to ensure the appro- priate training, monitoring, supervision and support that the provincial and local tuberculosis programs need to maintain a DOTS program. In response to these uncertain- ties, the Canadian Lung Association (CLA), as the execut- ing agency for a Canadian International Development Agency (CIDA)-funded project to enhance tuberculosis control in Ecuador, has developed an alternative approach to supporting DOTS implementation in the country. It is through this approach that the CLA hopes to assist Ecuador to have a sustained tuberculosis control program. This project is based on the principle of strengthening provincial and local tuberculosis control programs rather than the central level of the National Tuberculosis Control program. The principle project activities are training, to develop capacity of health care personnel in implementing DOTS, supporting the development of a laboratory network for smear microscopy and supporting the implementation of DOTS within the local health units (the primary care serv- ices of the Ministry of Public Health). The project is limited to the basic components of a DOTS program. Case detection occurs through the identifi- cation of patients with respiratory symptoms among all those who present to the health units. Diagnosis is based on smear microscopy, and there are two treatment regimens, one for new patients and one for previously treated patients. All doses of treatment are directly observed, principally by health care personnel. The project emphasizes rigorous patient follow-up, and standard recording and reporting to monitor progress and to carry out program evaluation. Monitoring and supervision occurs at each level of care. Preliminary data have demonstrated the success of this approach. All units in the project health areas are imple- menting the strategy according to project guidelines. Patient outcome data have demonstrated successful case manage- ment, with rates of patient cure or treatment completion in the first cohort analysis of 85% and an abandonment rate of 6%. Case detection remains lower than expected rates but is improving with experience. In each of the project health dis- tricts, the local or provincial health authorities have assumed the ongoing costs of the DOTS program. This project is funded for three years and is limited to three of the 22 provinces in Ecuador that together account for approximately 50% of the tuberculosis cases in the country. From the outset of the project, the CLA has been concerned about the necessity of ensuring sustainability of the program once the funding and technical and adminis- trative support have ended. How can the likelihood of sustainability be measured? In 1993 and again in 1993, the Auditor General of Canada identified four key indicators for CIDA as criteria to deter- mine whether a project’s results are likely to provide sus- tainable benefits after CIDA’s direct funding ends (4). • “Technical and managerial capability or readiness of the recipients (recipient country or ‘inheritor’ institution) to sustain the project. • Commitment of the ‘inheritor’ to assume ownership and responsibility for sustaining the project. Sustainable tuberculosis control EDITORIAL

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Page 1: Sustainable tuberculosis controldownloads.hindawi.com/journals/crj/2002/901561.pdf · 2019-08-01 · • “Technical and managerial capability or readiness of the recipients (recipient

Can Respir J Vol 9 No 6 November/December 2002 387

The overall goal of most international health projects isto have a sustainable impact on the health of the peo-

ple in the country receiving aid. Hence, an importantaspect in the design and implementation of any interna-tional health project is ensuring that the benefits of theproject will continue once external funding ceases.

The World Health Organization and InternationalUnion Against Tuberculosis and Lung Disease DirectlyObserved Therapy Short Course (DOTS) strategy for con-trolling tuberculosis is recognized as one of the most costeffective health interventions (1), and reducing the burdenof tuberculosis has been identified as one of the priorities forenhancing development by the Commission onMacroeconomics and Health (2). This strategy has fiveunderlying principles: “1) government commitment to aNational Tuberculosis Programme; 2) case detectionthrough case-finding by sputum smear microscopy examina-tion of TB suspects in general health services; 3) standard-ised short-course chemotherapy to, at least, allsmear-positive TB cases under proper case managementconditions; 4) regular, uninterrupted supply of all essentialanti-TB drugs; 5) monitoring system for programme super-vision and evaluation.” (3). Application of these five prin-ciples is considered to be essential to the creation of asustainable, effective program.

But what can be done when the conditions necessary forthe application of all of the DOTS criteria are not all pres-ent? In Ecuador, because of political, economic and socialinstability, a long term government commitment to tuber-culosis control is not ensured, and the central level of theNational Tuberculosis Control program does not have thecapacity nor the continuity necessary to ensure the appro-priate training, monitoring, supervision and support thatthe provincial and local tuberculosis programs need tomaintain a DOTS program. In response to these uncertain-ties, the Canadian Lung Association (CLA), as the execut-ing agency for a Canadian International DevelopmentAgency (CIDA)-funded project to enhance tuberculosiscontrol in Ecuador, has developed an alternative approachto supporting DOTS implementation in the country. It isthrough this approach that the CLA hopes to assist Ecuadorto have a sustained tuberculosis control program.

This project is based on the principle of strengtheningprovincial and local tuberculosis control programs ratherthan the central level of the National Tuberculosis Control

program. The principle project activities are training, todevelop capacity of health care personnel in implementingDOTS, supporting the development of a laboratory networkfor smear microscopy and supporting the implementation ofDOTS within the local health units (the primary care serv-ices of the Ministry of Public Health).

The project is limited to the basic components of aDOTS program. Case detection occurs through the identifi-cation of patients with respiratory symptoms among allthose who present to the health units. Diagnosis is based onsmear microscopy, and there are two treatment regimens,one for new patients and one for previously treated patients.All doses of treatment are directly observed, principally byhealth care personnel. The project emphasizes rigorouspatient follow-up, and standard recording and reporting tomonitor progress and to carry out program evaluation.Monitoring and supervision occurs at each level of care.

Preliminary data have demonstrated the success of thisapproach. All units in the project health areas are imple-menting the strategy according to project guidelines. Patientoutcome data have demonstrated successful case manage-ment, with rates of patient cure or treatment completion inthe first cohort analysis of 85% and an abandonment rate of6%. Case detection remains lower than expected rates but isimproving with experience. In each of the project health dis-tricts, the local or provincial health authorities haveassumed the ongoing costs of the DOTS program.

This project is funded for three years and is limited tothree of the 22 provinces in Ecuador that together accountfor approximately 50% of the tuberculosis cases in thecountry. From the outset of the project, the CLA has beenconcerned about the necessity of ensuring sustainability ofthe program once the funding and technical and adminis-trative support have ended.

How can the likelihood of sustainability be measured? In1993 and again in 1993, the Auditor General of Canadaidentified four key indicators for CIDA as criteria to deter-mine whether a project’s results are likely to provide sus-tainable benefits after CIDA’s direct funding ends (4).

• “Technical and managerial capability or readiness ofthe recipients (recipient country or ‘inheritor’institution) to sustain the project.

• Commitment of the ‘inheritor’ to assume ownershipand responsibility for sustaining the project.

Sustainable tuberculosis control

EDITORIAL

Tannenbaum.qxd 12/9/02 3:45 PM Page 387

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• Target group involvement in project design andevaluation, and the value it places on the developmentbenefits.

• Availability of sustaining resources – cash and otherresources – to operate and maintain the project over itslife cycle.

From its outset, the project has identified specificresponsibilities of the government of Ecuador that demon-strate the government’s commitment to maintain the pro-gram. Since the project began, the government of Ecuadorpurchased and distributed sufficient first-line antitubercu-lous medication and laboratory supplies for the entire coun-try, and has taken on recurrent costs of the program in eachproject area. In this way, sufficient funds for these costshave been incorporated into the health care budget of thecountry. In addition, the government has provided theinfrastructure and health care personnel for the tuberculosisprogram within its primary care network; for the most part,these are individuals who already have secure, full-timepositions within the Ministry of Public Health.

Because of the lack of stability and continuity at the cen-tral level, the project has emphasized ownership of the proj-ect and leadership of the program at the provincial andlocal levels, and development of technical and managerialcapacity at these levels. Tuberculosis program staff at theprovincial and local levels have been trained in the basicaspects of tuberculosis control, and those at the provinciallevel have received additional training in computer skills.In addition, provincial staff and those identified as leadersat the local level have been strengthened as trainers them-selves, and in their role in monitoring, supervision andevaluation.

Increasing capacity and involvement of the target grouphas occurred through the implementation strategy at thelocal level. While extensive support is offered to each newfacility as DOTS is being implemented, each area is expect-ed to implement the program independently and to adoptthe strategy to their own local conditions. Health care per-sonnel have recognized their abilities to solve local prob-

lems, without direction from the central level. In addition,they have recognized their abilities to implement a programof international calibre. This recognition has both increasedthe value that the target group places on the program, andhas created an institutional (ie, health area) recognition ofthe benefits and the importance of the program.

The project team believes that this strengthening oflocal capacity will mitigate the effect of the frequent politi-cal changes at the national level. In addition, through thetraining, meetings and workshops, the project has allowedthe provincial and local staff to make stronger connectionswith each other, and to have a greater awareness of theresponsibilities of the central level and a collective expec-tation that these responsibilities will be met. This strength-ening may enhance the ability of provincial and local levelsto insist that the central level meet its commitments.

As this phase of the project enters its final year, the focuswill be on ensuring that the skills and expertise necessary tocontinue the program are transferred to provincial and localstaff so that the remarkable advances made to date will con-tinue to improve the treatment of tuberculosis in Ecuador.

Terry-Nan Tannenbaum MD MPHMedical Advisor for International Activities,

Canadian Lung Association

Can Respir J Vol 9 No 6 November/December 2002388

Editorial

REFERENCES1. The World Bank. Investing in Health: World Development Report

1993. New York: Oxford University Press, 1993.2. Sachs JD. Macroeconomics and Health: Investing in Health for

Economic Development. Report of the Commission onMacroeconomics and Health. World Health Organization, 2001.<http://www.cid.harvard.edu/cidcmh/CMHReport.pdf>(Version current at December 9, 2002)

3. Treatment of Tuberculosis: Guidelines for National Programmes,Second Edition. Geneva: World Health Organization, 1997.(WHO/TB/97.220).

4. Auditor General of Canada. 1998 Report of the Auditor General of Canada, Chapter 21 – Canadian International Agency – Geographic Programs, December 1998. <http://www.oag-bvg.gc.ca/domino/reports.nsf/a1b15d892a1f761a852565c40068a492/4b611b936e377129852566c60052725c?OpenDocument> (Version current at December 8, 2002).

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