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Sustainability and Urban Transportation Terry Moore, FAICP, ECONorthwest Jeff Frkonja, RSG Mike Coleman, Kittelson and Associates, Inc. Jeff Tumlin, Nelson \ Nygaard 1

Sustainability and Urban Transportationmedia.planning.org/media/npc13/presentations/W404.pdf · Sustainability & TBL: multi-objective framework for “other” effects (beyond “transportation

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Page 1: Sustainability and Urban Transportationmedia.planning.org/media/npc13/presentations/W404.pdf · Sustainability & TBL: multi-objective framework for “other” effects (beyond “transportation

Sustainability and Urban Transportation Terry Moore, FAICP, ECONorthwest

Jeff Frkonja, RSG

Mike Coleman, Kittelson and Associates, Inc.

Jeff Tumlin, Nelson \ Nygaard

1

Page 2: Sustainability and Urban Transportationmedia.planning.org/media/npc13/presentations/W404.pdf · Sustainability & TBL: multi-objective framework for “other” effects (beyond “transportation

Overview of the Session

Syllabus and Agenda The logic Sustainability Overview.

A Framework for Transportation Decision-Making: Does Sustainability Change Anything?

Implications for Data.

Directions for sustainable transportation.

Tying it together.

Speaker backgrounds

Your backgrounds and interests

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Page 3: Sustainability and Urban Transportationmedia.planning.org/media/npc13/presentations/W404.pdf · Sustainability & TBL: multi-objective framework for “other” effects (beyond “transportation

A Framework for Thinking about Sustainable Public Action

Terry Moore, FAICP, ECONorthwest

3

Page 4: Sustainability and Urban Transportationmedia.planning.org/media/npc13/presentations/W404.pdf · Sustainability & TBL: multi-objective framework for “other” effects (beyond “transportation

Public Policy: What are we trying to achieve?

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Page 5: Sustainability and Urban Transportationmedia.planning.org/media/npc13/presentations/W404.pdf · Sustainability & TBL: multi-objective framework for “other” effects (beyond “transportation

The Big Picture: Level 1

Make everyone happy

All impacts, all people, all times

Net Social Welfare; The Public Good

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Page 6: Sustainability and Urban Transportationmedia.planning.org/media/npc13/presentations/W404.pdf · Sustainability & TBL: multi-objective framework for “other” effects (beyond “transportation

Level 2

Livability

(Sustainability)

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Page 7: Sustainability and Urban Transportationmedia.planning.org/media/npc13/presentations/W404.pdf · Sustainability & TBL: multi-objective framework for “other” effects (beyond “transportation

Goals and Sub-Goals

Goals = What we care about= Impacts= Benefits and costs= Performance Measures Evaluation Criteria= 7

Page 8: Sustainability and Urban Transportationmedia.planning.org/media/npc13/presentations/W404.pdf · Sustainability & TBL: multi-objective framework for “other” effects (beyond “transportation

Smart

Powerful

Strong Slender

Rich Stable 8

Page 9: Sustainability and Urban Transportationmedia.planning.org/media/npc13/presentations/W404.pdf · Sustainability & TBL: multi-objective framework for “other” effects (beyond “transportation

Public Policy: What actions do we take to achieve what we want?

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Page 10: Sustainability and Urban Transportationmedia.planning.org/media/npc13/presentations/W404.pdf · Sustainability & TBL: multi-objective framework for “other” effects (beyond “transportation

Measures of

Outcomes

Outputs Inputs

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Page 11: Sustainability and Urban Transportationmedia.planning.org/media/npc13/presentations/W404.pdf · Sustainability & TBL: multi-objective framework for “other” effects (beyond “transportation

Public Policy: Where does Sustainability fit in?

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Page 12: Sustainability and Urban Transportationmedia.planning.org/media/npc13/presentations/W404.pdf · Sustainability & TBL: multi-objective framework for “other” effects (beyond “transportation

Triple Bottom Line: E3

Livability

Economy Environment

Equity Distribution of Impacts

Fiscal

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Page 13: Sustainability and Urban Transportationmedia.planning.org/media/npc13/presentations/W404.pdf · Sustainability & TBL: multi-objective framework for “other” effects (beyond “transportation

Attributes Important to Defining Sustainability

Time….How long?

Perspective….For whom?

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Page 14: Sustainability and Urban Transportationmedia.planning.org/media/npc13/presentations/W404.pdf · Sustainability & TBL: multi-objective framework for “other” effects (beyond “transportation

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Page 15: Sustainability and Urban Transportationmedia.planning.org/media/npc13/presentations/W404.pdf · Sustainability & TBL: multi-objective framework for “other” effects (beyond “transportation

Attributes Important to Defining Sustainability

Time….How long?

Perspective….For whom?

How much does Bruntland help?

“Development that meets the needs of the present without compromising the ability of future generations to meet their own needs.”

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Page 16: Sustainability and Urban Transportationmedia.planning.org/media/npc13/presentations/W404.pdf · Sustainability & TBL: multi-objective framework for “other” effects (beyond “transportation

New ideas, or just new terms?

Old School

Measure, monitor

All Impacts

Of alternative courses of action

On classes of people

Now and future

To achieve

Net Benefits, Social Welfare, Public Interest

New School

Performance measures, outcomes

TBL E3

Possible futures

Equity

Future generations

To achieve

Sustainability, Quality of Life, Livability

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Page 17: Sustainability and Urban Transportationmedia.planning.org/media/npc13/presentations/W404.pdf · Sustainability & TBL: multi-objective framework for “other” effects (beyond “transportation

But some things (may) have changed

Better science, better measurement

Changing (greener) values (?)

Extended planning horizon

Result:

Increasing concern with ability to sustain current levels of consumption

Find more “efficient” and fair policies

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Page 18: Sustainability and Urban Transportationmedia.planning.org/media/npc13/presentations/W404.pdf · Sustainability & TBL: multi-objective framework for “other” effects (beyond “transportation

Why the Change in Public Attitude about Sustainability?

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Page 19: Sustainability and Urban Transportationmedia.planning.org/media/npc13/presentations/W404.pdf · Sustainability & TBL: multi-objective framework for “other” effects (beyond “transportation

Demand

More People

More

Consumption

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Page 20: Sustainability and Urban Transportationmedia.planning.org/media/npc13/presentations/W404.pdf · Sustainability & TBL: multi-objective framework for “other” effects (beyond “transportation

Exponential Growth: People

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Page 21: Sustainability and Urban Transportationmedia.planning.org/media/npc13/presentations/W404.pdf · Sustainability & TBL: multi-objective framework for “other” effects (beyond “transportation

Why Now? Technology and Energy

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Page 22: Sustainability and Urban Transportationmedia.planning.org/media/npc13/presentations/W404.pdf · Sustainability & TBL: multi-objective framework for “other” effects (beyond “transportation

Per capita consumption

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Page 23: Sustainability and Urban Transportationmedia.planning.org/media/npc13/presentations/W404.pdf · Sustainability & TBL: multi-objective framework for “other” effects (beyond “transportation

Supply

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Page 24: Sustainability and Urban Transportationmedia.planning.org/media/npc13/presentations/W404.pdf · Sustainability & TBL: multi-objective framework for “other” effects (beyond “transportation

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Page 25: Sustainability and Urban Transportationmedia.planning.org/media/npc13/presentations/W404.pdf · Sustainability & TBL: multi-objective framework for “other” effects (beyond “transportation

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Page 26: Sustainability and Urban Transportationmedia.planning.org/media/npc13/presentations/W404.pdf · Sustainability & TBL: multi-objective framework for “other” effects (beyond “transportation

Pollution

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Page 27: Sustainability and Urban Transportationmedia.planning.org/media/npc13/presentations/W404.pdf · Sustainability & TBL: multi-objective framework for “other” effects (beyond “transportation

Estimated # of polluted industrial sites in the

US?

600,000

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Page 28: Sustainability and Urban Transportationmedia.planning.org/media/npc13/presentations/W404.pdf · Sustainability & TBL: multi-objective framework for “other” effects (beyond “transportation

And the Other Stuff

Genetic mutation

Viruses and pandemics

Resource wars

Terrorism

Natural disasters

Government crisis: national debt, health care system, social security, tax system

Higher parking fees

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Page 29: Sustainability and Urban Transportationmedia.planning.org/media/npc13/presentations/W404.pdf · Sustainability & TBL: multi-objective framework for “other” effects (beyond “transportation

Recipe for a Bad Brew

In a globe of increasingly stressed resources

Add

Population growth (inevitable without catastrophe)

Increasing per capita demand (globalization, developing countries, redressing inequality)

Water (while you can)

Bake (either between brown-outs, or wait for global warming)

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Page 30: Sustainability and Urban Transportationmedia.planning.org/media/npc13/presentations/W404.pdf · Sustainability & TBL: multi-objective framework for “other” effects (beyond “transportation

Public Policy: Where does Transportation fit in?

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Page 31: Sustainability and Urban Transportationmedia.planning.org/media/npc13/presentations/W404.pdf · Sustainability & TBL: multi-objective framework for “other” effects (beyond “transportation

Transportation in the Context of Typical Goal

Categories for Local and State Agencies

Effects on Everything

Economy

Environment

Land Use

Infrastructure

Social

Fiscal

Public Process

(Legality: usually implied)

31

Transportation System Performance

Safety

Speed (accessibility and mobility)

Reliability

Convenience

Cost / Effectiveness / Fiscal Constraint

Distribution of impacts (equity)

Page 32: Sustainability and Urban Transportationmedia.planning.org/media/npc13/presentations/W404.pdf · Sustainability & TBL: multi-objective framework for “other” effects (beyond “transportation

Transportation and Sustainability

1/3 of US energy consumption

Travel > VMT > Fuel Consumption (+ Congestion)

> Emissions > GHG > Climate Change > …..

Transportation systems > land use patterns >

costs of services + “livability”

Other effects (e.g., health, equity)

Sustaining existing infrastructure: inadequate

maintenance

More efficient use of the existing infrastructure.

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Page 33: Sustainability and Urban Transportationmedia.planning.org/media/npc13/presentations/W404.pdf · Sustainability & TBL: multi-objective framework for “other” effects (beyond “transportation

What we will cover today

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Page 34: Sustainability and Urban Transportationmedia.planning.org/media/npc13/presentations/W404.pdf · Sustainability & TBL: multi-objective framework for “other” effects (beyond “transportation

How We Narrowed the Scope

Surface transportation in urban areas

A subset of issues related to sustainability

Sustainability means, in part, better evaluation: full

impacts over the longer run

Better evaluation = better framework & data

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Page 35: Sustainability and Urban Transportationmedia.planning.org/media/npc13/presentations/W404.pdf · Sustainability & TBL: multi-objective framework for “other” effects (beyond “transportation

Decision Tools and Data for Finding Sustainable Transportation Policies Terry Moore, FAICP, ECONorthwest

1

Page 36: Sustainability and Urban Transportationmedia.planning.org/media/npc13/presentations/W404.pdf · Sustainability & TBL: multi-objective framework for “other” effects (beyond “transportation

Remember the Framework…

2

Page 37: Sustainability and Urban Transportationmedia.planning.org/media/npc13/presentations/W404.pdf · Sustainability & TBL: multi-objective framework for “other” effects (beyond “transportation

All impacts, all people, all times

Net Social Welfare; The Public Good

3

Page 38: Sustainability and Urban Transportationmedia.planning.org/media/npc13/presentations/W404.pdf · Sustainability & TBL: multi-objective framework for “other” effects (beyond “transportation

Typical Public-Sector Goal Categories

Effects on Everything

Economy

Environment

Land Use

Infrastructure

Social

Fiscal

Public Process

(Legality: usually implied)

4

Transportation System Performance

Safety

Speed (accessibility and mobility)

Reliability

Convenience

Cost / Effectiveness / Fiscal Constraint

Distribution of impacts (equity)

Page 39: Sustainability and Urban Transportationmedia.planning.org/media/npc13/presentations/W404.pdf · Sustainability & TBL: multi-objective framework for “other” effects (beyond “transportation

Triple Bottom Line: E3

Livability

Economy Environment

Equity Distribution of Impacts

Fiscal

5

Page 40: Sustainability and Urban Transportationmedia.planning.org/media/npc13/presentations/W404.pdf · Sustainability & TBL: multi-objective framework for “other” effects (beyond “transportation

Oregon DOT

Transport Performance

Mobility, Accessibility, Safety & Security

Other Effects

E1: Economic Vitality, Funding & Finance

E2: Environmental Stewardship, Land Use and Growth Management, Q of L & Livability

E3: Equity 6

Page 41: Sustainability and Urban Transportationmedia.planning.org/media/npc13/presentations/W404.pdf · Sustainability & TBL: multi-objective framework for “other” effects (beyond “transportation

Puget Sound MPO

Transport Performance

Mobility, Transportation-related Q of L (safety, options), Finance / Cost

Other Effects

E1: Economic Prosperity, Finance

E2: Environmental Stewardship, Growth Management

E3: Equity

7

Overarching Framework

Environment

Development Pattern

Economy

Transportation

Page 42: Sustainability and Urban Transportationmedia.planning.org/media/npc13/presentations/W404.pdf · Sustainability & TBL: multi-objective framework for “other” effects (beyond “transportation

Puget Sound

Regional Council

Categories of goals

Evaluation criteria

Measurement Evaluation Criteria

Mobility

Finance

Growth Management

Economic Prosperity

Equity

Environment

Quality of Life

8

Page 43: Sustainability and Urban Transportationmedia.planning.org/media/npc13/presentations/W404.pdf · Sustainability & TBL: multi-objective framework for “other” effects (beyond “transportation

Techniques consistent with the Framework

9

Page 44: Sustainability and Urban Transportationmedia.planning.org/media/npc13/presentations/W404.pdf · Sustainability & TBL: multi-objective framework for “other” effects (beyond “transportation

Framework vs. Technique

Broad agreement: need multi-objective framework

Sustainability & TBL: multi-objective framework for “other” effects (beyond “transportation system performance”)

Lots of techniques for multi-objective evaluation; different emphases:

Quantification and summation of impacts and weights

Benefit-cost analysis, least-cost planning, STARS, multi-attribute utility analysis, goals achievement matrix, AHP, conjoint

Quantification of opinions

Delphi, public-opinion surveys, voting exercises

List and discuss

EIS, matrix display

10

Page 45: Sustainability and Urban Transportationmedia.planning.org/media/npc13/presentations/W404.pdf · Sustainability & TBL: multi-objective framework for “other” effects (beyond “transportation

Typical techniques

Benefit-cost analysis

The grandfather and gold standard

Good in concept; often flawed in practice (or not used)

Multi-attribute utility analysis

BCA in different units

Least-cost planning

Assumes a cost-minimization problem

Triple-bottom line

Often with rating systems: e.g., STARS, I-LAST

Matrix display of performance measurement

11

Page 46: Sustainability and Urban Transportationmedia.planning.org/media/npc13/presentations/W404.pdf · Sustainability & TBL: multi-objective framework for “other” effects (beyond “transportation

Benefit-Cost Analysis

Well-established techniques

All impacts, over time

But:

Can be inappropriately applied

Benefits to non-motorized units difficult; May be more of an equity issue

Hard:

In concept

In practice

Federal Register/Vol. 76, No. 127/Friday, July 1, 2011/Notices Tiger grants BCA

12

Page 47: Sustainability and Urban Transportationmedia.planning.org/media/npc13/presentations/W404.pdf · Sustainability & TBL: multi-objective framework for “other” effects (beyond “transportation

Hard to do this in your head, based on professional judgment

Calculating travel B-C complex

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Regional

Economic

Forecasts

Benefit-Cost

Analysis

Air Quality

Analysis

Alternatives

Development

Land Use

Forecasts

Travel

Forecasts

Transport

System

Page 48: Sustainability and Urban Transportationmedia.planning.org/media/npc13/presentations/W404.pdf · Sustainability & TBL: multi-objective framework for “other” effects (beyond “transportation

Least-Cost Planning

Oregon DOT: Mosaic note the typical steps

14

Page 49: Sustainability and Urban Transportationmedia.planning.org/media/npc13/presentations/W404.pdf · Sustainability & TBL: multi-objective framework for “other” effects (beyond “transportation

Least-Cost Planning, ODOT Mosiac

Oregon DOT: Mosaic

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Page 50: Sustainability and Urban Transportationmedia.planning.org/media/npc13/presentations/W404.pdf · Sustainability & TBL: multi-objective framework for “other” effects (beyond “transportation

Performance Measurement

16

Page 51: Sustainability and Urban Transportationmedia.planning.org/media/npc13/presentations/W404.pdf · Sustainability & TBL: multi-objective framework for “other” effects (beyond “transportation

Examples of Measurement

ODOT LCP

17

Page 52: Sustainability and Urban Transportationmedia.planning.org/media/npc13/presentations/W404.pdf · Sustainability & TBL: multi-objective framework for “other” effects (beyond “transportation

OUTCOMES

MOBILITY

COMMUNITY CHARACTER

PROSPEROUS ECONOMY

SOCIAL RESPONSIBILITY

& EQUITY

SUSTAINABLE ENVIRONMENT

Mode Choice

MEASURES

Improved Modal

Connection

Passenger VMT

Reduction

Travel Time

Reliability Benefits

Center Mobility &

Access

Bicycle Pedestrian

Trips (Health)

Injury & Fatality

Reduction

Fostering Economic Growth

Benefits to Trucks

Special Needs

Accessibility

Benefits to EJ

Populations

Water & Habitat

Protection/ Improvemen

t

Energy Use

GHG Emissions

Criteria Pollutant Emissions

Regional Geography

Puget Sound Regional Council

Page 53: Sustainability and Urban Transportationmedia.planning.org/media/npc13/presentations/W404.pdf · Sustainability & TBL: multi-objective framework for “other” effects (beyond “transportation

Rating Systems

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Page 54: Sustainability and Urban Transportationmedia.planning.org/media/npc13/presentations/W404.pdf · Sustainability & TBL: multi-objective framework for “other” effects (beyond “transportation

Rating Systems

20

5 categories

3 subcategories

each with several

credits

Page 55: Sustainability and Urban Transportationmedia.planning.org/media/npc13/presentations/W404.pdf · Sustainability & TBL: multi-objective framework for “other” effects (beyond “transportation

Rating Systems

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Page 56: Sustainability and Urban Transportationmedia.planning.org/media/npc13/presentations/W404.pdf · Sustainability & TBL: multi-objective framework for “other” effects (beyond “transportation

The typical matrix display

22

Page 57: Sustainability and Urban Transportationmedia.planning.org/media/npc13/presentations/W404.pdf · Sustainability & TBL: multi-objective framework for “other” effects (beyond “transportation

Problems: Measurement

23

Page 58: Sustainability and Urban Transportationmedia.planning.org/media/npc13/presentations/W404.pdf · Sustainability & TBL: multi-objective framework for “other” effects (beyond “transportation

Measurement challenges

Identification of relevant measures

Unlimited possibilities

Different purposes Different perspectives Different time periods Different level of effort: Cost and Time

Measurements vs. forecasts

Complexity of causal relationships

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Page 59: Sustainability and Urban Transportationmedia.planning.org/media/npc13/presentations/W404.pdf · Sustainability & TBL: multi-objective framework for “other” effects (beyond “transportation

Multiplying measures: A transportation example

Each measure of transportation performance has multiple variations

By mode: motor vehicle, transit (bus for this evaluation), bicycle, and walking

By performance measure: e.g., safety, travel time, emissions

By distribution: e.g., subareas and user groups

By units of measurement: e.g., total, per person, per acre, % change, rate of change

By time period

By cost type and and funding available

25

Page 60: Sustainability and Urban Transportationmedia.planning.org/media/npc13/presentations/W404.pdf · Sustainability & TBL: multi-objective framework for “other” effects (beyond “transportation

More measurement challenges

Accuracy vs. transparency

Get it right vs. keep it simple

In the aggregate and on average vs. details of impacts on subareas and groups

Models /numbers vs. Judgment / opinion

Spillover effects

Politics of measurement

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Page 61: Sustainability and Urban Transportationmedia.planning.org/media/npc13/presentations/W404.pdf · Sustainability & TBL: multi-objective framework for “other” effects (beyond “transportation

Problems: Valuation and Aggregation

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Page 62: Sustainability and Urban Transportationmedia.planning.org/media/npc13/presentations/W404.pdf · Sustainability & TBL: multi-objective framework for “other” effects (beyond “transportation

Valuation and Aggregation Challenges

No common units for impacts

Monetization or scoring

Weighting (values)

Multiple constituencies > different values

Inconsistent values

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Page 63: Sustainability and Urban Transportationmedia.planning.org/media/npc13/presentations/W404.pdf · Sustainability & TBL: multi-objective framework for “other” effects (beyond “transportation

The “ideal” steps (per analysts)

Categories of goals (i.e., objectives, outcomes, etc.)

Measurements of goals in “natural units”

For each measurement, a score based on relative performance across alternatives

For benefit-cost analysis, score = $

Weights for (1) goals categories, and (2) scores for measurements within goals

Sum to weighted score

29

Page 64: Sustainability and Urban Transportationmedia.planning.org/media/npc13/presentations/W404.pdf · Sustainability & TBL: multi-objective framework for “other” effects (beyond “transportation

Some problems with the “ideal”

Weighting

Ex Ante: does it make it fair or flawed?

Outlier cases: projects with fatal flaws

Getting to weights: problems with both statistical and non-statistical methods

Sticking with the weights: attitudes change

Analysis

Requires models: cannot be “transparent”

Future uncertain: results depend on assumptions

Model results may be counterintuitive

Perspective matters (e.g., whose funding?)

Politics and public opinion matters

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Page 65: Sustainability and Urban Transportationmedia.planning.org/media/npc13/presentations/W404.pdf · Sustainability & TBL: multi-objective framework for “other” effects (beyond “transportation

Concluding Observations

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Page 66: Sustainability and Urban Transportationmedia.planning.org/media/npc13/presentations/W404.pdf · Sustainability & TBL: multi-objective framework for “other” effects (beyond “transportation

Performance Measurement and

Sustainability / Triple Bottom Line

Not new ideas. Haven’t been done because:

Hard

Potentially expensive

Payoffs are long run

Problems weren’t judged by public and their elected officials as “bad enough”

Sustainability and TBL

Has always been the public-sector’s charge

A framework; can use any of many possible techniques

Changing data, techniques, values, and problems all encouraging more measurement of TBL factors

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Page 67: Sustainability and Urban Transportationmedia.planning.org/media/npc13/presentations/W404.pdf · Sustainability & TBL: multi-objective framework for “other” effects (beyond “transportation

A Fundamental Dilemma

Measurement not the challenge

But unlimited (or just extensive) measurement

Not cost effective or useful for decisionmaking

Gets stuck on consolidation and ranking So, fewer measures, right…?

How can just a few measures capture all that people care about?

Even if good-faith agreement at the start, hard to dismiss “other” measures later

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Page 68: Sustainability and Urban Transportationmedia.planning.org/media/npc13/presentations/W404.pdf · Sustainability & TBL: multi-objective framework for “other” effects (beyond “transportation

Measurement and Sustainability

Neither is a new idea; just haven’t been done because….

But the concepts and attempts to apply them important

Implications:

Not: Do nothing

Rather:

Recognize challenges

Decide: What level & type of measurement makes sense for our community?

34